ADR
ICC 33-43 avenue du Président Wilson, 75116 Paris, France - 8 12 1202 www.iccwbo.org 2011, 2013, 2017 ICC copyright.drs@iccwbo.org www.iccarbitration.org ICC ICC CCI International Chamber of Commerce World Business Organization, International Court of Arbitration ICC International Court of Arbitration 2018 1
1958 ADR ADR 2012 2017 2017 3 1 2017 200 01
2017 3 1 2017 11 (4) 2014 02 880-4 CHI
07 08 1 : 08 2 : 09 3 : 09 10 4 : 10 5 : 11 6 : 12 14 7 : 14 8 : 15 9 : 15 10 : 16 17 11 : 17 12 : 17 13 : 19 14 : 20 15 : 20 21 16 : 21 17 : 21 18 : 21 19 : 21 20 : 22 21 : 22 22 : 22 23 : 23 24 : 24 25 : 24 26 : 25 27 : 26 28 : 26 29 : 27 30 : 28 03
29 31 : 29 32 : 29 33 : 29 34 : 30 35 : 30 36 : 31 32 37 : 32 38 : 33 34 39 : 34 40 : 34 41 : 34 42 : 34 : 35 1 : 35 2 : 35 3 : 35 4 : 36 5 : 36 6 : 36 7 : 36 04 880-4 CHI
: 37 1 : 37 2 : 38 3 : 38 4 : 39 5 : 40 6 : 40 : 41 1 : 41 2 : 43 3 : 45 : 52 : 54 1 : 54 2 : 55 3 : 56 4 : 56 5 : 56 6 : 57 7 : 58 8 : 58 : 59 1 : 59 2 : 59 3 : 59 4 : 60 5 : 60 61 05
65 1 : 66 2 : 66 3 : 68 4 : 68 5 : 68 6 : 69 7 : 70 8 : 70 9 : 71 10 : 72-73 1 : 73 2 : 73 3 : 74 4 : 74 5 : 75 6 : 75 77 06 880-4 CHI
2017 3 1
1 1 ( ) 2 3 4 5 08 880-4 CHI
(i) (ii) (iii) (iv) (v) 3 1 2 3 3 (2) 09 2 4 3 (3)
4 1 2 3 a) b) c), d) e) f) g) 12 13 h) 4 a) 3 1 b) 10 880-4 CHI
11 5 5 1 a) b) c) d) e) 12 13 f) 2 12 13 3 3 1
4 5 a) b) c) d) 6 6 1 2 3 6 4 12 880-4 CHI
4 6 3 (i) 7 (ii) 9 (a) (b) 6 4 5 6 4 6 6 4 7 6 4 8 9 13
7 1 6 3 7 9 2 a) b) c) 4 3 c) d) e) f) 3 4 4 5 4 5 (1) 4 8 14 880-4 CHI
15 8 1 6 3 (7) 9 23 (4) 2 8 1 4 3 c) d) e) f) 3 16 4 4 a) 4 (5) 5 1a) b) e) f) 5 2 5 3 5 4 9 6 37 23 4
10 a) b) c) 16 880-4 CHI
11 1 17 2 3 11 2 4 5 6 12 13 12 1 2
3 4 5 13 6, 13 7 13 8 12 6 7 13 18 880-4 CHI
13 1 13 2 19 2 3 4 a) b) c) 5
14 1 2 3 15 1 2 3 15 2 4 5 15 1 15 (2) 20 880-4 CHI
16 17 18 1 2 3 19 21
20 21 1 2 3 22 1 2 3 4 5 22 880-4 CHI
23 23 1 a) b) c) d) e) f) g) 2 30 3 23 (2) 4
24 1 22 2 2 3 4 25 1 2 3 24 880-4 CHI
4 5 6 26 1 2 3 4 25
27 ( ) a) b) 34 28 1 2 26 880-4 CHI
1 16 2 27 29 3 4 5 29 14 6 a) 2012 1 1 b) c) 7
30 1 30 2 a) 1 (3) 1 (2) b) 3 a) b) c) 28 880-4 CHI
29 31 1 23 3 24 2 2 32 1 2 3 33 16
34 35 1 2 3 35 1 4 5 6, 30 880-4 CHI
1 2 36 1 3 1 3 32 34 35 4 32 34 35 36 31 36
37 1 a) b) 37 2 7 8 37 4 37 2 3 5 4 7 8 37 37 4 37 4 5 37 32 880-4 CHI
6 7 38 1 2 3 4 5 6 33
39 1 2 39 1 40 / 41 42 34 880-4 CHI
1 1 2 3 2 3 1 2 3 4 5 (, ), 35
4 5 6 7 ADR 36 880-4 CHI
1 1 2 3 4 37 5 6 7 8
2 1 2 3 4 5 3 1 2 38 880-4 CHI
1 1 39 4 2 3 4 5 (a) (b) (c) (d) 6 1 (4) 5 4 (2) 4 (3) 4 (4) 4 (5) b) c)
5 1 / 6 3 13 2 35 2 37 1 37 (6) 2 3 6 34 40 880-4 CHI
1 1 5,000 41 2 37 1, 3 37 6 4 37 2 37 4 5 500,000 6
7 37 5 8 37 3 9 10 11 37 5 12 13 42 880-4 CHI
43 2 1 38 2 2 38 2 3 4 5 6 7
8 9 10 36 2 36 4 11 35 5 12 13 (VAT) 14 VAT 44 880-4 CHI
1 2017 1 1 2 5 150,000 3 2017 3 1 30 (2) b) 4 45 3
46 880-4 CHI A. * 50,000 5,000 50,001 100,000 1.53% 100,001 200,000 2.72% 200,001 500,000 2.25% 500,001 1,000,000 1.62% 1,000,001 2,000,000 0.788% 2,000,001 5,000,000 0.46% 5,000,001 10,000,000 0.25% 10,000,001 30,000,000 0.10% 30,000,001 50,000,000 0.09% 50,000,001 80,000,000 0.01% 80,000,001 500,000,000 0.0123% 500,000,000 150,000 (* ) 47 B. ** 50,000 3,000 18.0200% 50,001 100,000 2.6500% 13.5680% 100,001 200,000 1.4310% 7.6850% 200,001 500,000 1.3670% 6.8370% 500,001 1,000,000 0.9540% 4.0280% 1,000,001 2,000,000 0.6890% 3.6040% 2,000,001 5,000,000 0.3750% 1.3910% 5,000,001 10,000,000 0.1280% 0.9100% 10,000,001 30,000,000 0.0640% 0.2410% 30,000,001 50,000,000 0.0590% 0.2280% 50,000,001 80,000,000 0.0330% 0.1570% 80,000,001 100,000,000 0.0210% 0.1150% 100,000,001 500,000,000 0.0110% 0.0580% 500,000,000 0.0100% 0.0400% (** ) 48
( ) ( ) 50,000 5,000 50,001 100,000 5,000 + 50,000 1.53% 100,001 200,000 5,765 + 100,000 2.72% 200,001 500,000 8,485 + 200,000 2.25% 500,001 1,000,000 15,235 + 500,000 1.62% 1,000,001 2,000,000 23,335 + 1,000,000 0.788% 2,000,001 5,000,000 31,215 + 2,000,000 0.46% 5,000,001 10,000,000 45,015 + 5,000,000 0.25% 10,000,001 30,000,000 57,515 + 10,000,000 0.10% 30,000,001 50,000,000 77,515 + 30,000,000 0.09% 50,000,001 80,000,000 95,515 + 50,000,000 0.01% 80,000,001 100,000,000 98,515 + 80,000,000 0.0123% 100,000,001 500,000,000 100,975 + 100,000,000 0.0123% 500,000,000 150,000 (* ) 46 47 A. (*)
48 880-4 CHI B. ( ** ) ( ) ( ) 50,000 3,000 18.0200% 50,001 100,000 3,000 + 50,000 2.6500% 9,010 + 50,000 13.5680% 100,001 200,000 4,325 + 100,000 1.4310% 15,794 + 100,000 7.6850% 200,001 500,000 5,756 + 200,000 1.3670% 23,479 + 200,000 6.8370% 500,001 1,000,000 9,857 + 500,000 0.9540% 43,990 + 500,000 4.0280% 1,000,001 2,000,000 14,627 + 1,000,000 0.6890% 64,130 + 1,000,000 3.6040% 2,000,001 5,000,000 21,517 + 2,000,000 0.3750% 100,170 + 2,000,000 1.3910% 5,000,001 10,000,000 32,767 + 5,000,000 0.1280% 141,900 + 5,000,000 0.9100% 10,000,001 30,000,000 39,167 + 10,000,000 0.0640% 187,400 + 10,000,000 0.2410% 30,000,001 50,000,000 51,967 + 30,000,000 0.0590% 235,600 + 30,000,000 0.2280% 50,000,001 80,000,000 63,767 + 50,000,000 0.0330% 281,200 + 50,000,000 0.1570% 80,000,001 100,000,000 73,667 + 80,000,000 0.0210% 328,300 + 80,000,000 0.1150% 100,000,001 500,000,000 77,867 + 100,000,000 0.0110% 351,300 + 100,000,000 0.0580% 500,000,000 121,867 + 500,000,000 0.0100% 583,300 + 500,000,000 0.0400% (** ) 46
A. 50,000 * 5,000 50,001 100,000 1.53% 100,001 200,000 2.72% 200,001 500,000 2.25% 500,001 1,000,000 1.62% 1,000,001 2,000,000 0.788% 2,000,001 5,000,000 0.46% 5,000,001 10,000,000 0.25% 10,000,001 30,000,000 0.10% 30,000,001 50,000,000 0.09% 50,000,001 80,000,000 0.01% 80,000,001 500,000,000 0.0123% 500,000,000 150,000 (* ) 50 B. ** 50,000 2,400 14.4160% 50,001 100,000 2.1200% 10.8544% 100,001 200,000 1.1448% 6.1480% 200,001 500,000 1.0936% 5.4696% 500,001 1,000,000 0.7632% 3.2224% 1,000,001 2,000,000 0.5512% 2.8832% 2,000,001 5,000,000 0.3000% 1.1128% 5,000,001 10,000,000 0.1024% 0.7280% 10,000,001 30,000,000 0.0512% 0.1928% 30,000,001 50,000,000 0.0472% 0.1824% 50,000,001 80,000,000 0.0264% 0.1256% 80,000,001 100,000,000 0.0168% 0.0920% 100,000,001 500,000,000 0.0088% 0.0464% 500,000,000 0.0080% 0.0320% 49 (** ) 51
50 880-4 CHI A. ( * ) ( ) ( ) 50,000 5,000 50,001 100,000 5,000 + 50,000 1.53% 100,001 200,000 5,765 + 100,000 2.72% 200,001 500,000 8,485 + 200,000 2.25% 500,001 1,000,000 15,235 + 500,000 1.62% 1,000,001 2,000,000 23,335 + 1,000,000 0.788% 2,000,001 5,000,000 31,215 + 2,000,000 0.46% 5,000,001 10,000,000 45,015 + 5,000,000 0.25% 10,000,001 30,000,000 57,515 + 10,000,000 0.10% 30,000,001 50,000,000 77,515 + 30,000,000 0.09% 50,000,001 80,000,000 95,515 + 50,000,000 0.01% 80,000,001 100,000,000 98,515 + 80,000,000 0.0123% 100,000,001 500,000,000 100,975 + 100,000,000 0.0123% 500,000,000 150,000 (* ) 49
( ) ( ) 50,000 2,400 14.4160% 50,001 100,000 2,400 + 50,000 2.1200% 7,208 + 50,000 10.8544% 100,001 200,000 3,460 + 100,000 1.1448% 12,635 + 100,000 6.1480% 200,001 500,000 4,605 + 200,000 1.0936% 18,783 + 200,000 5.4696% 500,001 1,000,000 7,886 + 500,000 0.7632% 35,192 + 500,000 3.2224% 1,000,001 2,000,000 11,702 + 1,000,000 0.5512% 51,304 + 1,000,000 2.8832% 2,000,001 5,000,000 17,214 + 2,000,000 0.3000% 80,136 + 2,000,000 1.1128% 5,000,001 10,000,000 26,214 + 5,000,000 0.1024% 113,520 + 5,000,000 0.7280% 10,000,001 30,000,000 31,334 + 10,000,000 0.0512% 149,920 + 10,000,000 0.1928% 30,000,001 50,000,000 41,574 + 30,000,000 0.0472% 188,480 + 30,000,000 0.1824% 50,000,001 80,000,000 51,014 + 50,000,000 0.0264% 224,960 + 50,000,000 0.1256% 80,000,001 100,000,000 58,934 + 80,000,000 0.0168% 262,640 + 80,000,000 0.0920% 100,000,001 500,000,000 62,294 + 100,000,000 0.0088% 281,040 + 100,000,000 0.0464% 500,000,000 97,494 + 500,000,000 0.0080% 466,640 + 500,000,000 0.0320% (** ) 49 51 (**) B.
a) b) c) d) (i) (ii) (iii) (iv) (v) e) ( ) 52 880-4 CHI
f) g) h) (i) (ii) Controlling Time and Costs in Arbitration () 53
1 1 29 2 3 a) b) c) d) e) f) g) h) 7 1 i) 4 54 880-4 CHI
5 29 5 6 6 2 1 2 16 6 (4) 3 4 5 6 55
3 1 2 4 1 18 (1) 2 5 1 2 3 2 56 880-4 CHI
1 29 2 2 29 1 3 4 2 3 5 6 4 3 2 6 a) 1 6 b) 3 c) d) 7 8 16 57 6
7 1 40,000 10,000 30,000 1 5 40,000 2 3 4 5 1 5 5,000 8 1 2 3 58 880-4 CHI
1 1 30 2 30 (2) a) 2,000,000 3 5 30 (3) 4 / 2 1 2 3 1 23 2 59
3 24 15 4 5 4 1 31 (2) 2 5 60 880-4 CHI
,, 30 (2) (b) 62 880-4 CHI
30 (2) (b) 1 (3) [ ] 78-80 ADR www.iccarbitration.org 63
64 880-4 CHI
2014 1 1
1 1 ADR 2 3 4 5 2 1 a) 66 880-4 CHI
b) 67 c) d) e) ; f) g) h) 2 3 4 5 6
3 1 2 1 a) g) 2 3 4 15 4 1 2 5 1 2 68 880-4 CHI
3 4 5 6 6 1 2 2 3 2 2 3 69
3 4 5 6 7 7 1 2 8 1 3 4 8 1 a) 70 880-4 CHI
b) 7 2 c) d) e) 71 f) g) 2 8 1 b) d) 9 1 a) b) 2 a)
b) c) d) e) 10 1 2 3 4 5 6 72 880-4 CHI
- 1 3,000 2 1 5,000 200,000 200,001 10,000 2,000,000 2,000,001 15,000 10,000,000 10,000,001 20,000 50,000,000 50,000,001 25,000 100,000,000 100,000,000 30,000 73 2 20,000 3 4 2(1) 1,000
- 3 1 2 3 4 4 7,500 74 880-4 CHI
1 75 5 2 VAT 3 VAT 4 2018 1 1 6 3,000 10,000
76 880-4 CHI
/ A ADR B A ADR 78 880-4 CHI
C (x) y (y) 10 (2) D [45] C C 79
45 D 10 (2) C D C D C D C D D 1 45 D [45] [45] 2 45 D [45] 62 63 80 880-4 CHI
www.iccarbitration.org arb@iccwbo.org +33 (0)1 49 53 29 05 +33 (0)1 49 53 29 33 - ica8@iccwbo.org +852 3607 5600 +852 2523 1619 ADR www.iccadr.org adr@iccwbo.org +33 (0)1 49 53 29 03 +33 (0)1 49 53 30 49 880-4 CHI ISBN 978-92-842-0447-2