2001 12 31 2001 12 31 2 59 0.08 8,300 2002 4 17 0.25 3.43 32
2002 4 15 2002 4 17 2002 4 22 2002 4 12 199 2 2001 12 31 79B 32.862000 31.68 25 28 4 5 13 24 2000 5 31 33
(a) (i) (ii) 2000 6 27 2002 3 13 26,058,625 2.5% (iii) (iv) 10% 2002 3 13 76,215,859 7% 25% 34
(v) 2002 3 6 25% 2005 3 6 100% 25% 100% 1 (vi) P=80%(AxB) P A 18.81 B 1999 12 31 1,040,664,846 35
(i) (ii) 5 80% (b) 2001 12 31 (vii) 2010 5 30 2001 9 1 2002 4 17 2000 6 27 2000 6 20 2002 3 6 25% 2005 3 6 2010 5 30 7.52 2001 12 31 27,267,384 1,454,126 2001 12 31 3,321,856 7.52 36
37 2001 12 31 23 161 8 2001 4 1 2001 12 3115 2000 4 3 32001 4 1 2003 2000 3 27 2000 4 3 32003
2002 4 17 2000 6 8 1993 1997 1996 30 (a) 652000 3 6 1988 1994 1992 1994 1968 1973 1992 1997 (b) 502000 3 6 2000 3 6 1972 9 2000 3 1998 5 2000 3 1995 4 1998 4 38
(c) 582000 4 3 1964 19781980 1993 1992 1993 1978 1980 1999 7 8 602000 4 3 1990 1993 1993 1997 2001 1991 30 572000 4 3 1999 14 1997 1999 39
1967 291996 1975 1978 1985 7 1981 1985 1984 5 19851993 1996 30 492000 4 3 1999 2001 1991 2000 1997 2000 17 472000 4 3 1997 1999 1991 1997 1994 1995 40
1992 1997 1995 1997 19 462000 4 3 Coopers and Lybrand Magna Cum Laude 20 522000 4 3 19 1989 2000 1992 1995 492000 4 3 41
25 552000 4 3 1992 1996 -Recruit 20 532000 4 3 1997 2000 1994 2000 27 622000 4 3 42
Esquel Holdings Inc 572001 4 1 UBS Warburg Asia1972 S.G. Warburg UBS Warburg 1990 1994 S.G. Warburg S.G. Warburg 1997 19981999 12 Republic Bank of New York Republic New York Corporation 2000 2UBS Warburg Simmons & Simmons 1972 S.G. Warburg 30 492000 4 3 1993 2000 1997 2000 1997 29 52 2000 4 21 First Interstate Bank 43
52 1992 2 1997 21998 11 20 49 2000 4 CBOT 1974 CBOT DePaul University 55 2001 1 9 ICCH 18 44
SunGard Futures Austraclear 28 43 12 University of Bath (i) 2001 12 31 29 2,187,000 2,187,000 1 1,610,000 1,610,000 2 1,000 1,000 3 1. 2,187,000 99.99% 2. 1,610,000 3. 1,000 36.75% 45
46 28 29 (ii) 2001 12 31 1,454,126 2000 1,454,1262000 6 202002 3 6 2010 5 30 7.52 18 2000 6 21 (i) (a) (b)
(ii) (iii) (c) (d) 14.25(1)(A) (D) 14.25(1)(A) (D) (iv) (v) (i) (a) (b) 47
2001 12 31 (a) 2001 12 31 (i) (ii) (1) (a) 99.99% (2) (a) (b) (3) (a) 30% (4) (a) 36.75% 2001 12 31 48
(1) (b) 60% 2001 12 31 11,874,194 (2) (c) 2001 12 31 13,983,706 (c) 2001 12 31 (1) (c) 99.99% (3) (c) 30% 2001 12 31 3,166,414 49
(i) (ii) (iii) (v) 2002 3 13 2 28.8% 12.1% 2001 3 13 3 18.9% 11.8% 5.3% 16(1) 2001 12 31 10% 5% 2000 12 2001 12 % % 2001 12 31 120 11.5 983,533,103 94.5 925 88.5 57,131,743 5.5 1,045 100 1,040,664,846 100 2000 12 31 170 37.5 984,038,681 94.6 283 62.5 56,626,165 5.4 453 100 1,040,664,846 100 50
2001 2000 839,897,543 745,840,131 5 2001 12 31 30% 5 2001 12 31 30% 2002 3 13 2001 12 31 10 51