262,113 5.00 65,825 5.00 60,000 5.00 12,240 5.00 146,685 5.00 52,028 5.01 149,624 5.02 94,980 5.07 Aicent Inc. 16,890 5.09 183,355 5.14 104,255 5.21 80,000 5.26 93,132 5.34 168,480 5.34 84,267 5.42

112,381 5.42 85,065 5.50 89,016 5.51 30,000 5.56 479,527 5.59 50,000 5.68 1,945,550 5.69 Radguard Ltd. 108,698 5.70 Phytera, Inc. 63,200 5.73 Aurora Systems, Inc. 89,479 5.80 2,571,478 5.86 72,305 5.86 635,670 5.94 96,000 6.00 11,000 6.04 18,000 6.09 90,000 6.11 83,000 6.23 25,300 6.25 14,588 6.27 58,966 6.30 105,000 6.36 13,346 6.47 90,598 6.47 Medinox,Inc. 95,751 6.49 MaXXan Systems, Inc. 287,131 6.56 14,106,365 6.65 Phyto Ceutica 93,201 6.66 Optimer Pharmaceuticals, Inc. 161,950 6.81 79,250 6.83 334,338 6.84 52,700 6.87 50,150 6.89 64,900 6.90 8,400 7.00 277,832 7.03 49,635 7.05 Inapac Technology Inc. 27,024 7.14 62,129 7.15 Vaultus, Inc. 18,653 7.17

154,471 7.28 28,350 7.28 44,525 7.29 Ardent 105,201 7.34 PIXIM, Inc. D 185,790 7.40 74,400 7.44 50,000 7.46 45,000 7.50 60,000 7.50 194,950 7.51 26,800 7.57 25,380 7.60 120,850 7.61 122,000 7.73 88,625 7.80 20,218 7.82 86,453 7.84 650,228 7.98 19,999 7.98 Friendly Robotics Ltd. 142,033 8.10 65,000 8.13 31,488 8.18 241,363 8.22 152,550 8.39 105,934 8.42 23,597 8.42 58,448 8.44 167,981 8.49 68,304 8.53 77,246 8.55 Vaultus, Inc. 88,642 8.62 536,462 8.67 Intelligent Epitaxy Technology 63,112 8.70 102,248 8.74 55,504 8.77 261,521 8.81 4,224,000 8.89 52,470 8.96 73,760 9.00 330,000 9.24 KMW Inc. 173,818 9.37

352,500 9.50 130,233 9.51 76,160 9.52 490,230 9.72 367,500 9.80 64,266 9.83 30,000 9.87 381,640 9.90 25,750 9.91 125,128 9.94 73,000 9.94 400,000 10.00 64,898 10.00 30,000 10.00 124,460 10.00 Asia United Bank 130,200 10.00 Tuntex Petrochemicals (Tailand) P.C.L 729,998 10.00 1,200,000 10.00 200,000 10.00 230,000 10.00 600,000 10.00 300,000 10.00 Amphastar 489,890 10.23 The Asia Java Fund Pte Ltd. 65 10.34 The Asia Java Fund Pte Ltd. 142,708 10.35 155,904 10.46 120,056 10.57 130,000 10.62 215,669 10.68 229,926 10.74 73,285 10.83 142,508 10.97 35,160 11.00 33,480 11.03 8,000 11.11 Hey Anita, Inc. 189,370 11.25 51,200 11.26 21,375 11.54 18,750 11.86 25,000 12.11 168,410 12.30

Selective 88,458 12.30 31,419 12.46 50,000 12.50 40,000 12.50 46,200 12.53 69,000 12.59 2,002,912 13.10 28,857 13.28 Sino-Wood Partners, Limited 67,560 13.29 197,470 13.55 73,194 13.66 176,115 13.69 65,578 14.18 289,221 14.23 440,309 14.61 227,212 14.78 54,000 15.00 384,408 15.04 156,200 15.62 36,566 15.64 960,054 15.69 473,221 15.96 Strongest Link Overseas Venture Capital Limited 32,429 16.00 111,250 16.14 100,000 16.58 501,777 16.66 107,700 17.02 97,700 17.05 100,000 17.24 125,112 17.92 20,800 18.18 891,847 18.27 64,900 18.33 35,595 19.00 Service Inside Global Ltd. 168,468 19.17 37,050 19.50 3,323,101 19.55 28,750 19.58 16,000 19.68 2,658,435 19.83

1,420,408 19.95 49,950 19.98 76,565 20.00 58,000 20.00 478,393 20.00 Aviva 153,716 20.19 3,474,987 28.71 768,139 29.20 CDIB Bioscience Venture Management (BVI), Inc. 12,983 30.00 5,390 37.10 52,528 37.13 288,798 37.13 788,447 47.01 Bangkok First Investment & Trust P.C.L 426,147 49.50 11,497 50.00 CDIB Biotech USA Investment, Co., Ltd. 130,797 50.00 Japan Venture Capital Corporation 327,719 50.29 3,102 60.00 CDM Corporation 98,547 60.00 CMM Corporation 11,984 60.00 440,267 68.80 833,829 82.96 526,469 96.70 499,558 99.91 987,556 99.99 150,765 100.00 3,010,759 100.00 1,505,612 100.00 CDIB Venture Investment (USA) Ltd. 2,121,567 100.00 CDIB Venture Investment (ASIA) Ltd. 3,795,089 100.00 CDIB Capital Investment (KOREA) Corporation 2,082,644 100.00 CDIB Europe Investment Co. 507,438 100.00 CDIB Australia Investment Co. 49,640 100.00 CDIB Bioventures, Inc. 407,897 100.00 WebVC Corporation 75,893 100.00 CDIB Capital Investment Japan Ltd. 1,248,131 100.00 CDIB Capital Investment America Corp. 2,200,193 100.00 CDIB Biotech Venture Management Inc. 13,594 100.00 1,458 100.00

4,859,630 100.00 22,106 100.00

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