重要提示新华人寿保险股份有限公司 1

New China Life Insurance Company Ltd. New China Life Insurance Company Ltd. 新华人寿保险股份有限公司新华保险服务号 NEW CHINA LIFE INSURANCE CO., LTD. 北京市朝阳区建国门外大街甲12 号新华保险大厦 New China Insurance Tower, A12 Jianguomenwai Avenue, Chaoyang District, Beijing 100022 Tel: +86 10 85210000 Fax: +86 10 85210101 中期报告 2018 新华人寿保险股份有限公司投资者关系网站新华人寿保险股份有限公司于中华人民共和国注册成立的股份有限公司股票代码 : 601336 2018 年半年度报告

重要提示 1. 2. 2018 8 28 2018 1414 3. 2018 4. 2018 5. 6. 7. 新华人寿保险股份有限公司 1

3 4 5 23 31 35 39 41 43 2 2018

3 pt 2008 8 72 2018 6 29 571

NEW CHINA LIFE INSURANCE COMPANY LTD. NCI 86-10-85213233 86-10-85213219 ir@newchinalife.com 12 13 852-28220158 852-35898359 kenneth.lee@tmf-group.com 1 31 1 102100 12 100022 1 31 http://www.newchinalife.com 86-10-85210000 ir@newchinalife.com 95567 A A A 601336 A 166 36 H H H 01336 H 183 17 1712-1716 1 16 1 22 A 12 6 H 55 A A http://www.sse.com.cn H http://www.hkexnews.hk 4 2018

1. (1) 6 306 2018 2017 83,669 77,093 8.5% 67,870 61,239 10.8% 5,799 3,237 79.1% 5,830 3,307 76.3% 4,135 (4,207) 2018 6 30 2017 12 31 755,675 710,275 6.4% 65,778 63,715 3.2% (2) 6 306 2018 2017 1.86 1.04 78.8% 1.86 1.04 78.8% 1.87 1.06 76.4% 8.85% 5.29% 3.56pt 8.89% 5.41% 3.48pt 1.33 (1.35) 2018 6 30 2017 12 31 21.08 20.42 3.2% 5

2. 2018 1-6 (40) 9 (31) 3. 2018 1-6 2018 6 30 2017 1-6 2017 12 31 (1) 727,615 688,315 5.7% 4.8% 4.9% -0.1pt 66,285 60,149 10.2% 10.2% -14.4% 24.6pt 22,131 23,139-4.4% (2) 4.0% 3.7% 0.3pt 1. 2. =+ 4. 2018 6 306 2018 6 30 6 2018

5. 30% 2018 6 30 2017 12 31 37,127 8,813 321.3% 8,678 6,322 37.3% 4,013 2,338 71.6% 2,690 1,435 87.5% 56,890 41,809 36.1% 3,675 2,563 43.4% 1,041 36 2,791.7% 1,220 857 42.4% 48,187 19,925 141.8% 200 1,941-89.7% 3,025 1,801 68.0% 1,622-100.0% 3,091 1,972 56.7% 2,062 1,280 61.1% (507) 1,597 2018 1-6 2017 1-6 (876) (636) 37.7% (709) (454) 56.2% (200) 138 (12,193) (8,709) 40.0% (489) (719) -32.0% (2,104) 824 7

2018 2018678.70 10.8% 112.17 32.6% 64.51 8.9% 1,656.01 7.9% (1) 1,841.68 8.1% 537.48 27.6% 79.2% 10.4 63.1% 55.5% 19.1 13 25 90.7% 84.7% 1.5 2.42016 4.0% 0.3 6 306 2018 2017 67,870 61,239 10.8% 14,122 19,101-26.1% 11,217 16,654-32.6% 7,074 10,827-34.7% 53,748 42,138 27.6% 续期保费健康险首年保费占首年保费比例 19.1% 27.6% 53,748 35,372 42,138 36.4% 55.5% 15.0% 2016 年 1-6 月 2017 年 1-6 月 2018 年 1-6 月 2016 年 1-6 月 2017 年 1-6 月 2018 年 1-6 月 1. 8 2018

1 6 306 2018 2017 54,139 48,265 12.2% 9,966 13,711-27.3% 8,308 12,537-33.7% 6,438 10,678-39.7% 1,658 1,174 41.2% 44,173 34,554 27.8% 12,445 11,706 6.3% 2,886 4,146-30.4% 2,862 4,114-30.4% 636 148 329.7% 24 31-22.6% 9,559 7,561 26.4% 1,286 1,268 1.4% 67,870 61,239 10.8% (1) 2018 541.39 12.2% 83.08 33.7% 64.38 39.7% 441.73 27.8% 2018=* ** 2018 6 30 33.4 0.3% (1) 17.1 2.6% (2) 53.6% 0.5 (3) 5,187 26.2% 9

1. =( >0 2. = *100% ={ [ + 2]} 3. = 2018 124.45 6.3% 28.62 30.4% 6.36 329.7% 95.59 26.4% 7.29 (2) 201812.86 1.4% 2018 0.60 167.7 2 6 306 2018 2017 67,870 61,239 10.8% 16,076 14,681 9.5% 2,634 5,069-48.0% 13,442 9,612 39.8% (1) 28,543 29,162-2.1% 2,741 6,372-57.0% 25,802 22,790 13.2% (1) 19 19 0.0% (2) 19 19 0.0% (2) (2) (2) 22,229 16,602 33.9% 7,844 6,951 12.8% 14,385 9,651 49.1% 1,003 775 29.4% 903 709 27.4% 100 66 51.5% 10 2018

1. 2. 500,000 2018 78.44 12.8%9.03 27.4% 61.9% 21.8 3 6 306 2018 2017 67,870 61,239 10.8% 6,556 5,653 16.0% 5,561 4,804 15.8% 5,334 5,284 0.9% 4,282 4,479-4.4% 3,393 3,087 9.9% 3,342 2,858 16.9% 3,336 2,840 17.5% 3,053 2,685 13.7% 2,957 2,639 12.1% 2,496 2,230 11.9% 27,560 24,680 11.7% 2018 59.4% 10 4 6 306 2018 2017 (1) 4.2% 3.4% 0.8pt 13 (2) 90.7% 89.2% 1.5pt 25 (3) 84.7% 82.3% 2.4pt 1. 2. 13 13 3. 25 25 11

5. 6 306 2018 2017 25,756 22,119 16.4% 22,445 23,427-4.2% 1,106 742 49.1% 5,424 5,260 3.1% 13,508 15,528-13.0% 2,407 1,897 26.9% (314) (288) 9.0% 35 100.0% 12,032 8,661 38.9% 59,954 53,919 11.2% 16.4% 2016 49.1% 26.9% 38.9% 6 6 306 2018 2017 8,656 8,794-1.6% (1) 1,465 2,399-38.9% 6,264 5,160 21.4% 637 1,048-39.2% 289 183 57.9% (1) 1 4-75.0% 1. 2018 1.6% 12 2018

7 2018 6 30 2017 12 31 2,062 1,280 61.1% 897 827 8.5% 522,901 523,016 0.0% 58,167 50,154 16.0% 584,027 575,277 1.5% (1) 465,739 459,875 1.3% 46,461 38,254 21.5% 70,940 76,462-7.2% 852 651 30.9% (1) 35 35 0.0% 584,027 575,277 1.5% 1. 2018 6 30 20171.5% 2018 2018 2018 6 30 4,618.39 63.5% 3.8 2018 6 30 1,256.23 17.3% 1.8 13

1 2018 6 30 2017 12 31 727,615 100.0% 688,315 100.0% 5.7% (1) 56,890 7.8% 41,809 6.1% 36.1% 461,839 63.5% 463,468 67.3% -0.4% 271,519 37.3% 263,782 38.3% 2.9% 64,694 8.9% 63,756 9.3% 1.5% (2) 36,290 5.0% 40,200 5.8% -9.7% 20,000 2.8% 20,000 2.9% 0.0% (3) 69,336 9.5% 75,730 11.0% -8.4% 125,623 17.3% 131,370 19.1% -4.4% 45,626 6.3% 49,818 7.3% -8.4% (4) 38,460 5.3% 40,112 5.8% -4.1% (5) 41,537 5.7% 41,440 6.0% 0.2% 4,867 0.7% 4,896 0.7% -0.6% (1) 37,146 5.1% 8,812 1.3% 321.5% (6) 41,250 5.6% 37,960 5.5% 8.7% 8,823 1.2% 6,532 0.9% 35.1% 310,688 42.7% 320,385 46.6% -3.0% 210,261 28.9% 206,321 30.0% 1.9% (7) 192,976 26.5% 150,181 21.8% 28.5% 4,867 0.7% 4,896 0.7% -0.6% 1. 2. 3. 4. 5. 6. 7. 14 2018

2 6 306 2018 2017 54 61-11.5% 1,188 1,565-24.1% 11,852 11,119 6.6% 3,267 2,510 30.2% (1) 714 627 13.9% (2) 17,075 15,882 7.5% (79) 589 (200) 138 (489) (716) -31.7% 221 118 87.3% (3) 16,528 16,011 3.2% (4) 5.0% 4.9% 0.1pt (4) 4.8% 4.9% -0.1pt 1. 2. 3. = ++++ 4. = *2 3 2018 6 302,317.33 92.30 31.8% 3.2 15

(1) 2018 6 30 AAA95.3% AAA 95.3% AA+ 3.0% AA 1.7% 100.0% (2) 2018 6 30 190,320 82.1% -0.8pt (9,366) 64,694 27.9% 1.4pt 938 36,290 15.7% -1.0pt (3,910) 20,000 8.6% 0.3pt 64,336 27.8% -1.5pt (6,394) 5,000 2.1% 0.0pt 41,413 17.9% 0.8pt 136 14,844 6.4% -1.0pt (3,020) 4,243 1.9% 0.2pt 115 17,585 7.6% 1.5pt 3,000 4,700 2.0% 0.1pt 41 0.0% 0.0pt 41 231,733 100.0% (9,230) 16 2018

(3) 2018 6 306 34,980 15.1% 30,459 13.1% 18,453 8.0% 16,498 7.1% 16,042 6.9% 8,196 3.5% 6,599 2.9% 6,070 2.6% 5,500 2.4% 5,454 2.4% 148,251 64.0% 1-17 2018 6 30 2017 12 31 206,913 192,528 210,913 196,528 77,669 69,773 (1) 266.40% 275.93% (1) 271.55% 281.67% 1. = = 17

1 2018 6 30 2017 12 31 (1) 91.3% 91.0% 1. = 2 6 306 2018 2017 4,135 (4,207) (4,271) 15,706 28,416 (10,032) 2018 1-6 2018 1-6 2018 1-6 3 371.46568.90 4,618.39 1,256.23 18 2018

(1) 6,532 8,823 2,291 (202) (2) 320,385 310,688 (9,697) (489) 326,917 319,511 (7,406) (691) 1. 2. 6 306 2018 2017 519 416 231 212 (1) 126 8 876 636 1. 19

2018 6 30 500 99.4% 1,614 1,369 104 99.6% 306 240 19 50 (1) 632 100% 605 580 12 (2) 964 100% 832 770-12 (3) 1,000 99.99% 5,020 1,012 11 15 100% 15 15 0 200 100% 109 107-8 3,200 100% 642 642-3 1,908 100% 1,149 1,102-15 20 2018

10 100% 5 5-1 (4) 500 100% 539 534 1 (5) 170 100% 189 155-15 1,127 45% 1,156 1,044 11 9.19% 241,417 68,595 4,509 19 40% 646 141-31 1. 9.610.96 2. 3 96,445.22 2018 2 27 3. 40 50 4. 2018 6 27 5. 2017 11 8 2017 12 12 2018 3 16 21

22 2018

2018 6 30 2018 6 30 2016 11 2018 6 30 2018 6 30 2018 6 30 2017 12 312018 6 30 23

2018 FFA FSA 2018 8 28 24 2018

2018 6 30 2016 11[2016]36 Willis Towers Watson 25

2018 6 30 11.5% 2018 6 30 2018 6 30 2018 2019 2020 2021+ 4.50% 4.60% 4.80% 5.00% 4.50% 4.60% 4.80% 5.00% 4.50% 4.70% 5.00% 5.10% 7.60% 7.60% 7.80% 7.90% 2010-2013 2006-2010 26 2018

2.0% 70% 25% 100% 27

2018 6 30 2018 6 30 2017 12 31 96,966 93,210 87,580 79,347 (18,945) (19,083) 68,635 60,264 165,601 153,474 1. 2. 2018 6 30 2017 6 30 7,608 8,565 (1,156) (1,485) 6,451 7,080 1. 2. 2017 6 30 2017 12 31 3. 2018 6 302017 6 30 127.88 179.98 4. 28 2018

2018 6 30 2017 6 30 5,952 6,817 531 319 (32) (56) 6,451 7,080 1. 2. 2017 6 30 2017 12 31 3. 2018 6 302017 6 30 127.88 179.98 4. 2017 12 312018 6 3011.5% 11.5% 2017 12 312018 6 30 1 153,474 2 6,451 3 6,935 4 2,186 5 (2,192) 6 7 8 (1,622) 9 313 10 55 11 165,601 29

2 10 2. 3. 4. 5. 6. 7. 8. 9. 10. 2018 6 30 68,635 6,451 12.0% 65,371 6,170 11.0% 72,114 6,752 50 81,053 7,191 50 56,169 5,708 10%110% 66,898 5,837 10%90% 70,371 7,066 10%110% 67,245 6,098 10%90% 70,020 6,814 10%110% 67,984 6,388 10%90% 69,286 6,515 10%110% 66,269 6,019 10%90% 71,007 6,882 75% 63,597 6,391 30 2018

2017 2017 2017 10% 5190.52 2018 8 3 2017 2018 2018 6 30 2018 6 30 300 153 147 31

10%10% 2018 A 5% 2014 2 14 2017 2 24 2017 4 282017 150 20 20172019 2017 2 252017 4 29 2017 161.30 32 2018

2013 3 18 5.75 2016 5 15,807,978.56 15 2 2017 2018-6-27 http://www.sse.com.cn 2018-6-28 2013 2 2016 3 2018 33

26 382 34 2018

2017 12 31 ( ) 2018 6 30 1 2,085,439,340 66.85% 2,085,439,340 66.85% 2 3 (H 1,034,107,260 33.15% 1,034,107,260 33.15% 4 3,119,546,600 100.00% 3,119,546,600 100.00% 3,119,546,600 100.00% 3,119,546,600 100.00% 35

80,207A 79,926H 281 (%) (+,-) HKSCC Nominees Limited 33.14 1,033,877,356-7,100 H (2) 31.34 977,530,534 A 12.09 377,162,581 A 4.29 133,841,968 +44,683,991 A 0.91 28,249,200 A 0.58 18,200,000 A 0.50 15,649,758 A (3) 0.30 9,229,323 +2,190,969 A 0.30 9,202,811 +8,902,811 A 0.26 8,205,270 +4,157,279 A 1. AH 2. HKSCC Nominees Limited HKSCC Nominees Limited 3. 36 2018

2018 6 30 377,162,581 A 12.09% A18.09% 2018 6 30 XV23 336 (%) A (%) H 1. A 977,530,534 31.34 46.87 28,249,200 0.91 1.35 2. Swiss Re Ltd H 77,857,800 2.50 7.53 3 3. Fosun International Holdings Ltd. H 155,120,200 4.97 15.00 4 4. Fosun International Limited H 124,018,300 3.98 11.99 31,101,900 1.00 3.01 4 5. H 155,120,200 4.97 15.00 4 6. Goldman Sachs (UK) L.L.C. H 52,124,967 1.67 5.04 51,194,269 1.64 4.95 5 7. Goldman Sachs Group UK Limited H 52,124,967 1.67 5.04 51,194,269 1.64 4.95 5 8. Goldman Sachs International H 52,124,967 1.67 5.04 51,194,269 1.64 4.95 5 9. The Goldman Sachs Group, Inc. H 52,126,067 1.67 5.04 52,090,169 5 6 1.67 5.04 10. Goldman Sachs (Asia) Corporate H 52,124,967 1.67 5.04 Holdings L.L.C. 51,194,269 1.64 4.95 5 11. Goldman Sachs (Hong Kong) H 52,124,967 1.67 5.04 International Investments Limited 51,194,269 5 1.64 4.95 37

(%) A (%) H 12. Goldman Sachs Holdings (Asia Pacific) Limited 13. Goldman Sachs Holdings (Hong Kong) Limited H 52,124,967 1.67 5.04 51,194,269 1.64 4.95 5 H 52,124,967 1.67 5.04 51,194,269 1.64 4.95 5 14. BlackRock, Inc. H 54,043,070 1.73 5.23 1,643,600 7 0.05 0.16 1. (www.hkexnews.hk) 2. 336 3. Swiss Re Ltd 4. Fosun International Holdings Ltd.Fosun International Limited 5. The Goldman Sachs Group, Inc.Goldman Sachs (UK) L.L.C. 100%Goldman Sachs (UK) L.L.C.Goldman Sachs Group UK Limited 100% Goldman Sachs Group UK Limited Goldman Sachs International 100% The Goldman Sachs Group, Inc.Goldman Sachs (Asia) Corporate Holdings L.L.C. 100% Goldman Sachs (Asia) Corporate Holdings L.L.C.Goldman Sachs Holdings (Asia Pacific) Limited 100% Goldman Sachs Holdings (Asia Pacific) LimitedGoldman Sachs Holdings (Hong Kong) Limited 100% Goldman Sachs Holdings (Hong Kong) LimitedGoldman Sachs (Hong Kong) International Investments Limited 100% Goldman Sachs (Hong Kong) International Investments Limited Goldman Sachs Group UK Limited 100% Goldman Sachs Group UK Limited Goldman Sachs International 100%Goldman Sachs International H 6. The Goldman Sachs Group, Inc. 7. BlackRock, Inc. 2018 6 30 336 38 2018

2018 6 272017 2018 7 242018 8 1 2016 6 2018 7 DACEY John Robert 2014 8 DACEY 2018 4 2017 7 2018 7 2017 6 272016 Anke D'Angelo Anke D'Angelo2018 1 25 2018 2 6 2017 12 192017 2018 2 11 2018 2 27 2017 4 10 2017 4 12 2018 1 25 39

A A 2018 6 30 XV 352 2018 6 30 3538,500 40 2018

备查文件目录及信息披露索引 1. 2. 3. 4. 2018-01-16 http://www.sse.com.cn 2018-01-20 http://www.sse.com.cn 2018-02-06 http://www.sse.com.cn 2018-02-12 http://www.sse.com.cn 2018-02-27 http://www.sse.com.cn 2018-03-01 http://www.sse.com.cn H 2018-03-06 http://www.sse.com.cn 2018-03-13 http://www.sse.com.cn 2017 2018-03-21 http://www.sse.com.cn 2017 2018-03-21 http://www.sse.com.cn 2017 2018-03-21 http://www.sse.com.cn 2017 2018-03-21 http://www.sse.com.cn 2017 2018-03-21 http://www.sse.com.cn 2017 2018-03-21 http://www.sse.com.cn 2017 2018-03-21 http://www.sse.com.cn 2017 2018-03-21 http://www.sse.com.cn 2017 2018-03-21 http://www.sse.com.cn 第八节 41

备查文件目录及信息披露索引 2018-03-21 http://www.sse.com.cn 2018-03-21 http://www.sse.com.cn 2018-03-21 http://www.sse.com.cn 2017 2018-03-21 http://www.sse.com.cn 2018-03-21 http://www.sse.com.cn 2018-03-21 http://www.sse.com.cn 2018-03-21 http://www.sse.com.cn H 2018-04-17 http://www.sse.com.cn 2018-04-17 http://www.sse.com.cn 2017 2018-04-27 http://www.sse.com.cn 2018 2018-04-27 http://www.sse.com.cn 2018-04-27 http://www.sse.com.cn 2018-04-27 http://www.sse.com.cn 2017 2018-05-10 http://www.sse.com.cn 2017 2018-05-10 http://www.sse.com.cn 2018-05-15 http://www.sse.com.cn 2018 2018-05-17 http://www.sse.com.cn 2017 2018-06-09 http://www.sse.com.cn 2018-06-12 http://www.sse.com.cn 2017 2018-06-28 http://www.sse.com.cn 2017 2018-06-28 http://www.sse.com.cn 2018-06-28 http://www.sse.com.cn 2018-06-28 http://www.sse.com.cn 42 2018 年半年度报告

(2018) 60847268_A15 2018 6 30 2018 6 306 2101 2018 6 30 2018 6 306 2018 8 28 43

2018 6 30 2018 6 30 2017 12 31 2018 6 30 2017 12 31 7 37,127 8,813 32,574 8,245 8 8,678 6,322 7,537 5,374 2,189 2,870 1,627 2,658 8,535 7,164 8,167 6,790 4,013 2,338 4,013 2,338 65 198 65 198 16 144 71 144 71 16 20 22 20 22 16 1,323 1,292 1,323 1,292 16 744 612 744 612 29,295 27,000 29,295 27,000 2,690 1,435 6,665 1,681 9 56,890 41,809 56,330 41,369 10 310,688 320,385 304,776 314,195 11 210,261 206,321 210,202 206,262 12 57,690 61,600 37,244 41,500 13 4,867 4,896 36,564 35,445 915 915 715 715 5,179 4,741 5,179 4,540 6,444 5,954 4,720 4,429 3,675 2,563 2,483 1,526 1,805 1,831 1,563 1,633 19 1,041 36 995 2 1,220 857 1,333 1,039 177 230 177 230 755,675 710,275 754,455 709,166 52116 44 2018

2018 6 30 2018 6 30 2017 12 31 2018 6 30 2017 12 31 117 9 14 48,187 19,925 48,187 19,925 200 1,941 200 1,941 3,025 1,801 3,025 1,801 353 237 353 237 1,853 2,522 1,599 2,109 1,501 1,551 1,453 1,479 1,622 1,622 3,988 3,176 3,988 3,176 3,091 1,972 3,007 2,018 15 37,380 33,711 37,380 33,711 16 2,062 1,280 2,062 1,280 16 897 827 897 827 16 522,901 523,016 522,901 523,016 16 58,167 50,154 58,167 50,154 17 4,000 4,000 4,000 4,000 18 29 29 29 29 19 54 54 293 130 291 129 168 217 168 217 689,888 646,552 689,329 646,049 20 3,120 3,120 3,120 3,120 21 23,944 23,954 23,942 23,952 22 (507) 1,597 (522) 1,584 4,441 3,922 4,441 3,922 3,922 3,922 3,922 3,922 23 30,858 27,200 30,223 26,617 65,778 63,715 65,126 63,117 9 8 65,787 63,723 65,126 63,117 755,675 710,275 754,455 709,166 52116 44 116 45

2018 6 306 2018 6 30 6 2017 6 30 6 2018 6 30 6 2017 6 30 6 83,669 77,093 83,512 76,958 66,285 60,149 66,285 60,149 24 67,870 61,239 67,870 61,239 (876) (636) (876) (636) (709) (454) (709) (454) 25 17,217 16,589 17,116 16,549 221 118 210 117 26 (200) 138 (143) 131 20 (157) 19 (157) 27 23 23 3 3 324 351 232 283 (75,881) (72,099) (75,814) (72,079) (25,756) (22,119) (25,756) (22,119) 28 (22,445) (23,427) (22,445) (23,427) 314 288 314 288 29 (12,193) (8,709) (12,193) (8,709) 161 48 161 48 (35) (35) (79) (75) (69) (62) (8,656) (8,794) (8,656) (8,794) 30 (5,528) (7,016) (5,497) (7,023) 228 67 228 67 (1,403) (1,643) (1,377) (1,629) 31 (489) (719) (489) (719) 7,788 4,994 7,698 4,879 8 4 8 4 (48) (119) (48) (119) 7,748 4,879 7,658 4,764 32 (1,948) (1,642) (1,911) (1,607) 52116 46 2018

2018 6 306 2018 6 30 6 2017 6 30 6 2018 6 30 6 2017 6 30 6 5,800 3,237 5,747 3,157 5,800 3,237 5,747 3,157 5,799 3,237 1 22 (2,104) 824 (2,106) 826 (2,104) 824 (2,106) 826 (2,104) 824 (2,106) 826 (30) 62 (30) 62 (2,076) 767 (2,076) 764 2 (5) 3,696 4,061 3,641 3,983 3,695 4,061 1 33 1.86 1.04 1.86 1.04 52116 47

2018 6 306 2017 6 306 2017 1 1 3,120 23,919 921 3,403 3,403 24,352 59,118 7 59,125 40 824 1,740 2,604 2,604 824 3,237 4,061 4,061 (1,497) (1,497) (1,497) (1,497) (1,497) (1,497) 40 40 40 40 40 40 2017 6 30 3,120 23,959 1,745 3,403 3,403 26,092 61,722 7 61,729 2018 6 306 2018 1 1 3,120 23,954 1,597 3,922 3,922 27,200 63,715 8 63,723 (10) (2,104) 519 3,658 2,063 1 2,064 (2,104) 5,799 3,695 1 3,696 519 (2,141) (1,622) (1,622) 519 (519) (1,622) (1,622) (1,622) (10) (10) (10) (10) (10) (10) 2018 6 30 3,120 23,944 (507) 4,441 3,922 30,858 65,778 9 65,787 52116 48 2018

2018 6 306 2017 6 306 2017 1 1 3,120 23,917 900 3,403 3,403 23,961 58,704 40 826 1,660 2,526 826 3,157 3,983 (1,497) (1,497) (1,497) (1,497) 40 40 40 40 2017 6 30 3,120 23,957 1,726 3,403 3,403 25,621 61,230 2018 6 306 2018 1 1 3,120 23,952 1,584 3,922 3,922 26,617 63,117 (10) (2,106) 519 3,606 2,009 (2,106) 5,747 3,641 519 (2,141) (1,622) 519 (519) (1,622) (1,622) (10) (10) (10) (10) 2018 6 30 3,120 23,942 (522) 4,441 3,922 30,223 65,126 52116 49

2018 6 306 2018 6 30 6 2017 6 30 6 2018 6 30 6 2017 6 30 6 64,559 56,372 64,559 56,372 275 275 3,072 2,176 3,072 2,176 13 21 13 21 383 410 267 592 68,027 59,254 67,911 59,436 (47,389) (45,479) (47,389) (45,479) (89) (89) (7,433) (8,456) (7,433) (8,456) (35) (35) (4,651) (5,814) (4,304) (5,522) (2,489) (2,030) (2,384) (1,959) (1,806) (1,682) (1,661) (1,623) (63,892) (63,461) (63,295) (63,039) 34(1) 4,135 (4,207) 4,616 (3,603) 86,030 153,925 82,591 153,163 15,222 16,660 15,138 16,620 1 1 1 1 157,713 149,181 138,984 127,898 9 258,975 319,767 236,714 297,682 (100,502) (149,182) (101,458) (148,851) (2,295) (1,015) (2,295) (1,015) (3,354) (604) (3,197) (480) (157,093) (153,260) (138,014) (131,530) (2) (374) (316) (263,246) (304,061) (245,338) (282,192) (4,271) 15,706 (8,624) 15,490 52116 50 2018

2018 6 306 2018 6 30 6 2017 6 30 6 2018 6 30 6 2017 6 30 6 110 110 2,673,119 3,928,380 2,671,883 3,928,307 2,673,229 3,928,380 2,671,883 3,928,307 (2,644,813) (3,938,412) (2,643,576) (3,938,339) (2,644,813) (3,938,412) (2,643,576) (3,938,339) 28,416 (10,032) 28,307 (10,032) 54 (118) 50 (114) 34(2) 28,334 1,349 24,349 1,741 8,812 14,230 8,263 12,732 34(3) 37,146 15,579 32,612 14,473 52116 51

2018 6 306 1 1996 9 5 2000 122011 3 12262011 12 A 158,540,000 H 358,420,000 2012 1 H2,586,600 31.20 1 5 6 2 32 3 2017 2017 2(1)2017 52 2018

2018 6 306 2 (1) 2017 714 2018 1 1 3 2018 6 30 2018 6 306 53

2018 6 306 4 (1) (a) = 100% 5% 54 2018

2018 6 306 4 (1) (b) 1% =( 100% (2) 55

2018 6 306 4 (1) (a) 2018 6 302017 12 31 2018 6 30 4.50%~5.00% 2017 12 31 4.50%~5.00% 2018 6 302017 12 31 2018 6 30 3.25%~4.75% 2017 12 31 3.16%~4.75% 56 2018

2018 6 306 4 (1) (b) (2010-2013) (2006-2010) (c) (d) 70% (e) 57

2018 6 306 4 (2) (a) 6 (b) 66 (c) (d) 41 58 2018

2018 6 306 4 (3) (4) (5) 18 (6) 19982006 2,910 2007 1,455 59

2018 6 306 4 (6) 2011 3 354 2015 170 20012002170 170 2013 3 18 2013 12 25 5.75 2014 5 132014 7 8 81,523 2015 11 24 1,623 1,581 2016 5 25 915 2018 6 30 9152017 12 31 915 (7) 60 2018

2018 6 306 4 (8) 4(1)2018 6 30 2018 6 30 300 153 147 2018 8 28 5 (1) 61

2018 6 306 5 (1) 2018 6 30 563 99.40% 99.40% 8 40 99.64% 99.64% 1 1 632 100% 100% 2 964 100% 100% 15 100% 100% 200 100% 100% 656 100% 100% 3 5,000 99.99% 99.99% 1,173 100% 100% 10 100% 100% 4 530 100% 100% 5 170 100% 100% 9,953 9 1 2018960 1,906 2 2016300 964 2016 12 24 300 964 2018 2 27 3 20184,000 5,000 2018 4 304,000 4,99010 4 2018 6 27 62 2018 5 2017 2017 11 8 2018 3 16 170 2018 4 17 170

2018 6 306 5 (1) 500 91110000789957546R 50 61181637-000-03-14-6 632 91110229783248802X 964 91110229593883274Y 15 91110229593883282R 200 911101070938162519 3,200 1,000 91340100099501517Y 91110105MA008ABN6W 63

2018 6 306 5 (1) 1,908 9146900209870905XR 10 91440101304602350H 500 91110302675050065Q 170 91110106MA008KCX1R 64 2018

2018 6 306 5 (2) 100% 100 10,000 293 100% 100 10,000 18 94.02% 1.59 6 157 4 (10) 100% 2.57 4 230 3 (1) 90.00% 1.35 44 92 2 (14) 90.00% 0.45 7 22 20 1 (5) 90.00% 0.9 21 5 75 (10) 87.90% 2.54 3 82 102 1 104 (35) (2) 65

2018 6 306 5 (2) 90.00% 0.9 10 39 48 2 (10) 90.00% 0.9 11 18 68 2 (10) 90.00% 0.45 7 29 15 (5) 90.00% 0.9 7 43 32 3 (8) 90.00% 0.9 21 80 (10) 100% 10 1,000 2 100% 40 4,000 6 (3) 13 66 2018

2018 6 306 6 2018 6 306 100% 2018 3 1 2018 3 1 2018 3 1 9 9 1 1 28 28 2 2 50 5 41 41 (1) (1) (130) (130) 9 9 2018 3 1 6 30 1 (15) 60 2018 6 30 67

2018 6 306 7 2018 6 30 2017 12 31 32,730 1.0000 32,730 5,016 1.0000 5,016 223 6.6166 1,476 215 6.5342 1,404 819 0.8431 691 350 0.8359 292 34,897 6,712 2,230 1.0000 2,230 2,101 1.0000 2,101 2,230 2,101 34,960 1.0000 34,960 7,117 1.0000 7,117 223 6.6166 1,476 215 6.5342 1,404 819 0.8431 691 350 0.8359 292 37,127 8,813 2018 6 30 192017 12 31 19 68 2018

2018 6 306 8 2018 6 30 2017 12 31 18 327 308 1,666 442 509 400 2,502 1,168 4,588 4,193 1,588 961 6,176 5,154 8,678 6,322 9 2018 6 30 2017 12 31 33 709 3 1 1 4,000 1,500 12 2 3,000 7,000 23 3 12,100 4,100 34 4 13,500 15,000 45 5 21,290 13,500 5 3,000 56,890 41,809 69

2018 6 306 10 2018 6 30 2017 12 31 1,378 1,693 21,254 16,515 22,263 24,690 12,461 11,995 64,694 63,756 64,336 70,730 186,386 189,379 5,000 5,000 5,000 5,000 41,036 45,623 35,572 37,772 1,157 1,171 41 14,844 17,864 124 163 92,774 102,593 4,243 4,128 4,700 4,700 17,585 14,585 26,528 23,413 310,688 320,385 2018 6 30 6432017 12 31 70 2018

2018 6 306 10 (1) 2018 6 30 2017 12 31 186,386 189,379 185,907 190,254 479 (875) 92,774 102,593 96,266 97,799 (2,534) 5,830 (958) (1,036) 279,160 291,972 282,173 288,053 (2,055) 4,955 (958) (1,036) 2018 6 306 5,000 5,000 133 4,128 196 (81) 4,243 4,700 4,700 236 14,585 3,000 17,585 498 28,413 3,196 (81) 31,528 867 71

2018 6 306 10 (1) 2017 6 306 5,000 5,000 126 2,728 1,144 (47) 3,825 3,700 3,700 205 11,063 10 11,073 462 22,491 1,154 (47) 23,598 793 (2) 2018 6 306 2017 6 306 (1,036) (1,036) (1,357) (1,357) (489) (489) (716) (716) (489) (489) (716) (716) 567 567 862 862 (958) (958) (1,211) (1,211) 72 2018

2018 6 306 11 2018 6 30 2017 12 31 74,270 75,751 71,474 69,215 35,000 35,161 31,050 29,552 46,269 47,085 45,030 44,718 54,722 55,689 58,767 58,707 210,261 213,686 206,321 202,192 2018 6 302017 12 31 2018 6 3061,230 2018 6 306 12 2018 6 30 2017 12 31 (1) 20,000 20,000 (2) 36,290 40,200 1,400 1,400 57,690 61,600 73

2018 6 306 12 (1) (2) 13 2018 6 30 2017 12 31 3,169 3,179 759 764 177 192 74 78 8 8 680 675 4,867 4,896 2018 6 306 3.94 2018 6 30 74 2018

2018 6 306 13 2017 12 31 2018 6 30 2,917 3,179 201 (41) (156) (14) 3,169 600 764 19 (24) 759 192 192 (15) 177 7 78 11 (10) (5) 74 10 8 8 507 675 5 680 4,233 4,896 221 (41) (190) (5) (14) 4,867 2016 12 31 2017 6 30 2,917 2,833 132 86 (83) 55 3,023 600 757 16 773 192 199 199 7 56 1 (3) 54 10 15 (10) 5 507 715 (21) 694 4,233 4,575 118 83 (83) 55 4,748 75

2018 6 306 13 9.19% 0% 9.19% 24% 0% 24% 2,500 40% 0% 40% 19.1 0% 39.86% 39.86% 30% 0% 30% 4 45% 0% 45% 1,127 2011 8 232011 24% 14 2018 6 30 2017 12 31 (1) 10,149 1,500 (2) 38,038 18,425 48,187 19,925 2018 6 30 2017 12 31 48,187 19,925 48,187 19,925 76 2018

2018 6 306 14 2018 6 30 2017 12 31 33 48,187 19,925 48,187 19,925 (1) 2018 6 30 11,4702017 12 31 1,695 (2) 2018 6 30 68,6972017 12 31 64,160 15 2018 6 30 2017 12 31 1 1 2,497 3,438 13 3 7,135 6,689 35 5 3,679 3,128 5 24,069 20,456 37,380 33,711 77

2018 6 306 16 2018 6 30 2017 12 31 2,062 1,280 897 827 522,901 523,016 58,167 50,154 584,027 575,277 2018 6 30 2017 12 31 (144) (71) (20) (22) (1,323) (1,292) (744) (612) (2,231) (1,997) 17 2014 114,00010 5.6%5 7.6% 78 2018

2018 6 306 18 2018 6 30 6 2017 6 30 6 29 29 29 29 19 (1) 2018 6 30 2017 12 31 1,977 1,821 (990) (1,839) 1,041 36 (54) (54) 79

2018 6 306 19 (1) 2018 6 30 2017 12 31 20 82 14 57 181 726 (512) (2,045) 159 636 175 698 143 570 126 502 757 3,025 450 1,801 207 826 211 843 (364) (1,455) (368) (1,470) (62) (249) (60) (244) 1,041 4,161 36 142 2018 6 30 2017 12 31 (54) (216) (54) (216) (54) (216) (54) (216) 80 2018

2018 6 306 19 (2) 2018 6 30 2017 12 31 461 405 461 405 2018 6 30 20 1 2018 6 30 2017 12 31 1 3,120 3,120 21 2017 12 31 2018 6 30 (10) (10) (20) 23,964 23,964 23,954 (10) 23,944 81

2018 6 306 22 2018 6 306 2017 6 306 (7,542) 1,886 (5,656) 2,831 (708) 2,123 525 (131) 394 29 (7) 22 4,248 (1,062) 3,186 (1,837) 459 (1,378) (40) 10 (30) 83 (21) 62 2 2 (5) (5) (2,807) 703 (2,104) 1,101 (277) 824 2017 12 31 2018 6 30 3,792 (7,017) 1,755 (1,470) (2,250) 4,248 (1,062) 936 6 (40) 10 (24) 1 2 3 48 48 1,597 (2,807) 703 (507) 82 2018

2018 6 306 22 2016 12 31 2017 6 30 2,419 2,860 (715) 4,564 (1,458) (1,837) 459 (2,836) (102) 83 (21) (40) 14 (5) 9 48 48 921 1,101 (277) 1,745 23 (1) (2) 10% (3) 10% (4) (5) 50% 25% 2018 6 27201710% 519 2018 6 27 0.52 2017 1,622 83

2018 6 306 24 2018 6 30 6 2017 6 30 6 44,232 43,451 22,635 17,013 1,003 775 67,870 61,239 25 2018 6 30 6 2017 6 30 6 1,259 1,641 4,717 4,388 8,368 7,874 1,888 1,764 652 557 221 118 67 192 45 55 17,217 16,589 2018 6 306 2017 6 306 84 2018

2018 6 306 26 2018 6 30 6 2017 6 30 6 (29) (16) (173) 154 (202) 138 2 (200) 138 27 2018 6 30 6 2017 6 30 6 (1) 22 20 (2) 1 3 23 23 (1) 2018 6 306 2 2018 6 306 20 (2) 2018 6 306 1 2017 12 25[2017]30 2017 2018 1 12 162017 1 1 85

2018 6 306 28 2018 6 30 6 2017 6 30 6 1,106 742 13,508 15,528 5,424 5,260 2,407 1,897 22,445 23,427 29 2018 6 30 6 2017 6 30 6 70 32 3,982 3,216 8,141 5,461 12,193 8,709 86 2018

2018 6 306 30 2018 6 30 6 2017 6 30 6 4,006 5,446 428 403 285 284 147 153 126 110 107 135 97 109 55 61 51 44 46 49 34 48 14 19 1 5 24 131 126 5,528 7,016 31 2018 6 30 6 2017 6 30 6 489 716 3 489 719 87

2018 6 306 32 2018 6 30 6 2017 6 30 6 2,247 1,695 (299) (53) 1,948 1,642 2018 6 30 6 2017 6 30 6 7,748 4,879 25% 1,937 1,220 (834) (737) 841 1,156 13 6 (5) (2) (2) (2) (1) 1,948 1,642 88 2018

2018 6 306 33 (1) 2018 6 30 6 2017 6 30 6 5,799 3,237 3,120 3,120 1.86 1.04 1.86 1.04 (2) 2018 6 306 2017 6 306 89

2018 6 306 34 (1) 2018 6 30 6 2017 6 30 6 5,800 3,237 489 719 204 197 90 76 63 60 3 709 454 12,193 8,709 (161) (48) 200 (138) (17,217) (16,589) (20) 157 661 959 (299) (53) (1,458) (1,465) 2,881 (485) 4,135 (4,207) 90 2018

2018 6 306 34 (2) 2018 6 30 6 2017 6 30 6 3 8,812 14,230 8,812 14,230 3 500 37,146 15,079 37,146 15,579 28,334 1,349 (3) 2018 6 30 2017 6 30 34,935 12,798 2,211 2,781 37,146 15,579 91

2018 6 306 35 2018 6 306 2017 6 306 2017 2018 6 306 82,357 1,153 410 (251) 83,669 65,322 963 66,285 66,492 1,378 67,870 (791) (85) (876) (379) (330) (709) 16,939 177 102 (1) 17,217 1 (1) (143) (59) 2 (200) (2) 2 20 20 23 23 219 13 344 (252) 324 7 245 (252) (74,105) (1,649) (380) 253 (75,881) (25,752) (4) (25,756) (21,716) (729) (22,445) 270 44 314 (12,225) 32 (12,193) 168 (7) 161 (35) (35) (8) (71) (79) (8,384) (272) (8,656) (4,815) (682) (279) 248 (5,528) (209) (30) (9) 248 207 21 228 (1,332) (46) (30) 5 (1,403) (5) 5 (483) (6) (489) 8,252 (496) 30 2 7,788 8 8 (48) (48) 8,252 (496) (10) 2 7,748 3,354 3,354 (298) (42) (17) (357) 219 2 221 92 2018

2018 6 306 35 2017 6 306 75,934 1,022 377 (240) 77,093 59,308 841 60,149 59,807 1,432 61,239 (525) (111) (636) 26 (480) (454) 16,382 167 38 2 16,589 (2) 2 130 1 7 138 (153) (4) (157) 23 23 267 17 309 (242) 351 8 1 233 (242) (70,273) (1,758) (310) 242 (72,099) (22,117) (2) (22,119) (22,934) (493) (23,427) 214 74 288 (8,641) (68) (8,709) 65 (17) 48 (15) (60) (75) (8,578) (216) (8,794) (6,301) (722) (235) 242 (7,016) (208) (24) (10) 242 70 (3) 67 (1,327) (301) (15) (1,643) (709) (10) (719) 5,661 (736) 67 2 4,994 4 4 (119) (119) 5,661 (736) (48) 2 4,879 604 604 (289) (33) (11) (333) 117 1 118 93

2018 6 306 35 2018 6 302017 12 31 2018 6 30 715,345 7,423 32,966 (59) 755,675 673,409 6,135 10,403 (59) 689,888 2017 12 31 679,928 6,799 23,754 (206) 710,275 632,018 6,598 8,142 (206) 646,552 36 (1) 2018 6 306 (a) (b) (c) (d) (e) (2) 5 (3) 13 94 2018

2018 6 306 36 (4) 5%5% 5%5% 911000007109329615 91310000132200821H (5) (a) 2018 6 30 6 2017 6 30 6 36(5)(a)(i) 24 15 36(5)(a)(ii) 156 83 36(5)(a)(ii) 10 36(5)(a)(ii) 24 36(5)(a)(iii) 15 8 36(5)(a)(iv) 7 5 95

2018 6 306 36 (5) (a) 2018 6 30 6 2017 6 30 6 36(5)(a)(v) 188 182 36(5)(a)(iv) 7 7 36(5)(a)(v) 27 31 5(1) 2 300 36(5)(a)(vi) 15 15 36(5)(a)(iv) 2 2 36(5)(a)(vii) 2 2 36(5)(a)(viii) 3 3 470 5(1) 5 170 495 2 (i) 20092018 6 30 31.34% 201020152017300 500 4002018 6 30 1,2002017 12 31 1,200 2018 6 306 242017 6 306 15 96 2018

2018 6 306 36 (5) (a) (ii) 2018 6 306156 2017 6 306 83 102017 6 306 242017 6 306 (iii) 2018 6 306 152017 6 306 8 (iv) ABA 2018 6 30672017 6 306 5 12 2018 6 306 72017 6 306 7 12 2018 6 306 22017 6 306 2 97

2018 6 306 36 (5) (a) (v) 20181 20181 (vi) 2018 1 1 137 2018 6 306 152017 6 306 15 (vii) 2018 IT2018 6 306 22017 6 306 2 98 2018

2018 6 306 36 (5) (a) (viii) 2018 2018 6 3063 2017 6 306 3 (b) 2018 6 30 2017 12 31 38 14 156 24 99

2018 6 306 36 (5) (b) 2018 6 30 2017 12 31 10 19 11 3 2018 6 30 2017 12 31 300 17 16 4,000 33 135 26 71 3 2018 6 30 2017 12 31 100 2018

2018 6 306 38 (1) 2018 6 30 2017 12 31 2,223 3,587 2,223 3,587 (2) 2018 6 30 2017 12 31 1 1 399 317 12 2 251 165 23 3 126 85 3 133 106 909 673 (3) 2018 6 30 2017 12 31 2,177 460 2,177 460 (4) 2017 12 31 102 2018

2018 6 306 39 40 (1) (a) (b) 103

2018 6 306 40 (2) (a) (i) (ii) (iii) 104 2018

2018 6 306 40 (2) (b) 2018 (1) (2) (3) 105

2018 6 306 40 (2) (c) (d) (e) 2017 2017 12 31 (3) 106 2018

2018 6 306 40 (3) 2018 6 30 2017 12 31 206,913 192,528 210,913 196,528 77,669 69,773 266.40% 275.93% 271.55% 281.67% i) A ii) B iii) C iv) D 20181 A 107

2018 6 306 41 (1) 2018 6 30 91,416 817 541 92,774 194 57,162 129,030 186,386 6,310 11 6,321 1,629 873 2,502 99,549 58,863 129,571 287,983 117 117 168 168 285 285 108 2018

2018 6 306 41 (1) 2017 12 31 100,902 1,191 500 102,593 848 54,045 134,486 189,379 5,201 163 5,364 404 764 1,168 107,355 56,163 134,986 298,504 9 9 217 217 226 226 109

2018 6 306 41 (1) (a) 2018 6 306 184 17 (17) (184) 14 50 (50) (14) 2 7 (7) (2) 2017 399 839 (839) (399) 401 1,251 (1,251) (401) 12 (12) 2018 6 3062017 110 2018

2018 6 306 41 (1) (b) 2018 1 1 500 134,486 134,986 41 1,077 1,118 (6,533) (6,533) 2018 6 30 541 129,030 129,571 2017 1 1 500 133,740 134,240 2,588 78,216 78,216 (77,470) (77,470) (2,588) 2017 12 31 500 134,486 134,986 111

2018 6 306 41 (1) (b) 2018 6 30 2018 6 30 6 64,694 4.6%-7.6% 64,377 2.8%-5.5% (2) 2018 6 30 17,132 196,554 213,686 57,690 57,690 17,132 196,554 57,690 271,376 4,039 4,039 4,039 4,039 112 2018

2018 6 306 41 (2) 2017 12 31 16,283 185,909 202,192 61,600 61,600 6,002 6,002 16,283 185,909 67,602 269,794 4,015 4,015 4,015 4,015 113

2018 6 306 42 (1) 2017 3 31 22 [2017]7 23[2017]8 24[2017]9 2017 5 2 37[2017]14 2017 6 22 [2017]20 2021 1 1 2015 12 31 90% 90% 80% 2015 12 31 90%2015 12 31 2018 1 1 9 114 2018

2018 6 306 42 (1) (a) 1 2018 6 30 2018 6 30 6 (A) 8,823 (260) (B) AB SPPI (C)2 367,032 8,405 SPPI (D) 219,792 (7,365) 595,647 780 1 SPPI 2 SPPI (b) C SPPI SPPI 2018 6 30 AAA 352,416 AA+ 8,482 AA 2,100 362,998 115

2018 6 306 42 (1) (b) C SPPI SPPI 2018 6 30 Baa1 66 Baa2 527 Ba1 33 626 2018 6 30 10,615 10,784 AAA Baa3 43 2018 8 28 116 2018

重要提示 新华人寿保险股份有限公司 1

重要提示新华人寿保险股份有限公司 1