6837 13.10B 20152016 2017630 *
600837 125994125993 15 C215 C3 2015 2016 689 8 2017 6
2016 2
4 2016 7 17 18 19 20 21 22 23 3
Haitong Securities Co., Ltd 2015 6 4 1. 2015 2. 15 C2125994 15 C3 125993 3. 3 5 150 2 50 3 4. 100 5. 5.30% 2 3 1 5.38%, 3 4 2 200 6. 2 30 4
2 3 1 200 3 30 3 4 5 4 2 200 7. 8. 1 9. 2015 6 12 10. 6 12 11. 2018 6 12 2 1 2020 6 12 5
3 1 12. 13. AAA AA+ 14. 15. 16. 6
2016 1988 1,000 [1994]5 1994 9 27 100,000 [2000]74 [2000]296 2000 12 29 374,692.80 2001 9 8 2001024 [2001]278 2002 1 28 4,006,093,000 7
2002 11 13 2002049 [2002]329 2002 11 11 8,734,438,870 [2007]90 2007 6 7 2007 6 29 2007 7 6 3,389,272,910 2007 7 31 600837 2012 4 27 6837 [2007]368 A110 35.88/ 724,637,680825,999,999,958.402007 11213,389,272,910 4,113,910,590 2008 5 5 2007 8
2007 2007 12 31 4,113,910,590 10 1.00 3 10 7 4,113,910,590 8,227,821,180 2008 5 28 2012 4 27 1,229,400,000 H 2012 5 19 H 127,500,000 H 5 22 1,356,900,000 H () 25 H 10%A H 135,690,000 A 8,092,131,180 H 1,492,590,000 A+H 9,584,721,180 2015 2 9 2015 2015 A 2015 H H 2015 5 2015811 1,916,978,820 1 2015 5 8 H 2015 5 29 H 1,916,978,820 1,048,141,220 H 2015 5 15 868,837,600 H 2015 5 29 H 9,584,721,180 11,501,700,000 A 8,092,131,180 H 3,409,568,820 2016 2016 9
2016 2016 5608.66 1101.30 2016 280.12 80.43 7.39% 161.74 58% 104.02 37% 39.53 14% 1 2016 4.47% 196 2016 1406 O2O 2016 8.43% 2.53% 11.9% 8% 2016 10
2016 51.77 46.38% 2 A+B A 300 25 23 443.9 2016 12.07 10.81% 3 FICC 2016 21.55 19.31% 4 2016 90 40 2016 2016 8.35 7.48% 5 1.48 57% PE 185 8 11
28 2016 9.23 8.27% 6 485 2% PPP 2016 11.17 10.01% 7 2016 IPO IPO 560 2016 6.79 6.09% 2016 1 2016 2015 % 121,024,751,374.94 165,012,537,050.77-26.66 12,191,899,273.79 15,747,115,792.65-22.58 705,848,143.60 184,333,865.52 282.92 12
2016 2015 % 63,212,919,802.15 76,324,967,255.75-17.18 92,347,493,554.98 110,440,406,126.01-16.38 3,935,071,348.81 3,428,166,390.44 14.79 84,523,225,559.75 77,468,848,342.99 9.11 8,952,031,305.02 7,558,629,056.50 18.43 58,028,837,828.19 44,490,351,065.42 30.43 83,508,859.69 82,732,751.13 0.94 560,865,846,150.32 576,448,892,328.27-2.70 19,864,117,000.00 22,336,951,000.00-11.07 38,639,631,004.32 31,025,611,838.24 24.54 43,731,726,557.56 98,576,535,904.41-55.64 104,059,286,700.58 129,026,336,374.79-19.35 22,583,788,217.83 16,360,983,264.63 38.03 128,295,192,262.28 100,599,408,063.76 27.53 438,907,444,778.41 459,521,221,374.63-4.49 11,501,700,000.00 11,501,700,000.00 0.00 56,338,469,573.57 56,375,748,807.13-0.07 26,331,639,342.89 25,319,984,185.00 4.00 110,130,127,286.66 107,694,544,738.79 2.26 11,828,274,085.25 9,233,126,214.85 28.11 121,958,401,371.91 116,927,670,953.64 4.30 2016 5,608.66 5,764.49 155.83 2.70% 461.50 131.12 45.54 373.02 70.54 36.13 25% 13
27% 11% 15% 1% 2016 4,389.07 4,595.21 206.14 4.49% 532.96 249.67 276.96 180.61 65.25 76.14 2 2016 2015 % 28,011,665,306.32 38,086,267,720.37-26.45 10,965,008,854.57 17,970,455,503.56-38.98 5,314,409,804.29 12,586,494,530.37-57.78 3,356,019,560.06 2,316,181,565.27 44.89 589,726,513.36 1,350,691,694.67-56.34 3,839,610,355.40 4,755,593,972.68-19.26 6,539,692,047.35 13,462,102,007.52-51.42-231,333,741.19-1,923,524,032.53-87.97 58,149,350.76 172,965,806.71-66.38 6,840,538,439.43 3,648,674,462.43 87.48 17,362,648,883.48 17,133,790,317.17 1.34 10,649,016,422.84 20,952,477,403.20-49.18 11,161,726,994.30 21,118,868,459.10-47.15 8,930,518,254.41 16,841,315,655.08-46.97 8,043,334,519.30 15,838,850,897.61-49.22 2016 280.12 380.86 100.75 26.45% 14
1 53.14 125.86 72.72 57.78%2 33.56 23.16 10.40 44.89%3 5.90 13.51 7.61 56.34% 4 63.08 115.39 52.30 45.33% 5 38.40 47.56 9.16 19.26% 6 68.41 36.49 31.92 87.48% 2016 173.63 171.34 2.29 1.34%1 4.91 19.15 14.24 74.38% 2016 5 2 95.64 112.14 16.51 14.72%3 14.19 10.91 3.29 30.13% 4 58.89 29.14 29.75 102.10% 3 2016 2015 % 79,683,449,490.81 98,492,299,387.09-19.10 129,861,130,959.31 82,909,301,087.01 56.63-50,177,681,468.50 15,582,998,300.08-422.00 61,502,727,135.13 42,310,778,934.10 45.36 93,080,525,042.53 78,277,172,060.06 18.91-31,577,797,907.40-35,966,393,125.96 12.20 139,052,990,631.05 242,871,571,677.14-42.75 15
2016 2015 % 105,698,114,499.48 145,793,651,490.83-27.50 33,354,876,131.57 97,077,920,186.31-65.64-46,870,013,234.08 77,553,907,649.96-160.44 2016-501.78 796.83 28.43% 219.67 281.98 1298.61 39.52% 634.86 249.67 88.67 66.06 59.52 2016-315.78 615.03 21.95% 592.58 930.81 28.32% 926.28 2016 333.55 1,390.53 49.62% 1,039.73 1,056.98 32.16% 917.61 2016 2016 16
2015 6 4 2015 6 200 17
6 12 2016 6 13 2016 6 8 15 C2 15 C3 2015 6 12 2016 6 11 2017 6 12 2017 6 9 15 C3 2016 6 12 2017 6 11 2017 15 C22017 6 7 15 C2 105.30 /15 C2 15,000,000,000 15 C2 15,000,000,000 100% 2 795,000,000.00 18
2016 19
20
15 C2 15 C3 2015 2015 AAA AA+ 2017 4 26 2015 2017[2017] 061 2015 AAA AA+ 21
22
2016 12 31 ( ) A 11,677,443,882 B 30,042,027,872 A+B 30,042,027,872 (%) 27.3 C - 70%D 19,279,354,000 50%E - C+D+E 19,279,354,000 1.2016 8 29 40 40 [2016]325 2.2015 2 9 2015 2015 A /H 50% 2015 6 5 2016 5 18 Haitong International Finance Holdings 2015 Limited 1 2021 1.6% 2016 5 26 Haitong International Finance Holdings 2015 Limited 1.2 2021 1.6% 23
3.2016 3 30 2016 5 26 2015 70% 50% 10% 2016 5 31 Haitong Investment Ireland Public Limited Company 7.5 Novo Banco, S.A.NB Banco Esprito Santo de Investimento, S.A. Haitong BankS.A 7.5 NB 8 5 NB NB NB NB 2015 9 7 Banco Esprito Santo de Investimento,S.A. Haitong BankS.A Novo Banco, S.A., 7.5 3 2016 5 31 HIIP 7.5 5 4.2015 4 13 Haitong International Finance Holdings 2015 Limited 6.7 2020 3.5%, 5. 2013 10 9 Haitong International Finance Holdings Limited 2013 6. 2013 6 9 [2013]145 8 8 8 2016 32,857,813 2016 12 30 1 7.3068 240,085,468 2016 220,021,435 2016 12 30 1 7.3068 1,607,652,621 2016 SPV 23,469,000,000 2016 12 30 1 0.89451 20,993,255,190 2016 75,469,000,000 2016 12 30 1 0.89451 67,507,775,190 2016 12 31 1000 10% 2016 24
2016 11 28 [2016]127 2015 25