GUOTAI JUNAN SECURITIES CO., LTD. 02611 2018 6 30 2018 6 30 2018 (www.hkexnews.hk) (www.gtja.com) H 2018 2018 8 24 2018 1

2018 6 30 2018 2018 2018 2

4 6 18 23 54 84 92 93 96 103 191 192 2018 3

1.00 A H 4

2017 7 7 2017 7 24 70 A 2018 571 2018 A 1.00 H 1.00 ABS Asset-Backed Securities FICC Fixed Income,Currencies and Commodities PB Prime Broker 2018 5

Guotai Junan Securities Co., Ltd. GTJA Guotai Junan Securities 8,713,934 8,713,934 8,713,940 8,713,934 87,646,339 96,365,266 2018 1 8 A 2018 1 8 2018 6 30 131,000 A 6,476 8,713,940,276 6

1 1 [2000]122 [2016]22 [2004]157 2015 8 2 10270000 [2001]3 [2002]149 [2002]31 [2008]124 [2010]103 [2010]253 [2011]573 [2013]257 [2012]250 [2012]555 2018 7

[2013]311 [2013]56 [2013]173 [2014]121 [2014]511 [2014]1614 [2015]154 [2015]862 [2017]3002 [2018]1789 3 2005 2 [2006]3 [2012]378 [2012]825 [2013]1224 [2014]155 4 2002 4 [2006]67 [2008]24 8

5 [2012]116 [2013]45 6 2004 12 2005 7 180 2006 3 [2007]90 A00001 [2013]64 [2013]58 [2014]654 [2015]66 [2016]326 7 SC201221 [2014]325 Quanto QFII [2016]505 8 [2012]19 2018 9

9 A IM0046 2014 8 10 [2014]706 11 [2015]3 [2015]59 12 [2015]016 2018 8 2018 29 2 1 1 2004 3 30 2 2010 11 26 3 2010 10 21 4 2004 3 20 5 2010 11 26 6 2004 3 20 9 2004 11 26 10

2013 3 1 2 10278001 [2010]631 [2011]38 [2012]828 3 91310000100020711J [2007]148 [2011]1449 [2012]1506 [2015]67 [2017]105 [2018]63 [2018]41 2018 11

4 10710000 [2001]8 [2002]203 [2003]68 [2013]79 [2004]74 2004 12 [2006]61 2008 2 [2008]1039 [2010]133 2005 12 [2009]260 [2012]596 [2012]621 SC201211 [2013]25 12

[2013]22 [2013]15 [2013]137 [2013]73 [2013]19 [2013]80 [2014]724 [2014]367 [2016]330 [2015]78 [2015] 66 [2015]51 31390000 [2015]5 2017 8 5 PT2600011780 2018 13

768 768 021-38676798 021-38676798 021-38670798 021-38670798 dshbgs@gtjas.com dshbgs@gtjas.com 618 200120 768 200041 248 40 http://www.gtja.com/ dshbgs@gtjas.com 2018-049 H http://www.sse.com.cn/ http://www.hkexnews.hk/ 768 2018-049 14

A 601211 H 02611 1 16 1 22 4018 35 2016 7 14 A H 2018 15

1-6 (%) 15,934,999 15,855,467 0.50 5,368,933 6,650,790-19.27 5,462,884 6,665,776-18.05 4,009,001 4,756,266-15.71 32,649,073-11,945,139 0.43 0.56-23.21 0.42 0.56-25.00 (%) 3.27 4.66 1.39 (%) 440,455,400 431,648,187 2.04 308,064,869 297,952,964 3.39 121,867,203 123,127,983-1.02 8,713,940 8,713,934 0.00 13.99 14.13-0.99 (%) 61.89 61.50 0.39 = 16

87,646,339 96,365,266 110,155,317 111,757,465 (%) 298.07 312.79 (%) 26.04 29.32 (%) 446.45 364.80 (%) 150.79 137.73 (%) 79.57 86.23 (%) 57.80 63.04 (%) 72.65 73.11 (%) 31.86 27.92 (%) 124.99 82.27 2018 17

FICC 2018 1-6 159.35 0.5% 40.09 15.71% 18

2018 (%) (%) 6,432,040-4.78 40.35 5,769,366-4.14 36.21 1,768,127 46.42 11.10 1,326,933 5.78 8.33 638,533 2.94 4.01 15,934,999 0.50 100.00 2018 6 30 6.38 1.86 2017 3.85% 0.45% 1.56 2017 0.81% 1,265.72 328.61 11.92% 40.53% 2018 19

11 A AA 2018 2 1 2018 6 4,404.55 2.04% 208.74 30.58% 870.58 9.54% 621.65 15.97% 745.41 19.50% 1,160.89 17.85% 0 257.53 209.61 399.72 0 0 716.95 16.28% 20

11 A AA 2018 2.66 2.84% 1,211 8.86% 623.70 8.26% 2007-2017 3 2011-2017 3 2018 2 1 3 3 1 1 3 3 2 2018 21

2,500 12% 1 2018 4 4 1 2018 FICC PB 22

2018 A AA 1 (1) Wind 2018 23,545.54 18.50% 4,285.40 2.41% 19,260.14 22.79% 6,256.89 28.34% 2018 IPO 1,425.08 11.34% 6.05% 5 563.59 81.28% 13.15% 3 5 2 138.18 2018 23

2018 IPO 4 9 28.69 65.68 1 260.00 10 10 274.9 245.22 2 7 24.67 106.90 53 41 269.46 249.76 72 80 567.37 612.39 Wind IPO (2) 1 2018 PB 2018 6 26,640 2017 2.84% 1,556 6,680 12.70% 8,639 14.42% 2 509 1 24

2 2018 1 30% 1 2018 8 700 3 2018 6 7,701.23 6.07% 671.27 2017 26.05% 562.50 2017 27.54% 3 4 2018 2018 2,572 195 3 2018 25

2 (1) 2018 4,834 1.2% 5.14% 5.57% 1 1,211 8.86%A 3 APP 2,500 1 2018 51,544.10 53,973.43 4.90% 5.19% 7,536.10 16,735.66 7.57% 19.04% 184,959.46 183,139.87 7.90% 7.09% Wind 2018 14.05 4.93% 96.10 11.86% 3 26

2018 5.29 5.06 6,670.74 7,512.53 92,514 83,221 167.41 177.07 (2) 2018 6 9,193.82 10.41% 2018 2018 6 548.51 14.48% 5.97% 37.78 45.07% 2018 6 542.74 635.62 5.77 5.77 37.00 67.00 0.78 1.78 2018 27

(3) 78.48 6.24% 14.3 6.79% 1,431 2017 52.6% 1 3 (1) 2018 6 15.28 7.51% 8,383.98 5.46% 3,264.80 4.53% 39% 3 2 28

2018 8,383.98 8,868.36 7,221.96 7,845.56 767.92 644.82 394.10 377.98 3,264.80 3,419.56 (2) 2018 6 23,903 73,854 12.60 2017 13.51% 2018 2018 5 2018 7 2018 38 47 323.45 343.26 217.13 213.29 101 115 128.30 130.80 2018 29

2018 23 25 8.73 9.04 (3) 2018 6 12.70 9.48% 12.33 10.26% 2018 2018 6 2,461 32.92% 983 11.60% 4 2018 2018 271,437 289,210 335,355 441,590 10,561 14,513 716,824 641,556 344,038 173,089 1,678,215 1,559,958 30

1 (1) 2018 1-6 2017 1-6 5,348,120 33.56% 5,947,007 37.51% -598,887-10.07% 6,448,884 40.47% 5,930,887 37.41% 517,997 8.73% 2,334,708 14.65% 3,124,555 19.71% -789,847-25.28% 14,131,712 88.68% 15,002,449 94.63% -870,737-5.80% 648,287 4.07% 0.00% 648,287 1,155,000 7.25% 853,018 5.37% 301,982 35.40% 15,934,999 100.00% 15,855,467 100.00% 79,532 0.50% 2018 159.35 0.50% 53.48 33.56% 10.07% 23.35 14.65% 25.28% 6.48 4.07% 11.55 7.25% 35.40% 2018 31

(2) 2018 1-6 2017 1-6 841,947 7.97% 982,820 10.68% -140,873-14.33% 3,684,411 34.87% 3,071,645 33.37% 612,766 19.95% 3,472,078 32.86% 3,261,308 35.43% 210,770 6.46% 255,629 2.42% 223,954 2.43% 31,675 14.14% 84,066 0.80% 67,908 0.74% 16,158 23.79% 1,762,399 16.68% 1,377,264 14.96% 385,135 27.96% 1,314 0.01% 219,778 2.39% -218,464-99.40% 464,222 4.39% 0.00% 464,222 10,566,066 100.00% 9,204,677 100.00% 1,361,389 14.79% 2018 105.66 14.79% 36.84 34.87% 19.95% 34.72 32.86% 6.46% 0.01 0.01% 4.64 4.39% 32

2. 2018 50.42 326.49 (i) 207.94 (ii) 117.23 (iii) 86.70 (iv) 54.63 (i) 113.54 (ii) 54.02 167.89 315.94 145.25 108.18 (i) 418.57 (ii) 358.17 (i) 326.45 (ii) 306.85 2018 33

3. 2018 6 30 2017 12 31 3,809,566 0.86% 3,730,599 0.86% 78,967 2.12% 794,850 0.18% 804,388 0.19% -9,538-1.19% 581,407 0.13% 581,407 0.13% 0.00% 1,422,259 0.32% 1,442,271 0.33% -20,012-1.39% 1,333,460 0.30% 1,309,278 0.30% 24,182 1.85% 1,797,522 0.41% 2,303,249 0.53% -505,727-21.96% 0.00% 38,340,006 8.88% -38,340,006-100.00% 22,419,799 5.09% 0.00% 22,419,799 20,961,006 4.76% 0.00% 20,961,006 15,246,535 3.46% 27,357,004 6.34% -12,110,469-44.27% 2,835,895 0.64% 300,000 0.07% 2,535,895 845.30% 8,062,516 1.83% 6,914,654 1.60% 1,147,862 16.60% 648,067 0.15% 333,909 0.08% 314,158 94.08% 2,709,424 0.62% 677,498 0.16% 2,031,926 299.92% 82,622,306 18.75% 84,094,263 19.47% -1,471,957-1.75% 3,771,266 0.86% 4,288,361 0.99% -517,095-12.06% 4,994,305 1.14% 6,270,510 1.45% -1,276,205-20.35% 62,165,360 14.11% 73,983,947 17.17% -11,818,587-15.97% 0.00% 1,631,794 0.38% -1,631,794-100.00% 3,333,574 0.76% 0.00% 3,333,574 59,294,610 13.46% 65,242,195 15.11% -5,947,585-9.12% 113,253,479 25.71% 98,202,115 22.75% 15,051,364 15.33% 314,344 0.07% 315,233 0.07% -889-0.28% 2,773,658 0.63% 2,157,689 0.50% 615,969 28.55% 87,058,363 19.77% 79,476,131 18.41% 7,582,232 9.54% 20,874,135 4.74% 15,985,949 3.70% 4,888,186 30.58% 357,833,094 81.25% 347,553,924 80.53% 10,279,170 2.96% 440,455,400 100.00% 431,648,187 100.00% 8,807,213 2.04% 34

2018 6 30 2017 12 31 8,659,014 2.81% 11,520,278 3.87% -2,861,264-24.84% 26,562,321 8.62% 36,454,635 12.24% -9,892,314-27.14% 7,650,000 2.48% 7,600,000 2.55% 50,000 0.66% 93,025,907 30.20% 84,356,232 28.29% 8,669,675 10.28% 4,255,185 1.38% 5,005,954 1.68% -750,769-15.00% 1,015,963 0.33% 1,531,137 0.51% -515,174-33.65% 50,755,935 16.48% 43,849,585 14.72% 6,906,350 15.75% 29,710,343 9.64% 23,454,372 7.87% 6,255,971 26.67% 184,717 0.06% 402,828 0.14% -218,111-54.14% 3,302,235 1.07% 1,279,944 0.43% 2,022,291 158.00% 9,487,375 3.09% 8,656,571 2.91% 830,804 9.60% 234,608,995 76.16% 224,111,536 75.21% 10,497,459 4.68% 123,224,099 123,442,388-218,289-0.18% 72,529,549 23.54% 67,032,147 22.50% 5,497,402 8.20% 0.00% 622,458 0.21% -622,458-100.00% 98,690 0.03% 181,608 0.06% -82,918-45.66% 0.00% 3,000,000 1.01% -3,000,000-100.00% 621,662 0.20% 1,013,019 0.34% -391,357-38.63% 205,973 0.07% 1,992,196 0.67% -1,786,223-89.66% 73,455,874 23.84% 73,841,428 24.79% -385,554-0.52% 308,064,869 100.00% 297,952,964 100.00% 10,111,905 3.39% 132,390,531 133,695,223-1,304,692-0.98% 2018 6 30 4,404.55 2.04% 3,080.65 3.39% 1,323.91 0.98% 2018 35

1,160.89 26.35% 870.58 19.77% 745.41 16.92% 621.65 14.11% 257.53 5.85% 3,578.33 81.25% 2018 6 30 826.22 1.75% 152.47 44.27% 0 224.20 209.61 383.40 0 0 2018 6 30 3,578.33 2.96% 1,132.53 15.33% 621.65 15.97% 592.95 9.12% 0 33.34 16.32 0 36

2018 6 30 2,346.09 4.68% 930.26 10.28% 507.56 15.75% 297.10 26.67% 265.62 27.14% 2018 6 30 734.56 0.52% 2018 6 30 1,218.67 1.02% 2018 6 30 61.89% 0.39 28 30 38 40 4. 2018 6 30 1,110.53 2018 6 30 2017 12 31 8,659,014 11,520,278 26,562,321 36,454,635 75,831,784 68,312,091 111,053,119 116,287,004 2018 37

42 43 49 2018 6 30 76.50 507.56 1,694.59 2018 6 30 1 (1) (2) 2014 6 23 49 2014 6 3 16.24 2016 2.55 18.79 2018 1.03 2018 6 30 14.55 38

(3) 2018 6 30 2018 1-6 117,622,095 116,089,374 18,381,014 2,347,592-3,404,708 25,544,471 25,753,373 5,181,483 497,229 20,762,407 20,961,006 5,176,661 173,228 32,665,231 30,332,005 8,460,470-224,796 2,600,622 1,172,702,075 129,627 576,291,677 362,374-16,831 (4) 2017 1 9 51% 104,500 2018 3 28 [2018]557 51% 11.87% 8. 1 3,198 100% 2018 6 30 716.95 91.96 2018 9.45 3.57 2018 39

2 20 100% 2018 6 30 66.56 45.46 2018 10.21 4.00 3 12 100% 2018 6 30 199.11 27.68 2018 10.11 1.74 4 75 100% 2018 6 30 88.13 78.40 2018 2.94 1.55 5 26.1 51% 2018 6 30 298.90 100.47 2018 3.73 0.62 40

6 10 100% 2018 6 30 10.10 10.10 2018 0.11 0.10 7 1.5 20% 2018 6 30 33.60 24.17 2018 8.06 2.36 2018 6 30 28 2018 6 30 34.64 0.11 0.13 2018 41

2017 4 1,040,000,000 H 5 48,933,800 H 172.4 168.01 2018 6 30 142.81 2017 25.20 H 42

2018 (1) (2) (3) 1 2018 43

2 1 44

2 2018 45

3 IT IT IT 46

4 3 4 2018 47

2018 5 1 VaR VaR VaR 6 95% VaR VaR 48

(1) (2) 2018 2017 2018 6 30 12 31 15,111 6,382 9,845 5,998 26,009 7,469 5,532 6,216 4,772 7,803 2,636 862 2,348 667 3,860 20,469 11,168 14,017 10,093 20,469 2018 2 2018 49

2018 218% 236% 3 50

2018 100% 4 2018 2018 51

5 2018 1 2018 FICC PB 2 (1) 52

(2) (3) (4) 2018 53

2017 2018 5 18 http://www.sse.com.cn/ http://www.hkexnews.hk/ http://www.gtja.com/ 2018 5 19 1 2017 2018 5 18 2017 2017 2017 2017 2018 A H 2018 54

A 36 H 12 H H 12 3 A 3 A 1 A A 2018 55

A 36 A 1 A A H 2 H H 12 12 H A 56

A 36 A A A 36 A A A 36 A A 2018 57

A A 5 3 A 3 3 A 3 1 2 58

2018 5 18 2017 2018 2018 2018 2017 22 23 24 37 14 2018 3 29 2018 59

1 9 2018 1 1 2018 2017 2017 12 31 2018 1 1 38,340,006-38,340,006 18,836,073 18,836,073 16,976,661 16,976,661 27,357,004-117,062 27,239,942 333,909 80,161 414,070 4,288,361-27,533 4,260,828 6,270,510-2,088 6,268,422 73,983,947-31,958 73,951,989 1,631,794-1,631,794 1,496,793 1,496,793 65,242,195-146,624 65,095,571 98,202,115 2,655,496 100,857,611 79,476,131-10,810 79,465,321 15,985,949-8 15,985,941 60

2017 12 31 2018 1 1 8,656,571 10 8,656,581 64,936,992 71,381 65,008,373 38,347,216-314,011 38,033,205 10,567,240-20,079 10,547,161 2 15 2018 1 1 2018 61

62

2010 6 19 10 10% 164,000,000 2018 6 30 144,500,000 1 2 3 4 2018 63

2017 2018 1) 1 3,538 2,025 12,873 13,784 2 43,794 115,450 12,923 64

3) 3,887 4,681 148 2,540 8,926 9,732 2) 1) 3,280,609 2,951,986 2,406 2,517 2) 1,010 114 2018 65

3) 783,180 249,960 100,000 98,234 4) 1,916 5,523 351,994 5) 500,000 500,000 6) 9,850 66

1 2 3 4 1 2 3 1 2 3 2018 67

1 2 (A) (B) 3,446,835 68

(A+B) 3,446,835 (%) 2.83 (C) 70% (D) 50% (E) (C+D+E) 2014 5 (BVI) 5 2014 5 19 6 2018 6 30 3,446,835,063 2018 69

3 1 2 A (1) 11.8 2013 10 16 35,862 14,000 2013 12 12 57,226.83 (2) 2014 11 18 49 33,588.25 24,843.87 70

1. 2. 11 2018 90 110 150 2018 71

3. 1. 324.48 2. 20 1. 1.1 1.2 4 2. 2.1 7 2.2 500 3. 4. 4.1 56.78 4.2 150 5. 6. 7. 7.1 28.5 7.2 300 8. 8.1 225.7 9. 9.1. 8 9.2. 26.5 72

2018 1 2017 2017 2018 3 14 2017 4. 2018 50 18 810 12 600 20,000 250 3,000 2018 73

5. 2018 2017 7 7 70 2017 7 24 113013 2018 1 8 A 191013 10,005 (%) 964,672,000 13.78 743,575,000 10.62 345,101,000 4.93 295,254,000 4.22 215,409,000 3.08 74

(%) 211,794,000 3.03 183,169,000 2.62 UBSAG 182,968,000 2.61 178,610,000 2.55 97,450,000 1.39 7,000,000,000 131,000 0 0 6,999,869,000 131,000 6,476 6,476 (%) 0.000074 6,999,869,000 (%) 99.9981 2018 6 29 19.8 2 0 1 8 6 22 19.8 2017 0.4 2018 75

2018 6 30 4,404.55 61.89% 2018 5 24 A A AAA A AAA A 2018 6 30 A 6,999,869,000 19.8 A 353,528,737 A A A 353,528,737 A 7,869,641,833 9,067,469,013 H 13.75% 13.21% 23.56% 22.64% 32.73% 31.45% 2018 0.43 A 2018 0.42 76

18 01 18 01 18 01 18 01 100 2018 300 1 H 2 2 16 6 2018 77

1 3 2 1 2 1 1 2 1 2 [2018]329 136 2018 7 50 136 3 (1) 2018 1 6 1 1 28.8 0.5 2018 (2) 65 2018 4 27 65 78

(3) 26 2018 6 26 49 75 (4) [2018]299 27 2018 8 5 4 1 4 5 15 1 2018 6 30 33 413 23 30 339 5 12 1 1 3 3 1 2018 79

(1) 1 1 4848 2506-2509 2607 2 350 11 3 389 401 502 4 10 2602 2603 5 185 6 1 1401 6 7 3 4 1 262 80

8 9 212 237 4-5 10 1-2 11 12 13 14 15 16 17 258 1 1 3 787 101 30 601 1 01 03 2 2018 81

2) 1 [2017]12 2017 12 28 2018 3 16 (2) 1) 1 178 1105-1106 2018.3.16 2) 1 2 3 988 B A 103 A 3 202 178 1103-1104 82

(3) 1) 1 5 22 15 1501 1502 2 133 B 8 803 804 3 12 16 02 18 2018 6 15 2018 6 20 2018 6 25 (4) 1 20 3 B 104 2018 1 15 2018 83

1 (%) (%) 2,783,416,270 31.94-2,783,416,270-2,783,416,270 0 0 1 2 2,783,416,270 31.94-2,783,416,270-2,783,416,270 0 0 3 4 5,930,517,530 68.06 +2,783,422,746 +2,783,422,746 8,713,940,276 100.00 1 4,732,690,350 54.31 +2,783,422,746 +2,783,422,746 7,516,113,096 86.25 2 3 1,197,827,180 13.75 1,197,827,180 13.75 4 8,713,933,800 100.00 +6,476 +6,476 8,713,940,276 100.00 2 A 2,783,416,270 2018 6 26 2018 1 8 6,476 84

3 4 1,900,963,748 1,900,963,748 0 0 2018 6 26 682,215,791 682,215,791 0 0 2018 6 26 89,090,813 89,090,813 0 0 2018 6 26 75,482,261 75,482,261 0 0 2018 6 26 34,732,152 34,732,152 0 0 2018 6 26 931,505 931,505 0 0 2018 6 26 2,783,416,270 2,783,416,270 / / 2018 85

164,329 A H A 164,129 H 200 (%) 1 0 1,900,963,748 21.82 0 0 2 33,600 1,197,668,780 13.74 0 0 0 682,215,791 7.83 0 0 3 0 609,428,357 6.99 0 0 51,336,991 426,964,303 4.90 0 0 0 246,566,512 2.83 0 0 0 154,455,909 1.77 0 0 0 151,104,674 1.73 0 0 0 122,505,909 1.41 0 0-1,210,200 120,052,308 1.38 0 0 86

1,900,963,748 1,900,963,748 1,197,668,780 1,197,668,780 682,215,791 682,215,791 609,428,357 609,428,357 426,964,303 426,964,303 246,566,512 246,566,512 154,455,909 154,455,909 151,104,674 151,104,674 122,505,909 122,505,909 120,052,308 120,052,308 1 A 152,000,000 H 2 H 3 A 103,373,800 H 4 2018 87

10 2018 6 30 XV 2 3 336 5% 8 (%) (%) A 697,127,609 1 A 2,066,140,474 2 H 152,000,000 3 A 1,949,684,556 4 H 152,000,000 A 609,428,357 H 103,373,800 9.28 8.00 27.49 23.71 12.69 1.74 25. 94 22.37 12.69 1.74 8.11 6.99 8.63 1.19 88

8 (%) (%) H 196,210,000 H 196,210,000 5 H 196,210,000 5 Diamond Acquisition Co SARL H 190,333,000 6 A9 USD(Feeder) L.P. H 190,333,000 6 16.38 2.25 16.38 2.25 16.38 2.25 15.89 2.18 15.89 2.18 Apax Guernsey (Holdco) PCC Limited H 190,333,000 6 15.89 2.18 Apax IX GP Co.Limited H 190,333,000 6 Apax IX USD GP L.P.Inc. H 190,333,000 6 Apax IX USD L.P. H 190,333,000 6 Diamond Holding SARL H 190,333,000 6 15.89 2.18 15.89 2.18 15.89 2.18 15.89 2.18 2018 89

8 (%) (%) Jacqueline MaryLeMaitre-Ward H 190,333,000 6 15.89 2.18 David Payne Staples H 190,333,000 6 15.89 2.18 Newton Industrial Limited H 107,392,580 H 100,000,000 H 100,000,000 7 8.97 1.23 8.35 1.15 8.35 1.15 1 A 295,254,000 19.8 14,911,818 A 682,215,791 A 2 1,949,684,556 40,042,152 931,505 75,482,261 A 66.33% 2,066,140,474 A 3 152,000,000 H 4 A 964,672,000 19.8 48,720,808 A 1,900,963,748 A 5 60% 99.4% 196,210,000 H 90

6 Diamond Acquisition Co SARL Diamond Holding SARL Apax IX USD L.P. Diamond Holding SARL 73.8% Apax IX USD L.P. 44.9% A9 USD (Feeder) L.P. Apax IX USD GP L.P.Inc. Apax IX USD L.P. A9 USD(Feeder) L.P. Apax IX GP Co.Limited Apax IX USD GP L.P.Inc. Apax IX GP Co.Limited Apax Guernsey (Holdco) PCC Limited Apax Guernsey (Holdco) PCC Limited Jacqueline Mary LeMaitre-Ward David Payne Staples Hirzel IV Purpose Trust Diamond Holding SARL Apax IX USD L.P. Apax IX USD GP L.P.Inc. Apax IX GP Co.Limited Apax Guernsey (Holdco) PCC Limited A9 USD(Feeder) L.P. Jacqueline Mary LeMaitre-Ward David Payne Staples Diamond Acquisition CoSARL 190,333,000 H 7 Newton Industrial Limited Newton Industrial Limited 100,000,000 H 8 336 2018 6 30 336 2016 7 19 2016 50 3.30% 4 2 30 2018 6 6 2018 7 19 50 1.65 2018 7 19 2018 91

92

16 2018 93

1 2018 3 29 2018 3 29 2 2018 5 18 2017 2018 5 28 2018 6 6 3 2018 5 18 2017 2018 5 28 94

2018 6 30 XV 7 8 352 2018 7 13 601318 2318 2018 7 21 002736 13.51B 2018 6 30 15,257 11,559 2018 285 4,900 570 25.5 2018 95

(%) 2015 15 G1 136047 2015 11 18 2020 11 19 5,000,000,000 3.6 2015 15 G2 136048 2015 11 18 2022 11 19 1,000,000,000 3.8 2016 16 G1 136367 2016 4 11 2021 4 12 5,000,000,000 2.97 2016 16 G2 136368 2016 4 11 2023 4 12 1,000,000,000 3.25 2016 16 G3 136622 2016 8 11 2021 8 12 5,000,000,000 2.90 2016 16 G4 136623 2016 8 11 2021 8 12 3,000,000,000 3.14 2016 16 G5 136711 2016 9 20 2021 9 21 3,000,000,000 2.94 2017 17 G1 143229 2017 8 3 2020 8 4 4,700,000,000 4.57 96

(%) 2017 17 G2 143230 2017 8 3 2022 8 4 600,000,000 4.70 2017 17 G3 143337 2017 10 17 2020 10 18 3,700,000,000 4.78 2018 18 G1 143528 2018 3 20 2021 3 21 4,300,000,000 5.15 2018 18 G2 143607 2018 4 23 2021 4 25 4,300,000,000 4.55 2016 2018 4 2015 3 2015 5 2016 3 2016 5 2018 97

2016 3 2016 3 15 G1 15 G2 1589 21 16 G1 16 G2 021-38784899 16 G3 16 G4 1508 16 G5 17 G1 021-22169877 17 G2 17 G3 18 G1 18 G2 36 6 021-38565900 15 G1 15 G2 398 14 16 G1 16 G2 16 G3 16 G4 16 G5 17 G1 17 G2 17 G3 18 G1 18 G2 98

2018 6 30 2018 5 21 15 G1 15 G2 16 G1 16 G2 16 G3 16 G4 16 G5 17 G1 17 G2 17 G3 2015 2016 2017 2018 [2018]10007915 G1 15 G2 16 G1 16 G2 16 G3 16 G4 16 G5 17 G1 17 G2 17 G3 AAA AAA 2018 1 11 18 G1 2018 (2018)010024) AAA AAA 2018 5 21 18 G1 2015 2016 2017 2018 [2018]10007918 G1 AAA AAA 2018 99

2018 4 16 18 G2 2018 (2018)010283) AAA AAA 15 G1 15 G2 16 G1 16 G2 2018 6 2015 2017 2016 2017 16 G3 16 G4 16 G5 17 G1 17 G2 17 G3 2018 6 2016 2017 2016 2017 2017 2017 2017 2017 100

(%) 205% 204% 1 / 205% 204% 1 / (%) 61.89 61.50 0.39 / (%) 100 100 / 1-6 (%) EBITDA 2.55 3.39-24.78 (%) 100 100 / 2018 101

2018 6 43 49 2018 6 30 3,900 500 3,400 102

104 190 2018 6 30 2018 6 30 6 34 34 34 2410 2410 34 2018 8 24 2018 103

2018 6 30 6 6 30 6 2018 2017 5 5,348,120 5,947,007 6 6,448,884 5,930,887 7 2,334,708 3,124,555 14,131,712 15,002,449 8 648,287 9 1,155,000 853,018 15,934,999 15,855,467 10 (841,947) (982,820) 11 (3,684,411) (3,071,645) 12 (3,472,078) (3,261,308) 13 (255,629) (223,954) (84,066) (67,908) 14 (1,762,399) (1,377,264) 15 (1,314) (219,778) 16 (464,222) (10,566,066) (9,204,677) 104

6 30 6 2018 2017 5,368,933 6,650,790 93,951 14,986 5,462,884 6,665,776 17 (1,245,958) (1,573,700) 4,216,926 5,092,076 4,009,001 4,756,266 207,925 335,810 4,216,926 5,092,076 19 0.43 0.56 0.42 0.56 2018 105

2018 6 30 6 6 30 6 2018 2017 4,216,926 5,092,076 176,737 (83,979) 625 1,979,308 (1,010,225) (19) 14,769 103,910 (250,399) (23,346) (231,077) 173,928 502,376 (1,433,861) (502,042) 483,976 (1,451,927) (1,277,999) 502,376 2,938,927 5,594,452 2,691,236 5,413,258 247,691 181,194 2,938,927 5,594,452 106

2018 6 30 2018 6 30 2017 12 31 20 3,809,566 3,730,599 21 794,850 804,388 22 581,407 581,407 23 1,422,259 1,442,271 25 1,333,460 1,309,278 25 1,797,522 2,303,249 26 38,340,006 27 22,419,799 28 20,961,006 29 15,246,535 27,357,004 30 2,835,895 300,000 31 8,062,516 6,914,654 32 648,067 333,909 33 2,709,424 677,498 82,622,306 84,094,263 34 3,771,266 4,288,361 35 4,994,305 6,270,510 36 62,165,360 73,983,947 26 1,631,794 27 3,333,574 29 59,294,610 65,242,195 30 113,253,479 98,202,115 37 314,344 315,233 38 2,773,658 2,157,689 39 87,058,363 79,476,131 40 20,874,135 15,985,949 357,833,094 347,553,924 440,455,400 431,648,187 2018 107

2018 6 30 2017 12 31 42 8,659,014 11,520,278 43 26,562,321 36,454,635 44 7,650,000 7,600,000 45 93,025,907 84,356,232 46 4,255,185 5,005,954 1,015,963 1,531,137 47 50,755,935 43,849,585 48 29,710,343 23,454,372 37 184,717 402,828 49 3,302,235 1,279,944 50 9,487,375 8,656,571 234,608,995 224,111,536 123,224,099 123,442,388 205,846,405 207,536,651 49 72,529,549 67,032,147 46 622,458 32 98,690 181,608 47 3,000,000 48 621,662 1,013,019 51 205,973 1,992,196 73,455,874 73,841,428 132,390,531 133,695,223 108

2018 6 30 2017 12 31 52 8,713,940 8,713,934 53 11,129,823 11,129,841 54 64,226,341 64,936,992 54 37,797,099 38,347,216 121,867,203 123,127,983 10,523,328 10,567,240 132,390,531 133,695,223 2018 8 24 2018 109

2018 6 30 6 2017 12 31 8,713,934 11,129,841 43,447,900 1,210,022 (172,336) 6,496,822 13,954,584 38,347,216 123,127,983 10,567,240 133,695,223 9 2.2 43,799 11,256 16,326 (314,011) (242,630) (20,079) (262,709) 9 8,713,934 11,129,841 43,447,900 1,253,821 (172,336) 6,508,078 13,970,910 38,033,205 122,885,353 10,547,161 133,432,514 4,009,001 4,009,001 207,925 4,216,926 (1,376,812) 59,047 (1,317,765) 39,766 (1,277,999) (1,376,812) 59,047 4,009,001 2,691,236 247,691 2,938,927 18 (3,485,577) (3,485,577) (3,485,577) 18 (590,000) (590,000) (590,000) (135,206) (135,206) 169,530 (169,530) 6 (18) 126 114 114 (254,785) (254,785) 503,945 503,945 1,125,689 1,629,634 (825,893) (825,893) (137,868) (137,868) (181,329) (319,197) 2018 6 30 8,713,940 11,129,823 43,814,103 46,539 (113,289) 6,508,078 13,970,910 37,797,099 121,867,203 10,523,328 132,390,531 110

2017 1 1 7,625,000 10,000,000 29,374,285 346,532 137,774 5,729,487 12,193,983 34,557,357 99,964,418 10,787,304 110,751,722 4,756,266 4,756,266 335,810 5,092,076 790,463 (133,471) 656,992 (154,616) 502,376 790,463 (133,471) 4,756,266 5,413,258 181,194 5,594,452 H 1,088,934 14,029,256 15,118,190 15,118,190 18 (2,973,750) (2,973,750) (2,973,750) 18 (590,000) (590,000) (590,000) (171,103) (171,103) (11,950) (11,950) 47,490 35,540 2017 6 30 8,713,934 10,000,000 43,391,591 1,136,995 4,303 5,729,487 12,193,983 35,749,873 116,920,166 10,844,885 127,765,051 2018 111

2018 6 30 6 6 30 6 2018 2017 5,462,884 6,665,776 3,684,411 3,071,645 (93,951) (14,986) 255,629 223,954 1,314 219,778 464,222 913 516 15,759 69,193 625 (1,091,621) (648,287) (26,129) (306,957) (671,082) (365,084) (199,641) 804,087 102,181 117,361 (97,739) 9,028,801 8,615,970 112

6 30 6 2018 2017 (1,158,948) 2,261,041 11,723,308 5,757,676 (46,069) (2,388,713) 20,794,441 (17,168,597) (11,353,541) (1,392,360) (5,402,231) 10,643,516 8,669,675 (13,798,124) 727,189 (9,297,634) (1,273,587) (1,266,798) 3,906,350 7,569,162 50,000 2,850,000 35,665,388 (7,614,861) (1,769,155) (3,143,242) (1,247,160) (1,187,036) 32,649,073 (11,945,139) 2018 113

6 30 6 2018 2017 10,936 17,124 491,048 699,999 41,756,115 14,525,237 (66,740) 1,043,405 (364,528) (352,264) (32,760,553) (31,594,256) (16,789,352) 10,194,875 114

6 30 6 2018 2017 H 15,301,493 30,684,846 16,058,240 1,629,634 8,600,000 7,412,902 32,644,575 12,996,757 (825,893) (41,857,160) (36,323,811) (35,817,099) (15,556,763) (1,681,857) (1,735,677) (3,604,850) (3,305,506) (590,000) (616,949) (38,246) (10,817,804) (5,807,560) 5,041,917 (7,557,824) 27,057,039 35,192,601 92,569 (78,488) 41(a) 32,191,525 27,556,289 2018 115

2018 6 30 6 1. 1992 9 25 1992 10 12 1999 5 20 2001 8 13 A 2015 6 26 601211 2017 4 11 H 02611 618 2. 2.1. 2018 6 30 6 34 2017 12 31 116

2. 2.2. 2018 1 1 2017 12 31 9 15 22 2 4 15 40 9 4 15 2014-2016 1 28 9 2018 1 1 9 39 9 39 2018 6 30 2018 6 30 6 9 2018 1 1 2018 117

2. 2.2. 9 2018 1 1 2017 12 31 2018 1 1 (1) 38,340,006 (38,340,006) (1) 18,836,073 18,836,073 (1) 16,976,661 16,976,661 (2) 27,357,004 (117,062) 27,239,942 (3) 333,909 80,161 414,070 (2) 4,288,361 (27,533) 4,260,828 (2) 6,270,510 (2,088) 6,268,422 (2) 73,983,947 (31,958) 73,951,989 (1) 1,631,794 (1,631,794) (1) 1,496,793 1,496,793 (2) 65,242,195 (146,624) 65,095,571 (1) 98,202,115 2,655,496 100,857,611 (2) 79,476,131 (10,810) 79,465,321 (2) 15,985,949 (8) 15,985,941 (2) 8,656,571 10 8,656,581 (1),(2),(3) 64,936,992 71,381 65,008,373 (1),(2),(3) 38,347,216 (314,011) 38,033,205 (1),(2),(3) 10,567,240 (20,079) 10,547,161 118

2. 2.2. 9 (1) 9 9 9 2018 119

2. 2.2. 9 (1) 2018 1 1 2018 1 1 (2) 9 39 9 12 12 12 12 120

2. 2.2. 9 (2) 12 2018 121

2. 2.2. 9 (2) (3) 122

3. 2017 12 31 4. (1) (2) (3) (4) (5) (6) 2018 123

4. (a) 2018 6 30 6 608,156 848,375 2,582,631 797,058 511,900 5,348,120 2,671,897 3,180,244 7,691 588,917 135 6,448,884 1,757,788 311,234 265,686 2,334,708 648,287 648,287 545,824 6,491 3,857 (39,570) 638,398 1,155,000 5,583,665 848,375 5,769,366 1,768,127 1,326,933 638,533 15,934,999 (3,540,815) (429,983) (4,554,943) (391,425) (897,951) (750,949) (10,566,066) (1,977,412) (1,379,977) (23,751) (303,271) (3,684,411) (1,314) (1,314) (324,056) 12,372 (152,538) (464,222) 2,042,850 418,392 1,214,423 1,376,702 428,982 (112,416) 5,368,933 93,951 93,951 2,042,850 418,392 1,214,423 1,470,653 428,982 (112,416) 5,462,884 (476,227) (97,535) (283,106) (342,838) (72,458) 26,206 (1,245,958) 1,566,623 320,857 931,317 1,127,815 356,524 (86,210) 4,216,926 2018 6 30 188,210,469 568,483 158,050,797 16,082,958 71,694,927 5,847,766 440,455,400 130,069,104 799,763 111,521,437 2,688,658 62,498,582 487,325 308,064,869 2018 6 30 6 50,902 25,044 119,229 9,730 19,604 31,120 255,629 65,001 41,558 54,755 15,215 8,759 179,240 364,528 124

4. (a) 2017 6 30 6 511,244 1,211,011 2,822,193 875,015 527,544 5,947,007 2,143,429 3,191,418 31,020 565,002 18 5,930,887 2,787,972 175,440 161,143 3,124,555 101,086 4,815 126,133 712 620,272 853,018 5,543,731 1,211,011 6,018,426 1,207,608 1,254,401 620,290 15,855,467 (3,052,256) (600,811) (3,865,379) (286,046) (787,622) (612,563) (9,204,677) (1,609,919) (1,235,681) (19,657) (206,388) (3,071,645) (210,673) 53,310 (62,415) (219,778) 2,491,475 610,200 2,153,047 921,562 466,779 7,727 6,650,790 14,986 14,986 2,491,475 610,200 2,153,047 936,548 466,779 7,727 6,665,776 (579,331) (141,887) (500,638) (217,771) (132,277) (1,796) (1,573,700) 1,912,144 468,313 1,652,409 718,777 334,502 5,931 5,092,076 2017 12 31 185,747,221 540,669 160,513,532 16,178,073 63,363,860 5,304,832 431,648,187 130,817,301 1,554,101 106,754,629 3,265,240 54,922,796 638,897 297,952,964 2017 6 30 6 15,034 696 105,991 5,821 17,892 78,520 223,954 99,205 336 96,115 33,861 12,557 110,190 352,264 2018 125

4. (b) 6 30 6 2018 2017 12,765,209 13,748,760 1,366,503 1,253,689 14,131,712 15,002,449 (c) 2018 6 30 6 2017 6 30 6 10% 5. 6 30 6 2018 2017 3,054,282 3,196,539 1,013,699 1,340,098 807,750 889,137 217,547 258,780 130,882 118,739 109,154 130,232 14,806 13,482 5,348,120 5,947,007 4. 126

6. 6 30 6 2018 2017 2,652,411 2,554,447 1,912,323 1,604,691 1,472,219 1,544,951 341,471 178,295 66,305 31,251 4,155 17,252 6,448,884 5,930,887 7. 6 30 6 2018 2017 1,437,743 1,103,033 497,854 173,228 306,957 685,052 770,090 (625) 362,374 (79,972) 1,091,621 (804,087) (102,181) (16,831) 35,007 2,334,708 3,124,555 2018 127

8. 2017 4 1,045 51% 2018 3 379,649 286,323 126,909 (99,639) (160,374) 532,868 (261,105) 271,763 1,045,000 (124,950) (271,763) 648,287 2017 1,045,000 2018 6 30 6 (66,740) 128

9. 6 30 6 2018 2017 (1) 593,348 703,987 521,694 163,765 25,329 2,861 (15,759) (69,193) 26,129 30,388 25,469 1,155,000 853,018 (1) 10. 6 30 6 2018 2017 686,945 738,239 73,079 150,724 36,191 41,359 45,732 52,498 841,947 982,820 2018 129

11. 6 30 6 2018 2017 1,475,735 1,384,366 816,615 270,184 755,601 716,521 205,531 154,611 195,118 184,921 121,986 125,509 35,571 89,679 31,920 119,880 25,543 12,514 20,515 12,639 276 821 3,684,411 3,071,645 12. 6 30 6 2018 2017 3,034,003 2,882,663 200,004 168,357 238,071 210,288 3,472,078 3,261,308 130

13. 6 30 6 2018 2017 194,758 172,706 48,803 41,004 12,068 10,229 15 255,629 223,954 14. 6 30 6 2018 2017 521,357 164,830 369,215 313,435 IT 123,052 84,708 121,434 124,532 106,918 103,142 101,797 103,029 72,400 84,202 59,683 77,247 50,286 45,664 47,589 44,806 45,424 68,599 21,988 25,883 18,092 35,477 7,061 7,372 96,103 94,338 1,762,399 1,377,264 2018 131

15. 6 30 6 2018 2017 1,314 18,085 129,321 81,395 23,102 2,449 (34,574) 1,314 219,778 16. 6 30 6 2018 2017 408,226 65,464 (9,468) 464,222 17. 6 30 6 2018 2017 1,151,597 1,238,333 51,350 139,545 43,011 195,822 1,245,958 1,573,700 2008 1 1 25% 16.5% 132

18. 6 30 6 2018 2017 (3,485,577) (2,973,750) (590,000) (590,000) 2018 5 18 2017 10 4.0 3,486 2017 3 13 2016 10 3.9 2,974 2018 6 30 2017 12 31 590 19. (1) (2) (3) (4) (1) (2) 2018 133

19. 6 30 6 2018 2017 4,009,001 4,756,266 295,000 295,000 3,714,001 4,461,266 108,683 870 2,740 3,821,814 4,458,526 8,713,939 7,979,822 346,534 9,060,473 7,979,822 0.43 0.56 0.42 0.56 134

20. 2018 1 1 2,880,380 472,056 31,339 1,287,230 18,842 156,994 753,300 46,816 5,646,957 4,100 23,420 1,263 53,209 639 1,606 214,594 2,041 300,872 48,984 3,351 25,323 (94,282) (16,624) (5,253) (2,687) (56,437) (314) (6,282) (278) (71,251) 2018 6 30 2,884,480 539,207 33,266 1,309,325 19,167 152,318 873,612 48,579 5,859,954 2018 1 1 (634,451) (260,138) (13,051) (777,209) (11,964) (106,838) (20,454) (1,824,105) (50,914) (41,193) (1,796) (92,810) (833) (5,922) (1,290) (194,758) 5,242 2,375 46,603 291 5,953 264 60,728 2018 6 30 (685,365) (296,089) (12,472) (823,416) (12,506) (106,807) (21,480) (1,958,135) 2018 1 1 2018 6 30 (92,253) (92,253) 2018 6 30 2,106,862 243,118 20,794 485,909 6,661 45,511 873,612 27,099 3,809,566 2017 1 1 2,912,621 408,063 30,476 1,151,927 17,208 151,445 523,656 74,740 5,270,136 32,914 70,437 3,769 159,680 2,953 19,117 428,881 3,228 720,979 40,811 46 56,958 (199,237) 479 (100,943) (65,155) (47,255) (2,952) (81,335) (1,319) (13,568) (31,631) (243,215) 2017 12 31 2,880,380 472,056 31,339 1,287,230 18,842 156,994 753,300 46,816 5,646,957 2017 1 1 (560,468) (235,193) (12,781) (686,422) (11,863) (106,939) (21,101) (1,634,767) (105,269) (63,187) (3,083) (165,528) (1,348) (13,002) (2,309) (353,726) 31,286 38,242 2,813 74,741 1,247 13,103 2,956 164,388 2017 12 31 (634,451) (260,138) (13,051) (777,209) (11,964) (106,838) (20,454) (1,824,105) 2017 1 1 2017 12 31 (92,253) (92,253) 2017 12 31 2,153,676 211,918 18,288 510,021 6,878 50,156 753,300 26,362 3,730,599 2018 6 30 2017 12 31 239,571 239,571 2018 135

21. 2018 6 30 2017 12 31 1 1 876,029 876,029 876,029 876,029 1 1 (71,641) (52,534) (9,538) (19,107) (81,179) (71,641) 794,850 804,388 22. 2018 6 30 2017 12 31 581,407 581,407 581,407 581,407 136

22. 2018 6 30 2017 12 31 A 578,916 578,916 B 2,491 2,491 581,407 581,407 2014 7 51% 2007 100% A B 2018 137

23. 2018 1 1 623,706 207,240 1,066,264 33,049 1,930,259 42,876 1,365 44,241 (26,312) (15,065) (41,377) 2018 6 30 640,270 207,240 1,066,264 19,349 1,933,123 2018 1 1 (337,626) (128,079) (1,275) (466,980) (48,803) (48,803) 20,156 (6) 20,150 2018 6 30 (366,273) (128,079) (1,281) (495,633) 2018 1 1 (4,756) (16,252) (21,008) 5,777 5,777 2018 6 30 (4,756) (10,475) (15,231) 2018 6 30 273,997 74,405 1,066,264 7,593 1,422,259 138

23. 2017 1 1 467,146 207,240 1,066,264 33,241 1,773,891 156,560 156,560 (192) (192) 2017 12 31 623,706 207,240 1,066,264 33,049 1,930,259 2017 1 1 (249,088) (128,079) (1,275) (378,442) (88,538) (88,538) 2017 12 31 (337,626) (128,079) (1,275) (466,980) 2017 1 1 (4,756) (6,252) (11,008) (10,000) (10,000) 2017 12 31 (4,756) (16,252) (21,008) 2017 12 31 286,080 74,405 1,066,264 15,522 1,442,271 2018 6 30 2017 12 31 2018 6 30 2017 12 31 22 2018 139

24. (a) (b) 24(a) 2018 6 30 2017 12 31 12,686 9,226 2018 6 30 6 2017 6 30 6 376 461 25. 2018 6 30 2017 12 31 1,333,460 1,309,278 1,797,522 2,303,249 3,130,982 3,612,527 140

25. 2018 6 30 2017 12 31 82,810,000 25% 25% 30,300,000 33% 33% 400,000,000 25% 25% 130,000,000 38% 38% (2) 169,181,800 18% 18% (2) 104,000,000 6% 6% (2) 100,000,000 13% 13% 150,000,000 20% 20% (1) 20,000,000 51% 51% (1) 15,000,000 51% 51% 200,100,000 10% 20% (2) 100,000,000 25% 25% 500,000,000 20% 20% (1) 1,000,200,000 55% 55% 10,000,000 40% 40% (1) 10,000,000 51% 51% 10,000,000 50% 50% 200,000,000 30% 30% 2018 141

25. 2018 6 30 2017 12 31 42,240,000 63% 63% (1) 100,010,000 25% 25% (2) 139,400,000 18% 18% (2) 233,000,000 17% 17% (1) 701,000,000 100% 100% (1) 401,000,000 51% 51% (1) 50% (2) 20% 6 30 6 2018 2017 52,637 5,107 41,314 9,879 93,951 14,986 6 30 6 2018 2017 34,406 4,601 (442,516) 25,154 (408,110) 29,755 2018 6 30 2017 12 31 1,333,460 1,309,278 1,797,522 2,303,249 142

26. 2018 6 30 2017 12 31 5,345,716 639,178 10,601,881 14,078,132 5,829,002 1,846,097 38,340,006 1,416,326 7,501,068 29,422,612 38,340,006 2018 6 30 2017 12 31 1,631,794 1,631,794 1,631,794 1,631,794 2018 143

27. 2018 6 30 2017 12 31 22,419,799 905,651 11,240,498 10,273,650 22,419,799 2018 6 30 2017 12 31 3,333,574 1,359,734 1,071,804 902,036 3,333,574 (1) 2018 6 30 2017 12 31 9 238,621 238,621 (83,979) 154,642 144

28. 2018 6 30 2017 12 31 (1) 13,496,712 (2) 7,464,294 20,961,006 2,642,489 4,222,566 14,095,951 20,961,006 (1) 2018 6 30 2015 7 2015 9 17,014 2018 6 30 12,688 13,497 (2) 2018 6 30 174,614 2018 6 30 498,721 2018 6 30 1,186,544 36 2018 145

29. (a) 2018 6 30 2017 12 31 15,536,985 27,619,010 (290,450) (262,006) 15,246,535 27,357,004 2018 6 30 2017 12 31 41,331,902 50,007,920 214 16,712,515 12,562,764 2,333,110 3,110,746 (1,082,917) (439,449) 59,294,610 65,242,195 (b) 2018 6 30 2017 12 31 15,536,985 27,619,010 (290,450) (262,006) 15,246,535 27,357,004 2018 6 30 2017 12 31 43,476,602 51,192,234 13,429,015 9,426,365 3,471,910 5,063,045 (1,082,917) (439,449) 59,294,610 65,242,195 146

29. (c) 2018 6 30 2017 12 31 701,455 546,017 9 263,686 965,141 546,017 408,226 155,572 (134) 1,373,367 701,455 30. 2018 6 30 2017 12 31 1,202,515 797,914 (2) 629,506 (3) 205,960 300,000 2,835,895 300,000 819,965 2,015,930 300,000 2,835,895 300,000 2018 147

30. 2018 6 30 2017 12 31 60,748,974 40,775,513 (1) 29,419,467 18,735,986 (1) 10,694,987 8,125,365 5,227,803 1,611,111 3,888,091 2,153,453 275,101 (3) 1,120,704 908,373 19,245,246 6,987,350 (2) 584,556 (3) 953,514 113,253,479 98,202,115 8,268,483 6,516,210 32,777,484 40,193,011 72,207,512 51,492,894 113,253,479 98,202,115 (1) 2018 6 30 51,537 2017 12 31 2018 6 30 2017 12 31 1,084,886 1,626,780 (2) 2018 6 30 2017 12 31 12,793 166,056 (3) 148

31. 2018 6 30 2017 12 31 6,945,273 5,887,261 532,033 515,737 438,948 476,442 146,262 35,214 8,062,516 6,914,654 32. 2018 6 30 2017 12 31 648,067 333,909 (98,690) (181,608) 549,377 152,301 2018 149

32. 2017 2018 6 30 6 2017 1 1 438,722 1,191,479 (538,659) (461,654) 30,107 (1,550) 658,445 55,300 (299,015) (10,945) 9,333 (16,279) (7,265) (268,871) (231,638) (5,635) (237,273) 2017 12 31 494,022 892,464 (781,242) (452,321) 13,828 (14,450) 152,301 9 (21,657) 101,816 2 80,161 2018 1 1 472,365 892,464 (679,426) (452,321) 13,828 (14,448) 232,462 165,907 (172,949) 151,051 4,667 (12,185) (179,502) (43,011) 335,119 125,511 460,630 (56,510) (56,510) (21,558) (12,973) (9,663) (44,194) 2018 6 30 638,272 697,957 (262,739) (447,654) 1,643 (78,102) 549,377 33. 2018 6 30 2017 12 31 1,988,891 25,008 (1) 572,268 572,268 256,037 256,037 (2) 68,192 67,922 62,004 384,051 462,491 (3) (622,019) (706,228) 2,709,424 677,498 150

33. (1) 2013 10 16 2018 6 30 572.3 2017 12 31 572.3 (2) 2018 6 30 2017 12 31 67,922 57,515 12,338 34,243 (12,068) (23,836) 68,192 67,922 (3) 2018 6 30 2017 12 31 706,228 660,699 995 63,491 (85,204) (17,962) 622,019 706,228 34. (a) 2018 6 30 2017 12 31 2,365,562 2,630,485 813,617 782,652 374,317 639,885 186,786 156,758 54,878 92,768 (23,894) (14,187) 3,771,266 4,288,361 2018 151

34. (b) 2018 6 30 2017 12 31 1 3,771,266 4,288,361 (c) 2018 6 30 2017 12 31 14,187 12,276 9 27,533 41,720 12,276 65,464 1,911 (83,290) 23,894 14,187 35. 2018 6 30 2017 12 31 2,928,292 2,977,099 1,055,463 2,541,659 274,046 149,399 163,761 111,601 148,836 125,068 120,356 5,235 43,973 63,722 338,442 362,332 (78,864) (65,605) 4,994,305 6,270,510 152

35. 2018 6 30 2017 12 31 65,605 9 2,088 67,693 11,171 65,605 78,864 65,605 36. (a) 2018 6 30 2017 12 31 50,817,593 60,712,237 11,852,280 13,680,943 (504,513) (409,233) 62,165,360 73,983,947 2018 153

36. (b) 2018 6 30 2017 12 31 409,233 298,502 9 31,958 441,191 298,502 63,322 116,832 (6,101) 504,513 409,233 (c) 2018 6 30 2017 12 31 178,055,742 265,299,828 7,853,434 7,037,093 185,909,176 272,336,921 154

37. 2018 6 30 5,911,569 7,334 1,135,118,532 4,411 (157,375) 8,208,898 16,391 (2,525) 1,413,219 14,907 (7,115) 129,838 2,572 (1,914) 2,454,025 47,171 5,519,935 12,873 (59,655) 804,652 7,904 (4,113) 4,848,794 131,743 (20,707) 1,212,745 (15,781) 588,113 (701) 1,629,177 2,947 (2,852) 2,503,484 110,325 (57,518) 1,859,374 12,558 (19,728) 499,718 3,217 (60,009) 165,267 314,344 (184,717) 2018 155

37. 2017 12 31 4,830,771 (2,777) 566,545,135 1,298 (131,257) 6,981 47 5,235,981 24,020 (33,342) 3,224,558 42,508 (2,569) 1,000 50 1,975,239 11,354 1,697,666 3,708 (9,491) 65,704 4,311 5,601,567 107,175 (46,611) 803,012 15,892 681,187 6,299 702,430 (26,206) 4,709,714 128,992 (287,045) 329,357 2,254 (2,552) 94 871 (33,546) 139,022 315,233 (402,828) 156

38. 2018 6 30 2017 12 31 2,760,126 2,128,688 13,532 29,001 2,773,658 2,157,689 2018 6 30 2017 12 31 21,157 11,945 39. 40. 2018 6 30 2017 12 31 491 516 20,873,644 15,985,433 20,874,135 15,985,949 2018 6 30 2017 12 31 203,690 447,789 2018 6 30 25 2017 12 31 2018 157

41. (a) 2018 6 30 2017 6 30 491 669 20,873,644 17,050,274 2,773,658 1,500,996 3 14,681,435 11,820,150 3 (6,137,703) (2,815,800) 32,191,525 27,556,289 (b) 2017 1 1 8,140,701 14,847,586 72,738,765 (1,606,729) (2,562,746) (10,289,923) 6,047 2017 6 30 6,533,972 12,284,840 62,454,889 2018 1 1 11,520,278 36,454,635 68,312,091 (2,861,264) (9,892,314) 7,320,000 199,693 2018 6 30 8,659,014 26,562,321 75,831,784 158

42. 2018 6 30 2017 12 31 8,659,014 11,520,278 2018 6 30 2017 12 31 2.00% 3.44% 1.60% 2.78% 43. 2018 1 1 2018 6 30 4.23%-4.99% 6,000,000 13,500,000 (12,500,000) 7,000,000 0.90%-2.80% 3,756,035 2,465,280 (903,220) 5,318,095 5.10% 1,999,950 36 1,999,986 3.85%-5.45% 24,698,650 14,719,530 (27,173,940) 12,244,240 36,454,635 30,684,846 (40,577,160) 26,562,321 2017 1 1 2017 12 31 2.75%-4.99% 6,000,000 8,000,000 (8,000,000) 6,000,000 0.90%-2.80% 57,606 3,889,446 (191,017) 3,756,035 4.30%-5.10% 7,999,826 (5,999,876) 1,999,950 3.90%-6.66% 8,789,980 41,998,780 (26,090,110) 24,698,650 14,847,586 61,888,052 (40,281,003) 36,454,635 2018 159

44. 2018 6 30 2017 12 31 (1) 3,950,000 900,000 (2) 3,700,000 6,700,000 7,650,000 7,600,000 (1) 2018 6 30 2017 12 31 2.98% 4.20% 3.20% 6.10% (2) 2018 6 30 2017 12 31 5.10% 5.40% 5.10% 5.40% 45. 2018 6 30 2017 12 31 12,367,895 10,605,418 80,658,012 73,750,814 93,025,907 84,356,232 160

46. 2018 6 30 2017 12 31 3,883,627 4,658,925 22,501 16,515 349,057 330,514 4,255,185 5,005,954 2018 6 30 2017 12 31 622,458 622,458 47. (a) 2018 6 30 2017 12 31 41,598,499 31,263,560 4,300,000 4,900,000 2,791,551 3,512,237 1,597,012 4,173,788 468,873 50,755,935 43,849,585 2018 161

47. (a) 2018 6 30 2017 12 31 3,000,000 3,000,000 (b) 2018 6 30 2017 12 31 27,757,414 17,147,994 17,101,510 17,927,803 5,897,011 8,773,788 50,755,935 43,849,585 2018 6 30 2017 12 31 3,000,000 3,000,000 162

48. 2018 6 30 2017 12 31 (1) 7,156,554 2,740,626 2,480,335 2,460,958 (2) 19,521,497 17,852,004 (3) 551,957 400,784 29,710,343 23,454,372 2018 6 30 2017 12 31 (2) 1,013,019 (3) 621,662 621,662 1,013,019 (1) 2018 6 30 2017 12 31 (2) 2018 6 30 2017 12 31 (3) 2018 6 30 2017 12 31 2018 163

49. 2018 6 30 2017 12 31 (1) 3,302,235 (1) 1,279,944 3,302,235 1,279,944 2018 6 30 2017 12 31 (1) 46,636,153 41,140,610 (1) 24,993,396 24,991,537 900,000 900,000 72,529,549 67,032,147 (1) 2018 6 30 GUOTAI FH B1905(ii) 3,059,553 2014.05 2019.05 3.625% 164

49. (1) 2018 6 30 15 G1(iii) 5,000,000 2015.11 2020.11 3.60% 15 G2(iv) 1,000,000 2015.11 2022.11 3.80% 16 G1(v) 5,000,000 2016.04 2021.04 2.97% 16 G2(vi) 1,000,000 2016.04 2023.04 3.25% 16 G3(vii) 5,000,000 2016.08 2021.08 2.90% 16 G4 3,000,000 2016.08 2021.08 3.14% 16 G5(viii) 3,000,000 2016.09 2021.09 2.94% 17 G1 4,700,000 2017.08 2020.08 4.57% 17 G2 600,000 2017.08 2022.08 4.70% 17 G3 3,700,000 2017.10 2020.10 4.78% (ix) 7,000,000 2017.07 2023.07 0.20% 18 G1 4,300,000 2018.03 2021.03 5.15% 18 G2 4,300,000 2018.04 2021.04 4.55% 16 C1(x) 5,000,000 2016.07 2020.07 3.30% 16 C2(xi) 4,000,000 2016.10 2020.10 3.14% 16 C3 3,000,000 2016.11 2019.11 3.34% 16 C4 3,000,000 2016.11 2021.11 3.55% 17 C1 5,000,000 2017.02 2020.02 4.60% 17 C1 1,400,000 2017.05 2020.05 5.30% 17 C2 600,000 2017.08 2020.08 5.30% 17 C3 2,000,000 2017.11 2019.11 5.50% 17 01 1,000,000 2017.05 2020.05 4.60% 2018 165

49. (1) 2017 12 31 15 02(i) 1,280,000 2015.04 2018.04 5.00% GUOTAI FH B1905(ii) 3,059,553 2014.05 2019.05 3.625% 15 G1(iii) 5,000,000 2015.11 2020.11 3.60% 15 G2(iv) 1,000,000 2015.11 2022.11 3.80% 16 G1(v) 5,000,000 2016.04 2021.04 2.97% 16 G2(vi) 1,000,000 2016.04 2023.04 3.25% 16 G3(vii) 5,000,000 2016.08 2021.08 2.90% 16 G4 3,000,000 2016.08 2021.08 3.14% 16 G5(viii) 3,000,000 2016.09 2021.09 2.94% 17 G1 4,700,000 2017.08 2020.08 4.57% 17 G2 600,000 2017.08 2022.08 4.70% 17 G3 3,700,000 2017.10 2020.10 4.78% (ix) 7,000,000 2017.07 2023.07 0.20% 16 C1(x) 5,000,000 2016.07 2020.07 3.30% 16 C2(xi) 4,000,000 2016.10 2020.10 3.14% 16 C3 3,000,000 2016.11 2019.11 3.34% 16 C4 3,000,000 2016.11 2021.11 3.55% 17 C1 5,000,000 2017.02 2020.02 4.60% 17 C1 1,400,000 2017.05 2020.05 5.30% 17 C2 600,000 2017.08 2020.08 5.30% 17 C3 2,000,000 2017.11 2019.11 5.50% 17 01 1,000,000 2017.05 2020.05 4.60% 166

49. (1) (i) (ii) 2015 4 21 3 6.00% 2 2 2017 4 8.2 100 5.00% 2018 4 (BVI) (BVI) 2014 5 5 5754 5 3.625% (iii) 2015 11 50 5 3.60% 3 2 3 (iv) 2015 11 10 7 3.80% 5 2 5 (v) 2016 4 50 5 2.97% 3 2 3 (vi) 2016 4 10 7 3.25% 5 2 5 (vii) 2016 8 50 5 2.90% 3 2 3 2018 167

49. (1) (viii) 2016 9 30 5 2.94% 3 2 3 (ix) 2017 7 70 A 0.2% 0.5% 1.0% 1.5% 1.8% 2.0% 20.20 A 105% A 130% 130% 3,000 1,129,841 2018 6 30 6 131 6,476 A (x) 2016 7 50 4 3.30% 2 300 2018 7 (xi) 2016 10 40 4 3.14% 2 300 168

50. 2018 6 30 2017 12 31 2,012,740 1,492,725 1,942,020 1,852,254 1,289,351 590,881 866,579 1,075,694 779,542 55,983 716,606 700,673 331,113 467,879 A+H 294,854 294,854 243,445 247,162 178,432 29,000 71,641 59,674 48,155 55,513 48,000 46,907 50,876 35,581 31,160 1,045,000 43,740 582,409 563,503 9,487,375 8,656,571 51. 2018 6 30 2017 12 31 123,859 118,864 82,114 82,142 1,791,190 205,973 1,992,196 2018 169

52. 1 2018 6 30 2017 12 31 1 8,713,934 7,625,000 6 1,088,934 8,713,940 8,713,934 53. 2018 6 30 2017 12 31 (1) 10,000,000 10,000,000 (2) 1,129,823 1,129,841 11,129,823 11,129,841 (1) 2015 1 22 50 6.00% 2015 4 3 50 5.80% 5 5 5 300 5 5 170

53. 2018 6 30 2017 12 31 590 590 18 (2) 49 54. (1) (2) (3) (4) 10% 50% 25% 2018 171

54. (5) 2007 12 18 2007 [2007]320 10% 2007 12 18 2007 [2007]320 2007 10% (6) 2018 6 30 2017 12 31 38,347,216 34,557,357 9 (314,011) 38,033,205 34,557,357 4,009,001 9,881,545 (767,335) (1,760,601) (3,485,577) (2,973,750) (590,000) (590,000) (169,530) 37,797,099 38,347,216 55. 172

55. (1) (2) (3) 2018 6 30 6,910,924 550,257 2,271,430 6,676,309 2017 12 31 11,326,213 572,566 2,224,070 10,966,582 2018 173

56. (1) 2014 6 49 3 16 748 876 2016 8 1,879 2018 6 30 2017 12 31 1,455 1,352 2013 10 16 11.8 2018 6 30 572 2017 12 31 572 (2) 2018 6 30 2017 12 31 1 1 857,418 659,675 1-2 2 653,321 394,716 2-3 3 565,606 303,303 3 1,820,906 425,571 3,897,251 1,783,265 57. 2018 6 30 2017 12 31 15,967 42,415 174

58. 2018 6 30 6 23,968 2017 6 30 6 31,761 59. (a) (1) 5% 2018 6 30 2017 12 31 21.82% 21.82% 7.83% 7.83% 6.99% 6.99% (2) 25 2018 175

59. (a) (3) 30% 176

59. (b) (1) 6 30 6 2018 2017 364,939 309,509 54,750 43,856 (BVI) 1,123 (2) 6 30 6 2018 2017 51,000 200,000 2018 177

59. (c) (1) 6 30 6 2018 2017 302 235 1,377 1,537 76 2,308 5,255 2,673 143 3,538 2,025 755 12,873 13,784 298 298 240 298 108 400 2,085 254 708 581 (2) 6 30 6 2018 2017 668 873 400 600 178

59. (c) (3) 6 30 6 2018 2017 12,923 288 189 756 768 43,794 115,450 (4) 6 30 6 2018 2017 3,887 4,681 686 64 43 224 148 2,540 8,926 9,732 779 779 (5) 6 30 6 2018 2017 1,144 190 130 2018 179

59. (d) (1) 2018 6 30 2017 12 31 367,499 1,341,643 1,018,587 892,109 58,035 142,803 735 (e) (1) 2018 6 30 2017 12 31 3,280,609 2,951,986 2,406 2,517 (2) 2018 6 30 2017 12 31 15,427 7,650 1,010 114 180

59. (e) (3) 2018 6 30 2017 12 31 783,180 249,960 100,000 98,234 (4) 2018 6 30 2017 12 31 3,796 748 125 53 (5) 2018 6 30 2017 12 31 217 556 2018 181

59. (e) (6) 2018 6 30 2017 12 31 500,000 500,000 50,000 50,000 (7) 2018 6 30 2017 12 31 9,850 (8) 2018 6 30 2017 12 31 10,997 2,071 1,385 606 (9) 2018 6 30 2017 12 31 30,977 182

59. (e) (10) 2018 6 30 2017 12 31 7,471 1,916 5,523 351,994 (f) 6 30 6 2018 2017 4,704 4,695 455 420 5,531 4,836 10,690 9,951 60. (a) (b) (c) 2018 183

60. (1) 2018 6 30 2,573,506 59,231,806 146,177 61,951,489 12,808,270 12,387,558 5,021,553 30,217,381 9,299,462 1,124,576 900,455 11,324,493 3,974,744 8,516,482 104,785 12,596,011 1,475,946 24,277,427 25,753,373 6,684,019 106,696 673,579 7,464,294 13,496,712 13,496,712 131,668 58,147 124,529 314,344 36,947,615 119,199,404 6,971,078 163,118,097 51 7,156,503 7,156,554 2,480,335 2,480,335 15,083,829 4,437,668 19,521,497 1,173,619 1,173,619 9,859 83,863 90,995 184,717 2,490,245 23,497,814 4,528,663 30,516,722 184

60. (1) 2017 12 31 7,665,454 459,911 8,125,365 11,734,506 7,001,480 18,735,986 3,005,563 37,769,950 40,775,513 1,555,641 1,238,944 2,794,585 418,500 166,056 584,556 5,933,919 1,353,431 7,287,350 19,245,246 19,245,246 953,514 953,514 4,899,185 404,731 41,800 5,345,716 639,178-639,178 2,041,583 10,192,092 12,233,675 1,423,186 18,337,536 146,412 19,907,134 85,179 98,708 131,346 315,233 33,467,975 101,636,031 1,839,045 136,943,051 1,217 2,739,409 2,740,626 2,460,958 2,460,958 17,476,700 1,388,323 18,865,023 400,784 400,784 37,126 66,669 299,033 402,828 2,499,301 20,683,562 1,687,356 24,870,219 2018 185

60. (2) 2018 6 30 6 2017 186

60. (3) 2018 6 30 2017 12 31 1,519,487 188,212 131,346 (1,388,323) (299,033) 9 676,045 1,351,488 (188,212) 2018 1 1 676,045 2,870,975 131,346 (1,388,323) (299,033) 180,922 (3,683) 7,354 32,992 (93,204) 3,039,784 75,230 (3,056,699) (167,235) 158,935 323,000 (68,197) (102,943) (138,768) (78,364) 342,281 2018 6 30 673,579 6,172,970 124,529 (4,437,668) (90,995) 2018 187

60. (3) 2017 12 31 2017 1 1 1,197,929 1,951,118 (1,048,648) 140,632 463,698 1,191 (144,064) 8,574 (431,984) - 292,403 360,000 133,484 - (195,611) (438,332) (111,477) (1,982,620) (3,329) 130,725 (172,000) - 2017 12 31 1,519,487 188,212 131,346 (1,388,323) (299,033) (4) 188

60. (4) (5) 2018 6 30 2017 12 31 2018 6 30 2017 12 31 75,831,784 68,312,091 7,102,900 7,341,152 68,220,644 60,654,792 904,676 846,857 76,228,220 68,842,801 2018 189

61. 1. 2018 7 16 18 G3 18 G4 47 3 4.44% 4.64% 2018 8 17 18 D1 5 4.25% 62. 63. 2018 8 24 190

2018 8 24 2018 191

1 2018 1 16 2 2018 1 18 3 2018 1 25 4 2018 2 7 5 2018 2 8 6 2018 2 11 7 2018 5 28 8 2018 5 28 9 2018 6 6 10 2018 6 12 8 2018 8 [2018]93 2018 29 [2018]165 [2018]10 [2018]329 [2018]43 [2018]44 [2018]46 [2018]48 192

1 2018 1 11 [2018]1 2018 1 11 [2018]2 2018 1 18 [2018]13 2018 1 18 1 [2018]4 2018 4 9 [2018]34 2018 A AA 2018 193