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2014 Annual Report

10 10 2014 98,368 0.02

2 5 10 13 15 40 52 60 73 89 91 92 242 243 1

1997 H A 1996 56.52% 2004 60 2004 98.33% 2002 1999 81.31% 2002 10 99.89% 2002 95.14% 2009 2

2010 74.82% 2004 78% 2004 2012 6 2011 H 1.00 A 1.00, 10 H 3

4

49.184 2014 1.231 66 22.842 1998 8.5 H [ 276 50 H ] 0.8 A 2001 1 A 1.7 H 2004 2.04 H 2012 1050 2013 10 50 2014 50 50 325 14 1998 2001 2002 2004 2005 2006 2009 2010 2011 2012 2013 2014 2014 2014 250 5

6

7

Yanzhou Coal Mining Company Limited 298 (86 537) 538 2319 (86 537) 538 3311 yzc@yanzhoucoal.com.cn 298 (86 537) 538 2319 (86 537) 538 3311 yanzhoucoal@163.com 298 298 273500 http://www.yanzhoucoal.com.cn yzc@yanzhoucoal.com.cn http://www.sse.com.cn http://www.hkexnews.hk http://www.sec.gov A 600188 H 1171 ADR YZC 1998 2014 11 21 298 370000400001016 370883166122374 16612237-4 8 A 9 28 12 22 5 1 20 10 14 8

166 3 183 17 1712 1716 ADR The Bank of New York Mellon BNY Mellon Shareowner Services (P.O. BOX 30170 College Station, TX 77842-3170) 489 6 51 99 20 2008-12 (852) 2136 6185 (852) 3170 6606 9

2014 2013 (%) 1 72,596 73,800-1,204-1.63 66,890 66,995-105 -0.16 123,075 103,995 19,080 18.35 2 16,565 18,250-1,685-9.23 3 645 609 36 5.91 655 599 56 9.36 4 160,512 123,442 37,070 30.03 72,249 87,910-15,661-17.81 5 130 132-2 -1.52 9 5 4 80.00 1 2012 2014 2013 (%) 63,922,738 58,726,589 8.85 59,673,546 59,673,546 2,284,167 1,271,211 79.68 5,362,446 5,515,847 1,315,992 1,192,620 10.34 3,439,050 3,592,450 5,658,590 2,956,504 91.39 8,116,637 8,116,637 10

2014 2013 2012 12 31 12 31 12 31 (%) 131,135,198 125,699,474 4.32 120,750,835 97,504,129 87,495,747 83,142,427 5.24 73,132,480 54,638,796 39,198,678 38,980,486 0.56 44,366,929 42,199,149 2012 5 2013 1 1 2012 2 2012 2014 2013 (%) 0.46 0.26 76.92 1.09 1.12 0.46 0.26 76.92 1.09 1.12 0.26 0.24 8.33 0.7 0.73 (%) 5.89 2.98 2.91 11.29 12.56 3.39 2.80 0.59 7.24 8.18 (%) 1.15 0.60 91.67 1.65 1.65 2014 2013 2012 12 31 12 31 12 31 (%) 7.97 7.93 0.50 9.02 9.08 (%) 66.72 66.14 0.58 60.56 60.44 11

2,284,167 1,271,211 39,198,678 38,980,486 766,158 777,368 38,725,846 40,378,678 2014 2013 2012 1,694 15,155 12,059 235,082 168,770 71,599 147,993 1,294,345-62,188-80,953 35,572 3,702-934 1,888 (CVR) -18,314-241,223-79,423 434,848 56,707-16,680 454,711 1,175,061 36,689 1,222,480 188,098-2,663-701,364 986,964 39,532 1,923,844 968,175 78,591 1,923,396 1 2 2014 2013 2012 2011 12

2014 2014 7,260 651.231 66 22.842 2014 49.3% 8.0% 16.1% 60 13

2014 98,368 0.02 2015 2015 2015 2015 12,200 3,540 150 400 780 1,388 652 5,290 140 2015 2015 3 27 14

第四章 董事會報告 尹明德 總經理 一 管理層討論與分析 一 行業 產品或地區經營情況分析 1 主營業務分行業情況 2014年本集團實現營業收入639.227億元 其中煤炭業務實現收入585.394億元 佔本集團主營業務收 入的 91.6% 營業成本 比上年增減 % 營業成本 千元 58,539,353 46,548,357 20.48 7.52 12.55 373,617 251,139 32.78 18.41 18.94 1,195,458 862,074 27.89 3.44 2.07 4 電力業務 241,490 151,246 37.37 27.29 51.01 5 熱力業務 20,846 11,236 46.10 85.83 67.48 1 煤炭業務 2 鐵路運輸業務 3 煤化工業務 毛利率 % 營業收入 比上年增減 % 營業收入 千元 毛利率比 上年增減 減少3.56個 百分點 增加0.44個 百分點 增加0.97個 百分點 增加30.33個 百分點 增加5.91個 百分點 二零一四年年報 15

2 (1) 2014 7,260 120 1.6% 6,689 11 0.2% 2014 2014 2013 (%) 72,596 73,800-1,204-1.63 1 36,474 35,884 590 1.64 2 1,557 1,527 30 1.96 3 2,999 2,867 132 4.60 4 5,884 6,323-439 -6.94 5 20,000 21,111-1,111-5.26 6 5,682 6,088-406 -6.67 66,890 66,995-105 -0.16 1 36,429 35,810 619 1.73 2 1,544 1,510 34 2.25 3 2,997 2,392 605 25.29 4 5,879 6,319-440 -6.96 5 14,914 15,433-519 -3.36 6 5,127 5,531-404 -7.30 2014 6,855 290 4.4% 1.231 1,908 18.3% 2014 585.394 40.945 7.5% 16

2014 2014 2013 1 293 325 600.42 194,929 359 315 764.73 240,904 2 9,203 9,060 576.75 5,225,577 10,588 9,725 739.99 7,196,367 9,052 576.53 5,219,149 10,588 9,725 739.99 7,196,367 8 834.81 6,428 3 4,914 4,979 474.96 2,364,748 1,943 1,926 591.03 1,138,582 4,979 474.96 2,364,748 1,925 590.81 1,137,469 1 941.78 1,113 2,271 2,262 520.73 1,177,739 1,455 1,448 669.57 969,439 16,681 16,626 539.11 8,962,993 14,345 13,414 711.58 9,545,292 16,618 538.97 8,956,565 13,413 711.56 9,544,179 8 834.81 6,428 1 941.78 1,113 10,620 10,605 396.75 4,206,215 12,957 12,693 461.56 5,858,449 9,128 7,517 281.71 2,117,585 8,508 7,164 333.53 2,389,536 36,429 34,748 439.94 15,286,793 35,810 33,271 534.79 17,793,277 34,740 439.85 15,280,364 33,270 534.78 17,792,164 1,544 1,500 210.69 316,053 1,510 1,476 282.24 416,691 1,544 1,500 210.69 316,053 1,510 1,476 282.24 416,691 2,997 3,110 523.34 1,634,716 2,392 2,359 608.56 1,435,594 1 21 21 782.05 16,155 2 1,889 2,021 651.48 1,316,567 1,390 1,293 848.85 1,097,518 1,087 1,068 282.77 301,994 1,002 1,066 317.13 338,076 5,879 5,793 163.02 944,399 6,319 6,345 188.36 1,195,139 5,879 5,793 163.02 944,399 6,319 6,345 188.36 1,195,139 14,914 15,742 463.77 7,300,758 15,433 15,623 573.62 8,961,855 922 973 523.29 509,369 1,345 1,361 656.76 893,626 1,392 1,470 544.93 800,780 1,576 1,595 703.48 1,122,054 3,108 3,280 530.32 1,739,466 3,234 3,274 704.03 2,304,939 9,492 10,019 424.29 4,251,143 9,278 9,393 494.07 4,641,236 5,127 5,158 287.48 1,482,886 5,531 5,525 304.36 1,681,465 5,127 5,158 287.48 1,482,886 5,531 5,525 304.36 1,681,465 57,024 553.69 31,573,748 39,396 582.81 22,960,822 66,890 123,075 475.64 58,539,353 66,995 103,995 523.53 54,444,843 17

789,346-3,295,848 6,687-107,325 464,156-265,034-103,945-146,795 68,162-1,729,259-111,512-87,067 10,273,465-1,660,539 2014 2014 2013 106,234 51,454,822 85,683 45,317,509 90,202 44,511,936 71,411 39,268,734 464 192,114 340 139,725 7,612 2,610,549 8,833 2,981,253 7,956 4,140,223 5,099 2,927,797 2,639 1,217,261 1,952 1,225,697 4,389 2,121,363 3,634 2,164,439 4,442 1,211,927 6,405 2,130,591 5,371 2,533,981 6,321 3,606,607 123,075 58,539,353 103,995 54,444,843 18

2014 2014 2013 22,906 8,606,492 23,757 10,432,931 7,371 3,902,253 7,408 4,950,722 8,626 4,669,340 7,435 5,010,879 78,153 38,618,039 44,653 22,933,213 6,019 2,743,230 20,742 11,117,098 123,075 58,539,353 103,995 54,444,843 2014 465.484 51.921 12.6% 2014 2013 (%) 6,438,228 8,121,984-1,683,756-20.73 179.49 236.17-56.68-24.00 264,523 314,504-49,981-15.89 176.34 213.02-36.68-17.22 978,718 1,104,132-125,414-11.36 314.77 468.05-153.34-32.76 802,823 1,132,880-330,057-29.13 138.58 178.54-39.96-22.38 5,718,349 6,782,121-1,063,772-15.68 363.25 434.10-70.85-16.32 1,413,056 1,449,415-36,359-2.51 273.94 262.36 11.58 4.41 31,372,479 22,834,112 8,538,367 37.39 550.16 579.60-29.44-5.08 19

201464.382 16.838 20.7% 179.49 56.68 24.0% 3.12 6.15 7.72 36.34 2014 2.645 49,981 15.9% 176.34 36.68 17.2% 10.28 17.65 2013 10,20 13.352013 8 5 10 8.62 3.25 2014 8 18 15 2014 12 4.59 16.93 2014 9.787 1.254 11.4% 331.06 153.34 32.8% 16.49 44.05 20.36 21.09 19.44 20148.028 3.301 29.1% 138.58 39.96 22.4% 2014 2 15 13.50 23.15 2014 57.183 10.638 15.7% 363.25 70.85 16.3% 2.35 52.81 10.40 2014 313.725 85.384 37.4% 20

2014 170 5,700,333 8 74,335 19 510,986 32 345,354 52 172,186 10,695 281 6,813,889 1 2015 2 2015 3 2016 7 4 2018 5 NSWPAC 2016 6 NSWPAC (Land & Environment court) (2) 2014 1,656 169 9.2% 3.736 84,281 18.4% 2.511 58,667 18.9% (3) 2014 65 4 5.9% 66 6 9.4% 11.955 39,716 3.4% 8.621 17,154 2.1% 21

(4) 2014 2014 2013 (%) 2014 2013 (%) 1 90,117 99,281-9.23 30,364 86,912-65.06 2 25,750 24,161 6.58 1,399 998 40.20 3 44,645 40,486 2014 3 2014 11 2014 2013 (%) 2014 2013 (%) 1 133,795 329,839-59.44 100,495 304,434-66.99 2 3,174 2,286 38.84 7,073 4,320 63.73 3 104,521 43,678 (5) 2014 1309 20,846 11,236 3 2014 (%) 52,912,594 11.87 7,458,170-18.06 60,370,764 7.04 22

1 (%) 63,922,738 58,726,589 8.85 51,703,996 45,611,198 13.36 3,126,905 2,991,351 4.53 4,459,592 3,996,084 11.60 1,374,356 3,204,459-57.11 10,998 2,109,650-99.48 837,921 295,311 183.74 5,658,590 2,956,504 91.39-7,079,032-12,287,586 10,871,953 7,922,890 37.22 33,929 277,202-87.76 (1) 2014639.227 51.961 8.8% 56.313 86.129 23

2014 (%) 1 3,040,057 4.76 2 2,235,199 3.50 3 2,153,640 3.37 4 1,983,874 3.10 5 1,876,803 2.94 11,289,573 17.66 (2) 2014 517.040 60.928 13.4% 90% (%) (%) (%) 15,175,878 100.00 18,522,216 100.00-18.07 1 2,434,304 16.04 2,576,243 13.91-5.51 2 5,479,025 36.10 6,517,143 35.19-15.93 3 467,751 3.08 609,834 3.29-23.30 4 1,941,271 12.79 2,137,638 11.54-9.19 5 115,337 0.76 356,610 1.93-67.66 6 40,555 0.27 125,733 0.68-67.75 7 1,103,445 7.27 1,287,771 6.95-14.31 8 296,752 1.96 308,056 1.66-3.67 9 698,886 4.61 744,011 4.02-6.07 10 2,598,552 17.12 3,859,177 20.84-32.67 31,372,479 22,834,112 37.39 46,548,357 41,356,328 12.55 24

2014 (%) 1 2,569,787 6.89 2 1,564,470 4.19 3 1,453,014 3.89 4 1,342,471 3.60 5 Pacific National 1,132,406 3.04 8,062,148 21.61 (3) 13.744 18.301 57.1% 1.540 16.860 0.110 20.987 99.5% 20.522 8.379 5.426 183.7% 66,313 10% 1.480 2.310 (4) 56.586 27.021 91.4% 87.597 67.833 11.807 4.253 108.720 29.491 37.2% 127.303 57.705 24.850 42.734 13.976 35.120 2.808 14.110 25

2014 2014 54.041 2013 91.442 37.401 40.9% (5) 33,929 0 33,929 (%) 0.09 (%) 0.05 2014 33,929 4525 25 65 (6) 2014 1.231 66 26

1 % % % 20,526,075 15.65 15,510,298 12.34 32.34 2,015,752 1.54 1,461,387 1.16 37.93 1,971,564 1.50 1,165,331 0.93 69.18 648,847 0.49 598,840 0.48 8.35 1,569,913 1.20 1,597,168 1.27-1.71 3,086,497 2.35 3,233,307 2.57-4.54 29,156,814 22.23 24,158,411 19.22 20.69 28,710,049 21.89 31,391,802 24.97-8.54 2,827,850 2.16 3,512,612 2.79-19.49 664 0.00 1,000,000 0.80 99.93 2,102,358 1.60 316,361 0.25 564.54 798,437 0.61 852,247 0.68-6.31 5,721,476 4.36 5,419,873 4.31 5.56 3,632,943 2.77 3,702,281 2.95-1.87 32,547,502 24.82 31,019,648 24.68 4.93 2,460,272 1.88 2,833,205 2.25-13.16 57,509 0.04 62,327 0.05-7.73 205.26150.158 32.3% 143.357 14.000 112.75 12.500 20.1585.544 37.9% 5.125 19.7168.062 69.2% 6.728 6649.993 99.9% 2013 10 21.02417.860 564.5% 17.333 27

2 211,560 388,763 177,203 211,560 388,763 177,203 CVR 1,408,729-1,408,729 664 664 1,408,729 664-1,408,065 3 (1) 2014 12 31 391.987614.381 156.7% 35 8 20 29-32 38 (2) 54 28

2014 1 (1) 2014 57.995 1 3 1 100% 2 5 3.75 75% 3 1.25 1.25 25% 4 50 50 100% 5 0.1 0.1 100% 6 10% 0.17 0.17 100% 7 1.007 1.007 5% 61.245 57.995 1 5.2238 (2) ( ) 600642 60,420,274 0.80 235,787,267 7,299,915 69,714,192 601008 1,760,419 0.22 13,616,460 85,185 6,835,140 62,180,693 249,403,727 7,385,100 76,549,332 10.152 29

2002 2003 2010 2010 2007 2011 (3) (%) 1.250 25 3.103 0.310 0.090 9 0.09 1.340 3.193 0.310 2010 9 13 5 1.25 25% 2014 6 20 5 1.25 5 10 102011 1 9,000 9% (4) 2 (1) 30

(2) 5 8 4.585% 5 15 8 4.585% 6 1.9 5 6.40% 5.29 5 6.40% 5.29 1,608 6 5 6.40% 38,740 19.5 5 6.45% 19.5 121,233 17 8.9 5 6.40% 52,718 2 3 6.15% 12,447 28 5 6.40% 180,787 19 5 6.40% 122,677 25.92 5 6.40% 7.1 165,314 6.3 3 6.15% 39,207 20% 1 1 6.00% 1,400 1 1 6.00% 1,233 0.50 1 6.00% 383 12.5 1 6.00% 26,425 1 2 1.9 2007 1 22 2 2 5 6.40% 1 2 31

(3) 44 8 3 (1) 2014 50 50 325 14 (2) (3) 4 32

5 2014 12 31 2014 1,400,000 2,199,542 1,113,203 319,614 600,000 670,826-131,440-2,152 3,000,000 5,511,129 3,525,052 370,887 8,100,000 18,781,652 6,182,638-225,807 310,556 36,949,484 11,987,506-2,358,479 68,931 18,077,288 3,168,062-452,976 300,000 675,660 314,980 14,980 288,590 1,262,325 1,161,258 117,834 5,500 37,904 19,990 6,276 2,100 9,907 7,430 77 800,000 1,671,616 734,120-20,996 100,000 264,784 90,191-6,358 300,000 1,321,296 332,069 19,437 500,000 1,504,741 503,994 3,993 10,000 10,000 10,000 0 3,000,000 6,060,060 3,962,524 614,345 1,000,000 6,714,906 1,241,234 123,800 5,400,000 13,001,286 5,826,254 381,402 2014 23.585 49.784(1) 20.522 14.365 (2) 22.187 1.576 16.634 (3) 16.383 (4) 10.567 6 33

2015 96.866 2015 2014 2015 2014 23.134 20.610 0.892 0.238 0.368 0.330 9.059 4.050 0.456 0.698 24.412 10.514 23.079 5.491 14.773 9.456 0.693 1.276 1.378 96.866 54.041 2015 34

2014 0 2014 8 22 2014 2014 8 222014 2014 35

3 2014 5 142013 2014 5 14 2013 2013 98,368 0.02 2013 36

2014 26,903,794 766,158 418,788 98,368-2,316,285 29,469,081 98,368 2014 98,368 0.02 2014 10 (%) 2014 0.20 0.984 7.662 12.84 2013 0.20 0.984 7.774 12.65 2012 3.6 17.706 55.158 32.10 1 2013 2014 2 2012 2014 12 31 40 56 37

2014 93,394 32,416 CO 2 SO 2 100% 100% 1 2 3 38

1.540 49 10 44 8 2014 25% 30% 16.5% 50 2014 2013 1.372 80,042 20022014 423,337 51 2014 1,493 39

1 2005 2 2012 4 2013 9 7.988 2013 10 39% 2 2013 9 1.636 86.02 2014 6 30 2014 4 29 6 30 40

2014 11 24 8.8592 11.59% 1.5 4.2 1.5 1.374211.59% 74.82% 66.16% 11.59% 1.5 77.75% 8.8592 2014 33.662 26.3% 10% 2014 9 30 1,789.97 ICRA Ashton Pty Ltd 10% 2014 5 142013 300 2014 9 29 46.67% 14 2014 9 29 41

5% 1.474 5% 1.007 2010 9 29.48 45% 175 190 2014 12 233.18 2.4621 2014 12 23 2012 6 22 2011 2012 2014 2014 5 142013 2014 42

2014 3 21 2014 2014 1 2014 30.444 29.980 2014 2014 2013 (%) (%) (%) 3,044,394 4.76 3,406,643 5.80-10.63 2,997,963 4.69 2,502,843 4.26 19.78 2014 2,287,541 1,819,203 468,337 2 2014 11.878 43

3 2014 12 31 9.273 3.377 2014 100 2014 2014 2014 2014 2014 1,312,750 1,286,869 2,659,943 1,711,095 1,907,200 1,187,804 5,315,900 2,925,894 268,800 114,163 102,800 4,337 930,000 927,255 1,000,000 337,715 36,500 0 7,450 100 4 2014 (1)(i) (ii) (iii) (2) 2014 5 (1) (2) (3) (4) 44

6 2014 12 12 2014 2015 2017 2014 10 24 2014 12 12 2015 3 27 (1) 2015 4 1 2016 3 31 (2) 2015 2 1 2016 3 31 2015 3 27 1 2014 5 14 12.5 30% 2014 5 14 2 2014 5 14 1.25 2014 5 14 2014 6 20 5 10 45

3 2015 3 27 2.645633.33% 2015 3 27 2014 556,159 9,317,572 1,457,183 1,111,496 4,743,412 1,565,289 2014 12 31 48 48 14A 14A 46

10% 10% 0 (A) 0 45.31 (B) 370.38 (A+B) 370.38 (%) 94.49 (C) 0 70% (D) 370.38 50% (E) 174.39 (C+D+E) 544.77 1 =6.1190 1 =5.0174 1 2011 30.4 2012 12 17 10.15 1 0.45 5 2017 12 16 3 7.5 2020 6 16 5.7 8 2020 12 16 2013 12 17 10.15 1 0.45 5 2018 12 16 3 7.5 2021 6 16 5.7 8 2021 12 16 2014 12 16 10.10 1 0.5 5 2019 12 16 3 7.5 2022 6 16 5.6 8 2022 12 162014 12 31 27.418.25 65.45 2012 10 2012 4.55 30 20128 41.76 2.99 47

2 2013 5 1.16 20122 13.60 20123 2014 1.87 1.50 2014 3 21 2014 4 9 49 3 63,092 2014 10 24 2014, 50 (1) 2014 11 10 7 7 50 3 61,993 (2) 2015 2 13 2 16 6 6 50 1 19,775 2014 4 9 11 10 2015 2 13 2 16 48

2014 5 14 2013 2014 2014 2013 2014 2013 468 468 312 312 135 135 2008 6 2010 12 49

1997 2005 12 12 H 2013 9 9 9 24 1.8 H 2013 9 24 6 2014 3 24 2014 5 13 3 2014 8 13 2014 11 7 50 2014 11 27 31 81 50

2015 1 19 2.67 68.67 2014 3 6 2014 5 20 75% 25% 2014 12 23 15 5 20 2014 3 14 2014 5 21 3 2014 8 18 2014 11 17 1,000 5% 51

2014 12 31 20,000 0.0004% 20,000 0.0004% 4,918,380,000 99.9996% 2,959,980,000 60.1818% H 1,958,400,000 39.8178% 4,918,400,000 100.0000% 25% 52

2012 2012 4 232012 2012 2 8 2012 [2012]592 2012 5 9 2012 7 23 4.461% 5.73% 4.20% 4.95% 4.5 5.5 10 40 4.5 5.5 10 40 2012 5 17 2012 8 15 2017 5 16 2022 5 16 2017 7 23 2022 7 23 9.912 49.500 2012 9.912 49.500 9.912 49.500 2013 6 30 2013 9 30 BB+ AAA Ba1 BBB- 2,007.46 3,151.50 4,200 19,800 53

2013 2013 2013 2013 5 15 2012 2013 5 15 2012 2013 11 12 2013 12 25 6.0% 6.80% 100 100 50 10 2014 11 14 2014 3 26 49.975 10 2013 49.975 10 49.975 10 2013 8 5 A-1 50 10 3.00 0.17 54

2014 2014 2012 2014 2013 5 15 2012 2012 2 82012 [2012]592 2013 5 15 2012 2013 5 15 2012 2014 5 14 2013 2014 3 12 2014 3 6 2014 5 15 2014 9 19 2014 11 17 5.95% 1 5.92% 6.15% 7.2% 6.80% SHIBOR+95.00bp 100 100 50 19.50 30.50 3 19.5 30.5 3 2014 3 31 2014 5 23 2015 3 14 2019 3 3 2024 3 3 49.975 49.50 2.982 14.865 9.985 49.975 49.50 2.20 14.865 9.985 49.975 49.50 2.20 14.865 9.985 0.782 2014 6 17 AAA AAA Ba1/ BB 1,080 100 95 2014 12 31 66.7% 55

2014 12 31 89,654 A 1 A 89,337 H 316 2014 12 31 2014 12 31 89,654 2015 3 23 89,263 10 (%) 52.86 2,600,000,000 0 0 0 39.63 1,949,403,499 117,154 0 0.14 6,787,447 6,787,447 0 0 0.12 5,999,977 5,999,977 0 0 0.12 5,999,897 5,999,897 0 0 300 0.12 5,813,016 2,092,189 0 0 0.10 4,799,898 4,799,898 0 0 0.09 4,613,592 4,613,592 0 0 A 0.07 3,297,931-1,863,486 0 0 300 0.07 3,247,306 61,853 0 19,800 56

10 2,600,000,000 1,949,403,499 6,787,447 5,999,977 5,999,897 300 5,813,016 4,799,898 4,613,592 A 3,297,931 300 3,247,306 1.8 H 300 1 2 H 3 2014 12 31 300 A 19,800 57

2014 12 31 (1) XV 2 3 (2) 336 (3) H A 2,600,000,000 52.86% 1 H 180,000,000 9.19% 3.66% BlackRock, Inc. H 121,441,511 6.20% 2.47% 36,188,000 1.85% 0.74% Templeton Asset Management Ltd. H 255,382,101 13.04% 5.19% JPMorgan Chase & Co. H 45,555,897 2.33% 0.93% 24,250,037 1.23% 0.49% 2,000 0.00% 0.00% 70,404,747 3.59% 1.43% BNP Paribas Investment Partners SA H 117,641,207 6.00% 2.39% 1. H 2. 3. (www.hkex.com.hk) 10% 2014 12 31 26 52.86% 1.8 3.66% 27.8 56.52% 1996 3 12 3,353,388 16612000-2 58

2014 1,120 20 30 2014 1,990 1,491 499 2014 12 31 (%) 1 600395 191,972,653 11.60 2 600017 186,514,800 7.09 3 600582 17,470,297 0.92 4 002421 230,000 0.08 100% 52.86% 2014 12 31 H 1,949,403,499 39.63% 59

1. 1 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 20,000 0 20,000 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 4 26 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 4 26 ~2017 5 14 0 0 0 2014 4 26 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 5 14 ~2017 5 14 0 0 0 2014 12 23 ~2017 5 14 1 2 2014 12 31 XV (i) 352 (ii) 2014 12 31 20,000 0.0004% 60

2014 12 31 18 2. 0 0 0 2014 5 14 ~2015 3 13 0 0 0 2011 5 20 ~2014 5 14 2011 5 20 ~2014 1 8 0 0 0 2011 3 22 ~2014 5 14 0 0 0 2011 5 20 ~2014 5 14 0 0 0 2011 5 20 ~2014 5 14 0 0 0 2011 3 22 ~2014 5 14 0 0 0 2011 3 22 ~2014 5 14 0 0 0 2011 5 20 ~2014 3 6 0 0 0 2011 5 20 ~2014 3 6 0 0 0 2011 5 20 ~2014 3 6 0 0 0 2011 5 20 ~2014 3 6 1963 10 1981 2001 5 2006 6 2010 5 2011 3 2013 7 2015 2 2013 9 1962 12 19801997 2000 2002 2006 2011 2012 2014 3 2014 5 1962 1 1981 1997 2002 61

1967 5 198920022006 2011 1966 2 1988 2003 20042006 2014 32014 5 1963 12 1984 1994 1996 11 1997 9 1997 1999 6 2000 1 2000 20042012 2014 3 2014 4 1953 3 1950 12 1954 8 1988 1995 1996 2002 2008 1965 3 2005 62

1955 2 2001 2003 2003 2014 120052014 5 1957 3 1981 1999 2002 2008 2014 1 2014 5 1964 1 19791996 2002 2003 2014 1 2014 5 1963 11 19802002 2005 2012 2014 3 2008 1963 1 19801996 1997 2000 2002 2004 2014 3 2014 4 1965 12 198620022008 2014 3 2014 4 1962 12 198320002002 1961 9 19832002 2011 1960 9 1978 1996 1999 2002 2013 2014 3 63

1964 5 19852000 2002 2003 2014 3 1965 11 1987 2006 3 2009 3 2013 12 2014 12 2015 2 15 2003 10 16 2014 1 29 2014 1 16 1999 1 28 2014 2 3 2002 6 9 2014 2 3 2008 10 30 2014 2 3 2014 1 29 2014 1 29 2012 12 2 2014 3 4 2014 3 5 64

2013 9 9 2013 9 9 2015 1 12 2004 5 14 2005 8 13 2007 6 15 2007 8 14 2011 9 1 2014 5 5 2014 11 17 2008 7 23 2010 11 17 2011 1 22 2011 9 1 2012 6 26 2013 12 20 2014 1 20 2014 3 5 2011 11 20 2011 5 6 2012 7 1 2012 10 17 65

2014 11 14 2013 8 12 2004 8 20 2013 3 22 2013 9 16 2007 6 15 2011 7 20 2011 1 22 2005 8 30 2005 8 30 2010 4 18 2011 9 1 2010 2 3 2014 7 26 2014 7 26 2011 11 14 2011 1 22 2014 7 26 2011 5 5 2013 1 17 2013 9 29 2014 3 14 2014 3 14 2013 8 20 2014 3 14 2014 7 26 66

8,293.52 267.74 267.74 875.80 875.80 517.56 517.56 2074.20 2074.20 859.36 859.36 395.94 395.94 75.89 75.89 75.89 75.89 130.10 130.10 130.10 130.10 226.01 226.01 191.43 191.43 191.43 191.43 312.65 312.65 794.15 794.15 289.79 289.79 546.58 546.58 547.00 547.00 373.11 373.11 390.81 390.81 217.24 217.24 67

3,307.65 267.44 267.44 226.11 226.11 54.21 54.21 54.21 54.21 321.79 321.79 539.30 539.30 566.06 566.06 226.55 226.55 191.43 191.43 557.67 557.67 570.32 570.32 2014 1 8 2014 3 6 2014 3 6 68

1 2014 5 142013 2014 4 26 2013 2 2014 5 14 3 2014 5 14 4 2014 5 14 2014 12 23 2015 3 13 69

2014 3 5 2015 1 12 2014 5 5 2014 11 17 2014 1 20 2014 3 5 2014 7 26 2014 7 26 2014 7 26 2014 3 14 2014 3 14 2014 7 26 70

2014 12 31 2014 12 31 71

2014 12 31 68,193 7.86% 23.38% 6.59% 62.17% 9.65% 32.41% 57.94% 201457.297 2014 97,805 109.06% 23,612 72

2014 3 21 2014 5 14 2013 2014 3 21 2014 5 14 2013 2014 8 22 2014 10 24 73

1 2013 2014 5 14 2014 5 15 1. 2013 2. 2013 3. 2013 4. 2013 5. 2014 6. 7. 2014 8. 2014 9. 10. 11. 12. 13. 14. 15. H 16. H 2 2014 A 2014 5 14 2014 5 15 H 74

3 2014 H 2014 5 14 2014 5 15 H 4 2014 5 2014 2014 10 24 2014 12 12 2014 10 27 2014 12 13 1. 2. 1. 2015-2017 1 2. 1997 2005 4 25 2014 2013 2014 2013 2014 2015-2017 2013 75

2014 76

2014 12 31 2014 2013 A.2.1 2006 4 21 2010 4 23 77

2008 14 3 5 3 78

2014 12 31 9 100% 100% 100% 75% 100% 100% 100% 0% 100% 75% 100% 100% 100% 100% 100% 100% 100% 100% 100% 80% 100% 80% 100% 100% 100% 100% 100% 100% 100% 0% 100% 0% 79

2014 12 12 2014 6 24 26 2014 12 22 2014 10 29 30 2014 5 14 16 2014 10 28 29 A+H 2014 6 26 27 (1) (2) (3) (4) (5) A.2.1 2014 1 8 2014 1 8 2014 3 6 80

2014 5 14 (1) (2) (3) (4) (5) 2014 2014 2014 81

2014 3 18 1 2013 2 2014 3 2014 8 21 2014 2014 12 12 2014 2015 1 13 1 2014 2 2014 2014 2015 1 13 2013 2015 3 24 2014 2015 2015 82

1 2013 2013 2013 2 2014 2014 2014 3 2014 3 20 1 2014 2 83

(1) (2) (3) (4) (5) 2014 3 18 2014 8 22 2014 12 18 84

2015 3 13 (1) (2) (3) (4) 2014 12 12 1 2015-2025 2 2015 15 85

(1) (2) (3) 1 2 e 510 86

1 2 2014 12 31 87

56.52% 303A (1) 303A.01 (2) 303A.04 (3) 303A.05 303A.06 303A.00 10A-3 303A 303A.03 303A.09 303A.10 88

2006 2011 18 7 2007 2013 2015 3 27 2014 2014 89

2014 12 31 90

2014 12 31 2014 (1) (2) 2014 12 31 2014 91

2014 12 31 1 20,526,075 15,510,298 2 5,068,353 7,558,118 3 2,015,752 1,461,387 4 1,971,564 1,165,331 53,403 33,692 5 648,847 598,840 6 1,569,913 1,597,168 7 1,743,254 93,179 8 3,287,107 3,410,681 36,884,268 31,428,694 9 388,763 211,560 10 1,250,000 11 234,914 1,841,238 12 3,086,497 3,233,307 13 29,156,814 24,158,411 14 28,710,049 31,391,802 20,033 26,699 15 22,518,822 23,949,861 16 992,053 1,219,853 39,476 26,982 17 6,797,493 7,044,986 18 1,056,016 1,166,081 94,250,930 94,270,780 131,135,198 125,699,474 92 106 92

2014 12 31 20 2,827,850 3,512,612 21 664 1,000,000 22 2,102,358 316,361 23 2,125,594 2,448,642 24 798,437 852,247 25 872,079 1,056,893 26-193,152 749,807 27 957,773 587,061 91 28 5,721,476 5,419,873 29 3,632,943 3,702,281 8 8,405,051 9,019,480 27,251,073 28,665,348 30 32,547,502 31,019,648 31 16,040,608 11,055,667 32 2,460,272 2,833,205 33 7,563 7,701 34 766,010 802,933 35 57,509 62,327 17 8,365,210 8,695,598 60,244,674 54,477,079 87,495,747 83,142,427 93

2014 12 31 36 4,918,400 4,918,400 37 2,485,000 2,485,000 38 1,285,991 3,106,650 39-5,954,077-3,822,501 40 1,785,012 2,285,384 41 5,900,135 5,493,640 42 28,778,217 26,998,913 39,198,678 38,980,486 43 4,440,773 3,576,561 43,639,451 42,557,047 131,135,198 125,699,474 94

2014 12 31 18,425,914 10,899,723 5,050,409 7,451,581 1 528,576 464,076 248,314 17,334 1,741,124 981,957 100 2 3,997,717 11,664,061 654,160 524,379 8 8 2,887,428 2,887,428 33,533,650 34,890,647 11,272,623 181,854 11,302,000 13,271,000 3 32,750,851 22,657,232 7,990,457 7,196,388 54,564 67,027 1,259 2,168,814 2,365,492 37 44 1,426,160 1,659,746 117,926 117,926 67,083,432 47,517,968 100,617,082 82,408,615 95

2014 12 31 2,827,850 3,512,612 664 1,043,532 1,767,508 34,220 932,681 947,770 403,618 640,789 383,699 541,161 118,398 963,843 866,185 310,762 13,949,327 4,828,780 2,417,431 2,874,956 8,204,748 8,529,768 31,872,109 24,228,193 8,106,446 7,820,122 9,920,792 4,959,000 3,569,389 2,574,901 13,091 19,761 199,197 203,409 21,808,915 15,577,193 53,681,024 39,805,386 4,918,400 4,918,400 2,485,000 2,485,000 1,939,077 3,759,736 140,185 71,560 1,447,774 1,850,945 5,855,025 5,448,530 30,150,597 26,554,058 46,936,058 42,603,229 100,617,082 82,408,615 96

2014 63,922,738 58,726,589 45 63,922,738 58,726,589 61,293,044 58,489,112 45 51,703,996 45,611,198 46 617,197 576,370 47 3,126,905 2,991,351 48 4,459,592 3,996,084 49 1,374,356 3,204,459 50 10,998 2,109,650-51 -106,615-277,046-52 23,549-70,558-10,224-142,136 - - 2,546,628-110,127 53 837,921 295,311 6,221 44,667 54 18,304 54,860 4,527 29,694-3,366,245 130,324 55 1,507,797-168,878-1,858,448 299,202 2,284,167 1,271,211 36,456-425,719-972,009 56-2,614,544-4,590,568-2,131,576-3,757,774-2,131,576-3,757,774 1. 11,213 2. 57,412 3,962 3. -705,157-697,967 4. -1,495,044-3,063,769-482,968-832,794 97

2014-756,096-4,291,366 152,591-2,486,563 36,456-908,687-1,804,803 0.4570 0.2585 0.4570 0.2585 98

2014 4 41,320,296 40,528,384 4 31,854,957 30,674,920 425,162 479,088 771,145 287,784 3,253,512 2,695,940 1,390,806 720,134 7,448 984-23,641-148,035-5 1,288,248 1,070,231 310,955 233,896-4,929,155 6,591,730 532,737 188,029 4,134 43,144 9,361 10,574 3,303 4,336-5,452,531 6,769,185 1,351,129 1,667,393-4,101,402 5,101,792 4,101,402 5,101,792 36,456 68,625 3,962 68,625 3,962 1. 11,213 2. 57,412 3,962 3. 4. 4,170,027 5,105,754 4,170,027 5,105,754 36,456 0.8265 1.0373 0.8265 1.0373 99

2014 71,990,015 63,230,267 681,307 808,130 57 1,164,834 576,322 73,836,156 64,614,719 48,214,368 41,431,108 9,533,960 10,714,651 6,762,999 6,337,725 57 3,666,239 3,174,731 68,177,566 61,658,215 5,658,590 2,956,504 100

2014 680 348,429 117,901 9,540 10,281 57 103,723 54,816 461,692 183,678 5,484,817 9,096,335 370,161 630,000 79,364 1,410,991 57 1,606,382 1,333,938 7,540,724 12,471,264-7,079,032-12,287,586 4,305,467 75,540 75,540 4,305,467 8,372,750 21,103,061 9,947,500 5,997,500 57 4,281,709 26,907,426 27,176,101 12,339,067 12,058,282 2,225,256 3,622,838 3,511,958 57 1,471,150 60,133 16,035,473 19,253,211 10,871,953 7,922,890-209,899-425,898 57 9,241,612-1,834,090 57 10,965,667 12,799,757 57 20,207,279 10,965,667 101

2014 49,773,698 45,113,714 1,345,255 610,729 51,118,953 45,724,443 30,419,337 28,496,171 6,592,998 6,573,951 5,489,046 5,260,442 3,213,671 2,815,056 45,715,052 43,145,620 5,403,901 2,578,823 3,779,000 614,000 593,581 395,340 5,612 8,904 5,068,946 2,621,210 9,447,139 3,639,454 2,061,005 2,243,867 5,954,491 1,858,878 6,582,602 12,448,327 14,598,098 16,551,072-5,150,959-12,911,618 6,235,125 14,120,538 9,947,500 5,997,500 8,401,992 24,584,617 20,118,038 11,693,769 9,441,674 1,424,966 2,589,657 448,679 13,118,735 12,480,010 11,465,882 7,638,028-11,362-73,531 11,707,462-2,768,298 6,620,343 9,388,641 18,327,805 6,620,343 102

2014 4,918,400 3,106,650-3,822,501 2,285,384 5,493,640 26,998,913 3,576,561 42,557,047 4,918,400 3,106,650-3,822,501 2,285,384 5,493,640 26,998,913 3,576,561 42,557,047-2,485,000-1,820,659-2,131,576-500,372 406,495 1,779,304 864,212 1,082,404-2,131,576 2,284,167-908,687-756,096 2,485,000 1,838,849 4,323,849 1. 2. 2,485,000 1,838,849 4,323,849 3. 4. -1,820,659 1,820,659 406,495-504,863-65,922-164,290 1. 406,495-406,495 2. 3. -98,368-98,368 4. -65,922-65,922 5. -1,820,659 1,820,659 1. 2. 3. 4. -2,321,031-28 -2,321,059 1. 983,726 11,630 995,356 2. -3,304,757-11,658-3,316,415 4,918,400 2,485,000 1,285,991-5,954,077 1,785,012 5,900,135 28,778,217 4,440,773 43,639,451 103

2014 4,918,400 3,387,647-64,727 3,074,316 4,983,461 28,364,156 3,326,172 47,989,425 40,086-336,410-74,746-371,070 4,918,400 3,427,733-64,727 3,074,316 4,983,461 28,027,746 3,251,426 47,618,355 - -321,083-3,757,774-788,932 510,179-1,028,833 325,135-5,061,308-3,757,774 1,271,211-1,804,803-4,291,366-321,083 33,754-19,241 2,179,417 1,872,847 1. 2,624,277 2,624,277 2. 3. -71,140-71,140 4. -249,943 33,754-19,241-444,860-680,290 510,179-2,280,803-60,276-1,830,900 1. 510,179-510,179 2. 3. -1,770,624-60,276-1,830,900 4. 1. 2. 3. 4. -822,686 10,797-811,889 1. 1,045,794 29,976 1,075,770 2. -1,868,480-19,179-1,887,659 4,918,400 3,106,650-3,822,501 2,285,384 5,493,640 26,998,913 3,576,561 42,557,047 104

2014 4,918,400 3,759,736 71,560 1,850,945 5,448,530 26,554,058 42,603,229 4,918,400 3,759,736 71,560 1,850,945 5,448,530 26,554,058 42,603,229-2,485,000-1,820,659 68,625-403,171 406,495 3,596,539 4,332,829 68,625 4,101,402 4,170,027 2,485,000 2,485,000 1. 2. 2,485,000 2,485,000 3. 4. 406,495-504,863-98,368 1. 406,495-406,495 2. -98,368-98,368 3. -1,820,659 1,820,659 1. 2. 3. 4. -1,820,659 1,820,659-2,223,830-2,223,830 1. 730,479 730,479 2. -2,954,309-2,954,309 4,918,400 2,485,000 1,939,077 140,185 1,447,774 5,855,025 30,150,597 46,936,058 105

2014 4,918,400 3,759,736 67,598 2,739,038 4,938,351 23,733,069 40,156,192 4,918,400 3,759,736 67,598 2,739,038 4,938,351 23,733,069 40,156,192-3,962-888,093 510,179 2,820,989 2,447,037 3,962 5,101,792 5,105,754 1. 2. 3. 4. 510,179-2,280,803-1,770,624 1. 510,179-510,179 2. -1,770,624-1,770,624 3. 1. 2. 3. 4. -888,093-888,093 1. 758,138 758,138 2. -1,646,231-1,646,231 4,918,400 3,759,736 71,560 1,850,945 5,448,530 26,554,058 42,603,229 106

[1997]154 1997 9 167,000 1 1998 3 [1997]12 82,000 H 3,000 H 1998 4 1 1998 3 31 252,000 1998 6 8,000 A 1998 7 1 2014 12 31 491,840 1522 5 107

(1) (2) 12 1. 2. 1 1 12 31 3. 8 4. 108

4. 5. 109

5. 110

6., 7. 3 8. (1) (2) 111

9. (1) 1) 112

9. (1) 1) 2) 113

9. (1) 2) 3) 114

9. (2) 1) 2) (3) 115

10. (1) 2,000 (2) 116

10. (2) (%) (%) 1 4 4 1-2 30 30 2-3 50 50 3 100 100 (3) 11. 117

12. 20% 50% 20% 118

12. 119

12. 13. (%) (%) 1 10-30 0-3 3.23-10.00 2 10-25 0-3 3.88-10.00 3 40 0 2.50 4 2.5-25 0-3 3.88-40.00 5 6-18 0-3 5.39-16.67 18 6 9 120

13. 14. 15. 1 3 121

16. JORC 17. 122

17. 1314 16 18. (1) (2) (3) 123

18. (4) (5) (6) (7) 19. 20. 1 1 1 21. 124

21. 22. 23. 125

23. 24. 25. (1) 6 6.5 126

25. (2) 15 15 30 2013 10 150 2013 10 1 30 (3) [2007]40 2008 5 1 5 [2013]26 127

25. (4) [2007]41 2008 5 1 10 [2013]26 26. 27. (1) 1) 128

27. (1) 2) 3) (2) 1) 2) 3) 4) 5) 129

28. 1 29. 30. 130

31. 32. (1) (2) (3) 33. 131

33. 34. (1) 132

34. (2) (3) 18 133

34. (4) (5) 35. (1) 20142 9 30 33 37 39 4041 2014 7 1 2014 7 1 8 134

35. (1) 1) 2 22 2014 2013 12 31 2013 12 31 3,271,810-38,503 3,233,307 173,057 38,503 211,560 2) 30 2014 2013 12 31 2013 12 31 93,179 93,179 120,161-93,179 26,982 1,000,000 1,000,000 1,000,000-1,000,000 4,997,917-4,997,917 4,021,563 4,997,917 9,019,480 7,701 7,701 810,634 7,701 802,933 62,327 62,327 62,327-62,327 2,427,026 679,624 3,106,650-3,142,877 3,142,877-3,822,501-3,822,501 135

35. (1) 2) 2013 2013-4,590,568-4,590,568-3,757,774-3,757,774-3,757,774-3,757,774 1. 2. 3,962 3,962 3. -697,967-697,967 4. -3,063,769-3,063,769-832,794-832,794 3) 136

35. (2) 1. 25% 2013 4 16 15% 2. 13% 17% 11% 17% 13% 7% 6% 3% 538 2009 1 1 [2011]1 50% 3. 5% 137

4. [2001]673 7% 3% 5. (1) [2005]86 3.6 < > [2014]43 2014 12 13.6 4% (2) [2004]187 3.2 [2014]37 2014 12 1 3.2 8% (3) [2005]172 3.2 [2014]135 2014 12 1 3.2 9% 138

5. (3) 6. 70% 1.2% 1 30% 10% 4.75%-9% 7%-8.2% 2 22.5% 1 30% 2 (mining project interest)(mining profit) (mining allowances) 22.5% MRRT 2014 9 30 16.5% 22.5% 5% 27% 139

2014 1 12014 12 31 2014 1 1 12 31 2013 1 1 12 31 1. 737 1.0000 737 413 1.0000 413 27 6.1190 165 27 6.0969 165 8 5.0174 40 10 5.4301 54 942 632 16,568,184 1.0000 16,568,184 9,214,502 1.0000 9,214,502 457,040 6.1190 2,796,628 560,038 6.0969 3,414,496 55,603 5.0174 278,982 482,564 5.4301 2,620,371 1,716 5.2755 9,053 2,736 5.7259 15,666 31 0.7889 24 39 0.7862 31 1,992 7.4556 14,852 12 8.4189 101 9.5437 1 10.0556 10 19,667,723 15,265,177 802,191 1.0000 802,191 104,441 1.0000 104,441 4,598 6.1190 28,135 5,396 5.0174 27,074 25,791 5.4301 140,048 1 9.5437 10 857,410 244,489 20,526,075 15,510,298 10,520 21,360 31,880 166,698 140

2. (1) 5,022,043 7,558,118 46,310 5,068,353 7,558,118 (2) 4,552,432 4,552,432 3. (1) (%) (%) (%) (%) 305,216 15 13,699 4 291,517 168,918 11 8,289 5 160,629 1,724,235 85 1,724,235 1,300,758 89 1,300,758 2,029,451 100 13,699 1 2,015,752 1,469,676 100 8,289 1 1,461,387 2,029,451 13,699 2,015,752 1,469,676 8,289 1,461,387 141

3. (1) 1) (%) 1 303,598 12,144 4 1-2 90 27 30 2-3 50 3 1,528 1,528 100 305,216 13,699 2) (%) 1,724,235 1,724,235 121,720 18,005 (2) (3) 5% 5% 46,002 1 142

3. (4) (%) (Noble Group) 239,552 1 12 180,052 1 9 167,666 1 8 6,707 Middlemount Joint Venture 160,660 1 8 158,055 1 8 905,985 45 6,707 4. (1) (%) (%) 1 1,864,710 95 1,148,338 99 1-2 93,120 5 16,972 1 2-3 13,734 11 3 10 1,971,564 100 1,165,331 100 143

4. (2) (%) 411,383 1 21 160,290 1 1-2 8 160,000 1 8 85,462 1 4 80,000 1 4 897,135 45 (3) 5% 5% 288 2,897 1.47% 1 144

5. (1) (%) (%) (%) (%) 26,061 4 16,001 61 10,060 28,784 5 17,818 62 10,966 638,787 96 638,787 587,874 95 587,874 664,848 100 16,001 2 648,847 616,658 100 17,818 3 598,840 3,163 3,163 100 668,011 19,164 648,847 616,658 17,818 598,840 1) (%) 1 9,750 390 4 1-2 1,000 300 30 2-3 50 3 15,311 15,311 100 26,061 16,001 2) (%) 638,787 638,787 145

5. (1) 3) (%) 3,163 3,163 100 3,163 3,163 (2) (3) 329,246 122,292 231,504 401,005 65,009 3,322 23,478 2 17,819 19,006 484 69,913 471 1,119 668,011 616,658 (4) 1,699 1,699 31,207 46.72% 1 (5) (%) 144,491 1 22 86,389 2-3 13 71,251 1 11 60,209 1 9 50,000 1-2 7 412,340 62 146

6. (1) 167,173 167,173 253,901 253,901 1,111,773 52,942 1,058,831 1,123,756 52,887 1,070,869 17,966 17,966 23,039 23,039 226,510 226,510 241,410 241,410 99,433 99,433 7,949 7,949 1,622,855 52,942 1,569,913 1,650,055 52,887 1,597,168 (2) 52,887 4, 242-4,187 52,942 52,887 4,242-4,187 52,942 147

7. 1,705,757 37,497 93,179 1,743,254 93,179 Middlemount Joint Venture 2015 12 24 8. (1) 2,102,118 2,192,953 24 1,095,493 1,095,493 2 89,137 105,584 1 359 13,062 60 3,589 60 3,287,107 3,410,681 (2) 3,320,888 3,683,558 24 43,532 60 3,642 22,894 3 2,621 181,358 60 78,317 90,221 60 4,999,583 4,997,917 3 8,405,051 9,019,480 148

8. (2) 1 4% 2014 12 31 11,777 1 18,135 2 [2013]PPN306 [2013] CP418150 2013 11 12 2013 50 6% 499,750 2014 3 12 2014 505.95% 499,750 5,000,000 2013-11-4 1 4,997,500 4,997,917 260,833 2,083 5,000,000 5,000,000 2014-3-14 1 4,997,500 4,997,500 15,823 2,083 4,999,583 9,995,000 4,997,917 4,997,500 276,656 4,166 5,000,000 4,999,583 149

8. (2) 3 3,642 3,028 3,028 991 614 991 614 991 3,642 991 3,642 9. (1) 388,763 388,763 211,560 211,560 249,403 249,403 172,855 172,855 139,360 139,360 38,705 38,705 388,763 388,763 211,560 211,560 (2) 79,037 79,037 249,403 249,403 170,366 170,366 150

9. (3) (%) 29,403 29,403 5 9,000 9,000 9 100 100 1.25 5.6 202-15 187 100,670 100,670 5 38,705 100,670-15 139,360 10. (1) 1,250,000 1,250,000 1,250,000 1,250,000 12.5 2014 8 2015 8 8% 30% 151

11. (1) 1,587,002 1,587,002 158,048 158,048 171,048 171,048 E 76,866 76,866 83,188 83,188 234,914 234,914 1,841,238 1,841,238 2011 Wiggins Island Coal Export Terminal Pty Ltd 1) (Gladstone Long Term Securities) 3,150 2) E (E class Wiggins Island Preference Securities) 1,532 3,060 E 152

12. Ashton Coal Mines Limited 1 16,481-15,855-626 Middlemount Joint Venture 471,869-321,180-23,173 127,516 3,000 351 3,351 1,183,098 184,304-178,645 1,188,757 2 211,858 125,000 30,950-57,500 310,308 1,350,000 95,351 11,213 1,456,564 Newcastle Coal Infrastructure Group Pty Ltd ( NCIG ) 1 1 3,233,307 128,000-10,224 11,213-236,145-15,855-23,799 3,086,497 1 2014 9 30 Ashton Coal Mines Limited 10% 2 1.25 2014 6 153

13. (1) 1. 975,603 4,937,111 8,920,930 2,251,961 253,677 24,906,167 530,666 980,103 43,756,218 2. 143,539 433,491 1,243,588 1,331,475 4,720,813 20,630 872,989 8,766,525 (1) 137,805 59,058 26,865 53 223,781 (2) 18,683 288,613 1,122,330 1,331,475 4,568,746 20,630 872,936 8,223,413 (3) 124,856 5,761 62,200 115,806 308,623 (4) 1,312 9,396 10,708 3. 1,784 7,286 23,923 12,248 98,849 10,217 153,149 307,456 (1) 7,286 14,998 12,248 98,849 10,217 153,149 296,747 (2) 1,784 8,925 10,709 4. -79,749-42,114-268,869-753,423-1,144,155 5. 1,037,609 5,321,202 9,871,726 3,571,188 253,677 28,774,708 541,079 1,699,943 51,071,132 1. 2,434,439 3,051,824 1,399,911 88,870 11,280,072 421,714 351,246 19,028,076 2. 131,617 488,120 147,469 5,702 1,974,972 28,480 113,882 2,890,242 (1) 129,942 472,439 147,469 5,702 1,920,125 28,480 113,882 2,818,039 (2) 226 9,396 9,622 (3) 1,449 15,681 45,451 62,581 3. 5,256 24,391 9,084 93,772 10,217 140,770 283,490 (1) 5,256 14,769 9,084 93,772 10,217 140,770 273,868 (2) 9,622 9,622 4. -6,787-55,306-213,694-275,787 5. 2,554,013 3,460,247 1,538,296 94,572 12,947,578 439,977 324,358 21,359,041 1. 65,182 190,178 24,398 289,674 215 84 569,731 2. 3. 4. -14,454-14,454 5. 65,182 175,724 24,398 289,674 215 84 555,277 1. 1,037,609 2,702,007 6,235,755 2,008,494 159,105 15,537,456 100,887 1,375,501 29,156,814 2. 975,603 2,437,490 5,678,928 827,652 164,807 13,336,421 108,737 628,773 24,158,411 154

13. (2) 2,083,634 273,758 1,809,876 2,083,634 273,758 1,809,876 (3) 689,846 137,805 827,651 (3) (4) 642,991 14. (1) 426,178 426,178 297,847 297,847 156,791 156,791 97,405 97,405 27,143,962 127,472 27,016,490 29,859,241 137,790 29,721,451 564,914 564,914 613,851 613,851 545,676 545,676 661,248 661,248 28,837,521 127,472 28,710,049 31,529,592 137,790 31,391,802 133,430 155

14. (2) 12,855,181 560,148 13,415,329 8,319,615 484,210 5,221 8,798,604 3,856,740 10,505 3,742,123 125,122 854,186 884,251 193 1,738,244 1,691,407 86,558-131,774 1,646,191 27,577,129 2,025,672 3,747,537 125,122-131,774 25,598,368 (%) (%) 16,721,054 80 80 10,823 8,943 6.15 10,082,225 87 87 65,564 48,379 6.4 4,138,747 93 93 379,427 161,796 6.4 9,645,116 18 18 85,354 51,670 6.4 N/A 3,136 3,136 Libor+2.4% 544,304 273,924 156

15. (1) 1. 25,949,292 3,051,472 911,981 135,753 131,079 105,297 30,284,874 2. 782,928 123,852 100,982 11,010 1,018,772 (1) 782,928 123,852 100,982 11,010 1,018,772 (2) 3. (1) 4. -1,358,252-231,919-840 -10,318-495 -8,411-1,610,235 5. 25,373,968 2,819,553 1,034,993 226,417 130,584 107,896 29,693,411 1. 4,016,167 217,240 282 24,898 4,258,587 2. 1,093,108 18,888 13,385 1,125,381 (1) 1,093,108 18,888 13,385 1,125,381 3. (1) 4. -125,499-68 -21-2,404-127,992 5. 4,983,776 236,060 261 35,879 5,255,976 1. 2,076,426 2,076,426 2. (1) 3. (1) 4. -157,813-157,813 5. 1,918,613 1,918,613 1. 18,471,579 2,819,553 798,933 226,417 130,323 72,017 22,518,822 2. 19,856,699 3,051,472 694,741 135,753 130,797 80,399 23,949,861 1,304,517 (2) 107,940 58,824 56,000 222,764 157

16. 653,836 653,836 532,219 193,178-32,816 306,225 23,753-1,806 21,947 14,771-1,123 13,648 13,648 10,045 10,045 1,234,624 193,178-35,745 1,005,701 13,648 2009 Ashton 60% 3,700 Ashton10% 158

17. (1) 2,895,311 723,827 3,351,374 837,844 1,669,857 395,681 2,051,429 494,718 763,985 189,732 839,309 208,011 385,740 96,435 570,902 142,726 238,875 59,719 147,715 36,929 (CVR) 95,817 23,954 664 166 48,751 12,188 33,237 8,272 25,789 6,410 16,733 4,183 20,752 5,188 111,478 27,869 407,334 101,833 8,913 2,230 9,471 2,367 6,532,127 1,609,947 7,161,309 1,770,335 9,938,631 2,981,589 7,135,346 2,140,604 6,374,221 1,912,266 4,083,464 1,225,039 1,825,045 547,513 541,504 162,451 558,100 167,430 282,251 84,675 334,240 100,272 209,615 62,885 267,312 80,194 1,292,930 387,879 267,080 80,124 943,426 283,028 820,825 246,248 17,291,821 5,187,546 17,582,169 5,274,651 23,823,948 6,797,493 24,743,478 7,044,986 159

17. (2) 15,800,224 3,579,002 14,664,542 3,666,136 626,423 156,606 719,817 179,954 170,366 42,592 93,817 23,454 16,597,013 3,778,200 15,478,176 3,869,544 9,920,534 2,976,160 9,289,971 2,786,991 4,913,644 1,474,093 3,008,125 902,437 830,671 249,201 2,044,850 613,455 799,412 239,824 316,527 94,958 253,149 75,945 15,290,036 4,587,010 16,086,847 4,826,054 31,887,049 8,365,210 31,565,023 8,695,598 2014 9 160

18. 8 1 909,927 1,028,789 1 (1) 117,926 117,926 23,137 13,926 5,026 5,440 1,056,016 1,166,081 19. 26,107 6,756 32,863 52,887 4,242-4,187 52,942 569,731-14,454 555,277 137,790-10,318 127,472 2,076,426-157,813 1,918,613 14,771-1,123 13,648 2,877,712 10,998-187,895 2,700,815 20. (1) 2,827,850 3,512,612 2,827,850 3,512,612 3.08% 6.24% 161

21. 1 1,000,000 2 664 664 1,000,000 1 2013 12 25 2013 6.8% 2 2014 8 66 22. 1,806,399 282,141 295,959 34,220 2,102,358 316,361 6 23. 2,125,594 2,448,642 1 138,380 141,225 (1) 468 162

24. (1) 798,437 852,247 1 42,026 47,081 (2) 5% 5% 25. (1) 1,010,695 9,655,050 9,866,040-32,696 767,009 10,334 1,004,237 944,170 70,401 927 33,508 34,401-34 34,937 524,508 522,022-2,754 34,669 1,056,893 11,217,303 11,366,633-35,484 872,079 (2) 589,666 5,963,514 6,232,519-3,296 317,365 932,755 932,755 8,626 565,546 540,154 34,018 6,856 450,111 426,905 30,062 69,632 68,821 811 1,770 45,803 44,428 3,145 6,716 472,114 474,424 4,406 34,628 154,701 150,127 39,202 371,059 1,566,420 1,536,061-29,400 372,018 1,010,695 9,655,050 9,866,040-32,696 767,009 163

25. (3) 8,371 923,419 867,641 64,149 1,963 80,818 76,529 6,252 10,334 1,004,237 944,170 70,401 26. -374,731-284,615 18,258 17,288 90,913 870,003 14,837 56,518-47,499-47,741 105,070 138,354-193,152 749,807 27. (1) 238,875 348,923 417,447 154,511 241,306 39,167 39,844 27,914 15,602 944 20,301 957,773 587,061 164

28. (1) 2,519,313 2,519,313 2,150,809 1,605,100 580,514 669,133 429,373 578,670 39,891 45,244 1,576 2,413 5,721,476 5,419,873 (2) 1 2,519,313 46,633 29,218 25,499 21,766 2,642,428 (3) 35,220 165

28. (4) 2,519,313 1-2 352,197 1 1-2 328,371 1 1-2 263,662 1 1-2 20,135 1 1-2 3,483,678 29. (1) 3,015,909 1,721,675 439,379 481,852 1 177,655 90,025 (CVR) 2 1,408,729 3,632,943 3,702,281 (2) 3 1,788,294 1,464,388 993,662 230,219 4 233,953 27,068 3,015,909 1,721,675 166

29. (3) 5 396,285 396,285 40,585 42,852 Minerval 2,509 2,715 40,000 439,379 481,852 1 1,011 2,300 34 2 2 2012 6 18 2013 12 6.96 6.96 3 (Noble) 3 26,294 2014 2 27 3 2011390,000 171,444 1 83,972 1 87,472 2013 15,500 2015 4 46.67% 140,000 140,000 1 20,000 1 120,000 167

29. 5 2006 9 30. 2012 8 3[ [2012]212 ] 247,678 49,536 2012 9 30 128,792 118,886 1 39,628 79,258 (1) 24,377,892 24,850,137 6,931,217 6,105,677 1,238,393 63,834 32,547,502 31,019,648 5.535% 6.4% Libor+1.5% Libor+5% (2) (%) 1 2009-12-16 2022-12-16 Libor+5% 2,400,000 14,685,600 2,400,000 14,632,560 2 2013-6-24 2016-5-20 3 Libor+2.5% 300,000 1,835,700 300,000 1,829,070 3 2013-8-29 2016-10-20 3 Libor+2.3% 300,000 1,835,700 300,000 1,829,070 4 2013-1-4 2018-1-4 Libor+2.4% 296,000 1,811,224 296,000 1,804,682 5 2014-1-9 2017-1-9 3 Libor +3% 200,000 1,223,800 168

30. (2) 1 2009 304,000 254,00020,000 30,000 2009 12 16 2014 12 16 2012 12 16 2012 12 17 2019 12 16 2017 12 162014 2022 12 16 2019 12 16 30,000 27,400 2 2013 30,000 3 2013 30,000 4 2013 59,600 2013 8 30 30,000 31. 5 2014 20,000 (1) 16,040,608 11,055,667 16,040,608 11,055,667 169

31. (2) 1 2,846,205 2012-5-16 5 2,846,205 2,743,500 1 3,478,695 2012-5-16 10 3,478,695 3,353,167 2 1,000,000 2012-7-23 5 990,000 993,200 2 4,000,000 2012-7-23 10 3,960,000 3,965,800 2 1,950,000 2014-3-6 5 1,930,500 2 3,050,000 2014-3-6 10 3,019,500 16,324,900 16,224,900 11,055,667 1 124,322 10,418 2,753,918 1 195,174 12,731 3,365,898 2 42,583 2,000 995,200 2 200,750 4,000 3,969,800 2 1,930,500 97,162 3,250 1,933,750 2 3,019,500 157,876 2,542 3,022,042 4,950,000 817,867 11,792 23,149 16,040,608 170

31. (2) 1 2012 4 23 2012 10 10 2012 5 10 5 4.5 4.461% 10 5.5 5.730% 2 2012 2 8 2012150 [2012]592 100 2012 7 25 50 5 10 4.2% 10 40 4.95% 2014 3 6 50 5 19.5 5.92% 10 30.5 6.15% 32. (1) 1,634,854 1,610,686 794,735 1,193,465 30,683 29,054 2,460,272 2,833,205 171

32. (2) (%) 2,833,205 259,176 2,460,272 61 1,386,046 20,301 1,468,803 4% 2-5 1,188,854 6.15 238,875 792,570 29 5 5-8 224,640 5.43 166,051-12.24 29,054 30,683 Minerval 2-4 4,611 2,165 (3) 1,468,803 1,386,046 27,862 139,795 36,137 196,227 Bradken 5,233 26,256 5,233 28,413 33,095 1,634,854 41,370 1,610,686 172

33. 7,563 7,701 7,563 7,701 34. 1 529,953 532,143 1 2 231,546 270,172 2 3 4,511 618 3 766,010 802,933 1 24 2 3 173

35. (1) 27,241 870 6,670 21,441 35,086 6,371 2,573-2,816 36,068 62,327 7,241 9,243-2,816 57,509 (2) 26,430 870 3,028 3,028 21,244 811 614 197 27,241 870 3,028 3,642 21,441 174

36. (+, -) (%) (%) 20 20 20 20 2,959,980 60 2,959,980 60 1,958,400 40 1,958,400 40 4,918,380 100 4,918,380 100 4,918,400 100 4,918,400 100 37. 1 14,865 1,486,500 14,865 1,486,500 2 9,985 998,500 9,985 998,500 24,850 2,485,000 24,850 2,485,000 1 2014 9 1514.87 100 6.8% 2 2014 11 109.99 100 6.8% 175

38. 1,270,513 1,270,513 1,836,137 1,820,659 15,478 3,106,650 1,820,659 1,285,991 18.21 39. 1,197 11,213 11,213 12,410 70,363 76,549 19,137 57,412 127,775-751,185-1,128,015 189,060-403,565-705,157-208,353-1,456,342-3,142,876-1,769,659-1,495,044-274,615-4,637,920-3,822,501-2,809,912 189,060-384,428-2,131,576-482,968-5,954,077 176

40. 811,894 2,150,325 2,128,772 833,447 782,260 655,112 1,173,155 264,217 611,513 611,513 52,842 3,882 48,960 26,875 26,875 2,285,384 2,805,437 3,305,809 1,785,012 41. 5,493,640 406,495 5,900,135 5,493,640 406,495 5,900,135 42. 26,998,913 28,364,156-336,410-336,410 26,998,913 28,027,746 2,284,167 1,271,211 36,456 406,495 510,179 98,368 1,770,624 19,241 28,778,217 26,998,913 177

43. 2,585,768 3,576,561 1,855,005 4,440,773 3,576,561 (1) (%) 49 44,194 47,309 49 162,714 153,190 47.62 3,538 3,501 25.18 2,467,988 2,473,275 22-224,560 780,381 18.69 14,989 13,625 8 1,599 1,097 4.86 56,437 50,605 1.67 58,869 53,578 0.11 2,585,768 3,576,561 (2) 1) 1 2014 5 15 7.20% 1,851,903 2 2014 12 31 7% 3,102 1,855,005 178

43. (2) 1) 1 2014 5 15 318.36 2016 5 22 7.2% 2016 5 22 16,156 2 SCN 2014 12 31 18,005,102 100 1,000 2015 1 2YCNPA 2015 1 83,102,000 7% 40 30 0.1 1 2) 1,851,903 1,851,903 3,102 3,102 1,855,005 1,855,005 179

44. 1. 39,198,678 38,980,486 (1) 36,677,222 38,980,486 (2) 2,521,456 2. 4,440,773 3,576,561 (1) 2,585,768 3,576,561 (2) 1,855,005 45. 60,370,764 47,824,053 56,401,826 42,826,157 3,551,974 3,879,943 2,324,763 2,785,041 63,922,738 51,703,996 58,726,589 45,611,198 945,307 14.79% 46. 54,542 19,772 210,306 206,450 85,786 95,966 56,055 62,320 186,920 163,832 23,588 28,030 617,197 576,370 47. 2,286,554 2,012,663 585,999 743,803 50,935 43,641 203,417 191,244 3,126,905 2,991,351 180

48. 2,110,418 1,905,555 679,457 337,895 433,785 406,881 395,029 415,891 164,237 205,976 137,200 80,042 119,261 114,703 107,306 133,890 79,211 96,051 33,929 45,290 199,759 253,910 4,459,592 3,996,084 49. 2,180,642 1,756,436 809,507 489,348-154,034 1,686,001 157,255 251,370 1,374,356 3,204,459 50. 6,756-862 4,242 58,274 2,052,238 10,998 2,109,650 51. -664 (CVR) 29 2-18,314-241,223 8 1-87,637-35,823-106,615-277,046 181

52. (1) -10,224-142,136 7,385 4,482 183 66,913 26,425-37 23,549-70,558 (2) -10,224-142,136 184,304 198,494 30,950 36,066-418 -246 351 95,351 Middlemount Joint Venture -321,180-376,032 182

53. (1) 6,221 44,667 6,221 6,221 44,667 6,221 (2) 235,082 168,770 235,082 1 147,993 147,993 4,019 1,078 4,019 2 444,606 80,796 444,606 837,921 295,311 837,921 1 10% 55,233 2,833 2 183

53. (2) 95,000 [2014]11 60,000 [2014]54 50,000 [2014]59 13,255 24,480 [2011]1 5,000 [2014]50 3,500 [2013]49 3,500 [2014]39 3,240 [2013]374 50,000 [2013]45 70,000 6,000 [2013]86 10,000 1,587 8,290 235,082 168,770 184

54. 4,527 29,694 4,527 4,527 29,694 4,527 2,396 10,644 2,396 6,348 11,810 6,348 5,033 2,712 5,033 18,304 54,860 18,304 55. (1) 1,467,138 347,616 421,526 96,223-380,868-612,717 1,507,796-168,878 (Australian Minerals Resources Rent Tax) MRRT 22.5% 2012 3 19 2012 7 1 MRRT MRRT 2014 9 185

55. (2) 3,366,245 841,561-159,919-3,800 53,007 6,044 168,611-169,442 324,070 MRRT 421,526-86,209 112,348 1,507,797 56. 39 57. (1) 1) 346,818 35,119 542,082 240,815 1,164,834 186

57. (1) 2) 1,900,888 1,380,956 378,680 1,493 4,222 3,666,239 3) 103,723 103,723 4) 1,250,000 356,382 1,606,382 5) 4,273,381 8,328 4,281,709 6) CVR 1,373,523 59,774 37,853 1,471,150 187

57. (2) 1. 1,858,448 299,202 10,998 2,109,650 2,818,039 3,052,911 1,125,381 1,325,557 19,806 2,032 995,356 1,075,770 - -1,693-14,973-106,615 277,046-1,816,805 3,442,437 - -23,549 70,558-147,993-366,835-4,961,679 - -326,177 3,153,295-27,201-31,637-1,093,873-3,164,041 - -4,081,355-3,679,624 5,658,590 2,956,504 2. 3. 20,207,279 10,965,667 10,965,667 12,799,757 9,241,612-1,834,090 188

57. (3) 93,505 14,141 79,364 (4) 944 632 19,553,626 10,962,747 652,709 2,288 20,207,279 10,965,667 58. 318,797 1,806,399 1,334,300 13,045,169 995,195 2014 10 Synergy Synergy 2014 10 1 2030 6 30 8.7% Synergy 159 189

59. (1) 2,839,790 461,665 6.1190 2,824,928 1,992 7.4556 14,852 1 9.5437 10 89,276 14,590 6.1190 89,276 83,041 13,571 6.1190 83,041 91,894 14,425 6.1190 88,267 471 7.4556 3,512 12 9.5437 115 995,867 162,750 6.1190 995,867 91,785 15,000 6.1190 91,785 27,186,280 4,442,929 6.1190 27,186,280 6,119,817 1,000,000 6.1198 6,119,817 (2) 190

60. 1 359 13,062 1-3,589 359 16,651 1 2,621 181,358 1 78,317 90,221 2-43,532 80,938 315,111 1 2014 12 31 432,293,000 (2013 1,783,000,000, 397,457,000 5.0922 6.2334 2014 12 31 1,027,348,000 (2013 3,096,000,000 0.8106 0.8381(2013 0.91 1.01) 0.87 0.9670 (2013 0.83 0.9015) 26,690,000 (2013 26,583,000 2 30 2010 7 15 2.755% 2.42% 2.41% 0.75% 2014, 191

1. (Ashton) (1) 2014 9 30 10% 2,120 Ashton Joint Venture Ashton Coal Mines Limited 10% 100% 100% (2) AshtonCoalMinesLimited AshtonJointVenture 113,548 2,844,759 2,958,307 3,110,046-151,739 192

1. (Ashton) (3) AshtonCoalMinesLimited AshtonJointVenture 50,908 50,908 81,713 81,713 47,103 47,103 1,476,479 1,347,761 2,524,496 31,016 219,798 1,094 92,399 92,400 275,357 275,336 195,910 37,899 870,564 85 41,019 41,019 3,110,046 1,297,656 3,110,046 1,297,656 2. (%) 100.00 100.00 100.00 100.00 SCN 100.00 193

1. (%) 60,000 100.00 28,859 95.14 240 100.00 550 92.00 80,000 74.82 71,972 100.00 44,641 100.00 22,347 100.00 632 100.00 878 100.00 210 52.38 140,000 100.00 300,000 98.33 810,000 60 100.00 310,556 78.00 194

1. (%) 68,931 100.00 10,000 51.00 30,000 51.00 30,000 100.00 50,000 100.00 1,000 100.00 6,400 100.00 0.01 100.00 SCN 0.0001 100.00 (1) 2002 2006 11 60,000 100% 140700100002399 195

1. (1) (%) 9,000 81.31 15,000 99.89 (2) 2010 3 15,000 2013 1 74.82%50,000 2013 4 30,000 2013 12 (2013) 86 80,000 74.82% 150000000009736 196

1. (3) 008881712 1985 2011 12 22 2012 3 5 78% 22% 2012 6 27 2012 6 28 CVR 197

1. (3) 1) (%) Westralian Prospectors NL 93,001 100 Eucla Mining NL 707,500 100 CIM Duralie Pty Ltd 665 100 Duralie Coal Marketing Pty Ltd 2 100 Duralie Coal Pty Ltd 2 100 Gloucester (SPV) Pty Ltd 2 100 Gloucester (Sub Holdings 1) Pty Ltd 2 100 Gloucester (Sub Holdings 2) Pty Ltd 2 100 CIM Mining Pty Ltd 30,180,720 100 Donaldson Coal Holdings Limited 204,945,942 100 Monash Coal Holdings Pty Ltd 100 100 CIM Stratford Pty Ltd 21,558,606 100 CIM Services Pty Ltd 8,400,002 100 Donaldson Coal Pty Ltd 6,688,782 100 Donaldson Coal Finance Pty Ltd 10 100 Monash Coal Pty Ltd 200 100 Stradford Coal Pty Ltd 10 100 Stradford Coal Marketing Pty Ltd 10 100 Abakk Pty Ltd 6 100 Newcastle Coal Company Pty Ltd 2,300,999 100 Primecoal International Pty Ltd 100 2) (%) (Middlemount Joint 50 Venture Pty Ltd) 198

1. (4) 1970 1 000754174 19,646 100% 1) (%) White Mining Limited 3,300,200 100 Ashton Coal Mines Limited 5 100 Yarrabee Coal Company Pty Ltd 92,080 100 Auriada Limited 5 100 Ballymoney Power Limited 5 100 SASE Pty Ltd SASE 9,650,564 90 Proserpina Coal Pty Ltd 1 100 White Mining Services Pty Limited 2 100 Agrarian Finance Pty Ltd 2 100 Balhoil Nominees Pty Ltd 7,270 100 Moolarben Coal Operations Pty Ltd 2 100 Moolarben Coal Mines Pty Limited 1 100 Ashton Coal Operations Pty Limited 5 100 White Mining (NSW) Pty Limited 10 100 Felix NSW Pty Limited 2 100 Moolarben Coal Sales Pty Ltd 2 100 2) (%) Boonal Joint Venture 50 Athena Joint Venture 51 Moolarben Joint Venture 80 199