國電科技環保集團股份有限公司 GUODIAN TECHNOLOGY & ENVIRONMENT GROUP CORPORATION LIMITED* ( 於中華人民共和國註冊成立的股份有限公司 ) ( 股份代號 :01296) (1) (2) 2016 12 30161 3 EGM-1 EGM-3 H 24 2016 12 9 H * 2016 12 7
... ii.... 1... 12... 13... I-1...... II-1 EGM-1 i
5716 ii
A 600795 2016 12 2 2016 11 11 iii
2016 3 31 2016 7 13 % * iv
國電科技環保集團股份有限公司 GUODIAN TECHNOLOGY & ENVIRONMENT GROUP CORPORATION LIMITED* ( 於中華人民共和國註冊成立的股份有限公司 ) ( 股份代號 :01296) 16 111 1101 16 1 1 15 L (1) (2) 1. 2016 11 11 1
(1) (2) (3) (4) 2. A. 2016 11 11 B. 2016 11 11 (1) (2) 291,266,400 2
2016 3 31 295,084,400291,266,400 (i) 30% 10 (ii) 60% 10 (iii) 10% 0.05% 3
(1) (2) (3) (4) 2016 12 30 15 4
C. 3,818,000 ) 291,266,400 10% 90% D. 12 20152016 7 90% 2,800 5
2013 4 6
E. 80.48% 80.34% F. 5% 25% 14 14A 4,754,000,00078.40% 7
3. 00916 58.44% 2002 8
20152014 12 31 2015 12 31 2014 12 31 48,806,000 53,192,000 48,806,000 53,192,000 291,266,400 4. A. 2016 12 30 1613 9
B. 2016 11 30 2016 12 30 2016 11 29 H 183 17 1712 1716H 161 C. 20 24 D. 13.39(4) 10
E. F. 12 13 23 2016 12 7 * 11
國電科技環保集團股份有限公司 GUODIAN TECHNOLOGY & ENVIRONMENT GROUP CORPORATION LIMITED* ( 於中華人民共和國註冊成立的股份有限公司 ) ( 股份代號 :01296) 2016 12 7 (i) (ii)(iii) 13 231 11 * 2016 12 7 12
88 173 12 1209 2016 12 7 2016 11 11 13
14 14A (i) (ii) (iii) (i) 2014 12 3 (ii) 2016 3 10 (a) (b) (c) (iii) 2016 8 25 14
13.80 2016 7 13 2016 3 31 15
1. 16
2016 6 302016 2015 12 31 2015 2016 6 30 2015 12 31 2016 6 30 2015 12 31 2014 12 31 20142015 % 6,090,608 19,970,161 22,686,197 (11.97) 2,377,424 7,750,030 9,134,665 (15.16) 758,636 3,124,619 3,689,308 (15.31) 2,721,462 8,617,609 9,453,987 (8.85) 233,086 477,903 408,237 17.07 1,392,591 3,806,169 4,097,965 (7.12) 117,424 (4,689,719) (136,507) 3,335.52 2016 6 30 2015 12 31 2014 12 31 20142015 % 1,396,501 2,325,469 2,456,107 (5.32) 10,821,568 10,749,717 13,456,136 (20.11) 2015 12 312015 199.746.92014 12 312014 11.97%3,335.52% 2015 2015 86.22014 8.85% 2015 17
2015 2016 6 30 14.0108.2 2016 2016 0916 2015 12 31 2015 12 31 2014 12 31 48,806,000 53,192,000 48,806,000 53,192,000 18
291,266,400 12 20152016 7 90% 2,800 2013 4 19
(i) (ii)(iii) (iv) (v) 2. 2016 11 11 1 2 20
291,266,400 2016 3 31 295,084,400291,266,400 2016 4 (i) 2015 12 31 (ii) (i) (ii) (iii) 21
2015 12 31 (i) (ii) 2015 12 31(iii) 2013 (i)(ii) 3. 291,266,400 22
3,818,000 (i) (ii) 2016 12 7 571 6 20 23
..... I-1
[2016] 060 2016 3 31 I-2
2016 3 31 2016 3 3129,126.64 1. 53,684.17 157,644,392.73123,519,030.00 2. 6 (2016)1592016 2016 10 15 2016 7 13 I-3
[2016] 060 2016 3 31. 1. 1618 213,752.71 1994 12 13 1994 12 13 I-4
2. 21.3 Aerodyn 1.5MW 1.5MW 6MW 6MW 3. 2014 1.5 2 3 6 85% I-5
1 1 1. 333 2010 9 19 2010 9 192030 9 19 400 3MW I-6
2. 1.5MW 2MW 3MW11 333480 3. 2012 3.5 442,772,300.00 100% 442,772,300.00 100% I-7
4. 2013 2014 2015 2016 12 31 12 31 12 31 12 31 55,325.57 41,940.63 33,638.20 31,424.14 58,370.45 50,304.71 46,882.87 1,915.70-3,044.89-8,364.08-13,244.67 29,508.44 2013 2014 2015 2016 3 20 18,326.11 12,822.46 6,544.94 440.11-3,808.51-5,319.19-4,880.59-1,024.13 [2014]021494[2015]021381[2016]022136 [2016]022700. 2016 3 31 [2016]377 I-8
. (i) 10,546,294.73 (ii) 234,692,774.14 (iii) 69,002,330.52 (iv) 8,857,048.99 (v) 10,300,000.00 10,546,294.73 234,692,774.14 69,002,330.52 314,241,399.39 8,857,048.99 10,300,000.00 19,157,048.99 295,084,350.40 I-9
[2016]022700 1. 2. 3... (i) 2016 3 31 (ii) (iii). (i) 1. 2. [2016]377 I-10
(ii) 1. [1991] 91 2. [1992] 36 3. [2013]64 4. 14 5. 12 2005 8 25 6. 32003 12 31 7. [2006]274 2006 12 12 8. 2008 10 28 9. 722007 8 30 10. 282004 8 28 11. [2002]195GB/T18508-2001 I-11
12. GB/T50291-2015 13. 212003 6 11 14. 483 1632006 12 31 15. 2007 3 16 16. (iii) 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. I-12
12. 13. (iv) 1. 2. 3. 4. (v) 1. 2. 3. 4. 2016 5. 2012. (i) I-13
2 (ii) = I-14
1. 0% I-15
2. A. = + + a. = + I-16
b. c. 4.35% = + 1 2 1 B. 40% 60% = 40% + 60% C. = I-17
A. a. b. B. C. = I-18
1 P1 = PB A B D E P1 PB A B D E I-19
3.. (i) (ii) I-20
(iii) (iv) (v) (vi) I-21
. 1. 2. 3. 4. 5. 6. I-22
. (i) 2016 3 31 29,126.64 381.80-1.29% 2016 3 31 % A B C=B A D=C/A 100% 1 1,054.63 1,054.63 2 30,369.51 29,987.71-381.80-1.26 3 23,469.28 18,830.09-4,639.19-19.77 4 6,900.23 11,157.62 4,257.39 61.70 5 31,424.14 31,042.34-381.80-1.21 6 885.70 885.70 7 1,030.00 1,030.00 8 1,915.70 1,915.70 9 29,508.44 29,126.64-381.80-1.29 I-23
(ii) 1. 4,639.19 4,718.90 2 2. 79.72 4,257.39. 1. 53,684.17 157,644,392.73 123,519,030.00 2. 6 [2016]1592016 2016 10 15 I-24
. (i) (ii) (iii) 2016 3 312017 3 30. 2016 7 13 2016 7 13 I-25
.... [2016]159 2016..... I-26
1. 2. XV XV7 8 352 SAIF IV GP Capital Ltd. XV 2 3 XV2 3 II-1
(1) (1) % % 4,754,000,000 (2) 2,376,500,000 (2) H 288,200,000 (3) SAIF IV GP Capital Ltd. H 288,200,000 (3) SAIF IV GP LP H 288,200,000 (3) SAIF Partners IV L.P. H 288,200,000 (3) H 89,505,000 H 77,310,000 100.00 78.40 49.99 39.19 22.00 4.75 22.00 4.75 22.00 4.75 22.00 4.75 6.83 1.48 5.90 1.27 (1) (2) 100% 46.00%49.99% (3) SAIF IV GP Capital Ltd. SAIF IV GP LPSAIF Partners IV L.P. 22.00% H SAIF IV Capital Ltd. SAIF IV GP LP SAIF Partners IV L.P. SAIF IV GP Capital Ltd. SAIF IV GP LPSAIF IV GP LP SAIF Partners IV L.P.SAIF Partners IV L.P.22.00% H SAIF IV GP Capital Ltd. SAIF IV GP LPSAIF Partners IV L.P.H II-2
2014 5 16 2016 3 29 2014 5 162012 6 8 2016 3 29 2014 5 162014 5 16 2012 6 8 2016 3 29 II-3
2015 12 31 3. 2015 12 31 II-4
4. 5. 2015 12 31 6. (1) (2) 2016 1 25 1,000 52230% (3) 2016 6 24 16448 28% (4) 2016 7 1 90% 85,132,840 II-5
(5) 27 2016 2 5 3,390,886,900 (6) 2015 12 30 60%8,442,000 (7) 2015 11 360% 284,188,500 (8) 2016 7 28 7. (a) (b) 16111 1101 (c) 1 15 L (d) II-6
8. 1 15 L (a) (b) II-7
國電科技環保集團股份有限公司 GUODIAN TECHNOLOGY & ENVIRONMENT GROUP CORPORATION LIMITED* ( 於中華人民共和國註冊成立的股份有限公司 ) ( 股份代號 :01296) 2016 2016 12 30 16132016 1 (a) 291,266,400 2016 11 11 A (b) EGM-1
2016 11 14 1. 2. 2016 11 30 2016 12 30 2016 11 29 H 183 17 1712 1716H 161 3. 2016 11 29 H 4. 24 H 183 17M H 161 EGM-2
5. 2016 12 9 H 183 17M H 161 6. 7. (i) (ii) 161 (8610) 5765 9867 (8610) 5765 9749 * EGM-3