為华泰证券股份有限公司 HTSC 2016 Annual Report 6886
2 4 8 01 14 32 38 02 44 105 03 138 148 149 175 226 04 234 374 375 377 383 401
20164,638,186,983.63 10% 10% 10% 1,391,456,095.083,246,730,888.55 10,929,349,736.652015 3,581,384,400.00 10,594,696,225.20 3 2016 2016AH 2016 7,162,768,800.00 105.00 3,581,384,400.007,013,311,825.20 AH2016 2016 2017 8 312016
2016 2016 Annual Report 3 B BBB ITIT
A 1.00 AssetMark AssetMark Financial Holdings, Inc. 2005 10 27 2006 1 1 2013 12 282014 3 1
2016 2016 Annual Report 5 H 1.00 IPO QFII QDII 571
6 2007 12 7 HTSC 16 Huatai Securities Co., Ltd. H 2015 6 1 6886 A2010 2 26 601688
2016 2016 Annual Report 7 2016 OTC 2016
8 2016 2016 401,450,397 84,357,457 2016 24,631,628 6,270,612 314 2016 8.85% App 33 IPO 2016 5 3
9 8,800 2016 FICC2016 2016 AssetMark 2016 2016 Annual Report
10 2017 A 2017 3 30
24.52 11 2016 2016 Annual Report 24.52 8.85% 794.05 794.05 2,600 + APP 500 + 551.43 5.87% NO.1 8,800 + AUM
01 14 32 38
HUATAI SECURITIES CO., LTD. HTSC 7,162,768,800 7,162,768,800 45,122,195,552.96 68,250,681,820.34 125
15 2016 2016 Annual Report 1991 42010 2 26A2015 6 1H 20 1 2000 2 2001 3 2003 /4 2004 5 2005 6 2006 7 2007 (QDII)
16 8 2008 9 2009 10 2010 11 2012 300ETF 300 12 2013
2014OTC 13 17 14 15 2016 2016 Annual Report 2015 50ETF 2016 / 228 11 228 12 025-83387793 83387780 83387688 025-83387788 025-83387784 025-83387784 jiangjian@htsc.com luoyi@htsc.com 2017 2 23
18 228 11 2818 228 210019 228 210019 99 42 4201 http://www.htsc.com.cn boardoffice@htsc.com 025-83389999 95597 4008895597 91320000704041011J
19 http://www.sse.com.cn http://www.hkexnews.hk A 228 H 228 99 42 4201 2016 2016 Annual Report A 601688 H HTSC 6886 / 1 1990 12 1991 4 9 1,000 1991 5 26 2 1994[1993]74 [1994]36 20,200 3 1997 6 1996[1997]501 [1998]4340,400 1998 4 21
20 4 1998 5 199782,800 1999 1 18 5 1999 3 1999 12 [1999]152 85,032 1999 12 21 6 2001 4 2002 4 [2002]96 85,032 220,000 2002 5 24 7 2007 2007 11 29[2007]311 220,000 450,000 2007 12 7 8 20092009 7 30 [2009]715 450,000 481,543.8725 2009 7 31 9 2010 22010 2 1 [2010]138A78,456.1275 56 2010 2 23 10 2014 12 11 H2014 2015 5 7 161,000 2015 5 22140,000H6 1 140,000H H14,000H154,000H2015 6 19H 16,276.88H H HH2015 6 24 560,000 716,276.88 2015 7 7
21 2016 2016 Annual Report /
22 4 3 99 58 8 12 2006.11.23 880,000 025-83389999 180 2008.08.12 600,000 025-83389999 2815 1501 18 21 (01A 02 03 04) 17A 18A 24A 25A 26A 761 20 2013.11.21 50,000 010-56839318 2014.10.16 260,000 021-28972188 1997.09.05 99,748 010-56839300 1995.07.10 100,900 020-87327039 188 11 2013.07.04 20,000 025-83389999
23 29 2016 2016 Annual Report 1 2010.5.28 500 100032 010-63211377 28 15 1501 2 239 B 3 320 201 4 90 5 6 6 18 2201 2010.5.28 500 150001 0451-82718800 2011.6.3 500 110004 024-31881777 2010.4.9 2,000 210002 025-84798508 2010.5.28 500 226001 0513-85529888 2010.5.28 500 200120 021-28972289 /7 102 8 884 6 9 18A 10 51 1 16 2 11 558 4 2010.5.28 500 215001 0512-67579666 2010.5.28 500 300211 022-26522228 2012.3.19 500 518048 0755-82492098 2012.5.19 500 610091 028-61502398 2012.3.19 500 430070 027-87314798
24 12 230 232 39 07 08 13 1750 1 23042305 2306 14 325 15 9 16 19 17 406 18 15 B 8 19 17703 20 46 21 18 19 2012.5.19 500 510620 020-88830128 2013.3.25 500 310052 0571-86698700 2014.6.11 2,000 214001 0510-82723020 2014.4.16 2,000 213000 0519-88139733 2014.4.16 2,000 221001 0516-85602988 2014.8.4 2,000 225001 0514-82196688 2014.4.16 2,000 450008 0371-65585009 2014.4.16 2,000 250061 0531-55686555 2014.8.25 10,000 230011 0551-64297088 2014.3.24 2,000 223001 0517-83907888
25 22 1015 23 11 24 22 25 8 26 346 27 155 162 B 28 668 B 201 29 1416 2014.3.24 2,000 224001 0515-88216888 2014.3.24 2,000 212001 0511-85037099 2014.8.4 2,000 225300 0523-86234237 2014.8.4 2,000 214431 0510-86817888 2014.5.27 500 410015 0731-85120568 2016 2016 Annual Report 2014.2.25 500 650021 0871-65951973 2014.9.18 2,000 361004 0592-2997899 2014.11.3 500 330002 0791-86600577 /29
26 24229 5 1 1 7 3 7 1 29 1 4 3 2 1 3 15 23 93 7 2 2 4 1 7 1 2 3 8 5 1 18 10 8
27 1 27 1 A 166 36 2 H 183 17M 2016 2016 Annual Report / 2016 2015 % 2014 24,631,628 39,415,525 (37.51) 15,978,485 8,593,428 14,263,497 (39.75) 5,914,816 6,270,612 10,696,871 (41.38) 4,486,276 22,019,862 (46,417,732) (147.44) (11,173,496) 1,065,484 1,435,066 (25.75) 1,474,939
28 2016 2015 % 2014 401,450,397 452,614,615 (11.30) 272,226,036 315,790,200 371,085,844 (14.90) 230,281,628 84,357,457 80,784,925 4.42 41,298,556 85,660,197 81,528,771 5.07 41,944,408 7,162,768,800 7,162,768,800 5,600,000,000 2016 2015 % 2014 0.88 1.65 (46.67) 0.80 0.88 1.65 (46.67) 0.80 % 7.73 17.09 (9.36) 11.74 % 72.25 74.85 (2.60) 79.23 11.78 11.28 4.43 7.37 =
29 45,122,195,552.96 68,250,681,820.34 75,942,209,841.25 74,445,317,086.43 % 206.71 392.86 % 59.42 91.68 % 38.09 51.71 % 64.10 56.41 % 55.38 36.63 2016 2016 Annual Report % 65.95 80.33 37,622,195,552.96 53,750,681,820.34 7,500,000,000.00 14,500,000,000.00 21,829,243,932.41 17,372,561,713.91 208,043,528,950.74 212,345,868,939.18 % 21.35 26.16 % 246.05 299.81 % 139.68 127.97 / 125
30 1 2016 2015 2014 2013 2012 24,632 39,416 15,978 9,000 7,011 16,492 25,572 10,349 6,272 5,094 454 420 285 219 209 8,594 14,263 5,915 2,948 2,126 6,271 10,697 4,486 2,220 1,618 2 2016 12 31 2015 12 31 2014 12 31 2013 12 31 2012 12 31 401,450 452,615 272,226 116,214 85,856 315,790 371,086 230,282 79,413 50,676 92,729 128,367 70,228 30,843 34,498 84,357 80,785 41,299 36,174 34,725 85,660 81,529 41,944 36,801 35,180 7,162,768,800 7,162,768,800 5,600,000,000 5,600,000,000 5,600,000,000
3 31 2016 2015 2014 2013 2012 0.50 0.50 0.50 0.15 0.15 0.88 1.65 0.80 0.40 0.29 0.88 1.65 0.80 0.40 0.29 % 7.73 17.09 11.74 6.24 4.76 % 72.25 74.85 79.23 56.89 31.50 11.78 11.28 7.37 6.46 6.20 2016 2016 Annual Report = 2016 2015 2016 12 312015 12 31 / 131,238,108,713.37 83,107,232,026.80 (48,130,876,686.57) 1,566,689,451.54 21,428,292,467.49 27,919,978,030.69 6,491,685,563.20 (2,104,544,759.42) 38,118,720,503.37 43,736,561,642.99 5,617,841,139.62 1,708,037,939.07 5,000,000.00 5,000,000.00 220,759.97 (2,125,595,372.73) (757,418,940.03) 1,368,176,432.70 2,805,711,773.47 188,664,526,311.50 154,011,352,760.45 (34,653,173,551.05) 3,976,115,164.63
1 15,559,308 45.72%9,986,520 39.44%35.82%6.65 2 IPO
33 2016 2016 Annual Report 2,512,098 31.69%1,567,059 24.19% 37.62%3.68 3 3,173,989 26.66%1,017,082 19.27% 67.92%2.35 4 OTC ETF OTC OTC 2,337,922 48.29%902,133 42.66%61.41% 3.79 / 5
34 1,089,259 44.73%3,059,638 43.33%-139.12%13.09 25 AH WIND WIND WIND APP
2016 2016 35 2016 2016 Annual Report 2016 80140A+H /
36 AssetMark 1,100
37 2016 2016 Annual Report 5,2814,63187.69% IT IT IT IT A+H AssetMark /
2016 1 9 (SEEC) 2016 3 112015 2015 2016 4 27(CBIB)2016 2016 6 272015/2016 2016 7 152016 2016 2016 2016 8 5 21 2016 2016 201620162016 2016 11 122016 6 2016 11 25 2011 2015 2011 2015
/ 2016 11 25 39 2016 2016 Annual Report 7 2016 11 28 II Institutional Investor 2016 12 1 2016 H 2016 12 2 2016 2016 2016 12 3 2016 12 14 500 2016 2016 12 212016
40 2016 1 21 20162015 2016 1 2016 3 11 TMT IPO IPOIPO 2016 3 142015 2015 2016 3 27 2016 2015 2015 500ETF 20152015 2015 300ETF2015 2016 4 9(CSF) 1 CSF
2016 4 27(CBIB)2016 41 2016 2016 Annual Report 20162016 2016 2016 2016 5 9201530 2016 5 11TOP 500ETF 300ETF 1 13 300ETF 3 2016 9 19 2013 2015 2016 9 22 2016 2016 12 12016 Huatai HK SPC Huatai RQFII Fund 3 Segregated PortfolioOffshore China Fund Awards 2016 Best Total Return Greater China EquityETFETF Best Tracking Error Best Total Return Greater China Equity (3 Years) Best Total Return Greater China Fixed Income (3 Years) A50 ETETF Best Average Liquidity /
02 44 105
% % % % 15,559,308 (9,986,520) 5,572,788 35.82 (45.72) (39.44) 6.65 2,512,098 (1,567,059) 945,039 37.62 31.69 24.19 3.68 3,173,989 (1,017,082) 2,155,904 67.92 26.66 19.27 2.35 2,337,922 (902,133) 1,435,789 61.41 (48.29) (42.66) 3.79 1,089,259 (3,059,638) (1,515,389) (139.12) (44.73) (43.33) 13.09 (40,948) 40,245 (703) 24,631,628 (16,492,187) 8,593,428 34.89 (37.51) (35.51) 1.30 3,103.6412.31% -12.31% 10,177.1419.64% -19.64% A1,265,127.68-50.05% 5,184.95 2015 50.05% 29.16% 19,495.49 2015 29.16% 1,387.962015 5.47% 18,107.532015 32.89%
45 2016 2016 Annual Report 175.592.00% 5,925.702015 73.21% 27,797.322015 167.95% 2.00% -1.64% 116.091.64% 56.77% 363,661.782015 56.77% 64.97% 10,163 2015 98.15% 40,558.112015 64.97% 35.58% 51.79 2015 35.58% 76.31% 1,675 2015 25.52% 9,960.492015 76.31% 76.64% 3,105 2015 15.34% 18,435.532015 76.64% /
46 1 2016 277.83 2015 48.71% 9,392.49201520.01% 2 1/ WIND 24.52 8.85% 2016 2015 % % 200,008.38 7.85 373,621.36 7.34 45,194.72 20.33 77,954.04 25.59 136,541.20 2.88 104,943.26 4.03 381,744.30 5.08 556,518.66 6.95 WIND
47 2016 2016 Annual Report 1,535.98 235.162,637.68 185.89 91.18% 81.92% 139,822 846.676.26% 18,749 5.246.40% 1,086.62 10.40%9,967 5 32 4 14 5122,174.79107,957.99 20.25% 67.75%2.68% 2.76%IB IB8,797 28,276 IB 196 IB 27.04 2/ 2016 2015 18,340,621,642.82 193,266,983.47 30,838,467,837.18 328,137,230.30 1,943,000,000.00 3,741,147.58 2,183,010,000.00 13,927,429.40 4,012,479,169,811.37 9,535,419.46 4,794,644,764,281.00 6,689,907.32 4,032,762,791,454.19 206,543,550.51 4,827,666,242,118.18 348,754,567.02 /
48 3/ 4,716 6,10217053 15 5,456.16 5.35% 934 497.21 1,5897149,241.03 8,833.89 4/ 551.43 5.87% 337.76% 690.26 245.28% 0.25 276.03%13.45423.97% 3 2017 2017
AssetMark 49 2016 2016 Annual Report 1 IPOIPO WIND 19,495.492015 29.16% 1,387.96 18,107.532015 5.47% 32.89% WIND363,661.782015 56.77%5,925.70 27,797.322015 73.21% 167.95% 3,105 18,435.532015 15.34% 76.64% 10,16340,558.112015 98.15% 64.97% /
50 2 1/ 6 141 1,085,495.73 9,245,066.66 34,486.26 386,191.14 39 124 6,854,957.26 17,897,181.35 51,968.80 163,803.99 30 1,002,136.78 19,236.96 128 407 17,163,467.45 40,312,122.53 58,966.71 204,576.16 173 702 25,103,920.44 68,456,507.32 145,421.77 773,808.25 63,753.03 191 1,013
1732,510.39 14.54 51 2016 2016 Annual Report 45794.05 8.65 WIND 128 1,716.35 5.90 WIND WIND 2/ 2921 252924.28 2 11.47 233 5,9031,1391.84 0.78216.93 41.658.82132.79 3 2017 2017IPO /
52 1 51.79 2015 35.58% 20161,675 2015 25.52% 9,960.492015 76.31% 2 1/ 92 1,294.74 588 7,187.05 34 351.41 2016 2015 1,294.74 125,559.51 1,013.21 94,371.97 7,187.05 28,935.95 4,997.44 24,066.95 351.41 4,714.15 133.21 1,274.00
2/ 53 17 421.766310.066 2 2 0 6,950 6,950 0 7 7 0 273,304.81 273,304.81 0 1 1 0 10,000 10,000 0 2016 2016 Annual Report 7 7 0 45,860.71 45,860.71 0 5 5 0 16,420 16,420 0 /
54 4 4 0 23,935.02 23,935.02 0 1 1 0 9,970.09 9,970.09 0 3 3 0 43,006.50 43,006.50 0 3 3 0 62,582.15 62,582.15 0 3/ 6,452.17201526.47%116 3,914.86201517.14%194 2,537.31201544.18% 1,071.97201519.19% 46 974.88201524.96%30 97.092015255.90%
4/ 55 2016 2016 Annual Report 90 1,385,341.90 90.02% 439,668.81 132.99% 3 2017 2017 1 3003,310.08 11.28% 3,103.6412.31% 10,177.1419.64% 1,962.06 27.71% 175.59 2.00% 116.091.64% /
56 2 1/ Alpha 76 58,757.03 2/ FICC 57 162.30 2.90% 3/OTC 79 163.51 65 116.15 8 25.93 2 2.00 4 19.43 29 8 15.84 25 273.0165 425.34
4/ 57 5 3.15 54 2016 2015 1,459,893 1,130,112 248,145 307,496 (1,198,505) 3,693,752 2,414,998 2,665,918 1,391,067 (324,275) 221 229 2016 2016 Annual Report (1,754,349) 732,588 1,414,645 (1,448,622) 3,976,115 6,757,198 3 2017 2017 OTC /
58 1 2 15,69563.27 268.69 1,092 1.10 7.44 3,500 IPO316 1035.45 4,7239,126.15 2,606.98AssetMark 137 AssetMark AssetMark TAMP AssetMark 322.517,200 2015
3 2017 59 2016 2016 Annual Report 2017 AssetMark 1 2015 50ETF A A 218Ag(T+D) 12.36 Au(T+D) 26.24 /
60 2
61 2016 12 31401,450,397 11.30% 84,357,457 4.42% 24,631,628 37.51% 6,519,488 39.62% 6,270,612 41.38% % 24,631,628 39,415,525 (37.51) (16,492,187) (25,572,104) (35.51) 8,593,428 14,263,497 (39.75) 6,270,612 10,696,871 (41.38) 22,019,862 (46,417,732) (147.44) (4,462,651) (21,122,340) (78.87) (5,009,663) 53,833,089 (109.31) 2016 2016 Annual Report 12,547,548 (13,706,983) (191.54) (293,479) (288,803) 1.62 1 2016 12 31246.32147.84 37.51%2016 (1) 114.1046.32% 43.52% 2015 48.71% (2) 88.7836.04% 25.36%2016 2015 20.01%2015 / (3) 39.7616.14% 41.16%2016 2015
62 2016 2015 11,409,918 46.33% 20,200,431 51.25% (8,790,513) (43.52)% 8,877,946 36.04% 11,893,681 30.18% (3,015,735) (25.36)% 3,976,115 16.14% 6,757,198 17.14% (2,781,083) (41.16)% 367,649 1.49% 564,215 1.43% (196,566) (34.84)% 24,631,628 39,415,525 (14,783,897) (37.51)% 36.04% 46.33% 30.18% 51.25% 8,877,946 11,409,918 11,893,681 20,200,431 2016 2015 16.14% 1.49% 17.14% 1.43% 3,976,115 367,649 6,757,198 564,215 24,631,628 37.51% 39,415,525 2 2016 12 31 164.92 35.51% 2015 (1) 25.62 54.87% (2) 53.93 30.96% (3) 56.48 30.62%
(4) 63 28.89 26.74% 2016 2015 (2,561,665) 15.53% (5,675,615) 22.19% 3,113,950 (54.87)% (5,393,487) 32.70% (7,812,191) 30.55% 2,418,704 (30.96)% 2016 2016 Annual Report (5,648,420) 34.25% (8,141,192) 31.84% 2,492,772 (30.62)% (408,527) 2.48% (332,752) 1.30% (75,775) 22.77% (450,613) 2.73% (1,722,544) 6.74% 1,271,931 (73.84)% (2,066,228) 12.53% (1,814,551) 7.10% (251,677) 13.87% 36,753 (0.22)% (73,259) 0.29% 110,012 (150.17)% (16,492,187) 100% (25,572,104) 100% 9,079,917 (35.51)% 3 1/ % % 15,559,308 63.17 28,666,367 72.73 9.56 2,512,098 10.20 1,907,598 4.84 5.36 3,173,989 12.89 2,505,858 6.36 6.53 2,337,922 9.49 4,521,327 11.47 1.98 1,089,259 4.42 1,970,915 5.00 0.58 /
64 24,631,629 37.51% 13,107,0592,183,405 604,500668,131 20159.56 5.36 6.53 2/ % % (9,986,520) 60.55 (16,490,926) 64.49 3.94 (1,567,059) 9.50 (1,261,818) 4.93 4.57 (1,017,082) 6.17 (852,766) 3.33 2.84 (902,133) 5.47 (1,573,213) 6.15 0.68 (3,059,638) 18.55 (5,399,064) 21.11 2.56 3.94 0.68 2.56 4.57 2.84 2016
4 65 2016 2016 Annual Report % 22,019,862 (46,417,732) 68,437,594 (147.44) (4,462,651) (21,122,340) 16,659,689 (78.87) (5,009,663) 53,833,089 (58,842,752) (109.31) 12,547,548 (13,706,983) 26,254,531 (191.54) 12,547,548 (1) 22,019,862147.44% (2) 4,462,65178.87% (3) 5,009,663109.31% 5 9,586.93 19,760.95 29,347.88 % 0.34 % 1.73 560 % 8.04 /% 67.33 29,347.88
66 6 % 24,631,628 39,415,525 (37.51) (16,492,187) (25,572,104) (35.51) 8,139,441 13,843,421 (41.20) 8,593,428 14,263,497 (39.75) 6,519,488 10,797,908 (39.62) 6,270,612 10,696,871 (41.38) 401,450,397 452,614,615 (11.30) 315,790,200 371,085,844 (14.90) 85,660,197 81,528,771 5.07 2016
67 1 2016 12 31 2015 12 31 3,567,451 0.89% 3,379,018 0.75% 188,433 5.58% 1,130,268 0.28% 1,301,531 0.29% (171,263) (13.16)% 2,091,252 0.52% 51,342 0.01% 2,039,910 3973.18% 5,509,024 1.37% 424,968 0.09% 5,084,056 1196.34% 3,075,521 0.77% 2,673,834 0.59% 401,687 15.02% 301,756 0.08% 301,756 5,000 0% 5,000 0% 31,218,115 7.78% 25,624,381 5.66% 5,593,734 21.83% 8,930,396 2.22% 3,843,367 0.85% 5,087,029 132.36% 2016 2016 Annual Report 1,294,444 0.32% 1,200,000 0.27% 94,444 7.87% 8,158,628 2.03% 6,009,300 1.33% 2,149,328 35.77% 556,094 0.14% 212,609 0.05% 343,485 161.56% 79,070 0.02% 78,174 0.02% 896 1.15% 65,917,019 16.42% 44,803,524 9.90% 21,113,495 47.12% 991,413 0.25% 621,554 0.14% 369,859 59.51% 5,070,483 1.26% 3,896,218 0.86% 1,174,265 30.14% 56,605,104 14.10% 67,432,118 14.90% (10,827,014) (16.06)% 12,518,447 3.12% 12,494,340 2.76% 24,107 0.19% 37,400,786 9.32% 21,791,161 4.81% 15,609,625 71.63% 81,812,787 20.38% 130,038,108 28.73% (48,225,321) (37.09)% 106,591 0.03% 334,750 0.07% (228,159) (68.16)% 1,228,801 0.31% 2,551,703 0.56% (1,322,902) (51.84)% 94,568,934 23.56% 131,944,524 29.15% (37,375,590) (28.33)% 45,230,032 11.27% 36,706,615 8.11% 8,523,417 23.22% 335,533,378 83.58% 407,811,091 90.10% (72,277,713) (17.72)% 401,450,397 100% 452,614,615 100% (51,164,218) (11.30)% /
68 2016 12 31 2015 12 31 460,255 0.15% 688,322 0.19% (228,067) (33.13)% 1,621,000 0.51% 1,053,004 0.28% 567,996 53.94% 6,650,000 2.11% 3,000,000 0.81% 3,650,000 121.67% 92,728,837 29.36% 128,367,379 34.59% (35,638,542) (27.76)% 2,517,090 0.80% 2,807,787 0.76% (290,697) (10.35)% 79,671,695 25.23% 99,320,062 26.76% (19,648,367) (19.78)% 495,647 0.16% 2,193,031 0.59% (1,697,384) (77.40)% 19,463,375 6.16% 22,392,019 6.03% (2,928,644) (13.08)% 2,756,267 0.87% 14,479,838 3.90% (11,723,571) (80.96)% 864,011 0.27% 2,460,345 0.66% (1,596,334) (64.88)% 125,000 0.03% (125,000) (100)% 25,900,000 8.20% 2,998,178 0.81% 22,901,822 763.86% 233,128,177 73.82% 279,884,965 75.42% (46,756,788) (16.71)% 102,405,201 127,926,126 (25,520,925) (19.95)% 168,322,220 172,729,650 (4,407,430) (2.55)% 49,947,816 15.82% 69,374,000 18.69% (19,426,184) (28.00)% 359,985 0.10% (359,985) (100)% 4,988,352 1.58% 3,366,621 0.91% 1,621,731 48.17% 2,562,144 0.81% 351,819 0.09% 2,210,325 628.26% 10,800,000 2.91% (10,800,000) (100)% 25,163,711 7.97% 6,948,454 1.87% 18,215,257 262.15% 82,662,023 26.18% 91,200,879 24.58% (8,538,856) (9.36)% 85,660,197 81,528,771 4,131,426 5.07%
2015 12 31 2016 12 31 69 7,162,769 8.36% 7,162,769 8.79% 60,999,752 71.21% 58,390,133 71.62% 2,609,619 4.47% 16,194,936 18.91% 15,232,023 18.68% 962,913 6.32% 84,357,457 98.48% 80,784,925 99.09% 3,572,532 4.42% 1,302,740 1.52% 743,846 0.91% 558,894 75.14% 85,660,197 100% 81,528,771 100% 4,131,426 5.07% 2016 12 31659.17 211.13 55.9450.8750.84 21.4920.40 2016 12 31 826.62 85.39 194.26 108.00182.15 2016 2016 Annual Report 2016 12 31 3,355.33 722.78 482.25373.76 108.27156.10 2016 12 31 2,331.28 467.57 356.39 196.48 117.24229.02 2 /
70 3 2016 2015 (960,864,499.50) (48,085,136.36) (793,484,550.93) 780,673,651.69 1,414,644,981.30 (1,448,622,228.43) (339,704,069.13) (716,033,713.10) 4 2016 12 31 856.60 41.31 2016 12 31 4,014.50 511.64 11.30% 11.57% 33.11% 14.10% 23.56% 11.54%0.89% 2016 12 31 143.93%
2016 12 31 71 84,579,071,422.44 2016 6,650,000,000.00 460,255,000.00 1,621,000,000.00 75,847,816,422.44 84,579,071,422.44 499.48 59.05% 135.92 303.65 59.91 346.31 40.95% 2016 837.7866.50 61.80305.83376.00 27.65 2016316.52 88.63% 2016 2016 Annual Report 2016 12 31 5 2015 /
72 6 1/ 2016 10 31AssetMark AssetMark 24(c) 2016 12 31AssetMark 98.595%AssetMark 2/ 2016 12 31 13 3/ 7 7 [2012]57<> 25% 16.5% 8 1/
2/ 73 2016 2016 Annual Report 3/ /
74 4/ 4 1 5 2016 2015 3,279.94 5,751.55 (42.97)% 1,234.45 2,447.63 (49.57)% 2016 12 31 2015 12 31 5.79 6.42 (9.81)% 1.64 1.45 13.10% 1.47 1.25 17.60% 2016 2015 129 125 3.20% 124 124 96.12% 99.20% 3.08 1.44 2.06 (30.10)% 33.77 33.63 0.42% 17.82 11.88 50.00%
20163,279.942015 42.97% 1,234.452015 75 49.57% 20165.79 20159.81%1.64 201513.10%1.47 201517.60% 2016129 2015 3.20%124 2015 2015 3.08 2 2016 2015 1,052.95 32.10% 2,690.96 46.79% (60.87)% 519.99 15.85% 393.52 6.84% 32.14% 164.16 5.00% 137.93 2.40% 19.02% 50.54 1.54% 44.78 0.78% 12.86% 2016 2016 Annual Report 296.46 9.04% 274.88 4.78% 7.85% 568.47 17.33% 1,413.54 24.58% (59.78)% 381.79 11.64% 591.25 10.28% (35.43)% 3,279.94 100.00% 5,751.55 100.00% (42.97)% /
76 (1) 2016 1,052.952015 60.87% 201546.79% 32.10% 2016 1.44 201530.10% 33.77 20150.42% (2) 2016 684.152015 28.73% 20159.24% 20.85% (3) 2016 568.472015 59.78% 201524.58% 17.33% (4) 2016 296.462015 7.85% 20154.78% 9.04% 2016 17.82 201550.00% (5) 2016 381.792015 35.43% 201510.28% 11.64% WIND 2016 9,392.49 9,357.7034.792015-20.01% -20.11% 17.53%
77 1 33.77 26.74 7.03 26.29% 159,713.43 18,280.01 177,993.44 33,850.12 3,104.65 36,954.77 52,020.16 15,146.52 67,166.68 1,698.85 176.86 1,875.71 20,100.00 (164.75) 19,935.25 1,987.43 1,987.43 30,175.63 30,175.63 2016 2016 Annual Report 945.80 945.80 0.82 692.21 693.03 267,383.38 70,344.36 337,727.74 /
78 1/ 1.57% 2,000.00 (12.57) 1,987.43 8 20.00% 1,000.00 (54.20) 945.80 10.00% 30,000.00 175.63 30,175.63 (12.57) (54.20) 175.63 1 2
2/ 79 100% 282,575.24 71,469.42 7,963.92 (79,433.34) 3/ 82,962,876,812.23 83,107,232,026.80 2,527,553,951.04 (960,864,499.50) 27,773,762,601.71 27,919,978,030.69 (1,311,060,208.49) (793,484,550.93) 37,029,611,817.06 43,736,561,642.99 1,708,037,939.07 882,910,836.27 2016 2016 Annual Report 5,000,000.00 5,000,000.00 220,759.97 1,826,553.16 (757,418,940.03) 1,391,066,792.17 1,414,644,981.30 147,773,077,784.16 154,011,352,760.45 4,315,819,233.76 89,155,785.96 2 1/ (1) A [2010]138 2010 2 9784,561,275 1.00 20.0015,691,225,500.00130,000,000.00 15,561,225,500.00 2010 2 12 (2010)009 2012 12 31 156.810 11,980.82 /
80 (2) H 2015 HH 1501031 2015 H 30,587,689,604.94 30,015,054,696.76 H81,321,752.25 H29,968,849,951.28 18,352,613,762.963,058,768,960.49 3,058,768,960.49 3,058,768,960.49 2,439,929,306.85 700,161,405.91 2016 12 31 H H H 2015 H 3,058,768.96 403,873.94 2,996,885.00 70,016.14 2010 A 1,556,122.55 1,568,103.37 4,614,891.51 403,873.94 4,564,988.37 70,016.14 A 11,980.82 2/ 3 10%
81 2016 2016 Annual Report 1 AssetMark Financial Holdings, Inc. 2016 4 11 Huatai International Finance LimitedHuatai International Finance AqGen Liberty Holdings LLC.AqGen LibertyHuatai International Finance AqGen LibertyAssetMark 2016 7 4 AssetMark Financial Holdings, Inc.[2016]1529 78 AssetMark 2016 10 31 7.68AssetMark (1) AssetMark (2)AssetMark 2 1 99,748.0099.72%2016 12 31797,392.39 633,583.68 222,030.4580,148.06 59,850.08 /
82 2 260,000.00100.00% 2016 12 313,419,758.60 436,603.96 200,868.16137,593.42 103,163.41 3 600,000.00100.00%2016 12 311,868,348.96 643,169.18 60,738.1250,351.15 38,400.21 4 880,000.00100.00%2016 12 311,377,803.54 739,867.39 22,150.19-34,489.32-36,494.23 5 50,000.00100.00%2016 12 31 74,644.95 54,533.10 14,864.69-3,795.77-3,251.15 6 100,900.0060.00%2016 12 31 2,361,700.31 164,616.32102,442.93 27,057.44 20,388.66
20,000.0052%2016 12 7 83 2016 2016 Annual Report 3131,940.11 24,116.64 4,584.942,078.24 1,580.07 8 30,000.0045.00%2016 12 31 637,466.69 413,643.11300,246.65 109,641.49 82,578.79 9 20,000.0049%2016 12 31 102,591.83 75,471.0672,004.96 26,914.99 19,997.63 2016 12 3129 84,733,107,796.78 6,808,104,756.43 /
84 1 1/ 13 % 33,300,000.00 70.00 2,000,000.00 51.00 2,000,000.00 52.00 1,900,000,000.00 24.73 Huatai Financial USA Inc 3,000,000.00 100.00 33,300,000.00 100.00 Huatai International Investment Holdings Limited 1.00 100.00 1,071,000,000.00 100.00 AssetMark Holdings, LLC 776,558,642.00 98.60 Relian Investment Limited 21.18 1,000,000.00 51.00 1,000,000.00 52.00 1,700,000,000.00 33.54
2/ 85 2016 2016 Annual Report (1) 11 6060 (2) 1088 AssetMark Financial Holdings, Inc. 88 (3) 1610 26 (4) 80,900100,90012,000 3/ /
86 2 23 3 29 242 1/ 1 638 1509 2016 1 4 2 35 2016 2 3 3 236 2016 2 24 4 441 1 A102 2 2016 2 24 5 75 1A 1 109 2 205 2016 3 14 6 2760 C 4 2016 3 22 7 1 2016 4 26 8 225 2016 5 10 9 88 B 4 03 04 2016 6 16 10 1398-1 2016 6 29
87 11 219 2016 7 28 12 620 1801 1808 1810 2016 8 2 13 753 2016 8 12 14 1 1 1003 2016 8 12 15 1 26 29 A 2016 8 25 2016 2016 Annual Report 16 8 101 1 2016 8 25 17 29 901 2016 9 20 18 329 1103 1105 1107 1109 2016 10 9 19 33 14 1 2016 10 25 20 8 2016 10 31 21 112 102 2016 10 31 22 198 2016 11 17 23 177 2016 11 17 /
88 2/ 1 2 24 7 A 2407 [2015]6 2015 10 26 2015 12 18 [2015]125 2 19 [2015]5 2015 10 30 2016 4 19 [2016]23 3 11-1 [2016]102 2016 4 28 2016 7 25 [2016]255 3 2016 12 31 4,37315088,795 660,901 (1) (2)
89 2016 2016 Annual Report /
90 QFII RQFII
91 2016 2016 Annual Report 1 1/ (1) (2) CRM (3) (4) AssetMark /
92 2/ (1) (2) 2 (1) (2) (3) (4) 3 2017 IRS
93 2016 2016 Annual Report 2017 2017 1 2 /
94 3 FICC 4 AssetMark 5 6
7 IT 95 2016 2016 Annual Report IT IT ITIT 1 /
96 2 3
4 97 2016 2016 Annual Report 5 28 /
98 6 1 125 [2016]10
2 99 2016 2016 Annual Report AssetMark 2016 12 31451.222015 12 31682.51 2015 12533.89% 759.42 59.42% 206.71% 21.35%246.05%139.68% 2016 12 31 8.08 /
100 19A.54 19A.55 2014
101 2016 2016 Annual Report 2016 30% /
102 500 1010 2016 11 42 82016 25 ABS ABS ABS 54 20 212016 12 31 14.04(9) 5%
103 2016 2016 Annual Report 20161,083.30 859.53 223.7720156,066,850.00 1 2014 8 252014 2014 200 2014 2 2015 3 302014 2015 2002016 6 72015A 255 H 200 2015 3 2016 6 72015 2016A HH 500 2016 4 2017 3 30 2017A HH 500 2016 /
104 2016 12 31 (www.htsc.com.cn) (www.hkexnews.hk) 2016 (www.htsc.com.cn) (www.hkexnews.hk) 2017 3 30
105 2016 2016 Annual Report 30% 33 2014 4,486,276,132.08 2014 12 31 5,600,000,000 10 5.00 2,800,000,000.0062.41% 2015 10,696,870,875.92 2015 12 31 7,162,768,800 10 5.00 3,581,384,400.0033.48% 20166,270,611,459.43 2016 12 317,162,768,800 105.003,581,384,400.00 57.11% /
106 A H 2016 10 10 10 % 2016 5.00 3,581,384,400.00 6,270,611,459.43 57.11 2015 5.00 3,581,384,400.00 10,696,870,875.92 33.48 2014 5.00 2,800,000,000.00 4,486,276,132.08 62.41
107 2016 2016 Annual Report 1 A [2015]101 [2012]85 1 120%1 1 1 50%10% 1 1 1 [2012]85 (QFII) QFII 2009[47] 10%QFII [2014]81 A 10% 10% /
108 2 H [1993]045 [2011]348 10% 10%10%(1) 10% (2)10%20% (3)20% H [2008]897 H2008 10% [2014]81 H H 20% H H12
109 2016 2016 Annual Report 2014 6 27 /
110 255 3 200 2 2015 2016 A H H455
111 (2001) 315 (2002) 430 7,345 9,940 2008 6 23,775.36 2,187.72 2.602009 12 17(2008) 1080 17,553.40 2016 2016 Annual Report 2011 2015 /
112 3,720 1,738 2003 12 2009 5 2009 8 12,598 2010 3 5,458.428.2 2012 12 21 276.44182.40 2012 72013 6 2014 3 21 2014 11 18 (2014)6794 39,387,194.72 2015 10 26(2015) 05326 252 2011 2015
113 2013 4 16 22,639,786.41 2013 12 27 2014 5 29 6 25[(2014) 1 ] 22,639,786.41 2014 11 11 2015 6 2013 2016 2016 Annual Report 2013 2015 /
114 25,000,000 24,391,031 12,703,686.88 59,449,800 1 2014 4 22 2016 4 21 2,500 2,500 2015 10 2,500(2016) 05839 2016 5 2016 5 2016 6
(2016) 05098451 2016 11 22 115 2016 2016 Annual Report 2017 1 18 2 2011 13,457.89 2011 22,430 2011 6 2015 12 4 (2015) 03020 2,430 9.10 2016 2016 5 31 3 1999 2 10 (1998) 12181999 7 12 3,660 1,498 1,498 1,348 3,660 2,312 1,348 2003 1,348 1,348 1,348 550798 2008 1,348 798 /
116 2009 1,098 858.6 239.4 239.4200 39.4 858.6898 200 2014 12 23 2016 6 28 (2015)1048 200 4 2012 12 1280443 2016 6 7 3 7.25% 2014 12 6 3.625% 2015 12 65,000 2016 12 31 5,000750.82 194.16 5 11 1 2016 10 17 1 47,384.502016 10 17 2016 11 18 1
117 2016 2016 Annual Report 2015 8 242015004 2015 069 2015 9 10[2015]72 2015 073 2016 11 28[2016]126 455 HOMS HOMS61 18,235,275.00 2015 7 12 [2015]19 102HOMS 18,235,275.00 54,705,825.00 2015 62015 8 HOMS2015 8 19 HOMS /
118 5% 58 A A
119 30 2014 9 24 2014 9 24 2020 5 7 2016 2016 Annual Report 0 (A) 30 50 / (B) 62 (A+B) 92 % 10.91 (C) 0 70% (D) 0 50% (E) 0 (C+D+E) 0
120 1 Huatai International Finance I Limited 2014 10 8 2013 30 2 2015 1 2014 12 2016 50
121 2010 7 30 113,285.18 2016 2016 Annual Report 2010 7 1,613.857485 72,426.511782 2012 3 6 21,300 2012 3 2016 2 15 19,889.97 21,300 1,038.6111 17,169.6385 /
122 2013 5 21 12,200 2013 5 21 2016 7 14 11,758.45 12,200 1,241.746968 9,546.986901 2013 5 21 9,800 2013 5 21 2015 7 9 (2)9,800 1,942.06812 9,404.206556
123 2013 10 13,505.26 2016 2016 Annual Report 2013 10 2016 2 3 13,158.63043 13,505.26 1,439.445168 10,899.565888 15402 2015 6 24 520,000 2015 6 24 15402 /
124 91320000704041011J 1 2015 11 24200 102 51% 2015 12 30 2 1% 102 51% 2016 12 3116.32 2016 2 19 100 0.0526%46,900 24.68%2016 12 31 32,830 2016 11 22
2 125 2016 2016 Annual Report 2015 11 25 6,300 1.16%260,000 47.78% 2016 12 31 125,966 134,034260,000 3 2016 3 22 1,000 0.10% 1,000 0.10%100,000 9.98%2016 12 31 30,000 4 2016 11 18 5000 500 2016 12 26 2010 5,0002,500 91,50045,750 /
126 5 2016 7 13 25.23 2016 12 31 50% 4,000 1.59% 25,000 9.91% 6 2016 11 118,800 20% 2016 12 31 30,80070% 7 2016 11 21100 51 51% 2017 1 264.08 8%2016 12 7 1 1% 51 51% 2016 12 28 40 0.028% 47,910 33.52% 2016 12 28 10 0.1%1,990 19.9%
127 2016 2016 Annual Report Huatai International Investment Holdings LimitedHIIH AssetMark Holdings LLC HIIHAssetMark Holdings LLC HIIH 1,00020% 2,3311,975.52 70% 70% 9 142 5 11 28 (Huatai Financial USA) 1,000 (www.sse.com.cn) (www.hkexnews.hk) / 1 (1) (2) 2020 (3)
128 (4) 1) 2) 3) 4) 5) 6) 7) 8) 9)
10) 129 2016 2016 Annual Report 2 2016 22 45 600 15 22.50 18 391096,000 2016 10 IPO 500 42016 859.53 70350 303 54.82 11 2664827512 /
130 3 2016 1. 859.53 2. 109 1. 1.1 1.2 1 1.3 45.00 1.4 109 2. 2.1 124.00 2.2 350 2.3 6.00 3. 3.1. 13 3.2. 684.53 3.3. 1. 306.02 2. 28.51 3. 350.00
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132 2016 11 3 [2016]326 2016 12 5 1 2016 7 26 [2016]1682 10 20 2 2016 8 5 1 Huatai International Finance I Limited 2014 10 8 2013 30
2015 1 2 133 2016 2016 Annual Report 201412 2016 50 2017 1 10 2017 3 16 [2017]14 20164,638,186,983.63 10% 10% 10% 1,391,456,095.083,246,730,888.55 10,929,349,736.652015 3,581,384,400.00 10,594,696,225.20 3 2016 2016AH 2016 7,162,768,800.00 105.00 3,581,384,400.007,013,311,825.20 AH2016 /
134 2016 2017 8 312016 20162016 2016 2017 1 13 995 2017 1 16 23,955 2017 1 264.08 2017 1 2612.75 1,000
135 2016 2016 Annual Report 1 213 101 102 215 101 102 217 233 234 236 241 2017 1 10 2 4 2017 1 12 3 6003 A 2 2017 2 15 4 3329 T4 32 33 2017 2 15 5 109 2017 2 20 6 SOHO 5 26 4 2017 2 20 /
03 138 148 149 175 226
2013 6 5 4.68% 40 2013 7 17 40 2018 6 5 2013 6 5 5.10% 60 2013 7 17 60 2023 6 5 2015 6 29 4.20% 66 2015 7 30 66 2018 6 29 2016 12 6 3.57% 35 2016 12 13 35 2019 12 6 2016 12 6 3.78% 25 2016 12 13 25 2021 12 6 2016 12 14 3.79% 50 2016 12 22 50 2019 12 14 2016 12 14 3.97% 30 2016 12 22 30 2021 12 14 2014 4 18 6.15% 30 2014 5 6 30 2016 4 21 2014 9 26 5.90% 40 2014 11 13 40 2016 9 29 2015 1 22 5.90% 60 2015 3 10 60 2017 1 23 2015 4 20 5.60% 70 2015 6 23 70 2016 4 21 2015 4 20 5.80% 50 2015 6 23 50 2020 4 21 2015 6 25 5.50% 180 2015 8 26 180 2017 6 26 2015 7 22 5.80% 6 2016 9 10 6 2016 7 22 2016 7 18 3.94% 6 2016 8 25 6 2020 7 18 2016 10 14 3.30% 50 2016 11 2 50 2021 10 14 2016 10 21 3.12% 30 2016 11 2 30 2019 10 21
139 2016 2016 Annual Report 1 1/ 2013 6 5 2013 100 1005 10 5 40 4.68% 1060 5.10%2013 7 17 51301122261402018 6 510130212226260 2023 6 5 2015 6 29 201566 4.20% 2015 7 30 15G1122388 662018 6 29 2/ [2016]2577 140 2016 12 6 2016 60 1003 5 3 35 3.57% 525 3.78%2016 12 13 316G113685135 2019 12 6516G213685225 2021 12 6 2016 12 14 2016 80 1003 5 3 50 3.79% 530 3.97%2016 12 22 316G313687350 2019 12 14516G413687430 2021 12 14 /
140 2 1/ 2014 4 18 2014 1 2 60 11401123380 30 5.95% 2015 4 21 21402123381 306.15% 2016 4 21 2014 9 26 2014 603 1 1403123343205.70% 2015 9 29 4 21404 123344 405.90% 2016 9 29 2015 1 22 20151501123265 602 5.90% 2015 4 20 2015 120 2 1 1502123099705.60% 2016 4 21 5 31503 123100505.80% 2015 6 25 20151504125978 1802 5.50% 2015 7 22 2015 15 125917641 5.80% 7.80%2016 7 22
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142 174,274 169,419 0 0 A 164,449H 9,825 A 159,686H 9,733
143 % (161,112) 1,715,123,348 23.9450 0 0 1,250,928,425 17.4643 0 (11,383,200) 440,632,218 6.1517 0 0 342,028,006 4.7751 0 (47,380,927) 209,206,717 2.9208 0 (39,402,349) 203,444,947 2.8403 0 (44,150,546) 168,005,798 2.3455 0 (4,931,300) 132,471,849 1.8495 0 123,169,146 0 98,222,400 1.3713 0 (9,800,000) 86,880,000 1.2129 0 2016 2016 Annual Report /
144 1,715,123,348 1,715,123,348 1,250,928,425 1,250,928,425 440,632,218 440,632,218 342,028,006 342,028,006 209,206,717 209,206,717 203,444,947 203,444,947 168,005,798 168,005,798 132,471,849 132,471,849 98,222,400 98,222,400 86,880,000 86,880,000 67.41% 49,241.9237 71.58% 1 H 2 A
145 1 50% 1 2 100% 100% 100% 2016 2016 Annual Report 100% 100% 100% 67.41% 79.99% 71.58% / 17.4643% 6.1517% 2.8403% 0.0154% 4.7751% 1.2129% 2.9208% 0.0372%
146 2002 2 22 91320000735724800G 200 H 2016 12 31 XV23336 % A H % 2 3 1 2 3 A 1 1,250,928,425 17.46 22.98 A 1 440,632,218 6.15 8.09 A 1 342,028,006 4.78 6.28 4 A A 1 4 209,206,717 86,880,000 2.92 1.21 3.84 1.60 5 H 1 142,346,200 1.99 8.28 6 BlackRock, Inc. H H 1 1 102,208,924 234,000 1.28 0.00 5.35 0.01
(www.hkex.com.hk) (www.chinaclear.cn/) 2016 12 311,250,928,425 1 147 A440,632,218 A 342,028,006 A 209,206,717 A 142,346,200 H336 2 (i)(ii) (iii) (iv) 3 (i) (ii) (iii) (iv) 4 71.58%86,880,000 2016 12 31 336 2016 2016 Annual Report 2016 12 31 XVXV347 % A H % 1 H 1 353,261 0.005 0.02 1 2015 7(QDII) H 2016 12 31 XV 7 8 352 /
149 47 2016.06.20 2007.12.06 2019.12.20 2019.12.20 2016 2016 Annual Report 0 0 0 133.68 61 2014.09.16 2016.06.07 0 0 0 0 53 2013.11.29 2019.12.20 0 0 0 0 49 2007.12.06 2016.06.07 0 0 0 0 52 2016.06.07 2019.12.20 0 0 0 0 42 2016.06.07 2019.12.20 0 0 0 0 55 2007.12.06 2019.12.20 0 0 0 0 50 2015.01.21 2019.12.20 0 0 0 0 54 2007.12.06 2016.12.21 0 0 0 0 46 2015.10.09 2016.06.07 0 0 0 0 44 2016.06.07 2019.12.20 0 0 0 0 52 2010.12.17 2016.12.21 0 0 0 12 53 2013.11.29 2016.03.18 0 0 0 0 59 2016.03.18 2019.12.20 0 0 0 10 51 2013.11.29 2019.12.20 0 0 0 12 63 2015.04.30 2019.12.20 0 0 0 12 51 2015.10.09 2016.04.05 0 0 0 0 /
150 56 2016.04.05 2019.12.20 0 0 0 9 43 2016.12.21 2019.12.20 0 0 0 0 48 2008.02.22 2019.12.20 0 0 0 0 52 2013.11.29 2016.06.07 0 0 0 0 46 2016.06.07 2019.12.20 0 0 0 0 53 2010.12.17 2019.12.20 0 0 0 0 52 2013.11.29 2016.12.21 0 0 0 0 43 2015.10.09 2019.12.20 0 0 0 0 44 2013.11.29 2016.03.25 0 0 0 0 52 2013.11.29 2019.12.20 0 0 0 502.55 53 2013.03.19 2019.12.20 0 0 0 479.29 41 2013.11.29 2016.12.21 0 0 0 464.13 48 2016.12.21 2019.12.20 0 0 0 228.92 53 2007.12.06 2019.12.20 0 0 0 92.59 53 2013.06.21 2019.12.20 0 0 0 89.19 53 2007.12.06 2016.03.22 0 0 0 0 51 2007.12.06 2019.12.20 0 0 0 93.53 53 2007.12.06 2019.12.20 0 0 0 88.12 44 2007.12.06 2017.01.10 0 0 0 85.01 50 2007.12.06 2019.12.20 0 0 0 89.78 52 2007.12.06 2019.12.20 0 0 0 420.16 44 2012.06.14 2014.8.28 2019.12.20 2016.12.20 0 0 0 390.52 44 2017.03.16 2019.12.20 0 0 0 475.65 0 0 0 3,688.12
151 2016 2016 Annual Report 2007 22007 12 2007 92007 12 2007 12 2011 10 2011 92016 6 2016 6 2016 122019 12 2013 122015 3 2015 3 2007 122013 112013 11 2016 122019 12 2007 2 2016 122013 112016 6 2016 62016 122019 12 /
152 1994 71996 21996 2 2003 2 2003 22012 10 ERP 2012 102015 6 2015 6 2016 12 2016 62016 122019 12 2003 5 2007 12 2016 122019 12 1987 71992 7 1992 71995 91995 91998 41998 41998 5 1998 51999 2 1999 22000 2 2000 22001 1 2001 12006 6 2006 62010 7 2010 72013 5 2011 8 2013 5 2015 1 2016 122019 12
153 2016 2016 Annual Report 1993 81998 11 1998 112006 2 2006 2 2016 62016 122019 12 19781981 1982 12 1990 9 1993 6 2016 3 2016 122019 12 1999 5 2013 11 2016 122019 12 1976 101989 11 1989 7 2014 7 2014 10 2015 4 2016 122019 12 1981 11986 121987 2 1994 111994 111999 3 1999 3 1999 121999 12 2009 3 2009 3 2016 4 2016 122019 12 /
154 19952002 2016 12 2016 122019 12 1990 81994 11 1994 111999 8 1999 82004 9 2004 9 2011 82007 92007 12 20072008 22008 2 2016 122019 12 1992 82001 5 2001 52004 82004 92009 9 2009 92010 1 2010 12013 2 2013 22013 12 2013 122014 12 2014 122016 12 2016 12 2016 6 2016 122019 12
155 2016 2016 Annual Report 1983 71987 2 1987 22000 92000 92001 11 2001 112004 10 2004 102007 10 2007 11 2010 12 2016 122019 12 1996 81999 7 1999 82005 52005 6 2015 10 2016 122019 12 2007 12 2013 11 2016 122019 12 MBA 2006 82012 62012 62016 42016 42013 3 2016 122019 12 /
156 2011 42012 42012 42016 4 2016 4 2016 12 2016 122019 12 MBA 2007 12 2016 122019 12 898 2013 62016 122019 12 EMBA 2007 122015 122015 12 2016 122019 12 2007 122016 122019 12
157 2016 2016 Annual Report 2007 122017 1 2007 12 2016 122019 12 2007 122016 4 2012 3 2016 122019 12 2012 6 2012 72014 12 2014 82016 12 2014 122016 4 2016 122019 12 /
158 1995 72003 32003 32007 5 2007 62010 1JP2010 12014 112014 12 2017 3 162016 12 2019 12 1 2015 12 21 2016 3 182016 2016 4 5 [2016]732016 2016 4 52017 1 2 3 4 5 6
159 2016 2016 Annual Report 2015 3 25 2007 2 1 2016 12 5 2015 12 22 2016 12 5 2003 5 1 2013 5 28 2016 5 16 2004 9 1 2014 12 1 2016 12 5 2011 2 1 2014 9 1 /
160 2006 11 28 2013 8 19 2014 10 16 2013 6 9 2012 12 25 2013 11 20 2015 11 20 2015 11 24 2014 7 2 2014 12 29 2015 12 16 2016 4 27 2015 5 22 2014 4 23 2014 4 24 2016 4 20 2015 6 24 2016 4 27 2016 5 24 2014 4 23 2016 4 27 2014 3 13 2016 4 28 2014 3 13 2016 4 27 2014 7 30 2016 4 25 2014 3 3 2016 4 20 2011 3 4 2016 4 27 2014 3 13 2016 4 27 2014 3 25 2016 5 11
161 2011 4 27 2007 6 22 2008 5 12 2010 8 23 2008 3 27 2015 6 17 2007 6 5 2016 4 27 2016 4 27 2016 5 11 2016 4 13 2016 1 6 2004 12 1 2004 12 1 2011 8 1 2009 5 11 2012 2 1 2006 7 1 2007 12 1 2002 12 1 2008 2 1 2001 1 1 2012 11 29 2016 2016 Annual Report 2012 10 1 2011 5 1 /
162 2016 12 29 2016 8 3 2016 3 23 2016 3 23 2016 10 26 2016 8 3 2016 1 4 2016 1 8 2016 3 23 2016 3 23 2016 1 4 2016 3 23 2016 3 23 2016 8 3 2016 8 3 2016 3 23 2016 8 3 2016 8 3 2016 4 18 2016 3 23 2016 3 23 2016 1 4 2016 1 4 2016 8 31 2016 10 26
163 2006 11 1 2014 11 6 2016 5 7 2016 3 31 1999 5 1 2009 9 8 2008 2 1 2009 6 29 2013 5 28 2013 6 29 2014 10 1 2014 12 30 2015 7 15 2015 12 10 2009 3 10 2013 3 22 2016 3 24 2015 8 26 2002 1 1 2014 9 26 2016 9 24 2016 2016 Annual Report 2013 4 1 2015 5 11 2012 3 1 2011 6 20 2012 3 1 2015 3 1 2014 11 1 2015 1 30 2015 12 15 /
164 2015 8 24 2016 4 27 2014 3 3 2014 8 13 2015 4 7 2014 3 13 2016 4 27 2015 8 24 2016 4 28 2014 4 23 2015 4 22 2014 4 24 2015 3 26 2014 3 3 2016 4 20 2014 2 20 2014 3 19 2014 4 23 2014 4 23 2016 12 5 2014 4 23 2016 4 27 2014 7 30 2016 4 27
165 Report 2014 7 30 2014 7 30 2015 3 10 2016 4 27 2016 2 20 2014 7 30 2008 6 6 2007 12 1 2011 8 1 2007 12 1 2010 4 1 2007 12 1 2007 12 1 2007 12 1 2007 12 1 2012 4 1 2012 4 1 2009 5 11 2012 2 1 2015 3 1 2015 3 1 2015 3 1 2016 1 8 2016 2016 Annual 2013 8 19 2013 11 20 2016 6 1 2014 10 16 2016 6 1 2016 10 18 2014 10 16 2016 10 20 /
166 2004 11 18 2016 11 24 2008 8 27 2016 11 1 2013 11 1 2017 1 10 2015 9 17 2015 9 24 2003 11 29 2016 10 18 2015 8 10 2013 8 19 2012 5 16 2013 12 9 2015 1 8 2006 8 1 2016 3 4 2013 7 4 2016 10 21 2010 9 3 2016 10 18 2013 6 7 2003 11 29 2006 10 17 2012 12 25 2008 8 27 2016 11 1 2014 12 8 2016 4 28
167 2016 2016 Annual Report 3,688.12 /
168
169 2016 2016 Annual Report 1 2015 12 7 2015 12 21 2016 3 18 2016 2016 3 18 2016 4 5 [2016]73 2016 2 2016 3 22 3 2016 3 25 4 2016 6 7 2015 5 2016 6 20 /
170 6 2016 12 212016 7 2016 12 21 2017 3 16 [2017]14 5 3 31/2 3 31/2 31/2
171 2016 2016 Annual Report 5,281 1,686 6,967 141 208 511 248 165 4,647 210 201 352 261 164 6,967 81 2,162 3,926 798 6,967 2.35% 2.37% 31.03% 56.35% 3.75% 3.56% 7.33% 5.05% 2.99% 2.89% 3.01% 66.70% 11.45% 1.17% /
172 160 116 4,198 174 100 319 162 52 43 1,248 3,340 650 5,281 3.07% 2.20% 23.63% 63.25% 6.04% 3.03% 1.89% 0.98% 3.30% 79.49% 12.31% 0.81%
173 2016 2016 Annual Report 16 35 155 2,864 1,500 98.4% 20163396818 247 /
174 2016 12 313,6841,126 2,558
175 2016 2016 Annual Report /
176 2014 2016 2016 2016
1 177 2016 2016 Annual Report 2 3 /
178 4 5 6 2010 4
2011 12 [2011]30 179 2016 2016 Annual Report [2011]1501 2015 3 H 1. 2. 3. 4. 5. /
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181 6 2016 7 2016 8 2015 9 10 11 12 13 2016 2016 Annual Report /
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183 2016 2016 12 21 1 2 http://www.sse.com.cn http://www.hkexnews.hk http://www.htsc.com.cn 2016 2016 Annual Report 2016 12 22 3 4 5 /
184 1 2016 139 (http://www.sse.com.cn) (http://www.hkexnews.hk) (http://www.htsc.com.cn)2016 3 19 2 2015 139 (http://www.sse.com.cn) (http://www.hkexnews.hk)(http:// www.htsc.com.cn)2016 6 9 3 2016 139 (http://www.sse.com.cn) (http://www.hkexnews.hk) (http://www.htsc.com.cn)2016 9 14 4 2016 139 (http://www.sse.com.cn) (http://www.hkexnews.hk) (http://www.htsc.com.cn)2016 12 22
185 2016 1 27 1 2 3 2016 2016 3 11 228 22 A 6 18 25 99 58 1 Sierra 1 2 2016 2016 Annual Report 2016 3 29 228 1 2015 2 2015 3 2016 4 2015 /
186 5 2015 6 2015 7 2015 8 2015 9 2015 10 2016 11 2016 12 2015 13 14 15 16 2015
187 17 2015 18 2015 19 2015 20 2015 21 2015 22 2015 23 2015 2016 4 11 228 22 A 6 18 25 99 58 Huatai International Finance Limited AssetMark Financial Holdings, Inc. 2016 2016 Annual Report /
188 2016 4 15 1 2 2015 2016 4 28 228 22 A 6 18 25 99 58 2016 2016 6 20 228 22 A 6 18 25 99 58 1 2 3 2016 6 29
189 2016 7 27 1 2 2016 2016 8 19 228 1 2016 2 2016 3 2016 2016 10 28 228 18 25 1 2016 2 3 2016 2016 Annual Report 4 5 6 /
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192 2016 4 28 228 2016 2016 8 19 228 2016 2016 10 28 228 1 2016 2 2016 12 21 139 (http://www.sse.com.cn) (http://www.hkexnews.hk)(http://www.htsc.com.cn)
193 2016 2016 Annual Report 12 12 4 0 0 4 6 2 2 4 0 0 12 9 4 3 0 1 6 2 2 4 0 0 6 4 2 2 0 1 6 6 2 0 0 2 12 8 4 4 0 0 12 9 4 3 0 1 11 9 4 2 0 3 6 5 2 1 0 1 6 4 2 2 0 3 11 9 4 2 0 2 2 1 1 1 0 0 10 9 3 1 0 4 12 11 4 1 0 2 12 10 4 2 0 2 3 3 1 0 0 0 9 7 3 2 0 2 1 0 0 1 0 0 /
194 12 3 4 5
195 2016 2016 Annual Report 1 131/3 2016 12 212016 12 1 6 5 1 3 6 3.13 2014 2 /
196 3 4 (1) 2015 10 92015 2016 [2016]183280 (2) 2015 10 92015 [2016]2577140 (3) 2016 6 72015 2015 2015 12 317,162,768,800 105.00 3,581,384,400.00 (4) 2016 6 72015 2016 (5) 2016 6 72015 2016
2016 6 72015 (6) 197 2016 A H H (7) 2016 9 132016 50 5 2016 6 27 2016 6 28 2016 2016 Annual Report 2016 10 24 2016 10 28 2016 10 24 2016 10 28 2016 10 24 2016 10 28 2016 6 27 2016 6 28 2016 6 / 2016 6 17
198 2016 12 17 2016 12 18 2016 4 12 2016 6 4 2016 10 18 QFII QDII 2016 1 19 2016 2 23 2016 2016 3 8 2016 8 31 2016 12 5 2016 6 4 2016 8 26 2016 11 3 2016 2016 2016 2016 3 10 2016 10 27
2016 12 21 199 2016 2016 Annual Report A.2.1 2006 8 A.2.1 6 5 1 2016 2 1 2016 2015 4 3 2015 2016 2 25 20162015 4 3 2015 2016 3 28 2016 20152015 20152016 2015 4 3 2016 8 12 2016 2016 H20163 2 /
200 2 2016 3 29 2016 3 2016 1 27 2016 3 292015 2015 2015 20152016 4 15 2016 10 28 2016 12 21
201 2016 2016 Annual Report 1 2016 2016 6 29 < > 2 2016 2016 12 30 20162017 2/2 2/2 1/1 1/1 1 2016 2016 3 28 2015 2015 2 2016 2016 8 18 2016 /
202 3 2016 2016 12 6 1/1 2/2 3/3 2/3 1/1 2/2
203 2016 2016 Annual Report 1 2016 2016 2 1 2015 2015 (ESG) 2015 2 2016 2016 2 25 2015 3 2016 2016 3 28 2015 2016 20152015 20152015 2015 2016 20152016 2015 2015 2016 M2 11%M2 2015 ESG /
204 A H ESG 2016 2016 4 2016 2016 4 27 2016 5 2016 2016 8 12 2016 H2016 2016 6 2016 2016 8 18 2016 2016 2016 20152015 2015
2016 2016 10 27 2016 7 205 1 9 7/7 4/4 4/4 3/3 3/3 3/4 1 2016 2016 1 26 2016 2016 Annual Report 2 2016 2016 4 14 /
206 3 2016 2016 10 27 4 2016 2016 12 20 4/4 4/4 4/4 / / 2016 12 21
207 1 2016 2016 3 28 2015 2015 KPI 2015 12 2 2016 2016 9 22 2016 2/2 1/2 2/2 / / 2016 12 21 2016 2016 Annual Report 2016 /
208 6 6 5 1 1 0 5 2 3 1 1 2 0 0 1 3 1 0 2 0 2 1 6 3 1 3 0 2 0 5 3 1 2 0 3 3 6 5 1 1 0 6 4 6 6 1 0 0 8 4 6 5 1 1 0 7 4 5 5 1 0 0 6 4 1 1 0 0 0 1 1 6 5 1 0
209 2016 2016 Annual Report 614 1 2016 11 28 18,235,275.00 54,705,825.00 2015 9 2015 2016 2 2016 3 4 /
210 5 2015 HH 1501031 2015 H 30,587,689,604.94 30,015,054,696.76 H 81,321,752.25 H 29,968,849,951.28 2016 18,352,613,762.96 3,058,768,960.493,058,768,960.49 3,058,768,960.49 2,439,929,306.85 700,161,405.91 2016 12 31 H H H 6 80140 65 116.15 2016 12 3165.21 7 2016 2016 8 2016
211 2016 2016 Annual Report /
212
213 2016 2016 Annual Report /
214
215 2016 2016 Annual Report 2016 2016 12 31 2016 /
216 2017 [2013]73 2017 201620162017 3 31(www.sse.com.cn) (www.hkexnews.hk)(www.htsc.com.cn) 20162017 3 31(www.sse.com.cn) (www.hkexnews.hk)(www.htsc.com.cn)
217 2016 2016 Annual Report 28 /
218 2016 2016
219 2016 2016 Annual Report 7 126 17 417 78 415 /
220 3.28 8.17 3.28 8.17 3.28 8.17 H3.28 (2) 3.28 8.17 3.2915 2016 12 31
221 2016 2016 Annual Report 2016 /
222 1 20162017 3 2 [2017]9 2016 9 302016 [2016]23 2 E 40 138 4
2016 223 1 2016 1 7 16 2 2016 1 20 1 3 2016 1 21 3 4 2016 1 27 1 5 2016 4 5 King Capital Management, L.L.C. 1 6 2016 4 12 10 7 2016 4 15 1 8 2016 4 18 2 9 2016 4 18 6 10 2016 4 21 JT Capital Management Limited 1 11 2016 4 29 1 12 2016 5 6 7 13 2016 5 11 1 14 2016 6 2 Capital Group 3 15 2016 6 7 2 16 2016 6 20 2 17 2016 6 21 JPMorgan 3 18 2016 6 23 2 19 2016 7 5 2 20 2016 7 8 1 21 2016 7 13 8 2016 2016 Annual Report /
224 22 2016 7 13 1 23 2016 7 20 3 24 2016 7 21 3 25 2016 8 30 4 26 2016 8 31 Macquarie 1 27 2016 9 1 (Matthews International) 1 28 2016 9 5 2 29 2016 9 12 GSIP 1 30 2016 9 23 1 31 2016 9 26 Balyasny 1 32 2016 11 7 12 33 2016 11 10 4 34 2016 11 16 3 35 2016 11 21 11 36 2016 11 25 11 37 2016 11 28 Oriental Patron Financial Group 2
225 2016 2016 Annual Report 38 2016 12 9 China Alpha Fund Management (HK) Limited 1 39 2016 12 21 1 40 2016 12 30 1 41 2016 1 1 2016 12 31 19A.31 C.3.3 A H /
2013 5 2013 10 2015 2016 2016 2016 2016 1301 122261 2013 6 5 2018 6 5 40.00 4.68% 1302 122262 2013 6 5 2023 6 5 60.00 5.10% 15G1 122388 2015 6 29 2018 6 29 66.00 4.20% 16G1 136851 2016 12 6 2019 12 6 35.00 3.57% 16G2 136852 2016 12 6 2021 12 6 25.00 3.78% 16G3 136873 2016 12 14 2019 12 14 50.00 3.79% 16G4 136874 2016 12 14 2021 12 14 30.00 3.97%
227 2016 2016 Annual Report 2016 6 6 1301 13022015 6 52016 6 4 49,3202016 6 29 15G12015 6 292016 6 28 27,720 183 187 434301 4316 020-8755 5888 5 B 1103 010-66553783 989 45 010-88013931 398 14 1301 130215G1 16G1 16G2 16G3 16G4 /
228 2013 2015 2016 FICC 2016 4 25 1301 1302 15G1 2013 2015 [2016]100091 1301 1302 15G1 AAA AAA 2016 10 2016G1 16G2 2016 (2016)010131 16G1 16G2 AAAAAA 2016 12 516G3 16G4 2016 (2016)011076 16G3 16G4 AAAAAA 201620162 (www.sse.com.cn)
229 2016 2016 Annual Report 2013 2015 2016 4 30 (www.sse.com.cn) 2015 2015 2016 7 1 (www.sse.com.cn) /
230 2 2016 2015 % 13,958,688 21,831,132 (36.06) (4,462,651) (21,122,340) (78.87) (5,009,663) 53,833,089 (109.31) 31,651,614 18,595,759 70.21 H 1.72 1.82 (5.49) 1.72 1.82 (5.49) 72.25% 74.86% 2.61 EBITDA 10.58% 16.51% 5.93 2.73 2.96 (7.78) 5.47 (6.17) (188.65) 2015 EBITDA 2.82 3.01 (6.45) 100% 100% 100% 100%
231 2016 2016 Annual Report 20142 1402 123381 3,184,500,000.00 201414 04 123344 4,236,000,000.00 2015 1501 123265 2015 1 232016 1 22 354,000,000.00 2015 4 20 2 1502 123099 7,392,000,000.00 2015 5 1503 123100 2015 4 202016 4 21 290,000,000.00 201515 04 125978 2015 6 262016 6 25990,000,000.00 (www.sse.com. cn) 201515125917 634,800,000 Huatai International Finance I Limited2016 4 810 8 7251,450 20163,600 /
04 234 374 375 377 383 401
2016 H H H
2016 2016 Annual Report 235 244 373 2016 12 31 2016 12 31
236 5270 2016 12 31 45%
2016 2016 Annual Report 237 5270 (1) (2)
238 61258 2016 12 31 126,950 28,784 59,460 1,555 56,084 15,778 11,407 11,451
2016 2016 Annual Report 239 56275 2016 12 31 53,555 6,808 570
240 AssetMark Financial Holdings, Inc.AssetMark 22 23 24 (c)255 265 2016 10 31 AssetMark 98.952% 7685,198 AssetMark
2016 2016 Annual Report 241 AssetMark Financial Holdings, Inc.AssetMark 22 23 24 (c)255 265 2016 10 31 1,989 4,959 AssetMark AssetMark
242
2016 2016 Annual Report 243 2017 3 30
2016 12 31 12 31 2016 2015 5 11,409,918 20,200,431 6 8,877,946 11,893,681 7 3,976,115 6,757,198 24,263,979 38,851,310 8 367,649 564,215 24,631,628 39,415,525 9 (2,561,665) (5,675,615) 10 (5,393,487) (7,812,191) 11 (5,648,420) (8,141,192) 12 (408,527) (332,752) (450,613) (1,722,544) 13 (2,066,228) (1,814,551) 14 36,753 (73,259) (16,492,187) (25,572,104) 8,139,441 13,843,421 453,987 420,076 8,593,428 14,263,497 15 (2,073,940) (3,465,589) 6,519,488 10,797,908 6,270,612 10,696,871 248,876 101,037 6,519,488 10,797,908 19 0.88 1.65 252 37354(h)
2016 2016 Annual Report 245 2016 12 31 12 31 2016 2015 6,519,488 10,797,908 1,450,207 1,731,473 (567,296) (19,462) 158,913 120,270 342,910 48,677 (319,250) (445,892) 18 1,065,484 1,435,066 7,584,972 12,232,974 7,153,916 12,107,098 431,056 125,876 7,584,972 12,232,974 252 373
2016 12 31 12 31 2016 2015 20 3,567,451 3,379,018 21 1,130,268 1,301,531 22 2,091,252 51,342 23 5,509,024 424,968 25 3,075,521 2,673,834 26 301,756 27 5,000 5,000 28 31,218,115 25,624,381 29 8,930,396 3,843,367 30 1,294,444 1,200,000 31 8,158,628 6,009,300 32 556,094 212,609 33 79,070 78,174 65,917,019 44,803,524 34 991,413 621,554 35 5,070,483 3,896,218 36 56,605,104 67,432,118 28 12,518,447 12,494,340 29 37,400,786 21,791,161 30 81,812,787 130,038,108 37 106,591 334,750 38 1,228,801 2,551,703 39 94,568,934 131,944,524 40 45,230,032 36,706,615 335,533,378 407,811,091 401,450,397 452,614,615 252 373
2016 2016 Annual Report 247 12 31 2016 2015 42 460,255 688,322 43 1,621,000 1,053,004 44 6,650,000 3,000,000 45 92,728,837 128,367,379 46 2,517,090 2,807,787 47 79,671,695 99,320,062 495,647 2,193,031 48 19,463,375 22,392,019 49 2,756,267 14,479,838 37 864,011 2,460,345 50 125,000 51 25,900,000 2,998,178 233,128,177 279,884,965 102,405,201 127,926,126 168,322,220 172,729,650 52 49,947,816 69,374,000 53 359,985 46 4,988,352 3,366,621 32 2,562,144 351,819 48 10,800,000 49 25,163,711 6,948,454 82,662,023 91,200,879 85,660,197 81,528,771 54 7,162,769 7,162,769 54 60,999,752 58,390,133 54 16,194,936 15,232,023 84,357,457 80,784,925 1,302,740 743,846 85,660,197 81,528,771 2017 3 30 252 373
2016 12 31 54 54 54 54 54 54 2016 1 1 7,162,769 45,837,763 2,607,376 6,681,123 3,237,861 26,010 15,232,023 80,784,925 743,846 81,528,771 6,270,612 6,270,612 248,876 6,519,488 537,843 345,461 883,304 182,180 1,065,484 537,843 345,461 6,270,612 7,153,916 431,056 7,584,972 H 67,723 67,723 60,115 60,115 463,819 (463,819) 1,262,496 (1,262,496) (3,581,384) (3,581,384) (3,581,384) 2016 12 31 7,162,769 45,837,763 3,071,195 7,943,619 3,775,704 371,471 16,194,936 84,357,457 1,302,740 85,660,197 2015 1 1 5,600,000 17,221,261 1,692,854 4,611,610 1,889,206 (35,562) 10,319,187 41,298,556 645,852 41,944,408 10,696,871 10,696,871 101,037 10,797,908 1,348,655 61,572 1,410,227 24,839 1,435,066 1,348,655 61,572 10,696,871 12,107,098 125,876 12,232,974 H 1,562,769 28,590,928 30,153,697 30,153,697 171 171 25,574 25,574 (28,053) (2,479) 914,522 (914,522) 2,069,513 (2,069,513) (2,800,000) (2,800,000) (2,800,000) 2015 12 31 7,162,769 45,837,763 2,607,376 6,681,123 3,237,861 26,010 15,232,023 80,784,925 743,846 81,528,771 252 373
2016 2016 Annual Report 249 2016 12 31 12 31 2016 2015 8,593,428 14,263,497 5,393,487 7,812,191 (453,987) (420,076) 408,527 332,752 (36,753) 73,259 (8,916) 4,064 14,427 (370,028) (1,459,893) (1,130,112) (248,366) (307,725) 1,754,349 (732,588) (1,334,949) 1,384,265 12,621,354 20,909,499 252 373
250 12 31 2016 2015 (2,149,328) (1,526,455) 10,827,660 (2,855,159) (1,171,798) (2,042,053) (14,751,970) (5,857,590) 48,771,961 (59,667,820) (104,963) (15,083,484) 37,375,590 (60,408,214) (35,638,542) 58,138,974 (19,187,901) 39,399,234 1,331,035 3,728,376 (13,728,644) (16,476,209) 3,650,000 1,500,000 27,844,454 (40,240,901) (3,942,617) (2,360,181) (1,881,975) (3,816,650) 22,019,862 (46,417,732) 252 373