重要提示 重要提示 閣下如對本招股章程的任何內容有任何疑問 應尋求獨立專業意見 Universal Medical Financial & Technical Advisory Services Company Limited 環球醫療金融與技術咨詢服務有限公司 於香港註冊成立的有限公司 全球發售

Transcription

1 環球醫療金融與技術咨詢服務有限公司 UNIVERSAL MEDICAL FINANCIAL & TECHNICAL ADVISORY SERVICES COMPANY LIMITED 環球醫療金融與技術咨詢服務有限公司 UNIVERSAL MEDICAL FINANCIAL & TECHNICAL ADVISORY SERVICES COMPANY LIMITED 於香港註冊成立的有限公司 股份代號 2666 全球發售 環球醫療金融與技術咨詢服務有限公司 UNIVERSAL MEDICAL FINANCIAL & TECHNICAL ADVISORY SERVICES COMPANY LIMITED 聯席保薦人及聯席全球協調人 排名以英文字母為序 聯席賬簿管理人及聯席牽頭經辦人 Smile cover G023_Output(21mm).indd 1 17/6/2015 下午2:54

2 重要提示 重要提示 閣下如對本招股章程的任何內容有任何疑問 應尋求獨立專業意見 Universal Medical Financial & Technical Advisory Services Company Limited 環球醫療金融與技術咨詢服務有限公司 於香港註冊成立的有限公司 全球發售 發售股份數目 : 國際配售股份數目 : 香港發售股份數目 最高發售價 : : 股份代號 : 423,189,500股股份 視乎超額配股權行使 與否而定 380,870,500股股份 可予調整及視乎超額 配股權行使與否而定 42,319,000股股份 可予調整 每股發售股份10.00港元 另加1.0%經紀佣 金 %證監會交易徵費及0.005%聯交所 交易費 須於申請時以港元繳足 多收款項可予退還 2666 聯席保薦人及聯席全球協調人 排 名 以 英 文 字 母 為 序 聯席賬簿管理人及聯席牽頭經辦人 香港交易及結算所有限公司 香港聯合交易所有限公司及香港中央結算有限公司對本招股章程的內容概不負責 對其準確性或完整性亦不發 表任何聲明 並明確表示 概不對因本招股章程全部或任何部分內容而產生或因依賴該等內容而引致的任何損失承擔任何責任 本招股章程隨附本招股章程附錄五 送呈公司註冊處處長及備查文件 一節所列明的文件副本 已遵照香港法例第32章公司 清盤及雜項條文 條例第38D條的規定送交香港公司註冊處處長登記 證券及期貨事務監察委員會及香港公司註冊處處長對本招股章程或上述任何其他文件的 內容概不負責 請參閱本招股章程 風險因素 以了解 閣下投資股份前應考慮有關若干風險的論述 發售價預期將由聯席全球協調人 代表包銷商 與我們於 定價日協議釐定 預期定價日為2015年6月30日 星期二 或前後 惟無論如何不遲於2015年7月7日 星期二 除非另行公佈 否則發售價將 不會超過10.00港元 且目前預期將不會低於7.68港元 不論因任何理由 倘聯席全球協調人 代表包銷商 與我們於2015年7月7日 星期二 前 未能協定發售價 則全球發售將不會進行並將告失效 申 請 香 港 發 售 股 份 的 申 請 人 須 於 申 請 時 為 每 股 發 售 股 份 支 付 最 高 發 售 價 10.00港 元 連 同1.0%的 經 紀 佣 金 %的 證 監 會 交 易 徵 費 及 0.005%的聯交所交易費 倘發售價在最終定價時低於10.00港元 多收的款項將予退還 聯席全球協調人 代表包銷商 在我們同意的情況下 可於香港公開發售截止申請當日上午或之前任何時間調低根據全球發售提呈發售的發售 股份數目及 或指示性發售價範圍 在此情況下 有關調低發售股份數目及 或指示性發售價範圍的通知將不遲於香港公開發售截止申請當 日上午在 南華早報 英文 及 香港經濟日報 中文 刊登 更多詳情請參閱本招股章程 全球發售的架構 及 如何申請香港發售股份 另請 參閱本招股章程 包銷 協議安排及開支 香港公開發售 終止的理由 倘於上市日期當日上午八時正前出現若干理由 則聯席全球協調人 代表包銷商 可終止香港包銷商根據香港包銷協議認購或購買以及促使申 請人認購或購買香港發售股份的責任 有關理由載於本招股章程 包銷 謹請 閣下參閱該節以了解進一步詳情 發售股份並無亦不會根據美國證券法登記 且不可於美國境內提呈發售或出售 抵押或轉讓 除非交易獲豁免美國證券法登記規定或不受其 約束 發售股份僅根據美國證券法的登記豁免向第144A條所界定的合資格機構買家及根據美國證券法規例S在美國境外提呈發售及出售 2015年6月24日

3 (1) (2) (3) eipo (4) (3) (5) (6) (6)

4 (1) (7)(8)(9) (1) (2) (3) (4) 6. (5) % 0.005%0.0027% (6) (7) (i)(ii) (8)

5 (1) (9) eipo1,000, ,000, (iv)

6 ... i... iv

7 I II-1 III-1 IV-1... V-1

8 (1) (2) 30.0% 2014 (1) (2)(3) %59.2%66.6% , %17.3% %96.6% 97.2% 73.3%

9 , , % % (1)(2)(3)

10 , % 588, % 1,043, % , , , , , , , , , , , , , % 993, % 1,567, %... (17,867) (11,947) (14,834) , ,458 1,552, %59.2%66.6%

11 1, (Sino American Stroke Group) %96.6%97.2% 50.9%53.5%56.7% % (1)(2)

12 % % % % % %

13 20153John Denning % ,827 (1)1.3(2)

14 , % 981, % 1,552, %... (204,781) (34.5) (348,619) (35.5) (619,594) (39.9 ) , , , , , , (70,296) (11.9) (106,874) (10.9) (126,295) (8.1 )... (77,037) (13.0) (154,395) (15.7) (190,614) (12.3 )... (8,457) (1.4) (8,113) (0.8) (20,516) (1.3 ) , , , (61,496) (10.4) (105,606) (10.8) (154,444) (10.0 ) , % 312, % 456, %

15 ,916,027 7,282,224 11,625, ,724,072 6,980,698 11,471, ,967,417 3,170,210 4,759, ,534,912 2,584,306 4,167, , , , ,886,562 3,992,250 5,412, ,064,506 3,358,354 4,118, ,140,879 5,291,441 8,545, ,724,193 4,547,462 7,290, (919,145) (822,040) (652,538) ,003 1,168,743 2,427, , ,212 1,043, , , , , , , % 3.78% 3.73% % 2.80% 2.93% % 0.91% 0.83% (1) % % % (1)

16 , % 496, % 703, %... 30, , , , , , , % 588, % 1,043, % ,954, % 3,439, % 5,550, %... 1,632, ,029, ,926, ,288, ,497, ,128, (1)... 1,426, ,764, ,596, ,301, % 11,731, % 19,203, %... 1,538, % 2,627, % 4,243, %... 1,340, ,425, ,920, ,109, ,118, ,495, (1)... 1,301, ,526, ,190, ,291, % 9,698, % 15,850, % (1)

17 ,440, % 8,411, % 13,358, % , ,198, ,359, , , , , , ,291, % 9,698, % 15,850, % (1)... 52,755 88, ,129 (2) % 0.91% 0.83% (1) (2) ,972 52,755 88,480 (1)... 11,150 50,904 50, (15,337) (8,257)... (6,030) (6,922) (7,323) (2) ,755 88, ,129 (1) (2) 185

18 % 64.5% 60.1% % 31.9% 29.4% (1) % 30.9% 25.4% (2) % 3.8% 3.4% (3) % 79.4% 87.9% (4) % 676.4% 470.0% (5) (1) (i)(ii)100.0% (2) (i)(ii)100.0% (3) (i)(ii)100.0% (4) (i)(ii)100% (5) (i)(ii)

19 ,775 3,321 3,119 2, ,534,912 2,584,306 4,167,986 4,746, , ,208 34, , , , , , , , , , ,967,417 3,170,210 4,759,911 5,769, , , ,422 84, , , , , ,064,506 3,358,354 4,118,187 5,647, ,480 19,317 12, ,886,562 3,992,250 5,412,449 6,014, (919,145) (822,040) (652,538) (245,113) ,

20 % %8% % (%) ,000, ,478, ,326, ,673, ,243, ,487, ,269, ,234, Evergreen... 7,617, ,234, ,269,566,

21 60% : 25.0% : 10.0%90.0% : 15.0% :

22 (2)... 13,000 16,928 (3) (1) (2) 1,692,755,580 (3) ,566 4, ,040 4, ,091 3, % 20.0%

23 15.0% 10.0% 10.0% 279 (1) (i)(ii) (iii)(2)

24 35

25 %3.76% ,073, %7.60%5.85% 2014 (i)(ii) Evergreen

26 ,6005.7%

27 CCBI Investments Limited ( % %

28 Healthcare Ventures Holdings Limited % CITIC Capital China Partners II, L.P.CITIC Partners CITIC Partners CCP II GP Ltd. CITIC Partners CITIC PartnersCCP II Advisory Ltd %2014 CNH HIBOR

29

30 Evergreen Evergreen021 Co., Ltd eipo %5%

31 42,319, ICBC International Finance LimitedICBC International Holdings Limited51%49% ICBC International Holdings Limited %

32 S 144A 380,870,

33 Jublon One Limited Liu Dongsheng Liu Jublon One LimitedJublon One Limited 5%95% Wang Linfen %

34 1.0% %0.005% 63,478, % %0.01%

35 144A S S %30%30% 144A 144A (5)

36

37 Universal Number One Co., Ltd Universal Number Two Co., Ltd eipo eipowww.eipo.com.hk eipo

38 PET-CT (PET)X (CT) PCI

39 X

40

41

42 73.3% 61.8% 73.1% (Sino American Stroke Group) (Sino American Stroke Group)(Sino

43 American Stroke Group) (Sino American Stroke Group)

44 ,133.81, , % 22.8% 12.2% 20156

45 (1) 20153(2) (3)

46 , , , , , , ,586.76, %

47 259 Denning

48 %1.3

49

50 38.3% %

51 風險因素 我們可能無法在香港註冊我們的商標 截至最後實際可行日期 我們已就若干商標在香港申請註冊 包括就我們於中國提供 的服務的 及 標誌 申 請的詳情載於本招股章程 附錄四 法定及一般資料 2.有關我們業務的其他資料 2.2本集 團的知識產權 (a)商標 一段 然而 我們無法保證該等香港商標註冊申請最終將獲批准 且 無法 保證 我 們 將 獲 授獨 家 權 利 於香 港 使用 該 等 標 誌作 為 註 冊 商 標 如 該 等 商標 包 括 及 標誌 無法註冊或註 冊過程出現延誤 我們的商標可能被侵權 而令我們的業務 前景 財務狀況及經營業績 可能造成重大不利影響 與我們融資租賃資產組合有關的風險 如我們無法有效維持融資租賃資產的質量 我們的業務 財務狀況及經營業績可能受到重 大不利影響 截至2012年 2013年及2014年12月31日 我們來自客戶的應收租賃款項淨額分別為人 民幣5,291.2百萬元 人民幣9,698.4百萬元及人民幣15,850.1百萬元 我們設備融資業務產生 融資租賃收入佔我們2014年收入 未計營業稅及附加稅前 的66.6% 該業務的持續發展能力 及未來增長很大程度上取決於我們能否有效管理信貸風險及維持融資租賃資產的質量 因 此 如融資租賃資產的質量轉差 或應收租賃款項的可收回度下降 均可對我們的業務 財務狀況及經營業績產生重大不利影響 於2012年 2013年及2014年12月31日 我們的不 良資產比率分別為1.00% 0.91%及0.83% 我們可能無法有效控制日後不良資產的水平 然而 我們融資租賃資產的質量或會因各種原因影響而轉差 包括風險管理系統的成 效 以及中國或全球經濟體增長放緩 全球信貸危機再現或其他不利的宏觀經濟狀況等我 們無法控制的其他因素 這可能導致我們的客戶出現經營 財務及流動資金問題而影響其 對融資的需求 或導致我們融資租賃客戶所處行業 如醫療和教育行業 出現不景氣 如果 我們的不良資產及 或已減值應收租賃款項增加 將使我們的減值虧損增加 且我們的業 務 財務狀況及經營業績可能會受到重大不利影響 44

52 %20.6%12.1%

53 %151.01%166.10%

54

55 CNH HIBOR21.7%20141,600,000, %33.5%16.5%

56 % % %

57 1970

58

59 25.0% (1) (2) (3) (4)50.0% 25.0% 10%

60 (i) (ii) 7 7

61

62 37 3%

63 H1N1H5N1H7N9

64

65

66

67

68 (a) 3.05 (b) (c) (d)

69 (e) (f) 3A (g) A A A

70 571V

71

72 0.1% 0.2% 5

73 H H.10

74 A 9 37B

75 116RA 4B F Toorak Road Toorak Victoria 3142 Australia 13A30F 8 20B

76

77

78

79 HKICSICSA

80 B 17 D

81 890, ,000 (1) (2)(3) (4)(5) (6) (1) (2) (3)

82 %31, %14, %2, , %16.2%17.3% 90% %18.2% 18.5% ,200

83 200917,5425.1% ,6695.4%15.9% , % % 20097, , % 20091, , % ,908 4, %17.3%

84 % 9, % (1)(2) (3)(4)

85 %34.5% ,187 PCI

86 % % %41.6% 37.7%34.3%46.8%90%

87 PET-CT19 PET-CT , ,00050% % % % 14.2%

88 (%) (1) (2) %

89 %39%EMR

90 % 2014

91 73.3% %

92 % %

93 (i) (ii)(iii) (iv)

94 (i) (ii) (iii) (i) (ii) (iii)

95 (i) (ii) (iii) (i)(ii)(iii)(iv) (v)

96

97 (i)1,000(ii) 30(iii)

98 50%

99 < >

100 (i) (ii) (iii) (i) (ii)(iii)

101 %

102 %13% %20% % (i) (ii)

103 (i)75%(ii) 90% 90%(iii) (iv)

104

105 % (1)(2) (3) %8% 51% %7.60%5.85% 19.24%3.76%

106 ,913, , % , % ,887, ,887, % ,000,000 50,000, % %12,500,000

107 (i)... 10% (ii)... 10% (iii) (iv) (... 10%... 24% (v)... 23% (vi)... 23% % 46% 1.7

108 %49.2% ,525,600 62,525, %5% 99%1% % %

109 ,525, ,265,6799,807, %8% CITIC Capital China Partners II, L.P. CCPII GP Ltd Jublon One Limited

110 50,265,679 9,807, %

111 ,073, ,599,216122,599, ,265,67919,807,9371 (%)... 62,525, %... 50,265, %... 9,807, % ,599, % 2012

112 %5% 99%1% % % ,129,9615% 6,129,

113 %1.8% ,599,216172,599,216

114 BVI ,177, ,071, Evergreen 1,035, (i) (i) 1,225,805 (i)140 (ii) (ii) 845,384 (ii)96 (1) Evergreen 11 11Evergreen (i)bvi (ii)12bvi EvergreenEvergreen 12 12Evergreen % (2) Evergreen

115 (%)... 79,395, %... 8,629, %... 66,433, %... 12,962, %... 2,071, % Evergreen... 1,035, %... 2,071, % ,599, % ,314,000172,599,216253,913,

116 (i)(ii)(iii) ,400,039 23% (a) (i)250,991,02841,029,037 20,289, %(ii)48,974,472 8,005,7663,959, % (b) (i) 199,742,472 32,651,530 16,146, %(ii)38,973,528 6,370,9303,150, % (c) (i)153,748,80925,133,032 12,428, %(ii)29,999,691 4,903,9942,425, %

117 %49% CCBI Investments Limited %

118 %

119 5. 5% 30%

120 (%) ,800, ,695, ,865, ,534, ,248, ,297, ,853, ,046, Evergreen... 1,523, ,046, ,913, HKEx-GL29-12HKEx-GL

121 (%) ,000, ,478, ,326, ,673, ,243, ,487, ,269, ,234, Evergreen... 7,617, ,234, ,269,566, (1)(2) 50%

122

123 (1) (2)30.0% 2014 (1) (2)(3) %59.2%66.6% , %17.3% %96.6% 97.2% %

124 73.3% , % % , % % 1, (1) (2)(3)

125 1,

126 % 90% %. 73.3% % % % %

127 90% (1) (2)(3) (1)(2) (3)(4) , % 19%

128 1, , %96.6%97.2% %23.6% 11% % 52.7%56.1% %12.5%12.6% 90% %

129 Genertec America, Inc. Euromapex Import & Export GmbHGenertec Italia S.R.L.

130 (Sino American Stroke Group

131 (1)(2)

132 (1) (2) % 20153John DenningDenningKaiser Permanente (1)(2)

133 (3) 20.0%

134 (1)(2) (3) 1. 2.

135 , % 588, % 1,043, % , , , , , , , , , , , , , , , , % 993, % 1,567, %... (17,867) (11,947) (14,834) , ,458 1,552,682

136 , %59.2% 66.6% , % 496, % 703, %... 30, , , , , , , % 588, % 1,043, %

137 (1)(2)

138

139 (1)30 (2)(3)(4) (5) ERP ERP

140

141 %35.3%28.4% 1, (Sino American Stroke Group) 2003

142 2255

143

144

145

146 % 1.5%1.2% SIAS Synchro Dual System C... X Most-Care... X X dp/dt 2009 Genertec America, Inc Euromapex Import & Export GmbHGenertec Italia S.R.L.

147 1, % ,

148 (1) (2)

149 , %8.2%7.7% 2.6%1.9%1.9%5.0% %96.6%97.2% 50.9%53.5%56.7% % % % % % % % (1)(2)

150 % 40.3% 31.2%33.9% 16.4% 10.7% % 2011

151 (1) (2) (3)

152 %72.8%65.6% LIBORCNH HIBOR Genertec Group %1,000,000, ,000,000 Genertec Group ,

153 Genertec Capital50,000, ,000, ,

154 %2.64%2.80%2.93% %8.45%8.70% (1) (2)(3) (1) (2)(3) (4) ERP

155

156 % % % % % % % 11.3% 9.8% %45%30%

157 (1) 5.01A15% 38(1) 334(2)32L 6(2)

158 ,00010,000 (1) (2) 150,0002

159

160

161 (1) (2) 20134

162

163 (1) (2)(3) (4)

164

165 % 59.2%66.6% %0.91%0.83%

166

167

168

169 ERP ABC AB C

170 ERP ERP ERP

171

172 (1) (2)(3)(4)(5)

173

174 (i) (ii)

175 ERP

176

177 34.50%3.75% % 67.05% 95.33%

178 (i)(ii) (iii) (i) (ii) (iii) 8.10

179 , % % ,600 (i) (ii) (iii)

180 11, % , , % ,090 1, (i) (ii) %(iii)

181 ......

182 1%

183 (i) (a) (b) (ii) 20 (iii) (a) (b)(ii) (i) (ii) (a) 10%

184 (b) 10% (i) (ii)

185 (1)(2) 30.0% 2014 (1) (2)(3) % 59.2%66.6% , %

186 , % % % 18.2% , %

187 %

188 %96.7% % 2.64%2.80%2.93% ,291.29, , ,788.77, , % % % ,133.81, , %22.8%12.2% 20156

189 20141, %11.4%21.7% 29.7% % 33.5%16.5% %0.91%0.83%

190 % % %

191 3.2

192

193 , % 981, % 1,552, %... (204,781) (34.5) (348,619) (35.5) (619,594) (39.9 ) , , , , , , (70,296) (11.9) (106,874) (10.9) (126,295) (8.1 )... (77,037) (13.0) (154,395) (15.7) (190,614) (12.3 )... (8,457) (1.4) (8,113) (0.8) (20,516) (1.3 ) , , , (61,496) (10.4) (105,606) (10.8) (154,444) (10.0 ) , % 312, % 456, %

194 (1)(2) (3) , , % 588, % 1,043, % , , , , , , , , , , , , , , , , % 993, % 1,567, %... (17,867) (11,947) (14,834) , ,458 1,552, %59.2%66.6% ,043.9

195 %8.45%8.70% % , % 496, % 703, %... 30, , , (1)... 21, , , , % 588, % 1,043, % (1) %84.4%67.4% %

196 %13.4% 29.8% %35.3%28.4%

197 % (1)(2) (3) , % 19, % 42, %... 16, , , , , , , % 54, % 78, % 118.1% %5.3%8.8% 23.5%36.0%54.7%

198 , % 325, % 596, %... 4, , , , , , , % 348, % 619, % % %72.8%65.6% ,173.55, , ,034.43,031.96, %5.7%5.4%

199 5.7% %4.6%5.4% %64.5%60.1%(1)(2)

200 , % 262, % 446, % ,631 (1) 350,985 (1) 444,859 (1)... 9,001 (1) 19,516 (1) 42,830 (1)... 9, , , , , , (17,867) (11,947) (14,834) , % 632, % 933, % (1) (1) (2)... 3,831, , % 6,957, , % 11,998,222 1,043, %... 3,173, , % 5,762, , % 10,341, , % % 3.78% 3.73% % 2.80% 2.93%

201 (1) (2) %3.78%3.73% 2.64%2.80%2.93% % 30.9%25.4% %0.91% 0.83%

202 ,421 1,593 2, ,914 49, ,562 4, , , ,393 54,887 15, %

203 , % 67, % 84, %... 11, , , , , , , , , , , , , % 106, % 126, % %10.9%8.1% (1) (2) (i) (ii)

204 , % 43, % 66, %... 2, , , , , , , , , , , , , % 154, % 190, % %15.7%12.3% %0.8%1.3%

205 , , , (2,562) (14,033) (6,541)... 61, , , % % %25.2%25.3% 25.0%

206 %20141, %2014 1, % %8.70% % % %

207 5.65% 5.77% % % % 59.2%66.6% % % %(1) (2) (i) (ii) % %

208 % % 8.0%5.5% % % % % % % % % % % % 8.70%

209 8.45% % % % %5.65% % % % 54.5%59.2%

210 % % %(1) (2) (i) (ii) % , , %151.01% % % 3.7%8.0%104.88% % % % %8.1

211 % % % %

212 , ,465 90, ,724,072 6,980,698 11,471, , ,105 20, , ,923 15,956 22, ,916,027 7,282,224 11,625, ,775 3,321 3, ,534,912 2,584,306 4,167, , ,208 34, , , , , , , ,967,417 3,170,210 4,759, , , , , , , ,064,506 3,358,354 4,118, ,480 19,317 12, ,886,562 3,992,250 5,412, (919,145) (822,040) (652,538)... 2,996,882 6,460,184 10,972, ,724,193 4,547,462 7,290, , ,172 1,232, , ,595 5,807 1, ,140,879 5,291,441 8,545, ,003 1,168,743 2,427, , ,291 1,579, , , , ,003 1,168,743 2,427,499

213 , , , %91.5% 95.4% ,301,989 11,731,697 19,203, (1,010,777) (2,033,336) (3,353,454)... 5,291,212 9,698,361 15,850, , , ,314,314 9,698,620 15,858, (55,330) (133,616) (219,470)... 5,258,984 9,565,004 15,639, ,215 53,124 37, %99.9%99.9% , % , %

214 ,440, % 7,099, % 10,589, % , ,391, ,475, , , , ,291, % 9,698, % 15,850, %... (55,330) (133,616) (219,470)... 5,235,882 9,564,745 15,630, , % , % , % , % , , % 4, , % , ,

215 ,000, % 7,328, % 10,410, %... 1,559, ,028, ,024, , ,009, ,017, (1) , , , ,301, % 11,731, % 19,203, %... 3,252, % 5,904, % 8,325, %... 1,363, ,568, ,072, , , ,784, (1) , , , ,291, % 9,698, % 15,850, % (1) %60.9%52.5%

216 ,954, % 3,439, % 5,550, %... 1,632, ,029, ,926, ,288, ,497, ,128, (1)... 1,426, ,764, ,596, ,301, % 11,731, % 19,203, %... 1,538, % 2,627, % 4,243, %... 1,340, ,425, ,920, ,109, ,118, ,495, (1)... 1,301, ,526, ,190, ,291, % 9,698, % 15,850, % (1)

217

218

219

220

221 ,440, % 8,411, % 13,358, % , ,198, ,359, , , , , , ,291, % 9,698, % 15,850, % (1)... 52,755 88, ,129 (2) % 0.91% 0.83% (1) (2) %0.91%0.83%

222 ,972 52,755 88,480 (1)... 11,150 50,904 50, (15,337) (8,257)... (6,030) (6,922) (7,323) (2) ,755 88, ,129 (1) (2) (1) % 0.92% 0.96% (1) 30 39

223 ,189 44,251 57, ,141 89, , , , , ,755 88, ,129 (1) % % % (1) % % % (1)... 23, % 0.53% 52, % 0.62% 71, % 0.53%... 18, , , , , , , , % 1.05% 133, % 1.38% 219, % 1.38% (1)

224 %3.1% 2.8% %1.2%0.6% %1.0% 0.5% %3.1%0.3%

225 , , , % 85.2% 81.7% ,763,512 5,756,619 7,483,429 8,537, ,696,273 1,651,377 1,024, , ,591,521 1,589, , ,820 1,308,658 2,938, ,788,699 7,905,816 11,408,252 13,827, , % , % 20141, % % % , ,625.6 (1) (i)6(ii) 5.5(2)700 (3)1.5(4)

226 50.0%(5) (6) ,064, % 3,358, % 4,118, % 5,571, %... 1,724, ,547, ,290, ,256, ,788, % 7,905, % 11,408, % 13,827, % %, 42.5%36.1% 40.3% ,942, % 4,045, % 6,049, % 6,123, %... 1,846, ,859, ,358, ,704, %... 3,788, % 7,905, % 11,408, % 13,827, %

227 %51.2%53.0% 44.3% ,133, % 1,985, % 1,548, % 1,471, %... 2,654, ,920, ,859, ,355, %... 3,788, % 7,905, % 11,408, % 13,827, % %25.1%13.6%10.6% ,141.9ABSABS % ABS ABS ABS ABS41 1,384.3

228 ABS (%) A % A A B , % ,827 (1)1.3(2) ,118.21, %12.0% 11.2% %2.5% 6.9%

229 % ,168.72,427.52, ,265,6799,807, I(d) (1,592,904) (4,119,417) (4,110,715)... (60,492) (582) (741)... 1,679,992 4,140,880 4,247, ,596 20, ,447

230 20144, ,175.8 (1) 613.4(2)690.0 (3) , (1) 4,406.4(2) 312.2(1) 414.5(2) , ,274.5 (1) 347.7(2)152.4 (3) , ,140.94, ,132.25,564.26,206.2

231 755.21,363.02, ,788,699 7,905,816 11,408, ,003 1,168,743 2,427, % 676.4% 470.0% (1) (2)

232 , ,292 1,426,005 4,239,248 88,778 6,820, (62,499) (545,435) (2,327,063) (2,294,978) (23,621) (5,253,596) , ,857 (901,058) 1,944,270 65,157 1,566, ,478 1,212,731 2,589,981 8,194,481 43,360 12,390, (58,964) (600,097) (3,350,489) (5,743,792) (18,784) (9,772,126) , ,634 (760,508) 2,450,689 24,576 2,617, ,000 1,309,851 4,256,640 13,583,973 5,988 19,658, (10,725) (2,051,965) (3,771,471) (9,327,592) (13,140) (15,174,893) ,275 (742,114) 485,169 4,256,381 (7,152) 4,483, ,130.61, , %17.5%9.0% %

233 %20.6% 12.1% ,775 3,321 3,119 2, ,534,912 2,584,306 4,167,986 4,746, , ,208 34, , , , , , , , , , ,967,417 3,170,210 4,759,911 5,769, , , ,422 84, , , , , ,064,506 3,358,354 4,118,187 5,647, ,480 19,317 12, ,886,562 3,992,250 5,412,449 6,014, (919,145) (822,040) (652,538) (245,113) ,625.6 (1)(2) (3) 12

234 (1)(2)(3) (4) (5) (6) ,509 5,094 10, , ,854 28,733 12, ,359 9,993 13, ,712 65,346 73, , ,524 3,994 2,831

235 ,215 53,124 37, ,576 1, ,215 54,700 39, ,696,273 1,651,377 1,024, , , ,979 22, ,892,377 1,904,356 1,155, ,264 5,293 14, ,034 5,643 14,

236 % 64.5% 60.1% % 31.9% 29.4% (1) % 30.9% 25.4% (2) % 3.8% 3.4% (3) % 79.4% 87.9% (4) % 676.4% 470.0% (5) (1) (i)(ii)100.0% (2) (i)(ii)100.0% (3) (i)(ii)100.0% (4) (i)(ii)100.0% (5) (i)(ii)

237 %30.9%25.4% %0.91%0.83% %3.8%3.4% % 79.4% 87.9% % 676.4% 470.0% (LIBOR)

238 (1)(2) (3)

239 ,365 10,570 40, (19,365) (10,570) (40,558)

240 %... (1) 16,182 28,170 18, (16,182) (28,170) (18,159)

241 ,258,984 5,258, , , ,041 64, ,904 1, , ,808,067 1, ,809, , , , , , ,292,426 1,496,273 3,788, ,595 8, ,372,200 1,619, ,991, ,435,867 (1,618,204) (1) 817, ,565,004 9,565, , , , , ,278 4,593 1, , ,313,147 4,593 1,127 10,318, , , , ,553 1,049, ,259,447 2,646,369 7,905, ,807 5, ,373,341 2,822,729 9,196, ,939,806 (2,818,136) 1,127 1,122,797

242 ,635,974 3,355 15,639, , , ,955 20, , , ,291 81, , ,167,558 81,409 4,354 16,253, , , ,425,849 20, ,446, ,529,685 1,878,567 11,408, ,780 1, ,911,197 1,900, ,812, ,256,361 (1,819,530) 3,593 2,440,424

243 ,440,523 7,099,239 10,589, ,500 2,391,334 4,475, , , ,014 5,291,212 9,698,361 15,850, (55,330) (133,616) (219,470)... 5,235,882 9,564,745 15,630, ,080,736 9,460,775 15,692, , , , ,488 38, ,649 23, , ,709 18,029 6,702 1, , ,707 14,070 25,777

244 , ,848 1,405,437 4,230,954 88,778 6,269, ,611 12, , ,833 8,041 8,294 64, , , , ,292 1,426,005 4,239,248 88,778 6,820, , , , , ,957 13, , ,844 23, , ,002 2,060,741 1,838,539 4,072, ,595 8, , ,435 2,327,063 2,294,978 23,621 5,253, , ,857 (901,058) 1,944,270 65,157 1,566,451

245 , ,150 2,571,826 8,185,185 43,360 11,636, ,378 10, , ,203 8,045 9, , , , ,478 1,212,731 2,589,981 8,194,481 43,360 12,390, , ,291 57, , ,422 13, , ,439 18,784 1,039, ,972 3,172,356 4,868,230 8,492, ,684 2,123 5, , ,097 3,350,489 5,743,792 18,784 9,772, , ,634 (760,508) 2,450,689 24,576 2,617, ,431 1,217,783 4,225,974 13,546,284 5,988 19,044, ,230 6,000 16,734 38, ,838 24, , ,955 20, , , ,000 1,309,851 4,256,640 13,583,973 5,988 19,658, , , , , ,870 59,731 1,490,744 13,140 1,695, ,133,633 3,552,795 7,835,068 12,521, ,780 1, ,725 2,051,965 3,771,471 9,327,592 13,140 15,174, ,275 (742,114) 485,169 4,256,381 (7,152) 4,483,559

246 (1)(5) (2) (3) (4) ,427,499 2,423,546 4,851, ,427,499 3,198,141 5,625, (1) ,427.5 (2) ,189, (3) 1,692,755,580 (4) (5)

247

248 38.25%36.87% A A.76(1) I 14A.34, 14A.35, A.49, 14A.71 14A.34, 14A.35, A.49, 14A.71 14A.34, 14A.35, A.49, 14A.71 14A.34, 14A.35, A.49, 14A.71 14A.34, 14A.35, A.49, 14A

249 III 14A.34, 14A.35, , , A.36, 14A.49, 14A

250 (i) (ii) (iii) % 14A.76(1) I 2.

251 (i) (ii) 10% (iii) %30%

252

253 (i) (ii) %(iii) (iv)

254 (i)(ii) (i) (ii) (iii)

255 (i) % (ii) (iii) 6.

256 (i)

257 20% (ii)(iii) 14A.52 II ,000 95%5%

258 , %127 (i) (ii)(iii)(iv)(v) (vi)(vii)(viii)(ix)

259 (i) (ii) (i) (ii) ,689.02, (i) (ii)(iii) 20141, ,141.9 (iv) (i) (ii)

260 I I I I

261 I I I I

262 (i)(ii) (i) (ii)

263

264 I 0.1%5%I 14A.3514A.4914A II5% II14A.3514A.36 14A.4914A.71 I II II A

265 } } }

266

267 %

268 %

269 Evergreen Evergreen 0.9%0.45% Evergreen

270 7.16% % %

271

272 Finafrica Foundation 19898

273

274 13.51(2) (i) (ii) (iii) (iv) 3.1 (a) XV (2)(h)(v)

275

276

277 (i) (ii) (iii) (iv)

278 C.3 B.1

279 A.5 3A.19 3A.23 (a) (b) (c) (d) 13.10

280

281 XV23 10% ,000, % ,478, % ,326, % CITIC Capital China Partners II, L.P ,326, % CCP II GP Ltd ,326, % CCP LTD ,326, % CITIC Capital Partners Limited ,326, % CITIC Capital Holdings Limited ,326, % CP Management Holdings Limited ,326, % Doyle, Brian Joseph ,326, % ,326, % ,243, % ICBC International Finance Limited ,243, % ICBC International Holdings Limited ,243, % ,243, % Rollcash Investments Limited ,243, % ,243, %... 96,487, % Healthcare Ventures Holdings Limited... 96,487, % ,487, % Chow Tai Fook (Holding) Limited ,487, %

282 Chow Tai Fook (Capital) Limited ,487, % Cheng Yu Tung Family (Holdings) Limited ,487, % Cheng Yu Tung Family (Holdings II) Limited ,487, % (1) 647,478,700584,000,39563,478, ,478,700 (2) CITIC Capital China Partners II, L.P.CITIC PartnersCITIC Partners CCP II GP LimitedCCPIICCP LTD.CCP LTD.CITIC Capital Partners LimitedCITIC Capital PartnersCITIC Capital PartnersCITIC Capital Holdings LimitedCITIC Capital HoldingsCP Management Holdings LimitedCP Management51%49%CP ManagementDoyleBrian Joseph CITIC PartnersCCPIICCP LTD.CITIC Capital PartnersCITIC Capital HoldingsCP ManagementDoyleBrian Joseph (3) ICBC International Finance LimitedICBCI Finance51%ICBCI Finance ICBC International Holdings LimitedICBCI Holdings ICBCI FinanceICBCI Holdings (4) Rollcash Investments LimitedRollcash49%40% Rollcash ICBCI Finance Rollcash (5) Healthcare Ventures Holdings LimitedHealthcare VenturesHealthcare VenturesChow Tai Fook Enterprises Limited Chow Tai Fook (Holding) LimitedCTFHCTFHChow Tai Fook (Capital) LimitedCTFC78.58%CTFCCheng Yu Tung Family (Holdings) Limited CYTFCheng Yu Tung Family (Holdings II) LimitedCYTFII48.98%46.65% Healthcare VenturesCTFH CTFC CYTF CYTFII XV23 10%

283 1,269,566, ,189,500 1,692,755,580 63,478, (1)(a) 25%

284 (i) 20% (ii)

285 10%

286 8.84 3,566 4, ,040 4, ,091 3, % 20.0%

287 15.0% 10.0% 10.0%

288 ,900,000(i)47.71% (ii)11.93% (iii)11.50% ,405,000(i)41.45% (ii)10.36%(iii) 9.99% ,060,000 (i)36.64%(ii) 9.16%(iii) 8.83%

289 ,285,000(i)7.16% (ii)1.79%(iii) 1.72% ,311,000 (i)6.22%(ii) 1.55%(iii) 1.50% ,259,000(i) 5.50%(ii)1.37% (iii)1.32%

290 Nikko Asset Management Nikko Asset Management Asia LimitedNikko AM AsiaDBS Asset Management Ltd Nikko AM Asia 20,190,000(i)4.77% (ii)1.19%(iii) 1.15%8.84 Nikko AM Asia17,540,500 (i)4.14%(ii) 1.04%(iii) 1.00%10.00 Nikko AM Asia15,506,000(i) 3.66%(ii) 0.92%(iii)0.88% Nikko AM Asia (Monetary Authority of Singapore) (Securities and Futures Act of Singapore) (Financial Advisers Act of Singapore)

291 Nikko AM Asia DBS Asset Management LtdNikko Asset Management Singapore Limited Nikko AM Asia Nikko AM Asia Nikko 1,600 YFD Yi Fang Da Apollo Inv. LimitedYFD YFD 30,285,000(i)7.16% (ii)1.79%(iii) 1.72%8.84 YFD26,311,000 (i)6.22%(ii) 1.55%(iii) 1.50%10.00 YFD23,259,000(i) 5.50%(ii)1.37% (iii)1.32% YFD

292 Guangfa Global Opportunity Investment Discretionary Account ,285,000(i)7.16% (ii)1.79%(iii) 1.72% ,311,000(i) 6.22%(ii) 1.55%(iii)1.50% ,259,000(i)5.50% (ii)1.37% (iii)1.32%

293 ,285,000(i)7.16% (ii)1.79%(iii) 1.72% ,311,000 (i)6.22%(ii) 1.55%(iii) 1.50% ,259,000(i) 5.50%(ii) 1.37%(iii)1.32%

294 ,190,000(i)4.77% (ii)1.19%(iii) 1.15% ,540,500(i) 4.14%(ii) 1.04%(iii)1.00% ,506,000(i)3.66% (ii)0.92% (iii)0.88% ,095,000(i)2.39% (ii)0.60%(iii) 0.57%8.84 8,770,000 (i)2.07%(ii)

295 0.52%(iii) 0.50% ,753,000(i) 1.83%(ii)0.46% (iii)0.44% Heywin Heywin Investments LimitedHeywin Heywin 10,095,000(i)2.39% (ii)0.60%(iii) 0.57%8.84 Heywin8,770,000(i) 2.07%(ii) 0.52%(iii)0.50% 10.00

296 Heywin7,753,000(i)1.83% (ii)0.46% (iii)0.44% HeywinTCL TCL TCL ,095,000(i)2.39% (ii)0.60%(iii) 0.57%8.84 8,770,000 (i)2.07%(ii) 0.52%(iii) 0.50% ,753,000(i) 1.83%(ii)0.46% (iii)0.44% 20114

297 Estate Summer Estate Summer LimitedEstate Summer Estate Summer 10,095,000(i)2.39% (ii)0.60%(iii) 0.57%8.84 Estate Summer8,770,000 (i)2.07%(ii) 0.52%(iii) 0.50%10.00 Estate Summer7,753,000(i) 1.83%(ii)0.46% (iii)0.44% Estate Summer Estate Summer

298 (a) (b) (c)

299

300 (a) (i) (ii) (iii) (iv)

301 (v) (vi) (vii) (viii) (ix) (x) (xi) (xii) (xiii) (xiv)

302 (xv) (xvi) (1) (2) (3) (4) (b) (i)

303 (ii) (iii) (iv) (v) (vi) (vii) (viii) (ix)

304 (A) (B) 10.07(1) 10.07(2)(2) GT(a) GT (b) (a)gt 10.07(2)(2) 155 (a) 10.07(2) GT

305 (b) GT 2.07C (i) (ii) (iii) (i)(ii) (iv) (i)(ii)(iii)

306 (i)(ii)(iii) (i)(ii)(iii) 30 63,478, %

307 2.5% 1.0% (a)

308 (b) 3A.07

309 42,319,000 S 144A 380,870, AS QDII QDII

310 (i) (ii) 10%

311

312 11. (a) (b) (c) (d)

313 201577(a) (b) 42,319, ,189,00010% 2.5% 21,159,50021,159, ,159,500 50%

314 184.2 (a)15 50(b)50100(c) ,957,000169,276,000211,595,000 30%(a)40%(b) 50%(c)

315 % %0.005% ,870,500 90% 22.5% 144A S

316 30 63,478,000 15% 3.75% 8,463, % 10.07(1)(a) 10.07(3) (a)(b)

317 30 63,478, %

318 (i) (ii) (i) (A) (1) (2) (B) (A) (C) (i) (D) (ii)(a)(2)(ii)(b)(ii)(c)

319

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347 (d) * * * * ,362 24,392 (96,217) 322, , , , , ,291 (394,362) 380, (25,310) (25,310)... 17,750 (17,750) ,291 42, , ,003 * * * ,291 42, , , , , , , ,320 (31,320) ,291 73, ,793 1,168,743

348 * * * * ,291 73, ,793 1,168, , , ,026 1, , , , , , ,742 4, (8,264) (8,264)... 45,666 (45,666) ,579,905 4, ,128 1, ,501 2,427,499 * ,712,000393,452,000847,594,000

349 (e) , , , , , , (3,421) (1,593) (2,482) ,893 (2,562) (4,079) ,560 16,339 15, ,919 78,286 85, (2,913) (49,887) 13, , , ,376 1,320, (269) (2,274,505) (4,406,397) (6,175,768)... 13,515 (194,068) 281, ,671 20,515 15, ,703 (312,207) 613, , , , (115,426) 2, , (1,403,363) (3,690,474) (3,150,315)... (134,262) (321,735) (795,641)... 3,421 1,593 2, (58,700) (108,801) (167,241)... (1,592,904) (4,119,417) (4,110,715)

350 (60,492) (582) (741)... (60,492) (582) (741) , , (50,000) (632,836)... 2,132,227 5,564,235 6,206, (755,236) (1,363,019) (2,076,004)... (64,041) (124,377) (100,504)... 36,113 64, , (77,939)... 1,679,992 4,140,880 4,247, ,596 20, , , , , (750) (9,863) (1,876) , , , , , , , ,787 75, , , , , , ,569

351 (f) , ,475 1,477, , , ,475 1,485, , , , ,685 87, , , ,443 19, , , ,443 40, (307) 81, , ,168 1,567, , , , ,168 1,559, , ,291 1,579, (4,537) (28,123) (20,805) , ,168 1,559,100

352 II %49.2% (a) (b) ,525,60062,525,6001 (c)

353 ... (i) 203,887, (ii) (ii) (iii) 50,000, (i) (ii) (iii)

354 ,538,

355 (2011)

356 (a) (b) (c) 5

357

358 (a) (i) (ii) (iii) (b) (i) (ii) (iii) (iv) (v) (vi) (a) (vii) (a)(i) 5

359 % % % %12.50% %

360 39

361 39

362 (a)(b) (a) (b)

363

364

365 39 39

366

367 (a) 12 (b) (c)

368

369 (a) (b) (c) (d)

370 (e) 29

371

372 4.

373

374 5. (a) (b) 10%

375 , ,212 1,043, , , , ,941 19,974 17, ,338 14,705 18, (17,867) (11,947) (14,834) 593, ,458 1,552, ,421 1,593 2, ,914 49, ,562 4, a 646 4, ,102 6,393 54,887 15,419 6a , ,756

376 , , , ,634 7,759 8, ,783 15,411 14, ,137 10,937 14, ,093 1,467 1, ,000 95, , , ,340 5,099 6, ,789 9,930 15,990 67, , , ,919 78,286 85, (2,914) (49,887) 13, ,893 (2,562) (4,079)... 6,426 7,974 7,110

377 ,000 1,250 1,338 * , , ,699 2,203 4,766 * (a)

378 (b) 2012 (i)... 1, , , , (i)... 1, , , , (i)... 1,250 1,100 1, ,293 (ii) (ii)... 1,338 1,165 2, ,766

379 (i) (ii) ,823 2,412 1, ,115 5,497 5, ,053 8,036 8, ,000, ,000,0011,500, ,500,0012,000, ,000,0012,500, ,500,0013,000, ,000,0013,500, ,500,0014,000, ,000,0014,500,

380 , , , (2,562) (14,033) (6,541)... 61, , , % %

381 , , ,082 25%... 59, , , (14) 39 (79) (26) (1) (77) , , , (b)157, ,0009,230, ,310 8,264

382 13. 62,525, (b) ,652, ,738, ,638, ,480, ,996, ,467,

383 , ,043 71, , (209) (219) (1,336) (8,679) (97) (10,540)... 1, ,707 62, , , ,707 62, , , , (190) (87) (446) (7,783) (54) (8,560) , ,485 56, , , ,267 72, , (399) (306) (1,782) (16,462) (151) (19,100)... 2, ,485 56, ,408

384 , ,267 72, , (399) (306) (1,782) (16,462) (151) (19,100)... 2, ,485 56, , , ,485 56, , , , (296) (85) (480) (15,411) (67) (16,339) , , , , , , , , (695) (391) (2,262) (31,873) (218) (35,439)... 1, , , ,465

385 , , , , (695) (391) (2,262) (31,873) (218) (35,439)... 1, , , , , , , , (312) (66) (452) (14,248) (72) (15,150) , ,495 86, , , , , , (1,007) (457) (2,714) (46,121) (290) (50,589)... 1, ,495 86, , , ,475 1,477, ,955

386 ,595 5,807 1, LIBOR 149,000,000255,000,000165,669, ,000, ,000,000165,669, ,893,0002,562,000 4,079, ,775 3,321 3, ,534,912 2,584,306 4,167, ,724,072 6,980,698 11,471,343 5,258,984 9,565,004 15,639, ,355

387 19a b*... 6,301,989 11,731,697 19,203, (1,010,777) (2,033,336) (3,353,454) 19b*... 5,291,212 9,698,361 15,850,139 19d*... 23, , ,314,314 9,698,620 15,858,799 19c... (55,330) (133,616) (219,470) 5,258,984 9,565,004 15,639, d*... 3,355 * 19e 19b(1) ,000,404 7,328,876 10,410, ,559,572 3,028,500 6,024, ,812 1,009,826 2,017, , , , ,301,989 11,731,697 19,203, ,252,975 5,904,500 8,325, ,363,289 2,568,654 5,072, , ,124 1,784, , , , ,291,212 9,698,361 15,850,139

388 19b(2) ,954,458 3,439,595 5,550, ,632,257 3,029,942 4,926, ,288,515 2,497,656 4,128, ,426,759 2,764,504 4,596, ,301,989 11,731,697 19,203, ,538,840 2,627,815 4,243, ,340,473 2,425,893 3,920, ,109,915 2,118,114 3,495, ,301,984 2,526,539 4,190, ,291,212 9,698,361 15,850,139 19c ,743 13,189 44,251 17,668 42,141 89,365 33,411 55, , (2,554) 31,062 12,948 24,473 47,224 72,906 21,919 78,286 85, ,189 44,251 57,199 42,141 89, ,271 55, , , ,405,728,0002,969,684,0006,321,196,00024

389 19d , , , , , ,355 19e ,205 41,985 27, ,002 16,148 10, (i) 50,701 38,367 25, (i) 19,501 14,757 9, (ii) 1, (ii) 5,013

390 (i) 6.01% (ii) , , ,864 13,635 32, a 1,576 1, ,329 56, ,208 34, , , ,105 3, , a 8, , ,105 20,554 8, , ,313 55, ,333 20a ,000 1,576 1, ,329

391 , , , ,685 87, ,590 24, , , , ,685 87, , , , , , , ,685 87, ,365,000436,065,000447,218, ,341, ,677,000100,504, ,700,0007,700, ,790,000 31,792,000223,174,000

392 , , , ,983 22a , , , , a , , , ,114 8,212 6, ,270 3,135 4, ,412 43,162 45, , , ,422

393 22a , , , ,735 55,043 63, ,225 35,584 52,075 4, , , ,630 2,789 1,569 1, a 161, ,979 22,506 13, ,813 2,103 5, ,859 18,347 61, ,645 12, , ,865 1, , , , ,443 19,238

394 , ,761 1,182, ,078 27,411 50, a 34, , ,172 1,232, ,613 1,118,154 1,558, ,443 19,238 23a ,885 40, , , ,125 21, ,889 4, ,340 1, , , ,979 22,506 13,146

395 (%) (%) (%) , , ~ , ~ , ~ , ~ , ~ ,145, ~ ,507, ~ , ~ , ~ , ~ , ~ , , ~ , ~ ,130, ~ ,383, ~ ,024,644 2,064,506 3,358,354 4,118, ~ ~ , ~ ~2018 2,277, ~ ~2019 1,942, ~ ~2016 1,787, ~ ~2017 3,040, ~ ~ , ~ ~ , ~ , , ~ ~ , ,591, ~ , ,892 1,724,193 4,547,462 7,290,065 3,788,699 7,905,816 11,408,252

396 (%) (%) (%) ,000 4, ,835 1,691,536 2,501, ,197 1,724,734 2,551, ,480 2,340,349 2,431,295 1,763,512 5,756,619 7,483, ,231,671 1,666,818 1,617,187 4, , , , ,488 10,617 1,796,004 2,025,187 2,149,197 3,924,823 4,000 3,788,699 7,905,816 11,408,252 4,000 (a) (b) (c) ,600,000, % ,187,611,00022,987, ,133,758,0001,803,876,0001,396,613, ,082,0002,110,676,0002,115,069,000 1,405,728,0002,969,684,000 2,899,363, ,082,0001,057,437,0001,974,127,000

397 ,334,000 1,234,222, ,676 2, (224) 4, , ,076 2,149 7, ,076 2,149 7, ,327 10,673 (697) 18, ,711 15,749 1,452 25, ,711 15,749 1,452 25, ,986 8,848 (1,007) , ,697 24, ,989

398 , , , , , , , , , ,923 15,956 22, % % ,337,000513,220,000915,031,000

399 , , , , , , , , (75,999) , (288,836) , ,599, ,599, ,913, ,291, ,291,407 1,579,905,436

400 (a) ,599, ,599, ,291, ,599, ,599, ,291, ,599, ,599, ,291,407 (b) ,314, ,314, ,614, ,913, ,913,216 1,579,905,436 (a) ,525,60062,525, ,265,6799,807,937 50,265,6799,807,937 (b) ,000,000 50,000, ,314,000 81,314, (a)

401 10% 50% 25% (b) (4,694) (4,694) (4,694) 157 (4,537)... (466) (466)... (23,120) (23,120) (27,814) (309) (28,123)... 9,230 9, ,742 4, (8,264) (8,264)... 1,610 1, ,742 (26,204) 657 (20,805)

402 ,177, % ,302, ,742, (a) ,955, ,278 1,278 1,278

403 ,591, (a) 14 (b) ,264 5,293 14, ,034 5,643 14, (a) ,499

404 (b) , , , , 20, 21, 22, 2324 (a) 1988 (i) ,509 2, ,632 10,812 (ii)

405 0.35% (iii) ,013 (iv) , ,700 11,300 7, ,154 17,433 (v) ,519 3,534 3, ,840 6,459 9,

406 (vi) , ,883 57,179 65, ,212 8,167 7, %6.10% (vii) (viii) ,099 2,885 2, ,425 1, %6.41% (i)(ii)(iii)(iv)(v)(vii)a (b) 24

407 (c) ,777 4,047 4, , ,777 4,047 7, ,258,984 9,565,004 15,639, , ,488 38, , , , , , ,569 5,809,143 10,318,867 16,232, ,955 5,809,143 10,318,867 16,253,321

408 , , , ,133 1,049,850 1,446, ,788,699 7,905,816 11,408,252 4,982,886 9,190,263 13,811, ,595 5,807 1,780 4,991,481 9,196,070 13,812, , , , ,685 87, , , ,865 15, , ,865 19, ,064,000

409 90% 10%30% ,955, ,955, ,064, ,955, ,955,

410 ,591,521 1,600,032

411 ,595 8, ,807 5,807

412 ,780 1, ,955 20, ,600,032 1,600,

413 ,365 10,570 40, (19,365) (10,570) (40,558)

414 ,601 4,654, , ,731 5,258, , , ,041 64, , , ,882 5,026, , ,731 5,809, , , ,396 2,183 36, ,064 18, , ,843, , ,420 3,788, ,595 8, ,045 2,846, , ,484 18,353 4,991, (606,163) 2,179,909 (341,978) (395,753) (18,353) 817, ,849,705 1,475,015 1,239,524 9,565, , , , , , , ,362 7,292,966 1,475,015 1,239,524 10,318, , , ,631 5,014 33, ,963 13,855 1,049, ,485,610 1,152, ,892 7,905, ,807 5, ,035 6,490,624 1,185, ,855 13,855 9,196, (330,673) 802, , ,669 (13,855) 1,122,797

415 ,660 10,412,906 3,864,863 1,352,900 15,639, ,964 38, ,927 24, , ,955 20, , , , ,119 10,802,907 3,889,440 1,373,855 16,253, , , ,990 3,138 49,172 1,173,017 9,126 1,446, ,701,927 1,277,675 2,428,650 11,408, ,780 1, ,170,192 7,705,065 1,326,847 3,601,667 9,126 13,812, (983,073) 3,097,842 2,562,593 (2,227,812) (9,126) 2,440, (1)

416 ,685 5, ,685 5, ,865 4, ,865 4, (4,865) 5, ,130 31, ,264 8, ,355 3, ,311 77,820 87, ,060 77, , ,000 4, ,020 15, ,779 4,000 19, ,281 77,820 (4,000) 110,101

417 (1) 16,182 28,170 18,159 1 (16,182) (28,170) (18,159) ,258,984 5,258, , , ,041 64, ,904 1, , ,808,067 1, ,809, , , , , , ,292,426 1,496,273 3,788, ,595 8, ,372,200 1,619, ,991, ,435,867 (1,618,204) (1) 817,662

418 ,565,004 9,565, , , , , ,278 4,593 1, , ,313,147 4,593 1,127 10,318, , , , ,553 1,049, ,259,447 2,646,369 7,905, ,807 5, ,373,341 2,822,729 9,196, ,939,806 (2,818,136) 1,127 1,122, ,635,974 3,355 15,639, , , ,955 20, , , ,291 81, , ,167,558 81,409 4,354 16,253, , , ,425,849 20, ,446, ,529,685 1,878,567 11,408, ,780 1, ,911,197 1,900, ,812, ,256,361 (1,819,530) 3,593 2,440,424

419 ,558 1,127 5, ,558 1,127 5, ,865 4, ,865 4, (307) 1, ,355 3, , , ,264 8, ,068 77, , ,332 77,194 4, , ,138 4, , ,000 4, ,138 4, , ,194 72,314 3, ,101

420 % % %... 4,440, ,099, ,589, , ,391, ,475, , , , ,291, ,698, ,850, , , , ,235,882 9,564,745 15,630,669 19, 2032

421 ,080,736 9,460,775 15,692, , , , ,488 38, ,721,000149,106,00025,777, ,649 23, , ,709 18,029 6,702 1, , ,707 14,070 25,777

422 ,755 88, ,129

423 , ,848 1,405,437 4,230,954 88,778 6,269, ,611 12, , ,833 8,041 8,294 64, , , , ,292 1,426,005 4,239,248 88,778 6,820, , , , , ,957 13, , ,844 23, , ,002 2,060,741 1,838,539 4,072, ,595 8, , ,435 2,327,063 2,294,978 23,621 5,253, , ,857 (901,058) 1,944,270 65,157 1,566, , ,150 2,571,826 8,185,185 43,360 11,636, ,378 10, , ,203 8,045 9, , , , ,478 1,212,731 2,589,981 8,194,481 43,360 12,390, , ,291 57, , ,422 13, , ,439 18,784 1,039, ,972 3,172,356 4,868,230 8,492, ,684 2,123 5, , ,097 3,350,489 5,743,792 18,784 9,772, , ,634 (760,508) 2,450,689 24,576 2,617,905

424 ,431 1,217,783 4,225,974 13,546,284 5,988 19,044, ,230 6,000 16,734 38, ,838 24, , ,955 20, , , ,000 1,309,851 4,256,640 13,583,973 5,988 19,658, , , , , ,870 59,731 1,490,744 13,140 1,695, ,133,633 3,552,796 7,835,068 12,521, ,780 1, ,725 2,051,965 3,771,471 9,327,592 13,140 15,174, ,275 (742,114) 485,169 4,256,381 (7,152) 4,483, (1) 157

425 ,685 5, ,685 5, ,865 4, ,865 4, ,685 (4,865) ,000 16,000 8,130 31, ,264 8, ,355 3, ,131 87, ,131 10,355 24,264 8, , ,000 4, ,756 8,264 15, ,515 12,264 19, ,131 2,840 12,000 8, ,101

426 , , , , , , , ,788,699 7,905,816 11,408, ,003 1,168,743 2,427, % 676.4% 470.0%

427 ,881,406 10,457,837 16,311, , , , ,573,585 10,144,524 15,945, ,847 1,169,050 2,345, (a) ,141.9ABSABS %6.43% ABSABS ABS41

428 ,384.3 (b) ,913,216 1,269,566,080 III

429 A (1)(5) (2) (3) (4) ,427,499 2,423,546 4,851, ,427,499 3,198,141 5,625, (1) ,427.5

430 (2) ,189, (3) 1,692,755,580 (4) (5)

431 B II-1II A

432 4.29(7)

433 (a) (b) (c) 4.29(1)

434 (a) (b) (c) (d) (e) (f) (g) (i) (ii)

435 (h) % (a)

436 (b) (c) (d) 4 5 (a) (b) (c) (d) (e)

437 28(a) (b) %

438 (a) (b) 95% (a)(c) (d)

439 15 (i) (ii) 16 (a) (b) (c) 5% (d) 5% (a)

440

441 22 (a) (b) (A) (B) (A)7 (C) (A) (a) (d) (b) (c)

442 (a) (e)

443 (a)

444 (b) (c) (d) (e) (f) (g) (h) 5% (a)

445 (a) (b) (c)

446

447 40 (a) 41 (b) (a) (b) (a)(i) (a)(ii) (a)(i)(A) 152(a)(ii)(A) (a)(i)(B) 152(a)(ii)(B) (b)

448 (a) (i) (ii) (b) (i) (ii)

449 (iii) (iv) (v) (a) (a)

450 (b) (c) (d) (c) (a)(d) (a) (b) (c)

451 ,525,60062,525, (a) 62,525,6001 (i) ,073,616150,265,679 9,807,937150,265,679 9,807, ,599,216122,599,2161 (ii) ,599,216172,599,2161 (iii) ,314, ,913,216 (iv) ,269,566,080

452 (b) 1,269,566, ,189,500 1,692,755,580 1,756,233,580 (c)

453 (a) (5) (b) (c) (i) (ii) (aa)20% (bb)(iii) (iii) 10%

454 (iv) (iii) (d) (i) Universal Number Universal Number One Co., Ltd. Two Co., Ltd. (ii) (iii) (iv) (v) (vi) ,887,616 (vii) (viii) 100% 100% 100% (%)

455 4. (i) (ii) (iii) (iv) (v) (25%) 75% (vi) 50 (vii) (viii) 100% (%) 25%12.5

456 ,073,616 85,073, ,000, ,073, ,814, ,887,

457 ,00050,000 1Company Secretaries Limited Grand Ocean Shipping Company LimitedGrand Ocean Grand Ocean ,00050,000 1Company Secretaries Limited Grand Ocean Grand Ocean1 1.6 (a) (i)

458 (ii) (iii) 10% 30 5% (iv) (v) (a) (b)

459 (vi) 30 (vii) (b) (c)

460 (d) 1,692,755, ,275,558 (i) (ii) (iii) ,478, %42.50% 26 25%

461 (A) %... 10%... 10%... 24% , % 10, % 10,000 (1) 30% (2) 24%200111

462 (B) ,500 2, ,0001,000 (A)(B) 2,5001,270(50.8%)1,230 (49.2%) %5% 99%1%

463 (C) (i) ,117, , ,403,000 70,000 (ii) ,12011,440, (D) ,440, ,080, ,50047,520, (E) ,520, ,500 (C)(E)200742, %49.2% (a) (b)

464 (c) (d) 2012 (e) 2012 (i) (ii) % (iii) 30% 2012(xx) 1.5(yy) (f) 20125% (g) 20125% %2012

465 (h) 2012 (xx) 20125% (yy) % (4) (a) 2014 (b) (c) Yi Fang Da Apollo Inv. LimitedYFD YFD30 (d)

466 (e) Nikko Asset Management Asia LimitedNikko AM Asia Nikko AM Asia 20 (f) (g) (h) (i) (j) Estate Summer LimitedEstate Summer Estate Summer 10 (k) (l)

467 附錄四 法定及一般資料 司同意配發及發行按發售價以20百萬美元等額港元可購買的數目認購發售股份 及 (m) 香港包銷協議 2.2 本集團的知識產權 於最後實際可行日期 我們已申請註冊下列對我們的業務屬重大的知識產權 (a) 商標 於最後實際可行日期 本集團成員公司已申請註冊下列對我們的業務屬重大的商標 而各項註冊均尚未獲得批准 編號 商標 類別 申請人 申請地點 申請編號 申請日期 1. 5 環球租賃 中國 年4月25日 環球租賃 中國 年4月25日 3. 7 環球租賃 中國 年4月25日 環球租賃 中國 年4月25日 環球租賃 中國 年4月25日 環球租賃 中國 年4月25日 環球租賃 中國 年4月25日 8. 10, 36, 42, 44 本公司 香港 年2月27日 9. 10, 36, 42, 44 本公司 香港 年2月27日 , 36, 42, 44 本公司 香港 年3月16日 IV-17