6837 20131231 201312312013 (www.hkexnews.hk) (www.htsec.com) H2013 2014328 *
目錄 董事長致辭 HAR1402017_C_Haitong Securities()F_.indb 1 3 第一節 釋義及重大風險提示 4 第二節 公司簡介 7 第三節 會計數據和財務指標摘要 18 第四節 董事會報告 24 第五節 重要事項 71 第六節 股份變動及股東情況 77 第七節 董事 監事 高級管理人員和員工情況 84 第八節 公司治理 116 第九節 內部控制 138 第十節 財務會計報告 144 第十一節 備查文件目錄 145 第十二節 證券公司信息披露 146 28/3/2014 22:30:33
2013H 1715 20131231AH 9,584,721,180AH101.20 1,150,166,541.60201347.40% 9,270,464,875.99 2
2013H FICC 2014328 3
2013H A 1.00 H 1.00 IPO 4
2013H QFII 20131120131231 RQFII 571 5
2013H 6
2013H Haitong Securities Company Limited Haitong Securities Co., Ltd. 68912200001 8621-23219000 8621-63410707 jinxb@htsec.com 68912200001 8621-23219000 8621-63410627 sunt@htsec.com 689200001 689200001 http://www.htsec.com haitong@htsec.com 18921 7
2013H http://www.sse.com.cn http://www.hkexnews.com.hk 68912 A 600837 H 6837 2013822 2011 1 200776 8
2013H 2 200963 3 2010322 4 2012411 5 2012117 6 2013822 9
2013H A 5% H 958,472.1180 958,472.1180 3,904,141.8282 1[2001]3 2 [2001]819 3[2001]306 4ICP020694 5[2002]090 6[2002]076 7(SC201014) 8[2005]079 9(Z-007) 10[2005]173 11[2006]3 12[2007]86 13(2007.08) 14[2008]146 15[2008]22 16[2008]479 17[2008]421 18[2009]302 19[2009]1 20[2010]122 10
2013H 21[2010]315 22[2010]372 23(2011.08) 24[2011]512[2011]37 25[2011]585 26[2012]686 27[2012]825 28[2012]113 29[2012]561 30[2013]180 31[2013]741 3200132029 332013[2013]204 34[2013]959 35[2013]1643 68911200001 8621-23219000 8621-23219100 wangjy@htsec.com 200776 11
2013H 19881000 [1994]519949 27100,000 [2000]29620001229 374,692.80 [2001]2782002128 4,006,093,000 [2002]329 20021118,734,438,870 20055 12
2013H [2007]90200767 2007629 200776 3,389,272,910 2007731 [2007]36820071121 3,389,272,9104,113,910,590 20085520072007 200712314,113,910,59010 1.003107 4,113,910,5908,227,821,180 2008528 20124271,229,400,000H25 122,940,000H 1,352,340,000H2012519 H127,500,000 H2012522 H10%12,750,000 AH H9,584,721,180 A8,092,131,180H 1,492,590,000HHAITONG SECH 6837 13
2013H 1 6636-37 2003418 1.5 51% 021-38650999 2 335-6 1999413 1.8 27.775% 021-68597788 14
2013H 3 8888A 20041018 1 67% 021-62883005 4 158917601-0425205 1993318 10 66.667% 021-61871688 5 18922 2007724 40 40 40 100% 852-39268888 15
2013H 6 6892607-12 20081023 57.5 100% 021-63410311 7 7742107N 2012424 30 100% 021-23219000 8 6893201-12 2012626 10 100% 021-23219000 24240 16
2013H 614 8835 A 166 H 18317 310000000016182 31010113220921X 13220921X 17
2013H 2013 2012 1 2011 12,802,734 10,743,347 19.17% 10,860,374 5,454,748 4,127,238 32.16% 4,300,164 4,035,024 3,037,542 32.84% 3,103,034-18,841,821-7,119,927 164.64% 7,123,839 0.42 0.33 27.27% 0.38 0.42 0.33 27.27% 0.38 (%) 6.70 5.66 1.04 6.93 2013 2012 2011 1231 1231 1231 169,123,603 126,482,104 33.71% 98,976,911 105,018,445 66,051,508 58.99% 52,366,269 40,429,567 36,956,823 9.40% 38,013,807 61,506,991 58,679,683 4.82% 45,042,375 9,584,721 9,584,721 8,227,821 6.42 6.12 4.90% 5.47 (%) 2 50.19 32.50 17.69 23.54 1 10201311201212 312012 2 2 18
2013H 1,800.00 1,600.00 1,400.00 989.77 450.42 1,264.82 586.80 1,691.24 615.07 1,200.00 1,000.00 800.00 600.00 400.00 200.00 0.00 2011 1231 2012 1231 2013 1231 19
2013H IT 2013 2013 1,691.2433.71%1,050.1858.99% 615.074.82% 2013 23.3%2012(14.4%) 8.92013 2013 20
2013H 1 2013 2012 (1) 2011 2010 2009 12,802,734 10,743,347 10,860,374 11,304,935 11,315,846 7,464,926 6,681,975 6,633,122 6,393,365 5,399,981 5,454,748 4,127,238 4,300,164 4,989,690 5,981,827 4,035,024 3,037,542 3,103,034 3,686,264 4,548,226 2 2013 1231 2012 1231 2011 1231 2010 1231 2009 1231 169,123,603 126,482,104 98,976,911 115,413,098 120,730,205 105,018,445 66,051,508 52,366,269 69,796,351 76,211,610 40,429,567 36,956,823 38,013,807 63,682,354 66,580,170 61,506,991 58,679,683 45,042,375 44,467,363 43,413,960 9,584,721 9,584,721 8,227,821 8,227,821 8,227,821 3 2013 2012 2011 2010 2009 0.42 0.33 0.38 0.45 0.55 0.42 0.33 0.38 0.45 0.55 (%) 6.70 5.66 6.93 8.39 11.12 (%) (2) 50.19 32.50 23.54 11.82 17.79 6.42 6.12 5.47 5.40 5.28 1 102013112012 12312012 2 2 21
2013H 140.00 120.00 100.00 80.00 60.00 40.00 20.00 0.00 128.03 113.16 113.05 108.60 107.43 2009 2010 2011 2012 2013 50.00 45.00 40.00 35.00 30.00 25.00 20.00 15.00 10.00 5.00 0.00 45.48 40.35 36.86 31.03 30.38 2009 2010 2011 2012 2013 1,800.00 1,600.00 1,400.00 1,200.00 1,000.00 800.00 600.00 400.00 200.00 0.00 1,691.24 1,207.30 1,264.82 1,154.13 989.77 2009 2010 2011 2012 2013 700.00 600.00 500.00 400.00 300.00 200.00 100.00 0.00 586.80 615.07 434.14 444.67 450.42 2009 2010 2011 2012 2013 12.00% 11.12% 60.00% 50.19% 10.00% 8.39% 50.00% 8.00% 6.00% 4.00% 6.93% 6.70% 5.66% 40.00% 30.00% 20.00% 32.50% 23.54% 17.79% 11.82% 2.00% 10.00% 0.00% 2009 2010 2011 2012 2013 0.00% 2009 2010 2011 2012 2013 22
2013H 201320122013123120121231 20131231390.41386.7773.63 2013 2012 2012 1231 1231 1231 39,041,418 38,677,731 39,007,731 0.94% 60,310,727 57,972,896 57,972,896 4.03% 3,046,765 2,450,809 2,730,633 24.32% 1,281.41% 1,578.16% 1,428.52% 296.75 64.73% 66.72% 67.29% 1.99 91.93% 159.73% 161.10% 67.80 142.01% 239.42% 239.42% 97.41 37.12% 39.59% 35.02% 2.47 94.23% 66.35% 66.30% 27.88 23
2013H 2013 9120 30 2013 IT 20131,691.24615.07 40.35390.41 128.0364.6050.5%24.04 18.8%6.114.8%7.16 5.6%2.782.2%14.0711.0% 27.7121.6% 2013 24
2013H 6,459,549 4,124,883 36.14% 49.79% 55.47% 2.33 2,404,129 845,723 64.82% 38.36% -27.40% 31.86 610,634 538,057 11.88% -36.51% -10.35% 25.71 715,539 482,852 32.52% -4.09% -2.25% 1.27 1,407,294 960,881 33.17% 39.79% 30.53% 6.30 278,079 46,196 90.25% 49.35% 31.56% 12.35 1 (1) 5.48%2012 5.45%0.03 4.73%0.19 2.4537 240 20135.2%QFII 108.2%QFII34 QFII 25
2013H 7931% 5.95%1.55 126%111% 201323.3542.8% (2) 6.75% 18.7% 10.8% 201315.5828.6% (3) IPO 41694IPO 121177 28 517 117.56 20132.334.3% 26
2013H (4) 190201235020132,048 888 244 1,033660 105.4217.5 10 20130.731.3% (5) 52.275 30% 20132.514.6% (6) 3.779% B1720124 IPO IPORQFII57RQFIIQFII RQFLP112.7 74% 20134.678.6% 27
2013H 2013 4.678.6% 23.3542.8% 0.731.3% 15.5828.6% 2.334.3% 2.514.6% 7.4813.7% 2012 2.716.6% 16.5940.2% 3.628.8% 5.7313.9% 2.526.1% 11.2527.2% 1.453.5% 2 (1) 2013128.0320.59 19.17% 2013 23.3%2012(14.4%)8.9 67.5152.73%29.59% 36.7128.67%27.52% 21.5016.79%10.58% 28
2013H 2013 2012 6,751,188 52.73% 5,209,672 48.45% 1,541,516 29.59% 3,670,965 28.67% 2,878,805 26.80% 792,160 27.52% 2,150,038 16.79% 2,404,312 22.38% -254,274-10.58% 230,543 1.80% 250,558 2.33% -20,015-7.99% 12,802,734 100.00% 10,743,347 100.00% 2,059,387 19.17% (2) 201374.6511.72% 14.84110.73% 26.2122.37% 22.0318.10% 29
2013H 2013 2013 2012 2,621,465 2,142,298 479,167 22.37% 1,484,370 704,404 779,966 110.73% 514,208 569,299-55,091-9.68% 334,496 259,035 75,461 29.13% 307,319 316,841-9,522-3.01% 2,203,068 2,690,098-487,030-18.10% 7,464,926 6,681,975 782,951 11.72% 3 2013 683 2013 217 466 683 30
2013H 4 201342.08 (1) 188.42 226.62 161.27 151.72 104.07 (2) 5.59 (3) 224.91 231.56 5 3,481.58 6 (1) 31
2013H (2) [2011]18212012427 H2012524 13.569H10.60 143.83 138.01 (12)0025 20131231H 20136.70% (3) 2013 IPO PE 32
2013H 1 20131,691.2433.71%1,050.18 58.99% 34% 36%16% 5%0.69% 2013 2012 1231 1231 13,077,439 9,800,367 3,277,072 33.44% 4,720,906 2.79% 3,202,231 2.53% 1,518,675 47.43% 2,231,269 1.32% 1,727,890 1.37% 503,379 29.13% 1,829,199 1.08% 1,278,302 1.01% 550,897 43.10% 1,171,604 0.69% 1,134,459 0.90% 37,145 3.27% 934,200 0.55% 934,200 156,046,164 116,681,737 39,364,427 33.74% 52,586,993 31.09% 52,000,241 41.11% 586,752 1.13% 47,590,047 28.14% 32,418,247 25.63% 15,171,800 46.80% 26,531,096 15.69% 11,338,687 8.96% 15,192,409 133.99% 9,036,993 5.34% 2,234,569 1.77% 6,802,424 304.42% 4,951,872 2.93% 7,427,046 5.87% -2,475,174-33.33% 2,086,056 1.23% 1,894,100 1.50% 191,956 10.13% 169,123,603 126,482,104 42,641,499 33.71% 33
2013H 2013 2012 1231 1231 86,657,902 65,901,545 20,756,357 31.50% 40,429,567 38.50% 36,956,823 55.95% 3,472,744 9.40% 26,111,914 24.86% 16,040,561 24.28% 10,071,353 62.79% 6,506,512 6.20% 134,769 0.20% 6,371,743 4,727.90% 5,796,395 5.52% 8,626,314 13.06% -2,829,919-32.81% 3,000,000 2.86% 3,000,000 69,388,262 50,780,192 18,478,966 36.64% 18,360,543 149,963 18,210,580 12,143.38% 17,939,628 17.08% 17,939,628 105,018,445 66,051,508 38,966,937 58.99% 64,105,158 60,430,596 3,674,562 6.08% * 2013130.7733.44% 2013693.88507.80186.08 36.64% 1 89.19 2 3 34
2013H 20131231278.56201312 2013 2012 1231 1231 17,939,628 5,796,395 8,626,314 3,000,000 1,120,000 2,150,000 27,856,023 10,776,314 39404154 20131231106.76 191.59 20131231 2 20131231102.05 35
2013H 3 (1) 232 1 5 1015 (2) 2Grand Fortune Company LimitedHFT China (New) FrontierNon-US Feeder Fund 1 20072012 2013 20092013 2 PE 36
2013H 3 20131231272 2403228131 12 20131231 20131231470 4 201323.3% 5 37
2013H 6 50180300H 1005 25 1 22.3117.285.03 29.11% 1.911.40 1.23 38
2013H 2 (%) 1 010213 02(13) 1,848,413.50 19,130,000.00 1,781,385.60 3.34% -31,972.55 2 010107 21(7) 1,342,014.07 12,800,000.00 1,246,080.00 2.33% -41,806.81 3 1080119 10 961,937.17 9,800,000.00 930,428.66 1.74% -26,394.09 4 511210 30ETF 592,279.79 5,924,043.00 582,001.68 1.09% -10,278.11 5 163820 B 500,000.00 500,000,000.00 500,512.82 0.94% 512.82 6 380008 7B 500,000.00 500,000,000.00 500,088.56 0.94% 88.56 7 1180057 11 458,000.00 4,580,000.00 455,729.24 0.85% 21,046.02 8 485018 7B 423,312.90 423,312,904.69 426,689.71 0.80% 3,376.81 9 340005 400,000.00 400,000,000.00 400,123.05 0.75% 123.05 10 091005 B 400,000.00 400,000,000.00 400,060.80 0.75% 60.80 46,822,807.69 / 46,166,822.49 / 1,376,120.50 / / / / 450,560.25 54,248,765.12 / 53,389,922.61 100.00% 1,741,437.24 39
2013H 1 2 3 4 542.492012 368.57 173.92 40
2013H 3 600221 403,992.38 1.62% 395,487.91 42,983.68-19,520.12 600705 30,793.41 0.33% 86,332.04 3,590.74 002321 65,100.00 3.29% 76,214.78 11,114.78 000156 75,379.80 0.45% 75,689.45 241.11 600036 82,475.71 0.03% 74,906.92-3,983.68-2,466.03 600016 63,328.44 0.03% 73,301.49 7,332.26 002578 27,900.00 3.49% 63,180.00 11,160.00 601318 66,184.89 0.02% 56,803.00-4,182.46 300256 49,691.00 1.82% 48,951.00 - -555.00 601166 49,682.31 0.03% 48,901.87 1,253.63 1,179,502.43 835,483.28 306,627.24 53,446.33 2,094,030.36 1,835,251.76 353,621.41 53,421.07 1 2 20.942012 44.61 23.67 41
2013H 4 (%) 92,907.38 49,995,000.00 27.78 306,368.00 77,483.04 27,488.04 67,000.00 76,500,000.00 51.00 76,500.00 60,193.70 868.03 63,650.00 13,400,000.00 67.00 50,250.00 63,650.00 38,848.23 1,347.11 699,191.78 666,670,000.00 66.67 699,191.78 77,462.66 915.00 3,494,038.00 4,000,000,000.00 100.00 3,494,038.00 291,395.22-86,051.16 5,750,000.00 5,750,000,000.00 100.00 5,750,000.00 219,644.64-17,870.71 3,000,000.00 3,000,000,000.00 100.00 3,000,000.00 225,918.41 19,864.06 1,000,000.00 1,000,000,000.00 100.00 1,000,000.00-161,792.15 8,236.84 14,166,787.15 14,556,565,000.00 / 50,250.00 14,389,747.78 829,153.76-45,202.79 / 1 2 3 141.672012 141.170.5 42
2013H 5 1,636,872,996.62 34,472,959,511.15 2,543,123,571.03 7,464,365.03-818,799.00 33,566,708,936.74 10951 253120 9229 948,159.08 2,158,234.89 0 ETF 6 (1) H 2012HH (12)0025 13.81 48.5 20131231H 89.7965% 48.5035% 43
2013H 2012824 48.5 48.5 2012 H 11,184,024 4,947,959 11,184,024 (2) 3,813,215 3,813,215 3,813,215 100% 276,984 2,265,411 2,265,411 100% 54,779 2,269,805 2,269,805 100% 170,930 1,700,849 1,700,849 100% 66,893 1,134,744 1,134,744 1,134,744 100% 80,956 H 44
2013H (3) 7 5,0252,000 10,00067% 8 (1) 1.551%2013 12319.838.20 20131.20 (2) 1.827.775%2013 123113.8510.982013 2.90 (3) 167% 201312312.051.66 20130.58 45
2013H (4) 1066.667%201312 3199.3312.322013 1.16 (5) 40100%2013 1231365.19 45.8020135.25 (6) 57.5100%2013 123168.7861.56 20132.26 (7) 30 100%20131231 40.2133.3220132.26 46
2013H (8) 10 100%2013123182.45 8.5620131.62 9 2 3824240 10 20084 146885,633 42522120131231 26,73323,404 1,581,094447,394 99,052 47
2013H 11 (1) BT 2013 (2) (3) 201323.3% 20131231 Haitong International Finance Holdings LimitedHaitong International Strategic Investment Limited 1 2013 42411 QFLPQFLP 48
2013H 2 Haitong International Finance Holdings Limited 201391951 ( BVI ) Haitong International Finance Holdings Limited20131029 9 3 Haitong International Strategic Investment Limited 2013101651 ( BVI ) Haitong International Strategic Investment Limited IPO 49
2013H IPO 25 615.07 PE 3004701.5 50
2013H IT 2014 51
2013H QFII RQFII ROE 1 (1) A 2013 2289.51122,115.98 20122,269.136.75%10.91% 52
2013H 2013 B 201356 20135(AAA) 20121.32%2013 12107.47 3.75% 201312 3.4420123.562013 C 53
2013H (2) (3) 54
2013H (4) 55
2013H 2 56
2013H 3 (1) 2012 H 2013 (2) 57
2013H (3) (4) (5) 58
2013H (6) IT OA (7) (8) IB 59
2013H 1 [2008]606 T+1 2 60
2013H 3 390.41603.1164.73% 4 2013 201392 20075 20083 61
2013H 62
2013H 3 63
2013H 33 [2014]1030 [2014]739[2014]6 9[2014]8 40[2014]1120147 1 A+H201311AH 201311 H10 20121,561.84 1,561.842012214.81 214.8120121,776.65 1,776.65 3 64
2013H 2007201264.9812.34 28.8020072012 30%51.75%35.69%54.44% 53.87%57.79%73.42% 65
2013H 2012 201220137269,854,721,180 0.1210 1.201,150,166,541.60 2013 2013 4,035,024,048.1820133,466,158,149.71 201310% 346,615,814.97 1,039,847,444.9120132,426,310,704.80 9,144,487,254.392012 1,150,166,541.6010,420,631,417.59 2013 1 20131231AH9,584,721,180 AH101.20 1,150,166,541.60201347.40% 9,270,464,875.99 2 AH 2013 66
2013H 2013 10 10 10 (%) 2013 1.2 1,150,166,541.60 4,035,024,048.18 28.50 2012 1.2 1,150,166,541.60 3,019,776,384.79 38.09 2011 1.5 1,234,173,177.00 3,103,034,183.67 39.77 20122012 20123,037,542,867.95 37.87% 3 20143282013 8.08 67
2013H 20095 20113 665 20028232002 102012822 602013 2013 1.71% 68
2013H A [2012]85 11 20%1 1 150%10%1 25%5% 5% [2012]85 QFIIQFII 2009[47]10% QFII H [1993]045 [2011]348 10% 10% 69
2013H 10%(1)10% (2)10%20% (3) 20% H [2008]897H 200810% 61 BE 14A 14A.31(9)14A.33(4) 2014328 70
2013H 2013925UT Capital Holdings Co., Ltd UT Capital Holdings Co., Ltd 100% 201311 100%(2013)866 20141 (2014) 100%(2014)4 2014115 100% 71
2013H 2013123 201388 1 201369 [2013]145 888 72
2013H 2 201310Haitong International Finance Holdings Limited 2013 2013 22540 2013 260 105 452 1 73
2013H 5% 5% 2013 H 20135272012 2013924 230 120 120 20135272012 2013618 2013917 149 30 30 74
2013H 2013123 201388 10 20135 (2013)120 2013861 100% 20133212.55 457,671,353 6.04417 75
2013H 20137101.257.762.32 2018710 2013 2012614 20202012 17.520143132.5 60 76
2013H 1 (%) H (%) 1 2 3 4 1 8,092,131,180 84.43 8,092,131,180 84.43 2 3 1,356,900,000 14.16 1,356,900,000 14.16 4 H 135,690,000 1.42 135,690,000 1.42 9,584,721,180 100 9,584,721,180 100 9,584,721,180 100 9,584,721,180 100 77
2013H 2 A8,092,131,180 H1,492,590,000A+H9,584,721,180 3 3 20115162010H 2012419H 10.601%0.003%0.005% 20124271,229,400,000H 2012519H 127,500,000H 20125221,356,900,000H 25H 10%A H135,690,000H 78
2013H 1 409,776A409,603H 1735433,587A433,419 H168 2 2013123110 409,776 5433,587 (%) 15.57% 1,492,155,600-161,200 0 4.40% 422,180,000-28,040,026 0 210,000,000 4.18% 400,709,623 0 0 3.93% 376,465,258-1,202,000 0 3.36% 322,162,086 0 0 2.45% 235,247,280 0 0 2.24% 214,471,652 0 0 1.96% 187,581,900-3,368,100 0 1.89% 180,829,853-6,800,000 0 1.60% 153,126,585 0 0 79
2013H ABH 1,492,155,600 H 422,180,000 A 400,709,623 A 376,465,258 A 322,162,086 A 235,247,280 A 214,471,652 A 187,581,900 A 180,829,853 A 153,126,585 A 1 H 2 H A 3 A 5% H 80
2013H 1. 20131231 XV23 336 (%) A H (%) 3 4 1. A 1 422,180,000 4.40 5.21 2. A 1 400,709,623 4.18 4.95 3. H 89,385,600 0.93 5.99 4. JP Morgan Chase & Co. H 8,228,639 0.09 0.55 1,556,002 0.02 0.10 11,524,000 0.12 0.77 72,373,370 0.76 4.85 5. Capital Research and Management Company H 75,000,000 0.78 5.02 6. Pacific Alliance Group Limited H 2 130,704,400 1.36 8.76 7. PAG Asia Capital GP I Limited H 2 130,704,400 1.36 8.76 8. PAG Asia I LP H 2 130,704,400 1.36 8.76 9. PAG Capital Limited H 2 130,704,400 1.36 8.76 10. PAG Holdings Limited H 2 130,704,400 1.36 8.76 81
2013H 3 A 4 H (%) (%) 11. PAGAC Horseshoe Holding I SARL H 2 130,704,400 1.36 8.76 12. Roseworth Investments Limited H 2 130,704,400 1.36 8.76 13. H 2 130,704,400 1.36 8.76 14. Citigroup Inc. H 55,374,616 0.58 3.71 H 12,791,133 0.13 0.86 H 42,653,386 0.45 2.86 15. BlackRock, Inc. H 96,091,537 1.00 6.44 H 1,308,800 0.01 0.09 16. Nomura Holdings, Inc H 71,506,633 0.75 4.79 H 33,538,233 0.35 2.25 17. GIC Private Limited H 89,935,200 0.94 6.03 18. Government of Singapore Investment Corporation Pte Ltd H 89,895,200 0.94 6.02 1 (www.hkex.com.hk) 482,686,582A416,420,568A 336 2 130,704,400 82
2013H 3 (i)(ii) (iii)(iv) 4 (i)(ii) (iii)(iv) 20131231 336 2. 20131231 XV XV78 352 83
2013H 55 2011-5-16 2014-5-15 0 0 0 247 0 61 2011-5-16 2014-3-28 0 0 0 247 0 61 2011-5-16 2013-3-26 0 0 0 0 0 59 2011-5-16 2014-5-15 0 0 0 0 60 44 2011-5-16 2014-5-15 0 0 0 0 0 51 2011-5-16 2014-5-15 0 0 0 0 61 59 2011-5-16 2014-5-15 0 0 0 0 58 2011-5-16 2014-5-15 0 0 0 0 65 57 2011-5-16 2014-5-15 0 0 0 0 46 2011-5-16 2014-5-15 0 0 0 0 0 42 2011-5-16 2014-5-15 0 0 0 0 0 62 2011-5-16 2014-5-15 0 0 0 12 0 61 2011-5-16 2014-5-15 0 0 0 12 0 46 2011-5-16 2014-5-15 0 0 0 12 0 55 2011-5-16 2014-5-15 0 0 0 12 0 64 2011-5-16 2014-5-15 0 0 0 12 0 84
2013H 62 2011-11-28 2014-5-15 0 0 0 12 0 65 2013-5-27 2014-5-15 0 0 0 7 0 62 2011-4-27 2013-1-23 1 0 0 0 42 0 57 2011-4-27 2014-5-15 0 0 0 178 0 51 2013-5-27 2014-5-15 0 0 0 0 52 53 2011-5-16 2013-3-26 0 0 0 0 0 49 2011-5-16 2014-5-15 0 0 0 0 50 58 2011-5-16 2014-5-15 0 0 0 0 0 61 2011-5-16 2014-5-15 0 0 0 0 0 51 2011-5-16 2014-5-15 0 0 0 0 600832 2013 58 2013-10-16 2014-5-15 0 0 0 0 82 54 2011-5-16 2014-5-15 0 0 0 0 42 62 2011-5-16 2013-8-22 0 0 0 0 65 53 2011-4-27 2014-5-15 0 0 0 93 0 50 2011-4-27 2014-5-15 0 0 0 93 0 61 2011-5-16 2013-1-23 0 0 0 31 0 56 2011-5-16 2014-5-15 0 0 0 179 0 51 2011-5-16 2014-5-15 0 0 0 178 0 40 2012-3-14 2014-5-15 0 0 0 168 0 50 2012-3-14 2014-5-15 0 0 0 166 0 48 2012-3-14 2014-5-15 0 0 0 163 0 48 2013-8-22 2014-5-15 0 0 0 71 0 85
2013H 59 2011-5-16 2014-5-15 0 0 0 168 0 53 2011-5-16 2014-5-15 0 0 0 168 0 56 2011-5-16 2014-5-15 0 0 0 168 0 50 2012-3-14 2014-5-15 0 0 0 434 0 50 2012-3-14 2014-5-15 0 0 0 106 0 1 2013123 2 3 2014328 4 86
2013H 19982012 2006 2011 2011 2002 2011 1998 2010 2012 2002 2010 2011 20082013 87
2013H 1998 2004 2013 2013 19932013 2002201212 2004 2008 2012 2002 1997 2010 2009 2010 2010 2013 88
2013H 1996 200520135 2004 OUE Hospitality Trust Management 2013 Pte. Ltd 2013 2012 1 2 5519952 1998519968 231819847 198771990 7199712 1990 719952 1992319942 19952199711199711 19981219971120015 19981219994 200272000 1020092 600823 2006620141 00000120128 200912 600618 89
2013H 6120015 20021128 211998 520009 20016 1978519931 1993119966 19966 199831998320015 2010120114 2010820113 200232005 2 8 592007716 199412 1996120095 2005 1984719998 1999820014 20014200682001620032 2004220094 600708 20068 20104 60059720094201112 2013620136 20135 90
2013H 44200958 1020017 200712 19917200010 20001020038 20038200810 20081020115 20115 20095 512011916 198671999 1219868198912 198912199012 19901219957 1997719991 19991200312 200312 5920021128 1119867 19957 1999520005 19947200212 200212 91
2013H 2002120129 2005620085 6006422008 520126 60061920112 02601601601 582011516 19857 20004 200912 198619946 19968200410 200410 200610200610 20073201110 20085201010201110 20105201212 20113 20105 0234520121220116 20116 600848 572011516 2019837 20066 92
2013H 1999 199812 462011516 1989619988 2007 420121 60048020036 20101020063 20086 6008112002420074 422011516 19937199811 200111 200710 201361999 1201212 20078 20047 2011620124 201212 20134 93
2013H 612006530 19837 2001719839199712 19981 2002120125 00363 20052 0333920107 00015701157 20127 2013326 3 7 622006530 30198412 199711 198211993 31993319937 19937199510 1996101998819988 20029200292012 612007716 198291988 10199210 19978 20043 94
2013H 20086 600832 2009720127 600098200812 20124 462007716 1719907 20027 19959 199610200032000 4200212200212 55200855 3019836 19886 19961 1983 20105 600626 20096 600843 642011516 3525 19779 1989200010 19831019932 19932199711 95
2013H 19949 199711200311 2003112004 42004420103 20104 600895 20109 03698 201310 01288601288 622011916 19767 19955 2008419964 19986201312 00180 2013122005 1220135 20048 STH SP20136OUE Hospitality REIT Management Pte. Ltd.201311 0023 65 0000011968719719 1971919751 1975119842 1984219858 96
2013H 19851198781987819909 19909199511 19951119998 1999820072 20072201211 4 112 571998 200452115 19951220014 200012 1974 1219988 19988200211 1998820038200352005 420021120132 2003820134 2003820134200810 2013720142 97
2013H 512013527 19847 20055 19847199612 1997120013 200142001620012 20078 2007920107 492007716 216 1989720007 20014 19921020048 2004820064 2010420114 2006420119 600827 582007716 316 19821019925 19862198712 19881199012 199012199412 98
2013H 19951199810 19981020013 2001320036 2003620137 2003520125 600826199810 200442011 2 612010519 4019867 19961 197310199411 1994111998 51998520087 20087201310 20087201310 2010220126 512007716 216 19887199711 19927 20063CFO 2005CFO20067 20069 200611CFO 99
2013H 20075 200711 1988420026 1996319974 2002720033 2003320043 20043 5820131016 19821 1982119972 19972200010 20001020135 20135 5420021128 10199212 199812 19861119897 1989719934 1993419954 1995419967 1996720014 100
2013H 20014200311 2002420131220092 2013122008420114 600278 200742003 1201312 62201012010 4720 1992719971 20004 20011119932 19799 19909 19909199210 19921019998 1999820049 2004920101 20101201210 20104201210 53199411 200771631 619827 2005122002 120037 199292012 1219808 199281993319938 101
2013H 19938199411 19941119968 199681998419984 2000720007 200510 200810200810 201011 50200232011 51617 19847199212 1984819968 19968 200232002320055 2005520113 2011320131 2013120142 20142 532011516 3020037 20033 19818199510 199511199910 19991020008 20008200112 102
2013H 2010820123 20021 20073 20123 2013326 622011516 3019772 199411 1993220135 199512 600016019882013822 5 11 56199511199711 25 1619837 199961994 419838 1988111988111995 11 199511199711 20101220115 2010120113 20108 20113 103
2013H 5119963199711 30 1620041 20067 19897 1982619882 1988319963 19963199711 20081020118 20113 401998720123 15 1119957 1998720036 19974 200011 1998720013 200132003102003 10200552005520071 2007120132 2007720108201012011 12010120128 20108 20113IT20115 104
2013H 5020111020123 15 111985719917 1985719969 1998919998 19998201110 482009520123 20 1986719933 1993419943 Credit Suisse First BostonCredit Suisse Group AG 1994419983Deutsche Genossenschaftsbank AGDeutsche Zentral-Genossenschaftbank AG1998419999 J.P. Morgan199910 20093Nikko (Citi) Asset Management Co., Ltd. 20074200942009 520123 IT 4820138 1993621 1993719978 199792002 102002 1020138 105
2013H 59199820055 201111 20103 20133 16 199882000320003 200482003520054 200712008320037 2010620115 19887 1993619971 19997 1998620026 19721219987 2000720116 20111 201311 531994820107 20115 25 1619846 1994119937 1984819908 106
2013H 1990819925 199251993319933 19947 19948199631996319989 1998920048 200162011220053 2006620081020113 561994820077 2516 19829 198810 19921219934 1988719918 1991819947 1994819963 1996319984 19984200172001720077 20034 2010620065 20095 600836 107
2013H 501998 2019921998 19981999 199920082008 201089 2010113 2010310 5019971020123 IT 1619887 1995719971019981 1998120003 200032000122000122006 52006520132 20071120093 6119919199112 2019997 20023 199212 1968319899 1990319919 1991919946 1994619981220065 20081019981220131 2013123 108
2013H 2,545 109
2013H 2013326 20135272012 20131231172 8 7 2013123 2013326 20135272012 2013822 201310162013 110
2013H 20131231114 7 2013123 2013822 2013123112 47120138 111
2013H 5,226 1,808 7,034 0 204 488 4,328 118 128 387 495 389 171 326 7,034 117 1,442 4,215 1,260 7,034 112
2013H 7,0345,226 1,808 2013 18 1,60483596 2226,99146 2,467126,99523.67 2014 113
2013H 752,640 12,561,436.74 114
2013H 2013 [2009]2[2009]302 175 104,836 4,669 95553 2013 115
2013H [2012]41 [2012]37 [2012]145 116
2013H 285 2522 228 2009 2009 2011 [2011]30 (a) (b) (c) (d) (e) 117
2013H 20135272012 1020122012 201220122012 2013 8<> http://www.sse.com.cn http://www.hkexnews.hkhttp://www.htsec.com 2013528 2013101620131 6 AH http://www.sse.com.cnhttp://www.hkexnews.hk http://www.htsec.com 20131017 118
2013H 3.10(1)(2)3.10(A) 3.13 3 119
2013H 8 8 2 0 0 2 8 8 2 0 0 0 2 2 0 0 0 0 8 8 2 0 0 2 8 8 2 0 0 2 8 7 2 1 0 2 8 8 2 0 0 2 8 7 2 1 0 2 8 8 3 0 0 2 8 8 4 0 0 1 8 7 5 1 0 1 8 7 4 1 0 0 8 7 3 1 0 2 8 7 2 1 0 0 8 8 2 0 0 1 8 7 4 1 0 1 8 8 4 0 0 2 5 5 3 0 0 1 8 2 2 4 2 120
2013H 8 1 2013123 2013 2 20133262012 20122012 2012H2012 2012 201220122012 2012 <> 2012 3 2013424 2013 4 2013530 5 2013822 20132013 121
2013H AH 2013 6 2013925 7 20131016 8 20131029 2013 2014328 2013 122
2013H 1 2 3 4 123
2013H 5 20131029 2 124
2013H 2013911 24 2013626 5 26 2013725 4 2013218 4 201341 4 2013716 4 2013924 4 20131115 4 20131211 4 20136 2 201310 1 125
2013H 1 2 3 4 2013326 1 126
2013H 2 20133222013 2012 20122012 20138212013 20132013 2/2 2/2 2/2 2/2 2/2 2 127
2013H 20132013 5 20131152013 2012 2012 20133222013 2012 2013 2012 20122012 20134232013 2013 20138212013 2013(A+H) 2013 2013(A+H) 201310282013 2013 128
2013H 5/5 5/5 5/5 4/5 5/5 4/5 4/5 3 2 20133252013 129
2013H 20138212013 AH 2/2 1/1 2/2 2/2 2/2 1/1 4 130
2013H 2 20133252013 20122013 2012 20138212013 2/2 2/2 2/2 2/2 1/1 2/2 2/2 1/1 131
2013H 5 4 0 1 0 2 2 0 0 0 5 5 0 0 0 5 5 0 0 0 5 4 0 1 0 5 3 1 1 0 1 1 0 0 0 5 4 1 0 0 5 1 2 2 0 5 5 0 0 0 5 5 0 0 0 2 2 0 0 0 4 4 0 0 0 5 1 2013123 2 20133262012 20122012 2012 3 20134242013 132
2013H 4 20138222013 2013 5 201310292013 1 2 133
2013H 3 4 5 134
2013H 3.2920131231 15 2013 1231 135
2013H 20131231 www.htsec.com 7075 136
2013H 2013 A H e 700 2013527 2013822201396 137
2013H 201312 31 138
2013H 1 201312 2 139
2013H 140
2013H 141
2013H 201312312013 142
2013H 2014 2014 2014328www.sse.com.cnwww.htsec.com 143
2013H 2013H 144
2013H H 145
2013H 0 38 16 1 1 2 [2013]173 201378 2 1 20121129 2013523 [2012]510 2 442 201378 20131128 [2013]173 3 201378 20131128 [2013]173 4 4 201378 20131128 [2013]173 5 299 201378 20131128 [2013]173 6 9030 201378 20131128 A1208 [2013]173 146
2013H 7 24 201378 20131128 [2013]173 8 201378 20131128 [2013]173 1 16 9 201378 20131129 2-4a#2-4b# [2013]173 10 201378 20131129 419421 [2013]173 11 201378 20131129 244 [2013]173 12 45 201378 2013125 [2013]173 13 201378 2013125 [2013]173 14 201378 2013125 652-1 [2013]173 15 123 201378 2013125 [2013]173 147
2013H 16 201378 2013125 1533 [2013]173 17 201378 2013125 5086 [2013]173 18 201378 2013125 7 [2013]173 19 201378 20131217 53 [2013]173 20 9 201378 20131216 [2013]173 21 48-3 201378 20131216 [2013]173 22 64 201378 20131217 [2013]173 23 201378 20131219 636567 [2013]173 24 55 201378 20131217 [2013]173 25 201378 20131217 168107 [2013]173 148
2013H 26 96 201378 20131217 [2013]173 27 1250 201378 20131216 [2013]173 28 201378 20131223 395 [2013]173 3 29 201378 20131223 204-206108 [2013]173 30 201378 20131223 265 [2013]173 31 160 201378 20131223 [2013]173 32 63 201378 20131223 [2013]173 33 22992 201378 20131223 [2013]173 34 310 201378 20131223 [2013]173 35 28 201378 20131224 A1009-A1012 [2013]173 36 123 201378 20131224 [2013]173 149
2013H 37 201378 20131224 Aa2-11Aa2-13 [2013]173 38 1 201378 20131224 213 [2013]173 3 1 235 2013227 2 169 2013227 12 3 259 2013227 4 2013327 126 5 2013515 16 6 1821 2013523 3 7 2013821 150
2013H 8 2013829 75 9 31 201393 10 2013910 168 11 1601-1613 2013910 102125335-345 12 363 2013917 13 758 20131022 14 20131025 45 B 15 780 20131216 16 678 20131228 1-3 151
2013H 1 20132 [2013]6 2 20133 [2013]3 3 20133 [2013]22 4 20133 [2013]15 5 20133 [2013]7 6 20133 [2013]20 7 20133 [2013]71 8 20134 [2013]32 152
2013H 9 20134 [2013]84 10 20134 [2013]15 11 20134 [2013]145 12 20135 [2013]100 13 20136 [2013]137 14 20136 [2013]142 15 20138 [2013]32 16 20138 [2013]15 153
2013H 17 20139 [2013]66 18 201310 [2013]129 19 201310 [2013]283 20 201310 [2013]21 21 201310 [2013]90 22 201310 [2013]91 23 201310 [2013]265 24 201310 [2013]266 154
2013H 25 201310 [2013]267 26 201310 [2013]268 27 201310 [2013]94 28 201310 [2013]20 29 201310 [2013]156 30 201310 [2013]21 31 201311 [2013]302 32 201311 [2013]181 155
2013H 33 201311 [2013]182 34 201311 [2013]28 35 201311 [2013]96 36 201311 [2013]61 37 201311 [2013]161 38 201311 [2013]62 39 201311 [2013]144 40 201311 [2013]42 156
2013H 41 201311 [2013]315 42 201311 [2013]43 43 201311 [2013]44 44 201311 [2013]316 45 201311 [2013]564 46 201311 [2013]565 47 201311 [2013]566 48 201311 [2013]567 157
2013H 49 201311 [2013]49 50 201311 [2013]50 51 201311 [2013]576 52 201311 [2013]577 53 201311 [2013]155 54 201312 [2013]601 55 201312 [2013]609 56 201312 [2013]610 158
2013H 57 201312 [2013]161 58 201312 [2013]162 59 201312 [2013]90 60 201312 [2013]180 61 201312 [2013]200 62 201312 [2013]103 63 201312 [2013]94 159
2013H 2013916 [2013]220 2013715 [2013]180 2013929 [2013]741 20131016 00132029 20131212 2013 [2013]204 20131219 [2013]959 160
2013H 20131227 [2013]1643 2013AA 161
2013H IT PE (FICC) 162
2013H 24240 1 28520 2009 2 138 2009 3 1881218 2009 4 8849 2009 5 89 2009 6 56608 2009 7 99-9 2009 8 15710 2009 9 2 2009 10 262 2010 11 4550 2011 12 974 2011 13 92 2011 14 162 2011 15 6614 2011 16 166 2011 17 15 2011 18 12 2011 19 364 2011 20 2781#3 2011 21 183 2012 22 6186 2012 23 1110 2012 24 2 2012 163
2013H 1 71-2 2 146 3 1 4 2624 5 292 6 610171 2 7 44 8 9 302 9 8 10 66 301302A 11 63 12 56 13 19 14 113 15 278 1#3 16 98-103 17 18 6 15B05 19 28 20 19 21 744 22 376 23 2070 24 157 25 9 26 34 27 22 28 29 3 30 B3 31 60 164
2013H 32 195 B 33 13-16 34 89903-906 35 205 36 37 18A1 8 38 1812 39 273-1 40 44 41 3 42 66 43 44 15 45 22 46 2 47 215 48 13 49 345 50 16 51 6 52 126 53 184 54 29 55 47 56 163 57 240 58 69 59 77 60 99-5 61 200 62 40 63 111 64 65 2 66 27 165
2013H 67 81 68 8 69 258 70 71 110 72 75 73 168 74 115 75 76 75 77 65 78 101 79 7 80 1 81 98 82 81345 83 6 84 42 85 369 86 9 87 235 88 16 89 9013 90 A6 91 2 92 259 93 6 94 61856 95 137 96 2 604-607 97 2 98 550 99 281 100 104 101 2853 102 20 103 16 166
2013H 104 14 105 50145 106 79 107 85-7 108 188 109 88 110 31 111 315 112 1008 113 68 114 69 115 12 116 53 117 5 118 97 119 120 251-4 121 90 122 49-19 123 91 124 1-48-6 125 364 126 9 127 039 128 25 129 15 130 20 131 25 132 10 133 2 134 164 135 1251 136 69 137 140 138 111 139 1B 140 386 141 92 142 188 143 11 11100220102 167
2013H 144 13 145 41 146 16912 147 3007 148 2 149 681 150 381 151 46 152 293 153 11 154 351 155 420 156 758 157 263-265 158 38 159 619 160 233 161 18213 162 26 163 137 164 1601-1613 102125335-345 165 1059 166 117 167 112311613 168 2853 169 363 170 181 171 3703 172 950326 173 3255 174 1715678 175 780 176 3B 168
2013H 177 45 B 178 5 179 202 180 2068320 181 8801-805806A810A811812 182 96 183 313483 184 66 185 18 186 359 187 618 188 100 189 162 190 46-2 191 138 192 208 193 49 194 158 195 89 196 117 197 78711 198 148 199 850852 200 389 201 9 202 152 203 1106 204 442 205 4 206 207 299 208 9030A1208 169
2013H 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 24 116 2-4a#2-4b# 419421 244 45 652-1 123 1533 5086 7 53 9 48-3 64 636567 55 168107 96 170
2013H 229 230 231 232 233 234 235 236 237 238 239 240 1250 395 3 204-206108 265 160 63 22992 310 28A1009-A1012 123 Aa2-11Aa2-13 1213 171
2013H 174312 2013123120131231 2013 172
2013H 2013 1231 2014328 173
2013H 20131231 2013 2012 5 6,751,188 5,209,672 6 3,670,965 2,878,805 7 2,150,038 2,404,312 12,572,191 10,492,789 8 230,543 250,558 12,802,734 10,743,347 9 (307,319) (316,841) 10 (2,621,465) (2,142,298) (334,496) (259,035) 11 (514,208) (569,299) 12 (1,484,370) (704,404) (2,203,068) (2,690,098) (7,464,926) (6,681,975) 116,940 65,866 13 5,454,748 4,127,238 14 (1,173,754) (874,980) 4,280,994 3,252,258 4,035,024 3,037,542 245,970 214,716 4,280,994 3,252,258 15 0.42 0.33 15 0.42 0.33 174
2013H 20131231 2013 2012 4,280,994 3,252,258 521,940 (58,365) (387,941) 862,530 (25,392) (198,232) 5,299 (11,596) 113,906 594,337 (194,588) 1,023 (80,682) 595,360 4,200,312 3,847,618 3,970,608 3,631,812 229,704 215,806 4,200,312 3,847,618 175
2013H 20131231 2013 2012 1231 1231 16 1,171,604 1,134,459 17 86,814 90,143 18 623,072 642,398 19 256,125 289,243 23 2,231,269 1,727,890 25 4,720,906 3,202,231 26 1,829,199 1,278,302 27 353,349 651,858 53 430,935 369,606 37 349,231 320,586 28 90,735 93,651 29 934,200 13,077,439 9,800,367 29 26,531,096 11,338,687 30 1,647,258 1,113,355 31 1,889,348 1,205,234 25 4,951,872 7,427,046 26 2,086,056 1,894,100 27 281,613 4,861 33 9,036,993 2,234,569 34 47,590,047 32,418,247 35 3,693,835 3,995,291 36 5,751,053 3,050,106 37 52,586,993 52,000,241 156,046,164 116,681,737 169,123,603 126,482,104 39 5,796,395 8,626,314 40 3,000,000 41 1,120,000 2,150,000 42 40,429,567 36,956,823 43 3,295,497 1,904,464 44 2,740 3,143 395,277 85,471 46 6,506,512 134,769 47 26,111,914 16,040,561 86,657,902 65,901,545 69,388,262 50,780,192 82,465,701 60,580,559 176
2013H 20131231 2013 2012 1231 1231 48 9,584,721 9,584,721 32,383,071 32,376,205 163,065 63,963 (413,634) (250,116) 51 7,779,881 6,740,034 12,009,887 10,164,876 61,506,991 58,679,683 2,598,167 1,750,913 64,105,158 60,430,596 53 85,586 149,963 54 17,939,628 47 335,329 18,360,543 149,963 82,465,701 60,580,559 1743122014328 177
2013H 20131231 2013 2012 1231 1231 16 1,082,958 1,051,205 17 86,814 90,143 19 153,047 157,957 21 14,083,380 14,033,130 23 92,907 92,907 25 4,978,569 342,353 53 324,914 317,951 28 58,893 78,960 20,861,482 16,164,606 29 19,517,300 6,392,950 30 12,227 31 1,400,354 742,887 32 251,724 92,557 25 3,551,083 6,627,608 26 200,000 33 7,657,922 1,464,969 34 37,525,338 30,631,856 35 1,074,449 1,607,943 36 4,365,643 2,211,644 37 32,586,853 42,286,922 107,942,893 92,259,336 128,804,375 108,423,942 178
2013H 20131231 2013 2012 1231 1231 39 5,000,000 40 3,000,000 41 1,120,000 2,150,000 42 26,114,368 26,410,332 43 1,600,429 906,380 32 121,930 11,100 44 2,740 3,143 271,442 134 46 46,421 47 24,434,718 16,040,561 56,712,048 50,521,650 51,230,845 41,737,686 72,092,327 57,902,292 48 9,584,721 9,584,721 49 32,472,480 32,472,480 50 55,424 35,470 51 7,779,880 6,740,034 52 10,204,761 8,956,105 60,097,266 57,788,810 53 38,645 113,482 54 11,956,416 11,995,061 113,482 72,092,327 57,902,292 179
2013H 20131231 a 51 201311() 9,584,721 32,376,205 66,111 (250,116) 6,740,034 10,162,728 58,679,683 1,745,511 5,402 1,750,913 60,430,596 (2,148) 2,148 201311() 9,584,721 32,376,205 63,963 (250,116) 6,740,034 10,164,876 58,679,683 1,745,511 5,402 1,750,913 60,430,596 4,035,024 4,035,024 245,970 245,970 4,280,994 99,102 (163,518) (64,416) (16,266) (16,266) (80,682) 99,102 (163,518) 4,035,024 3,970,608 229,704 229,704 4,200,312 (10,981) (10,981) (83,996) (83,996) (94,977) 1,039,847 (1,039,847) 825,285 825,285 825,285 c 17,847 17,847 7,548 7,548 25,395 57 (1,150,166) (1,150,166) (131,287) (131,287) (1,281,453) 20131231 9,584,721 32,383,071 163,065 (413,634) 7,779,881 12,009,887 61,506,991 2,592,765 5,402 2,598,167 64,105,158 201211() 8,227,821 22,493,436 (545,232) (250,809) 5,929,525 9,187,634 45,042,375 1,562,865 5,402 1,568,267 46,610,642 15,618 (15,618) 201211() 8,227,821 22,493,436 (529,614) (250,809) 5,929,525 9,172,016 45,042,375 1,562,865 5,402 1,568,267 46,610,642 3,037,542 3,037,542 214,716 214,716 3,252,258 593,577 693 594,270 1,090 1,090 595,360 593,577 693 3,037,542 3,631,812 215,806 215,806 3,847,618 1,294 1,294 (7,735) (7,735) (6,441) b 1,356,900 10,330,669 11,687,569 11,687,569 (449,194) (449,194) (449,194) 810,509 (810,509) 80,395 80,395 80,395 57 (1,234,173) (1,234,173) (105,820) (105,820) (1,339,993) 20121231 9,584,721 32,376,205 63,963 (250,116) 6,740,034 10,164,876 58,679,683 1,745,511 5,402 1,750,913 60,430,596 (a) (i)(ii) (b) 20121,356,900,000H 10.60 (c) 20137187.76 100%201310102.32105% 54 180
2013H 20131231 2013 2012 5,454,748 4,127,238 1,484,370 704,404 (116,940) (65,866) 307,319 316,841 (20,166) (24,001) (419,250) (102,850) 8,478 3,218 53,636 (90,676) (768,831) (252,792) 1,165 865,218 5,984,529 5,480,734 330,819 (1,826,227) (16,126,609) (4,876,010) (833,862) (1,087,364) (6,802,424) (1,587,669) (15,171,801) (11,590,676) (28,645) 6,133 (4,396,285) 2,098,457 4,619,196 (938,440) 6,371,743 380,846 10,406,682 6,516,027 (1,030,000) 2,150,000 (403) 2,895 (16,677,060) (5,271,294) (1,015,046) (1,182,273) (1,149,715) (666,360) (18,841,821) (7,119,927) 181
2013H 20131231 2013 2012 49,995 52,495 (328,475) (230,296) 8,521 12,709 (431,134) (800,000) 1,892,488 (1,836,298) (632,298) (3,568,588) 559,097 (6,369,978) (1,257,727) (1,369,034) (87,309) (4,811) H 11,278,328 661,153 80,395 2,170,081 1,106,584 (123,742) (26,124) 802,159 (27,932) 20,462,805 (122,329) (5,384) 19,416 1,429,147 22,491,191 12,493,485 4,208,467 (996,420) 16,361,970 17,267,139 (197,831) 91,251 38 20,372,606 16,361,970 (1,306,773) (692,484) 182
2013H 20131231 1. 198819949 200112 20021 20076 72012427 H 689 2. 201311 7 101112 10 11 12 13 19 2011 27 2011 28 2011 1 32 36 20092011 183
2013H 20131231 2. 327 32 322 7 66 1011 12272011 28201110 1112 10 1027 12 1010 (a)(b) (c) 10 184
2013H 20131231 2. 10 1020131110 10 102012201211 2 11 11 11 11 28201311 232013 2012 12 12 4,21,22,2324 185
2013H 20131231 2. 13 13 132 17 13 13 132012201365 1 1 1 1 1(1) (2) 1 186
2013H 20131231 2. 20092011 200920111 11032 201211201211 120092011 36 36 36 (CGU) CGU 1020121231 20121120121231 201211 201211 20121231 187
2013H 20131231 2. 10 2012 (3,508) 2,070 1,623 17,581 17,766 17,766 17,766 188
2013H 20131231 2. 103220121231 2012 1231 2012 1231 3,353,761 (151,530) 3,202,231 1 1,574,594 (369,360) 1,205,234 2,193,569 41,000 2,234,569 32,195,783 222,464 32,418,247 3,994,752 539 3,995,291 3,045,330 4,776 3,050,106 51,991,465 8,776 52,000,241 1,897,509 6,955 1,904,464 1 385,059 (250,290) 134,769 1 45ii 32 2 2012 201212312012 3 189
2013H 20131231 2. 20102012 4 20112013 2 9 3 9 7 9 3 10,12,27 1 19 2 39 1 14 5 21 1 1 201411 2 201471 3 9 4 201471 5 201611 20102012 20102012 212 2201471 3 939 3201471 81 2 190
2013H 20131231 2. 20102012 1313 399 1638 24 20102012 20112013 20112013 3 13 399 32 191
2013H 20131231 2. 20112013 40403 (a) 40 (b) 3 20112013 9 200992010 9 9 939 9 9 39 192
2013H 20131231 2. 20112013 9201511 9 101227 10 10 1227 101227201411 193
2013H 20131231 2. 19 19 19 39 39 39 21 21 21 194
2013H 20131231 3. 4 2 17 236 195
2013H 20131231 3. 196
2013H 20131231 3. (1) (2) 39 12 19 2 5 197
2013H 20131231 3. 3937 198
2013H 20131231 3. 199
2013H 20131231 3. 3936 36 39 200
2013H 20131231 3. 201
2013H 20131231 3. 35% 3040 310% 511 310% 58 310% 35 0% 135 202
2013H 20131231 3. 310 550 203
2013H 20131231 3. 204
2013H 20131231 3. 205
2013H 20131231 3. 206
2013H 20131231 3. 207
2013H 20131231 3. (1) (2) (3) 208
2013H 20131231 3. 209
2013H 20131231 3. 210
2013H 20131231 3. 211
2013H 20131231 3. (a) (b) 212
2013H 20131231 3. 213
2013H 20131231 3. 3 (i) (ii) 214
2013H 20131231 3. (iii) (iv) (v) 215
2013H 20131231 3. 216
2013H 20131231 4. 3 20 217
2013H 4. 20131231 14 1)2) 3) 218
2013H 20131231 5. 2013 2012 4,228,623 2,894,924 461,784 466,497 572,516 175,615 736,777 798,645 731,324 858,329 4,842 5,329 15,322 10,333 6,751,188 5,209,672 6. 2013 2012 1,725,097 2,036,036 1,429,779 727,680 411,585 64,042 102,317 50,858 2,187 189 3,670,965 2,878,805 195,600 2012 34,586 219
2013H 20131231 7. 2013 2012 768,831 256,080 1,980,963 1,599,981 (971,274) 476,654 53,516 11,449 318,002 60,148 2,150,038 2,404,312 8. 2013 2012 116,697 122,446 15,141 13,093 98,705 115,019 230,543 250,558 9. 2013 2012 243,302 254,615 3,329 3,329 60,185 58,394 503 503 307,319 316,841 220
2013H 20131231 10. 2013 2012 58: 2,122,618 1,708,695 232,808 205,574 266,039 228,029 2,621,465 2,142,298 11. 2013 2012 469,610 453,853 44,598 115,446 514,208 569,299 221
2013H 20131231 12. 2013 2012 108,234 26,574 128,363 106,621 848,274 433,090 103,988 120,950 139,498 17,158 152,392 3,621 11 1,484,370 704,404 66,992 201245,683 13. 2013 2012 10,356 7,968 5,250 4,950 1,060 410 4,046 2,608 1,165 865,218 (20,166) (24,001) 8,478 3,218 53,636 (90,676) 281,873 262,307 222
2013H 20131231 14. 2013 2012 1,255,647 833,782 66,322 38,927 1,321,969 872,709 9,162 (16,367) (6,688) (4,569) 2,474 (20,936) (150,689) 23,207 1,173,754 874,980 200811 25% 16.5% 223
2013H 20131231 14. 2013 2012 5,454,748 4,127,238 25% 1,363,687 1,031,810 (41,233) (16,469) 50,844 31,945 (161,962) (135,270) 2,474 (20,936) (34,122) (18,703) (5,934) 2,603 1,173,754 874,980 201320121231 177142 224
2013H 20131231 15. 2013 1231 2012 1231 4,035,024 3,037,542 ii 10,673 ii (8,021) 4,037,676 3,037,542 (2012i 9,584,721 9,121,796 0.42 0.33 0.42 0.33 (i) 20121231H (ii) 2013718201310107.762.32 544 2013 2013 225
2013H 20131231 16. 201311 870,063 589,132 717,244 155,235 144,877 4,945 2,481,496 142,024 25,285 86,808 15,009 8,808 14,340 292,274 (77) (73,981) (5,230) (24,165) (103,453) 13,057 53 1,735 (14,845) 20131231 1,012,010 627,474 730,124 165,014 131,255 4,440 2,670,317 201311 245,956 381,335 515,160 88,193 86,015 1,316,659 32,421 86,590 85,488 20,898 17,905 243,302 (30) (65,218) (4,816) (21,566) (91,630) 20131231 278,347 467,925 535,430 104,275 82,354 1,468,331 201311 20131231 30,382 30,382 20131231 703,281 159,549 194,694 60,739 48,901 4,440 1,171,604 226
2013H 20131231 16. 201211 830,245 537,375 752,064 144,519 142,425 11,602 2,418,230 46,242 45,446 77,725 17,901 9,823 26,526 223,663 (6,424) (15,123) (120,961) (7,185) (10,704) (160,397) 21,434 8,416 3,333 (33,183) 20121231 870,063 589,132 717,244 155,235 144,877 4,945 2,481,496 201211 224,098 309,609 522,899 75,740 78,365 1,210,711 24,844 86,849 106,341 19,058 17,523 254,615 (2,986) (15,123) (114,084) (6,605) (9,873) (148,671) 20121231 245,956 381,335 515,156 88,193 86,015 1,316,655 201211 20121231 30,382 30,382 20121231 593,725 207,797 202,088 67,042 58,862 4,945 1,134,459 2013 1231 2012 1231 (1050 1,415 1,522 50 701,866 592,203 703,281 593,725 227
2013H 20131231 16. 201311 864,585 495,453 640,297 133,440 120,723 4,945 2,259,443 142,024 14,792 68,987 10,478 4,479 13,243 254,003 (70,842) (4,860) (6,795) (82,497) 12,860 53 1,735 (14,648) 20131231 1,006,609 523,105 638,495 139,058 120,142 3,540 2,430,949 201311 245,583 309,286 471,090 79,512 72,385 1,177,856 32,230 75,919 72,382 17,404 14,598 212,533 (62,214) (4,615) (5,951) (72,780) 20131231 277,813 385,205 481,258 92,301 81,032 1,317,609 201311 20131231 30,382 30,382 20131231 698,414 137,900 157,237 46,757 39,110 3,540 1,082,958 228
2013H 20131231 16. 201211 824,767 437,892 688,365 129,050 119,554 11,602 2,211,230 46,242 36,165 64,000 10,875 4,605 26,526 188,413 (6,424) (37) (120,485) (6,485) (6,769) (140,200) 21,433 8,417 3,333 (33,183) 20121231 864,585 495,453 640,297 133,440 120,723 4,945 2,259,443 201211 223,918 234,465 490,536 70,089 64,761 1,083,769 24,651 74,821 94,162 15,714 13,873 223,221 (2,986) (113,608) (6,291) (6,249) (129,134) 20121231 245,583 309,286 471,090 79,512 72,385 1,177,856 201211 20121231 30,382 30,382 20121231 588,620 186,167 169,207 53,928 48,338 4,945 1,051,205 2013123120121231 44,1464,146 229
2013H 20131231 17. 2013 1231 2012 1231 120,094 120,094 120,094 120,094 29,951 26,622 3,329 3,329 33,280 29,951 86,814 90,143 2013123120121231 227,616293,050 353% 18. 2013 1231 2012 1231 642,398 642,280 (19,326) 118 623,072 642,398 20 230
2013H 20131231 19. 201311 220,778 362,696 50,183 2,041 635,698 30,101 161 30,262 (161) (13,208) (29) (13,398) 841 (841) 20131231 220,617 380,430 50,154 1,361 652,562 201311 118,400 198,075 29,980 346,455 57,296 2,889 60,185 (10,181) (22) (10,203) 20131231 118,400 245,190 32,847 396,437 20131231 102,217 135,240 17,307 1,361 256,125 201211 221,378 321,816 49,230 5,630 598,054 37,571 1,154 841 39,566 (600) (1,121) (201) (1,922) 4,430 (4,430) 20121231 220,778 362,696 50,183 2,041 635,698 201211 119,000 144,389 26,638 290,027 54,852 3,542 58,394 (600) (1,166) (200) (1,966) 20121231 118,400 198,075 29,980 346,455 231 20121231 102,378 164,621 20,203 2,041 289,243
2013H 20131231 19. 201311 215,420 147,074 48,182 1,825 412,501 21,905 161 22,066 (6,541) (22) (6,563) 625 (625) 20131231 215,420 163,063 48,160 1,361 428,004 201311 118,400 107,382 28,762 254,544 24,063 2,709 26,772 (6,337) (22) (6,359) 20131231 118,400 125,108 31,449 274,957 20131231 97,020 37,955 16,711 1,361 153,047 201211 216,020 124,117 47,229 5,630 392,996 26,271 1,154 625 28,050 (600) (7,744) (201) (8,545) 4,430 (4,430) 20121231 215,420 147,074 48,182 1,825 412,501 201211 119,000 89,219 25,624 233,843 22,215 3,338 25,553 (600) (4,052) (200) (4,852) 20121231 118,400 107,382 28,762 254,544 20121231 97,020 39,692 19,420 1,825 157,957 232
2013H 20131231 19. 20. 18 AB 2013123120121231 2013 1231 2012 1231 A 5,896 5,896 B 617,176 636,502 623,072 642,398 2013123120121231 AB 2013123120121231AB 8.0%4.4%8.0%5.5% AB 233
2013H 20. 20131231 20131231 20121231 21. 2013 1231 2012 1231 14,083,380 14,033,130 234
2013H 20131231 21. 1231 2013 2012 51% 51% 150,000,000 67% 67% 100,000,000 100% 100% 5,750,000,000 100% 100% 4,000,000,000 66.667% 66.667% 1,000,000,000 71.76% 69.98% 91,534,271 100% 100% 3,000,000,000 100% 100% 1,000,000,000 235
2013H 20131231 21. 20128164.25 8.5 20137187.76100% 201310102.32105% 54 20143132.5 60 31/12/2013 31/12/2012 31/12/2013 31/12/2012 31/12/2013 31/12/2012 28.24% 30.02% 121,710 72,652 1,092,261 796,839 2013 1231 2012 1231 21,004,296 10,851,464 2,140,825 1,009,732 18,169,906 9,202,544 1,106,765 15,406 3,868,450 2,643,246 1,092,261 796,839 236
2013H 20131231 21. 2013 1231 2012 1231 1,308,899 956,069 (892,067) (717,175) 416,832 238,894 39,894 (2,003) 456,726 236,891 132,028 72,046 41,491 22,336 (1,117,566) 318,179 1,606,958 (74,220) (473,520) (676,470) 15,872 (432,511) 22. 2013201212312013 20121231 2013123120121231 694,373151,529 237
2013H 20131231 23. 2013 1231 2012 1231 1,873,265 1,564,207 224,011 163,683 122,076 11,917 2,231,269 1,727,890 2013 1231 2012 1231 92,907 92,907 238
2013H 20131231 23. 1231 2013 2012 Haitong-AC Asian Special Opportunities Fund 44% 27.775% 27.775% ^ 65.00% 65.00% 37.50% 37.50% 37.00% 37.00% 42.83% 44.37% 21.71% Trinitus Asset Management Limited Hong Kong 20% Diamond Head Capital International, Ltd Class E Cayman Islands 31.43% 239
2013H 20131231 23. ^ 2013 1231 2012 1231 1,384,604 1,217,063 286,982 236,026 1,097,622 981,037 1,042,807 893,216 289,794 269,707 296,585 275,780 2013 1231 2012 1231 1,097,622 981,037 27.775% 27.775% 1,503 4,511 306,368 276,994 240
2013H 20131231 23. 2013 1231 2012 1231 1,789,914 1,695,134 1,789,914 1,695,134 80,858 9,071 30,886 (4,866) 30,886 (4,866) 2013 1231 2012 1231 1,789,914 1,695,134 42.83% 44.37% 46,722 45,865 813,342 797,996 2013 2012 23,308 (7,042) 3,413 (9,910) 26,721 (16,952) 1,111,559 652,900 241
2013H 20131231 24. 22 2013123120121231 6527 25. 2013 1231 2012 1231 1,579,670 2,251,859 4,460,217 6,615,504 1,095,378 1,296,724 (iv) 2,537,513 465,190 9,672,778 10,629,277 12,088 6,767 3,471,268 5,858,786 6,189,422 4,763,724 9,672,778 10,629,277 (ii) 1,835,251 3,934,431 (i) 2,624,966 2,681,073 4,460,217 6,615,504 4,951,872 7,427,046 4,720,906 3,202,231 9,672,778 10,629,277 242
2013H 20131231 25. 2013 1231 2012 1231 v 5,392,885 2,251,859 1,806,211 3,892,167 260,382 587,771 iv 1,070,174 238,164 8,529,652 6,969,961 3,288,206 5,721,344 5,241,446 1,248,617 8,529,652 6,969,961 (iii) 1,711,032 3,796,988 (i) 95,179 95,179 1,806,211 3,892,167 3,551,083 6,627,608 4,978,569 342,353 8,529,652 6,969,961 i ii 2013123120121231263,587 974,484 243
2013H 20131231 25. iii 2013123120121231151,456 926,184 iv v 20131231 3,813,215 20120 2013123120121231 294,226661,409 1,350,3251,885,653 42 26. 2013 1231 2012 1231 2,013,300 1,641,300 877,756 1,431,100 1,024,199 100,002 3,915,255 3,172,402 2,086,056 1,894,100 1,829,199 1,278,302 3,915,255 3,172,402 244
2013H 20131231 26. 2013 1231 2012 1231 200,000 200,000 27. 2013 1231 2012 1231 634,962 656,719 281,613 4,861 353,349 651,858 634,962 656,719 20131231636,386 2012 682,213 20131231 2.95%-13.75%2012 2.95%-13.5% 245
2013H 20131231 28. 2013 1231 2012 1231 33,485 6,500 1,181 1,216 4,557 7,311 6,786 4,353 28,715 57,757 16,011 16,514 90,735 93,651 2013 1231 2012 1231 33,485 6,500 9,397 55,947 16,011 16,513 58,893 78,960 29. 2013 1231 2012 1231 i 25,759,839 10,203,213 ii 1,706,571 1,135,474 i 1,114 27,465,296 11,338,687 26,531,096 11,338,687 934,200 27,465,296 11,338,687 246
2013H 20131231 29. 2013 1231 2012 1231 i 19,518,414 6,392,950 1,114 19,517,300 6,392,950 19,517,300 6,392,950 i 2013123120121231 78,898,18839,241,260 2013123120121231 50,524,42318,657,832 ii 32012:12% 10%2%13%20121231 4%7%9% 247
2013H 20131231 30. 2013 1231 2012 1231 115,359 145,442 1,368,823 821,463 7,990 6,735 120,642 121,886 34,566 17,829 1,647,380 1,113,355 (122) 1,647,258 1,113,355 2013 1231 2012 1231 12,288 12,288 (61) 12,227 2013 1231 2012 1231 122 122 248
2013H 20131231 30. 2013 1231 2012 1231 61 61 2013 1231 2012 1231 1,618,954 1,084,554 15,597 11,873 8,023 13,953 4,684 2,975 1,647,258 1,113,355 2013 1231 2012 1231 12,227 12,227 249
2013H 20131231 31. 2013 1231 2012 1231 1,441,683 712,058 30,000 420 420 915,102 1,012,848 2,387,205 1,725,326 (497,857) (520,092) 1,889,348 1,205,234 2013 1231 2012 1231 1,142,697 628,525 30,000 420 420 724,965 624,633 1,898,082 1,253,578 (497,728) (510,691) 1,400,354 742,887 2013 1231 2012 1231 520,092 536,307 (20,288) (24,001) 7,448 7,786 (9,395) 497,857 520,092 250
2013H 20131231 31. 2013 1231 2012 1231 510,691 536,307 (20,399) (33,402) 7,448 7,786 (12) 497,728 510,691 550,000 20131231 65,105 2012123146,341 18,7642012123118,590 32. / / 251
2013H 20131231 33. 2013 1231 2012 1231 8,095,083 1,464,969 902,240 769,600 39,670 9,036,993 2,234,569 5,943,360 1,819,569 2,590,622 107,000 415,000 396,011 9,036,993 2,234,569 2013 1231 2012 1231 7,605,912 1,464,969 12,340 39,670 7,657,922 1,464,969 5,112,200 1,464,969 2,545,722 7,657,922 1,464,969 1 2013123120,993,516 2012 3,498,102 252
2013H 20131231 34. 2013 1231 2012 1231 32,207,768 17,935,540 6,940,629 7,359,125 8,394,003 7,091,716 47,647 31,866 47,590,047 32,418,247 210,048 7,944 31,906,580 17,042,982 i 15,473,419 15,367,321 47,590,047 32,418,247 2013 1231 2012 1231 24,453,808 17,380,761 6,247,544 6,879,298 6,823,986 6,357,090 14,707 37,525,338 30,631,856 25,886,437 16,458,696 11,638,901 14,173,160 37,525,338 30,631,856 (i) (ii) 20131231 46,596 20120 45 253
2013H 20131231 35. 2013 1231 2012 1231 68,973 15,344 48,576 418,883 117,549 434,227 854,953 1,124,119 447,736 334,245 284,600 229,077 1,801,083 1,776,497 10 3,388,372 3,463,948 11,730 66,379 11,951 164,233 30,737 3,693,835 3,995,291 254
2013H 20131231 35. 2013 1231 2012 1231 62,000 11,881 43,989 415,251 105,989 427,132 780,546 1,083,695 11,951 11,730 66,379 164,233 30,737 1,074,449 1,607,943 36. 2013 1231 2012 1231 1,563,201 822,243 4,187,852 2,227,863 5,751,053 3,050,106 2013 1231 2012 1231 1,464,096 817,467 2,901,547 1,394,177 4,365,643 2,211,644 255