3GPP TSG RAN WG1 #59 &WG2 # /11/26

3GPP TSG RAN WG1 #59 &WG2 #68 98 11 09 98 11 13 98/11/26

3GPP TSG RAN1/2 RAN1 RAN2 WGs Contribution ITRI Contributions RAN2 contributions RAN2 3GPP LTE-Advanced 3GPP ITU-R IMT-Advanced LTE-Advanced ITU-R RAN1 LTE-Advanced 3GPP RAN LTE-Advanced LTE-Advanced 3GPP LTE-Advanced 3GPP LTE LTE Stage 3 PHY Layer MAC RLC PDCP RRC release 8 release 9 stage 3 M300 3GPP TSG RAN1 #59 RAN2 #68 3GPP LTE- (980052) Advanced (970083) (940616) (950655) (970082) 3GPP TSG RAN1 #59 3GPP LTE-Advanced 3GPP TSG RAN1 #59 PHY MIMO 3GPP RAN2#68 MBMS 3GPP RAN2#68 Handover HeNB 1

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3GPP TSG RAN1 #59 Meeting 3GPP TSG RAN2 #68 Meeting LTE-A CoMP MIMO HeNB CA MBMS Handover (RAN2) November 09, 2009 ~ November 13, 2009 The Shilla Jeju, 3039-3, Saekdal-dong, Seogwipo-si, Jeju-do, KOREA 3GPP RAN1 Session #59 Tentative Schedule RAN1#59 Monday Tuesday Wednesday Thursday Friday Coffee Lunch Coffee 1, 2, 3 4 LSs 6.1 6.2 LTE CRs 7.2 BW ext. 6.3 Net. Pos. 6.4 Enh. DL tx 7.5.1 MU- MIMO HSPA 5.1 5.2 CRs 5.3 TDD Cell Portion 5.5 TDD MC- HSUPA 7.3 DL RS 7.4 UL RS 7, 7.9 HSPA 5.4 4C HSDPA HSPA 5.6 UL TxD 7.8.1 7.8.2 Relay 7.5.2 Feedback 7.6 UL TxD + MIMO 7.7 Het. Net. Revisions etc Halla I / II Sara Halla I Halla II 3

3GPP RAN1 Session #68 Indicative Time-schedule Main room 2 nd LTE room UMTS room Mon: before morning coffee Mon: morning coffee -> lunch [2], [3], [4] MDT [4.2.2?] Mon: lunch -> afternoon coffee Mon: after afternoon coffee Tue: before morning coffee [5.1][5.2][6.8.1] Tue: morning coffee -> lunch LTE CP [5.8][5.9][6.8.2] Tue: lunch -> afternoon coffee Start Rel-9 WI [6.x] Tue: after afternoon coffee Wed: before morning coffee Rel-9: Positioning [6.1] Wed: morning coffee -> lunch Wed: lunch -> afternoon coffee Wed: after afternoon coffee MDT [4.2.2] Breakout: LTE UP [5.3] [5.7],[6.8.3] Breakout: LTE MBMS [6.3] [8 without TDD] [9 without TDD] [9 without TDD] cont d [10.1], [10.2] Thu: before morning coffee Thu: morning coffee -> lunch Thu: lunch -> afternoon coffee Thu: after afternoon coffee Rel-9 left-overs [6.x] LTE-A [7.1][7.2][7.3] [7.4?] TDD session: [8], [9.05], [9.11], [9.12] [10.3],[10.4], [10.5] Fri: before morning coffee Fri: morning coffee -> lunch Fri: lunch -> untill around 4pm Fri: 4:15 -?? [13][14][15] Joint Session: Study on world-wide wines Come backs [11?] 4

RAN1 Meeting PHY MIMO 4. Incoming Liaison Statements RAN2 Liaison (MCS for MCCH) (Carrier Aggregation) MCS for MCCH R1-094423 LS on Modulation and Coding Scheme for MCCH RAN2. Ericsson R1-094427 Draft response to LS on MCS for MCCH Ericsson. ST-Ericsson R1-094596 Parameters for MBMS (Ref. R1-094423) Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094691 MCS set for MCCH to ensure QoS in different cell sizes and deployments Huawei Rel-9 RAN2 cell sizes 98% cell deployments RAN2#67bis RAN2 ALU Table RAN2 RAN1 Rel-9 Table: Proposed MCS set # MCS 1 QPSK 1/4 2 QPSK 1/2 3 16QAM 1/2 4 64QAM 4/5 Huawei 8 29 Rel-8 TS 36.213 MCS Index {0, 4, 7, 11, 13, 15, 18, 22} ALU Huawei R1-095058 MCS for MCH containing MCCH takes one value in I MCS = {2, 7, 13, 19} (TS 36.213 v8.8.0, table 7.1.7.1-1). MCS for MCH not containing MCCH takes one value in I MCS = {0, 1, 2,, 28} (TS 36.213 v8.8.0, table 7.1.7.1-1). Carrier Aggregation 5

R1-094424 Response LS on RSTD measurement for OTDOA and PRS periodicity RAN2. Ericsson R1-094425 LS on timing advance for carrier aggregation in LTE-A RAN2. Qualcomm R1-094597 Relevance of carrier aggregation scenarios with impact on timing advance (ref. R1-094425) Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094637 Timing advance for carrier aggregation in LTE-A Nokia Siemens Networks, Nokia R1-095025 Reply LS on timing advance for carrier aggregation in LTE-A Qualcomm Europe, Ericsson, ST-Ericsson, Nokia, Nokia Siemens Networks, Philips, Alcatel-Lucent, Motorola, Panasonic, Huawei, LG Electronics R1-094426 Response LS to RAN1 on interruption time in DC-HSUPA RAN4 Qualcomm LTE-A timing advance R1-095025 R1-095057 6. E-UTRA Releases 8 and 9 (CR) 6.1. Maintenance of E-UTRA Release 8 Rel-8 CR (Change Request) Rel-8 R1-094495 36.211 CR0142 (Rel-8, F) Clarification of the transmit condition for UE specific reference signals Panasonic, Ericsson, ST-Ericsson, CMCC, LG Electronics, Qualcomm Europe, Alcatel-Lucent, Samsung R1-094693 213 CR Clarifications on Accumulation-enabled in power control for Rel-8 Huawei R1-095015 36.212 CR0089 (Rel-8, F) Clarification on bitwidth of RI Huawei, Samsung, NEC, Ericsson, ST-Ericsson, Texas Instruments 6.2. Maintenance of E-UTRA Release 9 Rel-9 16 CR (Change Request) 14 Rel-9 6

R1-094924 36.211 CR0140R3 (Rel-9, D) Editorial corrections to 36.211 Ericsson Chairman s note: Supersedes 4330 agreed at RAN1#58bis. R1-095001 36.212 CR0088R1 (Rel-9, D) Editorial corrections to 36.212 Qualcomm Europe Chairman s note: Supersedes 4334 agreed at RAN1#58bis. R1-095017 36.213 CR0255R3 (rel-9, D) Editorial corrections to 36.213 Motorola Chairman s note: Superseded 4331 agreed at RAN1#58bis Revise in R1-095026 to take wording UE category instead of UE antenna configuration into account. R1-094428 36.211 CR0139R1 (Cat B. Rel-9) Introduction of LTE positioning Ericsson. ST- Ericsson Chairman s note: To be updated (approved) To be revised in R1-095027 CR0139r2 to include change from 5020. R1-094429 36.213 CR0248R1 (Cat B. Rel-9) Introduction of LTE positioning Ericsson. ST- Ericsson R1-094430 36.214 CR0011R1 (Cat B. Rel-9) Introduction of LTE positioning Ericsson. ST- Ericsson R1-094601 Analysis of impact of cell range extension Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094602 UL/DL Timing Alignment for Extended Cell Radius Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094603 36.213 Draft CR (Rel-9, B) for cell range extension (parameter change) Alcatel- Lucent, Alcatel-Lucent Shanghai Bell R1-094604 36.213 Draft CR (Rel-9, B) for cell range extension (procedure change) Alcatel- Lucent, Alcatel-Lucent Shanghai Bell Chairman s note: CRs are not approved. Not to be included in Rel-9. Ericsson, Nokia, Huawei prefer to consider enb implementation. R1-094735 36.211 CR0143 (Rel-9, A) Clarification of the transmit condition for UE specific reference signals Panasonic, Ericsson, ST-Ericsson, CMCC, LG Electronics, Qualcomm Europe, Alcatel-Lucent, Samsung Chairman s note: Change will be implemented from 4495 before Rel-9 specification created. R1-094905 Clarification of Inter-cell synchronization with MBMS Marvell Chairman s note: Not agreed. R1-095020 36.211 Draft CR Clarification of PDCCH and PRS in narrow band ZTE, Ericsson, ST-Ericsson Chairman s note: Approved in principle. To be included in update of 4428. R1-094998 Subframe specific channel quality reporting Qualcomm Europe Chairman s note: Not to be included in Rel-9. Consider in the context of ongoing Rel-10 discussions. R1-095003 Text proposal on Orthogonal PRS transmissions in mixed CP deployments using MBSFN subframes Motorola Chairman s note: No agreement. Proposed change to Table 2 not considered necessary already clear. 7

R1-095016 36.213 CR0257 (Rel-9, B) Add shorter SR periodicity Nokia Siemens Networks, Nokia Corporation, HTC Corporation, LG Electronics Inc., NTT DOCOMO, Panasonic, Qualcomm Europe Chairman s note: Awaiting decision in RAN2. 6.4. Enhanced DL Transmission for LTE 6.4.1. Remaining Details of DM RS 3GPP TSG RAN1 Rel-9 (Reference Signal, RS) Pattern for Extended CP Sequence Design Sequence Mapping Rel-9 (Demodulation Reference Signal, DM-RS) Extended Cyclic Prefix (Extended CP) DwPTS DM-RS Normal CP DM-RS #58bis Qualcomm Qualcomm Juan Montojo email discussion R1-094858 R1-094858 Summary of email discussions on DM RS for DS-BF Qualcomm Europe Agreed patterns for Normal CP: Option N1B ((a) Regular subframes (b) DwPTS {11,12} OFDM symbols (c) DwPTS {9,10} OFDM symbols) (a) (b) (c) ECP UE-RS patterns DM-RS VehB delay spread DM-RS Normal CP email discussion Motorola Nokia LGE E1/E4 (Regular subframes) E2/E3 (Regular subframes) (Regular subframes/ DwPTS all configurations) 8

Higher density (not staggered) Same density (staggered) Same density (staggered) Performance optimized patterns Patterns matching NCP ones Moto, Huawei, E///, ST-E Nokia, NSN, QC, CATT LGE, RIM, Samsung DwPTS (in particular) DM-RS cells pilots data / / DM- RS pattern RE pilots DM-RS Normal CP email discussion Qualcomm Nokia CATT Huawei LGE E1 (DwPTS all configurations) E2 (DwPTS all configurations) E3 (Regular subframes / DwPTS {9,10} / DwPTS {8}) E4 (DwPTS all configurations ) E5 (DwPTS all configurations) Higher density Same density Same density Punctured E1/E4 Punctured E5 E1 Punctured E2/E3 Punctured E2/E3 E1: Performance optimized patterns E2: Patterns matching NCP ones E3: CDM-f proposal E1: QC, Moto E2: Nokia, NSN E3: CATT E4: Huawei, E///, ST-E E5: LGE, RIM, Samsung Pattern for Extended CP R1-094858 Extended CP DM-RS patterns R1-094858 R1-094434 On DM RS for extended CP Ericsson. ST-Ericsson R1-094638 Extended CP UE-specific reference symbol design for dual-layer beamforming Nokia, Nokia Siemens Networks R1-094780 DM-RS Design on extended CP for Rel-9 Dual-layer Beamforming LG Electronics R1-094851 Evaluation of DRS Patterns for Extended CP LTE Rel-9 Enhanced DL transmission Motorola R1-094860 UE-RS patterns for extended CP Qualcomm Europe 9

Chairman s note: Pattern for normal subframes with extended CP 1 st Choice 2 nd Choice E1/E4 E2/E3 E5 Moto, Huawei, E///, ST-E Nokia, NSN, QC, CATT, ZTE, NEC, ALU, ALU-Shanghai Bell LGE, RIM, Samsung ECP is not supported in conjunction with transmission mode 8 in Rel-9 Philips, QC, Moto, Samsung Conclusion: Friday afternoon: Extended CP Rel-9 mode 8 release R1-095125 Dual layer DM RS pattern for extended CP CMCC, Ericsson, ST-Ericsson, Huawei, NEC, Nokia, Nokia Siemens Networks, Qualcomm Europe Sequence Design DM-RS RAN1#58bis Working Assumption: R1-094337 2 DM-RS 2 layers CDM Walsh Orthogonal Cover Code (OCC) / 2 layers LGE Motorola Qualcomm R1-094467 DM RS sequence design for dual layer beamforming LG Electronics R1-094852 Orthogonal Cover Mapping for DM RS in LTE Rel-9 Enhanced DL Transmission Motorola R1-094859 Mapping of orthogonal covers in time and frequency Qualcomm Europe Chairman s note: Friday afternoon: Working assumption from RAN1#58bis: Walsh / e.g., R1-094337 2 Working Assumption (RAN1#59) Walsh e.g., R1-094337 2 R1-095051 11/20 4337 10

R1-095051 Balance DMRS Power for Rel-9 Enhanced DL beamformng Samsung Sequence Mapping R1-095076 Considerations for DM-RS sequence design Pantech&Curitel Revision of 4675 7. Study Item on LTE-Advanced 7.2. Bandwidth Extension 7.2.1. Remaining SI Issues for DL Control Signalling Design 7.2.1.1. PDCCH RAN1 PDCCH PDCCH Monitoring Set 1. UE PDCCH 2. UE 3. PDCCH RAN2 R1-095056 RAN2 1. DL Anchor Carrier 2. UL Anchor Carrier 3. R1-094537 Analysis of PDCCH monitoring component carrier set on LTE-A CATT CATT PDCCH UE PDCCH active CC set PDCCH R1-094539 Benefits of PDCCH Active component carrier set for UL Control Channel CATT PDCCH PDCCH Active component carrier 11

1. 1: UE PDCCHs PDCCH Active component carrier PDCCH 2. 2: UE PDCCHs PDCCH Active component carrier PDCCH 3. 3: UE PDCCHs PDCCH Active component carrier PDCCH PDCCH 1 2 3 PDCCH Active CC Set PDCCH PDCCH 7.3. Downlink RS LTE-A (Rel-10) DL (Channel State Information Reference Signal, CSI-RS) rank 5-8 (Demodulation Reference Signal, DM-RS) CSI-RS NTT DoCoMo email discussion R1-094963 R1-094963 CSI-RS 10 R1-094963 10 adhoc meeting R1-095119 R1-095119 Summary of ad hoc session on DL RS Ad Hoc chair (NTT CoCoMo) R1-094925 On Rel-10 DM RS design for Rank 3-4 Ericsson, ST-Ericsson R1-094961 TP for TR36.814 reference signal structure Rapporteur (NTT DOCOMO) 7.3.1. CSI RS Design Email discussion report to be provided by Rapporteur (Tetsushi Abe, NTT DoCoMo) R1-094963 Summary of e-mail discussion on CSI-RS design NTT DOCOMO, Inc CSI-RS (Q9 Q10) Cell CSI-RS (Q1 Q4, Q6, Q7) Cell CSI-RS (Q5, Q8) CSI-RS configurations issues (Questions Q9 Q10 in the e-mail summary) 1. cell CSI-RS (Q10) 12

2. Rel-10 CSI-RS Rel-8 CRS (Q9) R1-094762 CSI Measurements with Downlink Reference Signal Texas Instruments R1-094729 Rel-8 cell-specific RS as CSI-RS for LTE-A NEC Group, NTT DOCOMO R1-094866 CSI-RS vs. legacy UE operation Qualcomm Europe R1-094909 Views on CSI-RS Design Issues for LTE-Advanced NTT DOCOMO RS ad-hoc Q9 Q10 RS Chairman s note: Conclusions on Q9 and Q10 (Q10) 2, 4 8 CSI-RS 2 4 CSI-RS Rel-8 CRS 2, 4 8 CSI-RS (Q9) 8 CSI-RS 2-4 CRS Intra-cell CSI-RS design issues (Questions Q1 Q4, Q6, Q7 in the e-mail summary) 1. CSI-RS (Q1-Q4) A. PRB CSI-RS RE (Q1) B. PRB CSI-RS RE (Q2) C. CSI-RS PRB (Q3) i. Alt1: No: CSI-RS FDM ii. Alt2: Yes: CSI-RS FDM iii. Alt3: Yes: CSI-RS TDM D. CSI-RS (Q4) 2. Resource Element (RE) (Q6, 7) R1-094647 Intra-cell CSI-RS design aspects Nokia, Nokia Siemens Networks R1-094649 Multi-cell CSI-RS transmission and related impact to LTE Rel'8 Nokia, Nokia Siemens Networks R1-094704 Further Design and evaluation on CSI-RS for LTE-A Huawei (Sections 2, 3) R1-094574 Discussion on CSI-RS for LTE-Advanced Samsung R1-095007 Further investigation on CSI design for LTE-Advanced ZTE Revision of 4749. R1-094941 Considerations on CSI RS design in LTE_A Fujitsu 13

R1-094491 CSI RS design considering relay backhaul ETRI R1-094783 CSI-RS design for LTE-Advanced LG Electronics R1-094850 Cyclic Shift Multiplexing for CSI-RS Design Motorola RS ad-hoc RS Chairman s note: After meeting: Q2 Q2a: 8 PRB cell CSI-RS RE Alt1: 8 RE Alt2: 12 RE Alt3: 16 RE Q2b: 4 PRB cell CSI-RS RE Alt1: 4 RE: Alt2: 6 RE Alt3 : 8 RE Q2c: 2 PRB cell CSI-RS RE Alt1: 2 RE Alt2: 3 RE Alt3: 4 RE Q2a, b and c Q2a, b c 8 RE 11 NSN cell CSI-RS (Q3) Alt1: Alt2: Conclusion on Q3 Alt1 Conclusion on Q4 5 WI stage 10 Conclusion on Q7: CSI-RS OFDM (a) Rel-8 CRS 8 CSI-RS 4 CRS (d) CP (Normal CP) PDCCH 1-3 rd OFDM 14

Inter-cell CSI-RS design (Questions Q5, Q8 in the e-mail summary) cell CSI-RS R1-094648 Inter-cell CSI-RS design and performance Nokia, Nokia Siemens Networks R1-094704 Further Design and evaluation on CSI-RS for LTE-A Huawei (Sections 2, 3) R1-094506 Inter-cell CSI-RS design Panasonic R1-094867 Details of CSI-RS Qualcomm Europe R1-094728 CSI-RS design for LTE-Advanced NEC Group R1-094547 Important issues concerning CSI-RS for FDD and TDD CATT R1-094942 Multi-cell CSI-RS design considerations Fujitsu R1-094907 Multi-Cell CSI-RS Pattern and Sequence WOASIS Telecom R1-094908 Multi-Cell CSI-RS with Network Subband WOASIS Telecom R1-094437 On CSI RS design Ericsson. ST-Ericsson (Section 2.2) R1-094992 RS design and network synchronisation Philips R1-094505 Further discussion on CSI-RS Panasonic 7.3.2. DM RS for Rank 5-8 rank 3-4 2 vs. 4 RB bundling CP rank 3-4 OCC mapping (SDM) TP on rank 3-4 pattern R1-094961 TP for TR36.814 reference signal structure Rapporteur (NTT DOCOMO) Orthogonal cover code (OCC) = 2 vs. 4 and RB bundling R1-094438 Further considerations on Rel-10 DM RS design Ericsson. ST-Ericsson R1-094650 Beyond four-layer UE-specific reference symbol design for LTE-Advanced Nokia, Nokia Siemens Networks 15

R1-094910 Downlink DM-RS Structure for Rank 5-8 in LTE-Advanced NTT DOCOMO R1-094548 Further investigation on DMRS design for LTE-A CATT R1-094751 Investigation for DMRS design of rank5~8 ZTE R1-094705 DMRS discussion for Rank 5~8 Huawei R1-094784 DM-RS Design for rank 5-8 LG Electronics R1-094869 UE-RS patterns for rank 5-8 Qualcomm Europe R1-094454 Downlink DM-RS Design Considerations for Rank 5-8 in LTE-A Research Motion UK Limited R1-094575 Discussion on DM-RS for LTE-Advanced Samsung In DM-RS pattern for rank 3-4 for special subframes, and extended CP R1-094868 UE-RS patterns for rank 3-4 and extended CP Qualcomm Europe R1-094925 On Rel-10 DM RS design for Rank 3-4 Ericsson, ST-Ericsson R1-094750 DMRS design in extend CP for rank1~4 ZTE OCC mapping R1-094507 Joint consideration of DL DM-RS design and codeword-layer mapping for rank over 3 Panasonic DMRS with SDM R1-095004 Further consideration on downlink DM-RS design for rank 5-8 in LTE-Advanced Hitachi 7.4. Uplink RS LTE-A (Rel-10) UL DM-RS (Sounding Reference Signal, SRS) 7.4.1. DM RS R1-094508 Views on UL DM-RS Panasonic R1-094651 "Performance of uplink MU-MIMO with enhanced demodulation reference signal structure"nokia Siemens Networks, Nokia R1-094706 Uplink DM RS enhancement for LTE-A Huawei R1-094733 Mapping of UL RS sequence for clustered DFT-S-OFDM NEC Group R1-094763 UL DM RS Multiplexing for SU-MIMO Texas Instruments R1-094785 Consideration on DM-RS design for UL SU-MIMO in LTE-A LG Electronics 16

R1-094855 Uplink DM-RS for LTE-A Motorola R1-094870 DM RS in support of UL spatial multiplexing Qualcomm Europe R1-094911 UL RS Enhancement for LTE-Advanced NTT DOCOMO R1-094951 Orthogonal cover codes for uplink DM-RS Mitsubishi Electric Chairman s note: UL SU-MIMO UL MU-MIMO UL CoMP NSN RNA1#59bis OCC / IFDMA/FDM 7.4.2. SRS R1-094576 SRS Transmission in LTE-A Samsung R1-094609 UL SRS enhancements to support CoMP and Transmit Diversity Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094493 Consideration on SRS design for LTE-A UL multi-antenna transmission Sharp R1-094652 Performance of SRS based channel sounding with uplink SU-MIMO Nokia Siemens Networks, Nokia R1-094653 Channel sounding enhancements for LTE Advanced Nokia Siemens Networks, Nokia R1-094707 Increasing SRS capacity to support UL MIMO Huawei R1-094708 Reliability analysis and possible solutions on SRS for LTE-A Huawei R1-094743 Multiplexing Capability of Uplink SRS in LTE-A ZTE R1-094786 UL sounding RS multiplexing for multiple antennas in LTE-Advanced LG Electronics R1-094856 SRS Enhancements for LTE-A Motorola R1-094871 SRS enhancements for LTE-A Qualcomm Europe R1-094509 SRS configuration for LTE-Advanced Panasonic R1-094918 Performance Evaluation of Rank-1 Precoded SRS Mitsubishi Electric R1-094964 Further consideration on enhanced SRS for CoMP/non-CoMP user group Pantech&Curitel R1-094764 SRS for Carrier Aggregation in LTE-Advanced Texas Instruments 7.5. DL Multi-antenna Transmission 17

LTE-A (Rel-10) DL MIMO cell MU-MIMO cell MU-MIMO Rel-8 CQI/PMI/RI 7.5.1. DL Single-cell MU-MIMO (1) - MIMO (2) MIMO (3) MIMO i.e., layera 7.5.1.1. Dynamic vs. Semi-static SU-MU MIMO Switching R1-094440 On SU-MU MIMO switching Ericsson, ST-Ericsson R1-094549 Considerations on SU/MU-MIMO switching in LTE-A CATT R1-094577 Discussion on Dynamic Switching vs Semi-static Switching of SU and MU-MIMO Samsung R1-094610 Dynamic SU-MU MIMO switching based on scalable implicit feedback Alcatel- Lucent, Alcatel-Lucent Shanghai Bell R1-094709 Investigation of the SU/MU MIMO dynamic switching Huawei R1-094787 Discussion on mode switching between SU-MIMO and MU-MIMO LG Electronics R1-094846 MCS Prediction in Support of Dynamic SU/MU-MIMO Motorola R1-094872 DL MIMO transmission modes Qualcomm Europe R1-095006 Consideration on Downlink Signalling for MU-MIMO ZTE Section 2 only. R1-094458 On Downlink Single Cell MU-MIMO in LTE-A Research In Motion UK Limited Section 2.1 only. Chairman s note: RRC MIMO 7.5.1.2. Transparent vs. non-transparent MU-MIMO R1-094441 On transparent and non-transparent MU-MIMO Ericsson. ST-Ericsson R1-094510 Further discussion on Downlink Multi-user MIMO operation for LTE-Advanced Panasonic 18

Section 2.1 only. R1-094550 Transmission schemes for DL MU-MIMO CATT R1-094578 Discussion on Transparency for LTE-A MU-MIMO Samsung R1-094611 Transparent vs. non-transparent MU-MIMO Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094684 Views on Transparency of MU-MIMO Motorola R1-094710 Transparency of MU-MIMO Huawei R1-094730 Downlink control signalling support for SU/MU-MIMO NEC Group R1-095006 Consideration on Downlink Signalling for MU-MIMO ZTE Section 3 only. R1-094788 Discussion on transparency between SU-MIMO and MU-MIMO LG Electronics R1-094873 Transparent vs. non-transparent MU-MIMO operation Qualcomm Europe Chairman s note: MIMO RB MIMO MIMO MIMO DM-RS MIMO 7.5.1.3. MU-MIMO Dimensioning R1-094510 Further discussion on Downlink Multi-user MIMO operation for LTE-Advanced Panasonic Section 2.2 only. R1-094551 Discussion on MU-MIMO dimensioning in LTE-A CATT R1-094579 Discussion on MU-MIMO demensioning Samsung R1-094612 MU-MIMO dimensioning Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094654 On the multi-layer multi-user transmission in LTE-Advanced Nokia, Nokia Siemens Networks R1-094711 Dimensioning of LTE-A MU-MIMO Huawei R1-094757 Consideration on Multi-layer MU-MIMO vs. Single-layer MU-MIMO ZTE R1-094765 Consideration on the dimensioning of DL MU-MIMO Texas Instruments 19

R1-094843 Higher Order MU-MIMO for LTE-A Motorola R1-094874 MU-MIMO dimensioning Qualcomm Europe 7.5.1.4. Others R1-094457 Further Discussion on Signaling of DM-RS Port for LTE-A MIMO Transmission Research In Motion UK Limited R1-094580 Design of scrambling sequence for MU-MIMO Samsung R1-094679 UE selection diversity and SIC gain Pantech&Curitel R1-094689 PDCCH Performance with Transparent Antenna Aggregation Methods Motorola R1-094943 Discussion on DL MU-MIMO in LTE-A Fujitsu 7.5.2. Feedback in Support of DL Multi-antenna Transmission (1) Rel-8 CQI/PMI/RI (2) (3) Rel-8 CQI/PMI/RI cell DL NTT DoCoMo email discussion RAN1#58 58bis TR36.814 CoMP Feedback WF R1-095054 R1-095054 TR36.814 R1-095054 TP for TR36.814 on CoMP feedback Rapporteur (NTT DOCOMO) CoMP feedback (Chairman notes in #58) Way forward ( R1-093719) - cell o cell - o email discussion - CoMP e.g., RRC - CoMP CoMP e.g., MBSFN (Coordinated Beamforming, CBF) (Joint Processing, JP) CoMP i.e., / 20

MIMO o MBSFN - - CBF JP CoMP CoMP o CoMP JP CoMP CBF o CoMP CoMP (Chairman notes in #58bis) #58bis WF R1-094405 cells 7.5.2.1. Extensions to Rel-8 CQI/PMI/RI Feedback Main proposals R1-094442 On Feedback in support of DL Multi-Antenna transmission Ericsson. ST-Ericsson R1-094683 Views on PMI feedback for uncalibrated enode-b Motorola R1-094552 Feedback enhancements for LTE-A downlink transmission CATT R1-094582 Enhancements of Rel-8 PMI feedback Samsung R1-094613 Best companion reporting for single-cell MU-MIMO pairing Alcatel-Lucent, R1-094616 Signalling Aspects of Adaptable Codebooks Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094680 Possibility of MAI indication by UE Pantech&Curitel R1-094713 Feedback framework consideration for single cell MIMO Huawei R1-094695 Extension to Rel. 8 PMI feedback by adaptive codebook Huawei R1-095052 Extension to Rel-8 CQI feedback to support coordinated beam switching/ interference management Huawei, Hitachi Ltd., Qualcomm Europe Revision of 4712Extension to Rel-8 CQI feedback to support CBS Huawei R1-094734 Multi-resolution precoding codebook NEC Group R1-095019 Downlink MU-MIMO and related feedback support Texas Instruments Revision of 4767. R1-094792 Feedback information for downlink coordinated scheduling/beamforming LG Electronics R1-094804 Considerations on Feedback Schemes for Codebook-based MU-MIMO in LTE-A Potevio R1-094845 MU-MIMO Performance Comparison of Two Feedback Assumptions: Rel-8 Codebook and Spatial Covariance Motorola 21

R1-094847 Study of Possible Extensions to Rel-8 PMI Feedback for Better MU-MIMO Support Motorola R1-094875 Extending the UE feedback for efficient MU-MIMO and CoMP Qualcomm Europe Chairman s note: Rel-8 CQI/PMI PMI PMIs PMIs PMIs PMI CQI CQI Rel-8 CQIs Way Forward MIMO CoMP Rel-8 MIMO R1-095097 Rel-8 R1-095102 R1-095097 Way forward on UE feedback Ericsson, ST-Ericsson, NTT DoCoMo, Texas Instruments, Nokia, Nokia Siemens Networks, Panasonic, Alcatel-Lucent, Alcatel-Lucent Shanghai Bell, Mitsubishi Electric, RIM, Sharp, CWWiT R1-095102 Way forward on UE feedback Alcatel-Lucent, Alcatel-Lucent Shanghai Bell, ETRI, Fujitsu, HTC, Huawei, Icera Semiconductor, InterDigital Communications, Marvell, Motorola, Philips, Qualcomm Europe, Samsung, TD Tech, Vodafone, ZTE email discussion Way Forward R1-094615 Consideration of performance of coordinated beamforming with PMI feedback Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094993 Re-use of single cell codebook designs for CoMP Philips R1-094920 Feedback framework for SU/MU MIMO and CoMP for Downlink Transmission in LTE-A Hitachi Ltd. Further details 22

R1-094471 CQI contents & measurement for SU-MIMO/MU-MIMO/CoMP LG Electronics R1-094614 Estimation of extended PMI feedback signalling required for user intra-cell and inter-cell coordination Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094617 Grid of beams for MU-MIMO Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094618 Adaptable Codebooks for MU-MIMO Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094753 Investigation on dual polarition channel and codebook ZTE R1-094754 Further Investigation on dual polarition uncorrelation channel and codebook ZTE R1-094805 Considerations on CQI feedback in the Rel-10 MU-MIMO Potevio R1-094535 Consideration on MU-MIMO feedback reduction HTC Corporation R1-094919 Consideration on new feedback information in support of dowlink MIMO control Hitachi Ltd. R1-094921 Consideration on Feedback for Adaptive Cell Clustering Hitachi Ltd. UL signalling considerations R1-094472 Periodic PUSCH feedback LG Electronics R1-094581 CSI Feedback Signaling in LTE-A Samsung R1-094791 Payload Increase for PUCCH Format 2/2a/2b LG Electronics 8 Tx codebook design R1-094583 8Tx Codebook Design for Channel Feedback in support of DL SU-MIMO in LTE- A Samsung R1-094619 Design principles for feedback codebook for 8 DL tx antennas Alcatel-Lucent, Alcatel-Lucent Shanghai Bell R1-094686 Codebook for 8Tx DL for LTE-A Motorola R1-094752 DL Codebook Design for 8 Tx MIMO in LTE-A ZTE R1-094766 Codebook-Based Feedback Issues on 8Tx Downlink MIMO Texas Instruments R1-094789 DL Codebook design for 8Tx precoding LG Electronics R1-094790 Evaluation for 8Tx CL-MIMO LG Electronics 7.5.2.2. Explicit Feedback Scheme R1-094511 Statistical feedback information with outage considerations Panasonic R1-094584 Explicit Feedback Support for SU/MU-MIMO in LTE-A Samsung R1-094620 Weighted CSI Feedback Alcatel-Lucent Shanghai Bell, Alcatel-Lucent 23

R1-094621 Considerations on spatial covariance aided implicit feedback for MU-MIMO Alcatel-Lucent Shanghai Bell, Alcatel-Lucent R1-094655 Performance of explicit and implicit feedback in supporting DL Multi-Antenna transmission Nokia, Nokia Siemens Networks R1-094685 Covariance matrix quantization for CSI feedback Motorola R1-094714 Hierarchical Feedback from Single-cell MIMO to Multi-cell MIMO Huawei R1-094755 Spacial CSI feedback for beamforming antenna ZTE R1-094844 Low-Overhead Feedback of Spatial Covariance Matrix Motorola R1-094876 Explicit feedback in support of MU-MIMO operation Qualcomm Europe R1-094906 Downlink MIMO with Coordinated Beamforming and Scheduling Marvell R1-094913 Investigation on Quantization Scheme of Explicit Spatial Channel Feedback for CoMP Joint Transmission in LTE-Advanced NTT DOCOMO R1-095005 Codebook Design for MU-MIMO under diversity antennas configuration ZTE Revision of 4756. R1-095018 Impact of Explicit Feedback Quantization on Multi-user JT-CoMP Tokyo Tech R1-095082 Eigen-feedback reduction by sub-space signaling Toshiba R1-095081 Explicit feedback for single-cell MIMO and CoMP Toshiba 7.5.2.3. Channel Reciprocity R1-094443 On channel reciprocity for enhanced DL Multi-Antenna transmission Ericsson. ST-Ericsson R1-094553 Applicability of channel reciprocity in LTE-A downlink transmission CATT R1-094554 Considerations on Enhanced SRS Transmission Schemes CATT R1-094585 Discussion on long-term channel reciprocity in FDD Samsung R1-094622 Channel Reciprocity Modeling and Performance Evaluation Alcatel-Lucent Shanghai Bell, Alcatel-Lucent R1-094623 Antenna Array Calibration for TDD CoMP Alcatel-Lucent Shanghai Bell, Alcatel-Lucent R1-094624 Hybrid feedback of SRS and PMI to support asymmetric Tx/Rx antenna configurations Alcatel-Lucent Shanghai Bell, Alcatel-Lucent R1-094690 Use of Uplink Covariance Matrix for Downlink MIMO in FDD Motorola R1-094821 Consideration on enhanced SRS-based feedback for CoMP CMCC R1-094917 Necessity of checking channel reciprocity in TDD Mitsubishi Electric 7.5.2.4. Others R1-094512 CoMP feedback overhead reduction based on precoded RS Panasonic R1-094555 Considerations on Spatial Domain Coordination in LTE-A CATT R1-094994 Extension of single cell operation to multiple co-located cells: TP for TR36.814 Philips 24

7.5.3. Others R1-094771 Phase Adjustment Mechanism in CoMP Mediatek R1-094513 DL multi-antenna operation image Panasonic R1-094586 Transmit diversity in MBSFN subframes Samsung R1-094793 Consideration on Multi-RB channel interpolation LG Electronics R1-094794 Remaining issues on higher order MIMO LG Electronics R1-094806 Considerations on CoMP switching and scenarios Potevio R1-094848 SCF-based Coordinated Beamforming and Performance Gain over Single-Point SU/MU Beamforming Motorola R1-094715 DL covariance matrix estimation from UL channel Huawei 7.6. UL Multi-antenna Transmission LTE-A (Rel-10) UL MIMO PUSCH MIMO preocding codebook PUSCH MIMO PUSCH MIMO Samsung ad-hoc meeting R1-095123 2 (Transmit Diversity, TxD) Ericsson, ST-Ericsson, Nokia, NSN, Qualcomm, CATT, TI OL TxD Rel-10 OL TxD OL TxD Rel-10 OL TxD CL rank-1 Rel-10 OL TxD R1-095123 Summary of ad-hoc session on UL MIMO Ad-Hoc chair (Samsung) 7.6.1. PUSCH TxD Introduction of TxD (focus only on 2Tx) R1-094444 Discussions on TxD for PUSCH Ericsson. ST-Ericsson R1-094556 Further discussion on transmit diversity for PUSCH CATT R1-094587 Discussions on UL PUSCH 2Tx Transmit Diversity Schemes in LTE-A Samsung R1-094625 Performance Study on LTE-A PUSCH 2Tx Transmit Diversity Alcatel-Lucent Shanghai Bell, Alcatel-Lucent 25

R1-094656 On the necissity of transmission diversity for LTE-A Nokia Siemens Networks, Nokia R1-094716 On transmit diversity for PUSCH Huawei R1-094742 Performance comparison between open-loop TxD and closed-loop precoding for LTE-A PUSCH ZTE R1-094768 Support of UL Tx Diversity for PUSCH Texas Instruments R1-094795 Discussion on PUSCH TxD LG Electronics R1-094877 Performance characterization of transmit diversity vs. other transmission schemes for PUSCH Qualcomm Europe R1-094914 Necessity of Uplink Open-Loop Tx Diversity in LTE-Advanced NTT DOCOMO R1-095013 Comparison of STBC and Low-CM SFBC for LTE-A PUSCH Mitsubishi Electric Revision of 4948. R1-095053 WayForward on PUSCH Transmit Diversity for LTE-A ALU Shanghai Bell, ALU LGE, Samsung, ZTE, Sharp, CHTTL, HTC, Huawei Mitsubishi, Potevio, I2R, Toshiba, ETRI MIMO ad-hoc MIMO Chairman s note: PUSCH 2 4 Rel-10 E///, ST-E, QC, Nlkia, NSN, NEC, TI, CATT Rel-10 ALU Shanghai Bell, ALU, LGE, Samsung, ZTE, Sharp, CHTTL, HTC, Huawei, Mitsubishi, Potevio, I2R, Toshiba, ETRI Rel-10 / Rel-10 4 TxD and others 2TxD discussions R1-094774 Three-symbol STBC for LTE-Advanced Uplink I2R R1-094717 Benefits of 4 transmit antenna diversity for PUSCH Huawei R1-094796 Performance evaluation of PUSCH 4Tx transmit diversity schemes in LTE-A LG Electronics R1-094949 Comparison of uplink 4-TX transmit diversity schemes for LTE-Advanced Mitsubishi Electric 7.6.2. Remaining Codebook Issues Rank-3 codebook issues 26

R1-094445 Uplink rank 3 codebook Ericsson. ST-Ericsson R1-094473 Results for UL transmit power distribution LG Electronics R1-094588 Further Discussion on Rank 3 Codebook Design for 4 TX UL SU-MIMO Samsung R1-094657 On rank 3 usage with different traffic loading Nokia Siemens Networks, Nokia R1-094681 Rank 3 codebook considering codeword to layer mapping Pantech&Curitel R1-094718 Deployment scenario for uplink rank 3 codebook design Huawei R1-094769 Further Consideration on 4Tx Rank-3 Codebook Texas Instruments R1-094797 Rank-3 uplink codebook design for LTE-Advanced LG Electronics R1-094849 Further Results on UL-MIMO Codebook Design Motorola R1-094878 UL performance vs. codebook size Qualcomm Europe R1-094915 4Tx SU-MIMO Codebook in LTE-Advanced Uplink NTT DOCOMO R1-094944 Performance evaluation on rank-3 precoding codebook for LTE_A UL MIMO Fujitsu R1-094945 UL_MIMO enhancement with codebook size adaptation and nested codebook group Fujitsu Single or multiple precoder R1-094494 Considerations on multiple precoding scheme for clustered DFT-S-OFDM Sharp 7.6.3. Others R1-094455 Resource Mapping for PUCCH format 1/1a/1b with Transmit Diversity Research In Motion UK Limited R1-094456 Further Discussion on Transmission Mode Configuration for LTE-A Uplink Transmission Research In Motion UK Limited R1-094474 Discussion on UE class category and numbers of Tx PA and Tx/Rx antenna configurations LG Electronics R1-094475 Comparison between uplink frequency selective and non-selective precoding LG Electronics R1-094557 Transmit Diversity for PUCCH format 2/2a/2b CATT R1-094558 PUCCH Format 1/1a/1b Resource Allocation with Transmit Diversity CATT R1-094589 Transmit Diversity and Frequency Hopping Aspects for PUCCH Formats 2/2a/2b Samsung R1-094634 Multi-antenna Transmission and Coding Schemes for PUCCH Format 2 with Increased Payload InterDigital Communications, LLC R1-094798 Resource Allocation for Multi-antenna Transmission in PUCCH Format 1/1a/1b LG Electronics R1-094803 Multi-antenna Technique for PUCCH Payload Increase CATT 27

R1-094879 assumptions Link Analyses of SU-MIMO operation for UL of LTE-A for agreed simulation Qualcomm Europe 7.8 Relaying RAN1 R-PDCCH 1. R-PDCCH 2. R-PDCCH PDCCH 3. 4. RAN1#59bis e-mail R-PHICH RAN1#59bis e-mail HARQ FDD 8msHARQ RTT L1 HARQ HARQ R1-095090 Rel-8 PDCCH inband/outband R1-094518 R1-094824 Relay performance evaluation CMCC CMCC 28

ISD / 1 3 ISD / 1 3 1/5 I S D ISD / 1 3 /5IS 1 D ISD / 1 3 RN 120 120 120 enb 8/15 ISD RN RN 80 80 120 80 enb 8/15 ISD 1/5 ISD (a) 1RN/sector (b) 2RNs/sector RN RN 50 50 50 120 50 50 enb 8/15 ISD RN 34.2 48 120 RN enb 1/10 ISD (c) 4RNs/sector (d) 10RNs/sector 30dBm 37dBm 15% R1-094893 Updated Type 1 Relay Performance Characterization: Dependency with Channel Model Assumptions Qualcomm 29

RAN2 Meeting R2-096812 Basic CC Configuration in Carrier Aggregation Nokia Corporation, Nokia Siemens Networks Disc NSN Rel-8 RRC DRX DRX 1) Common DRX: UE DRX operation CC1 PDSCH 2) Anchor carrier DRX: DRX ; DRX 3) Independent DRX with common configuration DRX DRX Ericsson common DRX Ericsson Ericsson NEC enb Ericsson IDT common DRX QC DRX Panasonic common DRX Common DRX DRX PDCCH DRX CCx PDSCH R2-096502 Carrier activation and de-activation CATT Disc ZTE DRX-off DRX-off Motorola Ericsson UE Motorola Ericsson UE 30

IDT Ericsson Ericsson UE UE Intel Motorola CQI Ericsson CQI RIM SI RRC SI CATT SI LG RRC RRC R2-096906 Activating and deactivating component carriers Samsung Disc Ericsson UE 200ms Samsung DRX Samsung RIM Panasonic Deutsch Telecom 1. 2. R2-096813 System Information change in RRC_CONNECTED Nokia, NSN Nokia RRC_Connected Ericsson paging ZTE IDLE CONN ZTE UE IDLE Panasonic Rel-8 Ericsson Panasonic Huawei Ericsson Huawei UE 31

Vodafone Ericsson Samsung 200-300bits Panasonic Ericsson/Samsung Samsung RAN2 1. RRC 2. UE paging UE SIB1 R2-096832 Connected Mode Measurement in Carrier Aggregation Alcatel-Lucent Disc 1. UE UE 2. R2-096800 Measurement considerations for multicarrier operation Qualcomm Europe Disc Qualcomm UE Samsung Qualcomm Ericsson Ericsson Rel-8 Qualcomm LTE release 9: MBMS LTE RAN2#68 LTE Rel-9 MBMS stage 3 Huawei e-mail discussion R2-096531 Report of email discussion on MBMS value range [67b#14] Huawei SIB13 MBSFN Area ID #2 MBSFN Area ID #7 MCCH MCCH DSI DSI M BSF N Area I D#20... DSI MCCH Cell-specific information transmitted in unicast resource 32 Non-cell specific information transmitted in MBSFN resource LTE Rel-9 MBMS MBMS SIB13 MCCH DSI (dynamic scheduling information) e-mail discussion

SIB13 MBSFN area MCCH notificationindicator-r9 MBSFN area MBMS notification bitmap SIB13 (value range) -- ASN1START SystemInformationBlockType13-r9 ::= SEQUENCE { mbsfn-areainfolist-r9 MBSFN-AreaInfoList-r9, notificationconfig-r9 SEQUENCE { notificationrepetitioncoeff-r9 ENUMERATED { }, -- Value range is FSS notificationoffset-r9 INTEGER (0), -- Value range is FSS notification-subframe-r9 INTEGER (1..6),... } MBSFN-AreaInfoList-r9 ::= SEQUENCE (SIZE(1..maxMBSFN-Area)) OF MBSFN-AreaInfo-r9 MBSFN-AreaInfo-r9 ::= SEQUENCE { mbsfn-areaid-r9 INTEGER (0), -- Value range is FFS notificationindicator-r9 INTEGER (0..7), mcch-config-r9 SEQUENCE { repetitionperiod-r9 ENUMERATED {rf32, rf64, rf128, rf256}, offset-r9 INTEGER (0..10), modificationperiod-r9 ENUMERATED {rf512, rf1024}, sf-allocinfo-r9 BIT STRING (SIZE(6)), } },... -- ASN1STOP signallingmcs-r9 ENUMERATED {n2, n7, n13, n19} MCCH MCH MSAP configuration MCCH commonsfn-alloc-r9, commonsf-allocperiod-r9, pmch-infolist-r9 commonsfn-alloc-r9 MBSFN subframe resource commonsf-allocperiod-r9 end MBSFN subframes MCH pmch-infolist-r9 serviceid, sessionid services MCH MCCH -- ASN1START MBSFNAreaConfiguration-r9 ::= SEQUENCE { commonsf-alloc-r9 CommonSF-AllocPatternList-r9, commonsf-allocperiod-r9 ENUMERATED {rf4, rf8, rf16, rf32, rf64, rf128, rf256}, pmch-infolist-r9 PMCH-InfoList-r9, noncriticalextension SEQUENCE {} OPTIONAL } CommonSF-AllocPatternList-r9 ::= MBSFN-AreaSAP-r9 ::= PMCH-InfoList-r9 ::= SEQUENCE (SIZE (1..maxMBSFN-Allocations)) OF MBSFN-AreaSAP-r9 MBSFN-SubframeConfig-r9 SEQUENCE (SIZE (1..maxPMCH-PerMBSFN)) OF PMCH-Info-r9 PMCH-Info-r9 ::= SEQUENCE { pmch-config-r9 PMCH-Config-r9, mbms-sessioninfolist-r9 MBMS-SessionInfoList-r9 } MBMS-SessionInfoList-r9 ::= SEQUENCE (SIZE (1..maxSessionPerPMCH)) OF MBMS-SessionInfo-r9 MBMS-SessionInfo-r9 ::= SEQUENCE { serviceid-r9 MBMS-ServiceId-r9, sessionid-r9 OCTET STRING (SIZE (1)), mtch-config-r9 SEQUENCE { logicalchannelidentity-r9 INTEGER (0..29) },... } -- Common definitions PMCH-Config-r9 ::= SEQUENCE { 33

} sf-allocend-r9 INTEGER (0..1535), datamcs-r9 INTEGER (0..28), msap-occasionperiod-r9 ENUMERATED { rf8, rf16, rf32, rf64, rf128, rf256, rf512, rf1024},... MBMS-ServiceId-r9 ::= SEQUENCE { plmn-id-r9 CHOICE { plmn-index-r9 INTEGER (1..6), explicitvalue-r9 PLMN-Identity }, serviceid-r9 OCTET STRING (SIZE (0..3)) } -- ASN1STOP MBSFNAreaConfiguration field descriptions commonsf-alloc Indicates the subframes allocated to the MBSFN area commonsf-allocperiod Indicates the period during which resources corresponding with field commonsf-alloc are divided between the (P)MCH that are configured for this MBSFN area. The subframe allocation patterns, as defined by commonsf- Alloc, repeat continously during this period sf-allocend Indicates the last subframes allocated to this (P)MCH within a period identified by field commonsf-allocperiod. msap-occasionperiod Indicates the MSAP occasion period i.e. the periodicity used for providing dynamic scheduling information. datamcs Indicates the Modulation and Coding Scheme (MCS) applicable for the subframes of this (P)MCH as indicated by the field commonsf-alloc. The MCS does however neither apply to the subframes that may carry MCCH i.e. the subframes indicated by the field sf-allocinfo within SystemInformationBlockType13 nor for the first subframe of each MSAP occasion (which may contain the dynamic scheduling information provided by MAC). Indicates the I value for parameter MCS in TS 36.213 [23, Table 7.1.7.1-1]. plmn-index Index of the entry in field plmn-identitylist within SystemInformationBlockType1, that is set to the applicable value. R2-096990 Further discussion on DSI for LTE MBMS CMCC, Alcatel-Lucent Shanghai Bell, Alcatel-Lucent, CATT, HTC, Huawei, ITRI, ZTE DSI DSI ITRI LCID LCID DSI MSAP occasions DSI 8 bits STOP 11 bits Nokia LCID vice chairman LCID STOP LCID MAC header LCID 1 Stop MTCH 1 Oct 1 Stop MTCH 1 Oct 2 LCID 2 Stop MTCH 2 Oct 3 Stop MTCH 2... Oct 4 LCID n Stop MTCH n Oct 2n-1 Stop MTCH n Oct 2n Inbound mobility in RAN2 34

Ericsson, Qualcomm, Motorola inbound mobility to CSG CSG UE white list CSG H(e)NB Ericsson (R2-096414) UE CSG H)NB autonomous search CSG H(e)NB search Qualcomm (R2-096397) (cell measurement) CSG cell cell white list CSG HNB proximity indication Motorola (R2-096401) PSC/PCI range UE SI proximity indication Vodafone (R2-096586), NTT DOCOMO (R2-097001), LGE (R2-097012), Huawei (R2-096805), HTC (R2-097046) proximity indication SI reading/reporting Motorola (R2-096876) SI InterDigital (R2-096806) Motorola LGE reporting (R2-096878) non-si reporting (R2-096945) LGE R2-097014 SI SI reporting CATT (R2-096515) SI reporting ZTE (R2-096780) SI report reportcgi T321 HeNB Ad Hoc in RAN4 RAN4 HeNB requirements for TDD HeNB (1) RF requirements, (2) synchronization requirements and solutions, (3) interference mitigation RF requirements CMCC CATT 36.104 36.141 ACLR requirement ACS and narrow band blocking requirement Blocking requirement Dynamic range requirement Frequency error requirement Performance requirement Operating band unwanted emissions requirement Reference sensitivity level requirement Spurious emission requirement BS classification Maximum output power In-channel selectivity requirement Receiver intermodulation requirement synchronization requirement 7 Qualcomm (R4-094463) NSN (R4-094246) HeNB CMCC (R4-094582) HeNB GNSS/GPS, IEEE 1588v2 network listening HeNB (Rel-9) Qualcomm, CMCC, NSN large propagation case 35

Motorola (R4-094705) MeidaTEK (R4-094647) HeNB interference mitigation Motorola (R4-094636) HeNB (Downlink control channel protection) (macro cell) HeNB Motorola NeNB HeNB (frame) ( symbol ) HeNB (e.g. SSCH, PSCH) uplink timing advance control LTE Rel-9: HeNB UE inbound handover( enb HeNB) (For Further Study) NTT DOCOMO overview inbound mobility procedure open issues paper Inbound mobility Overview R2-096999 CSG inbound handover overview NTT DOCOMO 36

Start 1. enb configures UE with a) MeasConfig with optional PCI range for autonomous SI reporting, and b) proximity indication control 2. UE detects fingerprint match for a cell on non-serving frequency N 4. UE sends proximity indication 3. MeasConfig exists for the concerned frequency? In case of inter-frequency or inter-rat handover only 5. enb configures UE with relevant MeasConfig with optional PCI range for autonomous SI reporting Y 6. UE performs cell search/ measurements and best effort SI reading using natural gaps N 7. SI ready when MR (e.g., Event A3) is triggered? 8. UE sends MR with likely/ unlikely indication 9. enb configures UE to perform SI reading Y Common for all cases 10. UE performs SI reading using autonomous gaps 11. UE sends MR with CGI, TAI and member/ non-member indication (NW initiated SI reporting) 12. UE sends MR with CGI, TAI and member/ non-member indication (autonomous SI reporting) 13. NW decision to perform HO End proximity indication likely/unlikely Proximity indication R2-096586 Scope of Proximity Indication Vodafone R2-097001 CSG inbound handover - proximity indication NTT DOCOMO R2-096805 Some open issues of proximity indication for HeNB Huawei proximity indication UE fingerprint match non-serving frequency CSG/hybrid cell UE frequency measurement configuration UE proximity indication enb enb configure measurement inter-freq inter-rat enb configure measurement configuration UE proximity indication ; intra-freq inbound handover measurement configuration proximity indication intra-freq 37

Likely/unlikely R2-096783 Clarification on measurement parameters in LTE inbound mobility Huawei R2-096835 Clarification on Inbound handover procedure to CSG and hybrid cell Alcatel-Lucent Likely/unlikely member cell indication optional UE measurement report event trigger UE SI(System Information) SI reading UE measurement report indicate measured cell likely/unlikely member cell ( / ) unlikely to be a member cell UE measurement proximity indication likely/unlikely Likely/unlikely indication UE measurement indication proximity indication intra-freq proximity indication network UE SI agreement proximity indication likely/unlikely Agreements Proximity is used for intra-, inter-freq and inter-rat (intra-freq UMTS case is FFS). Based on this proximity the network will e.g. know it might be important to ask for SIreading for reported closed cells. Will not have the likely/unlikely indication : UE SI reading/reporting Autonomous SI reading/reporting R2-097000 CSG inbound handover - way forward NTT DOCOMO R2-096797 Proposals on open issues for CSG inbound mobility Qualcomm Europe UE Qualcomm autonomous reporting autonomous reading Ericsson baseline solution network UE SI reading UE proprietary autonomous SI reporting Rel. 9 Agreement: Will not have UE autonomous SI reporting 38

Start 1. enb configures UE with proximity indication control 2. UE detects fingerprint match for a cell on non-serving frequency N 4. UE sends proximity indication 3. MeasConfig exists for the concerned frequency? In case of inter-frequency or inter-rat handover only 5. enb configures UE with relevant MeasConfig Y 6. UE performs cell search/ measurements 7. UE sends MR (e.g., due to triggered Event A3) 8. enb configures UE to perform SI reading 9. UE performs SI reading using autonomous gaps Common for all cases 10. UE sends MR with CGI, TAI and member/ non-member indication (NW initiated SI reporting) 11. NW decision to perform HO End fingerprint scanning/matching UE implementation issues 39

RAN1 Meeting: 3GPP RAN1 (Reference Signal, RS) IEEE 16m R1-094909 CSI-RS email discussion 10 Q1. PRB RE CSI-RS Q2. PRB RE CSI-RS Q3. CSI-RS inter-prb multiplexing i.e., CSI-RS PRB R1-094909 3GPP RAN1 (Rel-8) (Rel-10) IEEE 16m 3GPP RAN1 Rel-8 Cell-Specific RS (CRS) (Common RS) 16m (overhead) 3GPP wayforward working assumption IP 3GPP RAN1 RAN2 Meeting: LTE RAN2#68 LTE Rel-9 MBMS (value range) open 3GPP RAN2 SIB13 SIB13 MBMS system information SIB13 MBMS system information SIB13 configuration 3GPP HeNB inbound mobility agreements HeNB inbound handover HeNB inbound mobility 40

mail discussions 41

3GPP LTE RAN2#68 (9 November-13 November 2009) Jeju, Korea R2-096990 Further discussion on DSI for LTE MBMS CMCC, Alcatel-Lucent Shanghai Bell, Alcatel-Lucent, CATT, HTC, Huawei, ITRI, ZTE, RAN2#68, Accepted R2-097035 Discussion of DRX scheduling selection in Carrier Aggregation ITRI, RAN2#68, Posted R2-097037 Discussion of DRX Scheduling in Carrier Aggregation ITRI, RAN2#68, Posted R2-097400 SR prohibit mechanism for UL SPS Panasonic, Qualcomm Europe, Nokia Siemens Network, Nokia Corporation, LG Electronic Inc., CATT, HT mmobile Inc., ITRI, MediaTek, Newpostcom, HTC, Hitachi, Interdigital, RAN2#68, Accepted R2-097401 SR prohibit mechanism for SPS Panasonic, Qualcomm Europe, Nokia Siemens Network, Nokia Corporation, Ericsson, ST-Ericsson, LG Electronics Inc., CATT, HT mmobile Inc., ITRI, MediaTek, Newpostcom, HTC, Hitachi, Deutsche Telekom, Fujitsu, Interdigital, RAN2#68, Accepted R2-097402 SR prohibit mechanism for SPS Panasonic, Qualcomm Europe, Nokia Siemens Network, Nokia Corporation, LG Electronic Inc., CATT, HT mmobile Inc., ITRI, MediaTek, Newpostcom, HTC, Hitachi, Deutsche Telekom, Fujitsu, Interdigital, RAN2#68, Accepted 42