NEW FULL RUNS WITH RISK MODEL For APP - Completed

USD HK/CHINA HIGH YIELD Outstandin Coupon Maturity Nxt Call Date Nxt Call Px g Amt Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange* 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 HK/CHINA PROPERTY XS1494003624 MODERN LAND CHINA CO LTD 1107 HK 當代置業 MOLAND 6.875 20/10/2019 N/A N/A 1st lien 500 B3 N/A CN USD 100.615 N/A 6.443 200,000 7 SGX-ST XS1567240418 XINYUAN REAL ESTATE XIN US 鑫苑置業有限公司 XIN 7.75 28/2/2021 N/A N/A Secured 300 N/A B- CN USD 93.740 N/A 10.310 200,000 7 SGX-ST XS1602584895 SOCAM DEVELOPMENT LTD 983 HK 瑞安建業 SOCAM 6.25 8/5/2020 N/A N/A Sr Unsecured 280 N/A N/A HK USD 99.240 N/A 6.645 200,000 6 HONG KONG XS1215617272 AGILE GROUP HOLDINGS LTD 3383 HK 雅居樂集團 AGILE 9 21/5/2020 21/5/2018 104.500 Secured 500 Ba3 BB CN USD 105.190 2.567 6.329 200,000 6 HONG KONG XS1659119629 AGILE GROUP HOLDINGS LTD 3383 HK 雅居樂集團 AGILE 5.125 14/8/2022 14/8/2020 102.5625 Secured 200 Ba3 BB CN USD 99.240 6.507 5.321 200,000 6 SGX-ST XS1221908897 CHINA AOYUAN PROPERTY 3883 HK 中國奧園 CAPG 10.875 26/5/2018 N/A N/A 1st lien 250 N/A B CN USD 100.940 N/A 3.195 200,000 6 SGX-ST XS1398697026 CHN AOYUAN PROPERTY GRP 3883 HK 中國奧園 CAPG 6.525 25/4/2019 N/A N/A 1st lien 250 B2 N/A CN USD 102.240 N/A 4.295 200,000 6 SGX-ST XS1160444391 CIFI HOLDINGS GROUP 884 HK 旭輝控股集團 CIFIHG 7.75 5/6/2020 5/6/2018 103.875 Sr Unsecured 400 B1 B+ CN USD 104.365 4.187 5.562 200,000 7 HONG KONG XS0941934944 CHINA PROPERTIES GROUP 1838 HK CHINAPROPERTIES CHINPR 13.5 16/10/2018 9/5/2018 103.375 1st lien 250 N/A NR CN USD 100.740 51.379 11.962 200,000 7 SGX-ST XS1241497384 CHINA SCE PROPERTY HLDGS 1966 HK 中駿置業 CHINSC 10 2/7/2020 2/7/2018 105.000 Secured 350 B2 B CN USD 106.615 2.581 6.739 200,000 7 HONG KONG XS1164776020 COUNTRY GARDEN HLDG CO 2007 HK 碧桂園 COGARD 7.5 9/3/2020 9/5/2018 103.75 1st lien 900 Ba2 BB CN USD 104.115 2.679 5.206 200,000 6 SGX-ST XS1720610010 COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD 3.875 20/11/2018 N/A N/A 1st lien 500 N/A N/A CN USD 100.365 N/A 3.260 200,000 2 CAYMAN ISLANDS XS1485578535 COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD 4.75 28/9/2023 28/9/2020 102.375 1st lien 650 Ba2 N/A CN USD 98.115 6.493 5.150 200,000 6 SGX-ST XS1637076164 COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD 4.75 25/7/2022 25/7/2020 102.375 1st lien 700 Ba2 N/A CN USD 100.240 5.620 4.686 200,000 6 SGX-ST XS1575422578 CHINA SOUTH CITY HOLDING 1668 HK 華南城 CSCHCN 5.75 9/3/2020 N/A N/A 1st lien 300 N/A B- CN USD 96.490 N/A 7.757 200,000 7 SGX-ST XS1488049740 CHINA SOUTH CITY HOLDING 1668 HK 華南城 CSCHCN 6.75 13/9/2021 13/9/2019 103.375 1st lien 350 N/A B- CN USD 94.365 13.455 8.685 200,000 7 SGX-ST XS1580431143 CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE 8.25 23/3/2022 23/3/2020 104.125 Secured 1,000 B2 N/A CN USD 103.490 8.264 7.217 200,000 7 SGX-ST XS1580430681 CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE 7 23/3/2020 N/A N/A Secured 500 B2 N/A CN USD 102.240 N/A 5.767 200,000 7 SGX-ST XS1587867539 CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE 9.5 29/3/2024 29/3/2021 104.75 Secured 1,000 B2 N/A CN USD 104.865 9.024 8.444 200,000 7 SGX-ST XS1627599142 CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE 6.25 28/6/2021 N/A N/A Secured 598 B2 B- CN USD 99.740 N/A 6.337 200,000 7 SGX-ST XS1627599498 CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE 7.5 28/6/2023 28/6/2020 103.75 Secured 1,345 B2 B- CN USD 98.990 9.567 7.735 200,000 7 SGX-ST XS1627599654 CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE 8.75 28/6/2025 28/6/2021 104.375 Secured 4,680 B2 B- CN USD 100.990 9.570 8.559 200,000 7 SGX-ST USG98100AA11 WUZHOU INTL HOLDINGS LTD 1369 HK 五洲國際 WUINTL 13.75 26/9/2018 9/5/2018 103.4375 1st lien 300 Caa2 N/A CN USD 81.990 350.646 64.247 200,000 8 HONG KONG XS1309476544 PROFIT FAST 925 HK 盈馳有限公司 BEIPRO 5.5 19/11/2018 N/A N/A Sr Unsecured 300 N/A N/A CN USD 100.990 N/A 3.823 200,000 3 HONG KONG XS1640860620 OCEANWIDE HLDGS INTL 17 000046 CH 泛海控股國際 2017 有限公司 FANHAI 6.5 15/7/2018 N/A N/A 1st lien 200 N/A N/A CN USD 100.615 N/A 4.058 200,000 4 HONG KONG XS1269824964 OCEANWIDE HLDGS INTL 15 000046 CH 泛海控股國際 2015 有限公司 FANHAI 9.625 11/8/2020 11/8/2018 104.813 1st lien 600 N/A CCC+ CN USD 101.365 19.393 8.953 200,000 8 HONG KONG USG3958RAB53 GOLDEN EAGLE RETAIL GRP 3308 HK 金鷹商貿集團 GERGHK 4.625 21/5/2023 N/A N/A Sr Unsecured 400 B2 B+ CN USD 91.490 N/A 6.613 200,000 7 STUTTGART XS0885588631 GLORIOUS PROPERTY HLDGS 845 HK 恒盛地產 GLOPRO 13.25 4/3/2018 N/A N/A Sr Unsecured - WR NR HK USD 118.375 N/A N/A 200,000 2 HONG KONG XS1272206209 GREENTOWN CHINA HLDGS 3900 HK 綠城中國 GRNCH 5.875 11/8/2020 11/8/2018 102.938 Sr Unsecured 500 Ba3 B+ CN USD 102.115 8.094 4.901 200,000 7 HONG KONG XS1452346973 GREENLAND HONG KONG HLDG 337 HK 綠地香港 GRNLHK 3.875 28/7/2019 N/A N/A Sr Unsecured 450 Ba3 B+ CN USD 99.240 N/A 4.480 200,000 7 HONG KONG XS1014156274 KWG PROPERTY HOLDING LTD 1813 HK 合景泰富 KWGPRO 8.975 14/1/2019 9/5/2018 102.24375 Secured 600 B2 B CN USD 102.740 2.473 5.223 200,000 7 HONG KONG XS1685542141 KWG PROPERTY HOLDING LTD 1813 HK 合景泰富 KWGPRO 5.2 21/9/2022 21/9/2020 102.600 Secured 250 N/A N/A CN USD 94.365 8.786 6.685 200,000 6 HONG KONG XS0937236783 CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI 6.5 4/6/2018 9/5/2018 101.625 1st lien 400 B1 B+ CN USD 100.615 18.935 2.257 200,000 7 SGX-ST XS0879582301 CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI 8 28/1/2020 9/5/2018 102.000 1st lien 200 B1 B+ CN USD 102.490 1.633 6.500 200,000 7 SGX-ST XS1512966372 CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI 6.75 8/11/2021 8/11/2019 103.375 1st lien 200 B1 B+ CN USD 99.490 9.139 6.911 200,000 7 SGX-ST XS1219965297 CENTRAL CHINA REAL ESTAT 832 HK 建業地產 CENCHI 8.75 23/1/2021 23/1/2019 104.375 1st lien 300 B1 B+ CN USD 106.115 6.150 6.313 200,000 7 SGX-ST XS0917943226 MINMETALS LAND CAPITAL 230 HK 五礦建設資本有限公司 MINMET 5.5 26/4/2018 N/A N/A Sr Unsecured 225 N/A N/A CN USD 100.240 N/A -0.253 200,000 1 HONG KONG XS1464801957 ESTATE SKY LTD 497 HK 地產天空有限公司 CSIPTY 4.875 8/8/2021 N/A N/A Sr Unsecured 250 N/A N/A HK USD 98.615 N/A 5.333 200,000 4 SGX-ST XS1133586963 NEW WORLD CHINA LAND LTD 17 HK 新世界中國 NEWWOR 5.375 6/11/2019 N/A N/A Sr Unsecured 575 N/A N/A HK USD 102.740 N/A 3.563 200,000 3 HONG KONG XS1549621586 NEW WORLD CHINA LAND LTD 17 HK 新世界中國 NEWWOR 4.75 23/1/2027 N/A N/A Sr Unsecured 600 N/A N/A HK USD 100.847 N/A 4.631 200,000 4 HONG KONG XS0928955219 POLY PROPERTY GROUP 119 HK 保利置業集團 POLHON 4.75 16/5/2018 N/A N/A Sr Unsecured 500 N/A N/A CN USD 100.240 N/A 2.233 200,000 2 HONG KONG XS1324204160 POWERLONG REAL ESTATE HL 1238 HK 寶龍地產 PWRLNG 7.625 26/11/2018 N/A N/A 1st lien 350 B2 B CN USD 102.115 N/A 4.150 200,000 6 SGX-ST XS1633787798 GREENLAND GLB INVST GGPZ CH 綠地全球投資有限公司 GRNLGR 4 20/6/2018 N/A N/A Sr Unsecured 500 N/A N/A CN USD 100.040 N/A 3.744 200,000 3 HONG KONG XS1464929329 RKI OVERSEAS FIN 2016 A 1098 HK 路勁基建海外金融 2016 A ROADKG 5 9/8/2019 N/A N/A Sr Unsecured 450 B1 BB- HK USD 100.445 N/A 4.645 200,000 7 HONG KONG XS1483944317 RKI OVERSEAS FIN 2016 B 1098 HK 路勁基建海外金融 2016 B ROADKG 4.7 6/9/2021 6/9/2019 102.35 Sr Unsecured 500 B1 BB- HK USD 96.195 9.255 5.950 200,000 7 HONG KONG XS1157365070 SHIMAO PROPERTY HLDGS 813 HK 世茂房地產 SHIMAO 8.375 10/2/2022 10/2/2019 104.188 Secured 1,100 Ba3 BB CN USD 107.490 4.107 6.146 200,000 6 SGX-ST XS1144941439 SUNAC CHINA HOLDINGS LTD 1918 HK 融創中國 SUNAC 8.75 5/12/2019 9/5/2018 104.375 Secured 400 B3 B CN USD 104.740 3.763 5.691 200,000 7 SGX-ST XS1058142081 SHUI ON DEVELOPMENT HOLD 272 HK 瑞安建業控股有限公司 SHUION 8.7 19/5/2018 N/A N/A Sr Unsecured 637 N/A N/A CN USD 100.865 N/A 0.484 150,000 1 SGX-ST XS1495978832 SHUI ON DEVELOPMENT HLDG 272 HK 瑞安建業控股有限公司 SHUION 4.375 5/10/2019 N/A N/A Sr Unsecured 250 N/A N/A CN USD 100.115 N/A 4.294 200,000 4 SGX-ST Page 1 of 22

USD HK/CHINA HIGH YIELD Outstandin Coupon Maturity Nxt Call Date Nxt Call Px g Amt Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange* 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 XS1165129476 TIMES PROPERTY HLDG LTD 1233 HK 時代中國控股 TPHL 11.45 5/3/2020 N/A N/A 1st lien - WR B CN USD 105.870 N/A N/A 200,000 7 HONG KONG XS1431796215 XINYUAN REAL ESTATE XIN US 鑫苑置業有限公司 XIN 8.125 30/8/2019 N/A N/A Secured 300 N/A B- CN USD 100.490 N/A 7.700 200,000 7 SGX-ST XS1718488064 XINYUAN REAL ESTATE XIN US 鑫苑置業有限公司 XIN 8.875 22/11/2020 N/A N/A 1st lien 300 N/A B- CN USD 97.740 N/A 9.869 200,000 7 SGX-ST XS1627597286 KAISA GROUP HOLDINGS LTD 1638 HK 佳兆業集團 KAISAG 7.875 30/6/2021 N/A N/A Secured 325 N/A N/A CN USD 97.865 N/A 8.641 200,000 7 SGX-ST XS1627597955 KAISA GROUP HOLDINGS LTD 1638 HK 佳兆業集團 KAISAG 8.5 30/6/2022 30/6/2020 104.250 Secured 1,255 N/A N/A CN USD 93.990 13.409 10.284 200,000 7 SGX-ST XS1627597013 KAISA GROUP HOLDINGS LTD 1638 HK 佳兆業集團 KAISAG 7.25 30/6/2020 N/A N/A Secured 460 N/A N/A CN USD 98.990 N/A 7.746 200,000 6 SGX-ST XS1627598094 KAISA GROUP HOLDINGS LTD 1638 HK 佳兆業集團 KAISAG 9.375 30/6/2024 30/6/2021 104.688 Secured 3,119 N/A N/A CN USD 93.740 13.021 10.775 200,000 8 SGX-ST XS1586441005 FANTASIA HOLDINGS GROUP 1777 HK 花樣年控股 FTHDGR 5.5 12/6/2018 N/A N/A Secured 487 N/A N/A CN USD 100.115 N/A 4.731 200,000 4 SGX-ST XS1498418224 FANTASIA HOLDINGS GROUP 1777 HK 花樣年控股 FTHDGR 7.375 4/10/2021 4/10/2019 103.688 Secured 500 B3 B+ *- CN USD 96.365 12.481 8.605 200,000 7 SGX-ST XS1237349391 FANTASIA HOLDINGS GROUP 1777 HK 花樣年控股 FTHDGR 11.5 1/6/2018 N/A N/A Secured 200 B3 B+ *- CN USD 101.365 N/A 1.585 200,000 7 SGX-ST XS1598221338 YIDA CHINA 3639 HK 億達中國 YIDCHL 6.95 19/4/2020 N/A N/A Sr Unsecured 300 B3 B- CN USD 88.490 N/A 13.652 200,000 8 HONG KONG XS1611005957 CHN AOYUAN PROPERTY GRP 3883 HK 中國奧園 CAPG 5.375 13/9/2022 13/9/2020 102.688 1st lien 250 B2 B CN USD 92.490 9.945 7.395 200,000 7 SGX-ST XS1677026350 SUN HUNG KAI & CO BVI 86 HK Sun Hung Kai & Co BVI Ltd SUNHKC 4.65 8/9/2022 N/A N/A Sr Unsecured 550 N/A N/A HK USD 97.990 N/A 5.165 200,000 4 HONG KONG XS1643554469 OCEANWIDE HLDGS INTL 17 000046 CH 泛海控股國際 2017 有限公司 FANHAI 7.75 27/7/2020 N/A N/A 1st lien 400 N/A CCC+ CN USD 96.115 N/A 9.667 200,000 8 HONG KONG XS1655056890 CHINA LOGISTICS PROPERTY 1589 HK 中國物流資產 CNLOGI 8 8/8/2020 N/A N/A Sr Unsecured 300 B3 N/A CN USD 98.490 N/A 8.722 200,000 7 HONG KONG XS1677026350 SUN HUNG KAI & CO BVI 86 HK Sun Hung Kai & Co BVI Ltd SUNHKC 4.65 8/9/2022 N/A N/A Sr Unsecured 550 N/A N/A HK USD 97.990 N/A 5.165 200,000 4 HONG KONG XS1528955773 RONSHINE CHINA 3301 HK 融信中國 RONXIN 6.95 8/12/2019 8/12/2018 103.475 1st lien 400 B3 B- CN USD 99.490 12.970 7.273 200,000 7 SGX-ST XS1625981045 NEW METRO GLOBAL LTD 601155 CH 新地鐵環球有限公司 FTLNHD 5 8/8/2022 8/8/2020 102.5 Sr Unsecured 200 Ba3 N/A CN USD 93.490 9.155 6.758 200,000 7 SGX-ST XS1643556670 GEMSTONES INTERNATIONAL 95 HK Gemstones International Ltd LVGEM 8.5 15/8/2020 N/A N/A Sr Unsecured 400 B3 N/A CN USD 101.490 N/A 7.784 200,000 7 SGX-ST XS1716631301 KWG PROPERTY HOLDING LTD 1813 HK 合景泰富 KWGPRO 5.875 10/11/2024 10/11/2021 102.938 Secured 400 N/A N/A CN USD 93.490 8.745 7.130 200,000 6 HONG KONG XS1718488064 XINYUAN REAL ESTATE XIN US 鑫苑置業有限公司 XIN 8.875 22/11/2020 N/A N/A 1st lien 300 N/A B- CN USD 97.740 N/A 9.869 200,000 7 SGX-ST XS1717086216 JIAYUAN INTL GROUP LTD 2768 HK 佳源國際控股 JIAYUA 8.25 14/11/2018 N/A N/A Secured 300 N/A N/A HK USD 101.279 N/A 6.002 200,000 5 HONG KONG XS1752412483 JIAYUAN INTL GROUP LTD 2768 HK 佳源國際控股 JIAYUA 8.125 17/1/2019 N/A N/A Secured 250 N/A N/A HK USD 100.990 N/A 6.756 200,000 6 HONG KONG XS1490712962 JIAYUAN INTL GROUP LTD 2768 HK 佳源國際控股 JIAYUA 9.75 15/9/2018 N/A N/A Secured 100 N/A N/A HK USD 101.740 N/A 5.547 200,000 5 HONG KONG XS1720216388 CHINA SOUTH CITY HOLDING 1668 HK 華南城 CSCHCN 7.25 20/11/2022 N/A N/A 1st lien 300 N/A B- CN USD 94.990 N/A 8.586 200,000 7 SGX-ST XS1556042809 SHUI ON DEVELOPMENT HLDG 272 HK 瑞安建業控股有限公司 SHUION 5.7 6/2/2021 N/A N/A Sr Unsecured 500 N/A N/A CN USD 100.990 N/A 5.314 200,000 4 SGX-ST XS1719332345 HONG SENG LTD 1510317D CH Hong Seng Ltd HONGSL 8.5 20/11/2018 N/A N/A Sr Unsecured 375 N/A N/A CN USD 101.240 N/A 6.371 200,000 6 SGX-ST XS1721411889 OCEANWIDE HLDGS INTL 17 000046 CH 泛海控股國際 2017 有限公司 FANHAI 8.5 28/5/2019 N/A N/A Secured 400 N/A N/A CN USD 100.370 N/A 8.135 200,000 6 HONG KONG XS0876181537 FANTASIA HOLDINGS GROUP 1777 HK 花樣年控股 FTHDGR 10.75 22/1/2020 22/5/2018 102.688 Secured 250 B3 B+ *- CN USD 103.490 3.499 8.578 200,000 7 SGX-ST XS1641470452 MODERN LAND CHINA CO LTD 1107 HK 當代置業 MOLAND 6.5 3/7/2018 N/A N/A 1st lien 130 N/A N/A CN USD 100.490 N/A 4.268 200,000 4 SGX-ST XS1594400449 SUNAC CHINA HOLDINGS LTD 1918 HK 融創中國 SUNAC 7.95 8/8/2022 8/8/2020 103.975 Secured 600 B3 B CN USD 102.615 8.268 7.231 200,000 7 SGX-ST XS1690385460 SUNSHINE 100 CHINA HLDGS 2608 HK 陽光 100 中國 SUNCHN 8.5 27/9/2020 27/9/2019 100 Sr Unsecured 400 N/A N/A CN USD 96.865 10.872 9.964 200,000 7 SGX-ST XS1749435324 TIMES CHINA HLDG LTD 1233 HK 時代中國控股 TPHL 6.25 17/1/2021 31/1/2020 102.000 1st lien 500 B2 B CN USD 99.490 7.607 6.449 200,000 7 HONG KONG XS1637076164 COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD 4.75 25/7/2022 25/7/2020 102.375 1st lien 700 Ba2 N/A CN USD 100.240 5.620 4.686 200,000 6 SGX-ST XS1750118462 COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD 5.125 17/1/2025 17/1/2022 102.563 1st lien 600 N/A N/A CN USD 96.990 6.648 5.665 200,000 5 SGX-ST XS1645451565 POWERLONG REAL ESTATE 1238 HK 寶龍地產 PWRLNG 5.95 19/7/2020 N/A N/A 1st lien 300 B2 B CN USD 99.365 N/A 6.249 200,000 6 SGX-ST XS1747665922 RONSHINE CHINA 3301 HK 融信中國 RONXIN 8.25 1/2/2021 N/A N/A 1st lien 425 N/A N/A CN USD 96.615 N/A 9.646 200,000 7 SGX-ST XS1763146724 CHINA LOGISTICS PROPERTY 1589 HK 中國物流資產 CNLOGI 9 4/2/2019 N/A N/A Sr Unsecured 100 N/A N/A CN USD 100.865 N/A 7.858 200,000 6 HONG KONG XS1756727290 CHINA SOUTH CITY HOLDING 1668 HK 華南城 CSCHCN 7.25 25/1/2021 N/A N/A 1st lien 250 N/A B- CN USD 95.875 N/A 8.946 200,000 7 SGX-ST XS1512966372 CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI 6.75 8/11/2021 8/11/2019 103.375 1st lien 200 B1 B+ CN USD 99.490 9.139 6.911 200,000 7 SGX-ST XS0937236783 CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI 6.5 4/6/2018 9/5/2018 101.625 1st lien 400 B1 B+ CN USD 100.615 18.935 2.257 200,000 7 SGX-ST XS1759562710 CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI 6.5 5/3/2021 N/A N/A 1st lien 300 B1 N/A CN USD 99.365 N/A 6.741 200,000 6 SGX-ST XS1789514756 XINYUAN REAL ESTATE XIN US 鑫苑置業有限公司 XIN 9.875 19/3/2020 N/A N/A Secured 200 N/A B- CN USD 101.000 N/A 9.293 200,000 7 SGX-ST XS1794083920 YANGO JUSTICE INTL 000671 CH 陽光城嘉世國際有限公司 SUNSHI 9.5 23/9/2019 N/A N/A Sr Unsecured 250 N/A B- CN USD 100.375 N/A 9.211 200,000 7 SGX-ST Page 2 of 22

USD HK/CHINA HIGH YIELD Outstandin Coupon Maturity Nxt Call Date Nxt Call Px g Amt Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange* 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 HK/CHINA NON-PROPERTY XS1739719232 CHINA ENERGY FINANCE III N/A China Energy Reserve and Che CERCG 6.25 21/12/2018 N/A N/A Sr Unsecured 131 N/A N/A CN USD 99.990 N/A 6.148 200,000 6 NOT LISTED XS1163232900 CAR INC 699 HK 神州租車 CARINC 6.125 4/2/2020 9/5/2018 103.063 Sr Unsecured 500 Ba3 BB CN USD 101.490 25.674 5.248 200,000 7 HONG KONG XS1266590089 CAR INC 699 HK 神州租車 CARINC 6 11/2/2021 11/8/2018 103 Sr Unsecured 300 Ba3 BB CN USD 100.865 12.178 5.662 200,000 7 HONG KONG XS1227680409 CN ENERGY RSRVE CHMCALS N/A China Energy Reserve and Che CERCG 5.25 11/5/2018 N/A N/A Sr Unsecured 350 N/A N/A CN USD 99.615 N/A 9.695 200,000 7 HONG KONG XS1328315723 CN ENERGY RSRVE CHMCALS N/A 中國國儲能源化工集團國際 CERCG 6.125 15/1/2019 N/A N/A Sr Unsecured 400 N/A N/A CN USD 100.240 N/A 5.783 200,000 5 SGX-ST XS1449592051 CHINALCO CAPITAL HOLDING CHACLZ CH Chinalco Capital Holdings Lt CHALUM 4 25/8/2021 N/A N/A Sr Unsecured 800 N/A N/A CN USD 97.990 N/A 4.649 200,000 4 HONG KONG XS1581103428 FORTUNE STAR BVI LTD 656 HK 財星有限公司 ( 英屬維京群島 ) FOSUNI 5.25 23/3/2022 23/3/2020 102.625 Sr Unsecured 1400 N/A BB CN USD 96.490 8.504 6.266 200,000 6 SGX-ST XS1132375897 CHINA OIL AND GAS GROUP 603 HK 中油燃氣 CHIOIL 5 7/5/2020 7/5/2019 101.25 Sr Unsecured 300 Ba2 BB HK USD 100.365 5.786 4.811 200,000 6 HONG KONG XS1459405673 BOOM UP INVESTMENTS LTD 1055308D CH 茂昇投資有限公司 CHMINV 3.8 2/8/2019 N/A N/A Sr Unsecured 500 N/A N/A CN USD 96.615 N/A 6.536 200,000 6 SGX-ST XS1479152685 CALC BOND 2 LTD 1848 HK 中飛租賃債券 2 有限公司 CHNAAR 4.9 22/8/2021 N/A N/A Sr Unsecured 300 N/A N/A CN USD 97.490 N/A 5.729 200,000 5 HONG KONG XS0893206747 CITIC TELECOM INTL FIN 1883 HK CITIC Telecom International CITPAK 6.1 5/3/2025 N/A N/A Sr Unsecured 450 N/A N/A CN USD 106.240 N/A 5.018 200,000 4 HONG KONG XS0875624099 COSCO PACIFIC FINANCE 20 1199 HK 中遠太平洋財務 2013 COSCCH 4.375 31/1/2023 N/A N/A Sr Unsecured 300 N/A N/A HK USD 99.658 N/A 4.454 200,000 4 HONG KONG XS1415758991 361 DEGREES INTL LTD 1361 HK 361 度 DEGREE 7.25 3/6/2021 3/6/2019 103.625 Sr Unsecured 400 N/A BB CN USD 103.240 7.329 6.098 200,000 6 HONG KONG USG2952LAA82 EHI CAR SERVICES LTD EHIC US 一嗨汽車租賃有限公司 EHICAR 7.5 8/12/2018 N/A N/A Sr Unsecured 200 N/A BB CN USD 102.365 N/A 3.816 200,000 6 HONG KONG XS1657420441 EHI CAR SERVICES LTD EHIC US 一嗨汽車租賃有限公司 EHICAR 5.875 14/8/2022 14/8/2020 102.938 Sr Unsecured 400 N/A BB CN USD 96.490 8.716 6.820 200,000 6 SGX-ST XS0544536047 FPT FINANCE LTD 142 HK FPT Finance Ltd FIRPAC 6.375 28/9/2020 N/A N/A Secured 312.193 N/A N/A HK USD 106.240 N/A 3.701 100,000 2 SGX-ST XS1467401110 SILVER SPARKLE LTD 000587 CH Silver Sparkle 有限公司 FNGHUI 7.875 10/8/2019 N/A N/A Sr Unsecured 150 B3 N/A CN USD 91.490 N/A 15.148 200,000 8 HONG KONG XS1512652600 PANDA GREEN ENERGY GROUP 686 HK 熊貓綠能 GDPOLY 8.25 25/1/2020 N/A N/A Sr Unsecured 350 B2 B HK USD 97.365 N/A 9.878 200,000 7 SGX-ST USG3958RAB53 GOLDEN EAGLE RETAIL GRP 3308 HK 金鷹商貿集團 GERGHK 4.625 21/5/2023 N/A N/A Sr Unsecured 400 N/A B+ CN USD 91.490 N/A 6.613 200,000 7 STUTTGART XS1581385900 GUANGHUI INVESTMENT GR XJGHUZ CH 新疆廣匯實業投資 ( 集團 ) 有限 GUANGH 7.875 30/3/2020 N/A N/A Sr Unsecured 300 B3 B- CN USD 98.615 N/A 8.652 200,000 7 SGX-ST XS1593171967 HUACHEN ENERGY CO LTD 600157 CH 華晨電力股份公司 HCELEC 6.625 18/5/2020 N/A N/A Sr Unsecured 500 B2 N/A CN USD 92.740 N/A 10.557 200,000 7 SGX-ST XS1331758737 BLUE SKY FLIERS CO LTD N/A Blue Sky Fliers Co Ltd HONAIR 6.9 20/1/2019 N/A N/A Sr Unsecured 550 N/A N/A HK USD 99.365 N/A 7.738 200,000 6 HONG KONG XS1565411250 CHINA SINGYES SOLAR TECH 750 HK 興業太陽能 CSSXF 7.95 15/2/2019 N/A N/A Sr Unsecured 260 N/A N/A CN USD 96.740 N/A 12.095 200,000 7 HONG KONG XS1628314889 HILONG HOLDING LTD 1623 HK 海隆控股 HILOHO 7.25 22/6/2020 N/A N/A Sr Unsecured 310 B1 N/A CN USD 100.865 N/A 6.812 200,000 7 HONG KONG XS1132125946 CHINA HONGQIAO GROUP LTD 1378 HK 中國宏橋 HONGQI 6.875 3/5/2018 N/A N/A Sr Unsecured 300 N/A B- CN USD 100.240 N/A 2.855 200,000 7 SGX-ST USG4584RAA70 HONGHUA GROUP LTD 196 HK 宏華集團 HONHUA 7.45 25/9/2019 9/5/2018 103.725 Sr Unsecured 123 Caa1 N/A CN USD 103.615 8.528 4.845 200,000 8 HONG KONG XS1232274255 HSIN CHONG GROUP HOLDING 404 HK 新昌集團控股 HSINCG 8.75 18/5/2018 N/A N/A Sr Unsecured 300 N/A N/A HK USD 55.990 N/A 734.802 200,000 8 HONG KONG XS1344477028 HSIN CHONG GROUP HOLDING 404 HK 新昌集團控股 HSINCG 8.5 22/1/2019 N/A N/A Sr Unsecured 150 N/A N/A HK USD 52.990 N/A 113.990 200,000 8 HONG KONG XS0942140335 HUANENG HK CAPITAL LTD HNGZ CH Huaneng Hong Kong Capital Lt HUANEN 3.375 11/6/2018 N/A N/A Sr Unsecured 400 N/A N/A CN USD 100.016 N/A 3.242 200,000 3 HONG KONG XS1556165477 CHINA WATER AFFAIRS GRP 855 HK 中國水務 CWAHK 5.25 7/2/2022 7/2/2020 102.625 Sr Unsecured 300 Ba1 BB+ HK USD 101.490 5.759 4.816 200,000 6 SGX-ST USG61157AC01 MIE HOLDINGS CORP 1555 HK MI 能源 MIEHOL 7.5 25/4/2019 9/5/2018 101.875 Sr Unsecured 315.916 N/A CC HK USD 88.945 288.879 19.773 200,000 9+ SGX-ST USG6501MAA39 NEXTEER AUTO GROUP LTD 1316 HK 耐世特 NEXTHK 5.875 15/11/2021 9/5/2018 104.406 Sr Unsecured 250 Baa3 BBB- CN USD 103.990 10.551 4.655 200,000 5 TRACE XS1340650107 ZHIYUAN GROUP BVI CO LTD NEWHEZ CH 智源集團英屬維京群島有限公司 NHLHK 6.2 11/1/2019 N/A N/A Sr Unsecured 300 N/A BB- CN USD 100.490 N/A 5.510 200,000 6 HONG KONG XS1619567834 HAINAN AIRLINE HK 600221 CH 海南航空 ( 香港 ) 有限公司 HAIAIR 5.5 21/6/2018 N/A N/A Sr Unsecured 300 N/A N/A CN USD 99.865 N/A 6.101 200,000 6 SGX-ST XS1241499919 DAWN VICTOR LTD N/A 旭勝有限公司 PKFOUN 5.5 5/6/2018 N/A N/A Sr Unsecured 685 N/A N/A CN USD 100.615 N/A 1.365 200,000 1 HONG KONG XS0920864708 PARKSON RETAIL GROUP LTD 3368 HK 百盛集團 PRKSON 4.5 3/5/2018 N/A N/A Sr Unsecured 225.561 B3 N/A CN USD 100.115 N/A 2.565 200,000 7 HONG KONG XS1259361050 HNA GROUP INTL CO LTD HNAGRZ CH 海航集團國際有限公司 SANYPH 8.125 3/12/2018 N/A N/A Sr Unsecured 473 N/A N/A CN USD 98.990 N/A 9.747 200,000 7 SGX-ST XS1475043060 HNA GROUP INTL CO LTD HNAGRZ CH 海航集團國際有限公司 SANYPH 6 18/8/2019 N/A N/A Sr Unsecured 300 N/A N/A CN USD 94.740 N/A 10.250 200,000 7 SGX-ST XS1499773098 HNA GROUP INTL CO LTD HNAGRZ CH 海航集團國際有限公司 SANYPH 6.25 5/10/2021 N/A N/A Sr Unsecured 200 N/A N/A CN USD 90.240 N/A 9.613 200,000 7 SGX-ST XS1200439609 CHINA SHANSHUI CEMENT 691 HK 山水水泥 SHASHU 7.5 10/3/2020 9/5/2018 103.75 Sr Unsecured 427.25435 N/A NR CN USD 82.490 350.523 19.273 200,000 9+ HONG KONG XS1320030254 TUSPARK FORWARD N/A 啟迪科華有限公司 THSCPA 5.375 24/11/2018 N/A N/A Sr Unsecured 500 N/A N/A CN USD 100.615 N/A 4.349 200,000 4 HONG KONG XS1495978329 TVB FINANCE LTD 511 HK 電視廣播金融有限公司 TVB 3.625 11/10/2021 N/A N/A Sr Unsecured 500 N/A N/A HK USD 99.365 N/A 3.821 200,000 3 HONG KONG XS1329519265 UNIGROUP INTERNATIONAL N/A Unigroup International Holdi TSINGH 5.25 10/12/2018 N/A N/A Sr Unsecured 550 N/A N/A CN USD 100.940 N/A 3.794 200,000 3 HONG KONG XS1332351169 UNIGROUP INTERNATIONAL N/A Unigroup International Holdi TSINGH 6 10/12/2020 N/A N/A Sr Unsecured 450 N/A N/A CN USD 102.490 N/A 4.987 200,000 4 HONG KONG XS1107316041 WEST CHINA CEMENT LTD 2233 HK 西部水泥 WESCHI 6.5 11/9/2019 9/5/2018 103.25 Sr Unsecured 400 Ba3 B+ CN USD 102.615 14.216 4.569 200,000 7 HONG KONG USG9844KAA72 YINGDE GASES INVSTMT LTD 2168 HK 盈德氣體投資有限公司 YINGDZ 8.125 22/4/2018 N/A N/A Sr Unsecured 391.17 B2 B CN USD 100.365 N/A -3.667 200,000 7 HONG KONG USG9844KAB55 YINGDE GASES INVSTMT LTD 2168 HK 盈德氣體投資有限公司 YINGDZ 7.25 28/2/2020 9/5/2018 103.625 Sr Unsecured 220.829 B2 B CN USD 103.115 13.279 5.479 200,000 7 HONG KONG XS1572352653 GRAND CHINA AIR HONG KON N/A 大新華航空有限公司 ( 香港 ) GRCHAR 6.375 7/3/2019 N/A N/A Sr Unsecured 450 N/A N/A CN USD 95.490 N/A 11.753 200,000 7 SGX-ST Page 3 of 22

USD HK/CHINA HIGH YIELD Outstandin Coupon Maturity Nxt Call Date Nxt Call Px g Amt Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange* 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 USY97279AB28 YANCOAL INTL RES DEV 1171 HK 兗煤國際資源開發有限公司 YZCOAL 5.73 16/5/2022 N/A N/A Sr Unsecured 227.62 B1 BB- CN USD 99.990 N/A 5.731 200,000 7 HONG KONG XS1243885388 ZHONGRONG INT BOND 2015 N/A 中融國際債券 2015 有限公司 ZHNBND 6 15/6/2018 N/A N/A Sr Unsecured 225 N/A BB- CN USD 100.490 N/A 3.167 200,000 6 SGX-ST XS1432550694 ZHONGRONG INT BOND 2016 N/A 中融國際債券 2016 有限公司 ZHNBND 6.95 21/6/2019 N/A N/A Sr Unsecured 500 N/A BB- CN USD 101.240 N/A 5.850 200,000 6 SGX-ST USY9896RAB79 ZOOMLION HK SPV CO LTD 1157 HK 公眾股份有限公司 ZOOMLI 6.125 20/12/2022 N/A N/A Sr Unsecured 600 N/A B CN USD 99.615 N/A 6.218 200,000 7 SGX-ST XS1676895581 CHINA MINSHENG BKG/HK 600016 CH China Minsheng Banking Corp CHIMIN 2.9714 11/9/2020 N/A N/A Sr Unsecured 450 N/A BBB- CN USD 100.005 N/A 3.238 200,000 5 HONG KONG XS1676932889 CHINA MINSHENG BKG/HK 600016 CH China Minsheng Banking Corp CHIMIN 3.0714 11/9/2022 N/A N/A Sr Unsecured 350 N/A BBB- CN USD 100.047 N/A 3.327 200,000 5 HONG KONG XS1655056890 CHINA LOGISTICS PROPERTY 1589 HK 中國物流資產 CNLOGI 8 8/8/2020 N/A N/A Sr Unsecured 300 B3 N/A CN USD 98.490 N/A 8.722 200,000 7 HONG KONG XS1650045583 HNA GROUP INTL CO LTD HNAGRZ CH 海航集團國際有限公司 SANYPH 8.875 6/11/2018 N/A N/A Sr Unsecured 300 N/A N/A CN USD 99.740 N/A 9.332 200,000 7 SGX-ST XS1701582881 JIANGSU NANTONG SANJIAN 8004614Z CH 江蘇南通三建國際有限公司 JINANC 7.8 26/10/2020 N/A N/A Sr Unsecured 300 B2 N/A CN USD 100.615 N/A 7.527 200,000 7 SGX-ST XS1717215047 DANGDAI INTL INVESTMENTS WDDTIZ CH Dangdai International Invest DANDAI 7.25 20/11/2020 N/A N/A Sr Unsecured 300 N/A N/A CN USD 96.990 N/A 8.556 200,000 7 HONG KONG XS1719264324 ANTON OILFIELD SERV GRP/ 3337 HK 安東油田服務 ANTOIL 9.75 5/12/2020 N/A N/A Sr Unsecured 300 B3 N/A CN USD 104.990 N/A 7.627 200,000 7 HONG KONG USG9600GAA07 WTT INVESTMENT LTD N/A WTT Investment Ltd/Hong Kong WTTINV 5.5 21/11/2022 21/11/2020 102.75 Sr Unsecured 670 B1 N/A HK USD 98.245 7.222 5.939 200,000 7 SGX-ST XS1676123851 CONCORD NEW ENERGY GRP 182 HK 協合新能源 CHIWIN 7.9 23/1/2021 N/A N/A Sr Unsecured 200 N/A BB- HK USD 100.490 N/A 7.694 200,000 6 HONG KONG USG9844KAC39 YINGDE GASES INVSTMT LTD 2168 HK 盈德氣體投資有限公司 YINGDZ 6.25 19/1/2023 19/1/2021 103.125 Sr Unsecured 500 B2 B CN USD 98.615 7.841 6.590 200,000 7 TRACE XS1709340241 HAINAN AIRLINE HK 600221 CH 海南航空 ( 香港 ) 有限公司 HAIAIR 6.35 31/10/2018 N/A N/A Sr Unsecured 300 N/A N/A CN USD 99.240 N/A 7.770 200,000 6 SGX-ST XS1508951891 WISE SOURCE INERNATIONAL 1245852D CH 威源國際有限公司 CEFCIG 5.95 25/11/2018 N/A N/A Sr Unsecured 250 N/A N/A CN USD 87.990 N/A 28.261 200,000 8 HONG KONG XS1728038818 TSINGHUA UNIC LTD N/A 紫光芯盛有限公司 TSINGH 4.75 31/1/2021 N/A N/A Sr Unsecured 900 N/A N/A CN USD 98.740 N/A 5.236 200,000 4 HONG KONG XS1524892939 CHINA ENERGY RESERVE N/A 中國國儲能源化工集團國際控股 CERCG 6.25 25/11/2019 N/A N/A Sr Unsecured 265 N/A N/A CN USD 98.990 N/A 6.912 200,000 6 SGX-ST XS1662453544 CHINA HUIYUAN JUICE 1886 HK 匯源果汁 CHIHUI 6.5 16/8/2020 N/A N/A Sr Unsecured 200 B1 *- N/A CN USD 88.490 N/A 12.282 200,000 7 HONG KONG MACAU GAMING USG85381AA26 STUDIO CITY FINANCE LTD MLCO US Studio City Finance Ltd STCITY 8.5 1/12/2020 9/5/2018 102.125 Sr Unsecured 825 B3 B+ HK USD 102.495 3.546 7.435 250,000 7 SGX-ST USG8539EAA31 STUDIO CITY CO LTD MLCO US Studio City Co Ltd STDCTY 5.875 30/11/2019 N/A N/A Secured 350 B1 BB- HK USD 102.745 N/A 4.1190678 200,000 6 SGX-ST USG8539EAB14 STUDIO CITY CO LTD MLCO US Studio City Co Ltd STDCTY 7.25 30/11/2021 30/11/2018 103.625 Secured 850 B1 BB- HK USD 105.495 4.082 5.557 200,000 7 SGX-ST USG98149AC46 WYNN MACAU LTD 1128 HK 永利澳門 WYNMAC 4.875 1/10/2024 1/10/2020 102.438 Sr Unsecured 600 B1 B+ MO USD 97.995 6.691 5.244 200,000 7 HONG KONG USG98149AD29 WYNN MACAU LTD 1128 HK 永利澳門 WYNMAC 5.5 1/10/2027 1/10/2022 102.750 Sr Unsecured 750 B1 B+ MO USD 97.995 6.563 5.778 200,000 7 HONG KONG * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: http://www.hkex.com.hk/eng/prod/secprod/debt/professional_debt/list.htm Page 4 of 22

DIM SUM BOND (CNH) Amt Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size (mn) Score Exchange 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 HK/CHINA PROPERTY HK0000146537 ASIA STANDARD INTL GROUP 129 HK 泛海集團 ASIAST 6.5 17/4/2018 N/A N/A Sr Unsecured 255 N/A N/A HK CNY 100.100 N/A 0.404 1,000,000 1 HONG KONG HK0000185824 CENTRAL PLAZA DEV LTD 2868 HK 中央廣場開發有限公司 BJCAPT 6.875 17/2/2019 N/A N/A Sr Unsecured 250 B1 N/A CN CNY 101.684 N/A 4.830 1,000,000 7 HONG KONG HK0000146537 ASIA STANDARD INTL GROUP 129 HK 泛海集團 ASIAST 6.5 17/4/2018 N/A N/A Sr Unsecured 255 N/A N/A HK CNY 100.100 N/A 0.404 1,000,000 1 HONG KONG HK0000293735 FANTASIA HOLDINGS GROUP 1777 HK 花樣年控股 FTHDGR 9.5 4/5/2019 N/A N/A Sr Unsecured 1,600 B3 B+ *- CN CNY 103.403 N/A 6.152 1,000,000 7 SGX-ST XS0920162855 LAI FUNG HOLDINGS LTD 1125 HK 麗豐控股 LAIFNG 6.875 25/4/2018 N/A N/A Sr Unsecured 1,800 B1 B HK CNY 100.608 N/A -7.501 1,000,000 7 HONG KONG XS1088299745 LAI SUN GARMENT INTL FIN 191 HK 麗新製衣國際金融 2014 有限公司 LAISUN 7.7 24/7/2018 N/A N/A Secured 650 N/A N/A HK CNY 100.803 N/A 4.818 1,000,000 2 HONG KONG XS1068221230 LONGFOR PROPERTIES 960 HK 龍湖地產 LNGFOR 6.75 28/5/2018 N/A N/A Sr Unsecured 2,000 Baa3 BB+ CN CNY 100.432 N/A 3.368 1,000,000 6 SGX-ST XS0954248562 SWIRE PACIFIC MTN FIN 19 HK 太古中期債券融資有限公司 SWIRE 3.9 22/7/2023 N/A N/A Sr Unsecured 300 NR N/A HK CNY 99.312 N/A 4.044 1,000,000 1 HONG KONG HK0000175114 VANKE REAL ESTATE HK 2202 HK 萬科地產 ( 香港 ) 有限公司 VNKRLE 4.5 4/12/2018 N/A N/A Sr Unsecured 1,000 Baa2 BBB CN CNY 100.066 N/A 4.388 1,000,000 4 HONG KONG XS1785703403 SHUI ON DEVELOPMENT HLDG 272 HK 瑞安建業控股有限公司 SHUION 6.875 2/3/2021 2/3/2020 103.438 Sr Unsecured 1,600 N/A N/A CN CNY 100.931 8.044 6.513 1,000,000 C 4 SGX-ST HK/CHINA NON PROPERTY XS1132765840 BOC AVIATION LTD 2588 HK 中銀航空租賃 BOCAVI 4.2 5/11/2018 N/A N/A Sr Unsecured 1,500 N/A A- SG CNY 99.938 N/A 4.306 1,000,000 3 SGX-ST XS0978836020 BP CAPITAL MARKETS PLC BP/ LN 英國石油資本市場公開有限公司 BPLN 3.95 8/10/2018 N/A N/A Sr Unsecured 1,200 A1 A- GB CNY 99.899 N/A 4.158 1,000,000 3 LONDON XS1039685422 BP CAPITAL MARKETS PLC BP/ LN 英國石油資本市場公開有限公司 BPLN 3.65 28/2/2019 N/A N/A Sr Unsecured 1,000 A1 A- GB CNY 99.509 N/A 4.216 1,000,000 3 LONDON XS1249966356 CATERPILLAR FINANCIAL SE CAT1 US 卡特彼勒融資服務公司 CAT 3.55 23/6/2018 N/A N/A Sr Unsecured 1,000 A3 A US CNY 99.891 N/A 4.061 1,000,000 3 BERLIN HK0000145042 DORSETT HOSPITALITY INTL 35 HK 帝盛酒店集團 DORSET 6 3/4/2018 N/A N/A Sr Unsecured - N/A N/A HK CNY 100.000 N/A N/A 1,000,000 1 HONG KONG XS1022164070 FONTERRA COOPERATIVE GRP FSF NZ 恆天然合作社集團有限公司 FCGNZ 3.6 29/1/2019 N/A N/A Sr Unsecured 1,250 N/A A- NZ CNY 99.481 N/A 4.257 1,000,000 3 SIX XS1245414336 FONTERRA COOPERATIVE GRP FSF NZ 恆天然合作社集團有限公司 FCGNZ 4 22/6/2020 N/A N/A Sr Unsecured 1,000 N/A A- NZ CNY 99.254 N/A 4.356 1,000,000 3 SGX-ST HK0000254133 START PLUS INVESTMENTS 000402 CH 啟添投資有限公司 FINSTR 5.55 24/6/2018 N/A N/A Sr Unsecured 1,500 N/A N/A CN CNY 100.223 N/A 4.413 1,000,000 2 SGX-ST HK0000079811 GLP PTE LTD GLP SP 普洛斯有限公司 GLPSP 4 11/5/2018 N/A N/A Sr Unsecured 43 Baa3 N/A SG CNY 100.309 N/A 0.236 500,000 5 SGX-ST XS0929021375 I.T LTD 999 HK I.T IDOTHK 6.25 15/5/2018 N/A N/A Sr Unsecured 896 N/A N/A HK CNY 100.264 N/A 3.426 1,000,000 1 HONG KONG HK0000242708 ITNL OFFSHORE TWO ILFT IN ITNL 境外二私人有限公司 ILFSIN 7.5 1/4/2018 N/A N/A Sr Unsecured - N/A N/A IN CNY N/A N/A N/A 1,000,000 1 SGX-ST XS1242768536 LENOVO GROUP LTD 992 HK 聯想集團 LENOVO 4.95 10/6/2020 N/A N/A Sr Unsecured 4,000 N/A N/A CN CNY 100.449 N/A 4.727 1,000,000 2 HONG KONG XS1246016817 HAIKOU MEILAN INT AIRPRT HMACLZ CH Haikou Meilan International MEILAN 7.25 18/6/2018 N/A N/A Sr Unsecured 1,425 N/A N/A CN CNY 99.777 N/A 8.351 1,000,000 6 SGX-ST XS1253962168 MONGOLIA INTL BOND N/A 蒙古政府國際債券 MONGOL 7.5 30/6/2018 N/A N/A Sr Unsecured 905 B3 B- MN CNY 100.544 N/A 4.923 1,000,000 7 SGX-ST HK0000170461 VALUE SUCCESS INTL LTD 2318 HK Value Success 國際有限公司 PINGIN 4.75 4/11/2018 N/A N/A Sr Unsecured 2,100 N/A N/A HK CNY 100.244 N/A 4.307 1,000,000 2 SGX-ST HK0000182946 VALUE SUCCESS INTL LTD 2318 HK Value Success 國際有限公司 PINGIN 4.95 29/1/2019 N/A N/A Sr Unsecured 750 N/A N/A HK CNY 100.452 N/A 4.363 1,000,000 2 SGX-ST XS1268745707 TINGYI (C.I.) HLDG CORP 322 HK 康師傅控股 TINGYI 4.375 6/8/2018 N/A N/A Sr Unsecured 1,000 N/A BBB+ CN CNY 99.944 N/A 4.420 1,000,000 3 SGX-ST XS0972738800 TOTAL CAPITAL SA FP FP 道達爾資本有限責任公司 TOTAL 3.75 24/9/2018 N/A N/A Sr Unsecured 1,065 Aa3 A+ FR CNY 99.819 N/A 4.150 1,000,000 2 EURONEXT-PARIS XS1019326302 VOLKSWAGEN INTL FIN NV 1401Z NA 大眾汽車國際金融公眾有限公司 VW 3.5 23/1/2019 N/A N/A Sr Unsecured 1,200 A3 BBB+ DE CNY 99.420 N/A 4.249 1,000,000 3 SIX BANK/FINANCIAL XS1174138708 AUST & NZ BANKING GROUP ANZ AU 澳盛銀行集團 ANZ 4.75 30/1/2025 30/1/2020 100.000 Subordinated 2,500 Baa1 BBB AU CNY 100.072 4.715 5.357 1,000,000 B C G 5 AUSTRALIA XS1038613904 BANK OF CHINA/SINGAPORE 3988 HK 中國銀行 / 新加坡 BCHINA 4 4/3/2019 N/A N/A Sr Unsecured 1,000 A1 N/A CN CNY 99.899 N/A 4.112 1,000,000 2 SGX-ST XS1087848906 BANK OF CHINA/PARIS 3988 HK 中國銀行 / 巴黎 BCHINA 3.85 15/7/2019 N/A N/A Sr Unsecured 500 A1 N/A CN CNY 99.384 N/A 4.352 1,000,000 2 EURONEXT-PARIS XS1132765840 BOC AVIATION LTD 2588 HK 中銀航空租賃 BOCAVI 4.2 5/11/2018 N/A N/A Sr Unsecured 1,500 N/A A- SG CNY 99.938 N/A 4.306 1,000,000 3 SGX-ST XS1200840111 COMMONWEALTH BANK AUST CBA AU 澳洲聯邦銀行 CBAAU 5.15 11/3/2025 11/3/2020 100.000 Subordinated 1,000 Baa1 BBB AU CNY 100.922 4.629 5.335 1,000,000 B C G 5 AUSTRALIA HK0000223849 CHINA CONSTRUCTION BANK 939 HK 建設銀行 CCB 4.9 12/11/2024 12/11/2019 100.000 Subordinated 2,000 N/A BBB+ CN CNY 100.450 4.600 5.855 1,000,000 B C G 5 HONG KONG XS1227338404 CHINA NEW TOWN FINANCE I 1278 HK China New Town Finance I Ltd CNTDSP 5.5 7/5/2018 N/A N/A Sr Unsecured 1,300 N/A N/A CN CNY 100.160 N/A 3.278 1,000,000 1 HONG KONG XS1266826897 EXPORT-IMPORT BANK KOREA EIBZ KS 韓國輸出入銀行 EIBKOR 4.1 6/8/2018 N/A N/A Sr Unsecured 1,000 Aa2 AA KR CNY 99.962 N/A 4.163 1,000,000 2 SGX-ST XS1142951836 EXPORT-IMPORT BANK KOREA EIBZ KS 韓國輸出入銀行 EIBKOR 3.7 28/11/2019 N/A N/A Sr Unsecured 700 Aa2 N/A KR CNY 99.153 N/A 4.239 1,000,000 2 SGX-ST HK0000198454 EXPORT-IMPORT BANK CHINA EIBCZ CH 中國進出口銀行 EXIMCH 4.4 14/5/2024 N/A N/A Sr Unsecured 1,000 NR N/A CN CNY 100.594 N/A 4.288 1,000,000 2 HONG KONG HK0000256112 UNICAN LTD 600837 CH Unican Ltd HAISEC 5.15 2/7/2018 N/A N/A Sr Unsecured 1,000 N/A N/A CN CNY 100.055 N/A 4.870 1,000,000 2 HONG KONG HK0000196482 IND & COMM BK OF CHINA L 601398 CH 工商銀行 ICBCAS 3.9 24/4/2019 N/A N/A Sr Unsecured 500 N/A N/A CN CNY 99.650 N/A 4.248 1,000,000 2 FRANKFURT XS1039693103 IND & COMM BK CHINA SYDN 601398 CH 雪梨中國工商銀行 ICBCAS 4.2 27/2/2024 N/A N/A Unsecured 550 A1 N/A CN CNY 97.346 N/A 4.725 1,000,000 2 HONG KONG XS0994976701 IND & COMM BK OF CHINA 601398 CH 工商銀行 ICBCAS 3.75 19/11/2018 N/A N/A Sr Unsecured 700 N/A A CN CNY 101.100 N/A 1.928 1,000,000 3 FRANKFURT SG6SI8000002 INDU & COML BNK CHINA SG 601398 CH 中國工商銀行 / 新加坡 ICBCAS 3.95 23/9/2021 N/A N/A Sr Unsecured 1,300 A1 N/A CN CNY 98.635 N/A 4.379 1,000,000 2 SGX-ST XS1213235085 ICBCIL FINANCE CO LTD 601398 CH 工銀國際租賃財務有限公司 ICBCIL 3.9 18/6/2018 N/A N/A Sr Unsecured 1,500 A2 N/A CN CNY 99.908 N/A 4.360 1,000,000 3 DUBLIN XS1249382018 KOREA DEVELOPMENT BANK KDBZ KS 韓國產業銀行 KDB 3.55 19/6/2018 N/A N/A Sr Unsecured 1,000 Aa2 N/A KR CNY 99.910 N/A 4.004 1,000,000 2 SGX-ST

DIM SUM BOND (CNH) Amt Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size (mn) Score Exchange 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 XS1273480142 KOREA DEVELOPMENT BANK KDBZ KS 韓國產業銀行 KDB 4.1 24/8/2018 N/A N/A Sr Unsecured 1,200 Aa2 N/A KR CNY 99.940 N/A 4.157 1,000,000 2 SGX-ST XS1327462492 KOREA DEVELOPMENT BANK KDBZ KS 韓國產業銀行 KDB 4.2 15/12/2018 N/A N/A Sr Unsecured 1,300 Aa2 N/A KR CNY 99.788 N/A 4.489 1,000,000 2 SGX-ST HK0000209202 CHINA DEVELOPMENT BANK SDBZ CH 國家開發銀行 SDBC 4.35 6/8/2024 N/A N/A Sr Unsecured 500 NR N/A CN CNY 99.864 N/A 4.374 1,000,000 2 HONG KONG HK0000215852 CHINA DEVELOPMENT BANK SDBZ CH 國家開發銀行 SDBC 3.6 19/9/2019 N/A N/A Sr Unsecured 500 N/A N/A CN CNY 99.281 N/A 4.117 1,000,000 2 LONDON XS1263868181 SHINHAN BANK 1558 KS 新韓銀行 SHNHAN 4.2 6/8/2018 N/A N/A Sr Unsecured 1,200 Aa3 A+ KR CNY 100.000 N/A 4.185 1,000,000 2 SGX-ST HK0000148368 UA FINANCE BVI LTD 86 HK UA 金融 BVI SUNHKC 6.9 2/5/2018 N/A N/A Sr Unsecured 500 N/A N/A HK CNY 100.284 N/A 1.909 1,000,000 1 NOT LISTED HK0000252434 SOUTHWEST SECURITIES INT 812 HK 西證國際證券 SWSECU 6.45 28/5/2018 N/A N/A Sr Unsecured 1,500 N/A N/A CN CNY 100.257 N/A 4.375 1,000,000 2 HONG KONG HK0000271533 TJ ECO-CITY INV&DEVE TEIDCZ CH 天津生態城投資開發有限公司 TEIDEC 4.65 29/10/2018 N/A N/A Sr Unsecured 1,000 A1 N/A CN CNY 100.127 N/A 4.410 1,000,000 2 SGX-ST CONVERTIBLE BONDS XS1089786195 CHINA SINGYES SOLAR TECH 750 HK 興業太陽能 CSSXF 5 8/8/2019 N/A N/A Sr Unsecured 96 N/A N/A CN CNY 100.894 N/A 4.295 1,000,000 F 2 HONG KONG XS1451561903 KUNLUN ENERGY CO LTD 135 HK 昆侖能源 KUNLEG 1.625 25/7/2019 N/A N/A Sr Unsecured 3,350 N/A A CN CNY 104.102 N/A -1.507 1,000,000 F 3 HONG KONG * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: http://www.hkex.com.hk/eng/prod/secprod/debt/professional_debt/list.htm

Coupon Nxt Call Date Nxt Call Px BANK AT1 CAPITAL*** Coco action Trigger Lvl Moody's S&P Crncy Offer Offer YTC Min. Size Score Exchange Listed High & Complex 發行商股票號碼票面息下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率入場費風險水平上市交易所高風險及複雜產品 DE000A1TNDK2 AAREAL BANK AG ARL GR 阿瑞爾銀行公司 AARB 7.625 30/4/2020 100.000 Jr Subordinated Temporary Write Down 7 300 N/A N/A DE EUR 109.560 2.772 200,000 A B C D G H 7 ALL GERMAN SE Y XS1278718686 ABN AMRO BANK NV 3531454Z NA 荷蘭銀行 ABNANV 5.75 22/9/2020 100.000 Jr Subordinated Temporary Write Down 5.125 1,000 Ba1 BB+ NL EUR 110.089 1.535 200,000 A B C D G H 8 EURONEXT-AMSTER Y XS1055037920 CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP 7.5 23/6/2026 100.000 Jr Subordinated Temporary Write Down 5.125 500 NR N/A FR GBP 115.846 5.121 100,000 B C D G H 7 STUTTGART Y XS1055037177 CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP 6.5 23/6/2021 100.000 Jr Subordinated Temporary Write Down 5.125 1,000 NR BB+ FR EUR 112.971 2.286 100,000 A B C D G H 8 EURONEXT-PARIS Y USF22797YK86 CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP 6.625 23/9/2019 100.000 Jr Subordinated Temporary Write Down 5.125 1,250 Ba1 BB+ FR USD 103.000 4.480 200,000 A B C D G H 8 EURONEXT-PARIS Y USF22797RT78 CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP 7.875 23/1/2024 100.000 Jr Subordinated Temporary Write Down 5.125 1,750 NR BB+ FR USD 109.000 6.019 200,000 A B C D G H 8 EURONEXT-PARIS Y USF2R125CD54 CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP 8.125 23/12/2025 100.000 Jr Subordinated Temporary Write Down 5.125 1,250 Ba1 BB+ FR USD 114.347 5.802 200,000 B C D G H 8 EURONEXT-PARIS Y XS1328798779 ALLIED IRISH BANKS PLC AIBG ID 愛爾蘭聯合銀行 AIB 7.375 3/12/2020 100.000 Jr Subordinated Temporary Write Down 7 500 B1 N/A IE EUR 112.746 2.379 200,000 A B C D G H 9+ DUBLIN Y US060505EL47 BANK OF AMERICA CORP BAC US 美國銀行 BAC 6.5 23/10/2024 100.000 Jr Subordinated N/A N/A 1,400 Ba1 BBB- US USD 107.500 5.134 1,000 B C D H 7 TRACE Y US060505EH35 BANK OF AMERICA CORP BAC US 美國銀行 BAC 6.25 5/9/2024 100.000 Jr Subordinated N/A N/A 2,000 Ba1 BBB- US USD 105.250 5.272 1,000 B C D H 7 DUSSELDORF Y XS1068561098 BARCLAYS PLC BARC LN 巴克萊集團 BACR 7 15/9/2019 100.000 Jr Subordinated Equity Conversion 7 698 NR B+ GB GBP 105.735 2.883 200,000 A B C D F G H 9+ SIX Y XS1002801758 BARCLAYS PLC BARC LN 巴克萊集團 BACR 8 15/12/2020 100.000 Jr Subordinated Equity Conversion 7 1,000 NR B+ GB EUR 114.983 2.226 200,000 A B C D F G H 9+ SIX Y XS1274156097 BARCLAYS PLC BARC LN 巴克萊集團 BACR 7.875 15/9/2022 100.000 Jr Subordinated Equity Conversion 7 1,000 Ba3 B+ GB GBP 109.906 5.348 200,000 A B C D F G H 9+ SIX Y US06738EAA38 BARCLAYS PLC BARC LN 巴克萊集團 BACR 8.25 15/12/2018 100.000 Jr Subordinated Equity Conversion 7 2,000 NR B+ GB USD 103.375 3.214 200,000 B C D F G H 8 TRACE Y XS1068574828 BARCLAYS PLC BARC LN 巴克萊集團 BACR 6.5 15/9/2019 100.000 Jr Subordinated Equity Conversion 7 1,077 NR B+ GB EUR 107.083 1.486 200,000 A B C D F G H 9+ SIX Y US06738EAB11 BARCLAYS PLC BARC LN 巴克萊集團 BACR 6.625 15/9/2019 100.000 Jr Subordinated Equity Conversion 7 1,211 NR B+ GB USD 102.625 4.715 200,000 A B C D F G H 9+ FRANKFURT Y XS1322369338 JULIUS BAER GROUP LTD BAER SW 瑞士寶盛集團有限公司 BAERVX 5.9 18/11/2020 100.000 Jr Subordinated Permanent Write Down 7 450 Baa3 N/A CH SGD 103.959 4.285 250,000 A B C D G H 7 SGX-ST Y USP3772WAF97 BANCO DO BRASIL (CAYMAN) BBAS3 BZ Banco do Brasil SA/ 開曼 BANBRA 9 18/6/2024 100.000 Jr Subordinated Permanent Write Down 5.125 2,170 B2 CCC+ BR USD 106.750 7.608 200,000 A B C D G H 9+ TRACE Y XS0926832907 BANCO BILBAO VIZCAYA ARG BBVA SM 畢爾巴鄂比斯開銀行 BBVASM 9 9/5/2018 100.000 Jr Subordinated Equity Conversion 5.125 1,500 NR N/A ES USD 100.500 2.738 200,000 A B C D F G H 4 SGX-ST N XS1033661866 BANCO BILBAO VIZCAYA ARG BBVA SM 畢爾巴鄂比斯開銀行 BBVASM 7 19/2/2019 100.000 Jr Subordinated Equity Conversion 5.125 1,500 NR N/A ES EUR 105.197 0.922 200,000 B C D F G H 5 SGX-ST N XS1190663952 BANCO BILBAO VIZCAYA ARG BBVA SM 畢爾巴鄂比斯開銀行 BBVASM 6.75 18/2/2020 100.000 Jr Subordinated Equity Conversion 5.125 1,500 Ba2 N/A ES EUR 109.070 1.773 200,000 A B C D F G H 8 DUBLIN Y XS1394911496 BANCO BILBAO VIZCAYA ARG BBVA SM 畢爾巴鄂比斯開銀行 BBVASM 8.875 14/4/2021 100.000 Jr Subordinated Equity Conversion 5.125 1,000 Ba2 N/A ES EUR 118.984 2.328 200,000 A B C D F G H 8 DUBLIN Y XS1122780106 BANK OF CHINA 3988 HK 中國銀行 BCHINA 6.75 23/10/2019 100.000 Jr Subordinated Equity Conversion 5.125 39,940 Ba2 BB CN CNY 103.508 4.316 2,000,000 A B C D F G H 8 HONG KONG Y XS1248345461 GOVERNOR & CO OF THE BAN BIRG ID 愛爾蘭銀行 BKIR 7.375 18/6/2020 100.000 Jr Subordinated Temporary Write Down 5.125 750 Ba3 BB- IE EUR 111.692 1.896 200,000 B C D G H 8 DUBLIN Y XS1404935204 BANKINTER SA BKT SM 西班牙洲際銀行 BKTSM 8.625 10/5/2021 100.000 Jr Subordinated Equity Conversion 5.125 200 Ba3 N/A ES EUR 117.959 2.551 200,000 A B C D F G H 8 STUTTGART Y XS1326527246 BANK OF EAST ASIA LTD 23 HK 東亞銀行 BNKEA 5.5 2/12/2020 100.000 Jr Subordinated Permanent Write Down N/A 650 Ba2 BB HK USD 99.700 5.620 150,000 B C D G H 8 HONG KONG Y USF1R15XK367 BNP PARIBAS BNP FP 法國巴黎銀行 BNP 7.375 19/8/2025 100.000 Jr Subordinated Temporary Write Down 5.125 1,500 Ba1 BBB- FR USD 109.386 5.789 200,000 A B C D G H 8 EURONEXT-PARIS Y XS1247508903 BNP PARIBAS BNP FP 法國巴黎銀行 BNP 6.125 17/6/2022 100.000 Jr Subordinated Temporary Write Down 5.125 750 Ba1 BBB- FR EUR 114.293 2.506 200,000 A B C D G H 8 EURONEXT-PARIS Y USF1R15XK441 BNP PARIBAS BNP FP 法國巴黎銀行 BNP 7.625 30/3/2021 100.000 Jr Subordinated Temporary Write Down 5.125 1,500 Ba1 BBB- FR USD 108.092 4.676 200,000 B C D G H 8 EURONEXT-PARIS Y XS1257592037 BANK OF COMMUNICATIONS 3328 HK 交通銀行 BOCOM 5 29/7/2020 100.000 Jr Subordinated Equity Conversion 5.125 2,450 B1 N/A CN USD 98.990 5.465 200,000 A B C D F G H 9+ HONG KONG Y USP0779LAA37 BANCO BTG PACTUAL LUX BPAC11 BZ 巴西百達投資銀行 ( 盧森堡 ) BTGPBZ 8.75 18/9/2019 100.000 Jr Subordinated Permanent Write Down 5.125 910 B2 N/A BR USD 100.000 8.742 200,000 A B C D G H 9+ EUROMTF Y XS1328130197 CHINA CONSTRUCTION BANK 939 HK 建設銀行 CCB 4.65 16/12/2020 100.000 Jr Subordinated Equity Conversion 5.125 3,050 Ba2 BB- CN USD 98.615 5.206 200,000 B C D F G H 8 HONG KONG Y XS1107229582 CHONG HING BANK LTD 1111 HK 創興銀行 CHOHIN 6.5 25/9/2019 100.000 Jr Subordinated Permanent Write Down N/A 300 Ba2 N/A CN USD 102.740 4.535 200,000 A B C D G H 8 HONG KONG Y XS1055321993 CHINA CITIC BANK INTL LT HKBZ HK 中信銀行 ( 國際 ) 有限公司 CINDBK 7.25 22/4/2019 100.000 Jr Subordinated Permanent Write Down N/A 300 Ba2 N/A HK USD 102.615 4.627 200,000 B C D G H 8 HONG KONG Y XS1079786239 COVENTRY BLDG SOCIETY 4620Z LN 考文垂建築協會 COVBS 6.375 1/11/2019 100.000 Jr Subordinated Equity Conversion 7 400 N/A N/A GB GBP 104.109 3.636 200,000 A B C D F G H 6 SIX Y XS1076957700 CREDIT SUISSE GROUP AG CSGN SW 瑞信集團 CS 6.25 18/12/2024 100.000 Jr Subordinated Permanent Write Down 5.125 2,500 N/A BB CH USD 103.800 5.560 200,000 A B C D G H 8 SIX Y XS0989394589 CREDIT SUISSE GROUP AG CSGN SW 瑞信集團 CS 7.5 11/12/2023 100.000 Jr Subordinated Permanent Write Down 5.125 2,250 N/A BB CH USD 109.000 5.622 200,000 A B C D G H 8 SIX Y XS1044578273 DANSKE BANK A/S DANSKE DC 丹斯克銀行 DANBNK 5.75 6/4/2020 100.000 Jr Subordinated Temporary Write Down 7 750 NR BBB- DK EUR 108.043 1.624 100,000 A B C D G H 7 DUBLIN Y XS1190987427 DANSKE BANK A/S DANSKE DC 丹斯克銀行 DANBNK 5.875 6/4/2022 100.000 Jr Subordinated Temporary Write Down 7 750 Baa3 BBB- DK EUR 112.534 2.550 200,000 B C D G H 7 DUBLIN Y XS1071551391 DEUTSCHE BANK AG DBK GR 德意志銀行 DB 7.125 30/4/2026 100.000 Jr Subordinated Temporary Write Down 5.125 650 B1 B+ DE GBP 99.699 7.173 100,000 B C D G H 8 STUTTGART Y DE000DB7XHP3 DEUTSCHE BANK AG DBK GR 德意志銀行 DB 6 30/4/2022 100.000 Jr Subordinated Temporary Write Down 5.125 1,750 B1 B+ DE EUR 101.528 5.566 100,000 A B C D G H 9+ ALL GERMAN SE Y XS1071551474 DEUTSCHE BANK AG DBK GR 德意志銀行 DB 6.25 30/4/2020 100.000 Jr Subordinated Temporary Write Down 5.125 1,250 B1 B+ DE USD 99.114 6.720 200,000 A B C D G H 9+ TRACE Y US251525AN16 DEUTSCHE BANK AG DBK GR 德意志銀行 DB 7.5 30/4/2025 100.000 Jr Subordinated Temporary Write Down 5.125 1,500 B1 B+ DE USD 100.800 7.348 200,000 A B C D G H 9+ EUROMTF Y XS1207306652 DNB BANK ASA SNOG NO DNB Bank ASA DNBNO 5.75 26/3/2020 100.000 Jr SubordinatedTemporary Write Down 5.125 750 Baa3 BBB NO USD 102.167 4.567 200,000 B C D G H 7 DUBLIN Y US404280AR04 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC 5.625 17/1/2020 100.000 Jr Subordinated Equity Conversion 7 1,500 Baa3 N/A GB USD 100.750 5.171 200,000 A B C D F G H 7 DUBLIN Y XS1111123987 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC 5.25 16/9/2022 100.000 Jr Subordinated Equity Conversion 7 1,500 Baa3 N/A GB EUR 110.090 2.812 200,000 A B C D F G H 7 DUBLIN Y XS1298431104 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC 6 29/9/2023 100.000 Jr Subordinated Equity Conversion 7 1,000 Baa3 N/A GB EUR 115.505 2.912 200,000 B C D F G H 7 DUBLIN Y US404280AS86 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC 6.375 17/9/2024 100.000 Jr Subordinated Equity Conversion 7 2,250 Baa3 N/A GB USD 101.500 6.089 200,000 A B C D F G H 7 DUBLIN Y US404280AT69 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC 6.375 30/3/2025 100.000 Jr Subordinated Equity Conversion 7 2,450 Baa3 N/A GB USD 102.000 6.019 200,000 B C D F G H 7 TRACE Y USY39656AA40 IND & COMM BK OF CHINA 601398 CH 工商銀行 ICBCAS 6 10/12/2019 100.000 Jr Subordinated Equity Conversion 5.125 2,940 Ba2 BB- CN USD 102.625 4.316 200,000 A B C D F G H 8 HONG KONG Y XS1142380820 IND & COMM BK OF CHINA 601398 CH 工商銀行 ICBCAS 6 10/12/2021 100.000 Jr Subordinated Equity Conversion 5.125 600 Ba2 BB- CN EUR 108.785 3.406 150,000 A B C D F G H 8 HONG KONG Y US456837AE31 ING GROEP NV INGA NA 荷蘭國際集團 INTNED 6 16/4/2020 100.000 Jr Subordinated Equity Conversion 7 1,000 Ba1 BB NL USD 102.250 4.815 200,000 B C D F G H 8 DUBLIN Y US456837AF06 ING GROEP NV INGA NA 荷蘭國際集團 INTNED 6.5 16/4/2025 100.000 Jr Subordinated Equity Conversion 7 1,250 Ba1 BB NL USD 103.620 5.863 200,000 B C D F G H 8 DUBLIN Y XS1227057814 PERMANENT TSB PLC IL0A ID Permanent TSB PLC IPMID 8.625 1/4/2021 100.000 Jr Subordinated Equity Conversion 7 125 NR N/A IE EUR 99.348 8.880 200,000 A B C D F G H 9+ DUBLIN Y XS1346815787 INTESA SANPAOLO SPA ISP IM 聯合聖保羅銀行 ISPIM 7 19/1/2021 100.000 Jr Subordinated Temporary Write Down 5.125 1,250 Ba3 BB- IT EUR 109.753 3.292 200,000 A B C D G H 8 FRANKFURT Y US48126HAC43 JPMORGAN CHASE & CO JPM US 摩根大通銀行 JPM 6.1 1/10/2024 100.000 Jr Subordinated N/A N/A 1,600 Baa3 BBB- US USD 104.750 5.226 1,000 B C D H 7 TRACE Y BE0002463389 KBC GROEP NV KBC BB 比利時聯合金融集團 KBCBB 5.625 19/3/2019 100.000 Jr Subordinated Temporary Write Down 5.125 1,400 NR BB BE EUR 104.105 1.227 100,000 A B C D G H 8 EURONEXT-BRUSS Y XS1299724911 MUNICIPALITY FINANCE PLC 市政金融公開有限公司 KUNTA 4.5 1/4/2022 100.000 Jr Subordinated Temporary Write Down 5.125 350 A3 BBB+ FI EUR 111.675 1.456 200,000 B C D G H 5 DUBLIN N XS1043552261 LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS 7.875 27/6/2029 100.000 Jr Subordinated Equity Conversion 7 750 Baa3 BB- GB GBP 121.151 5.354 200,000 A B C D F G H 8 DUBLIN Y XS1043552188 LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS 7.625 27/6/2023 100.000 Jr Subordinated Equity Conversion 7 1,494 Baa3 BB- GB GBP 112.376 4.918 200,000 A B C D F G H 8 DUBLIN Y

Coupon Nxt Call Date Nxt Call Px BANK AT1 CAPITAL*** Coco action Trigger Lvl Moody's S&P Crncy Offer Offer YTC Min. Size Score Exchange Listed High & Complex 發行商股票號碼票面息下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率入場費風險水平上市交易所高風險及複雜產品 XS1043545059 LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS 6.375 27/6/2020 100.000 Jr Subordinated Equity Conversion 7 750 Baa3 BB- GB EUR 108.984 2.202 200,000 B C D F G H 8 DUBLIN Y XS1043550307 LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS 7 27/6/2019 100.000 Jr Subordinated Equity Conversion 7 1,481 Baa3 BB- GB GBP 105.555 2.337 200,000 A B C D F G H 8 DUBLIN Y US539439AG42 LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS 7.5 27/6/2024 100.000 Jr Subordinated Equity Conversion 7 1,675 Baa3 BB- GB USD 108.650 5.830 200,000 A B C D F G H 8 DUBLIN Y XS1527305608 CHINA MINSHENG BKG CORP 600016 CH 民生銀行 CHIMIN 4.95 14/12/2021 100.000 Jr Subordinated Equity Conversion 5.125 1,439 N/A N/A CN USD 96.250 6.109 200,000 B C D F G H 7 HONG KONG Y US65557DAL55 NORDEA BANK AB NDA SS 北歐聯合銀行股份公司 NDASS 6.125 23/9/2024 100.000 Jr Subordinated Temporary Write Down 5.125 500 Ba1 BBB SE USD 104.146 5.356 200,000 A B C D G H 8 TRACE Y US65557DAM39 NORDEA BANK AB NDA SS 北歐聯合銀行股份公司 NDASS 5.5 23/9/2019 100.000 Jr Subordinated Temporary Write Down 5.125 1,000 Ba1 BBB SE USD 102.063 4.022 200,000 A B C D G H 8 DUBLIN Y XS1202090947 NORDEA BANK AB NDA SS 北歐聯合銀行股份公司 NDASS 5.25 13/9/2021 100.000 Jr Subordinated Temporary Write Down 5.125 550 Ba1 BBB SE USD 100.417 5.104 200,000 A B C D G H 8 DUBLIN Y XS1206972348 NBK TIER 1 FNC LTD NBK KK 科威特國民銀行一級融資有限公 NTBKKK 5.75 9/4/2021 100.000 Jr Subordinated Permanent Write Down N/A 700 Baa3 N/A KW USD 102.375 4.888 200,000 B C D G H 7 DUBLIN Y XS1043181269 NATIONWIDE BLDG SOCIETY 0916972D LN 全英房屋抵押貸款協會 NWIDE 6.875 20/6/2019 100.000 Jr Subordinated Equity Conversion 7 1,000 N/A BB+ GB GBP 104.987 2.605 100,000 A B C D F G H 8 SIX Y XS1195632911 NYKREDIT REALKREDIT AS 1006Z DC Nykredit Realkredit 公司 NYKRE 6.25 26/10/2020 100.000 Jr Subordinated Temporary Write Down 7.125 500 N/A BB+ DK EUR 110.263 2.086 200,000 B C D G H 8 DUBLIN Y XS1684793018 POSTAL SAVINGS BK CHINA 1658 HK 郵儲銀行 POSABK 4.5 27/9/2022 100.000 Jr Subordinated Equity Conversion 5.125 7,250 Ba3 N/A CN USD 95.250 5.728 200,000 A B C D F G H 8 HONG KONG Y XS1688955001 BANK OF ZHENGZHOU CO LTD 6196 HK 鄭州銀行 CBZHZH 5.5 18/10/2022 100.000 Jr Subordinated Equity Conversion 5.125 1,191 N/A N/A CN USD 98.000 6.008 200,000 A B C D F G H 7 HONG KONG Y XS1171914515 COOPERATIEVE RABOBANK UA RABO NA 荷蘭合作銀行 RABOBK 5.5 29/6/2020 100.000 Jr Subordinated Temporary Write Down 5.125 1,500 Baa3 N/A NL EUR 108.738 1.483 200,000 A B C D G H 7 EURONEXT-AMSTER Y XS1400626690 COOPERATIEVE RABOBANK UA RABO NA 荷蘭合作銀行 RABOBK 6.625 29/6/2021 100.000 Jr Subordinated Temporary Write Down 5.125 1,250 Baa3 N/A NL EUR 114.554 1.939 200,000 A B C D G H 7 DUBLIN Y XS1002121454 RABOBANK STICHTING AK Stichting AK 荷蘭合作銀行憑證 RABOBK 6.5 N/A N/A Jr Subordinated N/A N/A 7,449 N/A N/A NL EUR 123.554 N/A 25 B D H 7 EURONEXT-AMSTER Y US780099CJ48 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS 7.5 10/8/2020 100.000 Jr Subordinated Equity Conversion 7 2,000 Ba3 B GB USD 104.875 5.267 200,000 B C D F G H 8 TRACE Y US780099CK11 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS 8 10/8/2025 100.000 Jr Subordinated Equity Conversion 7 1,150 Ba3 B GB USD 110.525 6.203 200,000 B C D F G H 8 TRACE Y XS1043535092 BANCO SANTANDER SA SAN SM 西班牙國際銀行 SANTAN 6.25 12/3/2019 100.000 Jr Subordinated Equity Conversion 5.125 1,500 Ba1 N/A ES EUR 104.828 0.984 100,000 A B C D F G H 8 DUBLIN Y XS1107291541 BANCO SANTANDER SA SAN SM 西班牙國際銀行 SANTAN 6.25 11/9/2021 100.000 Jr Subordinated Equity Conversion 5.125 1,500 Ba1 N/A ES EUR 111.216 2.798 100,000 A B C D F G H 8 DUBLIN Y XS1066553329 BANCO SANTANDER SA SAN SM 西班牙國際銀行 SANTAN 6.375 19/5/2019 100.000 Jr Subordinated Equity Conversion 5.125 1,500 Ba1 N/A ES USD 101.250 5.205 200,000 A B C D F G H 8 DUBLIN Y XS1244538523 SANTANDER UK GROUP HLDGS 1254542D LN 桑坦德集團控股 ( 英國 ) SANUK 7.375 24/6/2022 100.000 Jr Subordinated Permanent Write Down 7 750 Ba2 B+ GB GBP 109.554 4.849 200,000 A B C D G H 9+ LONDON Y XS1136391643 SKANDINAVISKA ENSKILDA SEBA SS 北歐斯安銀行 SEB 5.75 13/5/2020 100.000 Jr Subordinated Temporary Write Down 5.125 1,100 Baa3 N/A SE USD 102.042 4.711 200,000 B C D G H 7 DUBLIN Y XS1194054166 SVENSKA HANDELSBANKEN A SHBA SS 瑞典商業銀行 SHBASS 5.25 1/3/2021 100.000 Jr Subordinated Temporary Write Down 5.125 1,200 Baa2 BBB SE USD 100.875 4.913 200,000 A B C D G H 6 DUBLIN Y XS0867614595 SOCIETE GENERALE GLE FP 法國興業銀行 SOCGEN 8.25 29/11/2018 100.000 Jr Subordinated Temporary Write Down 5.125 1,250 Ba2 BB+ FR USD 103.150 3.198 200,000 A B C D G H 8 FRANKFURT Y USF8586CRW49 SOCIETE GENERALE GLE FP 法國興業銀行 SOCGEN 7.875 18/12/2023 100.000 Jr Subordinated Temporary Write Down 5.125 1,750 Ba2 BB+ FR USD 108.250 6.132 200,000 A B C D G H 8 MUNICH Y USF8586CXG25 SOCIETE GENERALE GLE FP 法國興業銀行 SOCGEN 6 27/1/2020 100.000 Jr Subordinated Temporary Write Down 5.125 1,500 Ba2 N/A FR USD 100.386 5.765 200,000 A B C D G H 8 TRACE Y XS0867620725 SOCIETE GENERALE GLE FP 法國興業銀行 SOCGEN 6.75 7/4/2021 100.000 Jr Subordinated Temporary Write Down 5.125 1,000 Ba2 N/A FR EUR 111.509 2.718 100,000 A B C D G H 8 STUTTGART Y USF43628B413 SOCIETE GENERALE GLE FP 法國興業銀行 SOCGEN 8 29/9/2025 100.000 Jr Subordinated Temporary Write Down 5.125 1,250 Ba2 BB+ FR USD 111.125 6.121 200,000 A B C G H 8 BERLIN Y USG84228CE61 STANDARD CHARTERED PLC STAN LN 渣打集團 STANLN 6.5 2/4/2020 100.000 Jr Subordinated Equity Conversion 7 2,000 Ba1 BB- GB USD 102.755 5.018 200,000 B C D F G H 8 HONG KONG Y XS1190655776 SWEDBANK AB SWEDA SS 瑞典銀行 SWEDA 5.5 17/3/2020 100.000 Jr Subordinated Equity Conversion 5.125 750 Baa3 BBB SE USD 102.413 4.188 200,000 A B C D F G H 7 DUBLIN Y CH0271428317 UBS GROUP AG UBSG SW 瑞銀集團公司 UBS 7.125 19/2/2020 100.000 Jr Subordinated Permanent Write Down 7 1,250 N/A BB CH USD 104.125 4.742 200,000 A B C D G H 8 SIX Y CH0286864027 UBS GROUP AG UBSG SW 瑞銀集團公司 UBS 6.875 7/8/2025 100.000 Jr Subordinated Permanent Write Down 7 1,575 N/A BB CH USD 105.470 5.925 200,000 B C D G H 8 SIX Y CH0271428333 UBS GROUP AG UBSG SW 瑞銀集團公司 UBS 7 19/2/2025 100.000 Jr Subordinated Permanent Write Down 5.125 1,250 N/A BB+ CH USD 108.125 5.540 200,000 A B C D G H 8 SIX Y CH0271428309 UBS GROUP AG UBSG SW 瑞銀集團公司 UBS 5.75 19/2/2022 100.000 Jr Subordinated Permanent Write Down 5.125 1,000 N/A BB+ CH EUR 112.439 2.342 200,000 A B C D G H 8 SIX Y CH0317921697 UBS GROUP AG UBSG SW 瑞銀集團公司 UBS 6.875 22/3/2021 100.000 Jr Subordinated Permanent Write Down 7 1,500 Ba1 *+ BB CH USD 105.708 4.753 200,000 A B C D G H 8 SIX Y XS1107890847 UNICREDIT SPA UCG IM 裕信銀行 UCGIM 6.75 10/9/2021 100.000 Jr Subordinated Temporary Write Down 5.125 1,000 N/A N/A IT EUR 108.667 4.008 200,000 A B C D G H 8 FRANKFURT Y XS1046224884 UNICREDIT SPA UCG IM 裕信銀行 UCGIM 8 3/6/2024 100.000 Jr Subordinated Temporary Write Down 5.125 1,250 N/A N/A IT USD 104.125 7.156 200,000 A B C D G H 8 TRACE Y XS1090191864 VIRGIN MONEY HLGD VM/ LN 英國維珍金融控股公司 VIRGMN 7.875 31/7/2019 100.000 Jr Subordinated Equity Conversion 7 160 N/A N/A GB GBP 102.415 5.938 200,000 B C D F G H 8 BERLIN Y US780099CJ48 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS 7.5 10/8/2020 100.000 Jr Subordinated Equity Conversion 7 2,000 Ba3 B GB USD 104.875 5.267 200,000 B C D F G H 8 TRACE Y US404280BC26 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC 6.875 1/6/2021 100.000 Jr Subordinated Equity Conversion 7 2,000 Baa3 N/A GB USD 105.000 5.128 200,000 A B C D F G H 7 DUBLIN Y ***"BANK AT1 CAPITAL" are only for Professional Investors * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: http://www.hkex.com.hk/eng/prod/secprod/debt/professional_debt/list.htm

Coupon Maturity Nxt Call Date Nxt Call Px BANK T2 CAPITAL*** Coco action Trigger Lvl Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange High & Complex 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所高風險及複雜產品 USF22797QT87 CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP 8.125 19/9/2033 19/9/2018 100.000 Subordinated Permanent Write Down 7 1,000 NR BBB FR USD 102.344 2.741 8.715 200,000 B C G 6 EURONEXT-PARIS Y USQ0426RNB07 AUST & NZ BANKING GROUP ANZ AU 澳盛銀行集團 ANZ 4.5 19/3/2024 N/A N/A Subordinated Non Specified N/A 800 Baa1 BBB AU USD 101.897 N/A 4.136 200,000 B G 5 TRACE N XS1174138708 AUST & NZ BANKING GROUP ANZ AU 澳盛銀行集團 ANZ 4.75 30/1/2025 30/1/2020 100.000 Subordinated Non Specified N/A 2,500 Baa1 BBB AU CNY 100.072 4.715 5.357 1,000,000 B C G 5 AUSTRALIA N US06740L8C27 BARCLAYS BANK PLC 8376923Z LN 巴克萊銀行公開有限公司 BACR 7.625 21/11/2022 N/A N/A Subordinated Permanent Write Down 7 3,000 NR BB+ GB USD 109.367 N/A 5.307 200,000 A B G 7 NEW YORK Y US06739FHK03 BARCLAYS BANK PLC 8376923Z LN 巴克萊銀行公開有限公司 BACR 7.75 10/4/2023 10/4/2018 100.000 Subordinated Permanent Write Down 7 1,000 NR BB+ GB USD 100.141-41.358-41.358 200,000 B C G 7 LONDON Y US06738EAC93 BARCLAYS PLC BARC LN 巴克萊集團 BACR 4.375 11/9/2024 N/A N/A Subordinated N/A N/A 1,250 Ba1 BB+ GB USD 97.594 N/A 4.815 200,000 B 7 NEW YORK N USP16259AL02 BBVA BANCOMER SA TEXAS 1470Z MM BBVA Bancomer SA/ 德州 BBVASM 5.35 12/11/2029 12/11/2024 100.000 Subordinated Permanent Write Down 4.5 200 Ba1 BB+ MX USD 99.500 5.440 5.512 200,000 B C D G 7 DUBLIN Y US06120TAA60 BANK OF CHINA 3988 HK 中國銀行 BCHINA 5 13/11/2024 N/A N/A Subordinated Permanent Write Down N/A 3,000 Baa3 BBB+ CN USD 103.169 N/A 4.439 200,000 B G 6 HONG KONG Y USP16236AG98 BBVA BANCO CONTINENTAL CONTINC1 PE BBVA Banco Continental SA BCOCPE 5.25 22/9/2029 22/9/2024 100.000 Subordinated N/A N/A 300 N/A BBB- PE USD 104.750 4.396 4.759 10,000 B C 6 EUROMTF N US05579T5G71 BNP PARIBAS BNP FP 法國巴黎銀行 BNP 4.25 15/10/2024 N/A N/A Subordinated N/A N/A 1,000 Baa2 BBB+ FR USD 101.115 N/A 4.053 200,000 B 5 TRACE N XS1113240268 BANK OF COMMUNICATIONS 3328 HK 交通銀行 BOCOM 4.5 3/10/2024 3/10/2019 100.000 Subordinated Permanent Write Down N/A 1,200 N/A N/A CN USD 101.076 3.746 5.038 200,000 B C G 4 HONG KONG N US172967HA25 CITIGROUP INC C US 花旗集團 C 6.675 13/9/2043 N/A N/A Subordinated N/A N/A 1,000 Baa3 BBB US USD 129.518 N/A 4.678 1,000 B 6 NEW YORK N USP1932YAA75 CAIXA ECONOMICA FEDERAL CEFN3 BZ 巴西聯邦儲蓄銀行 CAIXBR 7.25 23/7/2024 23/7/2019 100.000 Subordinated Permanent Write Down 4.5 500 B2 N/A BR USD 103.250 4.610 7.305 200,000 B C G 8 EUROMTF Y XS1100009874 CHINA CONSTRUCT BK ASIA 1052Z HK 中國建設銀行亞洲股份有限公司 CCB 4.25 20/8/2024 20/8/2019 100.000 Subordinated Permanent Write Down N/A 750 Baa2 N/A HK USD 100.725 3.696 4.980 200,000 B C G 5 HONG KONG N XS1227820187 CHINA CONSTRUCTION BANK 939 HK 建設銀行 CCB 3.875 13/5/2025 13/5/2020 100.000 Subordinated Permanent Write Down N/A 2,000 N/A BBB+ CN USD 100.170 3.788 4.644 200,000 B C G 5 HONG KONG N XS0985263150 CHINA CITIC BANK INTL LT HKBZ HK 中信銀行 ( 國際 ) 有限公司 CINDBK 6 7/5/2024 7/5/2019 100.000 Subordinated Permanent Write Down N/A 300 N/A N/A HK USD 102.252 3.838 6.619 200,000 B C G 5 HONG KONG N XS0957135212 CREDIT SUISSE AG SVBZK SW 瑞士信貸有限公司 CS 6.5 8/8/2023 N/A N/A Subordinated Permanent Write Down 5 2,500 NR BBB CH USD 108.875 N/A 4.601 200,000 B G 5 SIX N XS1021008328 DAH SING BANK LTD 1039Z HK 大新銀行 DAHSIN 5.25 29/1/2024 29/1/2019 100.000 Subordinated Permanent Write Down N/A 225 Baa2 N/A HK USD 101.145 3.781 5.970 200,000 B C G 5 HONG KONG N XS0954024617 GAZPROMBK (GPB FINANCE) GZPR RU 俄羅斯天然氣工業銀行公司歐洲 GPBRU 6.5 17/7/2020 N/A N/A Subordinated N/A N/A 400 NR N/A RU USD 101.875 N/A 5.603 200,000 B 6 DUBLIN N XS0846652666 HCFB LLC(EURASIA CAP SA) HCFB RU 房屋信貸及金融銀行有限責任公 HCFBRU 9.375 24/4/2020 24/4/2018 100.000 Subordinated N/A N/A 229 WR N/A RU USD 101.316-23.159-23.159 200,000 B C 2 LONDON N US404280AQ21 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC 5.25 14/3/2044 N/A N/A Subordinated N/A N/A 1,500 A3 BBB+ GB USD 108.938 N/A 4.653 200,000 B 4 NEW YORK N XS0976879279 ICBC ASIA LTD 601398 CH 工銀亞洲 ICBCAS 4.5 10/10/2023 10/10/2018 100.000 Subordinated Permanent Write Down N/A 500 NR BBB+ HK USD 100.497 3.489 5.550 200,000 B C G 5 HONG KONG N XS1080078691 KRUNG THAI BANK/CAYMAN KTB TB Krung Thai Bank PCL/Cayman I KTBTB 5.2 26/12/2024 26/12/2019 100.000 Subordinated Permanent Write Down N/A 700 N/A B+ TH USD 102.318 3.785 5.473 200,000 B C G 8 SGX-ST Y US53944YAA10 LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS 4.5 4/11/2024 N/A N/A Subordinated N/A N/A 1,000 Baa1 BBB- GB USD 100.260 N/A 4.453 200,000 B 6 NEW YORK N USG6180BAB39 MIZUHO FIN GRP CAYMAN 3 8411 JP 瑞穗金融集團 3 有限公司 ( 開曼 ) MIZUHO 4.6 27/3/2024 N/A N/A Subordinated Permanent Write Down N/A 1,500 N/A BBB JP USD 102.836 N/A 4.060 200,000 B G 5 SGX-ST N US55608YAB11 MACQUARIE BANK LTD 2292186Z AU 麥格里銀行有限公司 MQGAU 4.875 10/6/2025 N/A N/A Subordinated Equity Conversion N/A 750 Baa3 BBB- AU USD 101.811 N/A 4.575 200,000 B F G 6 TRACE Y EK266589 NEWBRIDGE BANCORP FNB US 新橋銀行 NBBC 7.25 14/3/2024 14/3/2019 100.000 Subordinated N/A N/A 16 N/A N/A US USD 102.534 4.431 6.724 50,000 B C 5 TRACE N XS1055787680 NORDDEUTSCHE LANDESBAN 2531Z GR 北德意志州銀行 NDB 6.25 10/4/2024 N/A N/A Subordinated N/A N/A 500 B1 N/A DE USD 99.456 N/A 6.360 200,000 B 7 STUTTGART N US69033DAC11 OVERSEA-CHINESE BANKING OCBC SP 華僑銀行有限公司 OCBCSP 4.25 19/6/2024 N/A N/A Subordinated Permanent Write Down N/A 1,000 A3 *+ BBB+ SG USD 101.470 N/A 3.979 200,000 B G 4 SGX-ST N US780097AZ42 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS 6 19/12/2023 N/A N/A Subordinated N/A N/A 2,000 Ba1 BB GB USD 106.618 N/A 4.661 2,000 B 7 NEW YORK N US780097AY76 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS 6.1 10/6/2023 N/A N/A Subordinated N/A N/A 1,000 Ba1 BB GB USD 106.551 N/A 4.657 2,000 B 7 NEW YORK N US780099CH81 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS 5.125 28/5/2024 N/A N/A Subordinated N/A N/A 2,250 Ba1 BB GB USD 102.272 N/A 4.693 100,000 B 7 NEW YORK N XS1032750165 SBERBANK (SB CAP SA) SBER RM 俄羅斯聯邦儲蓄銀行透過俄羅斯 SBERRU 5.5 26/2/2024 26/2/2019 100.000 Subordinated Permanent Write Down 2 1,000 N/A N/A RU USD 101.901 3.280 6.071 200,000 A B C G 3 DUBLIN N XS0874014722 STANDARD CHARTERED PLC STAN LN 渣打集團 STANLN 3.95 11/1/2023 N/A N/A Subordinated N/A N/A 2,000 Baa1 BBB- GB USD 98.724 N/A 4.248 200,000 B 6 LONDON N CH0244100266 UBS AG UBSN SW 瑞士銀行 UBS 5.125 15/5/2024 N/A N/A Subordinated Permanent Write Down 5 2,500 N/A BBB+ CH USD 102.000 N/A 4.738 200,000 B G 5 SIX N US98105HAC43 WOORI BANK 000030 KS 友利銀行 WOORIB 4.75 30/4/2024 N/A N/A Subordinated Permanent Write Down N/A 1,000 Ba1 *+ BBB KR USD 102.006 N/A 4.369 200,000 B G 5 SGX-ST N USY1391CAJ00 BANK OF CHINA HONG KONG 1055Z HK 中國銀行 ( 香港 ) 有限公司 BCHINA 5.55 11/2/2020 N/A N/A Subordinated N/A N/A 2,500 A3 A HK USD 103.621 N/A 3.494 100,000 B 4 TRACE N XS0521073428 BANK OF EAST ASIA LTD 23 HK 東亞銀行 BNKEA 6.125 16/7/2020 N/A N/A Subordinated N/A N/A 600 Baa3 BBB HK USD 105.592 N/A 3.533 100,000 B 6 SGX-ST N XS0848710108 WING LUNG BANK LTD 5200115Q HK 永隆銀行有限公司 CHINAM 4.793 7/11/2022 7/5/2018 100.000 Subordinated N/A N/A 200 Baa2 N/A HK USD 100.163 2.563 4.810 200,000 B C 5 SGX-ST N ***BANK T2 CAPITAL are only for Professional Investors * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: http://www.hkex.com.hk/eng/prod/secprod/debt/professional_debt/list.htm

ISIN Issuer Stock Code Chinese name Coupon Maturity Nxt Call Date USD PERPETUAL SECURITIES Coco action Trigger Lvl Moody's S&P Offer Offer YTC Offer YTM Min. Size Score Exchange High & Complex 發行商股票號碼票面息到期日下個贖回日流通額穆迪評級標普評級國家現價贖回息率買入息率入場費風險水平上市交易所高風險及複雜產品 XS0872777122 AGILE GROUP HOLDINGS LTD 3383 HK 雅居樂集團 AGILE 8.25 N/A 18/7/2018 Jr Subordinated PERP/CALL N/A N/A 700 N/A N/A CN 100.940 4.665 9.959 200,000 B C D H 6 HONG KONG Y USN08328AA95 BILT PAPER BV BILT IN Bilt Paper BV BILTIN 9.64 N/A 11/8/2021 Jr Subordinated PERP/CALL N/A N/A 200 N/A N/A IN 21.990 82.239 48.753 200,000 B C D H 9+ SGX-ST Y XS0910884955 CENTRAL PLAZA DEVT LTD 2868 HK 中央廣場開發有限公司 BJCAPT 8.375 N/A 8/4/2018 Sr Unsecured PERP/CALL N/A N/A 400 N/A N/A CN 100.740-119.016-119.016 200,000 C D H 2 HONG KONG N XS1144953442 CENTRAL PLAZA DEVT LTD 2868 HK 中央廣場開發有限公司 BJCAPT 7.125 N/A 2/12/2019 Sr Unsecured PERP/CALL N/A N/A 450 N/A N/A CN 103.490 4.885 11.727 200,000 C D H 5 HONG KONG N XS0984058957 CHALCO HK INVESTMENT 2600 HK 中鋁香港投資有限公司 CHALUM 6.625 N/A 29/10/2018 Sr Unsecured PERP/CALL N/A N/A 350 N/A N/A CN 101.740 3.416 12.331 200,000 C D H 3 HONG KONG N XS1632358112 SHUI ON DEVELOPMENT HLDG 272 HK 瑞安建業控股有限公司 SHUION 6.4 N/A 20/6/2022 Sr Unsecured PERP/CALL N/A N/A 600 N/A N/A CN 100.240 6.331 9.045 200,000 C D H 6 SGX-ST Y XS1214407410 CCCI TREASURE LTD 1800 HK CCCI Treasure Ltd CHCOMU 3.5 N/A 21/4/2020 Sr Unsecured PERP/CALL N/A N/A 1,100 A3 N/A CN 99.240 3.892 8.876 200,000 C D H 4 HONG KONG N XS1064021246 CLP POWER HK FINANCE LTD 2 HK CLP Power HK Finance Ltd CHINLP 4.25 N/A 7/11/2019 Subordinated PERP/CALL N/A N/A 750 A3 A- HK 101.240 3.433 4.669 200,000 B C D H 4 HONG KONG N XS1120652455 DIANJIAN HAIXING LTD 601669 CH 電建海興有限公司 CHPWCN 4.05 N/A 21/10/2019 Sr Unsecured PERP/CALL N/A N/A 500 Baa1 N/A CN 100.240 3.886 9.409 200,000 C D H 4 HONG KONG N XS0933855354 CITIC LTD 267 HK 中信股份 CITLTD 8.625 N/A 22/11/2018 Subordinated PERP/CALL N/A N/A 1,000 N/A N/A CN 103.115 3.465 10.034 200,000 B C D H 4 HONG KONG N Xs1366918305 OVPH LTD 1038 HK OVPH Ltd CKINF 5.875 N/A 1/3/2021 Subordinated PERP/CALL N/A N/A 1,200 N/A BBB HK 100.740 5.592 5.831 200,000 B C D H 6 HONG KONG Y XS1334043095 BLUESTAR FIN HOLDINGS CBSZ CH 藍星金融控股有限公司 CNBG 4.375 N/A 17/12/2018 Sr Unsecured PERP/CALL N/A N/A 500 Baa2 BBB- CN 100.375 3.809 9.333 200,000 C D H 6 HONG KONG Y XS1103748791 CHINA TAIPING INSURANCE 966 HK 中國太平 CTIH 5.45 N/A 10/9/2019 Subordinated PERP/CALL N/A N/A 600 N/A BBB- CN 101.990 3.989 6.221 200,000 B C D H 6 HONG KONG Y XS1020406606 MOON WISE GLOBAL 3900 HK 月慧環球有限公司 GRNCH 9 N/A 28/1/2019 Subordinated PERP/CALL N/A N/A 500 N/A N/A CN 103.490 4.494 13.909 200,000 B C D H 6 HONG KONG Y XS1022151416 TOWNGAS FINANCE LTD 3 HK 港華燃氣融資有限公司 HKCGAS 4.75 N/A 28/1/2019 Jr Subordinated PERP/CALL N/A N/A 300 A3 A- HK 100.875 3.624 5.372 200,000 B C D H 5 HONG KONG N XS1575957920 RH INTL FINANCE LTD 78 HK RH International Finance Ltd REGH 6.5 N/A 13/4/2022 Sr Unsecured PERP/CALL N/A N/A 225 N/A N/A HK 90.740 9.321 7.163 200,000 C D H 7 HONG KONG Y XS1277581077 ROYAL CAPITAL BV ICT PM Royal Capital BV ICTPM 5.5 N/A 5/5/2021 Sr Unsecured PERP/CALL N/A N/A 265 N/A N/A PH 102.000 4.790 8.122 200,000 C D H 5 SGX-ST N XS1168791231 ROYAL CAPITAL BV ICT PM Royal Capital BV ICTPM 6.25 N/A 5/5/2019 Sr Unsecured PERP/CALL N/A N/A 140 N/A N/A PH 102.115 4.203 7.373 200,000 C D H 4 SGX-ST N XS1389118453 LI & FUNG LTD 494 HK 利豐 LIFUNG 5.25 N/A 3/11/2021 Subordinated PERP/CALL N/A N/A 650 Baa3 BBB- HK 86.000 10.015 6.104 200,000 B C D H 6 SGX-ST Y XS0851808435 LI & FUNG LTD 494 HK 利豐 LIFUNG 6 N/A 25/5/2018 Subordinated PERP/CALL N/A N/A 500 Baa3 BBB- HK 100.200 4.295 7.881 200,000 B C D H 6 SGX-ST Y XS1079076029 NOBLE GROUP LTD NOBL SP 來寶集團有限公司 NOBLSP 6 N/A 24/6/2019 Jr Subordinated PERP/CALL N/A N/A 400 N/A N/A HK 6.740 532.664 122.114 200,000 B C D H 9+ FRANKFURT Y XS0879849312 PETRON CORP PCOR PM 佩特龍公司 PCORPM 7.5 N/A 6/8/2018 Subordinated PERP/CALL N/A N/A 348 N/A N/A PH 101.440 2.949 11.425 200,000 B C D H 3 HONG KONG N USY7145PCN60 PTT EXPLOR & PRODUCT PCL PTTEP TB PTT Exploration & Production PTTEPT 4.875 N/A 18/6/2019 Jr Subordinated PERP/CALL N/A N/A 145 Baa3 BB+ TH 101.740 3.366 5.658 200,000 B C D H 7 SGX-ST Y XS1089194341 CRCC YUPENG LTD 1186 HK 鐵建宇鵬有限公司 RLCONS 3.95 N/A 1/8/2019 Sr Unsecured PERP/CALL N/A N/A 800 A3 N/A CN 100.125 3.848 9.218 200,000 C D H 4 HONG KONG N USG8188LAA10 SINOCHEM GLOBAL CAPITAL SINCHZ HK Sinochem Global Capital Co L SINOCH 5 N/A 2/11/2018 Subordinated PERP/CALL N/A N/A 600 Baa2 N/A CN 100.700 3.723 6.817 200,000 B C D H 6 TRACE Y XS1277512775 SMC GLOBAL POWER HLDGS SMC PM SMC Global Power Holdings Co SMCGL 6.75 N/A 26/2/2021 Subordinated PERP/CALL N/A N/A 300 N/A N/A PH 104.375 5.093 9.105 200,000 B C D H 6 SGX-ST Y XS1061082696 SMC GLOBAL POWER HLDGS SMC PM SMC Global Power Holdings Co SMCGL 7.5 N/A 7/11/2019 Subordinated PERP/CALL N/A N/A 300 N/A N/A PH 104.240 4.673 9.972 200,000 B C D H 6 SGX-ST Y USY8T647AA09 SK E&S CO LTD SKECLZ KS SK E&S 有限公司 YUKONG 4.875 N/A 26/11/2019 Subordinated PERP/CALL N/A N/A 300 Ba1 BB+ KR 99.740 5.040 5.793 200,000 B C D H 7 SGX-ST Y XS1389118453 LI & FUNG LTD 494 HK 利豐 LIFUNG 5.25 N/A 3/11/2021 Subordinated PERP/CALL N/A N/A 650 Baa3 BBB- HK 86.000 10.015 6.104 200,000 B C D H 6 SGX-ST Y XS1497605805 NWD FINANCE (BVI) LTD 17 HK NWD Finance BVI Ltd NWDEVL 5.75 N/A 5/10/2021 Sr Unsecured PERP/CALL N/A N/A 1,200 N/A N/A HK 95.000 7.403 6.053 200,000 C D H 6 HONG KONG Y XS1519630484 BAOXIN AUTO FINANCE I LT 600297 CH 廣匯寶信汽車金融 I 有限公司 CHGRAU 8.75 N/A 15/12/2019 Sr Unsecured PERP/CALL N/A N/A 400 N/A N/A CN 103.240 6.669 13.391 200,000 C D H 7 SGX-ST Y XS1526108235 BLUE SKYVIEW CO LTD N/A 藍色天景有限公司 HONAIR 7.125 N/A 26/7/2020 Sr Unsecured PERP/CALL N/A N/A 683 N/A N/A HK 91.490 11.434 12.661 200,000 C D H 8 HONG KONG Y XS1586438555 ESTATE SKY LTD 497 HK 地產天空有限公司 CSIPTY 5.75 N/A 20/9/2022 Sr Unsecured PERP/CALL N/A N/A 200 N/A N/A HK 97.240 6.473 8.661 200,000 C D H 6 SGX-ST Y XS1677024579 SINO OCEAN LD TRS III 3377 HK Sino-Ocean Land Treasure III SINOCE 4.9 N/A 21/9/2022 Subordinated PERP/CALL N/A N/A 600 Ba2 N/A CN 95.000 6.203 5.965 200,000 B C D H 7 HONG KONG Y XS1523969530 CHALIECO HONG KONG CORP 2068 HK Chalieco Hong Kong Corp Ltd CHALUM 5.7 N/A 15/1/2020 Sr Unsecured PERP/CALL N/A N/A 350 N/A BB CN 100.740 5.250 9.879 200,000 C D H 7 HONG KONG Y XS1706083489 BAOXIN AUTO FINANCE I LT 600297 CH 廣匯寶信汽車金融 I 有限公司 CHGRAU 5.625 N/A 30/10/2020 Sr Unsecured PERP/CALL N/A N/A 400 N/A N/A CN 94.615 7.994 10.599 200,000 C D H 7 SGX-ST Y XS1642682410 SOFTBANK GROUP CORP 9984 JP 軟銀 SOFTBK 6 N/A 19/7/2023 Subordinated PERP/CALL N/A N/A 2,750 Ba3 B+ JP 94.870 7.182 7.030 200,000 B C D H 8 SGX-ST Y XS1449950663 CLOVERIE PLC ZURICH INS ZURN SW Cloverie 公開有限公司針對蘇黎 ZURNVX 4.75 N/A 20/1/2022 Subordinated PERP/CALL N/A N/A 1,000 N/A A CH 92.750 6.963 5.121 200,000 B C D H 6 DUBLIN Y XS1788144787 DIANJIAN INT FIN LTD 601669 CH 電建國際金融有限公司 CHPWCN 4.6 N/A 13/3/2023 Sr Unsecured PERP/CALL N/A N/A 300 Baa1 N/A CN 99.350 4.749 8.027 200,000 C D H 5 HONG KONG N XS1789638480 TEWOO GROUP NO 5 LTD N/A Tewoo Group NO 5 Ltd TEWOOG 5.8 N/A 15/3/2021 Sr Unsecured PERP/CALL N/A N/A 450 N/A N/A CN 99.625 5.939 9.647 200,000 C D H 6 SGX-ST Y * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: http://www.hkex.com.hk/eng/prod/secprod/debt/professional_debt/list.htm

USD CHINA SOE Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 USG8669QAB61 TALENT YIELD INVESTMENTS 392 HK 傑益投資有限公司 BEIENT 4.5 25/4/2022 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD 103.101 N/A 3.667 200,000 4 SGX-ST XS1134020830 EASTERN CREATION II INVE BIICLZ CH 東創 II 投資控股有限公司 BEIJII 3.25 20/1/2020 N/A N/A Sr Unsecured 300 A2 A CN USD 99.784 N/A 3.374 200,000 3 HONG KONG XS1040147479 EASTERN CREATION INVEST BIICLZ CH Eastern Creation Investment BEIJII 3.625 20/3/2019 N/A N/A Sr Unsecured 300 A2 A CN USD 100.373 N/A 3.219 200,000 3 HONG KONG XS1234958376 BJ STATE-OWNED AST HK CO BJSOAZ CH 北京國資 ( 香港 ) 有限公司 BJSTAT 3 26/5/2020 N/A N/A Sr Unsecured 300 A3 A- CN USD 98.792 N/A 3.594 200,000 3 HONG KONG XS1234958459 BJ STATE-OWNED AST HK CO BJSOAZ CH 北京國資 ( 香港 ) 有限公司 BJSTAT 4.125 26/5/2025 N/A N/A Sr Unsecured 700 A3 A- CN USD 98.030 N/A 4.450 200,000 4 HONG KONG XS0968302629 AVIC INTL FINANCE INVEST CATIC CH AVIC International Finance & CATIC 4.75 12/9/2018 N/A N/A Sr Unsecured 300 Ba1 BBB- CN USD 100.532 N/A 3.459 200,000 6 HONG KONG XS0970892724 AVIC INTL FINANCE INVEST CATIC CH AVIC International Finance & CATIC 6 12/9/2023 N/A N/A Sr Unsecured 200 Ba1 BBB- CN USD 105.383 N/A 4.858 200,000 6 HONG KONG USG2117CAB84 CHINA CINDA FINANCE 1359 HK China Cinda Finance 2014 Ltd CCAMCL 4 14/5/2019 N/A N/A Sr Unsecured 1,000 Baa1 A- HK USD 100.639 N/A 3.398 200,000 3 HONG KONG USG21184AA79 CHINA CINDA FINANCE 2015 1359 HK China Cinda Finance 2015 I L CCAMCL 3.125 23/4/2020 N/A N/A Sr Unsecured 1,300 Baa1 A- HK USD 99.087 N/A 3.594 200,000 3 HONG KONG USG2117CAC67 CHINA CINDA FINANCE 1359 HK China Cinda Finance 2014 Ltd CCAMCL 5.625 14/5/2024 N/A N/A Sr Unsecured 500 Baa1 A- HK USD 106.598 N/A 4.379 200,000 4 HONG KONG XS1227680409 CN ENERGY RSRVE CHMCALS N/A China Energy Reserve and Che CERCG 5.25 11/5/2018 N/A N/A Sr Unsecured 350 N/A N/A CN USD 99.615 N/A 9.695 200,000 7 HONG KONG XS1150454822 CHINALCO FINANCE HLDGS CHACLZ CH Chinalco Finance Holdings Lt CHALUM 3.625 11/12/2019 N/A N/A Sr Unsecured 500 A1 N/A CN USD 100.218 N/A 3.487 200,000 3 HONG KONG USG8449WAB03 STATE GRID OVERSEAS INV CHSGCZ CH State Grid Overseas Investme CHGRID 2.75 7/5/2019 N/A N/A Sr Unsecured 1,250 A1 A+ CN USD 99.874 N/A 2.869 200,000 3 HONG KONG USG8449WAC85 STATE GRID OVERSEAS INV CHSGCZ CH State Grid Overseas Investme CHGRID 4.125 7/5/2024 N/A N/A Sr Unsecured 1,600 A1 A+ CN USD 101.871 N/A 3.777 200,000 3 HONG KONG USG8449VAB20 STATE GRID OVERSEAS INV CHSGCZ CH State Grid Overseas Investme CHGRID 3.125 22/5/2023 N/A N/A Sr Unsecured 1,000 A1 A+ CN USD 97.947 N/A 3.567 200,000 3 STUTTGART USY97279AB28 YANCOAL INTL RES DEV 1171 HK 兗煤國際資源開發有限公司 YZCOAL 5.73 16/5/2022 N/A N/A Sr Unsecured 228 B1 BB- CN USD 99.990 N/A 5.731 200,000 7 HONG KONG XS1322367985 CSCEC FINANCE CAYMAN I 601668 CH 中國建築工程公司金融開曼 I CHCONS 2.95 19/11/2020 N/A N/A Sr Unsecured 500 A2 A CN USD 99.158 N/A 3.289 200,000 3 HONG KONG XS1308339420 CHN CLEAN ENERGY DEVELOP CGNPCZ CH 中國清潔能源開發有限公司 CHGDNU 4 5/11/2025 N/A N/A Sr Unsecured 500 Baa1 N/A CN USD 99.428 N/A 4.088 200,000 4 HONG KONG XS1227947097 CGNPC INTERNATIONAL LTD CGNPCZ CH 中廣核國際有限公司 CHGDNU 4 19/5/2025 N/A N/A Sr Unsecured 600 A3 BBB+ CN USD 99.640 N/A 4.058 200,000 4 HONG KONG XS1089991100 AIRVESSEL FINANCE HLDG 0849342D CH Airvessel 金融控股有限公司 CHINAM 3.25 11/8/2019 N/A N/A Sr Unsecured 500 N/A BBB+ CN USD 100.167 N/A 3.119 200,000 3 HONG KONG XS0984184316 CHINA OVERSEA FIN KY III 688 HK China Overseas Finance Cayma CHIOLI 3.375 29/10/2018 N/A N/A Sr Unsecured 500 A2 BBB+ CN USD 100.264 N/A 2.888 200,000 4 HONG KONG XS0852986156 CHINA OVERSEAS FIN KY V 688 HK 中國海外發展開曼 V 有限公司 CHIOLI 3.95 15/11/2022 N/A N/A Sr Unsecured 700 Baa1 BBB+ CN USD 100.469 N/A 3.837 200,000 4 HONG KONG XS1063561499 CHINA OVERSEAS FIN KY VI 688 HK China Overseas Finance Cayma CHIOLI 5.95 8/5/2024 N/A N/A Sr Unsecured 700 Baa1 BBB+ CN USD 109.483 N/A 4.167 200,000 4 HONG KONG XS1063561143 CHINA OVERSEAS FIN KY VI 688 HK China Overseas Finance Cayma CHIOLI 4.25 8/5/2019 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD 101.093 N/A 3.208 200,000 3 HONG KONG USG2113BAA64 CHINA RESOURCES GAS GRP 1193 HK 華潤燃氣 CHIRES 4.5 5/4/2022 N/A N/A Sr Unsecured 750 A3 N/A CN USD 103.063 N/A 3.667 200,000 3 SGX-ST XS1125289626 KING POWER CAPITAL LTD CHCOCZ CH King Power 資本公司有限公司 CHITRA 3.875 3/11/2019 N/A N/A Sr Unsecured 300 Baa1 BBB+ HK USD 100.566 N/A 3.499 200,000 3 HONG KONG XS1125272143 KING POWER CAPITAL LTD CHCOCZ CH King Power 資本公司有限公司 CHITRA 5.625 3/11/2024 N/A N/A Sr Unsecured 700 Baa1 BBB+ HK USD 108.116 N/A 4.197 200,000 4 HONG KONG XS0880288997 CHINA RAILWAY RESOURCES 390 HK 中國鐵路資源匯通有限公司 CHRAIL 3.85 5/2/2023 N/A N/A Sr Unsecured 500 N/A BBB+ CN USD 100.578 N/A 3.717 200,000 4 HONG KONG XS0881566680 CHINA STATE CONS FINANCE 3311 HK 中國建築金融 I 有限公司 ( 開曼 ) CHSCOI 3.125 2/4/2018 N/A N/A Sr Unsecured - Baa2 NR CN USD 99.999 N/A N/A 200,000 5 HONG KONG XS0923302227 CITIC SEC FINANCE 2013 600030 CH CITIC Securities Finance 201 CITICS 2.5 3/5/2018 N/A N/A Sr Unsecured 800 N/A A CN USD 99.962 N/A 3.063 200,000 3 HONG KONG XS1130968453 CITIC SECURITIES FIN MTN 600030 CH 中銀證券融資中期票據有限公司 CITICS 3.5 30/10/2019 N/A N/A Sr Unsecured 650 Baa1 BBB+ CN USD 100.072 N/A 3.451 200,000 3 HONG KONG XS1087783343 CITIC LTD 267 HK 中信股份 CITLTD 4.7 18/1/2024 N/A N/A Sr Unsecured 200 N/A N/A CN USD 102.704 N/A 4.167 200,000 4 HONG KONG XS0912154381 CITIC LTD 267 HK 中信股份 CITLTD 6.375 10/4/2020 N/A N/A Sr Unsecured 500 A3 BBB+ CN USD 105.530 N/A 3.488 200,000 3 HONG KONG XS0611586263 CITIC LTD 267 HK 中信股份 CITLTD 6.625 15/4/2021 N/A N/A Sr Unsecured 750 A3 BBB+ CN USD 108.214 N/A 3.719 100,000 4 TRACE XS0836465608 CITIC LTD 267 HK 中信股份 CITLTD 6.8 17/1/2023 N/A N/A Sr Unsecured 1,400 A3 BBB+ CN USD 112.008 N/A 4.007 200,000 4 HONG KONG XS0533038039 CITIC LTD 267 HK 中信股份 CITLTD 6.9 16/8/2022 N/A N/A Sr Unsecured 150 NR N/A CN USD 112.063 N/A 3.897 100,000 3 NOT LISTED XS1269724826 CHINA MERCHANTS FINANCE 144 HK China Merchants Finance Co L CMHI 4.75 3/8/2025 N/A N/A Sr Unsecured 500 Baa1 BBB CN USD 103.821 N/A 4.138 200,000 5 HONG KONG US12625GAB05 CNOOC FINANCE 2013 LTD 883 HK 中海油財務 (2013) 有限公司 CNOOC 1.75 9/5/2018 N/A N/A Sr Unsecured 750 A1 A+ CN USD 99.937 N/A 2.515 200,000 3 HONG KONG USG2353WAA92 CNOOC FINANCE 2011 LTD 883 HK 中海油財務 (2011) 有限公司 CNOOC 4.25 26/1/2021 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD 102.452 N/A 3.322 200,000 3 HONG KONG USG23530AA92 CNOOC FINANCE 2012 LTD 883 HK 中海油財務 (2012) 有限公司 CNOOC 3.875 2/5/2022 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD 100.841 N/A 3.650 200,000 3 TRACE US12625GAC87 CNOOC FINANCE 2013 LTD 883 HK 中海油財務 (2013) 有限公司 CNOOC 3 9/5/2023 N/A N/A Sr Unsecured 2,000 A1 A+ CN USD 96.382 N/A 3.789 200,000 3 STUTTGART USQ25738AA54 CNOOC CURTIS FUNDING NO1 CNOZ CH CNOOC Curtis Funding No 1 Pt CNOOC 4.5 3/10/2023 N/A N/A Sr Unsecured 1,300 A1 A+ CN USD 102.740 N/A 3.939 200,000 3 HONG KONG US12591DAC56 CNOOC FINANCE 2014 ULC 883 HK CNOOC Nexen Finance 2014 ULC CNOOC 4.25 30/4/2024 N/A N/A Sr Unsecured 2,250 A1 A+ CN USD 101.660 N/A 3.939 200,000 3 HONG KONG US12634MAB63 CNOOC FINANCE 2015 US 883 HK CNOOC Finance 2015 USA LLC CNOOC 3.5 5/5/2025 N/A N/A Sr Unsecured 2,000 A1 A+ CN USD 96.587 N/A 4.060 200,000 3 HONG KONG US12591DAD30 CNOOC FINANCE 2014 ULC 883 HK CNOOC Nexen Finance 2014 ULC CNOOC 4.875 30/4/2044 N/A N/A Sr Unsecured 500 A1 A+ CN USD 106.250 N/A 4.467 200,000 3 HONG KONG USG22004AG38 CNPC GENERAL CAPITAL LTD 000617 CH 中國石油天然氣集團資本 CNPCCH 2.75 14/5/2019 N/A N/A Sr Unsecured 750 A2 A CN USD 99.773 N/A 2.961 200,000 3 HONG KONG XS1143081963 CNPC GENERAL CAPITAL LTD 000617 CH 中國石油天然氣集團資本 CNPCCH 2.7 25/11/2019 N/A N/A Sr Unsecured 700 A1 A+ CN USD 99.514 N/A 3.007 200,000 3 HONG KONG USG22004AG38 CNPC GENERAL CAPITAL LTD 000617 CH 中國石油天然氣集團資本 CNPCCH 2.75 14/5/2019 N/A N/A Sr Unsecured 750 A2 A CN USD 99.773 N/A 2.961 200,000 3 HONG KONG USG21895AB60 CNPC HK OVERSEAS CAPITAL 000617 CH CNPC HK Overseas Capital Ltd CNPCCH 4.5 28/4/2021 N/A N/A Sr Unsecured 650 A2 A CN USD 103.713 N/A 3.212 200,000 3 HONG KONG USG22004AE89 CNPC GENERAL CAPITAL LTD 000617 CH 中國石油天然氣集團資本 CNPCCH 3.4 16/4/2023 N/A N/A Sr Unsecured 750 A2 A CN USD 98.776 N/A 3.669 200,000 3 TRACE USG22004AB41 CNPC GENERAL CAPITAL LTD 000617 CH 中國石油天然氣集團資本 CNPCCH 3.95 19/4/2022 N/A N/A Sr Unsecured 500 A2 A CN USD 101.827 N/A 3.460 200,000 3 HONG KONG XS0991743310 PROSPEROUS RAY LTD 1070Z CH Prosperous Ray Ltd COFCO 3 12/11/2018 N/A N/A Sr Unsecured 500 A3 BBB+ HK USD 100.028 N/A 2.949 200,000 4 HONG KONG XS1132156230 DOUBLE ROSY LTD 207 HK 倍隆有限公司 COFCOL 3.625 18/11/2019 N/A N/A Sr Unsecured 800 N/A N/A HK USD 99.822 N/A 3.738 200,000 3 HONG KONG XS0996662853 CHINA OS GRAND OCEAN FIN 81 HK 中國海外宏洋金融 II 開曼 COGO 5.125 23/1/2019 N/A N/A Sr Unsecured 400 Baa2 BBB- CN USD 101.097 N/A 3.689 200,000 5 HONG KONG USG2444PAA50 COSL FINANCE BVI LTD 2883 HK COSL Finance BVI Ltd COSL 3.25 6/9/2022 N/A N/A Sr Unsecured 1,000 Baa1 BBB CN USD 97.626 N/A 3.840 200,000 4 TRACE XS1039273740 CHINA RESOURCES LAND LTD 1109 HK 華潤置地 CRHZCH 4.375 27/2/2019 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD 101.019 N/A 3.189 200,000 4 HONG KONG XS1291170360 AVI FUNDING CO LTD EIBCZ CH Avi 融資有限公司 EXIMCH 3.8 16/9/2025 N/A N/A Sr Unsecured 500 A1 A+ CN USD 99.105 N/A 3.940 200,000 3 SGX-ST XS1291169867 AVI FUNDING CO LTD EIBCZ CH Avi 融資有限公司 EXIMCH 2.85 16/9/2020 N/A N/A Sr Unsecured 500 A1 A+ CN USD 98.981 N/A 3.289 200,000 3 SGX-ST USY23862AE81 EXPORT-IMPORT BANK CHINA EIBCZ CH 中國進出口銀行 EXIMCH 2.5 31/7/2019 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD 99.570 N/A 2.836 200,000 3 HONG KONG XS1395523001 EXPORT-IMPORT BANK CHINA EIBCZ CH 中國進出口銀行 EXIMCH 2 26/4/2021 N/A N/A Sr Unsecured 1,250 A1 A+ CN USD 96.732 N/A 3.134 200,000 3 SGX-ST

USD CHINA SOE Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 XS1395523779 EXPORT-IMPORT BANK CHINA EIBCZ CH 中國進出口銀行 EXIMCH 2.875 26/4/2026 N/A N/A Sr Unsecured 1,000 A1 A+ CN USD 93.541 N/A 3.815 200,000 3 SGX-ST USY23862AF56 EXPORT-IMPORT BANK CHINA EIBCZ CH 中國進出口銀行 EXIMCH 3.625 31/7/2024 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD 100.107 N/A 3.605 200,000 3 HONG KONG XS1081319698 GREENLAND GLB INVST GGPZ CH 綠地全球投資有限公司 GRNLGR 4.375 3/7/2019 N/A N/A Sr Unsecured 400 Ba2 BB- CN USD 100.115 N/A 4.273 200,000 6 HONG KONG XS1081321595 GREENLAND GLB INVST GGPZ CH 綠地全球投資有限公司 GRNLGR 5.875 3/7/2024 N/A N/A Sr Unsecured 600 Ba2 BB- CN USD 96.865 N/A 6.492 200,000 7 HONG KONG XS1088292815 HUARONG FINANCE CO LTD 2799 HK 華融金融有限公司 HRAM 4 17/7/2019 N/A N/A Sr Unsecured 1,200 Baa1 BBB+ CN USD 100.562 N/A 3.540 200,000 4 HONG KONG XS1165659357 HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM 4.5 16/1/2020 N/A N/A Sr Unsecured 1,200 Baa1 BBB+ CN USD 101.373 N/A 3.687 200,000 4 HONG KONG XS1165659514 HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM 5.5 16/1/2025 N/A N/A Sr Unsecured 1,400 Baa1 BBB+ CN USD 104.525 N/A 4.710 200,000 4 HONG KONG XS1107172535 HAITONG INTL FIN 2014 665 HK 海通國際金融 2014 有限公司 HTISEC 3.99 11/9/2019 N/A N/A Sr Unsecured 600 N/A BBB HK USD 100.558 N/A 3.582 200,000 5 HONG KONG XS1170096454 HAITONG INTL FIN 2015 665 HK 海通國際金融 2015 有限公司 HTISEC 4.2 29/7/2020 N/A N/A Sr Unsecured 700 N/A BBB HK USD 100.976 N/A 3.752 200,000 4 HONG KONG XS0942140335 HUANENG HK CAPITAL LTD HNGZ CH Huaneng Hong Kong Capital Lt HUANEN 3.375 11/6/2018 N/A N/A Sr Unsecured 400 N/A N/A CN USD 100.016 N/A 3.242 200,000 3 HONG KONG XS1139661224 HUAYI FINANCE I LTD DRUZ CH 華誼金融 I 有限公司 HUAYI 4 2/12/2019 N/A N/A Sr Unsecured 350 Ba2 BB+ CN USD 99.365 N/A 4.402 200,000 6 HONG KONG USG5320CAA65 KUNLUN ENERGY CO LTD 135 HK 昆侖能源 KUNLEG 2.875 13/5/2020 N/A N/A Sr Unsecured 500 A2 A CN USD 99.059 N/A 3.344 200,000 3 HONG KONG USG5320CAB49 KUNLUN ENERGY CO LTD 135 HK 昆侖能源 KUNLEG 3.75 13/5/2025 N/A N/A Sr Unsecured 500 A2 A CN USD 99.016 N/A 3.910 200,000 3 HONG KONG XS1265180213 MINMETALS BOUNTEOUS FINA ZGWUKZ CH 五礦金融 ( 英屬維京群島 ) MINMET 3.5 30/7/2020 N/A N/A Sr Unsecured 500 Baa1 N/A CN USD 99.846 N/A 3.568 200,000 3 HONG KONG XS1265180643 MINMETALS BOUNTEOUS FIN ZGWUKZ CH 五礦金融 ( 英屬維京群島 ) MINMET 4.75 30/7/2025 N/A N/A Sr Unsecured 500 Baa1 N/A CN USD 101.796 N/A 4.458 200,000 4 HONG KONG XS0963156350 CENTURY MASTER INVESTMEN 1167Z CH Century Master Investment Co ORIEAS 4.75 19/9/2018 N/A N/A Sr Unsecured 600 N/A BBB+ CN USD 100.688 N/A 3.162 200,000 3 HONG KONG XS1104029027 CHARMING LIGHT INVST LTD 1167Z CH 翠明萊特投資有限公司 ORIEAS 3.75 3/9/2019 N/A N/A Sr Unsecured 1,100 Baa1 N/A CN USD 100.300 N/A 3.526 200,000 3 HONG KONG XS1104029290 CHARMING LIGHT INVST LTD 1167Z CH 翠明萊特投資有限公司 ORIEAS 5 3/9/2024 N/A N/A Sr Unsecured 400 Baa1 N/A CN USD 103.486 N/A 4.369 200,000 4 HONG KONG XS1241499919 DAWN VICTOR LTD N/A 旭勝有限公司 PKFOUN 5.5 5/6/2018 N/A N/A Sr Unsecured 685 N/A N/A CN USD 100.615 N/A 1.365 200,000 1 HONG KONG XS0946643490 POLY REAL ESTATE FINANCE 600048 CH 保利房地產金融有限公司 POLYRE 4.5 6/8/2018 N/A N/A Sr Unsecured 358 Baa3 BBB- CN USD 100.346 N/A 3.387 200,000 5 FRANKFURT XS1048622689 POLY REAL ESTATE FINANCE 600048 CH 保利房地產金融有限公司 POLYRE 5.25 25/4/2019 N/A N/A Sr Unsecured 398 Baa3 BBB- CN USD 101.546 N/A 3.721 200,000 5 HONG KONG XS0928126340 CRCC YUXIANG LTD 1186 HK 鐵建宇翔有限公司 RLCONS 3.5 16/5/2023 N/A N/A Sr Unsecured 800 A3 A- CN USD 98.541 N/A 3.817 200,000 3 HONG KONG XS1172051424 BAOSTEEL FINANCING 2015 SBSA CH 寶鋼融資 2015 有限公司 BAORES 3.875 28/1/2020 N/A N/A Sr Unsecured 500 Baa2 BBB HK USD 100.503 N/A 3.582 200,000 4 HONG KONG XS1001851994 BAO-TRANS ENTERPRISE 600019 CH 寶運企業有限公司 SBSG 3.75 12/12/2018 N/A N/A Sr Unsecured 500 Baa2 BBB+ CN USD 100.221 N/A 3.409 200,000 4 HONG KONG XS1262584532 SHANGHAI ELECTRIC POWER 600021 CH 上海電力金融有限公司 SHELEC 3.625 11/8/2020 N/A N/A Sr Unsecured 500 Baa2 BBB CN USD 100.033 N/A 3.609 200,000 4 HONG KONG XS1165128239 SHENHUA OVERSEAS CAPITAL 1088 HK China Shenhua Overseas Capit SHENGY 3.125 20/1/2020 N/A N/A Sr Unsecured 500 A2 A *- CN USD 99.717 N/A 3.288 200,000 3 HONG KONG XS1165128585 SHENHUA OVERSEAS CAPITAL 1088 HK China Shenhua Overseas Capit SHENGY 3.875 20/1/2025 N/A N/A Sr Unsecured 500 A2 A *- CN USD 99.505 N/A 3.958 200,000 3 HONG KONG USG816AMAC61 SINOCHEM OFFSHORE CAPITA SINCHZ HK 中化資本離岸有限公司 SINOCH 3.25 29/4/2019 N/A N/A Sr Unsecured 500 A3 A- CN USD 100.103 N/A 3.149 200,000 3 HONG KONG USG8185TAA72 SINOCHEM OVERSEAS CAPITA SINCHZ HK Sinochem Overseas Capital Co SINOCH 4.5 12/11/2020 N/A N/A Sr Unsecured 1,500 A3 A- CN USD 102.720 N/A 3.393 100,000 3 STUTTGART USG81877AA34 SINOPEC CAPITAL 2013 LTD 386 HK Sinopec Capital 2013 Ltd SINOPC 3.125 24/4/2023 N/A N/A Sr Unsecured 1,250 A1 A+ CN USD 97.157 N/A 3.749 200,000 3 HONG KONG USG82003AC11 SINOPEC GRP OVERSEA 2014 SINZ CH Sinopec Group Overseas Devel SINOPE 2.75 10/4/2019 N/A N/A Sr Unsecured 750 A1 A+ CN USD 99.815 N/A 2.939 200,000 3 HONG KONG USG8200TAA81 SINOPEC GRP OVERSEAS DEV SINZ CH 中國石油化工集團海外開發 2016 SINOPE 2.125 3/5/2019 N/A N/A Sr Unsecured 1,000 A1 A+ CN USD 99.153 N/A 2.939 200,000 3 HONG KONG USG8200TAB64 SINOPEC GRP OVERSEAS DEV SINZ CH 中國石油化工集團海外開發 2016 SINOPE 2.75 3/5/2021 N/A N/A Sr Unsecured 900 A1 A+ CN USD 98.556 N/A 3.249 200,000 3 HONG KONG USG8200QAB26 SINOPEC GRP OVERSEA 2013 SINZ CH Sinopec Group Overseas Devel SINOPE 4.375 17/10/2023 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD 102.642 N/A 3.839 200,000 3 HONG KONG USG82003AE76 SINOPEC GRP OVERSEA 2014 SINZ CH Sinopec Group Overseas Devel SINOPE 4.375 10/4/2024 N/A N/A Sr Unsecured 1,400 A1 A+ CN USD 102.418 N/A 3.919 200,000 3 TRACE USG8200TAD21 SINOPEC GRP OVERSEAS DEV SINZ CH 中國石油化工集團海外開發 2016 SINOPE 3.5 3/5/2026 N/A N/A Sr Unsecured 700 A1 A+ CN USD 96.392 N/A 4.028 200,000 3 HONG KONG USG8201JAE13 SINOPEC GRP OVERSEA 2015 SINZ CH Sinopec Group Overseas Devel SINOPE 4.1 28/4/2045 N/A N/A Sr Unsecured 800 A1 A+ CN USD 94.426 N/A 4.457 200,000 3 HONG KONG USG8200TAE04 SINOPEC GRP OVERSEAS DEV SINZ CH 中國石油化工集團海外開發 2016 SINOPE 4.25 3/5/2046 N/A N/A Sr Unsecured 400 A1 A+ CN USD 96.719 N/A 4.456 200,000 3 HONG KONG USG8189YAB05 SINOPEC GRP OVERSEA 2012 SINZ CH Sinopec Group Overseas Devel SINOPE 3.9 17/5/2022 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD 101.171 N/A 3.590 200,000 3 HONG KONG USG8201JAB73 SINOPEC GRP OVERSEA 2015 SINZ CH Sinopec Group Overseas Devel SINOPE 2.5 28/4/2020 N/A N/A Sr Unsecured 2,500 A1 A+ CN USD 98.731 N/A 3.144 200,000 3 HONG KONG USG8201JAC56 SINOPEC GRP OVERSEA 2015 SINZ CH Sinopec Group Overseas Devel SINOPE 3.25 28/4/2025 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD 95.313 N/A 4.020 200,000 3 HONG KONG USG8020EAB77 SEMICONDUCTOR MANUFACTU 981 HK 中芯國際 SMIZCH 4.125 7/10/2019 N/A N/A Sr Unsecured 500 N/A BBB- CN USD 100.411 N/A 3.839 200,000 5 SGX-ST USG8850LAA82 THREE GORGES FIN I CAYMA CJSXGZ CH Three Gorges Finance I Cayma YANTZE 3.7 10/6/2025 N/A N/A Sr Unsecured 700 A1 N/A CN USD 99.509 N/A 3.778 200,000 3 SGX-ST XS0878083517 LEADING AFFLUENCE LTD 123 HK 泓景有限公司 YUEXIU 4.5 24/1/2023 N/A N/A Sr Unsecured 500 Baa3 N/A CN USD 98.625 N/A 4.823 200,000 5 HONG KONG XS1711591997 YUNNAN ENERGY INST OVR 0851225D CH 雲南能投集團海外有限公司 YUNAEN 3.75 14/11/2020 N/A N/A Sr Unsecured 300 N/A N/A CN USD 97.610 N/A 4.738 200,000 4 HONG KONG XS1552613660 QINGHAI INVEST GROUP QINIGZ CH 青海省投資集團有限公司 QHINVG 7.25 22/2/2020 N/A N/A Sr Unsecured 300 N/A BB- CN USD 98.740 N/A 7.982 200,000 6 HONG KONG * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: http://www.hkex.com.hk/eng/prod/secprod/debt/professional_debt/list.htm

USD IG CHINA CORP Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 HK/CHINA PROPERTY XS0881566680 CHINA STATE CONS FINANCE 3311 HK 中國建築金融 I 有限公司 ( 開曼 ) CHSCOI 3.125 2/4/2018 N/A N/A Sr Unsecured - Baa2 NR CN USD 99.999 N/A N/A 200,000 5 HONG KONG XS1721386834 CHINA STATE CON FIN II 3311 HK China State Construction Fin CHSCOI 3.375 29/11/2022 N/A N/A Sr Unsecured 550 Baa2 N/A CN USD 96.689 N/A 4.167 200,000 4 HONG KONG XS1721386917 CHINA STATE CON FIN II 3311 HK China State Construction Fin CHSCOI 3.875 29/11/2027 N/A N/A Sr Unsecured 250 Baa2 N/A CN USD 94.566 N/A 4.578 200,000 5 HONG KONG XS0984184316 CHINA OVERSEA FIN KY III 688 HK China Overseas Finance Cayma CHIOLI 3.375 29/10/2018 N/A N/A Sr Unsecured 500 Baa1 BBB+ CN USD 100.264 N/A 2.888 200,000 3 HONG KONG XS0972980097 CHINA OVERSEA FIN KY III 688 HK China Overseas Finance Cayma CHIOLI 5.375 29/10/2023 N/A N/A Sr Unsecured 500 Baa1 BBB+ CN USD 106.594 N/A 4.037 200,000 4 HONG KONG XS1063561143 CHINA OVERSEAS FIN KY VI 688 HK China Overseas Finance Cayma CHIOLI 4.25 8/5/2019 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD 101.093 N/A 3.208 200,000 3 HONG KONG XS1063561499 CHINA OVERSEAS FIN KY VI 688 HK China Overseas Finance Cayma CHIOLI 5.95 8/5/2024 N/A N/A Sr Unsecured 700 Baa1 BBB+ CN USD 109.483 N/A 4.167 200,000 4 HONG KONG XS0852986156 CHINA OVERSEAS FIN KY V 688 HK 中國海外發展開曼 V 有限公司 CHIOLI 3.95 15/11/2022 N/A N/A Sr Unsecured 700 Baa1 BBB+ CN USD 100.469 N/A 3.837 200,000 4 HONG KONG XS1039273740 CHINA RESOURCES LAND LTD 1109 HK 華潤置地 CRHZCH 4.375 27/2/2019 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD 101.019 N/A 3.189 200,000 3 HONG KONG XS1039273666 CHINA RESOURCES LAND LTD 1109 HK 華潤置地 CRHZCH 6 27/2/2024 N/A N/A Sr Unsecured 700 Baa1 BBB+ CN USD 110.015 N/A 4.067 200,000 4 HONG KONG XS1023280271 WANDA PROPERTIES INTL 1567411D HK 萬達資產國際有限公司 DALWAN 7.25 29/1/2024 N/A N/A Sr Unsecured 600 Ba3 B+ CN USD 102.615 N/A 6.696 200,000 7 HONG KONG XS0989286850 WANDA PROPERTIES OVERSEA 1567411D HK 萬達房地產海外有限公司 DALWAN 4.875 21/11/2018 N/A N/A Sr Unsecured 600 Ba3 B+ CN USD 100.490 N/A 4.052 200,000 7 HONG KONG XS0955717946 FRANSHION BRILLIANT LTD 0859234D HK 方興光耀有限公司 CHJMAO 5.375 17/10/2018 N/A N/A Sr Unsecured 131 Baa3 BBB- CN USD 101.220 N/A 2.989 200,000 5 HONG KONG XS1038803190 FRANSHION BRILLIANT LTD 0859234D HK 方興光耀有限公司 CHJMAO 5.75 19/3/2019 N/A N/A Sr Unsecured 500 Baa3 BBB- CN USD 102.075 N/A 3.488 200,000 5 HONG KONG USG3709DAA03 FRANSHION DEVELOPMENT 817 HK 方興發展有限公司 CHJMAO 6.75 15/4/2021 N/A N/A Sr Unsecured 500 Baa3 BBB- CN USD 107.769 N/A 3.988 200,000 5 SGX-ST XS1716791923 FAR EAST CONSORTIUM INTL 35 HK 遠東發展 FAEACO 4.5 13/5/2023 N/A N/A Sr Unsecured 150 N/A N/A HK USD 97.115 N/A 5.150 200,000 4 HONG KONG XS1081319698 GREENLAND GLB INVST GGPZ CH 綠地全球投資有限公司 GRNLGR 4.375 3/7/2019 N/A N/A Sr Unsecured 400 Ba2 BB- CN USD 100.115 N/A 4.273 200,000 6 HONG KONG XS1081321595 GREENLAND GLB INVST GGPZ CH 綠地全球投資有限公司 GRNLGR 5.875 3/7/2024 N/A N/A Sr Unsecured 600 Ba2 BB- CN USD 96.865 N/A 6.492 200,000 6 HONG KONG XS0782786171 HONGKONG LAND FINANCE HKL SP 香港置地金融開曼群島有限公司 HKLSP 4.5 1/6/2022 N/A N/A Sr Unsecured 500 A2 A HK USD 104.529 N/A 3.320 200,000 3 SGX-ST XS1002158027 HONGKONG LAND FINANCE HKL SP 香港置地金融開曼群島有限公司 HKLSP 4.625 16/1/2024 N/A N/A Sr Unsecured 400 A2 A HK USD 106.529 N/A 3.369 200,000 3 SGX-ST XS0546241075 HONGKONG LAND FINANCE HKL SP 香港置地金融開曼群島有限公司 HKLSP 4.5 7/10/2025 N/A N/A Sr Unsecured 600 A2 A HK USD 106.001 N/A 3.580 100,000 3 STUTTGART XS0871996491 HYSAN (MTN) LIMITED 14 HK 希慎 MTN 有限公司 HYSAN 3.5 16/1/2023 N/A N/A Sr Unsecured 300 A3 BBB+ HK USD 100.348 N/A 3.419 200,000 4 HONG KONG XS1133586963 NEW WORLD CHINA LAND LTD 17 HK 新世界中國 NEWWOR 5.375 6/11/2019 N/A N/A Sr Unsecured 575 N/A N/A HK USD 102.740 N/A 3.563 200,000 3 HONG KONG XS1318014831 NWD MTN LTD 17 HK NWD MTN Ltd NWDEVL 4.375 30/11/2022 N/A N/A Sr Unsecured 950 N/A N/A HK USD 101.325 N/A 4.058 200,000 3 HONG KONG XS0946643490 POLY REAL ESTATE FINANCE 600048 CH 保利房地產金融有限公司 POLYRE 4.5 6/8/2018 N/A N/A Sr Unsecured 358 Baa3 BBB- CN USD 100.346 N/A 3.387 200,000 5 FRANKFURT XS1048622689 POLY REAL ESTATE FINANCE 600048 CH 保利房地產金融有限公司 POLYRE 5.25 25/4/2019 N/A N/A Sr Unsecured 398 Baa3 BBB- CN USD 101.546 N/A 3.721 200,000 5 HONG KONG XS1163228627 SINO OCEAN LD TRS FIN II 3377 HK 遠洋地產寶財 II 有限公司 SINOCE 4.45 4/2/2020 N/A N/A Sr Unsecured 700 Baa3 NR CN USD 100.831 N/A 3.968 200,000 5 HONG KONG XS0554846781 SUN HUNG KAI PROP (CAP) 16 HK 新鴻基地產資本市場有限公司 SUNHUN 4 2/11/2020 N/A N/A Sr Unsecured 300 A1 A+ HK USD 102.216 N/A 3.093 100,000 3 HONG KONG XS0744757526 SUN HUNG KAI PROP (CAP) 16 HK 新鴻基地產資本市場有限公司 SUNHUN 4.5 14/2/2022 N/A N/A Sr Unsecured 900 A1 A+ HK USD 104.150 N/A 3.340 200,000 3 HONG KONG XS0873639701 SUN HUNG KAI PROP (CAP) 16 HK 新鴻基地產資本市場有限公司 SUNHUN 3.625 16/1/2023 N/A N/A Sr Unsecured 500 A1 A+ HK USD 100.894 N/A 3.419 200,000 3 HONG KONG XS0794206465 SWIRE PROPERT MTN FIN 1972 HK Swire Properties MTN Financi SWIPRO 4.375 18/6/2022 N/A N/A Sr Unsecured 500 A2 NR HK USD 103.577 N/A 3.449 200,000 3 HONG KONG XS0751513572 SWIRE PACIFIC MTN FIN 19 HK 太古中期債券融資有限公司 SWIRE 4.5 28/2/2022 N/A N/A Sr Unsecured 500 A3 A- HK USD 103.968 N/A 3.400 200,000 3 FRANKFURT XS0979067427 SWIRE PACIFIC MTN FIN 19 HK 太古中期債券融資有限公司 SWIRE 4.5 9/10/2023 N/A N/A Sr Unsecured 700 A3 A- HK USD 104.861 N/A 3.520 200,000 3 HONG KONG XS1001476610 CHINA MERCHANTS LAND LTD 978 HK 招商局置地 TONICI 4.021 11/12/2018 N/A N/A Sr Unsecured 500 A1 N/A CN USD 100.661 N/A 3.011 200,000 3 HONG KONG XS0878083517 LEADING AFFLUENCE LTD 123 HK 泓景有限公司 YUEXIU 4.5 24/1/2023 N/A N/A Sr Unsecured 500 Baa3 N/A CN USD 98.625 N/A 4.823 200,000 5 HONG KONG XS0910894756 YUEXIU REIT MTN CO 405 HK Yuexiu REIT MTN Co Ltd YXREIT 3.1 14/5/2018 N/A N/A Sr Unsecured 350 Baa3 NR HK USD 99.964 N/A 3.439 200,000 5 HONG KONG XS1751178499 COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD 4.75 17/1/2023 17/1/2021 102.375 1st lien 250 N/A N/A CN USD 99.115 5.900 4.959 200,000 C 4 SGX-ST NON-PROPERTY XS0860855344 AMBER CIRCLE FUNDING LTD Amber Circle Funding Ltd ACIRC 3.25 4/12/2022 N/A N/A Sr Unsecured 1,000 A1 A+ CN USD 99.312 N/A 3.411 200,000 3 HONG KONG XS0913601950 FTL CAPITAL LTD FTL 資本有限公司 AGEASI 4.125 25/4/2023 N/A N/A Sr Unsecured 250 Baa2 N/A HK USD 99.305 N/A 4.279 200,000 4 FRANKFURT USG8669QAB61 TALENT YIELD INVESTMENTS 392 HK 傑益投資有限公司 BEIENT 4.5 25/4/2022 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD 103.101 N/A 3.667 200,000 4 SGX-ST USG59606AB29 MEGA ADVANCE INVESTMENTS 392 HK 宏展投資有限公司 BEIENT 6.375 12/5/2041 N/A N/A Sr Unsecured 400 Baa1 BBB+ CN USD 126.147 N/A 4.536 200,000 4 SGX-ST US056752AB41 BAIDU INC BIDU US 百度股份有限公司 BIDU 3.5 28/11/2022 N/A N/A Sr Unsecured 750 A3 N/A CN USD 99.291 N/A 3.667 200,000 3 TRACE XS1065044312 BOC AVIATION LTD 2588 HK 中銀航空租賃 BOCAVI 3.875 9/5/2019 N/A N/A Sr Unsecured 300 N/A A- SG USD 100.825 N/A 3.091 200,000 3 SGX-ST XS0925008533 BOC AVIATION LTD 2588 HK 中銀航空租賃 BOCAVI 4.375 2/5/2023 N/A N/A Sr Unsecured 500 N/A A- SG USD 101.655 N/A 4.010 200,000 3 STUTTGART XS0890073991 AZURE ORBIT INTL FINANCE 3328 HK Azure Orbit International Fi BOCOM 3.75 6/3/2023 N/A N/A Sr Unsecured 500 A3 A- CN USD 100.398 N/A 3.660 200,000 3 HONG KONG XS0968302629 AVIC INTL FINANCE INVEST CATIC CH AVIC International Finance & CATIC 4.75 12/9/2018 N/A N/A Sr Unsecured 300 Ba1 BBB- CN USD 100.532 N/A 3.459 200,000 6 HONG KONG USG2117CAB84 CHINA CINDA FINANCE 1359 HK China Cinda Finance 2014 Ltd CCAMCL 4 14/5/2019 N/A N/A Sr Unsecured 1,000 Baa1 A- HK USD 100.639 N/A 3.398 200,000 3 HONG KONG USG21184AA79 CHINA CINDA FINANCE 2015 1359 HK China Cinda Finance 2015 I L CCAMCL 3.125 23/4/2020 N/A N/A Sr Unsecured 1,300 Baa1 A- HK USD 99.087 N/A 3.594 200,000 3 HONG KONG USG2117CAC67 CHINA CINDA FINANCE 1359 HK China Cinda Finance 2014 Ltd CCAMCL 5.625 14/5/2024 N/A N/A Sr Unsecured 500 Baa1 A- HK USD 106.598 N/A 4.379 200,000 4 HONG KONG USG21184AB52 CHINA CINDA FINANCE 2015 1359 HK China Cinda Finance 2015 I L CCAMCL 4.25 23/4/2025 N/A N/A Sr Unsecured 1,700 Baa1 A- HK USD 98.387 N/A 4.520 200,000 4 HONG KONG USG11259AB79 HEALTH AND HAPPINESS H&H 1112 HK H&H 國際控股 BTSDF 7.25 21/6/2021 21/6/2018 103.625 2nd lien 600 Ba3 BB CN USD 103.490 7.508 6.029 200,000 C 6 SGX-ST XS1214407410 CCCI TREASURE LTD 1800 HK CCCI Treasure Ltd CHCOMU 3.5 N/A 21/4/2020 100.000 Sr Unsecured 1,100 A3 N/A CN USD 99.240 3.892 8.876 200,000 C D H 4 HONG KONG XS0848710108 WING LUNG BANK LTD 5200115Q HK 永隆銀行有限公司 CHINAM 4.793 7/11/2022 7/5/2018 100.000 Subordinated 200 Baa2 N/A HK USD 100.163 2.563 4.810 200,000 B C 5 SGX-ST XS0848445358 CLP POWER HK FINANCING 2 HK 中華電力香港融資有限公司 CHINLP 3.375 26/10/2027 N/A N/A Sr Unsecured 300 A1 A+ HK USD 96.939 N/A 3.759 200,000 3 HONG KONG XS0508012092 CHINA OVRSEA FIN KY II 688 HK 中國海外金融開曼 II 有限公司 CHIOLI 5.5 10/11/2020 N/A N/A Sr Unsecured 1,000 Baa1 BBB+ CN USD 105.051 N/A 3.439 100,000 3 HONG KONG

USD IG CHINA CORP Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 USG2113BAA64 CHINA RESOURCES GAS GRP 1193 HK 華潤燃氣 CHIRES 4.5 5/4/2022 N/A N/A Sr Unsecured 750 A3 N/A CN USD 103.063 N/A 3.667 200,000 3 SGX-ST XS0556302163 CHONG HING BANK LTD 1111 HK 創興銀行 CHOHIN 6 4/11/2020 N/A N/A Subordinated 204 Baa3 N/A CN USD 105.147 N/A 3.873 100,000 B 6 HONG KONG XS0880288997 CHINA RAILWAY RESOURCES 390 HK 中國鐵路資源匯通有限公司 CHRAIL 3.85 5/2/2023 N/A N/A Sr Unsecured 500 N/A BBB+ CN USD 100.578 N/A 3.717 200,000 4 HONG KONG XS1411405233 CICC HK FINANCE 2016 MTN 3908 HK 中金金融 2016 有限公司 ( 香港 ) CICCHK 2.75 18/5/2019 N/A N/A Sr Unsecured 500 N/A BBB CN USD 99.372 N/A 3.332 200,000 4 HONG KONG XS0912154381 CITIC LTD 267 HK 中信股份 CITLTD 6.375 10/4/2020 N/A N/A Sr Unsecured 500 A3 BBB+ CN USD 105.530 N/A 3.488 200,000 3 HONG KONG XS0611586263 CITIC LTD 267 HK 中信股份 CITLTD 6.625 15/4/2021 N/A N/A Sr Unsecured 750 A3 BBB+ CN USD 108.214 N/A 3.719 100,000 4 TRACE XS0836465608 CITIC LTD 267 HK 中信股份 CITLTD 6.8 17/1/2023 N/A N/A Sr Unsecured 1,400 A3 BBB+ CN USD 112.008 N/A 4.007 200,000 4 HONG KONG XS0933855354 CITIC LTD 267 HK 中信股份 CITLTD 8.625 N/A 22/11/2018 100.000 Subordinated 1,000 N/A N/A CN USD 103.115 3.465 10.034 200,000 B C D H 4 HONG KONG XS0775625246 CHINA MERCHANTS FINANCE 144 HK China Merchants Finance Co L CMHI 5 4/5/2022 N/A N/A Sr Unsecured 500 Baa1 BBB CN USD 104.606 N/A 3.767 200,000 4 HONG KONG US12634GAA13 CNOOC FINANCE 2015 AU 883 HK 中海油金融 (2015)( 澳洲 ) 私人 CNOOC 2.625 5/5/2020 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD 99.067 N/A 3.093 200,000 3 HONG KONG USG23530AA92 CNOOC FINANCE 2012 LTD 883 HK 中海油財務 (2012) 有限公司 CNOOC 3.875 2/5/2022 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD 100.841 N/A 3.650 200,000 3 TRACE USQ25738AA54 CNOOC CURTIS FUNDING NO1 CNOZ CH CNOOC Curtis Funding No 1 Pt CNOOC 4.5 3/10/2023 N/A N/A Sr Unsecured 1,300 A1 A+ CN USD 102.740 N/A 3.939 200,000 3 HONG KONG US12625GAC87 CNOOC FINANCE 2013 LTD 883 HK 中海油財務 (2013) 有限公司 CNOOC 3 9/5/2023 N/A N/A Sr Unsecured 2,000 A1 A+ CN USD 96.382 N/A 3.789 200,000 3 STUTTGART US12591DAC56 CNOOC FINANCE 2014 ULC 883 HK CNOOC Nexen Finance 2014 ULC CNOOC 4.25 30/4/2024 N/A N/A Sr Unsecured 2,250 A1 A+ CN USD 101.660 N/A 3.939 200,000 3 HONG KONG US12634MAB63 CNOOC FINANCE 2015 US 883 HK CNOOC Finance 2015 USA LLC CNOOC 3.5 5/5/2025 N/A N/A Sr Unsecured 2,000 A1 A+ CN USD 96.587 N/A 4.060 200,000 3 HONG KONG USG22004AB41 CNPC GENERAL CAPITAL LTD 000617 CH 中國石油天然氣集團資本 CNPCCH 3.95 19/4/2022 N/A N/A Sr Unsecured 500 A2 A CN USD 101.827 N/A 3.460 200,000 3 HONG KONG USG22004AE89 CNPC GENERAL CAPITAL LTD 000617 CH 中國石油天然氣集團資本 CNPCCH 3.4 16/4/2023 N/A N/A Sr Unsecured 750 A2 A CN USD 98.776 N/A 3.669 200,000 3 TRACE XS0991743401 PROSPEROUS RAY LTD 1070Z CH Prosperous Ray Ltd COFCO 4.625 12/11/2023 N/A N/A Sr Unsecured 500 A3 BBB+ HK USD 104.080 N/A 3.807 200,000 4 HONG KONG XS0996662853 CHINA OS GRAND OCEAN FIN 81 HK 中國海外宏洋金融 II 開曼 COGO 5.125 23/1/2019 N/A N/A Sr Unsecured 400 Baa2 BBB- CN USD 101.097 N/A 3.689 200,000 5 HONG KONG XS0858461758 COSCO FINANCE 2011 LTD 1919 HK COSCO Finance 2011 Ltd COSHOL 4 3/12/2022 N/A N/A Sr Unsecured 1,000 A1 N/A CN USD 100.971 N/A 3.769 200,000 3 HONG KONG USG2444PAA50 COSL FINANCE BVI LTD 2883 HK COSL Finance BVI Ltd COSL 3.25 6/9/2022 N/A N/A Sr Unsecured 1,000 Baa1 BBB CN USD 97.626 N/A 3.840 200,000 4 TRACE XS0856597314 CHINA TAIPING CAPITAL 966 HK 中國太平資本有限公司 CTIH 4.125 21/11/2022 N/A N/A Sr Unsecured 300 N/A BBB+ CN USD 100.685 N/A 3.960 200,000 4 HONG KONG XS0979772596 CHINA TAIPING NEW HORIZO N/A China Taiping New Horizon Lt CTIH 6 18/10/2023 N/A N/A Sr Unsecured 400 N/A BBB+ HK USD 108.738 N/A 4.210 200,000 4 HONG KONG XS1067688033 GUOTAI JUNAN FINL BVI 601211 CH 國泰君安金融控股 BVI 有限公司 GJSZCH 3.625 22/5/2019 N/A N/A Sr Unsecured 500 A1 N/A CN USD 100.252 N/A 3.391 200,000 3 HONG KONG XS1078750004 GOODMAN HK FINANCE N/A Goodman HK Finance GOOMAN 4.375 19/6/2024 N/A N/A Sr Unsecured 400 N/A BBB+ HK USD 102.367 N/A 3.940 200,000 4 HONG KONG XS0881550684 HAINAN AIRLINE HK 600221 CH 海南航空 ( 香港 ) 有限公司 HAIAIR 3.625 7/2/2020 N/A N/A Sr Unsecured 500 A1 A CN USD 99.765 N/A 3.757 200,000 3 SGX-ST XS0984244748 HAITONG INTL FINANCE 600837 CH Haitong International Financ HAISEC 3.95 29/10/2018 N/A N/A Sr Unsecured 900 A1 N/A CN USD 100.422 N/A 3.171 200,000 3 HONG KONG XS1219829949 HAITONG INTL FIN HLDG 15 600837 CH 海通國際金融控股 2015 有限公司 HAISEC 3.5 21/4/2020 N/A N/A Sr Unsecured 670 N/A BBB CN USD 99.537 N/A 3.738 200,000 4 HONG KONG XS1022151416 TOWNGAS FINANCE LTD 3 HK 港華燃氣融資有限公司 HKCGAS 4.75 N/A 28/1/2019 100.000 Jr Subordinated 300 A3 A- HK USD 100.875 3.624 5.372 200,000 B C D H 5 HONG KONG XS1317967062 HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM 2.875 19/11/2018 N/A N/A Sr Unsecured 500 Baa1 BBB+ CN USD 99.743 N/A 3.302 200,000 3 HONG KONG XS1088292815 HUARONG FINANCE CO LTD 2799 HK 華融金融有限公司 HRAM 4 17/7/2019 N/A N/A Sr Unsecured 1,200 Baa1 BBB+ CN USD 100.562 N/A 3.540 200,000 3 HONG KONG XS1165659357 HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM 4.5 16/1/2020 N/A N/A Sr Unsecured 1,200 Baa1 BBB+ CN USD 101.373 N/A 3.687 200,000 3 HONG KONG XS1317967146 HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM 3.75 19/11/2020 N/A N/A Sr Unsecured 500 Baa1 BBB+ CN USD 100.092 N/A 3.711 200,000 3 HONG KONG XS1165659514 HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM 5.5 16/1/2025 N/A N/A Sr Unsecured 1,400 Baa1 BBB+ CN USD 104.525 N/A 4.710 200,000 4 HONG KONG XS1317967492 HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM 5 19/11/2025 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD 101.078 N/A 4.828 200,000 5 HONG KONG XS1112236457 HUATAI INTERNATIONAL FIN 601688 CH 華泰國際財務 I 有限公司 HTSC 3.625 8/10/2019 N/A N/A Sr Unsecured 400 A1 N/A CN USD 100.112 N/A 3.547 200,000 3 HONG KONG XS1401816761 PROVEN HONOUR CAPITAL KMCACZ CH Proven Honour Capital Ltd HUAWEI 4.125 6/5/2026 N/A N/A Sr Unsecured 2,000 N/A N/A CN USD 97.560 N/A 4.488 200,000 4 HONG KONG XS1641445694 CHINA LIFE INSU OVERS/HK N/A China Life Insurance Oversea CHILOV 3.35 27/7/2027 27/7/2022 100.000 Subordinated 250 N/A A- HK USD 97.003 4.117 4.634 200,000 B C 4 HONG KONG XS0611607879 WISEYEAR HOLDINGS LTD 683 HK Wiseyear 控股有限公司 KERPRO 5.875 6/4/2021 N/A N/A Sr Unsecured 300 N/A NR HK USD 105.660 N/A 3.852 200,000 3 SGX-ST XS0841191991 LS FINANCE 2022 LTD 1212 HK LS Finance 2022 Ltd LIHHK 4.25 16/10/2022 N/A N/A Sr Unsecured 300 Ba2 N/A HK USD 98.740 N/A 4.562 200,000 6 HONG KONG XS0831371264 NAN FUNG TREASURY LTD N/A Nan Fung Treasury Ltd NANFUN 4.5 20/9/2022 N/A N/A Sr Unsecured 300 Baa3 BBB- HK USD 102.383 N/A 3.910 200,000 5 SGX-ST XS1072402925 NAN FUNG TREASURY LTD N/A Nan Fung Treasury Ltd NANFUN 4.875 29/5/2024 N/A N/A Sr Unsecured 200 Baa3 BBB- HK USD 103.674 N/A 4.189 200,000 5 SGX-ST XS0963156350 CENTURY MASTER INVESTMEN 1167Z CH Century Master Investment Co ORIEAS 4.75 19/9/2018 N/A N/A Sr Unsecured 600 N/A BBB+ CN USD 100.688 N/A 3.162 200,000 3 HONG KONG XS0900763029 PCCW-HKT CAPITAL NO5 LTD 6823 HK PCCW-HKT Capital No 5 Ltd PCCW 3.75 8/3/2023 N/A N/A Sr Unsecured 500 Baa2 BBB HK USD 100.357 N/A 3.669 200,000 4 SGX-ST XS1426796477 PRUDENTIAL PLC PRU LN 保誠 PRUFIN 5.25 N/A 20/7/2021 100.000 Subordinated 1,000 A3 BBB+ GB USD 96.750 6.356 5.426 200,000 B C D H 6 LONDON XS0928126340 CRCC YUXIANG LTD 1186 HK 鐵建宇翔有限公司 RLCONS 3.5 16/5/2023 N/A N/A Sr Unsecured 800 A3 A- CN USD 98.541 N/A 3.817 200,000 3 HONG KONG XS1001851994 BAO-TRANS ENTERPRISE 600019 CH 寶運企業有限公司 SBSG 3.75 12/12/2018 N/A N/A Sr Unsecured 500 Baa2 BBB+ CN USD 100.221 N/A 3.409 200,000 4 HONG KONG USG8185TAA72 SINOCHEM OVERSEAS CAPITA SINCHZ HK Sinochem Overseas Capital Co SINOCH 4.5 12/11/2020 N/A N/A Sr Unsecured 1,500 A3 A- CN USD 102.720 N/A 3.393 100,000 3 STUTTGART USG81877AA34 SINOPEC CAPITAL 2013 LTD 386 HK Sinopec Capital 2013 Ltd SINOPC 3.125 24/4/2023 N/A N/A Sr Unsecured 1,250 A1 A+ CN USD 97.157 N/A 3.749 200,000 3 HONG KONG USG8201JAB73 SINOPEC GRP OVERSEA 2015 SINZ CH Sinopec Group Overseas Devel SINOPE 2.5 28/4/2020 N/A N/A Sr Unsecured 2,500 A1 A+ CN USD 98.731 N/A 3.144 200,000 3 HONG KONG USG8189YAB05 SINOPEC GRP OVERSEA 2012 SINZ CH Sinopec Group Overseas Devel SINOPE 3.9 17/5/2022 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD 101.171 N/A 3.590 200,000 3 HONG KONG USG82003AE76 SINOPEC GRP OVERSEA 2014 SINZ CH Sinopec Group Overseas Devel SINOPE 4.375 10/4/2024 N/A N/A Sr Unsecured 1,400 A1 A+ CN USD 102.418 N/A 3.919 200,000 3 TRACE USG8201JAC56 SINOPEC GRP OVERSEA 2015 SINZ CH Sinopec Group Overseas Devel SINOPE 3.25 28/4/2025 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD 95.313 N/A 4.020 200,000 3 HONG KONG USG3066LAA91 ENN ENERGY HOLDINGS LTD 2688 HK 新奧能源 XINAOG 6 13/5/2021 N/A N/A Sr Unsecured 366 Baa2 BBB CN USD 106.391 N/A 3.788 200,000 4 TRACE XS1676895581 CHINA MINSHENG BKG/HK 600016 CH China Minsheng Banking Corp CHIMIN 2.9714 11/9/2020 N/A N/A Sr Unsecured 450 N/A BBB- CN USD 100.005 N/A 3.238 200,000 5 HONG KONG XS1431266920 CITIC LTD 267 HK 中信股份 CITLTD 3.7 14/6/2026 N/A N/A Sr Unsecured 750 A3 BBB+ CN USD 94.847 N/A 4.458 200,000 4 HONG KONG US01609WAQ50 ALIBABA GROUP HOLDING BABA US 阿里巴巴集團控股有限公司 BABA 3.6 28/11/2024 28/8/2024 100.000 Sr Unsecured 2,233 A1 A+ CN USD 99.024 3.773 3.767 200,000 C 3 NEW YORK * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: http://www.hkex.com.hk/eng/prod/secprod/debt/professional_debt/list.htm

USD ASIA EX CHINA ISIN Issuer Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家現價贖回息率買入息率入場費風險水平上市交易所 INDONESIA USY00371AA53 ALAM SYNERGY PTE LTD ASRIIJ 6.95 27/3/2020 7/5/2018 101.738 Sr Unsecured 235 B2 B ID 100.990 16.716 6.404 200,000 C 7 SGX-ST XS1238157181 GARUDA ID GLOBAL SUKUK GARUDA 5.95 3/6/2020 N/A N/A Sr Unsecured 500 N/A N/A ID 101.490 N/A 5.204 200,000 4 SGX-ST USN44525AA67 INDO ENERGY FINANCE II INDYIJ 6.375 24/1/2023 7/5/2018 103.188 1st lien 500 Ba3 N/A ID 100.365 43.275 6.283 200,000 C 6 TRACE XS1054375446 THETA CAPITAL PTE LTD LPKRIJ 7 11/4/2022 11/4/2019 101.750 Sr Unsecured 410 B1 B ID 99.740 8.983 7.076 200,000 C 7 SGX-ST USY58527AA39 MARQUEE LAND PTE MDLNIJ 9.75 5/8/2019 7/5/2018 104.875 1st lien 57 WR B ID 104.365 15.595 6.239 200,000 C 7 SGX-ST XS1750550029 TBLA INTERNATIONAL PTE L TBLAIJ 7 24/1/2023 24/1/2021 103.500 Sr Unsecured 200 Ba3 N/A ID 98.375 8.797 7.405 200,000 C 7 SGX-ST USY59505AA82 MEDCO PLATINUM ROAD PTE MEDCIJ 6.75 30/1/2025 30/1/2022 103.375 1st lien 500 B2 B ID 96.990 8.457 7.317 200,000 C 7 SGX-ST INDIA XS1165980274 DELHI INTERNATIONAL AIRP DIALIN 6.125 3/2/2022 N/A N/A 1st lien 289 Ba2 BB IN 103.865 N/A 4.997 200,000 6 SGX-ST USG37767AA13 GCX LTD GCX 7 1/8/2019 7/5/2018 103.500 Secured 350 B3 N/A IN 94.240 136.498 11.862 200,000 C 8 SGX-ST XS1118059200 CENTURY LTD IBREL 10.25 12/11/2019 30/4/2018 105.125 Sr Unsecured 122 WR NR IN 105.990-4.827-4.827 200,000 C 1 SGX-ST XS1133588233 JSW STEEL LTD JSTLIN 4.75 12/11/2019 N/A N/A Sr Unsecured 500 Ba2 N/A IN 101.240 N/A 3.935 200,000 6 SGX-ST XS1216623022 RELIANCE COMMUNICATION RCOMIN 6.5 6/11/2020 N/A N/A 1st lien 300 WR N/A IN 61.990 N/A 30.129 200,000 8 SGX-ST USU77583AA79 ROLTA AMERICAS LLC RLTAIN 8.875 24/7/2019 7/5/2018 104.438 Sr Unsecured 372 N/A NR IN 36.490 2482.781 108.232 200,000 C 9+ SGX-ST USU77587AA83 ROLTA LLC RLTAIN 10.75 16/5/2018 7/5/2018 102.688 Sr Unsecured 127 N/A NR IN 37.490 2318.769 1667.378 200,000 C 9+ SGX-ST XS1090889947 ABJA INVESTMENT CO TATAIN 5.95 31/7/2024 N/A N/A Sr Unsecured 1,000 N/A BB- IN 102.490 N/A 5.476 200,000 6 FRANKFURT XS1092182606 ABJA INVESTMENT CO TATAIN 4.85 31/1/2020 N/A N/A Sr Unsecured 500 N/A BB- IN 101.740 N/A 3.840 200,000 6 FRANKFURT XS1121907676 TATA MOTORS LTD TTMTIN 4.625 30/4/2020 N/A N/A Sr Unsecured 500 Ba1 BB+ IN 101.615 N/A 3.800 200,000 6 SGX-ST XS1121908211 TATA MOTORS LTD TTMTIN 5.75 30/10/2024 N/A N/A Sr Unsecured 250 Ba1 BB+ IN 103.990 N/A 5.027 200,000 6 SGX-ST USG5002FAC08 JAGUAR LAND ROVER AUTOMO TTMTIN 4.25 15/11/2019 N/A N/A Sr Unsecured 500 Ba1 BB+ GB 101.037 N/A 3.574 200,000 6 TRACE USG5002FAA42 JAGUAR LAND ROVER AUTOMO TTMTIN 4.125 15/12/2018 N/A N/A Sr Unsecured 700 Ba1 BB+ GB 100.814 N/A 2.903 200,000 6 EUROMTF USG50027AE42 JAGUAR LAND ROVER AUTOMO TTMTIN 5.625 1/2/2023 7/5/2018 102.813 Sr Unsecured 500 Ba1 BB+ GB 102.215 13.165 5.098 150,000 C 6 TRACE XS1062931396 TML HOLDINGS PTE LTD TTMTIN 5.75 7/5/2021 N/A N/A Sr Unsecured 300 N/A N/A IN 103.240 N/A 4.606 200,000 4 SGX-ST USG9328DAH38 VEDANTA RESOURCES PLC VEDLN 6 31/1/2019 N/A N/A Sr Unsecured 252 B2 B+ IN 101.865 N/A 3.609 200,000 7 SGX-ST USG9328DAG54 VEDANTA RESOURCES PLC VEDLN 8.25 7/6/2021 N/A N/A Sr Unsecured 670 B2 B+ IN 108.615 N/A 5.250 200,000 7 SGX-ST USG9328DAJ93 VEDANTA RESOURCES PLC VEDLN 7.125 31/5/2023 N/A N/A Sr Unsecured 500 B2 B+ IN 104.490 N/A 6.092 200,000 7 SGX-ST PHILIPPINES XS0592233729 DEV BANK PHILIPPINES DEVPHI 5.5 25/3/2021 N/A N/A Sr Unsecured 300 N/A BBB PH 107.115 N/A 2.969 200,000 4 SGX-ST XS0575947642 ENERGY DEVELOPMENT CORP EDCPM 6.5 20/1/2021 N/A N/A Sr Unsecured 233 N/A N/A PH 108.115 N/A 3.411 100,000 2 SGX-ST XS0894336907 FILINVST DVP CAY ISLANDS FDCPM 4.25 2/4/2020 N/A N/A Sr Unsecured 300 N/A N/A PH 101.490 N/A 3.464 200,000 3 SGX-ST XS0975540211 FIRST GEN CORPORATION FGENPM 6.5 9/10/2023 9/10/2018 103.250 Sr Unsecured 92 N/A N/A PH 104.119 4.563 5.619 200,000 C 5 SGX-ST XS0544536047 FPT FINANCE LTD FIRPAC 6.375 28/9/2020 N/A N/A Secured 312 N/A N/A HK 106.240 N/A 3.701 100,000 2 SGX-ST XS0914313357 FPC TREASURY LTD FIRPAC 4.5 16/4/2023 N/A N/A Sr Unsecured 384 N/A N/A HK 100.240 N/A 4.446 200,000 4 HONG KONG XS0798486543 FPC FINANCE LTD FIRPAC 6 28/6/2019 N/A N/A Sr Unsecured 378 N/A N/A HK 103.083 N/A 3.387 200,000 3 SGX-ST XS1168791231 ROYAL CAPITAL BV ICTPM 6.25 N/A 5/5/2019 100.000 Sr Unsecured 140 N/A N/A PH 102.115 4.203 7.373 200,000 C D H 4 SGX-ST XS0972298300 ICTSI TREASURY BV ICTPM 5.875 17/9/2025 N/A N/A Sr Unsecured 400 N/A N/A PH 107.990 N/A 4.594 200,000 4 SGX-ST XS0875298191 ICTSI TREASURY BV ICTPM 4.625 16/1/2023 N/A N/A Sr Unsecured 400 N/A N/A PH 101.490 N/A 4.275 200,000 4 SGX-ST XS0493501125 INTERNATIONAL CONTAINER ICTPM 7.375 17/3/2020 N/A N/A Sr Unsecured 179 N/A N/A PH 107.990 N/A 3.090 100,000 2 SGX-ST XS0876086975 JGSH PHILIPPINES LTD JGSPM 4.375 23/1/2023 N/A N/A Sr Unsecured 750 N/A N/A PH 100.490 N/A 4.259 200,000 4 SGX-ST

USD ASIA EX CHINA ISIN Issuer Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家現價贖回息率買入息率入場費風險水平上市交易所 XS0615133880 MEGAWORLD CORP MEGPM 6.75 15/4/2018 N/A N/A Sr Unsecured 200 N/A N/A PH 100.250 N/A -10.866 200,000 1 SGX-ST XS0908792277 MEGAWORLD CORP MEGPM 4.25 17/4/2023 N/A N/A Sr Unsecured 250 N/A N/A PH 100.365 N/A 4.168 200,000 4 SGX-ST XS0879849312 PETRON CORP PCORPM 7.5 N/A 6/8/2018 100.000 Subordinated 348 N/A N/A PH 101.440 2.949 11.425 200,000 C D H 3 HONG KONG XS1162128547 RIZAL COMMERCIAL BANKING RCBPM 4.25 22/1/2020 N/A N/A Sr Unsecured 243 Baa2 N/A PH 101.740 N/A 3.236 100,000 4 SGX-ST XS1135429261 SECURITY BANK CORP SECBPM 3.95 3/2/2020 N/A N/A Sr Unsecured 300 N/A BB+ PH 101.615 N/A 3.026 150,000 6 SGX-ST XS0921226386 SAN MIGUEL CORP SMCPM 4.875 26/4/2023 7/5/2018 102.438 Sr Unsecured 516 N/A N/A PH 100.614 30.464 4.736 200,000 C 5 SGX-ST XS0843919480 SM INVESTMENTS CORP SMPM 4.25 17/10/2019 N/A N/A Sr Unsecured 500 N/A N/A PH 101.490 N/A 3.237 200,000 2 SGX-ST XS1074049534 SM INVESTMENTS CORP SMPM 4.875 10/6/2024 N/A N/A Sr Unsecured 350 N/A N/A PH 103.865 N/A 4.157 200,000 4 SGX-ST MONGOLIA US60937GAD88 MONGOLIA INTL BOND MONGOL 10.875 6/4/2021 N/A N/A Sr Unsecured 500 B3 B- MN 115.664 N/A 5.153 200,000 7 SGX-ST US60937GAB23 MONGOLIA INTL BOND MONGOL 5.125 5/12/2022 N/A N/A Sr Unsecured 1,000 B3 B- MN 98.209 N/A 5.565 200,000 7 STUTTGART USY6142NAA64 MONGOLIA INTL BOND MONGOL 8.75 9/3/2024 N/A N/A Sr Unsecured 600 B3 B- MN 112.924 N/A 6.111 200,000 7 SGX-ST US89253YAA01 TRAD & DEV BANK MONGOLIA TDBM 9.375 19/5/2020 N/A N/A Sr Unsecured 500 Caa1 *+ B- MN 107.865 N/A 5.374 200,000 7 SGX-ST XS1599078059 ENERGY RESOURCES LLC MONMIN N/A N/A 1/10/2018 100.000 Jr Subordinated 195 N/A N/A MN 61.490 N/A N/A 1 C D H 3 SGX-ST SINGAPORE XS0906440333 NOBLE GROUP LTD NOBLSP 3.625 20/3/2018 N/A N/A Sr Unsecured 379 WR D HK 41.990 N/A 8.633 200,000 #N/A SGX-ST USG6542TAE13 NOBLE GROUP LTD NOBLSP 6.75 29/1/2020 N/A N/A Sr Unsecured 1,177 Ca D HK 42.990 N/A 61.850 100,000 9+ SGX-ST XS1577338772 NOBLE GROUP LTD NOBLSP 8.75 9/3/2022 9/3/2020 104.375 Sr Unsecured 750 Ca D HK 43.490 61.842 34.678 200,000 C 9+ SGX-ST USY8162BAH88 STATS CHIPPAC LTD STATSP 8.5 24/11/2020 24/11/2018 104.250 1st lien 425 B3 B+ SG 106.745 4.203 5.690 200,000 C 7 SGX-ST USY2700AAB53 GEO COAL INTERNATIONAL GERLSP 8 4/10/2022 4/10/2020 104.000 Sr Unsecured 300 B2 B SG 98.995 9.925 8.272 200,000 C 7 SGX-ST AFRICA XS1572144464 HTA GROUP LTD HLSTWR 9.125 8/3/2022 8/3/2019 104.5625 Sr Unsecured 600 B2 B CD 106.49 6.597157 7.1884941 200000 C 7 DUBLIN * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: http://www.hkex.com.hk/eng/prod/secprod/debt/professional_debt/list.htm

RUSSIAN NAMES ISIN Issuer Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商票面息到期日下個贖回日贖回價流通額穆迪評級標普評級貨幣現價贖回息率買入息率入場費風險水平上市交易所 RUSSIAN BANKING XS0808636913 TINKOFF CREDI (TCS FINAN AKBHC 14 6/6/2018 N/A N/A Subordinated 96 B2 N/A USD 101.830 N/A 2.096 200,000 B 7 DUBLIN XS0832412505 ALFA BANK (ALFA BOND) ALFARU 7.5 26/9/2019 N/A N/A Subordinated 414 Ba3 B USD 104.195 N/A 4.499 200,000 B 7 DUBLIN XS0620695204 ALFA BANK (ALFA BOND) ALFARU 7.75 28/4/2021 N/A N/A Sr Unsecured 1,000 Ba1 BB+ USD 109.970 N/A 4.230 200,000 6 LONDON XS1084024584 GAZPROMBK (GPB FINANCE) GPBRU 4 1/7/2019 N/A N/A Sr Unsecured 1,000 Ba2 BB+ EUR 103.538 N/A 1.073 100,000 6 DUBLIN XS1040726587 GAZPROMBK (GPB FINANCE) GPBRU 4.96 5/9/2019 N/A N/A Sr Unsecured 750 N/A BB+ USD 102.051 N/A 3.447 200,000 6 DUBLIN XS0779213460 GAZPROMBK (GPB FINANCE) GPBRU 7.25 3/5/2019 N/A N/A Subordinated 500 B2 B- USD 103.549 N/A 3.811 200,000 B 8 DUBLIN XS0987109658 GAZPROMBK (GPB FINANCE) GPBRU 3.984 30/10/2018 N/A N/A Sr Unsecured 1,000 Ba2 BB+ EUR 101.923 N/A 0.508 100,000 6 DUBLIN XS0846652666 HCFB LLC(EURASIA CAP SA) HCFBRU 9.375 24/4/2020 24/4/2018 100.000 Subordinated 229 WR N/A USD 101.316-23.159-23.159 200,000 B C 2 LONDON XS0923110232 BANK OTKRITIE (OFCB CAP) NMOSRM 7.25 25/4/2018 N/A N/A Sr Unsecured 500 B2 *+ N/A USD 100.813 N/A -11.775 200,000 1 DUBLIN XS0851672435 PROMSVYAZBK(PSB FINANCE) PROMBK 10.2 6/11/2019 N/A N/A Subordinated 284 C N/A USD 15.857 N/A 197.620 200,000 B 9+ DUBLIN XS0955232854 OJSC RUSS AGRIC BK(RSHB) RSHB 5.1 25/7/2018 N/A N/A Sr Unsecured 1,300 Ba2 N/A USD 100.641 N/A 2.854 200,000 6 STUTTGART XS0366630902 OJSC RUSS AGRIC BK(RSHB) RSHB 7.75 29/5/2018 N/A N/A Sr Unsecured 980 Ba2 N/A USD 100.720 N/A 2.376 100,000 6 STUTTGART XS0848530977 SBERBANK (SB CAP SA) SBERRU 5.125 29/10/2022 N/A N/A Subordinated 2,000 Ba2 N/A USD 102.175 N/A 4.590 200,000 B 6 DUBLIN XS0638572973 SBERBANK (SB CAP SA) SBERRU 5.717 16/6/2021 N/A N/A Sr Unsecured 1,000 Ba1 N/A USD 105.600 N/A 3.830 200,000 6 LONDON XS0743596040 SBERBANK (SB CAP SA) SBERRU 6.125 7/2/2022 N/A N/A Sr Unsecured 1,500 Ba1 N/A USD 106.675 N/A 4.215 200,000 6 LONDON XS1082459568 SBERBANK (SB CAP SA) SBERRU 3.3524 15/11/2019 N/A N/A Sr Unsecured 1,000 Ba1 N/A EUR 104.473 N/A 0.536 100,000 6 DUBLIN XS0893212398 VNESHECONOMBANK(VEB FIN VEBBNK 4.032 21/2/2023 N/A N/A Sr Unsecured 500 N/A BBB- EUR 109.257 N/A 2.016 100,000 5 STUTTGART XS0993162683 VNESHECONOMBANK(VEB FIN VEBBNK 5.942 21/11/2023 N/A N/A Sr Unsecured 1,150 N/A BBB- USD 108.400 N/A 4.244 200,000 5 FRANKFURT XS0559915961 VNESHECONOMBANK(VEB FIN VEBBNK 6.8 22/11/2025 N/A N/A Sr Unsecured 1,000 N/A BBB- USD 113.025 N/A 4.741 100,000 5 DUBLIN XS0800817073 VNESHECONOMBANK(VEB FIN VEBBNK 6.025 5/7/2022 N/A N/A Sr Unsecured 1,000 N/A BBB- USD 106.750 N/A 4.264 200,000 5 DUBLIN XS0993162170 VNESHECONOMBANK(VEB FIN VEBBNK 4.224 21/11/2018 N/A N/A Sr Unsecured 850 N/A BBB- USD 100.677 N/A 3.097 200,000 5 STUTTGART XS0524610812 VNESHECONOMBANK(VEB FIN VEBBNK 6.902 9/7/2020 N/A N/A Sr Unsecured 1,600 N/A BBB- USD 106.550 N/A 3.828 100,000 5 DUBLIN XS0842078536 VTB BANK (VTB CAPITAL SA VTB 6.95 17/10/2022 N/A N/A Subordinated 1,412 Ba3 B- USD 107.400 N/A 5.096 200,000 B 8 DUBLIN XS0548633659 VTB BANK (VTB CAPITAL SA VTB 6.551 13/10/2020 N/A N/A Sr Unsecured 827 Ba1 BBB- USD 106.400 N/A 3.850 100,000 6 DUBLIN XS0365923977 VTB BANK (VTB CAPITAL SA VTB 6.875 29/5/2018 N/A N/A Sr Unsecured 1,220 Ba1 BBB- USD 100.640 N/A 2.106 100,000 6 DUBLIN XS1117280625 RUSSIAN STANDARD LTD RUSB 13 27/10/2022 N/A N/A Secured 545 N/A N/A USD 23.758 N/A 69.094 164,000 9+ FRANKFURT RUSSIAN CORPORATE XS0783242877 SISTEMA JSFC (SISTEMA IN AFKSRU 6.95 17/5/2019 N/A N/A Sr Unsecured 500 N/A B+ USD 101.906 N/A 5.143 200,000 7 DUBLIN XS0555493203 ALROSA FINANCE SA ALRSRU 7.75 3/11/2020 N/A N/A Sr Unsecured 1,000 Baa3 BB+ USD 109.700 N/A 3.745 200,000 6 DUBLIN XS0841671000 SEVERSTAL (STEEL CAP) CHMFRU 5.9 17/10/2022 N/A N/A Sr Unsecured 634 Baa3 BBB- USD 107.250 N/A 4.125 200,000 5 TRACE XS0995845566 HACIENDA (DME AIRPORT) HCDNDA 6 26/11/2018 N/A N/A Sr Unsecured 221 N/A BB+ USD 101.275 N/A 3.915 200,000 6 STUTTGART XS0918604496 EDC FINANCE DAC EDCLLI 4.875 17/4/2020 N/A N/A Sr Unsecured 600 N/A BB *+ USD 101.939 N/A 3.867 200,000 3 DUBLIN XS0808638612 EVRAZ GROUP SA EVRAZ 6.5 22/4/2020 N/A N/A Sr Unsecured 700 N/A BB USD 105.350 N/A 3.742 200,000 6 DUBLIN XS0357281558 GAZPROM (GAZ CAPITAL SA) GAZPRU 8.146 11/4/2018 N/A N/A Sr Unsecured 1,100 Baa3 BBB- USD 100.300 N/A -95.691 100,000 5 DUBLIN XS0424860947 GAZPROM (GAZ CAPITAL SA) GAZPRU 9.25 23/4/2019 N/A N/A Sr Unsecured 2,250 Baa3 BBB- USD 106.123 N/A 3.193 100,000 5 DUBLIN XS0885733153 GAZPROM (GAZ CAPITAL SA) GAZPRU 3.85 6/2/2020 N/A N/A Sr Unsecured 800 Baa3 BBB- USD 100.586 N/A 3.513 200,000 5 DUBLIN XS0708813810 GAZPROM (GAZ CAPITAL SA) GAZPRU 5.999 23/1/2021 N/A N/A Sr Unsecured 600 Baa3 BBB- USD 105.425 N/A 3.922 200,000 5 DUBLIN XS0290580595 GAZPROM (GAZ CAPITAL SA) GAZPRU 6.51 7/3/2022 N/A N/A Sr Unsecured 1,300 Baa3 BBB- USD 108.400 N/A 4.158 100,000 5 DUBLIN XS0922134712 MMC NORILSK (MMC FIN) GMKNRM 4.375 30/4/2018 N/A N/A Sr Unsecured 750 Baa3 BBB- USD 100.141 N/A 1.799 200,000 5 FRANKFURT XS0982861287 MMC NORILSK (MMC FIN) GMKNRM 5.55 28/10/2020 N/A N/A Sr Unsecured 1,000 Baa3 BBB- USD 104.050 N/A 3.866 200,000 5 BERLIN XS0919502434 LUKOIL INTL FINANCE BV LUKOIL 3.416 24/4/2018 N/A N/A Sr Unsecured 1,500 Baa3 BBB USD 100.136 N/A -0.080 200,000 5 LONDON XS0461926569 LUKOIL INTL FINANCE BV LUKOIL 7.25 5/11/2019 N/A N/A Sr Unsecured 600 Baa3 BBB USD 106.289 N/A 3.111 100,000 5 LONDON XS0918297382 METALLOINVEST FINANCE METINR 5.625 17/4/2020 N/A N/A Sr Unsecured 333 Ba2 BB USD 104.475 N/A 3.315 200,000 6 DUBLIN XS0513723873 MOBILE TELESYS (MTS INT) MOBTEL 8.625 22/6/2020 N/A N/A Sr Unsecured 307 Ba1 BB *- USD 110.295 N/A 3.704 100,000 6 DUBLIN

RUSSIAN NAMES ISIN Issuer Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商票面息到期日下個贖回日贖回價流通額穆迪評級標普評級貨幣現價贖回息率買入息率入場費風險水平上市交易所 XS0921331509 MOBILE TELESYS (MTS INT) MOBTEL 5 30/5/2023 N/A N/A Sr Unsecured 500 Ba1 BB *- USD 102.342 N/A 4.483 200,000 6 DUBLIN XS0783934325 OJSC NOVO(STEEL FUNDING) NLMKRU 4.95 26/9/2019 N/A N/A Sr Unsecured 146 Baa3 BBB- USD 105.313 N/A 1.268 200,000 5 DUBLIN XS0923472814 NORD GOLD SE NORDLI 6.375 7/5/2018 N/A N/A Sr Unsecured 450 Ba2 N/A USD 100.387 N/A 1.179 200,000 6 TRACE XS0588433267 NOVATEK(NOVATEK FIN LTD) NVTKRM 6.604 3/2/2021 N/A N/A Sr Unsecured 650 Baa3 BBB- USD 107.650 N/A 3.713 200,000 5 FRANKFURT XS0864383723 NOVATEK(NOVATEK FIN LTD) NVTKRM 4.422 13/12/2022 N/A N/A Sr Unsecured 1,000 Baa3 BBB- USD 101.650 N/A 4.030 200,000 5 DUBLIN XS0922301717 POLYUS FINANCE PLC PGILLN 5.625 29/4/2020 N/A N/A Sr Unsecured 750 N/A BB- USD 103.300 N/A 3.935 200,000 6 STUTTGART XS0861981180 ROSNEFT(ROSNEFT INT FIN) ROSNRM 4.199 6/3/2022 N/A N/A Sr Unsecured 2,000 Baa3 BB+ USD 99.650 N/A 4.297 200,000 6 DUBLIN XS0919581982 RUSSIAN RAIL(RZD CAP) RURAIL 3.3744 20/5/2021 N/A N/A Sr Unsecured 901 Baa3 BBB- EUR 106.770 N/A 1.145 100,000 5 DUBLIN XS0764220017 RUSSIAN RAIL(RZD CAP) RURAIL 5.7 5/4/2022 N/A N/A Sr Unsecured 1,400 Baa3 BBB- USD 106.226 N/A 3.995 200,000 5 STUTTGART XS0324963932 ROSNEFT FINANCE SA TMENRU 7.875 13/3/2018 N/A N/A Sr Unsecured - WR NR USD N/A N/A N/A 100,000 1 FRANKFURT XS0484209159 ROSNEFT FINANCE SA TMENRU 7.25 2/2/2020 N/A N/A Sr Unsecured 500 Baa3 BB+ USD 106.600 N/A 3.455 100,000 6 FRANKFURT XS0381439305 TRANSNEFT(TRANS CAP INV) TNEFT 8.7 7/8/2018 N/A N/A Sr Unsecured 1,050 Baa3 BBB- USD 101.951 N/A 2.606 100,000 5 DUBLIN XS0911599701 OAO TMK (TMK CAPITAL) TRUBRU 6.75 3/4/2020 N/A N/A Sr Unsecured 500 B1 B+ USD 104.271 N/A 4.472 200,000 7 DUBLIN XS0922883318 URALKALI (URALKALI FINAN URKARM 3.723 30/4/2018 N/A N/A Sr Unsecured 582 Ba2 N/A USD 100.750 N/A -9.547 200,000 6 STUTTGART XS0361041808 VIMPEL COM (VIP FIN IRL) VIP 9.125 30/4/2018 N/A N/A Sr Unsecured 164 Ba2 BB USD 100.542 N/A -0.603 100,000 6 DUBLIN XS0587031096 VIMPEL COM (VIP FIN IRL) VIP 7.748 2/2/2021 N/A N/A Sr Unsecured 377 Ba2 BB USD 110.557 N/A 3.753 200,000 6 DUBLIN XS0889401054 VEON HOLDINGS BV VIP 5.2 13/2/2019 N/A N/A Sr Unsecured 571 Ba2 NR USD 101.346 N/A 3.557 200,000 6 DUBLIN XS0643183220 VEON HOLDINGS BV VIP 7.5043 1/3/2022 N/A N/A Sr Unsecured 601 Ba2 BB USD 110.633 N/A 4.494 200,000 6 DUBLIN XS0889401724 VEON HOLDINGS BV VIP 5.95 13/2/2023 N/A N/A Sr Unsecured 983 Ba2 BB USD 104.922 N/A 4.797 200,000 6 DUBLIN XS0925043100 ALLIANCE OIL CO LTD VOSTOK 7 4/5/2020 N/A N/A Sr Unsecured 500 N/A NR USD 69.125 N/A 27.560 200,000 8 DUBLIN BRAZILIAN CORPORATE US71645WAH43 PETROBRAS GLOBAL FINANCE PETBRA 8.375 10/12/2018 N/A N/A Sr Unsecured 278 Ba3 BB- USD 103.743 N/A 2.664 1,000 6 NEW YORK US71645WAP68 PETROBRAS GLOBAL FINANCE PETBRA 5.75 20/1/2020 N/A N/A Sr Unsecured 939 Ba3 BB- USD 105.550 N/A 2.535 2,000 6 NEW YORK US71645WAR25 PETROBRAS GLOBAL FINANCE PETBRA 5.375 27/1/2021 N/A N/A Sr Unsecured 1,217 Ba3 BB- USD 104.275 N/A 3.749 2,000 6 NEW YORK US71647NAF69 PETROBRAS GLOBAL FINANCE PETBRA 4.375 20/5/2023 N/A N/A Sr Unsecured 3,500 Ba3 BB- USD 98.000 N/A 4.820 2,000 6 NEW YORK US71647NAM11 PETROBRAS GLOBAL FINANCE PETBRA 6.25 17/3/2024 N/A N/A Sr Unsecured 2,500 Ba3 BB- USD 105.250 N/A 5.210 2,000 6 NEW YORK USL48008AA19 HIDROVIAS INT FIN SARL HIDRVS 5.95 24/1/2025 24/1/2022 102.975 Sr Unsecured 600 Ba3 N/A USD 99.755 6.723 5.993 200,000 C 7 TRACE OTHER COUNTRIES US893830BB42 TRANSOCEAN INC RIG 8.375 15/12/2021 N/A N/A Sr Unsecured 332 Caa1 B USD 107.314 N/A 6.121 1,000 8 NEW YORK USG7945EAN51 SEADRILL LTD SDRLNO 6.625 15/9/2020 N/A N/A Sr Unsecured 479 N/A N/A USD 21.781 N/A 93.802 200,000 9+ TRACE XS1505674751 IHS NETHERLANDS HOLDCO IHSHLD 9.5 27/10/2021 27/10/2018 104.750 Sr Unsecured 800 B1 B+ USD 106.000 6.799 7.538 200,000 C 7 DUBLIN USX0027KAG32 AGROKOR D.D AGROK 8.875 1/2/2020 7/5/2018 102.219 Sr Unsecured 300 C NR USD 30.012 3313.060 104.414 200,000 C 9+ TRACE US37247DAG16 GENWORTH HOLDINGS INC GNW 3.84125 15/11/2066 23/4/2018 100.000 Jr Subordinated 600 B3 B- *- USD 45.885 3234.104 9.545 1,000 B C D 9+ TRACE XS1619157859 AMTD GROUP CO LTD AMTDGC 7.625 N/A 15/6/2020 100.000 Sr Unsecured 200 N/A N/A USD 89.240 13.467 13.577 200,000 C D H 9+ HONG KONG US37247DAK28 GENWORTH HOLDINGS INC GNW 6.515 22/5/2018 N/A N/A Sr Unsecured 597 B2 B *- USD 100.222 N/A 4.490 2,000 7 NEW YORK US786514BR92 SAFEWAY INC SWY 5 15/8/2019 N/A N/A Sr Unsecured 269 B3 CCC+ USD 99.882 N/A 5.087 2,000 8 TRACE USU3002EAA65 EXELA INTERMED/EXELA FIN EXLINT 10 15/7/2023 15/7/2020 105.000 1st lien 1,000 B3 B USD 100.991 11.469 9.748 2,000 C 7 TRACE USU2481AAD01 DENBURY RESOURCES INC DNR 9 15/5/2021 15/12/2018 109.000 2nd lien 615 Caa1 B USD 103.608 16.216 7.664 2,000 C 8 TRACE XS1517932585 ENQUEST PLC ENQLN 7 15/4/2022 16/4/2018 103.500 Sr Unsecured 746 N/A B- USD 88.227 67697.394 11.133 1,000 C E 8 EUROMTF * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: http://www.hkex.com.hk/eng/prod/secprod/debt/professional_debt/list.htm

CONVERTIBLE BONDS Nxt Call Coupon Maturity Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Date Score Exchange 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 USD CONVERTIBLE BONDS XS1317749585 BAOSTEEL HONG KONG INVES SBSA CH 寶鋼香港投資有限公司 SBSG 0 1/12/2018 N/A N/A Sr Unsecured 500 N/A N/A CN USD 113.638 N/A -18.703 200,000 F 1 HONG KONG XS1333468301 CHINA OVRES FIN KY 5 601668 CH 中國海外財務投資開曼 V CHCONS 0 5/1/2023 N/A N/A Sr Unsecured 1,500 N/A N/A HK USD 105.750 N/A 2.898 200,000 F 2 HONG KONG XS1334819312 CHINA RAILWAY CONSTRUCT 1186 HK 中國鐵建 RLCONS 0 29/1/2021 N/A N/A Sr Unsecured 500 N/A N/A CN USD 103.745 N/A -1.303 250,000 F 1 HONG KONG XS1334803589 CRRC CORP LTD 601766 CH 中國中車 CSLOCO 0 5/2/2021 N/A N/A Sr Unsecured 600 N/A N/A CN USD 102.647 N/A -0.922 250,000 F 1 HONG KONG XS1042925005 JOHNSON ELECTRIC HOLDING 179 HK 德昌電機控股 JOHNEL 1 2/4/2021 N/A N/A Sr Unsecured 200 N/A N/A HK USD 110.942 N/A 1.633 250,000 F 1 HONG KONG XS1239210112 SHUI ON DEVELOPMENT HLDG 272 HK 瑞安建業控股有限公司 SHUION 7.5 N/A 4/6/2020 100.000 Sr Unsecured 225 N/A N/A CN USD 107.243 3.949 10.062 250,000 C D F H 5 SGX-ST XS1432320429 SEMICONDUCTOR MANUFACT 981 HK 中芯國際 SMIZCH 0 7/7/2022 N/A N/A Sr Unsecured 443 N/A N/A CN USD 118.933 N/A -4.005 250,000 F 1 SGX-ST * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: http://www.hkex.com.hk/eng/prod/secprod/debt/professional_debt/list.htm