4 XS CENTRAL CHN REAL ESTATE 建业地产 CENCHI 6 1/2 06/04/18 4 XS CENTRAL CHINA REAL ESTAT 建业地产 CENCHI 8 01/28/20 4 XS CENTRA

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1 产品风险等级 ISIN Code Name of the Issuer 发行 ( 母 ) 公司债券代码 货币 参考价格 参考收益率 距到期 ( 年 ) 穆迪 标普 惠誉 票息 配息频率 票息 型式 发行日 可赎回 下次赎回日 下次赎回价 到期日 到期赎回价 最小 交易额 增额 流通额 高收益债券 内地房地产类 4 XS SHIMAO PPTY HLDNG LTD 世茂房地产 SHIMAO 6 5/8 01/14/20 4 XS SHIMAO PPTY HLDNG LTD 世茂房地产 SHIMAO 8 1/8 01/22/21 4 XS SHIMAO PPTY HLDNG LTD 世茂房地产 SHIMAO 8 3/8 02/10/22 4 USG24524AJ24 COUNTRY GARDEN HLDG CO 碧桂园 COGARD 7 7/8 05/27/19 4 XS COUNTRY GARDEN HLDG CO 碧桂园 COGARD 7 1/2 03/09/20 4 USG24524AH67 COUNTRY GARDEN HLDG CO 碧桂园 COGARD 7 1/4 04/04/21 4 USG24524AG84 COUNTRY GARDEN HLDG CO 碧桂园 COGARD 7 1/2 01/10/23 4 XS TRILLION CHANCE LTD 富力地产 GZRFPR 8 1/2 01/10/19 4 XS CAIFU HOLDINGS LTD 富力地产 GZRFPR 8 3/4 01/24/20 USD Ba3 BB BB FIXED 7/01/2013 Y 14/01/ /01/ ,000 1, ,000,000 USD Ba3 BB BB FIXED 14/01/2014 Y 22/01/ /01/ ,000 1, ,000,000 USD Ba3 BB BB FIXED 3/02/2015 Y 10/02/ /02/ ,000 1,000 1,100,000,000 USD Ba1 BB+ BB FIXED 15/05/2014 Y 27/05/ /05/ ,000 1, ,000,000 USD Ba1 BB+ BB FIXED 26/02/2015 Y 9/03/ /03/ ,000 1, ,000,000 USD Ba1 BB+ N/A FIXED 25/09/2013 Y 4/10/ /04/ ,000 1, ,000,000 USD Ba1 BB+ N/A FIXED 3/01/2013 Y 10/01/ /01/ ,000 1, ,000,000 USD B1 B BB FIXED 6/01/2014 Y 10/01/ /01/ ,000 1,000 1,000,000,000 USD B1 B BB FIXED 16/01/2013 Y 24/01/ /01/ ,000 1, ,000,000 4 XS KWG PROPERTY HOLDINGS LT 合景泰富 KWGPRO 13 1/4 03/22/17 USD B1 B+ N/A FIXED 15/03/2012 N N/A N/A 22/03/ ,000 1, ,000,000 4 XS KWG PROPERTY HOLDINGS LT 合景泰富 KWGPRO /14/19 4 XS KWG PROPERTY HOLDINGS LT 合景泰富 KWGPRO 8 1/4 08/05/19 4 XS KWG PROPERTY HOLDINGS LT 合景泰富 KWGPRO 8 5/8 02/05/20 4 USG3225AAD57 EVERGRANDE REAL ESTATE 恒大地产 EVERRE 8 3/4 10/30/18 4 XS EVERGRANDE REAL ESTATE 恒大地产 EVERRE 12 02/17/20 4 XS AGILE PROPERTY HLDGS LTD 雅居乐 AGILE 6 1/2 02/28/17 4 XS AGILE PROPERTY HLDGS LTD 雅居乐 AGILE 9 7/8 03/20/17 4 USG01218AB54 AGILE PROPERTY HLDGS LTD 雅居乐 AGILE 8 7/8 04/28/17 4 XS AGILE PROPERTY HLDGS LTD 雅居乐 AGILE 8 3/8 02/18/19 4 XS AGILE PROPERTY HLDGS LTD 雅居乐 AGILE 9 05/21/20 4 XS SOHO CHINA LTD SOHO 中国 SOHOCH 7 1/8 11/07/22 4 XS LONGFOR PROPERTIES 龙湖地产 LNGFOR 6 3/4 05/28/18 4 XS LONGFOR PROPERTIES 龙湖地产 LNGFOR 6 7/8 10/18/19 4 XS LONGFOR PROPERTIES 龙湖地产 LNGFOR 6 3/4 01/29/23 4 XS YANLORD LAND HK CO LTD 仁恒置地 YLLGSP 5 3/8 05/23/16 4 USY9729AAD38 YANLORD LAND GROUP LTD 仁恒置地 YLLGSP 10 5/8 03/29/18 4 XS GEMDALE ASIA HLD LTD 金地集团 GEMDAL 5 5/8 03/21/18 4 XS GEMDALE ASIA INVESTMENT 金地集团 GEMDAL 6 1/2 03/04/17 USD B1 B+ N/A FIXED 7/01/2014 Y 14/01/ /01/ ,000 1, ,000,000 USD B1 B+ N/A FIXED 29/07/2014 Y 5/08/ /08/ ,000 1, ,000,000 USD B1 B+ N/A FIXED 29/01/2013 Y 5/02/ /02/ ,000 1, ,000,000 USD B3 B N/A FIXED 24/10/2013 Y 30/10/ /10/ ,000 1,000 1,500,000,000 USD B3 B N/A 12 2 FIXED 10/02/2015 Y 17/02/ /02/ ,000 1,000 1,000,000,000 CNY B1 B+ N/A FIXED 21/02/2014 N N/A N/A 28/02/ ,000,000 10,000 2,000,000,000 USD B1 B+ N/A FIXED 13/03/2012 N N/A N/A 20/03/ ,000 1, ,000,000 USD B1 B+ N/A FIXED 21/04/2010 Y 22/02/ /04/ ,000 1, ,000,000 USD B1 B+ N/A FIXED 10/02/2014 Y 18/02/ /02/ ,000 1, ,000,000 USD B1 B+ N/A 9 2 FIXED 12/05/2015 Y 21/05/ /05/ ,000 1, ,000,000 USD Ba2 BB N/A FIXED 31/10/2012 Y 7/11/ /11/ ,000 1, ,269,000 CNY Ba2 BB BBB FIXED 21/05/2014 N N/A N/A 28/05/ ,000,000 10,000 2,000,000,000 USD Ba2 BB BBB FIXED 11/10/2012 Y 18/10/ /10/ ,000 1, ,000,000 USD Ba2 BB BBB FIXED 22/01/2013 Y 29/01/ /01/ ,000 1, ,000,000 CNY Ba3 B+ N/A FIXED 15/05/2013 N N/A N/A 23/05/ ,000,000 10,000 2,000,000,000 USD Ba3 B+ N/A FIXED 22/03/2011 Y 22/02/ /03/ ,000 1, ,000,000 CNY Ba3 B+ N/A FIXED 14/03/2013 N N/A N/A 21/03/ ,000,000 10, ,450,000 CNY Ba3 B+ N/A FIXED 25/02/2014 N N/A N/A 4/03/ ,000,000 10, ,290,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 1 of 14

2 4 XS CENTRAL CHN REAL ESTATE 建业地产 CENCHI 6 1/2 06/04/18 4 XS CENTRAL CHINA REAL ESTAT 建业地产 CENCHI 8 01/28/20 4 XS CENTRAL CHINA REAL ESTAT 建业地产 CENCHI 8 3/4 01/23/21 4 XS SUNAC CHINA HOLDINGS LTD 融创中国 SUNAC 9 3/8 04/05/18 4 XS SUNAC CHINA HOLDINGS LTD 融创中国 SUNAC 8 3/4 12/05/19 4 XS GREENTOWN CHINA HOLDS 绿城中国 GRNCH 5 5/8 05/13/16 4 XS GREENTOWN CHINA HOLDS 绿城中国 GRNCH 8 1/2 02/04/18 4 XS GREENTOWN CHINA HOLDS 绿城中国 GRNCH 8 03/24/19 4 XS GREENTOWN CHINA HLDGS 绿城中国 GRNCH 5 7/8 08/11/20 4 XS CIFI HOLDINGS GRP 旭辉控股 CIFIHG 12 1/4 04/15/18 4 XS CIFI HOLDINGS GROUP CO 旭辉控股 CIFIHG 8 7/8 01/27/19 4 XS CIFI HOLDINGS GROUP 旭辉控股 CIFIHG 7 3/4 06/05/20 4 HK FUTURE LAND DEVELOPMENT 新城发展控股 FUTLAN 9 3/4 04/23/16 4 XS FUTURE LAND DEVELOPMENT 新城发展控股 FUTLAN 6 1/4 11/12/17 4 XS FUTURE LAND DEVELOPMENT 新城发展控股 FUTLAN 10 1/4 07/21/19 4 HK RKI FINANCE (2013)LTD 路劲基建 ROADKG 6 12/03/16 4 XS ROAD KING 2012 LTD 路劲基建 ROADKG 9 7/8 09/18/17 4 XS LOGAN PROPERTY HOLDINGS 龙光地产 LOGPH 9 3/4 12/08/17 4 XS LOGAN PROPERTY HOLDINGS 龙光地产 LOGPH 11 1/4 06/04/19 4 XS CHINA SOUTH CITY HOLDING 华南城 CSCHCN 13 1/2 10/17/17 4 XS CHINA SOUTH CITY HOLDING 华南城 CSCHCN 8 1/4 01/29/19 4 XS YUZHOU PROPERTIES CO LTD 禹洲地产 YUZHOU 8 3/4 10/04/18 4 XS YUZHOU PROPERTIES CO LTD 禹洲地产 YUZHOU 8 5/8 01/24/19 4 XS YUZHOU PROPERTIES CO LTD 禹洲地产 YUZHOU 9 12/08/19 4 XS CHINA SCE PROPERTY HLDGS 中骏置业 CHINSC 10 07/02/20 4 HK GOLDEN WHEEL TIANDI 金轮天地 GWTH 11 1/4 04/25/16 4 HK MODERN LAND CHINA CO 当代置业中国 MOLAND 11 01/22/17 USD Ba3 BB- N/A FIXED 22/05/2013 Y 4/06/ /06/ ,000 1, ,000,000 USD Ba3 BB- N/A 8 2 FIXED 21/01/2013 Y 28/01/ /01/ ,000 1, ,000,000 USD Ba3 BB- N/A FIXED 14/04/2015 Y 23/01/ /01/ ,000 1, ,000,000 USD B2 B BB FIXED 27/03/2013 Y 5/04/ /04/ ,000 1, ,000,000 USD B2 B BB FIXED 2/12/2014 Y 5/12/ /12/ ,000 1, ,000,000 CNY N/A BB-u N/A FIXED 6/05/2013 N N/A N/A 13/05/ ,000,000 10,000 2,500,000,000 USD B1 BB- N/A FIXED 28/01/2013 Y 22/02/ /02/ ,000 1, ,966,000 USD B1 BB- N/A 8 2 FIXED 16/09/2013 Y 24/03/ /03/ ,000 1, ,541,000 USD Ba3 BB- N/A FIXED 31/07/2015 Y 11/08/ /08/ ,000 1, ,000,000 USD B1 B+ BB FIXED 8/04/2013 Y 15/04/ /04/ ,000 1, ,000,000 USD B1 B+ BB FIXED 20/01/2014 Y 27/01/ /01/ ,000 1, ,000,000 USD B1 B+ BB FIXED 27/05/2015 Y 5/06/ /06/ ,000 1, ,000,000 CNY B1 B+ B FIXED 16/04/2013 N N/A N/A 23/04/ ,000,000 10,000 1,500,000,000 USD B1 B+ N/A FIXED 5/11/2015 N N/A N/A 12/11/ ,000 1, ,000,000 USD B1 B+ N/A FIXED 14/07/2014 Y 21/07/ /07/ ,000 1, ,000,000 CNY B1 BB- N/A 6 2 FIXED 26/11/2013 N N/A N/A 3/12/ ,000,000 10,000 2,200,000,000 USD B1 BB- N/A FIXED 11/09/2012 Y 22/02/ /09/ ,000 1, ,000,000 USD B1 N/A BB FIXED 1/12/2014 N N/A N/A 8/12/ ,000 1, ,000,000 USD B1 N/A BB FIXED 27/05/2014 Y 4/06/ /06/ ,000 1, ,000,000 USD B2 B- B FIXED 10/10/2012 Y 22/02/ /10/ ,000 1, ,000,000 USD N/A B- B FIXED 20/01/2014 Y 29/01/ /01/ ,000 1, ,000,000 USD B1 B BB FIXED 27/09/2013 Y 4/10/ /10/ ,000 1, ,000,000 USD B1 B BB FIXED 17/01/2014 Y 24/01/ /01/ ,000 1, ,000,000 USD B1 B BB- 9 2 FIXED 1/12/2014 Y 8/12/ /12/ ,000 1, ,000,000 USD B2 B- N/A 10 2 FIXED 24/06/2015 Y 2/07/ /07/ ,000 1, ,000,000 CNY B2 B B FIXED 18/04/2013 N N/A N/A 25/04/ ,000,000 10, ,200,000 CNY B2 N/A B 11 2 FIXED 15/01/2014 N N/A N/A 22/01/ ,000, ,000 1,100,000,000 4 XS MODERN LAND CHINA CO 当代置业 MOLAND 12 3/4 07/31/19 USD B2 N/A B FIXED 24/07/2014 Y 31/07/ /07/ ,000 1, ,000,000 4 XS MODERN LAND CHINA CO 当代置业 MOLAND 13 7/8 11/04/18 USD B2 N/A B FIXED 28/10/2013 Y 4/11/ /11/ ,000 1, ,000,000 4 XS TIMES PROPERTY HLDG LTD 时代地产 TPHL 10 3/8 07/16/17 4 XS TIMES PROPERTY HLDG LTD 时代地产 TPHL 12 5/8 03/21/19 CNY B2 B B FIXED 9/07/2014 N N/A N/A 16/07/ ,000,000 10,000 1,500,000,000 USD B2 B B FIXED 12/03/2014 Y 21/03/ /03/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 2 of 14

3 4 XS TIMES PROPERTY HLDG LTD 时代地产 TPHL /05/20 4 XS REDCO PROPERTIES GROUP 力高地产 REDPRO 13 3/4 08/01/19 4 XS OCEANWIDE REAL ESTATE IN 泛海控股 FANHAI 11 3/4 09/08/19 4 XS OCEANWIDE HLDGS INTL 15 泛海控股 FANHAI 9 5/8 08/11/20 4 XS XINYUAN REAL ESTATE 鑫苑置业 XIN 13 1/4 05/03/18 4 XS XINYUAN REAL ESTATE 鑫苑置业 XIN 13 06/06/19 4 XS CHINA AOYUAN PROPERTY 中国奥园 CAPG 13 7/8 11/23/17 4 XS CHINA AOYUAN PROPERTY 中国奥园 CAPG 10 7/8 05/26/18 4 XS CHINA AOYUAN PROPERTY 中国奥园 CAPG 11 1/4 01/17/19 4 HK FANTASIA HOLDINGS GROUP 花样年控股 FTHDGR 7 7/8 05/27/16 4 XS FANTASIA HOLDINGS GROUP 花样年控股 FTHDGR 13 3/4 09/27/17 4 XS FANTASIA HOLDINGS GROUP 花样年控股 FTHDGR 11 1/2 06/01/18 4 XS FANTASIA HOLDINGS GROUP 花样年控股 FTHDGR 10 5/8 01/23/19 4 XS FANTASIA HOLDINGS GROUP 花样年控股 FTHDGR 10 3/4 01/22/20 5 USG98100AA11 WUZHOU INTL HOLDINGS LTD 五洲国际 WUINTL 13 3/4 09/26/18 5 XS POWERLONG REAL ESTATE HL 宝龙地产 PWRLNG 10 3/4 09/18/17 5 XS POWERLONG REAL ESTATE HL 宝龙地产 PWRLNG 7 5/8 11/26/18 5 USG98100AA11 WUZHOU INTL HOLDINGS LTD 五洲国际 WUINTL 13 3/4 09/26/18 工业类 / 其他企业债券 4 XS WEST CHINA CEMENT LTD 西部水泥 WESCHI 6 1/2 09/11/19 4 XS HSIN CHONG CONSTRUCTION 新昌营造 HSINCG 8 3/4 05/18/18 4 USG3777BAB92 GEELY AUTOMOBILE 吉利汽车 GEELY 5 1/4 10/06/19 4 XS CAR INC 神州租车 CARINC 6 1/8 02/04/20 4 XS CAR INC 神州租车 CARINC 6 02/11/21 4 USG2115XAA66 CHINA OIL AND GAS GROUP 中油燃气 CHIOIL 5 1/4 04/25/18 4 XS CHINA OIL AND GAS GROUP 中油燃气 CHIOIL 5 05/07/20 4 XS MIE HOLDINGS CORP MI 能源 MIEHOL 6 7/8 02/06/18 4 USG9844KAA72 YINGDE GASES INVSTMT LTD 盈德气体 YINGDZ 8 1/8 04/22/18 4 USG9844KAB55 YINGDE GASES INVSTMT LTD 盈德气体 YINGDZ 7 1/4 02/28/20 4 XS CHINA HONGQIAO GROUP 中国宏桥 HONGQI 7 5/8 06/26/17 4 XS CHINA HONGQIAO GROUP 中国宏桥 HONGQI 6 7/8 05/03/18 USD B2 B B FIXED 2/03/2015 Y 5/03/ /03/ ,000 1, ,000,000 USD N/A B B FIXED 25/07/2014 Y 1/08/ /08/ ,000 1, ,000,000 USD N/A B B FIXED 1/09/2014 Y 8/09/ /09/ ,000 1, ,000,000 USD N/A B B FIXED 4/08/2015 Y 11/08/ /08/ ,000 1, ,000,000 USD N/A B- B FIXED 25/04/2013 Y 3/05/ /05/ ,000 1, ,000,000 USD N/A B- B 13 2 FIXED 29/11/2013 Y 6/06/ /06/ ,000 1, ,000,000 USD B3 N/A B FIXED 14/11/2012 Y 22/02/ /11/ ,000 1, ,500,000 USD N/A B- B FIXED 18/05/2015 N N/A N/A 26/05/ ,000 1, ,000,000 USD B3 B- B FIXED 10/01/2014 Y 17/01/ /01/ ,000 1, ,000,000 CNY B3 B N/A FIXED 20/05/2013 N N/A N/A 27/05/ ,000, ,000 1,000,000,000 USD B3 B N/A FIXED 19/09/2012 N N/A N/A 27/09/ ,000 1, ,000,000 USD B3 B N/A FIXED 27/05/2015 N N/A N/A 1/06/ ,000 1, ,000,000 USD B3 B N/A FIXED 16/01/2014 Y 23/01/ /01/ ,000 1, ,000,000 USD B3 B N/A FIXED 15/01/2013 Y 22/01/ /01/ ,000 1, ,000,000 USD B3 /*- N/A B FIXED 17/09/2013 Y 26/09/ /09/ ,000 1, ,000,000 CNY B3 B- N/A FIXED 10/09/2014 N N/A N/A 18/09/ ,000,000 10,000 1,500,000,000 USD B3 B- N/A FIXED 19/11/2015 N N/A N/A 26/11/ ,000 1, ,000,000 USD B3 /*- N/A B FIXED 17/09/2013 Y 26/09/ /09/ ,000 1, ,000,000 USD Ba3 /*+ B+ /*+ BB- /* FIXED 29/08/2014 Y 11/09/ /09/ ,000 1, ,000,000 USD N/A N/A N/A FIXED 7/05/2015 N N/A N/A 18/05/ ,000 1, ,000,000 USD Ba2 BB+ N/A FIXED 24/09/2014 Y 6/10/ /10/ ,000 1, ,000,000 USD Ba1 BB+ BB FIXED 28/01/2015 Y 4/02/ /02/ ,000 1, ,000,000 USD Ba1 BB+ BB+ 6 2 FIXED 3/08/2015 Y 11/08/ /02/ ,000 1, ,000,000 USD Ba2 BB N/A FIXED 18/04/2013 Y 25/04/ /04/ ,000 1, ,000,000 USD Ba2 BB N/A 5 2 FIXED 3/11/2014 Y 7/05/ /05/ ,000 1, ,000,000 USD N/A B /*- B- /* FIXED 30/01/2013 Y 22/02/ /02/ ,000 1, ,000,000 USD B2 BB- BB FIXED 12/04/2013 Y 22/04/ /04/ ,000 1, ,000,000 USD B2 BB- BB FIXED 21/08/2014 Y 28/02/ /02/ ,000 1, ,500,000 USD N/A BB- BB FIXED 19/06/2014 N N/A N/A 26/06/ ,000 1, ,000,000 USD N/A BB- BB FIXED 27/10/2014 N N/A N/A 3/05/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 3 of 14

4 4 USG2108VAC57 CHINA ORIENTAL GROUP CO 中国东方 CHOGRP 7 11/17/17 4 XS SPARKLE ASSETS LTD 复星国际 FOSUNI 6 7/8 01/30/20 4 XS TEXHONG TEXTILE GROUP LT 天虹纺织 TEXTEX 6 1/2 01/18/19 4 XS HENGDELI HOLDINGS LTD 亨得利 XINHD 6 1/4 01/29/18 4 USG3958RAB53 GOLDEN EAGLE RETAIL GROU 金鹰商贸 GERGHK 4 5/8 05/21/23 4 XS PARKSON RETAIL GROUP LTD 百盛商业集团 PRKSON 4 1/2 05/03/18 4 USG5804GAE47 MAOYE INTERNATIONAL HLDG 茂业国际 MAOIH 7 3/4 05/19/17 4 XS CHINA AUTOMATION GROUP 中国自动化 CNAUTO 7 3/4 04/20/16 4 USG59301AB01 MCE FINANCE LTD 新濠博亚娱乐 MPEL 5 02/15/21 4 USG85381AA26 STUDIO CITY FINANCE LTD 新濠博亚娱乐 MPEL 8 1/2 12/01/20 4 USG33353AA46 FAVOR SEA LTD 中国 XD 塑料 CXDC 11 3/4 02/04/19 3 US71645WAU53PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 3 1/2 02/06/17 3 US71647NAG43 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 3 1/4 03/17/17 3 US71645WAM3 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 5 7/8 03/01/18 3 US71647NAB55 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 3 01/15/19 3 US71645WAN11PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 7 7/8 03/15/19 3 US71647NAH26 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 4 7/8 03/17/20 3 US71645WAR25PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 5 3/8 01/27/21 4 US71647NAF69 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 4 3/8 05/20/23 4 US71647NAM11PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 6 1/4 03/17/24 5 US71647NAA72 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 5 5/8 05/20/43 5 US71647NAK54 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 7 1/4 03/17/44 5 US71647NAN93 PETROBRAS GLOBAL FINANCE 巴西国家石油 ( 百年债 ) PETBRA /05/15 俄罗斯联邦储 3 XS SBERBANK (SB CAP SA) 蓄银行 SBERRU /07/17 (Sberbank) 俄罗斯联邦储 3 XS SBERBANK (SB CAP SA) 蓄银行 SBERRU /24/17 (Sberbank) 俄罗斯联邦储 3 XS SBERBANK (SB CAP SA) 蓄银行 SBERRU /28/19 (Sberbank) 俄罗斯联邦储 3 XS SBERBANK (SB CAP SA) 蓄银行 SBERRU 6 1/8 02/07/22 (Sberbank) 4 XS VTB BANK (VTB CAPITAL SA 俄罗斯外贸银行 VTB 6 04/12/17 VTB 4 XS VTB BANK (VTB CAPITAL SA 俄罗斯外贸银行 VTB /22/18 VTB USD B3 N/A BB- 7 2 FIXED 10/11/2010 Y 22/02/ /11/ ,000 1, ,268,000 USD Ba3 BB N/A FIXED 23/01/2013 Y 30/01/ /01/ ,000 1, ,000,000 USD Ba3 BB- N/A FIXED 11/04/2013 Y 18/01/ /01/ ,000 1, ,000,000 USD Ba2 N/A BB FIXED 22/01/2013 Y 29/01/ /01/ ,000 1, ,000,000 USD Ba1 B+ BB FIXED 14/05/2013 N N/A N/A 21/05/ ,000 1, ,000,000 USD Ba3 N/A B FIXED 25/04/2013 N N/A N/A 3/05/ ,000 1, ,000,000 USD B2 B- N/A FIXED 12/05/2014 N N/A N/A 19/05/ ,000 1, ,000,000 USD B1 B+ N/A FIXED 13/04/2011 Y 22/02/ /04/ ,000 1,000 25,335,000 USD Ba3 BB- N/A 5 2 FIXED 29/01/2013 Y 22/02/ /02/ ,000 1,000 1,000,000,000 USD B3 B N/A FIXED 16/11/2012 Y 22/02/ /12/ ,000 1, ,000,000 USD N/A BB- B FIXED 24/01/2014 Y 4/02/ /02/ ,000 1, ,000,000 USD Ba3 /*- BB BB FIXED 1/02/2012 N N/A N/A 6/02/ ,000 1,000 1,750,000,000 USD Ba3 /*- BB BB FIXED 10/03/2014 N N/A N/A 17/03/ ,000 1,000 1,600,000,000 USD Ba3 /*- BB BB FIXED 29/10/2007 N N/A N/A 1/03/ ,000 1,000 1,750,000,000 USD Ba3 /*- BB BB+ 3 2 FIXED 13/05/2013 N N/A N/A 15/01/ ,000 1,000 2,000,000,000 USD Ba3 /*- BB BB FIXED 4/02/2009 N N/A N/A 15/03/ ,000 1,000 2,750,000,000 USD Ba3 /*- BB BB FIXED 10/03/2014 N N/A N/A 17/03/ ,000 1,000 1,500,000,000 USD Ba3 /*- BB BB FIXED 20/01/2011 N N/A N/A 27/01/ ,000 1,000 5,250,000,000 USD Ba3 /*- BB BB FIXED 13/05/2013 N N/A N/A 20/05/ ,000 1,000 3,500,000,000 USD Ba3 /*- BB BB FIXED 10/03/2014 N N/A N/A 17/03/ ,000 1,000 2,500,000,000 USD Ba3 /*- BB BB FIXED 13/05/2013 N N/A N/A 20/05/ ,000 1,000 1,750,000,000 USD Ba3 /*- BB BB FIXED 10/03/2014 N N/A N/A 17/03/ ,000 1,000 1,000,000,000 USD Ba3 /*- BB BB FIXED 1/06/2015 N N/A N/A 5/06/ ,000 1,000 2,500,000,000 USD Ba1 N/A BBB FIXED 31/01/2012 N N/A N/A 7/02/ ,000 1,000 1,300,000,000 USD Ba1 N/A BBB FIXED 17/09/2010 N N/A N/A 24/03/ ,000 1,000 1,250,000,000 USD Ba1 N/A BBB FIXED 21/06/2012 N N/A N/A 28/06/ ,000 1,000 1,000,000,000 USD Ba1 N/A BBB FIXED 31/01/2012 N N/A N/A 7/02/ ,000 1,000 1,500,000,000 USD Ba1 N/A WD 6 2 FIXED 4/04/2012 N N/A N/A 12/04/ ,000 1,000 1,574,039,000 USD Ba1 BB+ WD FIXED 11/02/2011 N N/A N/A 22/02/ ,000 1, ,983,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 4 of 14

5 4 XS VTB BANK (VTB CAPITAL SA 4 XS VTB BANK (VTB CAPITAL SA 5 XS VTB BANK (VTB CAPITAL SA 4 XS OJSC RUSS AGRIC BK(RSHB) 4 XS OJSC RUSS AGRIC BK(RSHB) 4 XS OJSC RUSS AGRIC BK(RSHB) 投资级别债券 香港企业类 俄罗斯外贸银行 VTB 6 7/8 05/29/18 VTB 俄罗斯外贸银行 VTB /13/20 VTB 俄罗斯外贸银行 VTB 6 1/4 06/30/35 VTB 俄罗斯农业银行 RSHB /15/17 ( 国有 )(RSHB) 俄罗斯农业银行 RSHB /27/17 ( 国有 )(RSHB) 俄罗斯农业银行 RSHB /25/18 ( 国有 )(RSHB) USD Ba1 BB+ WD FIXED 19/05/2008 N N/A N/A 29/05/ ,000 1,000 1,219,920,000 USD Ba1 BB+ WD FIXED 6/10/2010 N N/A N/A 13/10/ ,000 1, ,960,000 USD Ba1 BB+ WD FIXED 27/06/2005 N N/A N/A 30/06/ ,000 1,000 22,513,000 USD Ba2 N/A BB FIXED 10/05/2007 N N/A N/A 15/05/ ,000 1, ,312,000 USD Ba2 N/A BB FIXED 18/06/2012 N N/A N/A 27/12/ ,000 1,000 1,300,000,000 USD Ba2 N/A BB FIXED 18/07/2013 N N/A N/A 25/07/ ,000 1,000 1,300,000,000 3 XS CLP POWER HK FINANCING 中电控股 CHINLP 4 3/4 03/19/20 3 XS CLP POWER HK FINANCING 中电控股 CHINLP 4 3/4 07/12/21 4 XS CLP POWER HK FINANCING 中电控股 CHINLP 2 7/8 04/26/23 4 XS CLP POWER HK FINANCING 中电控股 CHINLP 3 1/8 05/06/25 5 XS CLP POWER HK FINANCING 中电控股 CHINLP 3 3/8 10/26/27 5 XS CLP POWER HK FINANCE LTD 中电控股 CHINLP 4 1/4 05/29/49 4 XS GOODMAN HK FINANCE 嘉民物流 GOOMAN 4 3/8 06/19/24 5 XS TOWNGAS FINANCE LTD 香港中华煤气 HKCGAS 4 3/4 01/29/49 3 XS HONGKONG ELECTRIC FINANC 电能实业 ( 港灯 ) HKE 4 1/4 12/14/20 3 XS HONGKONG LAND FINANCE 香港置地 HKLSP 4 1/2 06/01/22 4 XS HONGKONG LAND FINANCE 香港置地 HKLSP 4 5/8 01/16/24 4 XS HONGKONG LAND FINANCE 香港置地 HKLSP 4 1/2 10/07/25 4 XS HYSAN (MTN) LIMITED 希慎兴业 HYSAN 3 1/2 01/16/23 3 US50074KAA97 KOWLOON-CANTON RAILWAY 九广铁路公司 KCRC 5 1/8 05/20/19 3 XS WISEYEAR HOLDINGS LTD 嘉里建设 KERPRO 5 02/15/17 3 XS WISEYEAR HOLDINGS LTD 嘉里建设 KERPRO 5 7/8 04/06/21 3 XS LI & FUNG LTD 利丰 LIFUNG 5 1/2 05/16/17 3 XS LI & FUNG LTD 利丰 LIFUNG 5 1/4 05/13/20 3 XS LS FINANCE 2017 LTD 利福国际 LIHHK 5 1/4 01/26/17 4 XS LS FINANCE 2022 LTD 利福国际 LIHHK 4 1/4 10/16/22 3 XS NAN FUNG TREASURY I LTD 南丰集团 NANFUN 5 1/4 01/20/17 3 XS NAN FUNG TREASURY LTD 南丰集团 NANFUN 4 1/2 09/20/22 4 XS NAN FUNG TREASURY LTD 南丰集团 NANFUN 4 7/8 05/29/24 USD A1 A N/A FIXED 12/03/2010 N N/A N/A 19/03/ ,000 1, ,000,000 USD A1 A N/A FIXED 5/07/2011 N N/A N/A 12/07/ ,000 1, ,000,000 USD A1 A N/A FIXED 18/10/2012 N N/A N/A 26/04/ ,000 1, ,000,000 USD A1 A N/A FIXED 27/04/2015 N N/A N/A 6/05/ ,000 1, ,000,000 USD A1 A N/A FIXED 18/10/2012 N N/A N/A 26/10/ ,000 1, ,000,000 USD A3 BBB+ N/A VARIABLE 28/04/2014 Y 7/11/ /05/ ,000 1, ,000,000 USD N/A BBB+ N/A FIXED 12/06/2014 N N/A N/A 19/06/ ,000 1, ,000,000 USD A3 A- N/A VARIABLE 21/01/2014 Y 28/01/ /01/ ,000 1, ,000,000 USD N/A A- N/A FIXED 6/12/2010 N N/A N/A 14/12/ ,000 1, ,000,000 USD A2 A N/A FIXED 25/05/2012 N N/A N/A 1/06/ ,000 1, ,000,000 USD A2 A N/A FIXED 8/01/2014 N N/A N/A 16/01/ ,000 1, ,000,000 USD A2 A A FIXED 29/09/2010 N N/A N/A 7/10/ ,000 1, ,000,000 USD A3 BBB+ BBB FIXED 9/01/2013 N N/A N/A 16/01/ ,000 1, ,000,000 USD Aa1 AAA WD FIXED 8/05/2009 N N/A N/A 20/05/ ,000 1, ,000,000 USD N/A BBB- N/A 5 2 FIXED 8/02/2012 N N/A N/A 15/02/ ,000 1, ,000,000 USD N/A BBB- N/A FIXED 31/03/2011 N N/A N/A 6/04/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED 9/05/2007 N N/A N/A 16/05/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED 6/05/2010 N N/A N/A 13/05/ ,000 1, ,000,000 USD Baa3 N/A BBB FIXED 17/01/2012 N N/A N/A 26/01/ ,000 1, ,000,000 USD Baa3 N/A BBB FIXED 9/10/2012 N N/A N/A 16/10/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 13/01/2012 N N/A N/A 20/01/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 14/09/2012 N N/A N/A 20/09/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 22/05/2014 N N/A N/A 29/05/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 5 of 14

6 2 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 3 1/2 11/02/16 2 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 5 3/8 03/08/17 3 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 4 11/02/20 3 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 4 1/2 02/14/22 4 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 3 5/8 01/16/23 4 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 3 3/8 02/25/24 3 XS SWIRE PROPERT MTN FIN 太古地产 SWIPRO 2 3/4 03/07/20 3 XS SWIRE PROPERT MTN FIN 太古地产 SWIPRO 4 3/8 06/18/22 3 XS SWIRE PACIFIC MTN FIN 太古股份 SWIRE 6 1/4 04/18/18 3 XS SWIRE PACIFIC MTN FIN 太古股份 SWIRE 5 1/2 08/19/19 3 XS SWIRE PACIFIC MTN FIN 太古股份 SWIRE 4 1/2 02/28/22 4 XS SWIRE PACIFIC MTN FIN 太古股份 SWIRE 4 1/2 10/09/23 3 XS WHARF FINANCE LTD 九龙仓 WHARF 4 5/8 02/08/17 3 XS WHARF FINANCE LTD 九龙仓 WHARF 3 1/2 01/23/19 4 XS FWD LTD 富卫保险 ( 母 : 盈科拓展集 FWDINS 5 09/24/24 团 ) 3 USG4673GAA34 HUTCH WHAMPOA INT 11 LTD 和记黄埔 HUWHY 3 1/2 01/13/17 3 USG46715AB73 HUTCHISON WHAMPOA FIN 和记黄埔 HUWHY /01/17 3 USG46747AA27 HUTCH WHAMPOA INT 14 LTD 和记黄埔 HUWHY 1 5/8 10/31/17 3 USG4690AAA54 HUTCH WHAMPOA INT 12 II 和记黄埔 HUWHY 2 11/08/17 3 USG4672UAA37 HUTCH WHAM INT 09 LTD 和记黄埔 HUWHY 7 5/8 04/09/19 3 USG4671AAA81 HUTCHISON WHAM INT 09/19 和记黄埔 HUWHY 5 3/4 09/11/19 3 USG4673GAB17 HUTCH WHAMPOA INT 11 LTD 和记黄埔 HUWHY 4 5/8 01/13/22 4 USG4690AAB38 HUTCH WHAMPOA INT 12 II 和记黄埔 HUWHY 3 1/4 11/08/22 4 USG46747AB00 HUTCH WHAMPOA INT 14 LTD 和记黄埔 HUWHY 3 5/8 10/31/24 4 USG46715AC56 HUTCHISON WHAMPOA FIN 和记黄埔 HUWHY 7 1/2 08/01/27 5 USG4672CAC94 HUTCHISON WHAM INT 03/33 和记黄埔 HUWHY /24/33 3 USG22117AB45 HPHT FINANCE 15 LTD 和记港口控股信托 HPHTSP 2 7/8 03/17/20 4 XS PCCW-HKT CAPITAL NO5 LTD 电讯盈科 PCCW 3 3/4 03/08/23 4 XS HKT CAPITAL NO 2 LTD 电讯盈科 PCCW 3 5/8 04/02/25 内地房地产类 USD A1 A+ A FIXED 24/10/2011 N N/A N/A 2/11/ ,000 1, ,000,000 USD A1 A+ A FIXED 1/03/2007 N N/A N/A 8/03/ ,000 1, ,300,000 USD A1 A+ A 4 2 FIXED 26/10/2010 N N/A N/A 2/11/ ,000 1, ,000,000 USD A1 A+ A FIXED 6/02/2012 N N/A N/A 14/02/ ,000 1, ,000,000 USD A1 A+ A FIXED 7/01/2013 N N/A N/A 16/01/ ,000 1, ,000,000 USD A1 A+ A VARIABLE 18/02/2014 Y 25/02/ /02/ ,000 1, ,000,000 USD A2 A- N/A FIXED 4/03/2013 N N/A N/A 7/03/ ,000 1, ,000,000 USD A2 A- A FIXED 11/06/2012 N N/A N/A 18/06/ ,000 1, ,000,000 USD A3 A- A FIXED 14/04/2008 N N/A N/A 18/04/ ,000 1, ,000,000 USD A3 A- A FIXED 12/08/2009 N N/A N/A 19/08/ ,000 1, ,000,000 USD A3 A- A FIXED 21/02/2012 N N/A N/A 28/02/ ,000 1, ,000,000 USD A3 A- N/A FIXED 2/10/2013 N N/A N/A 9/10/ ,000 1, ,000,000 USD N/A N/A A FIXED 30/01/2012 N N/A N/A 8/02/ ,000 1, ,000,000 USD N/A N/A A FIXED 15/01/2014 N N/A N/A 23/01/ ,000 1, ,000,000 USD Baa2 N/A BBB 5 2 FIXED 17/09/2014 N N/A N/A 24/09/ ,000 1, ,000,000 USD A3 A- A FIXED 10/01/2012 N N/A N/A 13/01/ ,000 1,000 1,000,000,000 USD A3 A- A FIXED 24/07/1997 N N/A N/A 1/08/ ,000 1, ,000,000 USD A3 A- A FIXED 28/10/2014 N N/A N/A 31/10/ ,000 1,000 2,000,000,000 USD A3 A- A- 2 2 FIXED 5/11/2012 N N/A N/A 8/11/ ,000 1,000 1,000,000,000 USD A3 A- A FIXED 6/04/2009 N N/A N/A 9/04/ ,000 1,000 1,500,000,000 USD A3 A- A FIXED 8/09/2009 N N/A N/A 11/09/ ,000 1,000 1,000,000,000 USD A3 A- A FIXED 10/01/2012 N N/A N/A 13/01/ ,000 1,000 1,480,000,000 USD A3 A- A FIXED 5/11/2012 N N/A N/A 8/11/ ,000 1, ,000,000 USD A3 A- A FIXED 28/10/2014 N N/A N/A 31/10/ ,000 1,000 1,500,000,000 USD A3 A- A FIXED 24/07/1997 N N/A N/A 1/08/ ,000 1, ,000,000 USD A3 A- A FIXED 19/11/2003 N N/A N/A 24/11/ ,000 1,000 1,144,000,000 USD Baa1 BBB+ N/A FIXED 12/03/2015 N N/A N/A 17/03/ ,000 1, ,000,000 USD Baa2 BBB N/A FIXED 5/03/2013 N N/A N/A 8/03/ ,000 1, ,000,000 USD Baa2 BBB N/A FIXED 30/03/2015 N N/A N/A 2/04/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 6 of 14

7 3 XS CHINA OVERSEAS FIN CAYMA 中国海外发展 CHIOLI 4 7/8 02/15/17 3 XS CHINA OVERSEA FIN KY III 中国海外发展 CHIOLI 3 3/8 10/29/18 3 XS CHINA OVERSEAS FIN. VI 中国海外发展 CHIOLI 4 1/4 05/08/19 3 XS CHINA OVRSEA FIN KY II 中国海外发展 CHIOLI 5 1/2 11/10/20 4 XS CHINA OVERSEAS FIN KY V 中国海外发展 CHIOLI /15/22 4 XS CHINA OVERSEA FIN KY III 中国海外发展 CHIOLI 5 3/8 10/29/23 4 XS CHINA OVERSEAS FIN. VI 中国海外发展 CHIOLI /08/24 5 XS CHINA OVERSEAS FIN. VI 中国海外发展 CHIOLI /11/34 5 XS CHINA OVERSEAS FIN KY V 中国海外发展 CHIOLI /15/42 5 XS CHINA OVERSEA FIN KY III 中国海外发展 CHIOLI 6 3/8 10/29/43 3 XS CHINA OS GRAND OCEAN FIN 中国海外宏洋 COGO 5 1/8 01/23/19 3 XS POLY REAL ESTATE FINANCE 保利地产 POLYRE 4 1/2 08/06/18 3 XS POLY REAL ESTATE FINANCE 保利地产 POLYRE 5 1/4 04/25/19 3 XS GREENLAND GLB INVST 绿地集团 GRNLGR 3 1/2 10/17/17 3 XS GREENLAND GLB INVST 绿地集团 GRNLGR 4 3/8 07/03/19 4 XS GREENLAND GLB INVST 绿地集团 GRNLGR 5 7/8 07/03/24 3 XS 绿地香港 GREENLAND HONG KONG HOLD ( 母 : 绿地集团 ) 3 XS 绿地香港 GREENLAND HONG KONG HOLD ( 母 : 绿地集团 ) 3 XS 绿地香港 GREENLAND HONG KONG HOLD ( 母 : 绿地集团 ) GRNLHK 4 3/4 10/18/16 GRNLHK 4 3/8 08/07/17 GRNLHK 5 1/2 01/23/18 3 XS SINO OCEAN LND TRS FIN I 远洋地产 SINOCE 4 5/8 07/30/19 3 XS SINO OCEAN LD TRS FIN II 远洋地产 SINOCE /04/20 4 XS SINO OCEAN LND TRS FIN I 远洋地产 SINOCE 6 07/30/24 4 XS SINO OCEAN LD TRS FIN II 远洋地产 SINOCE /04/27 3 XS FRANSHION INVESTMENT LTD 方兴地产 ( 母 : 中化 ) CHJMAO /26/17 3 XS FRANSHION BRILLIANT LTD 方兴地产 ( 母 : 中化 ) CHJMAO 5 3/8 10/17/18 3 XS FRANSHION BRILLIANT LTD 方兴地产 ( 母 : 中化 ) CHJMAO 5 3/4 03/19/19 3 USG3709DAA03 FRANSHION DEVELOPMENT 方兴地产 ( 母 : 中化 ) CHJMAO 6 3/4 04/15/21 3 HK BESTGAIN REAL ESTATE LYR 万科 VANKE /16/16 3 XS BESTGAIN REAL ESTATE 万科 VANKE 2 5/8 03/13/18 3 HK BESTGAIN REAL ESTATE LYR 万科 VANKE 4 1/2 12/04/18 3 XS WANDA PROPERTIES OVERSEA 大连万达商业地产 DALWAN 4 7/8 11/21/18 USD Baa1 BBB+ N/A FIXED 9/02/2012 N N/A N/A 15/02/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED 23/10/2013 N N/A N/A 29/10/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED 29/04/2014 N N/A N/A 8/05/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED 4/11/2010 N N/A N/A 10/11/ ,000 1,000 1,000,000,000 USD Baa1 BBB+ N/A FIXED 7/11/2012 N N/A N/A 15/11/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED 23/10/2013 N N/A N/A 29/10/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED 29/04/2014 N N/A N/A 8/05/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED 4/06/2014 N N/A N/A 11/06/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED 7/11/2012 N N/A N/A 15/11/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED 23/10/2013 N N/A N/A 29/10/ ,000 1, ,000,000 USD Baa2 BBB- BBB FIXED 15/01/2014 N N/A N/A 23/01/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 29/07/2013 N N/A N/A 6/08/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 16/04/2014 N N/A N/A 25/04/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 9/10/2014 N N/A N/A 17/10/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 25/06/2014 N N/A N/A 3/07/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 25/06/2014 N N/A N/A 3/07/ ,000 1, ,000,000 USD Ba1 BB BBB FIXED 10/10/2013 N N/A N/A 18/10/ ,000 1, ,000,000 USD Ba1 BB BBB FIXED 31/07/2014 N N/A N/A 7/08/ ,000 1, ,000,000 CNY N/A N/A BBB FIXED 16/01/2014 N N/A N/A 23/01/ ,000,000 10,000 1,500,000,000 USD Baa3 BBB- BBB FIXED 18/07/2014 N N/A N/A 30/07/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 28/01/2015 N N/A N/A 4/02/ ,000 1, ,000,000 USD Baa3 BBB- BBB- 6 2 FIXED 18/07/2014 N N/A N/A 30/07/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 28/01/2015 N N/A N/A 4/02/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 19/10/2012 N N/A N/A 26/10/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 9/10/2013 N N/A N/A 17/10/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 12/03/2014 N N/A N/A 19/03/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED 8/04/2011 N N/A N/A 15/04/ ,000 1, ,000,000 CNY Baa2 BBB BBB FIXED 9/12/2013 N N/A N/A 16/12/ ,000,000 10,000 1,000,000,000 USD Baa2 BBB BBB FIXED 7/03/2013 N N/A N/A 13/03/ ,000 1, ,000,000 CNY Baa2 BBB BBB FIXED 27/11/2013 N N/A N/A 4/12/ ,000,000 10,000 1,000,000,000 USD Baa3 BBB- BBB FIXED 14/11/2013 N N/A N/A 21/11/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 7 of 14

8 4 XS WANDA PROPERTIES INTL CO 大连万达商业地产 DALWAN 7 1/4 01/29/24 USD Baa3 BBB- BBB FIXED 23/01/2014 N N/A N/A 29/01/ ,000 1, ,000,000 3 XS YUEXIU PROPERTY CO LTD 越秀地产 YUEXIU 3 1/4 01/24/18 4 XS YUEXIU PROPERTY CO LTD 越秀地产 YUEXIU 4 1/2 01/24/23 3 XS YUEXIU REIT MTN CO 越秀 REITs YXREIT /14/18 4 XS LINK FINANCE CAYMAN 2009 领汇 REITs LINREI /03/24 3 USG2108YAA31 CHINA RESOURCES LAND LTD 华润置地 CRHZCH 4 5/8 05/19/16 3 XS CHINA RESOURCES LAND LTD 华润置地 CRHZCH 4 3/8 02/27/19 4 XS CHINA RESOURCES LAND LTD 华润置地 CRHZCH 6 02/27/24 3 XS DOUBLE ROSY LTD 中粮置地 COFCOL 3 5/8 11/18/19 USD Baa3 N/A BBB FIXED 16/01/2013 N N/A N/A 24/01/ ,000 1, ,000,000 USD Baa3 N/A BBB FIXED 16/01/2013 N N/A N/A 24/01/ ,000 1, ,000,000 USD Baa2 BBB N/A FIXED 7/05/2013 N N/A N/A 14/05/ ,000 1, ,000,000 USD A2 A N/A FIXED 26/08/2014 N N/A N/A 3/09/ ,000 1, ,000,000 USD Baa1 BBB+ BBB FIXED 12/05/2011 N N/A N/A 19/05/ ,000 1,000 1,000,000,000 USD Baa1 BBB+ BBB FIXED 20/02/2014 N N/A N/A 27/02/ ,000 1, ,000,000 USD Baa1 BBB+ BBB+ 6 2 FIXED 20/02/2014 N N/A N/A 27/02/ ,000 1, ,000,000 USD N/A N/A A FIXED 10/11/2014 N N/A N/A 18/11/ ,000 1, ,000,000 银行金融类 3 USG2117CAB84 CHINA CINDA FINANCE 信达资产管理 CCAMCL 4 05/14/19 3 USG21184AA79 CHINA CINDA FINANCE 2015 信达资产管理 CCAMCL 3 1/8 04/23/20 4 USG2117CAC67 CHINA CINDA FINANCE 信达资产管理 CCAMCL 5 5/8 05/14/24 4 USG21184AB52 CHINA CINDA FINANCE 2015 信达资产管理 CCAMCL 4 1/4 04/23/25 2 XS CHINA GREAT WALL INT HLD 长城资产管理 GRWALL 2 1/2 09/17/17 2 XS HUARONG FINANCE CO LTD 华融资产管理 HRAM 3 07/17/17 2 XS HUARONG FINANCE II 华融资产管理 HRAM 3 1/2 01/16/18 2 XS HUARONG FINANCE II 华融资产管理 HRAM 2 7/8 11/19/18 3 XS HUARONG FINANCE CO LTD 华融资产管理 HRAM 4 07/17/19 3 XS HUARONG FINANCE II 华融资产管理 HRAM 4 1/2 01/16/20 3 XS HUARONG FINANCE II 华融资产管理 HRAM 3 3/4 11/19/20 4 XS HUARONG FINANCE II 华融资产管理 HRAM 5 1/2 01/16/25 4 XS HUARONG FINANCE II 华融资产管理 HRAM 5 11/19/25 2 XS CENTURY MASTER INVESTMEN 3 XS CHARMING LIGHT INVESTMEN 4 XS CHARMING LIGHT INVESTMEN Century Master Investment ( 担 : 中国东方资产管理 ) Century Master Investment ( 担 : 中国东方资产管理 ) Century Master Investment ( 担 : 中国东方资产管理 ) ORIEAS 4 3/4 09/19/18 ORIEAS 3 3/4 09/03/19 ORIEAS 5 09/03/24 3 XS FUBON BANK HONG KONG LTD 富邦香港 FUBON 6 1/8 11/30/20 2 XS ADVANCE WISDOM INVESTMEN 农业银行 AGRBK /16/17 USD Baa1 BBB+ /*- A 4 2 FIXED 7/05/2014 N N/A N/A 14/05/ ,000 1,000 1,000,000,000 USD Baa1 BBB+ /*- A FIXED 16/04/2015 N N/A N/A 23/04/ ,000 1,000 1,300,000,000 USD Baa1 BBB+ /*- A FIXED 7/05/2014 N N/A N/A 14/05/ ,000 1, ,000,000 USD Baa1 BBB+ /*- A FIXED 16/04/2015 N N/A N/A 23/04/ ,000 1,000 1,700,000,000 USD A1 N/A N/A FIXED 10/09/2014 N N/A N/A 17/09/ ,000 1, ,000,000 USD Baa1 BBB+ A 3 2 FIXED 9/07/2014 N N/A N/A 17/07/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED 8/01/2015 N N/A N/A 16/01/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED 12/11/2015 N N/A N/A 19/11/ ,000 1, ,000,000 USD Baa1 BBB+ A 4 2 FIXED 9/07/2014 N N/A N/A 17/07/ ,000 1,000 1,200,000,000 USD Baa1 BBB+ A FIXED 8/01/2015 N N/A N/A 16/01/ ,000 1,000 1,200,000,000 USD Baa1 BBB+ A FIXED 12/11/2015 N N/A N/A 19/11/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED 8/01/2015 N N/A N/A 16/01/ ,000 1,000 1,400,000,000 USD Baa1 BBB+ A 5 2 FIXED 12/11/2015 N N/A N/A 19/11/ ,000 1, ,000,000 USD N/A BBB+ A FIXED 12/09/2013 N N/A N/A 19/09/ ,000 1, ,000,000 USD Baa1 N/A A FIXED 26/08/2014 N N/A N/A 3/09/ ,000 1,000 1,100,000,000 USD Baa1 N/A A 5 2 FIXED 26/08/2014 N N/A N/A 3/09/ ,000 1, ,000,000 USD N/A BBB N/A FIXED 22/11/2010 N N/A N/A 30/11/ ,000 1, ,000,000 USD N/A A N/A FIXED 9/10/2014 N N/A N/A 16/10/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 8 of 14

9 2 HK AGRICULTURAL BK OF CHINA 农业银行 AGRBK /20/17 2 US00850XAB47 AGRICULTURAL BK CHINA/NY 农业银行 AGRBK 2 05/21/18 3 XS AGRICULTURAL BK OF CHINA 农业银行 AGRBK 2 1/8 10/20/18 3 US00850XAC20 AGRICULTURAL BK CHINA/NY 农业银行 AGRBK 2 3/4 05/21/20 3 US00850XAC20 AGRICULTURAL BK CHINA/NY 农业银行 AGRBK 2 3/4 05/21/20 2 HK AIA GROUP LTD 友邦保险 AIA 1 3/4 03/13/18 3 US00131M2A05 AIA GROUP LTD 友邦保险 AIA 2 1/4 03/11/19 4 HK AIA GROUP LTD 友邦保险 AIA 3 1/8 03/13/23 5 US00131M2B87 AIA GROUP LTD 友邦保险 AIA 4 7/8 03/11/44 2 USY1391CDU28 BANK OF CHINA HONG KONG 中银香港 BCHINA 3 3/4 11/08/16 2 XS BANK OF CHINA/HONG KONG 中国银行 ( 香港 ) BCHINA 2 1/8 01/23/17 2 XS BANK OF CHINA/ABU DHABI 中国银行 ( 阿布杜拜 ) BCHINA /30/17 2 XS BANK OF CHINA/HONG KONG 中国银行 ( 香港 ) BCHINA 2 1/8 06/30/18 3 XS BANK OF CHINA/HONG KONG 中国银行 ( 香港 ) BCHINA 3 1/8 01/23/19 3 XS BANK OF CHINA/HONG KONG 中国银行 ( 香港 ) BCHINA 2 7/8 06/30/20 4 XS BANK OF CHINA/HONG KONG 中国银行 ( 香港 ) BCHINA 3 7/8 06/30/25 3 USY1391CAJ00 BANK OF CHINA HONG KONG 中银香港 BCHINA /11/20 2 XS BANK OF EAST ASIA 东亚银行 BNKEA 2 3/8 04/24/17 3 XS BANK OF EAST ASIA LTD 东亚银行 BNKEA 6 1/8 07/16/20 3 XS BANK OF EAST ASIA LTD 东亚银行 BNKEA 6 3/8 05/04/22 3 XS BK OF COMMUNICATIONS/HK 交通银行 BOCOM 2 1/8 01/15/17 3 XS AZURE ORBIT II INTL FIN 交通银行 BOCOM 3 3/8 04/25/19 4 XS AZURE ORBIT INTL FINANCE 交通银行 BOCOM 3 3/4 03/06/23 2 XS CHINA CONSTRUCT BK ASIA 建设银行 CCB 2 3/8 04/01/17 2 XS CHINA CONSTRUCTION BANK 建设银行 CCB /19/17 3 XS CHINA CONSTRUCT BK ASIA 建设银行 CCB 3 1/4 07/02/19 2 XS CHINA CONSTRUCT BK ASIA 建行亞洲 CCB 4 11/26/17 3 XS CHINA MINSHENG BKG/HK 民生银行 CHIMIN 2 1/4 05/21/18 3 XS CHINA MERCHANTS BANK/HK 招商银行 CHINAM 2 3/8 06/12/17 3 XS CHINA MERCHANTS BANK/NY 招商银行 CHINAM 2 3/8 05/14/18 3 XS AIRVESSEL FINANCE HOLDIN 招商银行 CHINAM 3 1/4 08/11/19 CNY A1 N/A A FIXED 13/10/2015 N N/A N/A 20/10/ ,000,000 10, ,000,000 USD A1 A N/A 2 2 FIXED 14/05/2015 N N/A N/A 21/05/ ,000 1, ,000,000 USD A1 N/A A FIXED 13/10/2015 N N/A N/A 20/10/ ,000 1, ,000,000 USD A1 A N/A FIXED 14/05/2015 N N/A N/A 21/05/ ,000 1, ,000,000 USD A1 A N/A FIXED 14/05/2015 N N/A N/A 21/05/ ,000 1, ,000,000 USD N/A A N/A FIXED 5/03/2013 N N/A N/A 13/03/ ,000 1, ,000,000 USD A3 A N/A FIXED 4/03/2014 N N/A N/A 11/03/ ,000 1, ,000,000 USD N/A A N/A FIXED 5/03/2013 N N/A N/A 13/03/ ,000 1, ,000,000 USD A3 A N/A FIXED 4/03/2014 N N/A N/A 11/03/ ,000 1, ,000,000 USD Aa3 A+ A FIXED 31/10/2011 N N/A N/A 8/11/ ,000 1, ,000,000 USD A1 N/A A FIXED 13/01/2014 N N/A N/A 23/01/ ,000 1, ,000,000 CNY A1 N/A A FIXED 24/06/2015 N N/A N/A 30/06/ ,000,000 10,000 2,000,000,000 USD A1 N/A A FIXED 24/06/2015 N N/A N/A 30/06/ ,000 1,000 1,000,000,000 USD A1 N/A A FIXED 13/01/2014 N N/A N/A 23/01/ ,000 1, ,000,000 USD A1 N/A A FIXED 24/06/2015 N N/A N/A 30/06/ ,000 1, ,000,000 USD A1 N/A A FIXED 24/06/2015 N N/A N/A 30/06/ ,000 1, ,000,000 USD A3 A A FIXED 4/02/2010 N N/A N/A 11/02/ ,000 1,000 2,500,000,000 USD A2 A N/A FIXED 14/04/2014 N N/A N/A 24/04/ ,000 1, ,000,000 USD Baa3 A- N/A FIXED 9/07/2010 N N/A N/A 16/07/ ,000 1, ,000,000 USD Baa3 A- N/A VARIABLE 27/10/2011 Y 4/05/ /05/ ,000 1, ,000,000 USD N/A A- N/A FIXED 8/01/2014 N N/A N/A 15/01/ ,000 1, ,000,000 USD N/A A- A FIXED 16/04/2014 N N/A N/A 25/04/ ,000 1, ,000,000 USD A2 A- N/A FIXED 26/02/2013 N N/A N/A 6/03/ ,000 1, ,000,000 USD A2 N/A N/A FIXED 25/03/2014 N N/A N/A 1/04/ ,000 1, ,000,000 CNY N/A N/A N/A FIXED 12/10/2015 N N/A N/A 19/10/ ,000,000 10,000 1,000,000,000 USD A2 N/A N/A FIXED 24/06/2014 N N/A N/A 2/07/ ,000 1, ,000,000 CNY A2 N/A N/A 4 2 FIXED 19/11/2015 N N/A N/A 26/11/ ,000,000 10,000 1,000,000,000 USD N/A BBB N/A FIXED 14/05/2015 N N/A N/A 21/05/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED 5/06/2014 N N/A N/A 12/06/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED 7/05/2015 N N/A N/A 14/05/ ,000 1, ,000,000 USD N/A BBB+ N/A FIXED 5/08/2014 N N/A N/A 11/08/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 9 of 14

10 3 XS CHONG HING BANK LTD 创兴银行 CHOHIN 6 11/04/20 3 XS CHINA CITIC BANK INTL LT 中信银行国际 CINDBK 6 7/8 06/24/20 3 XS CHINA CITIC BANK INTL LT 中信银行国际 CINDBK 3 7/8 09/28/22 3 XS CITIC LTD 中信股份 CITPAC 6 5/8 04/15/21 3 XS DAH SING BANK LTD 大新银行 DAHSIN 6 5/8 02/11/20 3 XS DAH SING BANK LTD 大新银行 DAHSIN 6 5/8 02/11/20 3 XS DAH SING BANK LTD 大新银行 DAHSIN 6 5/8 02/11/20 5 XS DAH SING BANK LTD 大新银行 DAHSIN /29/49 2 XS HORSEPOWER FINANCE LTD 工银国际 ICBCAS /03/17 2 XS INDU & COML BNK CHINA SG 工商银行 ICBCAS 2 3/4 09/12/17 2 US45580KAB44 INDU & COML BNK CHINA NY 工商银行 ICBCAS /13/17 2 XS INDU & COML BNK CHINA SG 工商银行 ( 新加坡 ICBCAS 2 05/27/18 3 US45580KAC27 INDU & COML BNK CHINA NY 工商银行 ICBCAS /13/19 3 XS IND & COMM BK CHN/DUBAI 工商银行 ( 迪拜 ) ICBCAS 2 5/8 05/26/20 3 US45580KAD00 IND & COMM BK CHINA/NY 工商银行 ( 纽约 ) ICBCAS /13/18 3 US45580KAE82 IND & COMM BK CHINA/NY 工商银行 ( 纽约 ) ICBCAS /13/20 3 XS ICBC ASIA LTD 工银亚洲 ICBCAS 5 1/8 11/30/20 3 XS SKYSEA INTERNATIONAL CAP 工商银行 ICBCAS 4 7/8 12/07/21 4 XS IND & COMM BK CHN MACAU 工商银行 ( 澳门 ) ICBCAS 3 7/8 09/10/24 3 USY3R559AE22 ICBCIL FINANCE CO LTD 3 USY3R559AF96 ICBCIL FINANCE CO LTD 2 XS ICBCIL FINANCE CO LTD 3 XS ICBCIL FINANCE CO LTD 工银国际租赁财务工银国际租赁财务工银国际租赁财务工银国际租赁财务 ICBCIL /13/18 ICBCIL /10/20 ICBCIL 2 5/8 03/19/18 ICBCIL 3 1/4 03/17/20 5 XS OCBC WING HANG BANK LTD 永亨银行 WINHAN 6 04/29/49 3 XS KOREA DEVELOPMENT BANK 韓國產業銀行 KDB /15/18 3 US302154AW97 EXPORT-IMPORT BK KOREA 韩国输出入银行 EIBKOR 5 1/8 06/29/20 3 US302154BV06 EXPORT-IMPORT BANK KOREA 韩国输出入银行 EIBKOR 2 5/8 12/30/20 3 XS AMBANK M BHD 大马银行 AMMMK 3 1/8 07/03/19 3 US38141GVP61 GOLDMAN SACHS GROUP INC 美商高盛证券 GS 2 3/4 09/15/20 4 US38148LAE65 GOLDMAN SACHS GROUP INC 美商高盛证券 GS 3 3/4 05/22/25 Coco 债券 USD Baa3 N/A BBB- 6 2 FIXED 26/10/2010 N N/A N/A 4/11/ ,000 1, ,000,000 USD Baa3 N/A BBB FIXED 21/06/2010 N N/A N/A 24/06/ ,000 1, ,000,000 USD Baa3 N/A BBB VARIABLE 20/09/2012 Y 28/09/ /09/ ,000 1, ,000,000 USD A3 A- N/A FIXED 8/04/2011 N N/A N/A 15/04/ ,000 1, ,000,000 USD Baa1 N/A BBB FIXED 4/02/2010 N N/A N/A 11/02/ ,000 1, ,000,000 USD Baa1 N/A BBB FIXED 4/02/2010 N N/A N/A 11/02/ ,000 1, ,000,000 USD Baa1 N/A BBB FIXED 4/02/2010 N N/A N/A 11/02/ ,000 1, ,000,000 USD Baa2 NR BB VARIABLE 13/02/2007 Y 17/02/ /08/ , ,000 55,000,000 USD A1 A N/A FIXED 25/02/2014 N N/A N/A 3/03/ ,000 1, ,000,000 USD A1 A N/A FIXED 2/03/2012 N N/A N/A 12/09/ ,000 1, ,000,000 USD A1 A N/A FIXED 5/11/2014 N N/A N/A 13/11/ ,000 1, ,000,000 USD A1 N/A N/A 2 2 FIXED 19/05/2015 N N/A N/A 27/05/ ,000 1, ,000,000 USD A1 A N/A FIXED 5/11/2014 N N/A N/A 13/11/ ,000 1,000 1,000,000,000 USD A1 N/A N/A FIXED 18/05/2015 N N/A N/A 26/05/ ,000 1, ,000,000 USD A1 A N/A FIXED 5/11/2015 N N/A N/A 13/11/ ,000 1, ,000,000 USD A1 A N/A FIXED 5/11/2015 N N/A N/A 13/11/ ,000 1, ,000,000 USD Baa2 N/A A FIXED 22/11/2010 N N/A N/A 30/11/ ,000 1, ,000,000 USD A1 A N/A FIXED 30/11/2011 N N/A N/A 7/12/ ,000 1, ,000,000 USD NR N/A A VARIABLE 3/09/2014 Y 10/09/ /09/ ,000 1, ,000,000 USD A3 A- A FIXED 3/11/2015 N N/A N/A 13/11/ ,000 1, ,000,000 USD A3 A- A FIXED 3/11/2015 N N/A N/A 10/11/ ,000 1, ,000,000 USD A3 N/A A FIXED 12/03/2015 N N/A N/A 19/03/ ,000 1, ,000,000 USD A3 N/A A FIXED 12/03/2015 N N/A N/A 17/03/ ,000 1, ,000,000 USD A2 N/A BBB+ 6 2 VARIABLE 12/04/2007 Y 20/04/ /04/ ,000 1, ,000,000 CNY Aa2 N/A AA FIXED 24/11/2015 N N/A N/A 15/12/ ,000,000 1,000,000 1,300,000,000 USD Aa2 AA- AA FIXED 21/06/2010 N N/A N/A 29/06/ ,000 1,000 1,250,000,000 USD Aa2 AA- AA FIXED 23/06/2015 N N/A N/A 30/12/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED 26/06/2014 N N/A N/A 3/07/ ,000 1, ,000,000 USD A3 BBB+ A FIXED 8/09/2015 Y 15/08/ /09/ ,000 1,000 2,000,000,000 USD A3 BBB+ A FIXED 19/05/2015 Y 22/02/ /05/ ,000 1,000 2,250,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 10 of 14

11 5 US404280AT69 HSBC HOLDINGS PLC 汇丰控股 HSBC 6 3/8 12/29/49 5 USG84228CE61 STANDARD CHARTERED PLC 渣打集团 STANLN 6 1/2 12/29/49 5 US251525AN16 DEUTSCHE BANK AG 德意志银行 DB 7 1/2 12/29/49 5 XS BANK OF CHINA 中国银行 BCHINA 6 3/4 10/31/49 5 USY39656AA40 IND & COMM BK OF CHINA 工商银行 ICBCAS 6 12/29/49 5 XS CHINA CONSTRUCTION BANK 建設銀行 CCB /29/49 石油石化类 2 US12591DAA90 CNOOC FINANCE 2014 ULC 中国海洋石油 CNOOC 1 5/8 04/30/17 2 US12625GAB05 CNOOC FINANCE 2013 LTD 中国海洋石油 CNOOC 1 3/4 05/09/18 3 US12634GAA13 CNOOC FINANCE 2015 AU 中国海洋石油 CNOOC 2 5/8 05/05/20 3 USG2353WAA92CNOOC FINANCE 2011 LTD 中国海洋石油 CNOOC 4 1/4 01/26/21 3 USG23530AA92 CNOOC FINANCE 2012 LTD 中国海洋石油 CNOOC 3 7/8 05/02/22 4 US12625GAC87 CNOOC FINANCE 2013 LTD 中国海洋石油 CNOOC 3 05/09/23 4 USQ25738AA54 CNOOC CURTIS FUNDING NO. 中国海洋石油 ( 担 : 母公司 ) CNOOC 4 1/2 10/03/23 4 US12591DAC56 CNOOC FINANCE 2014 ULC 中国海洋石油 CNOOC 4 1/4 04/30/24 4 US12634MAB63 CNOOC FINANCE 2015 US 中国海洋石油 CNOOC 3 1/2 05/05/25 5 USG21886AB53 CNOOC FINANCE 2003 LTD 中国海洋石油 CNOOC 5 1/2 05/21/33 5 USG2353WAB75CNOOC FINANCE 2011 LTD 中国海洋石油 CNOOC 5 3/4 01/26/41 5 USG23530AB75 CNOOC FINANCE 2012 LTD 中国海洋石油 CNOOC 5 05/02/42 5 US12591DAD30 CNOOC FINANCE 2014 ULC 中国海洋石油 CNOOC 4 7/8 04/30/44 5 US12634GAC78 CNOOC FINANCE 2015 AU 中国海洋石油 CNOOC /05/45 3 XS COSL SINGAPORE CAPITAL 中海油田服务 COSL 3 1/2 07/30/20 3 USG2444PAA50 COSL FINANCE BVI LTD 中海油田服务 COSL 3 1/4 09/06/22 4 XS COSL SINGAPORE CAPITAL 中海油田服务 COSL 4 1/2 07/30/25 2 USG22004AA67 CNPC GENERAL CAPITAL LTD 2 XS CNPC GENERAL CAPITAL LTD 2 XS CNPC GENERAL CAPITAL LTD 2 USG22004AD07 CNPC GENERAL CAPITAL LTD 3 USG22004AG38 CNPC GENERAL CAPITAL LTD 3 XS CNPC GENERAL CAPITAL LTD 3 USG21895AB60 CNPC HK OVERSEAS CAPITAL CNPCCH 2 3/4 04/19/17 CNPCCH 0 11/25/17 CNPCCH /25/17 CNPCCH /16/18 CNPCCH 2 3/4 05/14/19 CNPCCH /25/19 CNPCCH 4 1/2 04/28/21 USD Baa3 N/A BBB VARIABLE 23/03/2015 Y 30/03/ /12/ ,000 1,000 2,450,000,000 USD Ba1 BB BBB VARIABLE 26/03/2015 Y 2/04/ /12/ ,000 1,000 2,000,000,000 USD Ba3 BB- BB VARIABLE 18/11/2014 Y 30/04/ /12/ , ,000 1,500,000,000 CNY Ba2 BB- N/A VARIABLE 15/10/2014 Y 23/10/ /10/ ,000,000 10,000 39,940,000,000 USD Ba2 BB N/A 6 1 VARIABLE 3/12/2014 Y 10/12/ /12/ ,000 1,000 2,940,000,000 USD Ba2 N/A N/A VARIABLE 9/12/2015 Y 16/12/ /12/ ,000 1,000 3,050,000,000 USD Aa3 AA- A FIXED 23/04/2014 N N/A N/A 30/04/ ,000 1,000 1,250,000,000 USD Aa3 AA- N/A FIXED 2/05/2013 N N/A N/A 9/05/ ,000 1, ,000,000 USD Aa3 AA- N/A FIXED 28/04/2015 N N/A N/A 5/05/ ,000 1,000 1,500,000,000 USD Aa3 AA- A FIXED 21/01/2011 N N/A N/A 26/01/ ,000 1,000 1,500,000,000 USD Aa3 AA- N/A FIXED 25/04/2012 N N/A N/A 2/05/ ,000 1,000 1,500,000,000 USD Aa3 AA- N/A 3 2 FIXED 2/05/2013 N N/A N/A 9/05/ ,000 1,000 2,000,000,000 USD Aa3 AA- N/A FIXED 26/09/2013 N N/A N/A 3/10/ ,000 1,000 1,300,000,000 USD Aa3 AA- A FIXED 23/04/2014 N N/A N/A 30/04/ ,000 1,000 2,250,000,000 USD Aa3 AA- N/A FIXED 28/04/2015 N N/A N/A 5/05/ ,000 1,000 2,000,000,000 USD Aa3 AA- A FIXED 14/05/2003 N N/A N/A 21/05/ ,000 1, ,000,000 USD Aa3 AA- A FIXED 21/01/2011 N N/A N/A 26/01/ ,000 1, ,000,000 USD Aa3 AA- N/A 5 2 FIXED 25/04/2012 N N/A N/A 2/05/ ,000 1, ,000,000 USD Aa3 AA- A FIXED 23/04/2014 N N/A N/A 30/04/ ,000 1, ,000,000 USD Aa3 AA- N/A FIXED 28/04/2015 N N/A N/A 5/05/ ,000 1, ,000,000 USD Baa1 A- A FIXED 23/07/2015 N N/A N/A 30/07/ ,000 1, ,000,000 USD Baa1 A- A FIXED 30/08/2012 N N/A N/A 6/09/ ,000 1,000 1,000,000,000 USD Baa1 A- A FIXED 23/07/2015 N N/A N/A 30/07/ ,000 1, ,000,000 USD A1 A+ A FIXED 12/04/2012 N N/A N/A 19/04/ ,000 1, ,000,000 USD Aa3 AA- A FLOATING 18/11/2014 N N/A N/A 25/11/ ,000 1, ,000,000 USD Aa3 AA- A FIXED 18/11/2014 N N/A N/A 25/11/ ,000 1, ,000,000 USD A1 A+ A FIXED 9/04/2013 N N/A N/A 16/04/ ,000 1, ,000,000 USD A1 A+ A FIXED 7/05/2014 N N/A N/A 14/05/ ,000 1, ,000,000 USD Aa3 AA- A FIXED 18/11/2014 N N/A N/A 25/11/ ,000 1, ,000,000 USD A1 A+ A FIXED 20/04/2011 N N/A N/A 28/04/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 11 of 14

12 3 USG22004AB41 CNPC GENERAL CAPITAL LTD 4 USG22004AE89 CNPC GENERAL CAPITAL LTD 5 USG21895AC44 CNPC HK OVERSEAS CAPITAL CNPCCH /19/22 CNPCCH /16/23 CNPCCH /28/41 2 USG81877AB17 SINOPEC CAPITAL 2013 LTD 中国石化 SINOPC 1 7/8 04/24/18 4 USG81877AA34 SINOPEC CAPITAL 2013 LTD 中国石化 SINOPC 3 1/8 04/24/23 5 USG81877AD72 SINOPEC CAPITAL 2013 LTD 中国石化 SINOPC 4 1/4 04/24/43 2 USG82003AA54 SINOPEC GRP OVERSEA 2014 中国石化 SINOPE 1 3/4 04/10/17 2 USG8189YAA22 SINOPEC GRP OVERSEA 2012 中国石化 SINOPE 2 3/4 05/17/17 3 USG8200QAA43 SINOPEC GRP OVERSEA 2013 中国石化 SINOPE 2 1/2 10/17/18 3 USG82003AC11 SINOPEC GRP OVERSEA 2014 中国石化 SINOPE 2 3/4 04/10/19 3 USG8201JAB73 SINOPEC GRP OVERSEA 2015 中国石化 SINOPE 2 1/2 04/28/20 3 USG8189YAB05 SINOPEC GRP OVERSEA 2012 中国石化 SINOPE /17/22 4 USG8200QAB26 SINOPEC GRP OVERSEA 2013 中国石化 SINOPE 4 3/8 10/17/23 4 USG82003AE76 SINOPEC GRP OVERSEA 2014 中国石化 SINOPE 4 3/8 04/10/24 4 USG8201JAC56 SINOPEC GRP OVERSEA 2015 中国石化 SINOPE 3 1/4 04/28/25 5 USG8189YAC87 SINOPEC GRP OVERSEA 2012 中国石化 SINOPE 4 7/8 05/17/42 5 USG8200QAC09 SINOPEC GRP OVERSEA 2013 中国石化 SINOPE 5 3/8 10/17/43 5 USG8201JAE13 SINOPEC GRP OVERSEA 2015 中国石化 SINOPE /28/45 工业及其他企业类 2 USG01719AC08 ALIBABA GROUP HOLDING 阿里巴巴 BABA 1 5/8 11/28/17 3 USG01719AB25 ALIBABA GROUP HOLDING 阿里巴巴 BABA 2 1/2 11/28/19 3 USG01719AA42 ALIBABA GROUP HOLDING 阿里巴巴 BABA 3 1/8 11/28/21 4 USG01719AE63 ALIBABA GROUP HOLDING 阿里巴巴 BABA /28/24 5 USG01719AF39 ALIBABA GROUP HOLDING 阿里巴巴 BABA 4 1/2 11/28/34 3 US594918AL81 MICROSOFT CORP 微软 MSFT 4 02/08/21 5 US594918AU80 MICROSOFT CORP 微软 MSFT 3 3/4 05/01/43 2 US056752AA67 BAIDU INC 百度 BIDU 2 1/4 11/28/17 2 US056752AC24 BAIDU INC 百度 BIDU 3 1/4 08/06/18 3 US056752AD07 BAIDU INC 百度 BIDU 2 3/4 06/09/19 3 US056752AF54 BAIDU INC 百度 BIDU 3 06/30/20 4 US056752AB41 BAIDU INC 百度 BIDU 3 1/2 11/28/22 USD A1 A+ A FIXED 12/04/2012 N N/A N/A 19/04/ ,000 1, ,000,000 USD A1 A+ A FIXED 9/04/2013 N N/A N/A 16/04/ ,000 1, ,000,000 USD A1 A+ A FIXED 20/04/2011 N N/A N/A 28/04/ ,000 1, ,000,000 USD Aa3 AA- N/A FIXED 18/04/2013 N N/A N/A 24/04/ ,000 1,000 1,000,000,000 USD Aa3 AA- N/A FIXED 18/04/2013 N N/A N/A 24/04/ ,000 1,000 1,250,000,000 USD Aa3 AA- N/A FIXED 18/04/2013 N N/A N/A 24/04/ ,000 1, ,000,000 USD Aa3 AA- N/A FIXED 2/04/2014 N N/A N/A 10/04/ ,000 1,000 1,550,000,000 USD Aa3 AA- N/A FIXED 10/05/2012 N N/A N/A 17/05/ ,000 1,000 1,000,000,000 USD Aa3 AA- N/A FIXED 9/10/2013 N N/A N/A 17/10/ ,000 1, ,000,000 USD Aa3 AA- N/A FIXED 2/04/2014 N N/A N/A 10/04/ ,000 1, ,000,000 USD Aa3 AA- N/A FIXED 21/04/2015 N N/A N/A 28/04/ ,000 1,000 2,500,000,000 USD Aa3 AA- N/A FIXED 10/05/2012 N N/A N/A 17/05/ ,000 1,000 1,500,000,000 USD Aa3 AA- N/A FIXED 9/10/2013 N N/A N/A 17/10/ ,000 1,000 1,500,000,000 USD Aa3 AA- N/A FIXED 2/04/2014 N N/A N/A 10/04/ ,000 1,000 1,400,000,000 USD Aa3 AA- N/A FIXED 20/04/2015 N N/A N/A 28/04/ ,000 1,000 1,500,000,000 USD Aa3 AA- N/A FIXED 10/05/2012 N N/A N/A 17/05/ ,000 1,000 1,000,000,000 USD Aa3 AA- N/A FIXED 9/10/2013 N N/A N/A 17/10/ ,000 1, ,000,000 USD Aa3 AA- N/A FIXED 20/04/2015 N N/A N/A 28/04/ ,000 1, ,000,000 USD A1 A+ A FIXED 20/11/2014 N N/A N/A 28/11/ ,000 1,000 3,342,000 USD A1 A+ A FIXED 20/11/2014 Y 28/10/ /11/ ,000 1,000 32,710,000 USD A1 A+ A FIXED 20/11/2014 Y 28/09/ /11/ ,000 1,000 26,862,000 USD A1 A+ A FIXED 20/11/2014 Y 28/08/ /11/ ,000 1,000 16,569,000 USD A1 A+ A FIXED 20/11/2014 Y 28/05/ /11/ ,000 1,000 2,330,000 USD Aaa AAA AA+ 4 2 FIXED 3/02/2011 N N/A N/A 8/02/ ,000 1, ,000,000 USD Aaa AAA AA FIXED 25/04/2013 Y 1/11/ /05/ ,000 1, ,000,000 USD A3 N/A A FIXED 20/11/2012 N N/A N/A 28/11/ ,000 1, ,000,000 USD A3 N/A A FIXED 30/07/2013 N N/A N/A 6/08/ ,000 1,000 1,000,000,000 USD A3 N/A A FIXED 4/06/2014 N N/A N/A 9/06/ ,000 1,000 1,000,000,000 USD A3 N/A A 3 2 FIXED 23/06/2015 N N/A N/A 30/06/ ,000 1, ,000,000 USD A3 N/A A FIXED 20/11/2012 N N/A N/A 28/11/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 12 of 14

13 4 US056752AG38 BAIDU INC 百度 BIDU 4 1/8 06/30/25 2 USG87572AA47 TENCENT HOLDINGS LTD 腾讯 TENCNT 4 5/8 12/12/16 2 US88032XAA28 TENCENT HOLDINGS LTD 腾讯 TENCNT 2 05/02/17 2 USG87572AD85 TENCENT HOLDINGS LTD 腾讯 TENCNT 3 3/8 03/05/18 3 US88032XAB01 TENCENT HOLDINGS LTD 腾讯 TENCNT 3 3/8 05/02/19 3 US88032XAC83 TENCENT HOLDINGS LTD 腾讯 TENCNT 2 7/8 02/11/20 4 US88032XAD66 TENCENT HOLDINGS LTD 腾讯 TENCNT /11/25 3 US428236BV43 HP INC 惠普 HPQ /09/21 3 XS CHINA STATE CONS FINANCE 中国建筑 CHSCOI 3 1/8 04/02/18 4 XS CHINA RAILWAY RESOURCES 中国中铁 CHRAIL /05/23 4 XS CRCC YUXIANG LTD 中国铁建 RLCONS 3 1/2 05/16/23 中国广东核电 2 XS CHINA URANIUM DEVELOPMEN ( 中广核 ) 中国广东核电 4 XS CGNPC INTERNATIONAL LTD ( 中广核 ) CHGDNU 3 1/2 10/08/18 CHGDNU 4 05/19/25 3 USG5320CAA65 KUNLUN ENERGY CO LTD 昆伦能源 KUNLEG 2 7/8 05/13/20 4 USG5320CAB49 KUNLUN ENERGY CO LTD 昆伦能源 KUNLEG 3 3/4 05/13/25 3 XS HERO ASIA INVESTMENT LTD 龙源电力 LONGYU 3 1/4 08/12/16 3 XS HERO ASIA INVESTMENT LTD 龙源电力 LONGYU 2 7/8 10/03/17 3 XS SHANGHAI ELC GRP GLB INV 上海电气 SECGRP 3 08/14/19 2 XS ZHEJIANG ENERGY GROUP HK 浙江省能源集团 ZHENGY /30/17 4 XS NOBLE GROUP LTD 来宝集团 NOBLSP 4 01/30/16 4 XS NOBLE GROUP LTD 来宝集团 NOBLSP 3 5/8 03/20/18 4 USG6542TAE13 NOBLE GROUP LTD 来宝集团 NOBLSP 6 3/4 01/29/20 3 US87973RAA86 TEMASEK FINANCIAL I LTD 淡马锡控股 TEMASE /25/19 4 US87973RAC43 TEMASEK FINANCIAL I LTD 淡马锡控股 TEMASE 2 3/8 01/23/23 5 US87973RAB69 TEMASEK FINANCIAL I LTD 淡马锡控股 TEMASE 5 3/8 11/23/39 2 XS VOLKSWAGEN INTL FIN NV 3 USN93695BL23 VOLKSWAGEN INTL FIN NV 2 XS VOLKSWAGEN INTL FIN NV 大众汽车国际金融大众汽车国际金融大众汽车国际金融 VW 3 3/4 11/30/17 VW 4 08/12/20 VW 2 3/8 03/22/17 3 USC98874AN76 GLENCORE FINANCE CANADA 嘉能可 GLENLN /25/17 3 XS GLENCORE FUNDING LLC 嘉能可 GLENLN 2 1/2 01/15/19 4 USC98874AM93 GLENCORE FINANCE CANADA 嘉能可 GLENLN 4 10/25/22 USD A3 N/A A FIXED 23/06/2015 N N/A N/A 30/06/ ,000 1, ,000,000 USD A2 A A FIXED 5/12/2011 N N/A N/A 12/12/ ,000 1, ,000,000 USD A2 A A+ 2 2 FIXED 22/04/2014 N N/A N/A 2/05/ ,000 1, ,000,000 USD A2 A A FIXED 28/08/2012 N N/A N/A 5/03/ ,000 1, ,000,000 USD A2 A A FIXED 22/04/2014 N N/A N/A 2/05/ ,000 1,000 2,000,000,000 USD A2 A A FIXED 4/02/2015 N N/A N/A 11/02/ ,000 1,000 1,100,000,000 USD A2 A A FIXED 4/02/2015 N N/A N/A 11/02/ ,000 1, ,000,000 USD Baa2 BBB BBB FIXED 6/12/2011 N N/A N/A 9/12/ ,000 1,000 1,500,000,000 USD Baa2 BBB BBB FIXED 25/03/2013 N N/A N/A 2/04/ ,000 1, ,000,000 USD N/A BBB+ BBB FIXED 29/01/2013 N N/A N/A 5/02/ ,000 1, ,000,000 USD A3 A- N/A FIXED 9/05/2013 N N/A N/A 16/05/ ,000 1, ,000,000 USD A3 N/A A FIXED 26/09/2013 N N/A N/A 8/10/ ,000 1, ,000,000 USD A3 A- A+ 4 2 FIXED 12/05/2015 N N/A N/A 19/05/ ,000 1, ,000,000 USD A1 A+ /*- A FIXED 6/05/2015 N N/A N/A 13/05/ ,000 1, ,000,000 USD A1 A+ /*- A FIXED 6/05/2015 N N/A N/A 13/05/ ,000 1, ,000,000 USD N/A BBB+ N/A FIXED 5/08/2013 N N/A N/A 12/08/ ,000 1, ,000,000 USD N/A BBB+ N/A FIXED 24/09/2014 N N/A N/A 3/10/ ,000 1, ,000,000 USD A2 A A 3 2 FIXED 7/08/2014 N N/A N/A 14/08/ ,000 1, ,000,000 USD A2 N/A A FIXED 23/09/2014 N N/A N/A 30/09/ ,000 1, ,000,000 CNY N/A BB /*- N/A 4 2 FIXED 24/01/2013 N N/A N/A 30/01/ ,000, ,000 1,000,000,000 USD Ba1 BB /*- BBB FIXED 13/03/2013 N N/A N/A 20/03/ ,000 1, ,000,000 USD Ba1 BB /*- BBB FIXED 22/10/2009 N N/A N/A 29/01/ ,000 1,000 1,208,531,000 USD Aaa AAA N/A FIXED 19/10/2009 N N/A N/A 25/10/ ,000 1,000 1,500,000,000 USD Aaa AAA N/A FIXED 16/07/2012 N N/A N/A 23/01/ ,000 1,000 1,200,000,000 USD Aaa AAA N/A FIXED 16/11/2009 N N/A N/A 23/11/ ,000 1, ,000,000 CNY A3 BBB+ N/A FIXED 22/11/2012 N N/A N/A 30/11/ ,000,000 1,000,000 1,000,000,000 USD A3 BBB+ N/A 4 2 FIXED 5/08/2010 N N/A N/A 12/08/ ,000 1, ,000,000 USD A3 BBB+ BBB FIXED 19/03/2012 N N/A N/A 22/03/ ,000 1,000 1,000,000,000 USD Baa3 BBB N/A FIXED 18/10/2012 N N/A N/A 25/10/ ,000 1,000 1,750,000,000 USD Baa3 BBB N/A FIXED 22/05/2013 N N/A N/A 15/01/ ,000 1,000 1,500,000,000 USD Baa3 BBB N/A FIXED 18/10/2012 N N/A N/A 25/10/ ,000 1,000 1,000,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 13 of 14

14 重要声明 : 本文件所载数据乃保密讯息及只供参考之用 东方证券 ( 香港 ) 有限公司或其关联成员 ( 统称 东方证券 ) 并无顾虑任何特定投资者之特定投资目标丶财务状况丶或风险承受程度, 投资者在进行任何投资前, 必须对其投资进行独立判断或在需要时寻求独立专业意见 本文件所载数据并不拟发布予公众人士或提供予置身或居住于该等法律上限制东方证券发放此等数据之地区的人士或实体使用 ; 及在任何地区向任何人士或实体进行认购或投资证券或投资产品的要约或游说乃属违法时, 则上述数据不应视为向该等地区进行该等要约或游说 上述数据亦不拟提供作为专业意见, 因此不应赖以作为专业意见 请注意上述关于产品数据乃未获香港证券及期货事务监察委员会认可可向香港公众人士销售及未经任何香港的规管当局审核的基金 / 投资产品 任何投资均带有风险, 投资者可能损失全部或部份投资金额 投资者需详细阅读并了解产品详细说明书及 / 或产品备忘录及 / 或条款说明书及其他相关档 ( 包括但不限于产品数据概要 ) ( 统称 产品说明书 ) 的内容, 包括但不限于各项风险因素 收费 税务 资产净值计算 申购及赎回条款等, 并明确同意接受本产品的相关交易条件及投资风险 你应就上述资料内容谨慎行事, 如你对有关资料的任何内容有任何疑问, 你应寻求独立专业意见 本文件内所提及之价格仅供参考之用途, 投资产品之价值及收入可能会浮动, 包括受汇率 市场指数 有关公司相关资料或其他因素而变动 本文件内容可随时更改, 东方证券并不承诺提供任何有关变更之通知 证券 / 投资产品过去的表现不可作为未来表现的指标, 同时未来回报是不能保证的, 投资者可能蒙受所有最初存入资金的损失 虽然本文件所载数据来自或编写自东方证券相信是可靠之来源, 惟东方证券并不明示或暗示地声明或保证任何该等数据之准确性丶完整性或可靠性, 惟东方证券不会就有关数据的遗漏 错误 不准确 不完整或其他情况或由于信赖有关数据而蒙受或招致的任何损失或损害 ( 不论任何形式的直接 间接或相应的损失或其他经济损失 ) 承担任何责任 东方证券不会就第三方所提供的或引用自第三方的数据内容承担任何责任 未经东方证券事先书面授权, 任何人不得为任何目的复制丶分发丶转发 发表本文件所载数据 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 14 of 14