6837 2017 12 31 2017 12 31 2017 2017 12 31 (www.hkexnews.hk) (www.htsec.com) H2017 2018 3 27 *

3 7 23 29 74 104 114 115 164 200 210 211 212 1

13 11 2017 12 31AH11,501,700,000 AH102.30 2,645,391,000.0017,817,845,957.76 2

A 1.00 3

H 1.00 Haitong Bank, S.A. 665 4

IPO QDII QFII 2017 1 12017 12 31 5

RQFII 571 (i) (ii) (iii) (iv) (v) (vi) (vii) 6

Haitong Securities Co., Ltd. Haitong Securities 11,501,700,000.00 11,501,700,000.00 75,292,211,294.80 78,663,534,022.30 1. [2001]3 2. [2001]819 3. [2001]306 4. [2002]090 5. [2002]076 6. [2005]079 7. [2005]173 8. [2006]3 9. [2007]86 10. (2007.08) 7

11. [2008]146 12. [2008]22 13. [2010]122 14. [2008]421 15. [2009]302 16. [2009]1 17. [2010]315 18. [2010]372 19. (2011.08) 20. [2010]070 21. [2011]237 22. [2011]512[2011]37 23. [2011]1821 H 24. [2011]585 25. [2012]686 26. [2012]825 27. [2012]113 28. [2012]561 29. (SC201307) 30. [2014]1551 31. [2013]180 32. [2013]741 33. 2013[2013]204 34. [2013]959 35. [2013]1643 36. (2014.02) 37. [2014]358 38. T004 39. [2014]4 8

40. [2014]321 41. [2015]153 42. 50ETF[2015]214 43. [2015]20 44. NO.G02008 45. [2015]1204 46. [2015]461 47. [2015]120 48. (2016.08) 49. [2016]224 50. (2017.01) 689 12200001 689 12200001 8621-23219000 8621-23219000 8621-63410627 8621-63410627 jiangcj@htsec.com sunt@htsec.com 9

689 200001 689 200001 http://www.htsec.com haitong@htsec.com 189 21 http://www.sse.com.cn 9131000013220921X6 http://www.sse.com.cn http://www.hkexnews.hk 68912 A 600837 H 6837 10

19881,000 [1994]5 1994 9 27100,000 [2000]296 2000 12 29 374,692.80 11

[2001]278 2002 1 28 4,006,093,000 [2002]329 2002 11 1 8,734,438,870 2005 5 [2007]90 2007 6 7 2007 6 29 2007 7 6 3,389,272,910 2007 7 31 [2007]3682007 11 21 3,389,272,9104,113,910,590 12

2008 5 520072007 2007 12 314,113,910,590 101.00310 74,113,910,590 8,227,821,180 2008 5 28 2012 4 27 1,229,400,000H 25 122,940,000 H1,352,340,000 H 2012 5 19 H 127,500,000 H2012 5 22 H10% 12,750,000 AH 2015 2 92015 2015A 2015HH 2015 5 [2015]8111,916,978,820 12015 5 8H 2015 5 29H1,916,978,820 1,048,141,220H2015 5 15868,837,600H 2015 5 29 H11,501,700,000 A 8,092,131,180 H 3,409,568,820H HAITONG SEC H6837 13

1. 2. (1) 6636-37 2003 4 18 3 51% 021-38650999 (2) 816-17 1999 4 13 3 27.775% 021-20361818 14

(3) 888 8 A 2004 10 18 1 67% 021-62883005 (4) 1589 176 01 03 04 25 2 05 1993 3 18 13 66.667% 021-61871688 (5) 189 22 2007 7 24 88.5 88.5 88.5 100% 852-39268888 15

(6) 689 26 07 12 2008 10 23 106.5 100% 021 63410311 (7) 774 2 107N 2012 4 24 35 100% 021 23219000 (8) 6893201-12 2012 6 26 22 100% 021 23219000 16

(9) 689 2014 1 8 1,000 100% 021 23219000 27290 61 4 8835 17

2017 2016 2015 41,324,502 42,492,256-2.75% 55,285,553 12,889,397 11,161,727 15.48% 21,118,869 8,618,423 8,043,334 7.15% 15,838,851-37,213,456-19,268,426-33,989,522 793,729 281,583 181.88% 695,633 0.75 0.70 7.14% 1.48 0.74 0.70 5.71% 1.48 (%) 7.56 7.39 0.17 17.56 2017 2016 2015 12 31 12 31 12 31 534,706,333 560,865,846-4.66% 576,448,892 405,012,029 438,907,445-7.72% 459,521,221 83,774,388 104,059,287-19.49% 129,026,336 117,755,479 110,130,127 6.92% 107,694,545 11,501,700 11,501,700 11,501,700 10.24 9.58 6.89% 9.36 (%) (1) 71.24 73.30-2.06 73.87 1 18

19 6,000.00 5,000.00 4,000.00 3,000.00 2,000.00 1,000.00 0.00 2015 12 31 2016 12 31 2017 12 31 5,347.06 1,177.55 5,764.49 1,076.95 5,608.66 1,101.30

1 2017 2016 2015 2014 2013 41,324,502 42,492,256 55,285,553 23,666,866 12,802,734 29,143,592 31,530,964 34,648,129 13,413,806 7,464,926 12,889,397 11,161,727 21,118,869 10,420,394 5,454,748 8,618,423 8,043,334 15,838,851 7,710,623 4,035,024 2 2017 12 31 2016 12 31 2015 2014 2013 12 31 12 31 12 31 534,706,333 560,865,846 576,448,892 352,622,149 169,123,603 405,012,029 438,907,445 459,521,221 280,357,946 105,018,445 83,774,388 104,059,287 129,026,336 80,766,843 40,429,567 117,755,479 110,130,127 107,694,545 68,364,431 61,506,991 11,501,700 11,501,700 11,501,700 9,584,721 9,584,721 3 2017 2016 2015 2014 2013 0.75 0.70 1.48 0.80 0.42 0.74 0.70 1.48 0.80 0.42 (%) 7.56 7.39 17.56 11.88 6.70 (%) (1) 71.24 73.30 73.87 73.42 50.19 10.24 9.58 9.36 7.13 6.42 1 20

600.00 552.86 158.39 500.00 400.00 300.00 200.00 100.00 128.03 236.67 424.92 413.25 40.35 77.11 80.43 86.18 0.00 6,000.00 5,764.49 5,608.66 5,347.06 1,076.95 1,101.30 1,177.55 5,000.00 4,000.00 3,000.00 3,526.22 615.07 683.64 2,000.00 1,691.24 1,000.00 0.00 18.00% 16.00% 14.00% 12.00% 10.00% 8.00% 6.00% 4.00% 2.00% 0.00% 17.56% 11.88% 6.70% 7.39% 7.56% 2013 2014 2015 2016 2017 80% 70% 60% 50% 40% 30% 20% 10% 0% 73.42% 73.87% 73.30% 71.24% 50.19% 21

2017 20162017 12 312016 12 31 2017 12 31752.92 786.64 33.72 2017 12 31 2016 12 31 75,292,211 78,663,534 106,859,158 101,244,982 249.31% 258.90% 27.06% 27.64% 188.90% 155.23% 135.49% 131.65% 70.46% 77.70% 50.16% 52.56% 71.20% 67.65% 30.78% 29.66% 57.72% 80.98% 22

1. QDII QDII (PE) 23

26 2. 2017300 22% 11% A 22911% 4.2% 1.6 16%20.6 12% 12.2 15% ABS 1.49 65% 24

2017 5%30% 4 148,608,587,501.6627.79% 1. 20072017 A+H 2017 ABS 25

2. 3. 2017 12 31 331290 4130 14 2017 12 31 1,130 4. 26

2017 24 660 IPO 20 FTUFT 27

5. 30 6. 2017PC e PC IPAD 8 1 28

2017 IT 2017 12 315,347.061,177.55 2017 413.252.75% 86.18 7.15% 7.56%0.17 13,229,434 9,438,391 28.66% -11.46% -3.34% 5.99 2,405,479 1,024,475 57.41% 25.88% 3.75% 9.09 7,556,698 5,571,438 26.27% -16.35% -19.00% 2.41 2,226,619 1,062,633 52.28% 0.32% 4.95% 2.10 2,455,674 367,611 88.69% 126.93% 35.37% 11.56 4,273,218 2,711,021 36.56% 28.24% 22.39% 3.03 7,877,318 7,138,042 14.68% 0.81% 0.51% 5.99 29

1. (1) 2017 4.68%2016 0.21 2017133 1,067 1.66201613.4% 2017 11.6 20179.36% 2017 10.74 11.66 (%) 4.68 4.47 4 6 30

(2) e e 1,900AppAnniee (3) 2017 1,617 2017 480.33 447.25 1,120.69 948.77 15.75 10.28 1,616.77 1,406.30 31

(4) 2017 21 (5) 2017 9.17%0.74 11.2% 201737.91 29.4% 2. 2017 IPO31 IPO9.75 20 32

2017 IPO 138.14 3.1 31 2 416.57 1,092.15 28 40 571.5 918.9 20 16 2017 269.85 578.02 33

2017 578.02 838.33 94 102 269.85 443.90 25 35 1,123.23 1,147.70 157 110 201711.64 9.0% 3. 6.22 4.53ETF 201719.8515.4% 34

4. 2017 12 31 9,783 (1) 2017 2017 3,273 24% 2017 513.47 37,789.11 622.17 25,285.33 2,707.36 25,483.36 7,776.52 30,617.53 52.34 228.57 7.62 74.23 3,273.17 63,501.04 8,406.31 55,977.09 35

(2) FOF ETF 20172,049 508 14.4% 2017 20174,285 (3) 2017PE 34176 12 IPO 201713.81 10.7% 36

5. 2017 2017 1688 5 IPO 20172017 1010 201721.7816.9% 6. 2017 + IDC TMT PPP 2017AAA 201715.62 12.1% 37

38 7. 14 24 660 IPO 201711.569.0% 2017 2016

1. (1) 2017 413.25 11.682.75% 112.2527.16%11.69% 151.2436.60%6.53% 93.2822.57%52.71% 56.4713.67%24.62% 2017 1-12 2016 1-12 11,225,083 27.16% 12,711,293 29.91% -1,486,210-11.69% 15,124,317 36.60% 16,180,548 38.08% -1,056,231-6.53% 9,327,622 22.57% 6,107,923 14.37% 3,219,699 52.71% 5,647,480 13.67% 7,492,492 17.64% -1,845,012-24.62% 41,324,502 100.00% 42,492,256 100.00% -1,167,754-2.75% 39

(2) 2017 291.447.57% 114.587.15% 9.815.36% 91.3116.20% 40

2017 2017 2016 6,400,066 6,168,040 232,026 3.76% 11,458,392 12,340,937-882,545-7.15% 980,583 1,036,089-55,506-5.36% 688,301 710,195-21,894-3.08% 485,337 379,089 106,248 28.03% 9,130,913 10,896,614-1,765,701-16.20% 29,143,592 31,530,964-2,387,372-7.57% 2. 2017 987.7 2017 9,877 9,877 41

3. 2017 16.54 (1) 372.13 535.82 121.91 106.86 198.21 73.74 (2) 348.94 (3) 39.73 68.3928.94 4. 20175,347.06 4.66% 4,050.12 7.72% 20.07% 24.72% 11.51%14.09% 0.54% 42

2017 2016 12 31 12 31 111,531,177 119,564,897-8,033,720-6.72% 22,212,628 4.15% 22,035,884 3.93% 176,744 0.80% 31,725,358 5.93% 45,269,933 8.07% -13,544,575-29.92% 8,098,697 1.51% 5,684,365 1.01% 2,414,332 42.47% 10,062,370 1.88% 8,749,592 1.56% 1,312,778 15.00% 21,204,776 3.97% 20,922,862 3.73% 281,914 1.35% 2,862,370 0.54% 1,615,839 0.29% 1,246,531 77.14% 4,086,897 0.76% 5,141,634 0.92% -1,054,737-20.51% 3,863,520 0.72% 4,118,734 0.73% -255,214-6.20% 423,175,156 441,300,949-18,125,793-4.11% 99,358,329 18.58% 119,217,791 21.26% -19,859,462-16.66% 7,982,729 1.49% 12,191,899 2.17% -4,209,170-34.52% 98,904,357 18.50% 92,347,494 16.47% 6,556,863 7.10% 61,560,953 11.51% 63,212,920 11.27% -1,651,967-2.61% 7,442,000 1.39% 6,929,537 1.24% 512,463 7.40% 75,345,093 14.09% 63,600,363 11.34% 11,744,730 18.47% 21,323,548 3.99% 14,519,336 2.59% 6,804,212 46.86% 9,503,398 1.78% 12,758,905 2.27% -3,255,507-25.52% 7,180,974 1.34% 7,359,343 1.31% -178,369-2.42% 2,610,612 0.49% 3,935,071 0.70% -1,324,459-33.66% 21,147,878 3.96% 32,787,054 5.85% -11,639,176-35.50% 534,706,333 560,865,846-26,159,513-4.66% 43

2017 2016 12 31 12 31 259,410,417 295,705,387-36,294,970-12.27% 83,774,388 20.68% 104,059,287 23.71% -20,284,899-19.49% 32,645,727 8.06% 43,638,525 9.94% -10,992,798-25.19% 45,511,447 11.24% 46,659,113 10.63% -1,147,666-2.46% 5,450,000 1.35% 3,210,521 0.73% 2,239,479 69.75% 20,031,099 4.95% 38,063,861 8.67% -18,032,762-47.38% 3,495,454 0.86% 2,594,009 0.59% 901,445 34.75% 17,457,987 4.31% 19,866,992 4.53% -2,409,005-12.13% 29,426,762 7.27% 19,864,117 4.53% 9,562,645 48.14% 3,750,621 0.93% 4,757,573 1.08% -1,006,952-21.17% 2,198,613 0.54% 1,748,846 0.40% 449,767 25.72% 14,739,105 3.64% 11,103,335 2.53% 3,635,770 32.74% 163,764,739 145,595,562 18,169,177 12.48% 145,601,612 143,202,058 2,399,554 1.68% 115,419,164 28.50% 117,191,857 26.70% -1,772,693-1.51% 15,810,543 3.90% 14,489,442 3.30% 1,321,101 9.12% 400,000 0.10% 93,202 0.02% 306,798 329.18% 712,400 0.18% 575,770 0.13% 136,630 23.73% 6,361,639 1.57% 5,598,941 1.28% 762,698 13.62% 405,012,029 438,907,445-33,895,416-7.72% 129,694,304 121,958,401 7,735,903 6.34% * 44

20171,115.31 6.72%2017 20171,637.651,455.96 181.6912.48% 2017 2017 45

2017 12 312,209.07 2017 2017 12 31 2016 12 31 130,158,269 128,295,192 61,321,990 61,148,555 29,426,762 19,864,117 220,907,021 209,307,864 44 45 55 2017 12 31 896.77 1,637.65 2017 12 31 46

5. 8,697.8 1 100.62 87.5013.12 14.99% 23 (1) 27.775% 790,027 201,664-1,721 1 2 (2) (3) 998.57412.29-8.85 47

1. 351% 2017 12 31 16.93 11.58 2017 8.03 2.55 2. 327.775% 2017 12 3142.28 28.44 2017 23.68 7.26 3. 167% 2017 12 31 2.56 1.99 2017 1.67 0.72 4. 1366.667% 2017 12 31207.48 27.23 2017 51.71 3.35 5. 88.50100% 2017 12 312,520.05 125.66 2017 145.99 21.10 6. 106.50100% 2017 12 31184.54143.87 2017 26.64 18.39 7. 35100% 2017 12 3151.23 49.18 2017 5.05 3.52 48

8. 22100% 2017 12 31 50.93 36.32 2017 7.49 3.78 9. 1,000100% 2017 12 31 1.28 0.10 2017 0.17 20.65 1. 2017 7 Haitong UT Leasing Irish Holding Corporation Limited 5 Haitong Unitrust No. 2 Limited Haitong Unitrust No. 3 Limited Haitong Unitrust No. 4 Limited Haitong Unitrust No. 5 Limited Haitong Unitrust No. 6 Limited 5 Haitong UT Leasing Irish Holding Corporation Limited 2017 7 3 1.00 2. 22 49

2017 22 23 24 37 2018 1 1 50

1. 0 27290 2. 2008 4 94 54 1,885 215 2102017 12 31 26,018 22,977 1,542,293445,438 97,777 3. (1) FOFFOF 20 51

(2) PPP (3) 52

IT 2018 IT PE 53

1. (1) 54

(2) A 2017 2017 3105.313307.17 6.56% 5025.08% 30021.78% 16.73%10.67%2017 (ivix)1 17.8057.95 12 29 14.27 17.13% (VaR) 55

B 20175 2017 113.373.39% 993.84%87 3.88% DV01 C 56

(3) 57

(4) 58

2017 (5) 59

60

2. (1) (2) (3) (4) (5) (1) (2) (3) (4) 2017 2 (5) 61

(1) 2017 12 267.27% 213.83% 231.56% AA96.98% 2017 (CAMEL) 2017 2017 62

(2) 2017 0.2% 0.2% 2017 2017 2017 2.62 2017 63

(3) (4) (5) 64

1. T+1 2. 3. 752.92 1,068.59249.31% 27.06% 188.90% 135.49% 65

4. 2017 201760 48 2007 5 2008 3 2017 133 [2017]208 66

67

1. 2. 8.08 3. 2014 10 2016 11 4. 5. 68

6. 7. 2017 6.27% 8. 5% 9. 10. 11. 12. 2017 12 31 69

13. 14. 15. (1) A [2012]85 [2015]101 1 1 20%11 1 50%10% 1 11 [2012]85 70

QFIIQFII 2009[47] 10% QFII (2) H [1993]045 [2011]348 10% 10% 10% (1)10% (2) 10%20% (3) 20% H [2008]897H 2008 10% 71

(3) H H H H H [2014]81 HH20% H (4) H H H H H [2016]127 HH 20% H 72

(5) A 10% 10% 16. 73

2007 2016182.29 12.34 28.80 2007 2016 30% 20142016 148.25% 54.71% 63.14% 74

20162017 7 2711,501,700,000 0.22 10 2.202,530,374,000.00 A 8,092,131,180 A 1,780,268,859.60H 3,409,568,820 H855,874,056.68 2017 8,618,423,293.06 2017 6,187,564,013.18 201710% 618,756,401.32 1,856,269,203.96 18,662,316,148.54 2016 2,530,374,000.00 20,463,236,957.76 2017 2017 4,189,625,766.29 2017 1 2017 12 31AH11,501,700,000 AH102.30 2,645,391,000.00 17,817,845,957.76 2 AH 2017 75

2017 2017 20172017 H 10 10 10 (%) 2017 0 2.3 0 2,645,391,000.00 8,618,423,293.06 30.69 2016 0 2.2 0 2,530,374,000.00 8,043,334,519.30 31.46 2015 0 4.5 0 5,175,765,000.00 15,838,850,897.61 32.68 76

2017 22 23 24 37 14 42 16 77

1. 22 23 24 37 2018 1 1 2018 1 1 2018 1 1 2017 78

2. 14 2018 1 1 20172017 79

290 7 330 6 40 2017 290 40 2017 330 1,511 80

1,000 10% 5% 2017 5 23 [2017]59 2017 5 24 81

5% 1. 2002 8 232002 2012 8 22 2002 (1) (2)5 (3) 2017 12 31 2002 3,327,798 2015 6 82015 102015 (1)110% (2)5 (3) 2017 12 312015 13,350,0001,951,274 82

2017 12 31 2002 5,812,110 2.764 2011 3 32019 3 2 2015 15,878,100 4. 667 2016 12 82021 5 11 13,350,000 5.038 2018 6 72022 11 9 35,040,210 2002 2017 12 31 0.11% 5,812,110 581,000 15,483,000 20152017 12 31 0.53% 29,228,100 2,923,000 138,438,00064 2017 83

2. 2014 5 27 5 50 97,321,500 2015 1 19 28 85,980,375 2014 5 27 65 14A 14A 14A 2017 3 29 14A 84

20162017 BE 2017 952.37 0.19% 12.17 0.00% 89.12 0.01% 31,000.00 19,012.00 34,000.00 213.34 0.03% 1,014.57 0.16% 85

2017 0.31 0.00% 2017 13,695.97 2.76% 3,817.04 0.39% 86

2017 41.62 0.01% 12,691.44 0.84% 8,550.06 0.75% 23,282.30 0.28% 10,031.34 0.34% 1,632,697.50 545,000.00 90,000.00 279,149.10 4.55% 253.44 0.08% 87

0 (A) 0 2,997,984,000 (B) 29,684,423,852 (A+B) 29,684,423,852 (%) 25.2% (C) 0 70%(D) 22,243,097,800 50%(E) 0 (C+D+E) 22,243,097,800 88

1. 2017 4 27 2017 6 8 2 2. 2016 8 29 40 40 3. 2015 2 92015 2015 AH 50% 89

2015 6 5 2016 5 18 Haitong International Finance Holdings 2015 Limited1 20211.6% 2016 5 26 Haitong International Finance Holdings 2015 Limited1.22021 1.6% 4. 2016 3 30 2016 5 26 2015 70% 50% 10% 90

2016 5 31 Haitong Investment Ireland Public Limited Company7.5 Novo Banco, S.A. NBBanco Espírito Santo de Investimento, S.A.Haitong Bank S.A.7.5 NB 8 5 NB NBNB NB 2015 9 7 Banco Espírito Santo de Investimento, S.A.Haitong Bank, S.A. NB 7.53 2016 5 31 Haitong Investment Ireland Public Limited Company 7.5 5 5. 2015 4 13 Haitong International Finance Holdings 2015 Limited6.7 20203.5% 91

6. 2013 109 Haitong International Finance Holdings Limited 2013 7. 2013 6 9 [2013]145 88 8 92

1. (1) 2016 10 28 1.53 51%2017 6 2016 10 28 2017 0.80 2017 12 31 1.80 100% (2) 2017 2 24 2017 5 4,000 7,000 2018 1 12 2018 3 5 93

(3) 2017 3 29 2017 8 31 4.185 8.45 (4) 2017 5 2016 2016 1.6 12 13.6 2017 8 2. (1) 2017 12 15Haitong Internatonal (BVI) LimitedHaitong Internatonal (BVI) Limited Haitong (UK) Limited Haitong Securities USA LLC 100%2018 2 23 Haitong (UK) Limited Haitong Securities USA LLC (2) 2017 2 28 Haitong International Financial Services (Singapore) Pte Limited G. K. Goh Financial Services (Singapore) Pte Limited 1,2496,798 94

(3) 2017 4 2017 6 2017 6 Haitong UT Leasing Irish Holding Corporation Limited 3. (1) 2017 12 29 2018 3 6 (2) 2017 3 292017 6 6 2016 H2017 6 21 2017 6 27 A1H 2018 2 28 H 25% 2017 1125% 2018 1 25% 95

(3) Unican Limited 20172.220172.8410 2017 8 1.33 (4) 2017 4AAA Unican Limited 2017 59 2.2 201746 25 10 30.8 PPN 8 (5) 2017 10 3120172019 2018 2 8 96

2017 1. 2017 97

2. (1) 2016 2017 12 100 2017 911 2017 3 IPO (831705.OC) 98

(2) 2017 24,408 3,000 27,00 3,870 1736 90 44 112 100 30 99

(3) 2017 2500 2017 (4) 2017 5 5.20 201720 7 3 100

3. 1. 935.98 2. 3. 15 1. 1.1 1.2 2 1.3 90 2. 2.1 2.2 500 3. 3.1 3.2 300 3.3 15.98 4. 4.1 2 4.2 30 101

4. 2018 2018 102

2017385 2017 2,96742 2017 2018 3 27 http://www.sse.com.cnhttp://www.hkexnews.hk http://www.htsec.com2017 1. 103

1 2 A 8,092,131,180H 3,409,568,820 3 4 104

2013 11 25 6.15% 23.5 2013 12 16 23.5 2018 11 22 2013 11 25 6.18% 23.9 2013 12 16 23.9 2023 11 23 2014 07 14 5.45% 45.5 2014 08 13 45.5 2019 07 11 2014 07 14 5.85% 8 2014 08 13 8 2024 07 11 2017 08 11 4.63% 50 2017 08 24 50 2020 08 07 2017 08 11 4.80% 10 2017 08 24 10 2022 08 09 2017 09 22 4.99% 55 2017 10 10 55 2027 09 20 2017 10 25 4.77% 5 2017 11 07 5 2020 10 22 2015 04 08 5.50% 150 2015 05 11 150 2018 04 04 2020 04 06 * 2015 06 12 5.38% 50 2015 08 26 50 2018 06 08 2020 06 10 * 2016 11 17 3.30% 40 2016 11 30 40 2019 11 14 2016 11 17 3.40% 20 2016 11 30 20 2021 11 15 2017 03 16 4.80% 45 2017 3 30 45 2020 03 12 2016 05 18 3.60% 150 2016 06 15 150 2019 05 15 2020 05 14 * 2016 05 18 3.80% 50 2016 06 15 50 2021 05 13 * 105

1. 2013 3 26 2013 5 27 2012 2013 9 25 [2013]1220230 1202013 11 2772.6 23.5 23.9110 2014 7 16 56.5 45.5 8.0 13012016 11 25 1304 2017 7 14 2016 3 30 2016 5 26 2015 [2017] 408 120 60 2017 8 11 50 10 2017 9 2255 10 2017 10 25 5 3 106

2. 2014 12 19 2015 2 9 20152015AH 200% 350 150 2015 4 85 3 200 2015 6 123 150 25 50 3 15C22017 6 12 2016 3 302016 5 26 2015 200% 2016 11 4 [2016]2080300 2016 1160 3 405 20 2017 3453 107

3. 113 [2016]886 2016 5 2004 1503 5 50 4. 245,638 A 245,485 H 153 249,401 A 249,249 H 152 108

480,799 3,408,867,562 29.64% 0 0 205,516,388 563,548,259 4.90% 0 0 0 402,150,000 3.50% 0 0 0 400,709,623 3.48% 0 0 0 322,162,086 2.80% 0 0-53,787,900 265,298,893 2.31% 0 0 0 235,247,280 2.05% 0 0 0 214,471,652 1.86% 0 0 0 193,402,041 1.68% 0 0 10 15 126,959,368 187,702,412 1.63% 0 0 109

3,408,867,562 3,408,867,562 563,548,259 563,548,259 402,150,000 402,150,000 400,709,623 400,709,623 322,162,086 322,162,086 265,298,893 265,298,893 235,247,280 235,247,280 214,471,652 214,471,652 193,402,041 193,402,041 10 15 187,702,412 187,702,412 1. H 2. H A 3. A 4. 110

2017 12 31 XV23 336 (%) A H (%) 2 3 1. Maunakai Capital Partners H 272,590,000 2.36 7.99 (Hong Kong) Limited 2. BSA Strategic Fund I H 272,590,000 2.36 7.99 3. Insight Capital Management H 223,415,200 1.94 6.55 (Hong Kong) Limited 4. Insight Phoenix Fund H 223,415,200 1.94 6.55 5. H 268,000,000 2.33 7.86 6. Wickhams Cay Trust Company H 1 268,000,000 2.33 7.86 Limited 7. Abhaya Limited H 1 268,000,000 2.33 7.86 8. Vogel Holding Group Limited H 1 248,000,000 2.15 7.27 9. BlackRock, Inc. H 175,859,928 1.52 5.15 H 3,785,600 0.03 0.11 1 Vogel Holding Group Limited248,000,000 HAbhaya Limited Vogel Holding Group Limited Union Sky Holding Group Limited 248,000,000 H20,000,000 H268,000,000 HAbhaya Limited Wickhams Cay Trust Company LimitedAbhaya Limited Abhaya LimitedWickhams Cay Trust Company LimitedAbhaya Limited 268,000,000 H 2 (i)(ii) (iii)(iv) 3 (i)(ii) (iii)(iv) 111

2017 12 31 336 2017 12 31 XV XV7 8 352 1 A 2 H (%) (%) 1. H 1,000,000 0.01 0.03 1 (i)(ii) (iii)(iv) 2 (i)(ii) (iii)(iv) 112

10 10 5% H 113

114

50 2016-10-28 2017-12-30 0 0 0 93.25 56 2014-12-30 2017-12-30 0 0 0 164.55 55 2015-06-08 2017-12-30 0 0 0 0 36 2014-12-30 2017-12-30 0 0 0 0 58 2017-08-18 2017-12-30 0 0 0 0 53 2016-10-18 2017-12-30 0 0 0 0 58 2014-12-30 2017-12-30 0 0 0 0 48 2015-06-08 2017-12-30 0 0 0 0 66 2014-12-30 2017-12-30 100 100 0 30 69 2014-12-30 2017-12-30 0 0 0 31 58 2014-12-30 2017-12-30 0 0 0 21 59 2016-06-12 2017-12-30 0 0 0 28 58 2017-04-06 2017-12-30 0 0 0 6 61 2014-12-30 2017-05-12 0 0 0 13.6 54 2014-12-30 2017-04-06 0 0 0 15 51 2017-12-15 2017-12-30 0 0 0 12.97 55 2014-12-30 2017-12-30 0 0 0 0 55 2015-09-21 2017-12-30 0 0 0 0 46 2014-12-30 2017-12-30 0 0 0 0 115

51 2014-12-30 2017-12-30 0 0 0 0 46 2014-12-30 2017-12-30 0 0 0 0 48 2016-07-11 2017-12-30 0 0 0 0 53 2014-12-30 2017-12-30 0 0 0 314.39 46 2014-12-30 2017-12-30 0 0 0 313.25 48 2015-07-08 2017-12-30 0 0 0 242.25 55 2017-12-11 2017-12-30 0 0 0 13.14 54 2015-07-21 2017-04-12 0 0 0 0 61 2014-12-30 2017-12-13 0 0 0 122.92 57 2014-12-30 2017-12-11 0 0 0 0 55 2014-12-30 2017-12-30 0 0 0 147.76 52 2014-12-30 2017-12-30 0 0 0 8.29 52 2014-12-30 2017-12-30 0 0 0 145.92 57 2014-12-30 2017-12-30 0 0 0 483.88 60 2014-12-30 2017-12-30 0 0 0 483.88 46 2016-09-19 2017-12-30 0 0 0 452.88 54 2014-12-30 2017-12-30 0 0 0 500.01 54 2014-12-30 2017-12-30 0 0 0 52 2014-12-30 2017-12-30 0 0 0 48 2014-12-30 2017-12-30 0 0 0 116

49 2017-03-29 2017-12-30 0 0 0 547.42 54 2017-05-12 2017-12-30 0 0 0 246.88 46 2017-05-12 2017-12-30 0 0 0 358.48 60 2014-12-30 2018-01-25 0 0 0 147.76 42 2015-03-12 2017-03-29 0 0 0 196.38 100 100 0 5,140.86 1. 2017 12 30 2017 12 28 2. 2017 12 31 3. 508.89 1,294.90 411.84 1,132.28 4. 2016 5. 6. 62 117

2 19672016 10 28 2016 7 1992 21996 6 1996 62001 12 2001 122003 4 2002 12016 7 0363 2004 82016 7 2010 32012 5 601607 026072012 62013 6 2016 52016 7 2009 1 SMI00981 20162016 20172016 2016 2017 2017 118

1961 2014 6 25 1980 91983 12 1984 11992 9 1992 91995 11 1995 111996 12 1995 121996 121996 121999 3 1999 31999 121999 122000 6 2000 62005 2 2002 92003 9 2005 22008 9 2008 92008 11 2008 112010 12 2010 12 2012 82012 82014 42015 11 2016 10 2017 4 2018 12018 2 0665 119

6 19622015 6 8 2010 8 1996 82006 4 2006 82008 8 2008 82010 82015 3 2017 52013 9 2014 3 2014 9 19812014 12 30 2017 22003 7 2010 1 2010 12016 10 2014 42017 2 2014 10 600958 03958 120

19592017 8 18 2016 10 1980 81994 12 1995 11999 7 1999 82000 2 2000 3 2003 12005 6 1964 2016 10 18 2013 4 1984 72001 122002 1 2004 32004 42005 9 2005 92008 8 2006 32008 82008 82009 12 2009 122013 4 2016 62017 12 6006192013 4 2015 32016 5 02345 2016 6 2016 11 600958 039582017 12 600619 121

1959 2014 12 30 2014 12 1981 31995 10 1995 101998 11 1998 112004 11 2004 112014 1220122016 9 000166 2015 62016 5 600642 2015 102015 11 19692015 6 82014 12 1992 61993 6 1993 71999 9 1999 92002 1 2002 22009 12 2009 122014 12 122

5 19512011 11 28 19962004 8CC3 2013 6 SK7 2015 5 2015 10STT GDC Pte.Ltd. 40 123

19482013 5 271968 71971 9 1971 91975 1 1975 11984 2 1984 21985 8 1985 11987 81987 81990 9 1990 91995 11 1995 111999 8 1999 82007 2 2007 22012 11 2017 72018 1 2013 7 002573 2013 8 000506 2016 4 06802016 4 0250 124

1959(MPP) 2014 12 30 1993 1 1984 91990 12 1991 11991 12 1992 11992 12 19582016 6 12 1983 2008 5 82014 12 302010 52016 5 600626 2009 5 6008432011 6 600639 2015 5 6003272016 5 600000 125

1959 2017 4 6 2015 5 (TMT) 19812001 1981 61988 12 1989 41989 111989 11 1993 81995 11996 12 2000 4 2001 9 1993 71995 1 1998 121999 10 2001 92003 4 2003 12006 9 2007 52015 3 185 620 8072 2017 9 1312 11 8096 233 585 126

497 391 318 393 223 8227 1682 22772122 188 931 4128228 455 Asia-Pacific Strategic Investments Limited 5RA Rowsley Limited A50 Top Global Limited 519 Singapore edevelopment Limited 40V Sunwah International Limited SWH Vietnam Equity Holding 3MS AustChina Holdings Limited AUH Coalbank Limited Adamas Finance Asia Limited ADAM 127

2 1956 2011 5 162017 5 12 1998 122016 9 20 19632014 12 302017 4 6 2004 12 1987 71993 4 1993 41995 10 1995 101997 12 1998 1 2014 6 128

5 19661990 20002017 12 13 2017 12 15 2017 91990 72001 68011990 71997 1 1995 81997 11997 11997 31997 32000 10 2000 102001 6 2001 32001 62001 62004 42004 42015 1 2004 42006 1 2006 12011 6 2011 62015 12015 12015 4 2015 42017 9 129

1964 2014 12 30 2011 31988 11994 10 1992 52001 5 2001 52001 8 2001 82002 3 2002 32006 5 2006 52006 9 2006 92011 3 2005 72016 3 2016 3 2008 10 2010 12 2011 1 2012 4 2012 9 00665 2014 12017 5 2017 5 2014 4 2014 5 1971 2014 12 30 2013 3 1993 71995 6 1995 61996 51996 51998 3 1998 32001 3 2001 32005 5 2005 52010 12 2010 12 2013 22012 6 2014 12 130

1969 2015 7 8 2017 31992 71996 6 1996 62000 3 2000 32006 3 2006 32009 82009 82012 2 2011 92013 1 2013 12016 4 2016 42017 3 2013 42016 10 2016 10 19621984 2017 12 11 2014 11 2015 11 1984 71988 21988 2 1996 31996 31996 32001 3 2001 32002 62002 6 2007 3 2007 32008 3 2008 32014 4 2014 42014 11 2008 10 2016 11 131

6 1962 2013 5 27 2014 4 1984 71996 12 1997 12001 3 2001 42001 6 2001 72007 8 2007 92010 7 2010 82014 4 2014 12 2014 10 2014 10 1962 2015 9 21 2015 6 6008272015 8 2017 61982 91999 7 1999 7 2002 32002 32002 12 2002 122003 10 2003 102005 7 2005 72010 8 2010 82014 7 2014 72015 6 2014 32014 7 132

1971 2014 12 30 2013 101994 71995 3 1995 31996 5 1996 52001 2 2001 22002 6 2002 62005 4 2005 42013 10 2014 3 2014 5 600825 2014 8 2014 9 2014 10 2015 5 2016 2 2016 4 2016 72017 3 2017 3 2016 11 2017 9 2014 32015 12 2014 42015 8 133

19662014 12 30 2013 12 1989 8 1996 1 1996 12002 1 2002 13 2002 32003 12 2003 122007 12 2007 122013 12 2014 52016 1 2012 6 600826 2016 7 19712014 12 30 1999 1 2012 12 2014 92004 7 2012 4 2014 1 2014 5 2014 12 2014 12 2015 22015 12 Shanghai International Shanghai Growth Investment Limited 0770 2015 12 2011 5 16 2014 12 30 134

19692016 7 11 2016 3 1992 81996 9 1996 91997 6 1997 61998 9 1998 9 2009 2 2009 22012 3 601919 019192012 32016 3 2017 2 600016 135

3 1963 2015 7 82017 4 122015 7 212017 4 121987 71995 10 1995 101997 12 1997 121999 8 1999 82000 52000 5 2002 12 2002 122009 9 2009 92013 3 2013 32014 6 2014 62015 4 2017 4 1956 2004 5 212017 12 13 2011 5 162017 12 13 2008 102017 92014 22017 9 1974 121998 8 1998 82002 11 1998 82003 8 2003 52005 4 2002 112013 2 2003 82013 4 2003 82013 4 2003 42013 7 2013 72016 12 136

19602007 7 162017 12 11 1980 81992 8 1993 31993 81993 8 1994 11 1994 111996 81996 81998 41998 42000 7 2000 72009 3 2009 32010 122010 12 2014 11 2014 112016 52005 102016 12 2008 102016 11 2008 102016 11 2010 11 2016 112012 6 2017 1 137

13 1962 1996 31997 111982 6 1988 21988 31996 3 1996 31997 11 2008 102011 82011 3 2014 62017 5 2017 5 2014 6 2014 7 2014 11 19652009 52012 3 1993 41994 3 Credit Suisse First Boston Credit Suisse Group AG1994 4 1998 3 Deutsche Genossenschaftsbank AG Deutsche Zentral- Genossenschaftbank AG1998 41999 9 J.P. Morgan 1999 102009 3 Nikko (Citi) Asset Management Co., Ltd. 2007 4 2009 42009 5 2012 32015 92017 10 2016 122017 10 138

1965 2013 8 1993 71996 7 1996 82002 10 2002 102013 8 2014 8 2014 11 2015 92016 3 2016 3 19601994 82010 72017 3 1984 81990 8 1990 81992 5 1992 51993 3 1993 31994 7 1994 81996 3 1996 31998 91998 9 2004 8 2001 62011 2 2005 32006 6 2008 102011 3 2011 52017 3 139

19571994 82007 7 1988 71991 8 1991 81994 7 1994 8 1996 3 1996 31998 4 1998 42001 72001 7 2007 72006 52009 5 600836 2012 62016 10 2003 4 2010 6 1971 2016 9 19 IT 1993 82001 9 2001 92011 11 2011 112016 4 140

1963 1997 10 2012 3 IT 2017 2 1997 101998 11998 1 2000 3 2000 32000 12 2000 122006 5 2006 52013 22007 112009 32015 1 1963 1998 2008 19921998 1998 1999 1999 52008 8 2008 102010 8 2010 8 2010 1 0665 2010 3 141

1965 1996 5 2014 122013 3 PE 1983 121988 4 1988 41991 12 1991 12 1996 5 1996 52002 4 2002 42006 52006 52008 10 2008 102012 11 2012 6 2015 8 2011 112015 7 2015 82016 3 2013 72016 5 2015 72016 5 2012 11 2016 3 2016 6 142

1969 1996 12 2014 12 2007 7 1996 122003 7 2001 12003 7 2003 72004 5 2004 52007 7 2009 12 0665 2010 32011 3 2011 4 2016 62017 10 19682017 3 29 2017 4 5 2017 41993 71994 7 1994 72000 8 2000 82007 7 2007 72009 4 2010 32011 22011 2 2014 32009 42017 4 2011 2 143

1963 2017 5 2017 31984 81990 12 1990 121992 8 1992 81996 8 1996 8 2002 3 2002 32003 5 2003 52005 5 2005 52006 5 2006 52011 3 2011 32013 1 2013 12014 2 2014 22017 3 2011 5 162014 12 30 19712017 5 2013 3 1994 7 1998 71998 72002 7 2002 82003 6 2003 72004 8 2004 82006 82006 82013 3 2015 11 144

2 19571995 11 1997 112018 1 1983 81988 111988 111995 11 1995 111997 11 2010 122011 5 2004 112011 3 2003 42016 3 2010 12018 2 06652011 42018 2 2010 82018 2 2011 32018 2 19752015 32017 3 2015 42017 4 2001 72003 12 2003 122011 3 2011 32012 11 IT2012 112017 2 145

1. 2016 8 31 2017 4 6 2016 9 232016 2016 10 28 2017 4 6 2017 4 6 2017 5 122017 5 26 2017 5 12 146

2017 6 62016 2017 8 18 2017 8 182017 8 29 2017 8 29 2. 2017 4 12 2017 4 12 2017 11 20 2017 11 20 2017 12 15 2017 12 13 2017 12 11 2017 12 15 147

3. 2017 3 29 3.05 3.05 2017 3 29 3.05 2017 4 5 2017 3 29 2017 5 12 2017 5 12 2018 1 25 2018 3 27 148

2010 2017 2016 2013 2014 2014 1998 2016 2014 2015 2017 2013 2016 2012 149

2013 2014 2014 2015 2017 2014 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2017 2017 2017 2017 150

2016 2016 2015 2013 2016 2016 2017 2017 2015 2015 1996 2004 OUE Hospitality Trust 2013 Management Pte. Ltd. OUE Hospitality REIT 2013 Management Pte. Ltd. 2015 STTGDC Pte.Ltd. 2015 2013 2013 2013 2016 2016 2017 2018 151

1993 2016 1997 2009 2011 2015 2016 2015 2014 Hong Kong Casin Holdings Limited 2017 PT Purimas Sasmita 2017 (Sinar Mas Group Adamas Finance Asia Limited 2017 Asia-Pacific Strategic Investments Limited 2017 AustChina Holdings Limited 2013 Coalbank Limited 2014 2017 2001 2015 2004 2017 152

2017 2017 2017 2017 Rowsley Limited 2002 Singapore edevelopment Ltd 2017 Sunwah International Limited 2011 2007 2018 Top Global Limited 2010 Vietnam Equity Holding (VEH) 2007 Vietnam Property Holding (VPH) 2017 6 30(VEH) 2005 2017 1998 2004 2014 2014 2014 153

2014 2014 2014 2014 2014 2017 2014 2014 2014 2014 2015 2015 2016 2016 2016 2016 2016 2016 2017 2017 2016 154

2012 2014 2004 2012 2014 2014 2014 2015 Shanghai International Shanghai Growth 2015 Investment Limited 0770 2015 2014 2017 2013 2016 2017 2011 2014 2014 155

2014 2014 2014 2015 2017 2016 2017 2014 2014 2015 2003 2010 2010 2010 2010 2015 2012 2016 2016 2009 2011 2016 2017 2015 156

2010 2018 2011 2018 2010 2018 2011 2018 2014 2017 2014 2017 2014 2017 2014 2017 2014 2017 2013 2017 2016 2017 157

5,140.86 2016 158

3.05 3.05 2015 8 242015011 2015 9 10 [2015]73 2016 11 25 [2016]127 HOMS 2015 159

2017 5 23 [2017]59 2017 5 24 5,718 4,366 10,084 33 438 1,036 4,618 299 307 420 556 369 410 1,011 620 10,084 160

159 3,239 5,641 1,045 10,084 10,084 5,718 4,366 161

2017 2017 587 539 125 92017 2018 959,462 3,522.19 2009[2009]2 [2009]302 2696,217 6,103 162

95553 2017 163

133 164

375 2522 329 (a) (b) (c) (d) (e) 165

2016 2017 6 6 http://www.sse.com.cn 2017 6 7 http://www.hkexnews.hk 2017 6 6 2017A 2017 6 6 http://www.sse.com.cn 2017 6 7 http://www.hkexnews.hk 2017 6 6 2017H 2017 6 6 http://www.sse.com.cn 2017 6 7 http://www.hkexnews.hk 2017 6 6 2017 6 6 2016 171.20162.20163.2016 4.20165.20166. 2017A H 7. 8. 20179. 10. 11. 12. 13. 14. H 15. 16. AH 17.1 1317 14 16 http://www.sse.com.cnhttp://www.hkexnews.hk http://www.htsec.com 2017 6 7 166

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2013 3 26 2013 5 27 2012 2013 3 272013 5 28 http://www.sse.com.cn2013 9 25[2013]1220230 2016 3 30 2016 5 26 2015 [2017] 4082016 3 312016 5 27 http://www.sse.com. cn120 120 56.5220.9 2013 2013 2013 1302 122281 2013/11/25 2018/11/25 23.5 6.15% 1303 122282 2013/11/25 2023/11/25 23.9 6.18% 1304 122311 2014/07/14 2017/07/14 200

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2017 12 31 2017 452017 6059 1304 201755 2017 8 15 2017 9 20. 20175 1997 8 2007 9 [2007]223 2012 1 (ZPJ001) 2013 10 7 [2013]9 2017 9AAA [2017]Z049 204

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2017 4 27 2013 2016 2017 6 3020152016 2017 6 14 2017 6 29 201620162016 2017 6 14 206

2017 2016 (%) 24,550,691,809.25 23,536,376,402.89 4.31 2.05 1.67 22.75 2.05 1.67 22.75 (%) 71.24 73.30-2.81 EBITDA 0.08 0.07 14.29 2.15 1.93 11.40-3.95-2.83 39.58 EBITDA 2.20 1.96 12.24 (%) 100 100 (%) 100 100 =++++ + + ++++ + +++ ++ ++++ =++++ + + ++++ + +++ ++ ++++ 207

2015 2015 2015 2016 2016 2016 2016 15C1 123212 2015/04/08 2017/04/08 15C2 125994 2015/06/12 2017/06/12 15C3 125993 2015/06/12 2017/06/12 16C1 145179 2016/11/17 2017/11/17 16C2 145180 2016/11/17 2017/11/17 1601 135484 2016/05/18 2017/05/18 1602 135485 2016/05/18 2017/05/18 1. 2015 2015 2017-0102017-027 2015 15C2 2017-0262017-030 2. 2016 2016 2017-052 3. 2016 2016 2017-0182017-019 208

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20 278 2011 1# 3 01 21 183 2012 22 618 6 2012 23 1110 2012 24 2 2012 25 15 2014 26 2014 359 27 6 14 1401 2014 1 7 1-2 2 146 3 442 4 549 5 1 6 2624 219

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107 393 108 98 109 42 110 81 111 6 112 9 113 235 114 16 115 90 116 CBD 24 117 61 118 144 119 259 120 A 6 227

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149 96 150 315 151 1008 152 64 153 12 154 68201 (1) 155 69 156 63 65 67 157 123 158 53 159 4 102 160 6-1038 161 296 162 19 230

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192 2 193 164 194 D 122 195 69 196 140 197 1251 198 10 199 53 200 92 201 386 202 109 203 105 204 205 45 206 207 1110 1 1100111002 233

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222 363 223 285 224 207 211 225 141 226 351 4 227 3255 228 293 229 137 230 11 1-3 231 612 232 381 233 1601-1613102 125 335-345 234 1059 6 B B101 235 169 12 236 46 235

237 182 1 3 238 681 1685 3 2 239 171 567 8 240 780 241 1250 242 408 243 D 1902F 244 8 801-805 806A 810A 811 812 245 2068 246 5 500111-3 1116-1138 247 4 5 B 248 88 3 B 236

249 250 9030A 1208 251 13 6 252 09 253 96 254 3134 83 255 244 256 26 2 1 257 214 2 258 508 6 259 18 260 359 261 220 262 4240 237

263 Aa2-11 Aa2-13 264 618 265 100 266 162 267 12 13 268 34 36-1 269 166 270 138 271 46-2 272 208 273 160 274 119 275 265 276 850 852 277 787 11 238

278 136-148 279 204-206 108 280 678 1-3 281 158 282 89 283 1 106 284 222 1-3 285 96 286 24 287 288A 2 288 251-1 251-2 289 1079 3 6-2 290 152 239

247 4052017 12 312017 2017 12 31 2017 240

4 2017 12 3161,884 323 3013 131 241

4 262017 12 31 533 242

4 2017 12 313,864 18 20 243

4 22 25 244

245

2018 3 27 246

2017 12 31 2017 2016 5 11,225,083 12,711,293 6 15,124,317 16,180,548 7 9,327,622 6,107,923 35,677,022 34,999,764 8 5,647,480 7,492,492 41,324,502 42,492,256 9 (485,337) (379,089) 10 (6,400,066) (6,168,040) (688,301) (710,195) 11 (980,583) (1,036,089) 12 (11,458,392) (12,340,937) (9,130,913) (10,896,614) (29,143,592) (31,530,964) 708,487 200,435 13 12,889,397 11,161,727 14 (3,013,794) (2,231,209) 9,875,603 8,930,518 8,618,423 8,043,334 1,257,180 887,184 44,880 32,295 9,875,603 8,930,518 15 0.75 0.70 15 0.74 0.70 247

2017 12 31 2017 2016 9,875,603 8,930,518 3,838 3,838 4,148,546 1,073,293 (2,524,774) (1,724,041) 247,963 240,546 (475,647) 123,540 (227,373) 493,983 (23,825) 74,262 (354,999) 789,891 281,583 793,729 281,583 10,669,332 9,212,101 10,136,216 7,648,626 533,116 1,563,475 44,880 32,295 10,669,332 9,212,101 248

2017 12 31 2017 2016 12 31 12 31 16 2,862,370 1,615,839 17 16,864 18,059 18 3,863,520 4,118,734 19 494,053 467,750 23 10,062,370 8,749,592 24 22,212,628 22,035,884 26 31,725,358 45,269,933 41 4,086,897 5,141,634 28 83,509 54 2,851,450 2,773,812 27 8,098,697 5,684,365 33 21,204,776 20,922,862 35 952,338 36 1,347,701 1,592,688 38 675,568 771,029 29 1,076,587 319,207 111,531,177 119,564,897 30 61,560,953 63,212,920 31 7,442,000 6,929,537 24 21,323,548 14,519,336 32 5,544,270 10,228,802 26 9,503,398 12,758,905 41 751,375 470,655 28 78,718 27 21,147,878 32,787,054 33 75,345,093 63,600,363 34 679,092 705,848 35 98,904,357 92,347,494 50 2,610,612 3,935,071 36 7,180,974 7,359,343 37 7,982,729 12,191,899 40 3,445,696 274,303 40 316,134 761,628 38 99,358,329 119,217,791 423,175,156 441,300,949 534,706,333 560,865,846 249

2017 12 31 2017 2016 12 31 12 31 44 45,511,447 46,659,113 42 293,733 14,586 45 29,426,762 19,864,117 46 5,450,000 3,210,521 47 83,774,388 104,059,287 43 3,750,621 4,757,573 55 14,739,105 11,103,335 48 17,457,987 19,866,992 49 167,343 124,622 2,198,613 1,748,846 51 20,031,099 38,063,861 50 3,495,454 2,594,009 52 32,645,727 43,638,525 468,138 259,410,417 295,705,387 163,764,739 145,595,562 275,295,916 265,160,459 53 11,501,700 11,501,700 56,357,980 56,338,470 2,071,805 784,435 (445,275) (675,698) 57 17,971,724 15,849,581 57 30,297,545 26,331,639 117,755,479 110,130,127 11,938,825 11,828,274 1,264,427 1,256,726 129,694,304 121,958,401 250

2017 12 31 2017 2016 12 31 12 31 54 867,320 557,472 55 115,419,164 117,191,857 44 15,810,543 14,489,442 56 4,813,699 3,539,521 52 400,000 93,202 51 712,400 575,770 438,408 46 6,361,639 5,598,941 48 1,216,847 717,445 145,601,612 143,202,058 275,295,916 265,160,459 247 4052018 3 27 251

2017 12 31 a 57 b 2017 1 1 11,501,700 56,338,470 784,435 (675,698) 15,849,581 26,331,639 110,130,127 10,509,748 61,800 1,256,726 11,828,274 121,958,401 8,618,423 8,618,423 1,212,300 44,880 1,257,180 9,875,603 1,287,370 230,423 1,517,793 (724,064) (724,064) 793,729 1,287,370 230,423 8,618,423 10,136,216 488,236 44,880 533,116 10,669,332 186 186 115,939 115,939 116,125 (2,474) (2,474) (1,848) 175 (1,673) (4,147) 2,122,143 (2,122,143) (470,667) (37,354) (508,021) (508,021) 21,798 21,798 (28,810) (28,810) (7,012) 61 (2,530,374) (2,530,374) (2,530,374) 2017 12 31 11,501,700 56,357,980 2,071,805 (445,275) 17,971,724 30,297,545 117,755,479 10,641,408 32,990 1,264,427 11,938,825 129,694,304 (a) (i) (ii) 252

2017 12 31 a 57 b 2016 1 1 11,501,700 56,375,749 1,054,746 (551,301) 13,993,667 25,319,984 107,694,545 9,208,309 24,817 9,233,126 116,927,671 8,043,334 8,043,334 887,184 887,184 8,930,518 (270,311) (124,397) (394,708) 676,291 676,291 281,583 (270,311) (124,397) 8,043,334 7,648,626 1,563,475 1,563,475 9,212,101 123,965 123,965 123,965 (37,279) (37,279) 9,981 9,981 (27,298) b 1,197,170 1,197,170 1,197,170 1,855,914 (1,855,914) (336,426) (336,426) (336,426) 36,983 36,983 36,983 61 (5,175,765) (5,175,765) (5,175,765) 2016 12 31 11,501,700 56,338,470 784,435 (675,698) 15,849,581 26,331,639 110,130,127 11,766,474 61,800 11,828,274 121,958,401 (b) 2016 12 31 1,256,7261 3,713 27,2622) 2016 3 111,229,464 253

2017 12 31 2017 2016 12,889,397 11,161,727 11,458,392 12,340,937 (708,487) (200,435) 485,337 379,089 (614,120) (950,026) 9,111 1,193 (7,012) 25,795 225,472 (10,728) (3,109,382) (2,558,598) 247,963 (240,546) 1,438,695 1,178,947 22,315,366 21,127,355 423,356 (1,393,402) 404,397 1,712,987 (1,006,952) 1,938,414 308,877 16,812 244,522 560,582 1,527,042 13,049,204 (6,160,407) (6,936,400) (7,374,095) (9,448,482) (12,190,855) (7,095,274) 26,756 (521,514) (1,924,656) 15,597,243 (317,196) 112,407 19,001,084 29,456,075 (21,006,819) (19,370,717) (17,896,132) 3,895,903 (10,686,000) (54,844,809) 3,002,177 1,549,110 42,721 64,011 (31,266,814) (10,530,495) (2,898,507) (4,620,367) (3,048,135) (4,117,564) (37,213,456) (19,268,426) 254

2017 12 31 2017 2016 187,611 271,647 (1,825,444) (452,431) 6,383 31,536 (2,180,386) (4,267,946) 1,077,513 618,377 21,627,919 (11,174,808) 71 72 (746,965) (1,442) 16,748,763 (16,611,192) 7,019 34,893,952 (31,577,798) (2,894,357) (5,456,657) (233,431) 20,036 1,268,470 42,535,412 33,801,217 (2,813,172) (2,316,886) 3,441,379 (4,088) (1,673) 102,211,553 100,531,669 (109,090) (80,638) (5,493,849) (5,813,329) (39,828) (32,295) 8,275 10,256 (129,450,084) (91,760,791) 3,973,223 33,354,876 1,653,719 (17,491,348) 34,330,647 51,744,586 (4,163,503) 77,409 39 31,820,863 34,330,647 (11,394,984) (12,284,162) 255

1. 2017 12 31 19881994 9 2001 12 2002 1 2007 6 72012 4 27 H 689 2. 7 12 12 (2014-2016 256

2017 12 31 2. 7 (i)(ii) (iii)(iv)(v) 70 70 9 1 15 1 16 2 17 4 22 1 23 2 257

2017 12 31 2. 2 1 4 9 4 1 9 2 10 3 28 19 2 28 2 28 (2014-2016 1 40 1 (2015-2017 2 1 2018 1 1 2 2019 1 1 3 4 2021 1 1 9 9 9 9 258

2017 12 31 2. 9 9 39 9 39 39 9 2017 12 31 9 IFRS 9 27 9 9 259

2. 2017 12 31 9 26 9 9 9 9 (1) (2) 2018 1 1 26 9 9 39 9 2018 1 1 260

2017 12 31 2. 9 35 9 9 9 2018 1 1 2017 12 31[1]% 9 261

2. 2017 12 31 15 15 15 18 11 15 15 1 2 3 4 5 15 15 15 2016 15 5 6 8 1515 15 16 16 16 17 262

2017 12 31 2. 16 16 16 17 16 1617 263

3. 2017 12 31 217 2 36 264

2017 12 31 3. 265

3. 2017 12 31 (1) (2) 39 266

2017 12 31 3. 12 19 2 5 267

3. 2017 12 31 268

2017 12 31 3. 269

3. 2017 12 31 5 39 36 36 270

2017 12 31 3. 39 271

3. 2017 12 31 (i) (ii) (iii) (iv) (v) (vi) (vii) (viii) (ix) 272

2017 12 31 3. 273

3. 2017 12 31 274

2017 12 31 3. 275

3. 2017 12 31 276

2017 12 31 3. 277

3. 2017 12 31 278

2017 12 31 3. 3 5% 30 40 3 10% 5 11 3 10% 5 8 3 10% 3 5 15% 22 25 0% 303%-5% 279

3. 2017 12 31 280

2017 12 31 3. 281

3. 2017 12 31 282

2017 12 31 3. 39 68 283

3. 2017 12 31 (a) (b) (c) 284

2017 12 31 3. 285

3. 2017 12 31 286

2017 12 31 3. 39 287

3. 2017 12 31 288

2017 12 31 3. (a) (b) 289

3. 2017 12 31 290

2017 12 31 3. 291

3. 2017 12 31 IAS 37 3 292

2017 12 31 4. 3 41 30 33 24 293

4. 2017 12 31 20 26 294

2017 12 31 4. 1)2) 3) 22 25 5. 2017 2016 4,958,296 6,406,529 511,907 551,135 1,140,135 1,460,984 2,467,057 2,619,300 2,098,349 1,641,855 564 662 48,775 30,828 11,225,083 12,711,293 295

2017 12 31 6. 2017 2016 2,897,113 3,164,933 4,135,956 5,047,767 830,783 694,180 4,265,941 4,743,989 2,675,752 2,401,560 318,772 128,119 15,124,317 16,180,548 7. 2017 2016 3,109,382 2,558,598 6,820,343 2,766,728 (1,329,411) (231,334) 727,308 1,013,931 9,327,622 6,107,923 8. 2017 2016 648,512 568,029 99,589 21,623 13,832 14,369 4,899,379 6,902,840 5,647,480 7,492,492 296

2017 12 31 9. 2017 2016 339,561 280,748 1,195 1,195 127,158 96,643 17,423 503 485,337 379,089 10. 2017 2016 62 5,266,101 5,124,830 833,249 674,426 300,716 368,784 6,400,066 6,168,040 2017 12 31 72,070,000 2016 12 3170,735,000 72,552,000 2016 12 3167,349,000 64 297

11. 2017 12 31 2017 2016 948,290 988,559 32,293 47,530 980,583 1,036,089 12. 2017 2016 2,395,041 2,768,182 264,058 344,147 1,804,899 2,627,625 282,433 345,377 91,976 24,382 5,957,070 6,038,402 662,915 192,822 11,458,392 12,340,937 298

2017 12 31 13. 2017 2016 21,707 24,248 6,600 7,300 15,107 16,609 339 247,963 240,546 52,287 (23,044) 393,139 507,743 130,876 62,843 164,162 57,841 369,620 373,761 195,587 70,025 133,024 129,778 9,111 1,193 225,472 (10,728) 165,973 490,686 4,210,657 5,863,536 473,805 407,758 299

14. 2017 12 31 2017 2016 2,886,612 2,113,828 480,043 323,379 3,366,655 2,437,207 23,265 (15,495) (41,646) (30,686) (18,381) (46,181) (337,546) (159,416) 3,066 (401) 3,013,794 2,231,209 2008 1 1 25% 16.5% 300

2017 12 31 14. 2017 2016 12,889,397 11,161,727 25% 3,222,349 2,790,432 (160,108) (53,111) 764,180 667,132 (521,840) (986,765) (15,315) (46,582) (246,222) (164,853) (29,250) 24,956 3,013,794 2,231,209 301

2017 12 31 15. 2017 12 31 2016 12 31 8,618,423 8,043,334 i ii) (135,636) (22,810) 8,482,787 8,020,524 11,501,700 11,501,700 0.75 0.70 0.74 0.70 (i) 55 (ii) 62 302

2017 12 31 16. 2017 1 1 1,107,723 837,242 1,053,021 455,378 192,538 32,817 3,678,719 143,394 53,784 174,746 1,166,215 21,588 51,396 1,611,123 (5,125) (74,928) (16,596) (17,722) (418) (114,789) 4,898 18,474 17,457 668 (41,497) (4,430) (3,284) (3,953) (1,865) (4,848) (1,786) (20,166) 2017 12 31 1,246,460 906,216 1,166,343 1,603,132 192,224 40,512 5,154,887 2017 1 1 392,003 674,977 719,594 121,203 124,721 2,032,498 34,182 69,796 173,796 39,192 22,595 339,561 (70,401) (15,381) (14,972) (100,754) (35) (3,139) (4,102) (266) (1,628) (9,170) 2017 12 31 426,150 741,634 818,887 144,748 130,716 2,262,135 2017 1 1 2017 12 31 30,382 30,382 2017 12 31 789,928 164,582 347,456 1,458,384 61,508 40,512 2,862,370 303

16. 2017 12 31 2016 1 1 1,102,905 769,008 944,170 173,747 176,198 25,364 3,191,392 4,378 45,049 177,033 299,208 26,398 52,923 604,989 (4,692) (1,250) (91,040) (8,654) (17,626) (4,986) (128,248) 466 20,160 15,793 903 (37,322) 4,666 4,275 7,065 (8,923) 6,665 (3,162) 10,586 2016 12 31 1,107,723 837,242 1,053,021 455,378 192,538 32,817 3,678,719 2016 1 1 359,925 610,319 651,948 111,233 110,407 1,843,832 32,050 63,633 146,138 17,389 21,538 280,748 (83) (1,096) (84,331) (7,602) (14,085) (107,197) 111 2,121 5,839 183 6,861 15,115 2016 12 31 392,003 674,977 719,594 121,203 124,721 2,032,498 2016 1 1 2016 12 31 30,382 30,382 2016 12 31 685,338 162,265 333,427 334,175 67,817 32,817 1,615,839 20171,430,597 2016 278,867 24,089 2016 898 1,406,508 2016 277,969 304

2017 12 31 16. 2017 12 312016 12 3134,863 36,264 17. 2017 12 31 2016 12 31 37,610 37,610 37,610 37,610 19,551 18,356 1,195 1,195 20,746 19,551 16,864 18,059 2017 12 312016 12 31 118,162 101,506 305

2017 12 31 18. 2017 12 31 2016 12 31 4,118,734 3,757,597 71 4,618 95,568 (259,832) 265,569 3,863,520 4,118,734 20 19. 2017 1 1 224,131 765,335 98,489 14,744 1,102,699 1,400 139,450 10,714 9,274 160,838 (29,042) (290) (29,332) 11,825 (11,825) (387) 10,926 (2,996) (4,130) 3,413 2017 12 31 225,144 898,494 105,917 8,063 1,237,618 2017 1 1 118,400 471,543 45,006 634,949 121,243 5,915 127,158 (27,665) (208) (27,873) 9,760 (429) 9,331 2017 12 31 118,400 574,881 50,284 743,565 2017 12 31 106,744 323,613 55,633 8,063 494,053 306

2017 12 31 19. 2016 1 1 223,757 615,924 92,836 45,720 978,237 95,925 2,800 14,253 112,978 (6,891) (50) (9,452) (16,393) 40,181 (40,181) 374 20,196 2,903 4,404 27,877 2016 12 31 224,131 765,335 98,489 14,744 1,102,699 2016 1 1 118,400 368,827 41,724 528,951 93,554 3,089 96,643 (4,665) (50) (4,715) 13,827 243 14,070 2016 12 31 118,400 471,543 45,006 634,949 2016 12 31 105,731 293,792 53,483 14,744 467,750 20 307

20. 2017 12 31 18 AB CD EF 2017 12 312016 12 31 2017 12 31 2016 12 31 A 5,896 5,896 B 656,173 702,173 C 2,093,268 2,240,013 D 979,981 1,038,404 E -Haitong International Holdings (UK) Limited Japaninvest Group plc) 123,584 132,248 F G. K. Goh Financial Services (Singapore) Pte. Ltd. 4,618 3,863,520 4,118,734 2017 12 312016 12 31 A B C D E F A B C D E F 2017 12 31A B C D E F 3.025% 15.00%2016 12 313.163% 15.22%) 308

2017 12 31 20. A B C D E F 2017 12 31 2016 12 31 21. 2017 12 31 2016 12 31 26,022,222 25,266,156 309

2017 12 31 21. 12 31 2017 2016 2 4 51% 51% 300,000,000 2 67% 67% 100,000,000 2 100% 100% 10,650,000,000 2 100% 100% 8,850,000,000 2 66.667% 66.667% 1,300,000,000 1 62.43% 61.78% 550,085,879 2 100% 100% 3,500,000,000 2 100% 100% 2,200,000,000 100% 100% 4,146,162,881 3 100% 100% 844,769,000 2 100% N/A 10,000,000 310

2017 12 31 21. 1 2017 2 3 2017 4.19 8.45 4 2017 4 27133 17300 31/12/2017 31/12/2016 31/12/2017 31/12/2016 31/12/2017 31/12/2016 37.57% 38.22% 951,164 574,458 7,966,818 7,675,170 311

21. 2017 12 31 2017/12/31 2016/12/31 92,922,345 97,083,831 15,933,063 20,548,928 74,377,418 84,321,463 13,272,726 13,230,420 21,205,264 20,080,876 7,966,818 7,675,170 2017 2016 6,014,390 4,786,359 (3,482,679) (3,283,381) 2,531,711 1,502,978 105,291 104,517 2,637,002 1,607,495 990,722 614,406 314,385 282,554 (4,415,869) (2,935,590) 5,706,545 (11,600,540) (3,492,758) 15,220,614 (2,202,082) 684,484 312

2017 12 31 22. 2017 12 312016 12 31 2017 2016 2017 12 312016 12 31 11,917,811 8,272,156 2017 12 312016 12 31 4,090,020 1,000,811 23. 2017 12 31 2016 12 31 4,053,890 4,028,231 826,779 766,638 4,880,669 4,794,869 5,210,136 4,132,921 (28,435) (178,198) 5,181,701 3,954,723 10,062,370 8,749,592 313

2017 12 31 23. 2017 2016 12 31 12 31 HT Freedom Multi-Tranche Bond Fund i 38.63% 28.65% ii 40% 27.775% 27.775% 35.71% 37.51% 37.06% 37% 42.83% 42.83% 33.68% 33.68% 34.71% 34.71% 314

2017 12 31 23. 2017 2016 12 31 12 31 28.16% 28.67% 33.96% 33.96% 27.76% 27.76% 27.02% 27.02% 50.00% 50.00% 35.72% 35.72% 315

2017 12 31 23. (i) 2017 12 31Haitong Freedom Multi-Tranche Bond Fund 2017 12 3150% 50% 4,440,000 2016 12 313,186,000 (ii) 2017 12 31 2017 12 31 2016 12 31 4,227,516 4,289,660 1,383,135 1,835,146 2,844,381 2,454,514 2,367,618 2,469,505 726,063 751,903 719,867 707,923 316

2017 12 31 23. 2017 12 31 2016 12 31 2,844,381 2,454,514 27.775% 27.775% 790,027 681,741 2017 2016 506,822 (8,406) (22,103) 86,478 484,719 78,072 9,272,343 8,067,851 317

2017 12 31 24. 2017 12 31 2016 12 31 49,240,968 42,203,604 (4,222,749) (4,336,324) 45,018,219 37,867,280 (1,482,043) (1,312,060) 43,536,176 36,555,220 21,323,548 14,519,336 22,212,628 22,035,884 43,536,176 36,555,220 2017 12 31 2016 12 31 1 24,140,952 16,758,152 1 5 25,036,034 25,433,807 5 63,982 11,645 49,240,968 42,203,604 (4,222,749) (4,336,324) 45,018,219 37,867,280 (1,482,043) (1,312,060) 43,536,176 36,555,220 318

2017 12 31 24. 2017 12 31 2016 12 31 338,375 973,685 1,312,060 125,571 682,011 807,582 225,511 167,628 393,139 224,213 291,674 515,887 18,657 18,657 (241,813) (241,813) (11,409) (11,409) 340,730 1,141,313 1,482,043 338,375 973,685 1,312,060 25. 22 2017 12 312016 12 31 90.69 47.97 15.93 11.25 26 35 319

26. 2017 12 31 2017 12 31 2016 12 31 4,959,363 12,563,689 7,756,085 11,639,952 5,018,028 7,339,981 ii 23,495,280 26,485,216 41,228,756 58,028,838 56,115 770,025 4,661,374 10,831,690 36,511,267 46,427,123 41,228,756 58,028,838 i 2,315,782 5,277,291 5,440,303 6,362,661 7,756,085 11,639,952 9,503,398 12,758,905 31,725,358 45,269,933 41,228,756 58,028,838 320

2017 12 31 26. i 2017 12 312016 12 311,732,080 1,646,561 ii 2017 12 31 150 2017 12 31 1,5172016 12 314,165 5,383,646 6,179,196 47 2017 12 31533,104 2016 12 31 564,914 321

2017 12 31 27. 2017 12 31 2016 12 31 623,000 916,800 5,074,361 25,552,523 11,906,618 7,269,300 10,776,874 3,954,006 1,207,197 924,677 (341,475) (145,887) 29,246,575 38,471,419 21,147,878 32,787,054 8,098,697 5,684,365 29,246,575 38,471,419 28. 2017 12 31 2016 12 31 78,718 83,509 78,718 83,509 78,718 83,509 2017 12 3178,867 2016 82,6972017 12 31 4.1% 20164.1%) 322

2017 12 31 29. 2017 12 31 2016 12 31 29,099 51,993 829,519 14,501 217,969 252,713 1,076,587 319,207 30. 2017 12 31 2016 12 31 61,883,598 63,410,640 (322,645) (197,720) 61,560,953 63,212,920 61,560,953 63,212,920 61,560,953 63,212,920 2017 12 31 2016 12 31 197,720 134,482 130,876 62,843 (5,951) 395 322,645 197,720 323

30. 2017 12 31 2017 12 31 209,005,831 2016 12 31222,238,904 2017 12 31 5,383,646 2016 12 316,179,196 31. 2017 12 31 2016 12 31 377,293 324,699 6,021,541 5,512,817 22,787 3,375 793,758 621,846 342,689 541,004 7,558,068 7,003,741 (116,068) (74,204) 7,442,000 6,929,537 2017 12 31 2016 12 31 74,204 65,440 48,317 (1,376) 10,140 (6,453) 116,068 74,204 324

2017 12 31 31. 2017 12 31 2016 12 31 6,746,631 5,776,157 226,884 51,333 315,730 670,895 152,755 431,152 7,442,000 6,929,537 32. 2017 12 31 2016 12 31 3,703,899 7,422,060 3,614 21 i 2,302,664 3,268,530 6,010,177 10,690,611 ii (465,907) (461,809) 5,544,270 10,228,802 2017 12 31 2016 12 31 461,809 483,187 4,098 (21,668) 300 (10) 465,907 461,809 i. ii. 440,894 2017 12 31 109,106 2016 12 31109,1060 2016 12 3122,018 325

2017 12 31 33. 2017 12 31 2016 12 31 76,442,210 54,215,365 20,101,753 13,303,923 220 580 350,000 17,183,460 (344,314) (180,103) 96,549,869 84,523,225 81,599,830 55,630,973 14,944,353 11,888,895 350,000 17,183,460 (344,314) (180,103) 96,549,869 84,523,225 75,345,093 63,600,363 21,204,776 20,922,862 96,549,869 84,523,225 2017 12 31155,170,609 2016 12 31 34,201,058121,271,601 2016 12 3120,014,307 2017 12 31215,587,946 2016 12 31 200,968,044 326

2017 12 31 34. 2017 12 31 2016 12 31 679,092 705,848 35. 2017 12 31 2016 12 31 53,886,954 49,811,132 12,637,664 13,749,786 12,589,073 5,478,729 542,949 286,444 79,656,640 69,326,091 9,279,810 3,521,754 3,221,188 3,305,157 1,908,295 9,058,906 5,790,762 7,135,585 20,200,055 23,021,042 63,166,764 53,332,885 15,858,853 14,537,635 14,497,368 17,054,943 6,333,710 7,422,031 99,856,695 92,347,494 10,634,259 5,309,887 48,845,711 42,743,537 i ii 40,376,725 44,294,070 99,856,695 92,347,494 98,904,357 92,347,494 ii 952,338 99,856,695 92,347,494 327

2017 12 31 35. i. ii. 51 2017 12 31 12,005 201613,939 328

2017 12 31 36. 2017 12 31 2016 12 31 653,424 437,579 76,223 85,285 4,200 2,662 1,254 1,342 735,101 526,868 2,545,406 2,166,039 1,681,289 808,344 337,627 259,596 1,552,040 3,340,775 31,173 7,665 8,754 6,087 573 614 1,240,906 1,527,605 7,397,768 8,116,725 24,155 23,864 22,741 30,528 188,382 121,761 21,126 15,740 5,914 76,375 49,189 293 313 68,120 55,743 395,806 308,438 8,528,675 8,952,031 7,180,974 7,359,343 1,347,701 1,592,688 8,528,675 8,952,031 329

2017 12 31 37. 2017 12 31 2016 12 31 374,870 2,866,007 7,607,859 9,325,892 7,982,729 12,191,899 38. 2017 12 31 2016 12 31 29,820,328 32,492,200 i 70,213,569 87,496,620 100,033,897 119,988,820 ii (675,568) (771,029) 99,358,329 119,217,791 i. 47 ii. 330

2017 12 31 39. 2017 12 31 2016 12 31 29,820,328 32,492,200 (2,106,384) (1,789,188) 316,134 761,628 3,415,915 374,870 2,866,007 31,820,863 34,330,647 40. 2017 12 31 2016 12 31 3,415,915 260,201 29,781 14,102 3,445,696 274,303 316,134 761,628 3,761,830 1,035,931 331

41. 2017 12 31 2017 12 31 2016 12 31 5,756,475 7,475,938 (17,038) (21,194) (901,165) (1,842,455) 4,838,272 5,612,289 751,375 470,655 4,086,897 5,141,634 4,838,272 5,612,289 42. 2017 12 31 2016 12 31 293,733 14,586 43. 2017 12 31 2016 12 31 473,690 134,728 2,425,291 4,376,874 1,885 1,896 849,755 244,075 3,750,621 4,757,573 3,750,621 4,757,573 3,750,621 4,757,573 332

2017 12 31 44. 2017 12 31 2016 12 31 4,995,954 9,957,771 21,657,134 20,650,430 25,716,876 28,606,996 8,952,026 1,933,358 61,321,990 61,148,555 30,712,830 38,564,767 14,798,617 8,094,346 45,511,447 46,659,113 15,810,543 14,489,442 61,321,990 61,148,555 2017 12 316.53 2016 12 316.94 7.81 2016 12 317.50 2017 12 31200.672016 12 31200.67 2 2 2017 12 314.84 2016 12 315.18 5.5 2017 12 315.152016 12 310 1694/2 100% 2017 12 3111.81 2016 12 31 44.98 2017 12 31 108.26 2016 12 31 162.555.19 2016 12 313.02 11.94 2016 12 31 17.18 2017 12 3120.06 2016 12 31 16.10 25.99 2016 12 31 19.64 333

2017 12 31 44. 2017 12 3129.67 2016 12 31 25.46 20.70 2016 12 3119.38 2017 12 31 59.81 2016 82.54 78.15 2016 12 31 87.192017 12 31 215.89 2016 12 31 262.83 2017 12 3120.51 2016 12 3115.26 20.32 2016 12 3113.87 45. 2017 12 31 2016 12 31 i 5,595,758 ii 23,831,004 19,864,117 29,426,762 19,864,117 i 2017 3 6 10 14.63% 2017 8 3 10 9 4.66% 2017 10 16 10 9 4.88% 2017 10 23 10 9 4.95% 334

2017 12 31 45. 2017 11 15 10 9 5.25% 2017 12 18 6 5 5.49% ii 2.90 5.80%712 2017 3 2 2.401 5.60%2017 12 312.40 2.01 2017 12 83.601 5.36%2017 12 313.60 3.01 2017 5 26 UNICAN LIMITED 16.50 1 3.20% 2017 9 1 UNICAN LIMITED 1.27.82 1 3.20% 46. 2017 12 31 2016 12 31 6,811,639 7,509,462 5,000,000 1,300,000 11,811,639 8,809,462 5,450,000 3,210,521 6,361,639 5,598,941 11,811,639 8,809,462 335

2017 12 31 47. 2017 12 312016 12 31 5,383,646 6,179,196 48. 2017 12 31 2016 12 31 i 4,890,342 4,722,531 412,433 642,793 19,198 7,536 313,969 294,505 3,961,916 4,028,155 746,067 181,450 32,111 18,917 1,118,493 534,989 80,067 50,192 3,376,692 3,568,230 496,369 666,737 156,223 3,376,787 1,054,351 ii 3,070,954 1,437,264 18,674,834 20,584,437 17,457,987 19,866,992 i 1,216,847 717,445 18,674,834 20,584,437 336

2017 12 31 48. i 508,0822018 12 31 ii 49. 2017 12 31 2016 12 31 124,622 60,611 82,017 124,622 (39,296) (60,611) 167,343 124,622 50. 2017 12 31 2016 12 31 i ii iii 68,037 iv 1,532,748 1,602,469 2,717,683 1,827,642 v 63,514 236,272 22,927 227,880 93,772 119,347 125,627 263,974 vi 532,825 1,528,251 433,534 104,224 86 73,045 265,955 526,978 18,990 6,597 41,788 52,558 34,771 2,432 66,534 44,686 2,610,612 3,495,454 3,935,071 2,594,009 337

2017 12 31 50. i 2017 12 31 2016 12 31 2017 12 31 299,927 3,251 2016 12 31 34,059 806 ii 2017 12 31 2016 12 31 2017 12 31 T1803 93,175 (232) T1803 96,902 (97) TF1803 4,315,418 (11,497) 4,505,495 (11,826) 11,826 2016 12 31 TF1703 178,839 215 TF1703 1,023,357 16,963 TF1706 4,927 (55) 1,207,123 17,123 (17,123) 338

2017 12 31 50. iii 2017 12 31 2016 12 31 326 68,037 2017 12 31 828,925 68,037 828,925 68,037 2016 12 31 AU1706 162,210 326 162,210 326 (326) iv 2017 12 31 2016 12 31 2017 12 31 10,790,000 2016 12 3124,547,000 2017 12 31 36,634,430 2016 12 3146,210,884 339

2017 12 31 50. iv 2017 12 31 10,790,000 (7,433) 36,634,430 1,532,748 (1,602,469) 47,424,430 1,532,748 (1,609,902) 7,433 1,532,748 (1,602,469) 2016 12 31 24,547,000 (9,536) 46,210,884 2,717,683 (1,827,642) 70,757,884 2,717,683 (1,837,178) 9,536 2,717,683 (1,827,642) v 2017 12 31 1,038,712 2016 12 311,137,820 vi 2017 12 31 2016 12 31 168,659,532 438,380,766471,132 45,770 10,879,819 67,846,691 455,830 375,105 340

2017 12 31 51. 2017 12 31 2016 12 31 7,739,121 8,492,151 1,342,318 12,655,009 i 10,260,931 13,058,951 ii 327,600 4,433,520 iii 1,073,529 20,743,499 38,639,631 20,031,099 38,063,861 712,400 575,770 20,743,499 38,639,631 i 2017 12 31 ii 2017 12 31 iii 341

52. 2017 12 31 2017 12 31 2016 12 31 1,504,889 17,264,988 32,995,727 9,900,000 10,736,000 4,375,850 33,045,727 43,731,727 3,732,338 8,876,743 13,532,650 24,118,984 15,780,739 10,736,000 33,045,727 43,731,727 32,645,727 43,638,525 400,000 93,202 33,045,727 43,731,727 342

2017 12 31 52. 2017 12 31 21,981,730 2,446,013 10,414,800 782,529 7,975,151 43,600,223 14,719,892 1,693,275 9,900,000 760,161 5,972,399 33,045,727 7,261,838 752,738 514,800 22,368 2,002,752 10,554,496 2016 12 31 29,246,049 1,427,026 5,609,655 6,366,163 3,999,542 46,648,435 28,079,631 1,151,866 5,520,000 5,377,050 3,603,180 43,731,727 1,166,418 275,160 89,655 989,113 396,362 2,916,708 343

53. 2017 12 31 A H 1.0 2016 1 1 2016 12 31 2017 12 31 8,092,131 8,092,131 3,409,569 3,409,569 11,501,700 11,501,700 54. 2017 12 31 2016 12 31 2,851,450 2,773,812 (867,320) (557,472) 1,984,130 2,216,340 344

2017 12 31 54. 2016 1 1 (213,577) (17,233) 67,555 1,016,320 (256,750) 139,860 996,628 117,431 1,850,234 182,965 1,834 (124,381) (62,431) 3,130 (102,121) 80,507 180,314 159,817 123,540 123,540 297 (1,161) 4,599 4,434 4,417 62,013 8,150 82,749 2016 12 31 (30,315) (16,560) (52,227) 958,323 (125,663) 37,739 1,139,148 305,895 2,216,340 (41,242) (2,630) 49,004 (7,738) 5,547 (4,425) 305,995 29,969 334,480 (475,647) (475,647) (72) 1,081 3,043 (4,734) (2,008) (68,390) (19,963) (91,043) 2017 12 31 (71,629) (18,109) (180) 945,851 (597,771) 33,314 1,376,753 315,901 1,984,130 55. 2017 12 31 2016 12 31 i 3,231,864 3,401,402 ii 73,616,916 69,445,196 iii 31,844,619 41,875,847 iv 7,470,071 3,008,084 v 13,994,799 10,564,663 130,158,269 128,295,192 14,739,105 11,103,335 115,419,164 117,191,857 130,158,269 128,295,192 345

2017 12 31 55. i 20132014201610.08 8.43 11.64 9.73 38.80 32.32 5 2013 7 182013 10 102014 11 42016 10 122016 10 25 2017 12 31 201320142016 2.762.31 2016 12 31 2.872.40 4.613.85 2016 12 31 4.804.01 6.535.46 2016 12 31 6.81125.6936 2017 12 31 20162017 2017 12 312016 12 31201320142016 2017 12 31 2013,2014 2016724,638 2016 12 31696,864 29,718,004 2016 12 3128,541,666594,180,704 2016 12 31569,649,988 ii 2013 11 251203 510 72.6 23.5 23.936.05% 56.15% 106.18% 2014 7 141103 510 56.5 45.5 8 35.25% 55.45% 10 5.85% 2016 5 18 200 45 150 50 43.6% 5 3.8% 2017 8 92017 8 11 60 3 5 50 103 4.63% 54.80% 2017 9 202017 9 22 55 4.99%10 346

2017 12 31 55. ii 2017 10 232017 10 25 5 4.77%3 2015 5 152 5.9%3 2015 12 320 5314 6 54.25%33.9% 2014 9 11 Haitong International Finance 2014 Limited 6 39.212014 9 4 11 2014 2015 1 29 Haitong International Finance 2015 Limited 7 45.74 2015 1 22 23 29 2013 10 29Haitong International Finance Holdings Limited 958.81 5 Haitong International Finance Holdings Limited 2015 4 21Haitong International Finance Holdings 2015 Limited 6.743.785 2016 5 182016 5 26Haitong International Finance Holdings 2015 Limited 2.217.171.6% 2015 7 2Unican Limited10 5.15%3 347

2017 12 31 55. ii 2016 1 194 33.6% 2016 6 36 5 3+23 4.07% 2016 7 156 5 3+23 3.7% 2016 9 28Unican Limited64,000,000 418,189,000) 2924,000,000 156,820,000) 2.90% 40,000,000 261,370,0003.00% 2017 6 21 153 2017 7 21 103 2017 9 9 8 35.80% 2009 20172.43 18.66 iii 2015 4 81505.5% 53 2015 6 12 200 150 5.30% 2017 6 12 15C250 5.38% 2018 6 12 348

2017 12 31 55. iii 2016 11 17 60 40 3.30%20 3.40% 2017 3 1645 3 4.8% 45 2015 11 9 10 4.95%5 2015 12 155 4.94%6 iv 2017 11 1720 5.20%1.5 2017 12 311 2015 5 7 13.48 5.60 6.55%51 0.14 51 2016 4 22 11.40 4.5%35 2016 11 15 14.25 3.72%36 2017 8 4 15.68 5.40%35 2017 11 22 13.60 5.80%37 349

2017 12 31 55. v [2014]285 1 3.4 5.35%13 24 13 24 4.2 4.5% 56. 2017 12 31 2016 12 31 3,779,786 3,000,514 383,359 320,732 650,554 218,275 4,813,699 3,539,521 57. (a) (b) (c) 350

2017 12 31 57. (c) 10% 50% 10% 10% 2017 12 311,856,269 2016 12 311,717,403 2017 12 31 5,703,913 2016 12 315,085,157 2017 12 31 859,985 2016 12 31594,111 (d) (i)(ii) 351

58. 2017 12 31 2017 12 31 2017 12 31 2016 12 31 1,360,846 1,607,648 1,360,846 1,607,648 108,756 116,032 108,756 116,032 352

2017 12 31 59. 3 2017 12 312016 12 31 2017 12 31 2016 12 31 1 341,560 227,851 25 452,982 309,846 5 31,703 20,000 826,245 557,697 2017 12 31 2016 12 31 1 165,688 12,007 25 592,912 25,009 5 344,599 4,921 1,103,199 41,937 353

60. 2017 12 31 2017 12 31 2016 12 31 90,390 79,173 600,000 90,390 679,173 61. 2017 2016 2,530,374 5,175,765 2017201620162015 0.220.45 201773 354

2017 12 31 62. 2017 12 312016 12 31 2017 12 31 (a) (b) 1 368 345 220 933 1 920 506 220 1,646 2 300 300 2 310 310 2 210 210 2 280 280 7 60 60 3 136 136 2 150 150 8 55 42 33 130 6 951 1,841 352 3,144 6 940 1,841 352 3,133 5 822 1,249 352 2,423 9 36 66 29 131 4 331 704 194 1,229 6 10 11 12 10 11 13 14 15 16 16 16 17 18 1,446 4,423 6,594 1,752 14,215 355

2017 12 31 62. 2016 12 31 (a) (b) 1 161 43 204 1 774 157 931 1 598 171 769 2 210 210 2 210 210 2 190 190 2 190 190 2 160 160 2 17 17 3 75 75 3 59 59 4 538 171 709 6 2,240 150 2,390 6 3,307 257 3,564 6 3,297 257 3,554 5 3,025 257 3,282 10 11 12 10 11 13 14 15 16 16 16 17 19 19 1,111 13,940 1,463 16,514 356

2017 12 31 62. (a) (b) 64 1. 2016 7 2016 10 2014 6 2. 2011 11 2013 5 2014 12 2016 6 2016 6 2017 4 3. 2011 52017 5 2016 7 4. 2004 52017 12 5. 2015 7 6. 2007 7 2017 12 2014 12 7. 2017 4 8. 2017 12 9. 2017 12 10. 2015 6 11. 2014 12 12. 2016 10 13. 2015 72017 4 14. 2013 5 15. 2015 9 16. 2014 12 17. 2016 7 18. 2017 8 19. 2013 10 2016 3 2007 72016 12 357

63. 2017 12 31 2017 2016 4,522 3,863 61,720 70,462 1,760 903 68,002 75,228 2017 2016 11,000,001 13,000,000 3 13,000,001 15,000,000 1 15,000,001 17,000,000 2 2 17,000,001 19,000,000 1 19,000,001 21,000,000 1 5 5 358

2017 12 31 64. 2002 2002 8 23 2002 2012 8 22 2002 2002 2002 2002 10% 2002 10% 10% 2002 2002 30% 2002 1% 0.1%500 359

64. 2017 12 31 2002 30 1 6 10 20026 (i) (ii) 5 (iii) 20022012 8 22 2002 2017 2016 2.77 9,132 2.91 12,663 1 2.76 8 2.77 4 2.77 (3,328) 3.25 (3,524) 3.36 (11) 2.76 5,812 2.77 9,132 360

2017 12 31 64. 2002 1 2017 12 31 5,812 2.764 2011 3 32019 3 2 2016 12 31 9,132 2.768 2011 3 32019 3 2 1 2017 12 312016 12 31 2017 12 3120025,812,110 2016 9,131,657) 0.11% 2016 0.17%) 2015 2015 6 82015 2015 6 8 2015 6 12 2015 361

64. 2017 12 31 2015 2015 2002 2012 8 22 2015 2015 212,924,4392014 11 3010% 12 12 12 21,292,444 2015 (i) 10%(ii) 1%2015 2015 30% 2015 12 1% 362

2017 12 31 64. 2015 120.1% 500 28 1 2015 6 (i) 110% (ii)5 (iii) 2016 5 122015 4.675 18,100,00018,000,0002016 5 122021 5 11 4.252016 5 122015 23.7 363

64. 2015 2017 12 31 2016 HK$4.25 HK$4.675 53.32% 5 0.897% 5.176% 2.34 2.07 3.6 2017 11 102015 5.038 13,400,00013,350,0002017 11 102022 11 9 4.252016 5 122015 17.5 2017 HK$4.58 HK$5.038 49.493% 5 1.42% 3.849% 2.34 2.07 3.6 2017 12 3120152,910,000 2016 12 3123,673,000) 2015 364

2017 12 31 64. 2015 2015 2017 2016 4.674 17,807 5.038 13,350 4.675 18,000 2 4.668 22 4.674 7 4.673 (1,951) 4.674 (200) 4.836 29,228 4.674 17,807 2017 12 31 2 15,878 4.667 2016 12 82021 5 11 13,350 5.038 2018 6 72022 11 9 29,228 2016 12 31 17,807 4.674 2016 12 82021 5 11 2 2017 12 31 2015 29,228,100 2016 12 3117,806,6790.53% 2016 12 310.33% 365

64. 2017 12 31 2014 12 19 10 0.1 2014 12 19 10% 12 1% 366

2017 12 31 64. 12 12 2017 12 31 (c) HK$ 2016 4 18 7,865,506 2,457,261 842,591 4,565,564 (a) 31,383,000 2017 4 28 4,246,234 269,921 3,976,313 (b) 19,320,000 (a) 2016 4 18 2017 3 15 2016 4 18 2018 3 15 2019 3 15 (b) 2017 4 28 2018 3 19 2017 4 28 2019 3 19 2020 3 19 (c) 367

64. 2017 12 31 2017 2016 HK$ 000 HK$ 000 1 1 128,020 21,724,000 128,020 21,724,000 (14,481) (2,457,261) 2017 12 31 113,539 19,266,739 128,020 21,724,000 2014 5 27 50 97,321,500 2015 1 19 85,980,375 11,341,125 2017 12 31 368

2017 12 31 65. 23 BE (ASIA) 10% 10% 10% 10% 10% 10% 10% 10% 10% 10% 10% 62 369

2017 12 31 65. 2017 2016 60,725 60,252 18,887 30,095 19,878 21,158 31,929 38,122 23,814 53,007 5,550 5,659 18,890 19,298 108,229 172,344 2 2,129 633 8,306 6,465 1,203 1,877 22,230 a 10,415 15,914 a) BE (ASIA) 370

2017 12 31 65. 2017 2016 310,000 1,624,486 340,000 660,000 190,120 12,187 (17,282) (27) 2017 2016 (97) (122) (1,465) 371

2017 12 31 65. 2017 12 31 2016 12 31 112,200 2,133 3,734 (10,146) (268) (20) (30,868) (3,579) (2,015) (56) (33) (18) (3) (10) (670,000) (14,000) (14,000) (15,050) (49,000) 2017 2016 79,863 75,999 5,025 3,721 84,888 79,720 372

2017 12 31 66. 2017 2016 12 31 12 31 1,183,209 1,110,031 16,864 18,059 227,551 203,036 21 26,022,222 25,266,156 790,027 681,741 17,446,144 19,914,061 200,000 1,036,787 1,173,164 13,998 41,487 21,204,776 16,919,234 68,141,578 65,326,969 47,877,760 44,591,606 685,160 169,281 1,592,123 1,677,902 1,547,320 1,742,531 3,290,939 4,686,254 200,000 14,700,000 67,653,138 49,533,072 48,977,872 45,896,579 963,294 701,485 8,090,798 12,149,685 59,257,478 76,058,406 240,135,882 251,906,801 308,277,460 317,233,770 373

66. 2017 12 31 2017 12 31 2016 12 31 1,137,412 34,479 21,897,221 18,434,617 5,450,000 1,900,000 51,295,045 65,239,234 6,425,263 7,859,810 30,184 28,792 818,917 860,982 2,276,176 4,195,101 625,530 225,340 21,054,364 28,230,549 6,135,789 5,673,288 117,145,901 132,682,192 122,989,981 119,224,609 191,131,559 184,551,578 11,501,700 11,501,700 56,486,199 56,486,199 1,296,284 (660,702) 17,111,739 15,255,470 20,463,236 18,662,316 106,859,158 101,244,983 598,833 66,258 82,311,178 81,145,026 514,780 1,211,621 400,000 527,800 447,610 355,890 84,272,401 83,306,595 191,131,559 184,551,578 374

2017 12 31 66. 2017 12 31 a 2017 1 1 11,501,700 56,486,199 (660,702) 15,255,470 18,662,315 101,244,982 6,187,564 6,187,564 1,956,986 1,956,986 1,956,986 6,187,564 8,144,550 1,856,269 (1,856,269) 61 (2,530,374) (2,530,374) 2017 12 31 11,501,700 56,486,199 1,296,284 17,111,739 20,463,236 106,859,158 2016 1 1 11,501,700 56,486,199 (237,093) 13,538,067 19,830,808 101,119,681 5,724,675 5,724,675 (423,609) (423,609) (423,609) 5,724,675 5,301,066 1,717,403 (1,717,403) 61 (5,175,765) (5,175,765) 2016 12 31 11,501,700 56,486,199 (660,702) 15,255,470 18,662,315 101,244,982 (a) 375

67. 2017 12 31 (a) (b) (c) (d) (e) (f) (g) (h) 376

2017 12 31 67. 377

67. 2017 12 31 2017 12 312016 12 31 2017 12 31 11,881,958 2,350,223 3,298,983 2,215,681 1,898,049 2,734,511 3,203,841 8,093,776 35,677,022 35,677,022 1,180,504 62 85 9,345 527,348 5,919,424 148,938 7,785,706 (7,785,706) 166,972 55,194 4,257,630 1,593 30,277 497,343 1,069,377 (365,396) 5,712,990 (65,510) 5,647,480 13,229,434 2,405,479 7,556,698 2,226,619 2,455,674 9,151,278 4,273,218 7,877,318 49,175,718 (7,851,216) 41,324,502 9,438,391 1,024,475 5,571,438 1,062,633 367,611 8,102,312 2,711,021 7,138,042 35,415,923 (6,272,331) 29,143,592 3,791,043 1,381,004 1,985,260 1,163,986 2,088,063 1,048,966 1,562,197 739,276 13,759,795 (1,578,885) 12,180,910 89,974 201,665 416,848 708,487 708,487 3,791,043 1,381,004 1,985,260 1,163,986 2,178,037 1,250,631 1,562,197 1,156,124 14,468,282 (1,578,885) 12,889,397 147,046,483 9,174,514 49,547,796 795,444 10,814,154 134,803,093 61,543,962 141,991,112 555,716,558 (33,924,045) 521,792,513 10,062,370 2,851,450 534,706,333 69,842,332 2,175,331 15,048,385 625,941 2,814,299 133,643,944 50,413,309 136,788,409 411,351,950 (7,207,241) 404,144,709 867,320 405,012,029 100,098 16,987 5,328 6,665 3,936 195,258 8,608 148,457 485,337 485,337 (82,539) 95,351 45,332 189,819 247,963 247,963 180,600 34,346 (12,883) 45 13,061 589,894 637,478 1,442,541 (3,846) 1,438,695 7,061,455 119,938 213,506 59 47,739 2,276,121 3,116,890 2,288,609 15,124,317 15,124,317 576,165 4,857 922,206 99,120 5,283,199 1,585,425 2,987,420 11,458,392 11,458,392 378

2017 12 31 67. 2016 12 31 13,535,152 1,861,378 2,999,613 2,162,600 1,032,355 3,366,837 2,553,733 7,488,096 34,999,764 34,999,764 1,473,861 (86) 100,852 56,080 43,770 3,002,891 (26,348) 4,651,020 (4,651,020) (67,358) 49,610 5,932,946 913 6,000 370,986 778,502 352,016 7,423,615 68,877 7,492,492 14,941,655 1,910,902 9,033,411 2,219,593 1,082,125 6,740,714 3,332,235 7,813,764 47,074,399 (4,582,143) 42,492,256 9,764,683 987,431 6,878,209 1,012,510 271,560 7,625,486 2,215,050 7,102,068 35,856,997 (4,326,033) 31,530,964 5,176,972 923,471 2,155,202 1,207,083 810,565 (884,772) 1,117,185 711,696 11,217,402 (256,110) 10,961,292 (52) 24,047 208,841 (32,401) 200,435 200,435 5,176,972 923,419 2,155,202 1,207,083 834,612 (675,931) 1,117,185 679,295 11,417,837 (256,110) 11,161,727 137,762,028 18,415,373 47,389,875 866,787 11,712,997 164,519,754 48,127,299 159,952,141 588,746,254 (39,403,812) 549,342,442 8,749,592 2,773,812 560,865,846 111,094,778 10,436,209 21,132,849 1,665,598 2,464,639 109,662,691 37,957,839 153,314,725 447,729,328 (9,379,355) 438,349,973 557,472 438,907,445 113,537 18,453 5,211 5,288 340 149,058 4,207 82,995 379,089 379,089 92,775 147,770 240,545 240,545 35,884 311 22,135 558 (23,513) 563,032 580,540 1,178,947 1,178,947 7,095,941 727,417 304,308 36 16,819 2,831,500 2,451,386 2,753,141 16,180,548 16,180,548 2,398,375 27,000 690,134 113,247 4,355,088 1,250,864 3,506,229 12,340,937 12,340,937 10% 379

2017 12 31 68. 2017 12 31 2016 12 31 61,560,953 63,212,920 7,442,000 6,929,537 5,741,974 10,228,802 29,246,575 38,471,418 78,718 83,509 43,536,176 36,555,221 4,959,363 12,563,689 96,549,869 84,523,225 679,092 705,848 63,166,764 53,332,885 8,528,675 8,952,031 7,982,729 12,191,899 99,358,329 119,217,455 675,568 771,029 3,445,696 274,303 316,134 761,628 4,838,272 5,612,289 2,610,612 3,935,071 440,717,499 458,322,759 1,360,846 1,716,670 108,756 123,901 1,469,602 1,840,571 380

2017 12 31 68. A-3BBB 2017 12 31 2016 12 312017 12 31 381

68. 2017 12 31 382

2017 12 31 68. 2017 12 31 3 3 1 15 5 27,348,606 22,388,833 16,482,482 66,219,921 468,138 468,138 293,733 293,733 475,574 1,149,083 1,670,420 465,339 3,760,416 83,774,388 83,774,388 2,502,338 3,153,006 6,054,186 763,897 12,473,427 1,684,639 18,897,528 12,513,919 406,066 33,502,152 6,863,677 1,070,746 1,674,629 328,101 58,215 9,995,368 11,905,428 18,372,241 30,277,669 1,885,794 18,514,853 111,379,979 10,304,304 142,084,930 17,754,923 1,070,739 1,209,724 712,400 20,747,786 1,149,788 416,542 317,057 561,371 1,050,696 3,495,454 4,748,305 65,394 4,813,699 111,996,722 66,246,804 80,282,820 141,138,229 12,242,506 411,907,081 383

2017 12 31 68. 2016 12 31 3 3 1 15 5 43,410,730 15,300,746 6,349,088 65,060,564 438,408 438,408 14,586 14,586 136,625 1,338,708 2,531,139 1,105,366 22,052 5,133,890 104,059,287 104,059,287 3,412,118 397,638 5,361,952 868,784 10,040,492 35,108,688 8,721,705 93,247 43,923,640 6,036,524 1,817,715 3,313,003 415,802 67,838 11,650,882 8,940,379 11,900,779 20,841,158 1,093,680 10,771,368 129,603,219 3,633,459 145,101,726 20,857,779 293,627 17,063,210 601,046 38,815,662 228,845 127,717 258,267 648,381 1,330,799 2,594,009 3,521,003 18,518 3,539,521 131,333,646 95,543,362 70,257,855 148,137,512 5,941,450 451,213,825 2010 384

2017 12 31 68. 10% 10% 2017 2016 10% 1,211,927 933,636 10% (1,211,927) (933,636) 10% 44,405 268,860 10% (44,405) (268,860) 385

68. 2017 12 31 25 2017 2016 25 (32,239) (40,357) 25 32,239 40,357 25 (33,490) (46,978) 25 33,490 46,978 2017 12 31 386

2017 12 31 68. 5% 5%2017 12 31 343,109 2016 12 31381,165 387

2017 12 31 68. 2017 12 31 2016 12 31 78,718 78,867 83,509 82,679 125,252,866 120,751,828 122,597,884 124,500,824 2017 12 31 78,867 78,867 124,154,079 124,154,079 388

2017 12 31 68. 2016 12 31 82,679 82,679 129,261,977 129,261,977 389

68. 2017 12 31 2017 12 31 2016 12 31 1) 466,542 385,103 () () 1,024,867 47,497 () () 2) 81,119 48,431 () () 503,386 56,727 () () 3) 265,955 526,978 () () 4) 1,992 8,809 () () 12,729 84,467 () () 5) 91,779 116,818 () () ( 106,618 179,507 ) () () 390

2017 12 31 68. 2017 12 31 2016 12 31 6) 1,586,509 2,826,005 () () ( 1,611,497 1,924,886 ) () () 7) 86 73,045 () () 8) 48,678 22,927 () () 236,272 227,880 () () 9) 68,037 () 391

68. 2017 12 31 2017 12 31 2016 12 31 10) ( 28,267,897 21,657,821 ) 200,021 21,536,767 27,964,860 3,771,826 2,103,830-1,829,906 323,126 31,318 41,547 1,997,549-3,014,969-77,496 2,147 2,924,764 6,272,789 461,748 3,682,365 377,155-392

2017 12 31 68. 2017 12 31 2016 12 31 11) 954,426 962,956 () 344,023 - i ii iii 480,774 269,313-3,166,124 393

68. 2017 12 31 2017 12 31 2016 12 31 661,518 1,607,954 4,803,297 44,284 1,043 12) 5,226,316 1,013,346 17,236,440 18,662,260 334,930 198,946 865,380 8,127,478 61,274 958,456 394

2017 12 31 68. 2017 12 31 2016 12 31 1,398,625 4,877,194 557,782 195,462 303,700 () 13) 10,409,472 13,686,104 4,554,965 7,067,004 429,422 177,430 395

68. 2017 12 31 2017 12 31 2016 12 31 14), 6,333,710 7,422,031 ( ) 23,045,095 23,835,084 450,185 994,601 15) 1,731,046 1,646,561. 16) 17) 1,342,318 12,655,010 9,908,780 11,046,114 396

2017 12 31 68. 2017 12 31 2016 12 31 274,655 1,909,546 18) 327,600 4,433,520 19) 1,073,529 ( ) 20) - 1,655,531 (). 397

68. 2017 12 31 2017 12 312016 12 31 2017 2016 4,022,968 6,264,036 4,361,651 779,468 1,183,850 (1,218,923) (3,022,987) (423,617) (401,931) 7,521,547 4,022,968 2017 2016 3,634,383 4,780,120 563,555 492,018 (3,188,027) (194,207) (1,637,755) 815,704 3,634,383 2017 2016 1,909,546 3,540,206 213,220 73,095 (1,721,563) (126,548) (1,703,755) 274,655 1,909,546 20179 398

2017 12 31 68. 1 2 3 4 <> 125 [2016]10 2014 3 18 1. 100%1 2. 20%2 3. 8%3 4. 10%4 5. 100%5 6. 500%6 7. 8%7 399

68. 2017 12 31 8. 30100%8 9. 100%9 2017 12 312016 12 31 2017 12 31 2016 12 31 75,292,211 78,663,534 1 249.31% 258.90% 2 70.46% 77.70% 3 50.16% 52.56% 4 71.20% 67.65% 5 30.78% 29.66% 6 57.72% 80.98% 7 27.06% 27.64% 8 188.90% 155.23% 9 135.49% 131.65% 400

2017 12 31 69. 2017 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 50 2,613,863 3,251 2,610,612 2,610,612 31 9,792,616 3,771,075 6,021,541 188,358 253,302 5,579,881 30 61,560,953 61,560,953 56,177,307 5,383,646 36 8,528,675 8,528,675 76,375 8,452,300 2016 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 50 3,952,520 17,449 3,935,071 3,935,071 31 7,887,737 2,374,920 5,512,817 8,200 55,426 5,449,191 30 63,212,920 63,212,920 57,033,724 6,179,196 36 8,952,031 8,952,031 33,548 8,918,483 401

69. 2017 12 31 2017 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 50 3,514,713 19,259 3,495,454 3,495,454 48 7,732,991 3,771,075 3,961,916 467,475 3,494,441 51 6,864,074 6,864,074 3,849,105 3,014,969 2016 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 50 2,604,351 10,342 2,594,009 2,594,009 48 6,403,075 2,374,920 4,028,155 174,048 3,854,107 51 18,900,050 18,900,050 2,812,094 16,087,956 402

2017 12 31 69. 2017 12 312016 12 31 70. 2017 1 1 61,148,555 148,159,309 3,434,556 7,536 212,749,956 2,716,981 12,470,810 (8,307,021) (2,894,357) 3,986,413 77,135 217,639 8,057,337 8,352,111 (2,620,681) (1,262,727) (3,883,408) 2,913,226 2,913,226 (7,207) (7,207) 2017 12 31 61,321,990 159,585,031 3,184,872 19,198 224,111,091 403

2017 12 31 71. 2016 12 12 ( )( G.K. Goh( )) 2017 2 28 55,316169,360 261,130 60,2104,620 (20 Unit F) 2017 12 31( ) 72. 2017 12 31 857,982 1,866 832,441 23,675 (101,916) 756,066 101,916 857,982 (857,982) 1,866 (856,116) 404

2017 12 31 73. 2018 3 27 2017A H102.3AH11,501,700,000 2,645,391,000.00 17,817,845,957.76 AH 2017 2017 2017 6 27 A1H 2018 2 28 2018 3 6 74. 405