SPDR 富 時 大 中 華 ETF SPDR ETFs 的 子 基 金 股 份 代 號 : 3073 網 址 : www.spdrs.com.hk/etf/fund/fund_detail_3073_cn.html 二 零 一 六 年 中 期 報 告 二 零 一 五 年 十 月 一 日 至 二 零 一 六 年 三 月 三 十 一 日

3073 www.spdrs.com.hk/etf/fund/fund_detail_3073_cn.html 2 3 4 5 6 10 23 24 1

292,660,655 242,099,406 17,304 669 461,095 399,946 141,784 973,898 6(h) 173,049 496,958 654,594 656,396 6(e) 866,979 847,656 294,975,460 245,474,929 25,243 12,437 454,393 249,082 6(d) 72,527 71,486 6(c) 131,315 85,340 13,515 67,610 229,794 953,154 4 294,745,666 244,521,775 6 9 2

733,629 608,139 6(e) 3 5 3 8,390,698 20,917,452 (53,009) (27,084) 6(h) 306,958 576,080 9,378,279 22,074,592 6(c) 269,647 204,990 6(d) 149,342 112,124 6(f) 25,441 98,980 24,870 32,831 138,098 252,729 11,050 33,150 6(g) 308,641 275,196 927,089 1,010,000 8,451,190 21,064,592 8,451,190 21,064,592 5 (9,629) (19,924) 8,441,561 21,044,668 6 9 3

244,521,775 161,409,181 41,770,199 60,468,861 12,131 257,372 41,782,330 60,726,233 41,782,330 60,726,233 8,441,561 21,044,668 294,745,666 243,180,082 6 9 4

(5,760,792) (6,495,940) 4,875,171 6,736,346 (11,050) (33,150) (148,301) (78,912) (223,672) (118,904) (24,870) (32,831) (25,441) (98,980) (695,821) (774,505) (63,724) (34,179) 1,506,029 641,357 3 5 577,919 928,848 1,802 42,307 7,253 681,462 12,131 257,372 12,131 257,372 19,384 938,834 (61) (14) 847,656 915,234 866,979 1,854,054 6(e) 866,979 1,854,054 6 9 5

1. SPDR ETF 104 State Street Trust (HK) Limited SPDR ETF BB A 2. 34 3. 8,703,713 20,410,809 (313,015) 506,643 8,390,698 20,917,452 6

4. 3 294,745,666244,521,775 9,000,000 7,500,000 5,500,000 1,500,000 1,500,000 2,000,000 10,500,000 9,000,000 7,500,000 28.07 27.17 32.42 1 500,000 14,035,508 13,584,543 16,212,005 7

5. 9,629 19,9249,629 19,924 6. State Street Trust (HK) Limited State Street Trust (HK) Limited (a) 13,705,336 19,073,439 % % 247,772 (b) 8

6. (c) 0.20% (d) * 0.11% * 3,000 (e) 866,979 1,854,054 3 5 (f) (g) 66,300 (h) 247,876 486,542 173,049 9

(%) (99.30%) (0.76%) B 2,200 56,056 0.02 B 5,900 15,399 0.01 B 24,120 49,687 0.02 B 1,000 40,320 0.01 B 17,780 258,343 0.09 B 14,600 93,148 0.03 B 10,300 102,625 0.03 B 3,600 36,037 0.01 B 4,030 24,502 0.01 B 25,440 116,515 0.04 B 8,200 33,253 0.01 B 19,300 117,175 0.04 B 1,100 24,706 0.01 B 4,200 18,888 0.01 B 3,500 105,107 0.04 B 3,000 71,110 0.02 B 10,600 60,102 0.02 B 3,400 44,632 0.02 B 2,200 66,186 0.02 B 7,800 49,291 0.02 B 8,900 54,517 0.02 3,200 51,733 0.02 4,200 55,623 0.02 * 10,700 276,773 0.09 B 3,900 73,604 0.02 4,500 46,511 0.02 B 2,900 44,073 0.01 B 16,700 67,205 0.02 B 3,300 44,550 0.01 B 3,600 57,168 0.02 B 3,820 92,635 0.03 2,247,474 0.76 10

(%) (70.59%) 20,940 219,032 0.07 15,256 904,681 0.31 33,305 144,211 0.05 H 573,867 1,601,089 0.54 265,002 11,646,838 3.95 H 39,304 216,565 0.07 67,419 318,892 0.11 271,615 480,759 0.16 H 91,933 227,075 0.08 H 24,923 89,723 0.03 H 27,119 564,075 0.19 H 12,247 73,972 0.02 20,615 352,104 0.12 ASM PACIFIC TECHNOLOGY 5,561 338,665 0.11 H 49,521 288,212 0.10 H 26,695 158,568 0.05 H 1,655,090 5,329,390 1.81 H 179,102 913,420 0.31 26,603 771,487 0.26 H 26,922 161,263 0.05 H 34,632 286,753 0.10 11,752 498,872 0.17 89,584 435,378 0.15 H 40,229 99,768 0.03 H 17,544 42,281 0.01 116,230 521,873 0.18 3,402 96,957 0.03 80,087 1,854,014 0.63 65,377 40,534 0.01 73,693 170,968 0.06 62,381 500,919 0.17 H 15,291 680,449 0.23 7,287 164,322 0.06 19,480 177,268 0.06 24,039 322,603 0.11 H 216,524 569,458 0.19 53,721 212,198 0.07 12,984 984,836 0.33 62,504 3,122,075 1.06 11

(%) (70.59%) ( ) 48,015 114,756 0.04 H 41,775 81,879 0.03 H 200,983 546,674 0.19 H 169,197 803,686 0.27 H 43,903 141,368 0.05 H 98,421 912,363 0.31 H 58,855 208,347 0.07 26,826 410,438 0.14 H 2,009,465 9,946,852 3.37 H 56,834 171,070 0.06 69,552 109,197 0.04 H 35,676 155,191 0.05 64,161 86,617 0.03 75,953 286,343 0.10 56,793 491,827 0.17 18,066 294,114 0.10 19,453 64,000 0.02 H 84,896 640,965 0.22 36,367 416,038 0.14 22,368 120,564 0.04 50,899 147,098 0.05 87,124 254,402 0.09 H 9,843 119,691 0.04 115,623 249,746 0.08 H 165,737 3,172,206 1.08 H 72,763 417,660 0.14 H 11,505 62,357 0.02 25,919 278,888 0.09 61,412 757,824 0.26 H 102,257 1,666,789 0.57 H 27,120 625,116 0.21 H 144,969 1,049,576 0.36 183,030 175,709 0.06 116,891 10,105,227 3.43 H 90,676 115,159 0.04 H 67,324 242,366 0.08 H 28,755 43,708 0.01 87,838 79,933 0.03 H 41,755 253,035 0.09 12

(%) (70.59%) ( ) H 84,349 2,070,768 0.70 28,115 31,770 0.01 H 57,483 1,667,007 0.57 H 567,816 2,890,183 0.98 71,065 285,682 0.10 H 40,492 373,741 0.13 H 85,316 502,511 0.17 H 17,507 75,980 0.03 74,162 154,257 0.05 44,931 106,486 0.04 27,870 402,443 0.14 14,400 318,960 0.11 60,308 1,200,129 0.41 42,006 609,087 0.21 H 76,895 938,119 0.32 H 82,138 145,384 0.05 H 28,797 147,729 0.05 53,332 85,331 0.03 H 37,788 184,783 0.06 37,228 430,356 0.15 32,825 559,338 0.19 H 359,921 1,475,676 0.50 37,820 144,094 0.05 58,028 150,873 0.05 128,522 1,316,065 0.45 H 29,293 557,153 0.19 26,716 102,322 0.03 H 64,406 264,065 0.09 25,852 125,382 0.04 13,490 55,579 0.02 142,552 1,682,114 0.57 58,541 36,295 0.01 H 50,927 925,853 0.31 62,004 6,243,803 2.12 34,108 2,392,676 0.81 357,194 3,271,897 1.11 35,074 356,352 0.12 163,074 502,268 0.17 H 89,752 700,963 0.24 13

(%) (70.59%) ( ) 94,510 663,460 0.22 4,791 61,133 0.02 8,069 109,900 0.04 3,149 150,207 0.05 30,406 142,300 0.05 H 18,613 67,937 0.02 H 14,734 677,027 0.23 H 65,259 155,969 0.05 H 7,452 47,767 0.02 H 65,905 637,960 0.22 16,768 713,478 0.24 43,041 311,617 0.11 76,839 460,266 0.16 58,597 350,410 0.12 51,633 178,650 0.06 55,008 318,496 0.11 49,939 551,327 0.19 110,000 214,500 0.07 H 10,662 200,019 0.07 46,600 1,356,060 0.46 273,732 350,377 0.12 103,799 398,588 0.14 33,268 629,431 0.21 134,049 126,006 0.04 12,039 109,435 0.04 265,441 297,294 0.10 47,619 38,571 0.01 6,071 170,595 0.06 H 68,201 429,666 0.15 18,066 110,383 0.04 63,050 618,520 0.21 H 35,549 118,378 0.04 H 51,089 412,288 0.14 H 5,435 95,221 0.03 H 22,816 253,714 0.09 46,485 126,439 0.04 26,788 362,174 0.12 13,553 180,255 0.06 44,906 201,179 0.07 14

(%) (70.59%) ( ) H 75,750 1,004,445 0.34 * 209,183 0.00 19,000 422,750 0.14 50,045 741,667 0.25 16,975 2,327,272 0.79 H 15,186 47,532 0.02 22,476 1,070,981 0.36 16,223 1,091,808 0.37 260,000 97,500 0.03 152,149 2,206,160 0.75 26,286 4,910,225 1.67 22,877 87,161 0.03 12,115 303,481 0.10 13,754 105,493 0.04 46,456 135,652 0.05 H 58,547 105,970 0.04 H 37,821 186,836 0.06 H 92,466 641,714 0.22 H 83,138 200,363 0.07 H 37,429 690,939 0.23 H 34,877 130,789 0.04 33,757 92,157 0.03 13,784 455,561 0.15 H 1,584,058 6,874,812 2.33 H 28,325 295,713 0.10 H 25,700 239,267 0.08 8,341 199,767 0.07 12,737 142,145 0.05 14,976 318,989 0.11 15,439 206,574 0.07 20,919 75,518 0.03 18,029 327,767 0.11 28,000 103,320 0.03 8,554 62,017 0.02 64,659 435,802 0.15 28,894 147,359 0.05 27,776 147,491 0.05 H 8,500 175,950 0.06 144,058 870,110 0.30 130,049 596,925 0.20 15

(%) (70.59%) ( ) 32,454 116,185 0.04 10,348 108,240 0.04 49,696 2,286,016 0.78 L OCCITANE INTERNATIONAL SA 10,205 141,237 0.05 31,964 353,522 0.12 28,436 170,616 0.06 H 43,032 61,966 0.02 37,071 40,037 0.01 18,708 202,046 0.07 H 59,560 126,267 0.04 17,364 205,937 0.07 30,975 1,189,440 0.40 H 18,222 498,372 0.17 124,199 917,831 0.31 37,081 217,665 0.07 32,125 397,708 0.13 4,667 139,777 0.05 90,278 453,196 0.15 H 141,485 464,071 0.16 H 469,895 2,424,658 0.82 H 84,740 1,205,003 0.41 H 109,449 4,060,558 1.38 39,788 84,351 0.03 29,188 2,316,068 0.79 PRADA S.P.A. 11,739 313,431 0.11 H 8,141 70,420 0.02 365,588 113,332 0.04 23,785 57,322 0.02 28,475 740,350 0.25 52,721 1,665,984 0.57 19,252 30,611 0.01 583,571 402,664 0.14 H 7,606 43,963 0.01 H 39,502 195,140 0.07 H 62,849 222,485 0.08 H 9,298 198,977 0.07 10,384 189,820 0.06 H 15,714 240,738 0.08 36,063 319,158 0.11 H 26,270 277,411 0.09 16

(%) (70.59%) ( ) H 18,134 122,767 0.04 24,757 311,443 0.11 66,276 204,130 0.07 12,459 525,770 0.18 28,852 331,221 0.11 82,705 81,051 0.03 80,801 168,874 0.06 44,173 113,525 0.04 H 22,233 57,139 0.02 91,739 533,921 0.18 69,210 849,899 0.29 63,129 231,683 0.08 49,101 53,029 0.02 H 25,306 158,922 0.05 H 45,519 77,837 0.03 H 80,746 317,332 0.11 H 23,470 822,623 0.28 H 43,731 148,248 0.05 16,806 61,174 0.02 43,004 238,242 0.08 SOHO 35,418 131,047 0.04 50,314 276,224 0.09 36,657 3,476,916 1.18 38,791 202,489 0.07 12,691 1,059,698 0.36 25,217 528,296 0.18 27,362 838,645 0.28 6,720 187,488 0.06 117,587 18,625,781 6.32 15,618 118,228 0.04 * 57,253 0.00 H 8,452 39,724 0.01 43,833 380,032 0.13 15,958 63,832 0.02 H 24,156 306,781 0.10 H 8,988 264,697 0.09 29,730 184,029 0.06 UNITED CO RUSAL PLC 37,588 100,736 0.03 3,519 324,100 0.11 139,837 804,063 0.27 17

(%) (70.59%) ( ) H 21,579 187,522 0.06 117,796 662,014 0.22 30,386 1,288,366 0.44 18,157 629,140 0.21 24,060 288,720 0.10 H 10,275 114,053 0.04 42,811 221,333 0.07 53,284 147,064 0.05 H 44,625 180,731 0.06 17,883 476,582 0.16 140,426 157,277 0.05 H 19,048 114,669 0.04 H 34,260 285,043 0.10 14,871 55,915 0.02 H 11,312 512,434 0.17 H 121,241 290,978 0.10 H 30,776 91,712 0.03 H * 15,949 225,838 0.08 208,070,379 70.59 (1.58%) 26,000 1,207,577 0.41 5,200 2,301,452 0.78 5,000 1,157,255 0.39 4,666,284 1.58 (26.36%) 75,354 224,025 0.08 138,644 1,249,904 0.42 7,617 433,650 0.15 51,027 361,136 0.12 15,740 1,095,031 0.37 186,000 432,976 0.15 40,960 86,572 0.03 16,000 1,016,829 0.35 176,231 1,635,425 0.55 18

(%) (26.36%) ( ) 18,000 62,180 0.02 108,903 432,561 0.15 41,783 650,770 0.22 7,180 73,631 0.02 10,179 202,889 0.07 51,025 141,255 0.05 313,294 648,596 0.22 14,000 77,851 0.03 275,475 1,485,436 0.50 84,200 2,219,474 0.75 86,000 418,190 0.14 372,382 1,523,918 0.52 47,152 1,611,804 0.55 167,697 726,644 0.25 4,091 417,068 0.14 16,000 89,550 0.03 15,424 121,971 0.04 51,372 222,599 0.08 37,854 108,894 0.04 40,513 92,942 0.03 89,307 565,412 0.19 37,000 642,186 0.22 10,000 101,226 0.03 6,000 246,985 0.08 200,659 768,033 0.26 97,260 1,877,727 0.64 42,000 935,222 0.32 108,880 2,091,582 0.71 19,000 143,846 0.05 24,464 425,195 0.14 161,477 1,593,743 0.54 6,000 268,651 0.09 1,000 221,468 0.08 299,221 6,108,180 2.07 9,000 766,955 0.26 16,100 357,339 0.12 164,362 633,061 0.21 205,617 556,846 0.19 52,000 364,893 0.12 72,785 357,434 0.12 19

(%) (26.36%) ( ) 2,230 1,339,366 0.45 46,913 443,823 0.15 65,899 66,627 0.02 31,915 1,897,648 0.64 239,578 1,320,706 0.45 126,560 2,059,525 0.70 2,240 18,307 0.01 6,632 63,780 0.02 12,000 374,089 0.13 3,000 285,261 0.10 17,200 84,259 0.03 43,000 777,378 0.26 59,000 582,317 0.20 12,000 677,404 0.23 21,214 69,963 0.02 56,000 757,614 0.26 10,232 217,986 0.07 146,428 227,709 0.08 49,000 613,371 0.21 198,434 475,295 0.16 24,000 191,522 0.06 171,242 467,875 0.16 80,415 165,124 0.06 67,482 511,708 0.17 179,863 623,488 0.21 16,000 187,382 0.06 31,752 103,188 0.04 37,500 943,347 0.32 6,045 135,333 0.05 527,000 20,551,783 6.97 34,000 214,848 0.07 18,850 68,065 0.02 TPK HOLDING CO LTD 4,887 82,350 0.03 5,000 119,761 0.04 11,000 67,524 0.02 107,515 1,462,317 0.50 21,000 78,862 0.03 265,000 848,441 0.29 17,000 205,845 0.07 20

(%) (26.36%) ( ) 64,000 131,572 0.04 16,450 73,457 0.02 53,166 254,689 0.09 21,500 44,355 0.02 31,675 78,919 0.03 230,267 637,461 0.22 18,000 135,409 0.05 1,000 49,710 0.02 77,676,518 26.36 292,660,655 99.29 H 50 13,100 0.01 MSCI 300 4,204 0.00 17,304 0.01 292,677,959 99.30 311,815,376 * 21

(%) (a) 292,660,655 99.29 (b) 18,654,624 6.33 13,751,538 4.66 11,925,839 4.05 88,489,781 30.02 3,888,293 1.32 19,320,800 6.55 65,906,021 22.36 15,379,656 5.22 24,225,610 8.22 18,123,921 6.15 12,994,572 4.41 292,660,655 99.29 20,551,782 6.97 18,625,781 6.32 11,646,838 3.95 10,105,227 3.43 H 9,946,852 3.37 H 6,874,812 2.33 6,243,803 2.12 6,108,179 2.07 H 5,329,390 1.81 4,910,225 1.67 100,342,889 34.04 22

(%) (%) 0.76 0.76 70.59 71.88 1.58 1.52 26.36 24.85 99.29 99.01 0.01 0.00 99.30 99.00 23

Lochiel Cameron Crafter James Keith MacNevin Kevin David Anderson 8 68 State Street Trust (HK) Limited 8 68 15 13 22 24