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:06881 2015 12 31 2015 12 31 2015 2015 20164www.hkexnews.hk www.chinastock.com.cn 2016 3 28

2 5 6 7 8 43 49 90 104 111 114 133 159 160 2015 1

A bp 1bp 11% 2007126 H06881 1.00 20151231 ETF IB 100% 70%30% 50% 83.32% 100% 2 2015

100% H 1.00 78.57% IPO H2013522 QDII QFII 20151120151231 2015 3

RQFII 571 1. 2. 4 2015

2015 337.59 98.36 2014159.36%160.84%21.33%20H 2015 2016 A 2016324 2015 5

10 2015 6 2015

2015 7

1. China Galaxy Securities Co., Ltd. 2. 3. 95.37 606.38 4. (1) (2) (3) ETF (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14) (15) 8 2015

(16) (17) ) (18) (19) (20) (21) (22) (23) (24) (25) (26) (27) (28) (29) (30) (31) (32) (33) (34) ) (35) (36) (37) (38) (39) 2015 9

(40) (41) (42) (43) ) (44) ) (45) (46) (47) (48) (49) ) (50) (51) (52) (53) ) (54) (55) (56) (57) (58) (59) (60) (61) (62) (63) 10 2015

(64) (65) (66) (67) (68) 5. 35C2-6100033 35C2-6100033 www.chinastock.com.cn yhgf@chinastock.com.cn 6. 183353501-073513-14 7. 35C100033 010-66568338 010-66568640 E-mail wuchengming@chinastock.com.cn 8. 9. 10 11. H 6881 2015 11

20056 2005882005 1222[2005]163 4 [2006]3222007126 60 2010200 5% 2010226 2008592011 200 5%20122 201262,887.8017 3032012108201210182012112720121210 5% [2012]1495% [2012]1585% [2012]1665% [2012]171 2013522H2013613 1,606,604,500H69,345,743H1,537,258,757 H 81.4875.37 20155520H95.37 12 2015

2015 13

3563166 4733191715151413 1212109888 6555443 3332222 1 1 2 2 3 2 D 4 11 A 5 B33 6 C 19-26 7 48501 B510-B513C502-C503 8 195 A101 202502504 14 2015

9 65 301302 10 3363 11 90-108 12 18 1F/O2F/203-213 13 9 9908-912 14 16 15 39 D 16 36 17 C21 18 1 19 97 20 89 21 61 2015 15

22 C171812 23 63 7302030910 11 24 70 25 52 26 173 27 216 2 28 359104 2203-2073304-307 29 79 19 30 145 31 201301 203301 32 718 33 561 34 2011 16 2015

35 69 262-267 36 64211 2 37 118 38 53 39 123 40 155 41 296IFC 42 67 43 382 44 456 45 31 46 21 47 16 48 59 49 763 50 467 2015 17

51 402 1-2 52 951-3 53 110 54 78 55 416 56 6 57 88 58 15 59 83 60 83 61 175 62 698 63 64 7 65 A3-6 66 135 18 2015

67 2 68 147 101 69 179 70 20 2 71 94 1-2 72 16 73 74 53 75 8 76 123 77 139 78 9 79 86 80 3# 2 2015 19

81 518 13-1 82 19 5-15-2 83 166 71 84 10115 85 481 22-1#22-7#22-8#22-9# 86 2917 401-406408-412 87 188 88 5016 A1701-01 89 701702703705706 90 88 2727012713-2720 91 009 301 92 29 29082912 93 17 2 20 2015

94 2020 131301-1302151501- 1506 95 162 96 3 97 1-2-101 98 61-3 99 25C 5 100 75-87 101 726 102 393 103 11 9 104 400 A7-A 105 69 106 6201 107 207209211 2015 21

108 251 109 2201 7-8 110 1 401 111 303216-217 112 38-1 113 102134 114 13 115 626 116 883-885 117 128 118 705 119 193 120 393 121 73 122 375 123 30 22 2015

124 62 125 158 126 21 127 160 128 5013 129 67-71 401402 130 146 131 132 109-125 133 528 134 201 135 6631661 6632-4 136 100 137 22 2015 23

138 20 139 106 140 2 141 112 142 51 143 855115 144 124 145 34599 146 555-557 147 912A 148 9898 149 328 150 185202 151 2182201-1 152 5252202 153 150 154 7573 155 1316 24 2015

156 1181213 157 11 158 518 159 205 160 8895 161 833 162 265101 201 163 92 15 164 186 165 57 166 419 167 1569 168 239 169 198 170 18-1 171 2015 25

172 5183 173 39 1#112131# 201 174 105 175 D-ED3 176 252 177 19 178 F-4 80 179 11 180 203 181 019 182 713 183 99 184 6 185 1999 26 2015

186 1161 187 5 B6 188 2103 189 67 190 277 191 1112 29 192 2121-2 193 2 308 194 1113-4 195 19901-906 196 62 197 122 198 38 701-702712-718 199 3421-3 200 3 1B4 201 18 1-4D03-3D 2015 27

202 620 BCD 203 10 204 19 6 205 B1 D3481A58 206 47 207 83 208 176 209 77 210 12-2 211 181 212 411 5-78910 213 90112 214 126 215 552-3 216 106 28 2015

217 98 218 156 219 17 220 229 111092208 209 221 168 222 85 223 594 224 30111 225 39 226 185 227 327 228 E3 229 2 230 231 1266 232 66 2015 29

233 9C5 102 234 1104 235 1 236 509-18 237 294749 238 18 239 389 240 47-5 241 248 242 6 207.107 243 183-185 244 246-234 1 245 155 1109 246 209-210 247 163 P1 30 2015

248 20 40 249 74-15 250 66 251 988 2502 252 210212 253 2105 254 362 678 255 6 11121115 256 167 A 257 16 258 10822 103203303 259 136 260 1048 181-1-138 2015 31

261 2377 262 1-61-7 263 52 0101004 264 626 351-4 265 117 266 198107 267 6018#111 268 5 A-108 269 56 270 5021-1 271 36 36 272 1049 273 838106 32 2015

274 3C A12 275 21 217 276 116215216 277 98 278 991108 279 264-266 280 1 5 281 248250 282 189 283 1 234521 284 49 285 6 286 44 287 D9D10 288 223 2015 33

289 238812218 290 589 291 18 106-7 292 D12 293 84 294 1-11-2 295 C4-19 296 1112101 297 46 298 32 299 110328 1-2107 300 59 301 118201 302 1 303 1367 033 304 945108 34 2015

305 24 306 16 307 2 308 13 A05 309 686106 310 20 1001 311 99 CC1103 312 295 313 12201 205207208 314 585106A 315 126 7102 316 289 BB1-B4B617 317 5341-2 318 32 2015 35

319 2 10102 320 147149 151 321 13 910 322 268 606607 323 103 324 2617 325 137 326 36 302 327 101D 328 8911 220101 329 1101 330 10 10 331 19551 36 2015

332 A6 333 680682 334 102 109 335 B3-B6B9-B131 206 336 31A 337 8094 338 433201 339 58 340 38 341 7 4 342 501-2 343 79 344 139 345 554-3101 2015 37

346 8-1 347 336 A1-6 348 B 1AB01102 349 1077 350 38(12 12 351 17 352 96723967 353 182-18 354 299 111110-1111 355 12-1#109 356 15 107 331356 2015 38 2015

5 16 1131302 2006 12 25 12 83.32% 010-68569588 35 1C2 2009 10 21 10 100% 010-83571391 183 353501-07 3513-14 2011 29 10 100% (852)36986888 199 272701-3 35 C607 2014 425 5 100% 010-83571302 99242403 2015 12 10 3.5 100% 010-66568983 2015 39

36 1 111 2 9882501-03 3 327 4 9924 04 5 3 28 6 5016 A4301-02 7 3 601-8 2011726 20111122 500 010-58872713 2011722 20111122 500 0760-88361776 2011823 20111129 500 0731-85503740 2011729 20111129 500 021-20252659 2011715 20111215 500 0571-87048157 2011621 20111129 500 0755-82033335 2013311 201353 500 022-83830348 8 168 201334 201353 500 0371-63969218 9 106-26 2013311 201353 500 0971-8261669 10 67 2013312 201353 500 0574-87681167 11 53 12 119 13 620 BCD 14 359 3304 2013314 201353 500 0351-8611197 2013313 201353 500 0871-63645475 2013313 201353 500 0411-84313089 2013313 201353 500 025-86507045 40 2015

15 1999 16 78 17 101 15 18 456 2 1 2013319 201353 500 0431-82707737 2013315 201353 500 0471-4955414 2013318 201353 500 023-88128880 2013312 201353 500 027-87841733 19 98 20 18 2013320 2013418 500 0311-83038259 2013321 201353 500 0592-2224473 21 252 2013325 201353 500 0451-53905558 22 59 (17-3) 2013327 201353 500 024-23250200 23 57 2013322 201353 500 0551-62609271 24 914 401 2013321 201353 500 028-81148165 25 175 2013329 201353 500 0535-6620358 26 391#2 01 27 203 201342 201353 500 0591-88086506 201342 201353 500 0791-86283972 2015 41

28 100 2013415 201353 500 0532-82962152 29 51 30 90 31 83 32 77 308 2013424 2013515 500 029-87884455 2014515 201469 500 0991-2352257 201457 2014528 500 0898-68500695 201458 2014528 500 0931-8860651 33 126 2014429 2014528 500 0951-5051939 34 B1D348 1A58 35 12-2 36 2 2014522 201469 500 0851-87973559 2014514 201465 500 0771-2262718 2014515 201469 500 0891-6343149 42 2015

2015 2014 2013 33,759,274 13,016,560 159.36% 8,426,229 13,133,971 5,003,299 162.51% 2,893,018 9,835,510 3,770,728 160.84% 2,135,247 (30,317,049) (21,905,946) NA (7,936,462) 1.11 0.50 122.00% 0.31 0.31 21.33% 13.91% 7.42 9.69% 2015 2014 2013 1231 1231 1231 300,655,551 180,025,707 67.01% 78,284,368 243,406,135 150,689,787 61.53% 52,862,701 117,992,209 78,407,509 50.49% 36,451,282 56,913,566 29,023,797 96.09% 25,174,829 9,537,259 7,537,259 26.53% 7,537,259 5.97 3.85 55.06% 3.34 (%) 1 68.66% 71.13% 2.47 39.23% 1 = 2015 43

400 100 98.36 300 337.59 80 60 200 100 84.26 130.17 40 20 21.35 37.71 0 2013 2014 2015 0 2013 2014 2015 (%) (%) 25% 21.33% 80 71.13% 68.66% 20% 60 15% 10% 9.69% 13.91% 40 39.23% 5% 20 0% 0 2013 2014 2015 2013 1231 2014 1231 2015 1231 44 2015

3500 3000 3,006.56 2500 2000 1,800.26 1500 1000 500 782.84 251.75 290.24 569.14 0 20131231 20141231 20151231 2015 2014 2013 2012 2011 33,759,274 13,016,560 8,426,229 5,961,560 6,431,039 20,625,303 8,013,606 5,532,877 4,075,247 4,170,061 13,133,971 5,003,299 2,893,018 1,886,313 2,260,978 9,835,510 3,770,728 2,135,247 1,419,779 1,578,130 2015 2014 2013 2012 2011 1231 1231 1231 1231 1231 300,655,551 180,025,707 78,284,368 64,295,585 59,214,735 243,406,135 150,689,787 52,862,701 46,736,737 43,087,940 117,992,209 78,407,509 36,451,282 39,745,629 41,231,089 56,913,566 29,023,797 25,174,829 17,429,859 16,004,139 9,537,259 7,537,259 7,537,259 6,000,000 6,000,000 2015 45

400 100 98.36 300 337.59 80 60 200 130.17 40 37.71 100 64.31 59.62 84.26 20 15.78 14.20 21.35 0 0 2011 2012 2013 2014 2015 2011 2012 2013 2014 2015 (%) (%) 25 21.33% 80 71.13% 68.66% 20 60 15 10 10.36% 8.49% 9.69% 13.91% 40 28.48% 39.23% 5 20 10.33% 0 0 2011 2012 2013 2014 2015 2011 1231 2012 1231 2013 1231 2014 1231 2015 1231 46 2015

4000 600 569.14 3000 3,006.56 400 2000 1,800.26 251.75 290.24 1000 592.15 642.96 782.84 200 160.04 174.30 0 2011 12 31 2012 12 31 2013 1231 2014 1231 2015 1231 0 2011 1231 2012 1231 2013 1231 2014 1231 2015 1231 2015 2014 2013 2012 2011 1.11 0.50 0.31 0.24 0.26 0.31 21.33% 13.91% 9.69% 8.49% 10.36% (%) 68.66% 71.13% 39.23% 28.48% 10.33% 5.97 3.85 3.34 2.90 2.67 2015 47

2015 20142015123120141231 606.3820141231254.62 138.15% 2015 2014 60,638,000,316.98 25,462,313,021.94 56,257,728,080.35 28,794,892,185.66 4,837,816,642.25 3,303,616,241.43 1253.42% 770.74% 107.79% 88.43% 50.96% 36.44% 47.28% 41.21% 29.39% 12.95% 79.88% 57.27% 48 2015

2015 20156 9.41%2015A 253.3010,381244.77% 201514,43292.56% 622,730201511,743 14.50%1080.07bp 2.8212%201516,54024.2820151219,458 48.5074.57%35.25% 2015 337.59159.36% 1. 255.74 2014 172.31% 2015262.78 1.082014247.62% 2015 49

365*7*24 PBPrime BrokerPB 2015 2014 271,621.83 77,113.75 252.24% 750.92 593.38 26.55% 52,6691,020.0421,13940.16% 11.70% 691.2714.70%5.89% 228.8826.81%7.17%1 6.99%22015 2015 50 2015

2015 2015 2015 2014 288,794 227,746 26.81% 7.17% 1 45,304.94 11,634.10 289.42% 6.99% 2 691.27 602.67 14.70% 5.89% 2 2079 300 26892015 229 4433QFII 2016 PBPB 2015 51

2. 2015 3020158 + 50ETF 8.74201427.83%152.39,0.86 15.052829A AA 2015 2014 152.39 92.38 64.96% 0.86 0.69 24.64% 15.05 8.00 88.13% 2016 2016 IB 2016 52 2015

3. 46.962014 234.92% 2015 (1) (2) 8083.84 27.437.212015 (3) 2015617 29,69724.07 4.57 527 2015 53

2016 PPNprivate placement note A 8.22201419.85% 1. 2015AIPO 4IPO 54 2015

(1) 1IPO92 287.87112IPO5 1100 (2) 74 Cronos2013 Seaco 120 2 (3) 2 ABSAsset-Backed Securitization 929 1ABNAsset-Backed Notes, 20, ABN5 2015456.7842015324 (CSF)2015 ABS 3ABS26 2015 2014 (%) 287.87 313.23-8.10% 12 15-20.00% 72 79-8.86% IPO 2015 55

2016 2016 IPO 2. 2015 1,305 10,027.0920146.94 201546 782.98 Wind 2015852014 56 2015

2015 2014 154.88 18 413.33 33 99.50 10 110.00 3 42.00 2 132.00 5 454.30 12 219.10 13 32.30 4 30.50 4 782.98 46 904.60 58 2015wind 2016 2016 SDR 3. 2015 5129226%2565 1,216.176.88.22015 1,910.6214.6 2015 57

2015 30 2910.8533 2015 2014 30 7 329% 29 7 314% 10.85 2.62 314% 33 4 725% 2016 2016 1. 2015A 58 2015

2015 123 5.242014 165.35% 1,214.37 2014319.24% 317.74 870.96 25.671404692 2 2015 2014 317.74 319.05 46 110.53 110.89 21 870.96 877.42 92 159.95 155.04 31 25.67 28.55 2 26 29.03 2 2016 FOFFund of Funds 2. 2015 2015 59

1.22 201459.67%22 5721 2016 2016 2015A 28,589A 4.26 201466.70%, 60 2015

2016 2016 2015 2015 2015337.59159.36% 98.36160.84%1.11122.00% 21.33%7.42 20153,006.5620141,800.2667.01% 2,434.0620141,506.90 61.53% 569.142014290.2496.09% 2015 61

2015 1,302.3043.32% 919.2930.58% 741.9124.68% 43.051.42% 2015 H 2015 68.66%201471.13%2.47= 3.2120153.50 8.29%= 9.11 2015-303.172014-219.06 84.112015-199.202014-3.91195.29 2015508.79 2014276.05232.742015 6.42201453.0846.66 62 2015

1. 2015131.34162.51% 2015 2014 17,279.4 7,135.0 10,144.4 142.18% 11,725.5 4,182.0 7,543.5 180.38% 4,453.6 1,652.7 2,800.9 169.47% 33,458.5 12,969.7 20,488.8 157.97% 300.8 46.9 253.9 541.36% 33,759.3 13,016.6 20,742.7 159.36% 20,625.3 8,013.6 12,611.7 157.38% 0.0-0.3 0.3-100.00% 13,134.0 5,003.3 8,130.7 162.51% 3,257.3 1,212.9 2,044.4 168.55% 9,876.7 3,790.4 6,086.3 160.57% 9,835.5 3,770.7 6,064.8 160.84% 2015337.59159.36% 51.19%3.6234.73%2.60 13.19%0.49 2015 2014 2013 2012 2011 51.19% 54.81% 59.81% 64.25% 72.53% 34.73% 32.13% 31.64% 28.49% 25.33% 13.19% 12.70% 8.28% 6.62% 1.62% 0.89% 0.36% 0.27% 0.63% 0.52% 100.00% 100.00% 100.00% 100.00% 100.00% 2015 63

100 0.89% 13.19% 0.36% 12.70% 0.27% 8.28% 0.63% 0.52% 6.62% 1.62% 25.33% 34.73% 32.13% 31.64% 28.49% 50 51.19% 54.81% 59.81% 64.25% 72.53% 0 2015 2014 2013 2012 2011 2015 2015 2014 15,608.1 5,532.5 10,075.6 182.12% 354.7 324.9 29.8 9.18% 584.8 974.4-389.6-39.98% 207.9 101.9 106.0 104.00% 449.1 192.3 256.8 133.55% 74.8 9.0 65.8 730.72% 17,279.4 7,135.0 10,144.4 142.18% 446.7 201.1 245.6 122.11% 16,832.7 6,933.9 9,898.8 142.76% 64 2015

20152014 2015 2014 1.20% 2.60% 3.38% 0.43% 2.05% 90.33% 4.55% 1.43% 2.69% 13.66% 0.13% 77.54% 2015168.33142.76% 100.76182.12%2015 3.9039.98%2015A IPO 1.06104.00% 2.57133.55% 2015 65

201546.9567.41%2015 2015 2014 3,972.8 1,614.9 2,357.9 146.01% 7,514.5 2,497.8 5,016.7 200.84% 238.2 69.3 168.9 243.70% 11,725.5 4,182.0 7,543.5 180.38% 7,030.1 1,377.2 5,652.9 410.45% 4,695.4 2,804.8 1,890.6 67.41% 23.58146.01% 50.17200.84% 56.53410.45%2015 66 2015

201544.54169.48%2015 2015 2014 2,773.6 224.1 2,549.5 1137.90% 733.7 520.5 213.2 40.97% 10.3 38.7-28.4-73.40% 551.1-206.5 757.6 366.92% 635.6 433.3 202.3 46.68% -250.6 642.6-893.2-139.00% 4,453.6 1,652.7 2,801.0 169.48% 25.501137.90% 2015 2.1340.97% A 7.58 2.02 2015 67

8.93 20152014 2015 131.49 104.32%2015 2015 2014 184.5 187.2-2.7-1.47% 9,559.0 4,191.3 5,367.8 128.07% 3,263.4 2,016.1 1,247.3 61.87% 141.6 40.6 101.0 248.71% 13,148.6 6,435.2 6,713.3 104.32% 0.031.47% 53.68128.07%2015 12.4761.87% 68 2015

1.421.01 2015 2014 9.1 1.2 7.9 632.64% 12.9 15.1-2.2-14.46% 30.0 24.3 5.7 23.46% 83.1 0.0 83.1 100.00% 6.5 0.0 6.5 100.00% 141.6 40.6 101.0 248.71% 20151.42 0.900.3 2015 69

2. 201512313,006.5667.01% 1,302.3046.13%919.29 33.53%741.92286.91% 43.0549.44% 2015 2014 1231 1231 130,230.2 89,122.0 41,108.2 46.13% 91,928.9 68,847.5 23,081.4 33.53% 74,191.6 19,175.6 55,016.0 286.91% 4,304.9 2,880.6 1,424.3 49.44% 300,655.6 180,025.7 120,629.9 67.01% 2015 2014 24.68% 1.42% 10.65% 1.60% 38.24% 30.58% 43.32% 49.51% 70 2015

20151231411.0846.13% 43.32% 2015 2014 1231 1231 102,581.6 51,811.6 50,770.0 97.99% 23,259.6 31,260.4-8,000.8-25.59% 4,389.0 6,050.0-1,661.0-27.46% 130,230.2 89,122.0 41,108.2 46.13% 1,025.81 97.99%H 232.6025.592015 20151231230.8133.53% 30.58% 2015 2014 1231 1231 70,138.2 61,442.7 8,695.5 14.15% 21,790.7 7,404.8 14,385.9 194.28% 91,928.9 68,847.5 23,081.4 33.53% 701.3814.15% 217.91194.28% 2015 71

20151231550.16286.91% 24.68% 2015 2014 1231 1231 0.0 20.0-20.0-100.00% 3,119.1 250.0 2,869.1 1,147.64% 32,125.2 11,583.5 20,541.7 177.33% 37,267.1 5,961.3 31,305.9 525.16% 1,656.7 1,360.8 295.8 21.74% 23.5 0.0 23.5 100.00% 74,191.6 19,175.6 55,016.0 286.91% 20151231205.42 177.33%10.69%105 A 2015 2014 1231 1231 12,753.7 9,008.3 3,745.4 41.58% 2,389.4 702.4 1,687.0-240.17% 3,274.1 11.6 3,262.5 28,124.26% 13,708.0 1,861.2 11,846.8 636.51% 32,125.2 11,583.5 20,541.7 177.33% 32.63A A 72 2015

20151231313.06 525.16%12.40% 2015 2014 1231 1231 21,714.8 3,850.8 17,864.0 463.90% 1,524.8 662.8 862.0 130.05% 14,027.5 1,447.7 12,579.8 868.95% 37,267.1 5,961.3 31,305.8 525.15% 20151231 2.9621.74% 0.55% 2015 2014 1231 1231 9.2 657.4-648.2-98.60% 1,202.9 431.8 771.1 178.57% 400.3 201.6 198.7 98.57% 44.3 70.0-25.7-36.66% 1,656.7 1,360.8 295.9 21.74% 2015 73

2015123143.05 14.2449.44%1.42% 2015 2014 1231 1231 450.5 379.6 70.9 18.69% 223.3 223.3 0.0 0.00% 363.4 355.2 8.2 2.31% 131.0 347.7-216.6-62.31% 764.0 458.3 305.9 66.76% 2,372.7 1,116.7 1,256.1 112.48% 4,304.9 2,880.6 1,424.3 49.44% 3. 201512312,434.06 927.16 61.53% 201512311,179.92 50.49%448.5337.00% 654.59 91.79% 2015 2014 1231 1231 117,992.2 78,407.5 39,584.7 50.49% 44,852.9 32,739.9 12,113.0 37.00% 65,459.3 34,130.0 31,329.3 91.79% 15,101.7 5,412.4 9,689.4 179.02% 243,406.1 150,689.8 92,716.4 61.53% 74 2015

2015 2014 26.89% 6.20% 22.65% 3.59% 18.43% 48.48% 21.73% 52.03% 2015 2014 1231 1231 1,190.5 1,812.1-621.6-34.30% 13,867.9 5,417.9 8,450.0 155.96% 50,400.9 26,900.0 23,500.9 87.36% 65,459.3 34,130.0 31,329.3 91.79% 11.9134.30% 84.50 235.01 2015 2014 1231 1231 5,543.8 2,932.7 2,611.1 89.04% 8,532.0 2,101.2 6,430.8 306.06% 633.5 354.4 279.1 78.76% 51.0 0.0 51.0 100.00% 341.4 24.1 317.4 1317.72% 15,101.7 5,412.3 9,689.4 179.02% 2015 75

26.1189.04% 64.31306.06% 4. 20151231572.4995.15% 2015 2014 1231 1231 9,537.3 7,537.3 2,000.0 26.53% 33,382.4 13,232.1 20,150.3 152.28% 13,993.9 8,254.4 5,739.5 69.53% 335.9 312.1 23.8 7.60% 57,249.4 29,335.9 27,913.5 95.15% 5. 76 2015

2015 2014 25,574.1 75.75% 9,391.7 72.15% 873.9 2.59% 683.6 5.25% 4,695.6 13.91% 1,402.0 10.77% 822.1 2.44% 1,025.6 7.88% 523.9 1.55% 197.4 1.52% 121.8 0.36% 76.3 0.59% 426.4 1.26% 255.8 1.96% 1,160.9 3.44% 201.2 1.55% -439.3-1.30% -217.0-1.67% 33,759.3 100.00% 13,016.6 100.00% 2015 2014 15,430.8 74.82% 5,256.8 65.60% 565.8 2.74% 498.1 6.22% 1,922.7 9.32% 671.4 8.38% 561.3 2.72% 737.7 9.21% 438.0 2.12% 158.9 1.98% 61.6 0.30% 55.9 0.70% 271.1 1.32% 206.0 2.57% 1,675.4 8.12% 542.2 6.77% -301.3-1.46% -113.4-1.41% 20,625.3 100.00% 8,013.6 100.00% 2015 77

/ 2015 2014 10,143.3 77.23% 4,134.9 82.64% 308.1 2.35% 185.5 3.71% 2,773.0 21.11% 730.7 14.60% 260.8 1.99% 287.9 5.76% 85.9 0.65% 38.6 0.77% 60.2 0.46% 20.3 0.41% 155.2 1.18% 49.7 0.99% -514.5-3.92% -340.7-6.81% -137.9-1.05% -103.6-2.07% 13,134.0 100.00% 5,003.3 100.00% 78 2015

36356 1. 30 [2015]4630 26 2. 17 215 3.5 20151210 2015 79

1. (1) 201512312015251 2015 12 2015130 2017130 731 5.80% 2015 28 2015130 2017130 731 5.90% 2015 43 2015410 2017410 731 5.80% 2015 58 2015424 2018424 1096 5.60% 2015 110 201558 201758 731 5.70% (2) 20151231201425 2014 15 201524 201824 1096 4.65% 2014 10 201524 202024 1826 4.80% 80 2015

(3) 20151231198.3 2014 32 2015120 2015722 183 5.00% 2014 2015 2015 2015 2015 26.3 201536 201636 366 5.02% 30 2015324 2016324 366 5.40% 20 2015429 2016429 366 5.20% 70 2015615 2016510 330 4.65% 20 2015629 2016629 366 5.30% (4) 20151126500360 122015121 5001220151214 5562015910 15212 2015 81

2. (1) H 201555 20H20 11.99H2015428 12.53H (2) A 20144252014H AA 1,693,510,473A A12 A A2014829 20153262015H AA12 20163242016HA A12 AA A 82 2015

2015742121 762015615% 78 (ETF)201591 27 365*7*24 PB 2532015213333.28 1. 2015 83

2. 3. 2015 1 95%1VaR 84 2015

1. VaR VaR 0.860.2% 2. 3. 95%1VaR 2015 85

61.99%AAA38.01%AAAA+ 2,609 31.7529.40 86 2015

1. 2. (i) (ii)(iii) (iv)(v) (vi)(vii) (viii) (ix) (x) 2015 87

1. 2. 88 2015

3. 4. 1. 2. 2015 89

2014 20156292014 H2014 H2014 0.788551.00H H0.16035420142015820 2015 20159,558,452,091.45 1. 2015 (1) 10%955,845,209.15 (2) 10%955,845,209.15 (3) 10%955,845,209.15 20156,690,916,464.00 90 2015

2. (1) 20153,130,010,721.86 46.78%20151231H 9,537,258,757103.28188 3,130,010,721.86 (2) H 2015 20152015 H 1. H [2013]325201355.3 1,500,000,000H5.3 37,258,7578,147,471,412.10 H8,147,533,679.63 6,498,257,233.72214,098,999.21 6,284,158,234.51 H (1) 60% (2) 25% (3) 15% 201512317,909,593,010.04 6,235,590,449.10 72,387,100.94 6,307,977,550.04 98,884,377.34H 2015 91

2. H 2015520HH 23.980.000.000.00 23,978,153,540.0018,923,097,600.00 58,820,634.6018,864,276,965.40 H (1) 60% (2) 15% (3) 15% (4) 10% 2015123118,864,276,965.40 19,122,144,915.38 253,749,452.774,118,497.21 H47,413,719.06 H 1. H 25,515 3,715,415 729,241 10,892 1,580,977 425,789 6,284,158 100.00% 6,536 939,198 619,002 92 2015

2. H 11,474,934 11,474,934 649,601 2,867,704 2,867,704 265,439 18,864,277 100.00% 2,867,704 2,867,704 65,413 1,911,803 1,911,803 153,522 2015 93

18 201579 H 4,597 H XV(i) XV78 (ii)352 (iii) 94 2015

H 38.70% H [1993]045 [2011]348 10%10% 10%(1)10% (2)10%20% (3) 20% H [2008]897 H2008 10% 2015 95

2015 2.31% 1. (1) 519 VIVI 2015 20142014 (2) 96 2015

2. 3. (1) (2) 70 (3) (4) (5) 2015 4. (1) 2015 2015 97

(i) (ii) (iii) (iv) (v) 20153 3 15 20155 20156 201511 201511 (2) (i) 20155 20156 98 2015

(ii) 2015 (3) 201511 (4) 2015 2015 2015 (5) Wind2015 800 2015 99

5. (1) 10 APP (2) VIP T+0 VIP 201516 108.52 365*7*24 100 2015

(3) PB PB 2015PB PB (4) T+0 2015201529ETF IT (5) 6. (1) 2015276 (2) 20152013-2014 [2013]37 173 2015 101

(3) (4) 7. (1) (2) (3) 2015100% (4) 20118 6,000 (5) 2015 102 2015

8. 200 20151100 50 20157 700 20157 6,5002,000 200 2015442.9 2016324 2015 103

132 1107.4 1,000 2014 1. 200820108 20119 2012319201226 232.8868.071,100.87 2014321 201441220141218 201541420159 2. 201331214 8 104 2015

2013415 861.4 20156102015716 20151119 20159,717.95 20151,900.16 5,376.31 946.441,184.98 745.502,636.67 1,000 51 51(1) 51(4)14A 14A 201352 (1) (2)(3)(4) 2015 105

20151229 20181231 54.71% 20151231 57,500 2,00020181231 53,00058,000 64,0004,000 6,0008,000 0.15 2015 2015 7,311.35 10,948.54 5,001.95 1,081.88 24,343.72 57,500.00 1,031.29 1,031.29 2,000.00 1. 2. 3. 4. 5. 106 2015

14A (1) (2) (3) a. b. c. d. 20158 72015 2015 107

2015116 2015116 2015424 201555 201558 2015529 201568 2015629 2015AAA 2015 108 2015

1. 2016127(2016)2 201349 1.6 20144252014 5169 2.19 2. 201637 2013201420151 20151116 10 20151211 1,608.3383 2016324 40 50 2015 109

1. 2015116[2015]77 1 20151118 2. 20151162014 3 0.01% (1) (2) (3) 50 3. 2016131 110 2015

H 5,217,743,240 89.25% 54.71% 628,530,884 10.75% 6.59% H H 3,690,984,633 100% 38.70% 20H9,537,258,757 5,846,274,124H3,690,984,633 37H1,150 10 5,217,743,240 54.71% 0 0 5,217,743,240 1 3,690,984,633 38.7% 2,000,000,000 3,690,984,633 _ 114,381,147 1.20% 0 0 114,381,147 110,000,000 1.15% 0 0 110,000,000 90,514,398 0.95% 0 0 90,514,398 60,000,000 0.63% 0 0 60,000,000 38,804,706 0.41% 0 0 38,804,706 28,983,000 0.30% 0 0 28,983,000 19,454,230 0.20% 0 0 19,454,230 13,617,961 0.14% 0 0 13,617,961 1 H 54.71%200588 70 2015 111

XV23336 H 1 2 5,217,743,240 54.71% 89.25% 5,217,743,240 54.71% 89.25% H 217,087,000 2.28% 5.88% BlackRock, Inc. 3 H 188,070,435 1.97% 5.10% H 607,500 0.01% 0.02% China Minsheng Investment H 198,000,000 2.08% 5.36% Corp., Ltd.4 Wenze International Investment Limited 56 H 198,000,000 2.08% 5.36% 5 H 198,000,000 2.08% 5.36% 6 H 198,000,000 2.08% 5.36% JPMorgan Chase & Co.7 H 185,108,955 1.94% 5.01% H 28,072,311 0.29% 0.76% H 70,550,334 0.74% 1.91% 112 2015

1 336 2 78.57% 5,217,743,240 3 BlackRock, Inc.188,070,435 H607,500 H1,681,000H 4 China Minsheng Investment Corp., Ltd. CMI Financial Holding Corporation 100%CMI Financial Holding Corporation 198,000,000H 5 Wenze International Investment Limited 50%Wenze International Investment Limited198,000,000 H 6 Wenze International Investment Limited 50%Wenze International Investment Limited198,000,000 H 7 JPMorgan Chase & Co.185,108,955 H114,524,121H JPMorgan Chase & Co.34,500 H JPMorgan Chase & Co.70,550,334HJPMorgan Chase & Co. 3,289,000 H 10,822,311H 7,263,500H 3,289,000H 161,000H 3,397,811H 20151231 336 2,000,000,000H 2015 113

58 201015 174.44 2015629 57 2010330 2010430 2012511 20121219 173.47 2015629 55 20051231 20071 0 2015629 53 2009821 2012816 339.33 2015629 63 20051231 20071 0 2015629 58 2011819 0 2015629 72 20051231 20071 13.79 2015629 53 2011422 29.83 2015629 77 2013125 12.77 2015629 114 2015

55 2013125 24.77 2015629 57 20121120 258.41 2015629 53 2015629 0 60 2015629 0 66 2015629 13 65 2015629 12 57 2015629 663.38 59 20051231 200712007 212 168.53 2015629 53 20051231 20071 260.05 2015629 2015 115

64 2013522 6.75 2015629 62 20121120 264.00 2015629 52 2013522 269.84 2015629 50 2015629 247.80 56 2015629 6 53 200782012 1219 166.01 50 200782012 1219 167.30 51 2013826 301.83 45 2012323 201212 19 339.33 42 20121231 339.33 46 2012423 20121219 339.33 116 2015

46 20111118 20121219 339.33 45 20111118 201212 19 339.34 2010415 1 2015 7 2 2015 2015 117

20087 200912 2009122011 6201212 201310 20116 20112 20151 20152 20059 2015 12 McGill (Swiss Trust Advisors AG) 20061 20147 20147 20121201511 20021 20085 20116 118 2015

20129 20058 20117 20129 20123 20147 201410 20153 20151210 20116 201312 20149 20117 2015 119

1. 3 1. 195832010120087 2009122011620116 20126201262013 1019975199912 19991220026200262007 12 198211985 1120023 2. 19593201034 20125201212 20112201162015 1 1987820028 2002820071 20071200810201072009 9 2010320104201010 1982119879 3. 1963122009820128 201212 1985820096 20096201272011 5 2012719857 120 2015

2. 4 1. 196332015620152 1993220039 2003122014121986 71989720116 2. 19581201181983819869 19861019981 1998220079 20079201111 6006382008112011112009 1020111120086 3. 19569201561982119931 1993120048 20048201010 2005920151220156 198211988 2 4. 1959120156 19811198612 1997120007 20008200712 20081201152011 620156198612 19977 2015 121

3. (4 1. 196362011420061 (McGill) 20147(Swiss Trust Advisors AG)198751989 8 1995719966(Windsor) 1996720015(McGill) 19977199862001 6 20059(McGill)20043 2010620074201312 20071020091 20088201112 2009820118 19837 1987619965(Concordia) 2. 1950920156197981994 2 199432010 10 201212015111979 819984 199811 3. 196142013120021 1995720021 19827 198710(Concordia)19895 1990519925 122 2015

4. 4. (5 195182015620085 1977119848 1987819936 19936 19877 1. 19577200512200712 1989820009 1995619986 2000720057 200582011619837 2. 1963420051220071 2005820117 19858199211 199211200072000 9200312200312 20051219857 2015 123

3. 196410201351990 7 199361993619976 1997720009 2000920071 20071 1987719907 4. 1966520156291989919926 19927199511 19951219995 1999620026 20027 19897199711 5. 19602201562919851992 1992199719972005 200520113 20114201410 20141020153 19821985 124 2015

5. 1. 19631 1997320003 2000920071 200712007 8200782012 10201212201512 19847 19902200012 2. 19669 19985200212 2003120071 20078 20116201212 19887200312 2015 125

3. 19659 19897199391993 92001122001 12200512005120116 20117201211 20121220132201412 2013220138 198671989 6200910 (EMBA) 4. 197112(FCCA) 19937 199912199612199912LCCI 1999122009122007 12200912 2009122011122012 12012220123 201212201312 19951220017 20096 126 2015

5. 19743 1997720033 20039200552005 920074West Asset Management 200742008 6EARNEST Partners LLC200862011 1120121201212 20121220149 199772003 120055 6. 19709 2008720124 20124201212 1993720056 20091 7. 197011 19974200512 20061200712 20071220106 20107201242011320128 20117201111 20121220161 1994619976 20051200510 2015 127

8. 197110 2000120039 2003920102 200712010220103 20104201111 20121219937 1996719998 128 2015

20156292014 2014 20156292014 2014 (201311 20152015 2015 129

10,0919,173 (%) (%) 7,648 75.79% 7,598 82.83% 537 5.32% 0 0.00% 332 3.29% 311 3.39% 67 0.66% 0 0.00% 49 0.49% 47 0.51% 13 0.13% 0 0.00% 150 1.49% 134 1.46% 90 0.89% 75 0.82% 268 2.66% 231 2.52% 433 4.29% 372 4.06% 330 3.27% 283 3.09% 174 1.72% 122 1.33% 10,091 100.00% 9,173 100.00% 73 0.72% 69 0.75% 1,062 10.52% 905 9.87% 5,724 56.72% 5,188 56.56% 3,232 32.03% 3,011 32.82% 10,091 100.00% 9,173 100.00% 30 4,424 43.84% 3,993 43.53% 3140 3,019 29.92% 2,683 29.25% 4150 2,270 22.50% 2,145 23.38% 51 378 3.75% 352 3.84% 10,091 100.00% 9,173 100.00% 3,892 38.57% 3,540 38.59% 1,813 17.97% 1,684 18.36% 1,204 11.93% 1,081 11.78% 3,182 31.53% 2,868 31.27% 10,091 100.00% 9,173 100.00% 302 135 300 135 130 2015

(1) (2) (3) (4) (5) 2015 131

868 132 2015

2015 4 21H 1. 20153262015HA A 2. 2015326HA A 3. 2015326HHA A 2015 133

4. 2015629201420142014 2014201420142015 201520122013 113 44 3.13 2013 134 2015

15 1. 2015120H < ><A ><> <> 201520152015H 2. 20153192015 <> 3. 2015327< 2014> < 2014>2014 20142014 20142014 20142015 2015 2015 <2012-2014> <> 2014 4. 2015512 5. 2015610 6. 2015629 2015 135

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1. 2015327 (1)(2) (3) 2. 2015828 1. 2015 4 4 0 4 4 0 4 0 4 4 4 0 4 4 0 4 4 0 4 1 3 4 4 0 4 0 4 4 4 0 4 4 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2015629 2015 137

2. 2015 15 14 1 52 52 15 14 1 52 52 5 3 2 30 30 15 15 0 52 52 5 5 0 30 30 15 15 0 52 52 5 3 2 30 30 15 14 1 52 52 5 4 1 30 30 15 13 2 52 52 5 5 0 30 30 10 10 0 22 22 10 10 0 22 22 10 10 0 22 22 10 8 2 22 22 10 10 0 22 22 1. 20155 2. 201510 3. 201573<> 4. 201587 5. 201512292016-2018 138 2015

1 20151 2 20155 3 20155 4 20155 5 20155 6 20157 37 7 20159 8 201510 9 201511 2015 10 201511 11 201511 12 201511 39 13 20151112 14 20151112 15 20151112 16 201511 12 17 20151229 2015 139

2015629 140 2015

1. 2. 7 (1) 2015113 (2) 201536 <2014>2014 20142015 2015 (3) 2015610 (4) 2015630 2015 2015 141

(5) 201573 (6) 2015128 <2016-2018> (7) 20151229 <A> <A > 3. 7 6 7 7 3 2 7 7 3 3 7 7 3 2 7 7 3 2 7 4 3 3 4 4 4 4 4 3 4 3 4 4 1. 142 2015

2. 420142015 (1) 201536 2014 <2014> 2015< >2014 (2) 2015610 (3) 2015629 <>< >< > (4) 201587 <> 3. 2 2 4 3 2 0 4 4 4 4 4 4 2 2 2 2 2 2 2 2 2015 143

1. 2. 720122013 (1) 2015113 2012 144 2015

(2) 201536 <> 20122014 (3) 2015410 (4) 2015512 (5) 2015610 (6) 2015729 (7) 20151113 3. 7 7 5 4 5 5 5 4 7 5 2 2 2 2 2 2 2 2 2015 145

1. 2. 2015720122014 2015201420152014 (1) 201536 <2014>< 2014>< 2014>2014 20152015 2014< > 20152014 20142014 (2) 2015319 <2014> 146 2015

(3) 2015610 2014 2015 (4) 2015629 (5) 201587 <2015> 2015 (6) 20158272015 (7) 2015128 2016-2018 20162015 2015 3. 3 2 7 7 7 7 3 3 7 6 4 4 4 4 4 2 2015 147

2015629 148 2015

1. 20153272015< 2014><2012 2013>2014 2. 20155122015 3. 20156122015 4. 20156292015 5. 2015122920152015 5 5 5 5 3 3 3 3 5 5 2 2 2 2 20156292014 2014 2015 149

2014 2015 2011201220132014 5 3 20142015330 H 80H 250 2015 IPO748.5315IPO 433.5 2015 150 2015

2016324 2016324 3.2915 www.chinastock.com.cn E.1.2 7176 2015 2015 151

2015 1,000 A.5.6 1. 20153262015 2. 2015422015 521 [2015]50 3. 201562 H 152 2015

1. 20151231 2. 2015 153

3. 20151231 2015 1231 1. 154 2015

IB IB 2121356 356 2015 2015 2015 155

2015 9 2. 3. 119 911 6540 2 4. 2015 2015(LCR) (NSFR) 2015 156 2015

68 20152014 201512137.1020155H 188.64 A 5. 221,845 30,87802,044,348 290,50710113 2015 157

2014 2015 2,075,226 2,044,348 30,8782015 536,735 290,507 1,867 1,845 22 88 101 13 0 0 158 2015

160 260 2015 12 31 20151231 2016 324 2015 159

2015 12 31 12 31 2015 2014 5 17,279,411 7,134,992 6 11,725,456 4,181,986 7 4,453,637 1,652,665 33,458,504 12,969,643 8 300,770 46,917 33,759,274 13,016,560 9 (184,496) (187,240) 10 (9,559,047) (4,191,285) 11 (446,655) (201,098) 12 (7,030,048) (1,377,234) 13 (3,263,413) (2,016,130) 14 (141,644) (40,619) (20,625,303) (8,013,606) 345 13,133,971 5,003,299 15 (3,257,320) (1,212,915) 9,876,651 3,790,384 9,835,510 3,770,728 41,141 19,656 9,876,651 3,790,384 16 1.11 0.50 167 260 160 2015

2015 1231 12 31 2015 2014 9,876,651 3,790,384 3,180,881 1,001,372 (2,729,053) (224,054) 14,238 (112,957) (197,889) 338,871 593,667 (190) 55,132 (1,026) 394,003 592,451 (8,540) (46,900) (8,540) (46,900) 385,463 545,551 10,262,114 4,335,935 10,220,973 4,316,279 41,141 19,656 10,262,114 4,335,935 167 260 2015 161

2015 12 31 12 31 2015 2014 18 450,507 379,572 19 223,278 223,278 20 363,359 355,161 21 20,011 22 16,273,629 511,862 29 323,624 89,652 23 2,869,100 250,000 24 849,869 242,235 25 131,017 347,650 21,484,383 2,419,421 26 70,138,177 61,442,657 27 764,030 458,257 28 2,372,734 1,116,671 22 15,851,557 11,071,673 23 250,000 29 21,467,065 7,315,173 30 37,267,147 5,961,256 31 1,656,671 1,360,847 32 23,536 24 3,539,094 5,807,780 33 23,259,552 31,260,370 34 102,581,605 51,811,602 279,171,168 177,606,286 300,655,551 180,025,707 36 9,537,259 7,537,259 37 33,382,405 13,232,153 37 13,993,902 8,254,385 56,913,566 29,023,797 335,850 312,123 57,249,416 29,335,920 162 2015

20151231 12 31 2015 2014 38 27,570,925 6,200,000 40 3,000,000 43 2,790,184 200,000 44 2,575,000 33,361,109 8,975,000 38 22,830,000 20,700,000 39 1,190,515 1,812,123 40 10,867,870 5,417,910 41 117,992,209 78,407,509 42 5,543,795 2,932,674 43 5,741,762 1,901,186 633,473 354,376 51,039 32 341,443 24,084 44 44,852,920 30,164,925 210,045,026 141,714,787 243,406,135 150,689,787 300,655,551 180,025,707 69,126,142 35,891,499 90,610,525 38,310,920 167 260 2016 324 2015 163

2015 12 31 201411 7,537,259 4,798,418 (334,940) (17,034) 7,100,838 20,292 6,069,995 25,174,828 246,838 25,421,666 3,770,728 3,770,728 19,656 3,790,384 593,477 (1,026) (46,900) 545,551 545,551 593,477 (1,026) (46,900) 3,770,728 4,316,279 19,656 4,335,935 60,000 60,000 1,119,028 (1,119,028) (467,310) (467,310) (467,310) (14,371) (14,371) 20141231 7,537,259 4,798,418 258,537 (18,060) 8,219,866 (26,608) 8,254,385 29,023,797 312,123 29,335,920 9,835,510 9,835,510 41,141 9,876,651 338,871 55,132 (8,540) 385,463 385,463 338,871 55,132 (8,540) 9,835,510 10,220,973 41,141 10,262,114 H 2,000,000 16,923,098 18,923,098 18,923,098 H (48,341) (48,341) (48,341) 2,890,032 (2,890,032) (1,205,961) (1,205,961) (1,205,961) (17,414) (17,414) 201512 31 9,537,259 21,673,175 597,408 37,072 11,109,898 (35,148) 13,993,902 56,913,566 335,850 57,249,416 167 260 164 2015

2015 1231 12 31 2015 2014 13,133,971 5,003,299 7,030,048 1,377,234 (345) 184,496 187,240 141,644 40,619 (706) (583) (248,778) (238) (2,773,545) (224,054) (733,706) (520,482) (10,305) (38,736) 16,723,119 5,823,954 (8,778,574) (43,049,879) (1,395,698) (429,468) (14,392,374) (6,120,987) (31,625,251) (1,349,995) (689,234) 16,000 1,661,052 (3,209,273) 8,620,414 (26,127,518) (49,738,382) (14,413,352) 43,537,821 44,301,907 368,398 16,201 12,112,995 23,841,538 (1,000,000) 710,000 (165) (17,971) (24,595,879) (20,008,843) (2,872,975) (1,075,922) (2,848,195) (821,181) (30,317,049) (21,905,946) 2015 165

2015 12 31 12 31 2015 2014 588,564 529,791 (269,955) (187,842) 7,033 9,376 (45,033,591) (10,555,093) 27,707,324 9,753,062 (2,869,100) (160,000) (1,251,051) (1,170,000) 1,200,595 1,389,890 (19,920,181) (390,816) H 18,923,098 (1,205,961) (891,755) (17,414) (26,098) 60,000 2,906,946 47,400,925 27,410,000 55,125,174 8,932,803 (46,296,823) (3,005,457) (23,900,000) (4,510,000) (508,402) (22,294) (1,541,737) (253,809) H (6,614) (88,420) (201) 50,879,192 27,604,769 641,962 5,308,007 7,503,887 2,194,510 269,565 1,370 35 8,415,414 7,503,887 11,000,337 4,145,007 (4,898,333) (1,097,484) 167 260 166 2015

2015 1231 1. 2007 126 60 20135 H2015 12 31 9,537.26 201555H2,000,000,0001 9,537.26 35 C2-6 2. 2.1 19 2010-2012 2011-2013 2015 12 31 2015 167

2. 2.2 9 1 15 1 16 2 11 3 1 3 16 3 38 16 3 41 10 4 28 10 3 12 28 2012 2014 3 7 5 12 5 1. 201811 2. 201911 3. 201611 4. 5. 201711 9 200999 20102013 92014,a) b)(fvtoci) 168 2015

2. 2.2 9 9 39, 9 9 39,9,39,, 2015 169

2. 2.2 9 9, 15 2014715 1518 11 15, 1 2 3 4 5 15 15 15 15 15 170 2015

3. 20151231 201512 3120141231 17 36 2015 171

3. 172 2015

3. (1) (2) 39 2015 173

3. 39 36 36 174 2015

3. 39 (i) (ii) (iii) (iv) (v) (vi) 2015 175

3. 176 2015

3. 2015 177

3. 20141231 178 2015

3. 5% 20 40 0-4% 3 5 4-5% 4 10 5 (23 5 2015 179

3. 3 180 2015

3. 2015 181

3. 39 182 2015

3. 2015 183

3. 184 2015

3. 2015 185

3. (1) (2) 4. 3 56 186 2015

4. 22 26 19 25 2015 187

4. (a) (b) (c) 5. 12 31 2015 2014 15,608,100 5,532,522 584,837 974,444 354,662 324,925 207,914 101,918 449,058 192,274 74,840 8,909 17,279,411 7,134,992 6. 12 31 2015 2014 3,972,825 1,614,933 7,514,484 2,497,834 238,147 69,219 11,725,456 4,181,986 188 2015

7. 12 31 2015 2014 2,773,556 224,054 733,706 520,482 174,417 95,133 588,469 424,830 (445,977) 670,756 47,082 8,472 10,305 38,736 572,375 (329,798) (296) 4,453,637 1,652,665 8. 12 31 2015 2014 12,471 11,818 13,967 16,790 706 583 248,778 238 24,848 17,488 300,770 46,917 2015 189

9. 12 31 2015 2014 152,283 157,238 32,213 30,002 184,496 187,240 10. 12 31 2015 2014 8,497,178 3,484,984 458,886 377,059 159,244 81,342 7,919 7,643 1,815 4,932 434,005 235,325 9,559,047 4,191,285 11. 12 31 2015 2014 408,974 175,055 20,550 17,589 17,131 8,454 446,655 201,098 190 2015

12. 12 31 2015 2014 540,212 159,022 2,401,579 757,393 111,306 67,216 850,479 33,265 3,126,472 360,338 7,030,048 1,377,234 13. 12 31 2015 2014 4,235 4,037 552,848 496,918 1,656,959 589,555 454,771 442,680 184,840 157,302 144,000 62,564 90,826 88,982 45,681 47,126 129,253 126,966 3,263,413 2,016,130 14. 12 31 2015 2014 9,136 1,247 12,945 15,134 30,000 24,238 83,053 6,510 141,644 40,619 2015 191

15. 12 31 2015 2014 3,125,563 1,444,074 24,917 7,070 2,995 (775) 169 (119) 3,153,644 1,450,250 25 103,676 (237,335) 3,257,320 1,212,915 25% 16.5% 25% 12 31 2015 2014 13,133,971 5,003,299 25% 3,283,493 1,250,825 41,838 36,519 (55,452) (61,679) 3,295 (14,928) (2,907) (795) (12,244) 3,164 (894) 3,257,320 1,212,915 192 2015

16. 2015 20141231 12 31 2015 2014 9,835,510 3,770,728 8,857,807 7,537,259 1.11 0.50 2015 2014 12 31 17. 12 31 2015 2014 1,205,961 467,310 20156299,537,258,757201410 1.2612.0596 20146127,537,258,757201310 0.62 4.6731 2015 193

18. 201411 245,040 681,861 90,369 121,784 292,123 1,431,177 53,342 5,434 12,594 79,601 150,971 (56,437) (4,004) (7,835) (74,231) (142,507) 201412 31 245,040 678,766 91,799 126,543 297,493 1,439,641 201411 98,517 598,441 73,504 83,377 183,664 1,037,503 10,940 47,219 7,341 17,404 74,334 157,238 (50,441) (3,135) (6,865) (74,231) (134,672) 201412 31 109,457 595,219 77,710 93,916 183,767 1,060,069 201412 31 135,583 83,547 14,089 32,627 113,726 379,572 201511 245,040 678,766 91,799 126,543 297,493 1,439,641 27 149,204 5,587 11,827 61,780 228,425 (95,399) (2,077) (7,005) (60,306) (164,787) 201512 31 245,067 732,571 95,309 131,365 298,967 1,503,279 201511 109,457 595,219 77,710 93,916 183,767 1,060,069 10,882 56,102 5,257 14,762 65,280 152,283 (90,605) (1,973) (6,696) (60,306) (159,580) 201512 31 120,339 560,716 80,994 101,982 188,741 1,052,772 201512 31 124,728 171,855 14,315 29,383 110,226 450,507 2015 12 31 24.392014 26.59 194 2015

19. 12 31 2015 2014 223,278 223,278 2007 1 2015 2014 12 31 20 2015 12 31 12.83%201415.78% 2015 195

20. 2014 11 303,410 145,541 448,951 500 36,371 36,871 (4,082) (4,082) 2014 1231 303,910 177,830 481,740 2014 11 99,700 99,700 30,002 30,002 (3,123) (3,123) 2014 1231 126,579 126,579 2014 1231 303,910 51,251 355,161 2015 11 303,910 177,830 481,740 41,530 41,530 (3,011) (3,011) 2015 1231 303,910 216,349 520,259 2015 11 126,579 126,579 32,213 32,213 (1,892) (1,892) 2015 1231 156,900 156,900 2015 1231 303,910 59,449 363,359 196 2015

20. 12 31 2015 2014 290,548 291,670 13,362 12,240 303,910 303,910 2015201412 31 21. 12 31 2015 2014 20,011 20,011 2015 2014 2015 2014 4% 10% 4% 10% 2015 197

21. 12 31 2015 2014 345 (190) 155 2015 4% 22. 12 31 2015 2014 (1) 12,726,202 233,724 3,266,039 (2) 281,388 278,138 16,273,629 511,862 3,266,039 13,007,590 511,862 198 2015

22. 12 31 2015 2014 12,753,740 9,008,310 123,828 303,324 12,579,092 8,704,986 50,820 2,107,976 424,261 1,348,856 376,747 324 46,434 758,796 926 154 8,065 11,588 (1) 981,776 1,627,514 15,851,557 11,071,673 13,427,226 9,081,371 2,424,331 1,990,302 (1) 2015 10,50020151231 (i) (ii) (iii) 2015 12 31 4202014 346 (2) 2015123130 2014 10 2015 199

22. 201512 31 1,949.482014 151.53 9.192014 38.40 23. 12 31 2015 2014 (i) 2,869,100 (ii) 250,000 2,869,100 250,000 12 31 2015 2014 (ii) 250,000 250,000 (i) 20151231 (ii) 20151231 12% 2014 12% 200 2015

24. 12 31 2015 2014 456,608 87,216 329,886 75,356 9,593 19,456 200 428 40,284 50,678 2,820 2,820 6,281 6,281 4,197 849,869 242,235 1231 2015 2014 1,633,722 2,084,664 1,070,864 1,214,332 552,443 795,588 282,062 502,629 3 1,210,567 3,539,094 5,807,780 2015 201

25. 12 31 2015 2014 347,650 308,204 (103,676) 237,335 (112,957) (197,889) 131,017 347,650 201411 27,763 111,710 263,882 17,471 24,109 6,524 1,195 (150,390) 4,534 1,406 308,204 (175,172) 397,306 4,633 69,864 4,322 14,530 (65,965) (4,493) (7,690) 237,335 (197,889) (197,889) 20141231 (147,409) (86,179) 661,188 22,104 93,973 10,846 15,725 (216,355) 41 (6,284) 347,650 (4,745) - (419,560) 23,410 532,873 7,596 65,958 (304,173) (41) (4,994) (103,676) (112,957) (112,957) 20151231 (152,154) (199,136) 241,628 45,514 626,846 18,442 81,683 (520,528) (11,278) 131,017 2015 1231 193.04 2014 166.22201512 315,540,000 20148,720,000 20151231 5,540,000 20145,540,000 202 2015

26. 12 31 2015 2014 69,955,846 60,960,411 265,384 482,246 (83,053) 70,138,177 61,442,657 20151231 7,742.19 2014 11,936.98 2015 203

27. 12 31 2015 2014 53,298 139,501 82,833 45,248 54 80,095 25,453 232,243 87,822 165,943 105,083 150,718 57,866 18,140 7,388 783,270 468,361 (19,240) (10,104) 764,030 458,257 12 31 2015 2014 714,158 457,032 49,442 1,209 420 16 10 764,030 458,257 12 31 2015 2014 10,104 8,857 9,136 1,247 19,240 10,104 204 2015

28. 12 31 2015 2014 9,834 1,572 2,167,172 889,990 138,476 168,268 6,995 3,762 62,950 65,276 2,385,427 1,128,868 (12,693) (12,197) 2,372,734 1,116,671 12 31 2015 2014 12,197 9,150 12,945 15,134 (12,449) (12,087) 12,693 12,197 29. 12 31 2015 2014 323,624 89,652 323,624 89,652 2015 205

29. 12 31 2015 2014 1,607,397 313,573 19,859,668 7,001,600 21,467,065 7,315,173 21,467,065 7,315,173 30. 12 31 2015 2014 3,039,944 758,785 8,233,160 464,167 10,441,720 2,627,887 21,714,824 3,850,839 1,300 198,880 1,510,513 445,701 12,796 17,485 164 711 1,524,773 662,777 14,027,550 1,447,640 37,267,147 5,961,256 9,383,754 2,502,524 27,883,393 3,458,732 37,267,147 5,961,256 206 2015

31. 12 31 2015 2014 (1) 226,308 9,171 431,066 9,171 657,374 (2) 268,363 172,867 879,603 247,023 51,029 10,406 3,856 1,503 1,202,851 431,799 (2) 400,309 201,674 44,340 70,000 1,656,671 1,360,847 1,612,331 1,360,847 44,340 (1) (2) 2015 12311,002.492014353.29 2015 207

32. 12 31 2015 2014 (1) 23,536 341,279 24,081 (2) 8,156 37,197 (8,156) (37,197) (2) 1,146 1,624 (1,146) (1,624) 164 3 23,536 341,443 24,084 (1) 20151231 1,086.092014 54.56 (2) 33. 12 31 2015 2014 1,669,985 1,050,389 21,589,567 30,209,981 23,259,552 31,260,370 208 2015

34. 12 31 2015 2014 8,685,714 7,654,093 (1) 93,895,891 44,157,509 102,581,605 51,811,602 (1) 41 35. 12 31 2015 2014 6,745,429 6,453,498 1,669,985 1,050,389 8,415,414 7,503,887 20151231 1,251.0520141,200.60 689.23 2014 2015 209

36. 12 31 2015 2014 1 5,846,274 5,846,274 H 3,690,985 1,690,985 9,537,259 7,537,259 5,846,274 5,846,274 H 3,690,985 1,690,985 9,537,259 7,537,259 2015 55 20 H11.99 37. (a) (b) (c) 210 2015

37. (d) 10%50% 25% 10% 10% 2015 1231 56.6720141231 39.89 (e) (f) (i) (ii) 2015 211

38. 2015 20141231 2015 2014 12 31 12 31 2014 12 5 2016 12 5 5.30% 1,500,000 2014 11 26 201611 26 5.20% 1,500,000 2014 12 15 201612 15 6.30% 3,200,000 2015 36 2016 36 5.02% 2,630,000 2015 324 2016 324 5.40% 3,000,000 2015 429 2016 429 5.20% 2,000,000 2015 615 2016 510 4.65% 7,000,000 2015 629 2016 629 5.30% 2,000,000 2014 92 2015 92 5.60% 1,100,000 2014 92 2015 34 5.45% 1,300,000 2014 917 2015 619 5.55% 1,000,000 2014 923 2015 923 5.80% 1,700,000 2014 12 26 201512 26 6.50% 6,000,000 2014 10 30 (1) 2017 10 30 5.30% 4,000,000 2014 11 26 (1) 2017 11 26 5.10% 1,500,000 2014 12 5 (1) 2017 12 5 5.10% 1,500,000 2014 12 15 (1) 2017 12 15 6.00% 2,600,000 22,830,000 20,700,000 2015 2014 12 31 12 31 2015 130 2017 130 5.80% 1,198,800 2015 130 2017 130 5.90% 2,800,000 2015 410 2017 410 5.80% 4,300,000 2015 424 2018 424 5.60% 5,800,000 2015 58 2017 58 5.70% 11,000,000 2015 2 4 2018 24 4.65% 1,472,125 2015 24 2020 24 4.80% 1,000,000 2014 11 26 201611 26 5.20% 1,500,000 2014 12 5 2016 12 5 5.30% 1,500,000 2014 12 15 201612 15 6.30% 3,200,000 27,570,925 6,200,000 (1) 212 2015

39. 12 31 2015 2014 (1) 1,190,515 306,882 (2) 505,241 (3) 1,000,000 1,190,515 1,812,123 (1) 1,190.5120141231 1,222.96 1.49%-2.71%2014 12 31 1.49%-1.74% (2) 201412311.69%-2.89% (3) 2014 12 31 5.80%182 40. 2015 12 31 5.30%- 6.00%2014 12314.75%-7.00%15.40% 2014 1231 1 41. 2015 12 31 14,497.46 2014 6,005.51 2015 213

42. 12 31 2015 2014 5,193,521 2,622,697 7,777 5,242 15,666 8,700 1 209,082 203,301 2 23,046 36,070 94,703 56,664 5,543,795 2,932,674 1 201520141231 12 31 2015 2014 203,301 156,959 7,919 7,643 (10,678) (8,201) 8,540 46,900 209,082 203,301 214 2015

42. 1 20151231 20141231 3.40 4.00 4.00 4.00 12 31 2015 2014 7,919 7,643 7,919 7,643 16,327 25,145 (7,787) 21,755 8,540 46,900 2201512311.822014 4.93 14.842014 17.01 2015 215

43. 12 31 2015 2014 891,382 313,929 447,252 223,114 51,964 56,522 339,777 10,938 90,568 68,784 54 752,509 380,997 54 20,687 63,233 57,014 54,649 76,029 41,508 2,247,520 376,496 767,060 311,016 5,741,762 1,901,186 12 31 2015 2014 2,529,493 200,000 260,691 2,790,184 200,000 216 2015

44. 12 31 2015 2014 15,770,815 10,057,505 26,675,000 20,107,420 2,407,105 44,852,920 30,164,925 15,797,624 9,143,310 2,380,296 914,195 26,675,000 20,107,420 44,852,920 30,164,925 1231 2015 2014 2,575,000 2,575,000 8 201512314.220144.8 3.3 20143.4 2015 1231 45. (a) 2015 12 31 4,0512014 2,895 2014 2015 217

45. (a) 2015123129,050.99 2014 11,053.31 20151231 419.322014 72.03 (b) 201512312014 12 31 20151231 3,274,104 14,427,859 17,701,963 3,310,675 3,310,675 6,584,779 14,427,859 21,012,638 201412 31 11,588 1,649,314 1,660,902 1,515,211 1,515,211 1,526,799 1,649,314 3,176,113 218 2015

46. 20151231 65.8 2014 20.7 134.8 2014 82.3 20146.3 324.3 20141231 280.3 2015 12 31 6,576,662 13,481,369 32,431,945 52,489,976 (5,960,208) (12,217,712) (26,675,000) (44,852,920) 616,454 1,263,657 5,756,945 7,637,056 2014 12 31 2,073,563 626,045 8,233,885 28,034,031 38,967,524 (1,892,138) (576,967) (7,588,400) (22,682,420) (32,739,925) 181,425 49,078 645,485 5,351,611 6,227,599 2015 219

46. 201512311,021.412014391.69 180 47. 2015 2014 12 31 12 31 2015 2014 416,840 376,506 259,245 328,354 200,958 188,412 193,291 220,668 205,235 232,077 1,275,569 1,346,017 2015 201412 31 48. 12 31 2015 2014 9,570 16,032 220 2015

49. 2015 12 31 (2) 1,206 61 1,987 3,254 1,147 61 1,887 3,095 1,777 59 3,026 4,862 (1)(5) (1) (1)(5) (1)(3) (3) 655 911 4,507 6,073 (1)(3) (5) 628 1,956 2,584 290 8 298 (5) 130 8 138 (5) 120 8 128 240 8 248 (3) 130 130 (3) 120 120 1,136 59 1,848 3,043 837 65 1,328 2,230 724 84 1,891 2,699 (6) 801 1,839 2,640 (4) 724 83 1,671 2,478 (4) 60 60 (6) 60 7 67 1,150 9,674 1,383 21,940 34,147 2015 221

49. (1) (2) 2015629 (3) 2015629 (4) 2015629 (5) 2015629 (6) 2015629 3 222 2015

49. 2014 12 31 1,193 48 1,973 3,214 1,709 47 1,450 3,206 1,209 48 1,987 3,244 (1) (1) (1) 737 29 657 1,423 290 10 300 260 10 270 240 10 250 240 10 250 1,170 47 1,907 3,124 693 50 671 1,414 683 77 788 1,548 755 29 626 1,410 120 9 129 1,150 8,198 375 10,059 19,782 (1) 2014 12 31 20141231 20151231 2014 12 31 2014 2015 12 31 2015 223

50. 12 31 2015 2014 5,892 3,287 41,587 39,227 416 371 47,895 42,885 20142015 12 31 2015 2014 8,500,0019,000,000 1-9,000,0019,500,000 1 1 9,500,00110,000,000-2 11,000,00111,500,000 1-11,500,00112,000,000 1-12,000,001 12,500,000-1 12,500,00113,000,000-1 17,500,00118,000,000 1-5 5 224 2015

51. (1) 2005 882015 12 31 5,217,743,2402014 5,217,743,240 54.71%2014 69.23% 78.57%21.43% 2015 2014 12 31 2015 2014 56,192 2,759 2,879 374 1,421 339 20151231 20141231 50.30 2015 225

51. (2) 12 31 2015 2014 93,910 11,361 1,783,460 550,792 21,214 28,332 67,853 13,671 1,465 1,554 12 31 2015 2014 1,053,964 698,656 488,374 23,507 14,615 54,880,151 30,617,616 1,000 8,195 1,008 765 2,000,000 480,000 20151231 54.992014 53.24 20151231 1,831.702014 12 31 226 2015

51. (3) (4) * * * 1 2 1 2015 629 2 2015 629 * 12 31 2015 2014 82,989 8,350 157,569 9,587 2015 227

51. (4) 12 31 2015 2014 8,891 4,097 12 31 2015 2014 1,693 1,693 12 31 2015 2014 97,180 90,323 1,397 201520141231 12 31 2015 2014 21,146 1,705 1,440,696 228 2015

51. (4) 12 31 2015 2014 13,222 15,560 12 31 2015 2014 107,843 90,035 4,828 1,940 3,951 116,622 91,975 (5) 201520141231 12 31 2015 2014 67,142 47,414 20152014 2015 2014 45.97 2014 2015 229

52. (a) (b) (c) (d) (e) (f) (g) (h) 230 2015

52. 2015 2014 12 31 10% 2015 2014 12 31 20151231 25,246,756 866,027 4,695,597 822,073 470,823 121,756 412,475 822,997 33,458,504 33,458,504 290,401 1,555 48,063 10,480 88,780 439,279 (439,279) 36,933 6,297 50 5,000 3 3,402 249,085 300,770 300,770 25,574,090 873,879 4,695,647 822,073 523,886 121,759 426,357 1,160,862 34,198,553 (439,279) 33,759,274 (15,430,779) (565,828) (1,922,695) (561,288) (437,962) (61,590) (271,113) (1,675,391) (20,926,646) 301,343 (20,625,303) 10,143,311 308,051 2,772,952 260,785 85,924 60,169 155,244 (514,529) 13,271,907 (137,936) 13,133,971 20151231 194,664,924 13,030,470 78,126,704 2,441,694 4,971,268 1,551,627 4,575,518 128,587,822 427,950,027 (127,425,493) 300,524,534 131,017 300,655,551 179,965,735 11,398,945 74,813,763 1,733,968 4,316,166 563,165 3,549,084 94,496,851 370,837,677 (127,431,542) 243,406,135 125,273 17,970 1,495 1,566 1,623 54 3,263 33,252 184,496 184,496 104,881 1,513 5,314 1,247 30,000 (1,311) 141,644 141,644 101,984 19,474 1,403 9 6,329 140,756 269,955 269,955 2015 231

52. 2014 12 31 9,256,199 672,580 1,402,028 1,015,583 197,430 76,254 255,513 94,056 12,969,643 12,969,643 103,089 1,104 9,179 103,637 217,009 (217,009) 32,378 9,924 880 3 245 3,487 46,917 46,917 9,391,666 683,608 1,402,028 1,025,642 197,430 76,257 255,758 201,180 13,233,569 (217,009) 13,016,560 (5,256,767) (498,117) (671,368) (737,701) (158,853) (55,908) (206,038) (542,225) (8,126,977) 113,371 (8,013,606) 4,134,899 185,491 730,660 287,941 38,577 20,349 49,720 (341,045) 5,106,592 (103,638) 5,002,954 345 345 345 4,134,899 185,491 730,660 287,941 38,577 20,349 49,720 (340,700) 5,106,937 (103,638) 5,003,299 2014 12 31 136,927,113 14,003,815 24,430,553 988,030 868,611 1,414,873 2,817,295 74,771,047 256,221,337 (76,543,280) 179,678,057 347,650 180,025,707 131,058,089 12,519,060 24,314,342 197,807 248,739 534,513 1,979,785 56,380,732 227,233,067 (76,543,280) 150,689,787 129,256 13,837 1,074 1,576 2,417 78 5,830 33,172 187,240 187,240 15,712 (291) (5) 13,136 10,000 2,067 40,619 40,619 118,266 20,345 3,924 19 1,836 43,452 187,842 187,842 53. 12 31 2015 2014 228,262,199 159,619,282 32,125,186 11,583,535 37,267,147 5,961,256 1,656,671 1,360,847 23,536 233,869,746 146,963,220 392,482 24,084 232 2015

54. (a) 20151231 * (1) 1,877,644 (119,826) 1,757,818 (1,750,272) 7,546 (2) 243,205 (163,110) 80,095 80,095 2,120,849 (282,936) 1,837,913 (1,750,272) 87,641 20141231 * (1) 1,103,100 (69,742) 1,033,358 (1,007,280) 26,078 (2) 37,174 (11,721) 25,453 25,453 1,140,274 (81,463) 1,058,811 (1,007,280) 51,531 * 2015 233

54. (b) 20151231 (1) 872,335 (119,826) 752,509 752,509 (2) 183,798 (163,110) 20,687 (14,741) 5,946 1,056,133 (282,936) 773,196 (14,741) 758,455 20141231 (1) 450,739 (69,742) 380,997 380,997 (2) 74,954 (11,721) 63,233 (9,410) 53,823 525,693 (81,463) 444,230 (9,410) 434,820 234 2015

54. (b) (1) (2) 12 31 2015 2014 1,757,818 1,033,358 68,380,359 60,409,299 26 70,138,177 61,442,657 2015 235

55. 236 2015

55. 55.1 AA 2015 20141231130% 2015 237

55. 55.1 12 31 2015 2014 70,138,177 61,442,657 764,030 458,257 2,220,083 941,556 3,119,100 250,000 (1) 13,766,804 9,046,711 9,920 38,401 21,790,689 7,404,825 (1) 21,714,824 3,850,839 (1) 1,011,666 1,010,663 1,002,495 353,289 23,536 4,388,963 6,050,015 23,259,552 31,260,370 102,581,605 51,811,602 264,779,024 173,527,495 (1) 55.2 238 2015