untitled



Similar documents
untitled

untitled

,107,345 1,987,785 1,834,940 1,861, , ,674 4,426 4, , ,392 41,122 41, ,549 27, , ,617 4,781,057 4,643




UBS AG

(chi_1Q).indd


D:•188•188_2000_0.pdf

Chi.indd

Microsoft Word _2011_n.doc

重 要 提 示 ( ),, ( ) , 2013 ( ) ( ) () ( ) , ,805,128,000,3,575,602,000,,, ,575,602,00030% 1,072,680,600, 13,258,663,4

untitled

Microsoft Word _2009_n.doc

,288,758,

<4D F736F F D20312D C4EAC4EAB6C8B1A8B8E A3A8C1AABDBBCBF9A3A92E646F6378>

A H 1398 ICBC USDPREF ICBC EURPREF ICBC CNHPREF1-R

untitled

Regal International Airport Group Company Limited * 357 H *



,461,070, ,738,962, ,036,931, ,163,102, % 273,896, ,889,206, ,579,

中 国 外 运 股 份 有 限 公 司 ( 住 所 : 北 京 市 海 淀 区 西 直 门 北 大 街 甲 43 号 金 运 大 厦 A 座 ) 公 开 发 行 2016 年 公 司 债 券 ( 第 一 期 ) 募 集 说 明 书 ( 面 向 合 格 投 资 者 ) 牵 头 主 承 销 商 / 债



UBS AG

untitled

chi.indb

untitled

I II-1 i

UBS AG


重 要 提 示 ,260,571, ,029,649, ,603,880, ,686,340,125.64, % 302,964, ,383,375,

Q Chi.indd

2016 2




Chi.indb

<4D F736F F D20312D C4EAB1A8B5DAB6FEB8E52D36C9CFBDBBCBF9BEBBB8E5>

C Clean.pdf


untitled




31997 chi.indb

5,000 4, % -17% 3,000 2,000 1, (74 ) 1,754 1,

untitled

(i) (ii) (iii) 2

untitled

2

A H 1398 ICBC USDPREF ICBC EURPREF ICBC CNHPREF1-R

(Chi_H share).indb


untitled

目 錄 第 一 節 重 要 提 示 和 釋 義 2 第 二 節 公 司 簡 介 4 第 三 節 會 計 數 據 和 財 務 指 標 摘 要 7 第 四 節 董 事 會 報 告 10 第 五 節 重 要 事 項 40 第 六 節 股 本 變 動 及 股 東 情 況 43 第 七 節 優 先 股 相 關

65425_Chi.indb



A H 1398 ICBC USDPREF ICBC EURPREF ICBC CNHPREF1-R

3 1,019,888 1,040,977 (590,008) (652,262) 429, , , ,166 (23,356) (19,345) (66,174) (64,837) 406, ,699 5(a) (12,275) (12,633)

(Minshing A share).indb

SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED

(Chi)_.indb




(Chi).indb

i

A H 1398 A % 20,150,956 18,917, ,

untitled

(a) (b) (c) i. ii. iii [2015] iv. Intermediate Basket C 50% equity 2


厦门创兴科技股份有限公司

untitled

CDMA H


Chi.indd

SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED 1

untitled

* 155 II 2016

, , (6,476) 1,077, ,765 (5,372) (18,075) (34) 1,053, , ,053, ,255 1,673, ,934 1,706, ,221 (

363


IRA (Chi).indd


untitled

Microsoft Word 招股意向书




i

2 主 要 财 务 数 据 和 股 东 变 化 2.1 主 要 财 务 数 据 和 指 标 按 国 际 财 务 报 告 准 则 编 制 的 主 要 会 计 数 据 和 财 务 指 标 单 位 : 人 民 币 百 万 元 项 目 本 报 告 期 末 上 年 度 期 末 本 报 告 期 末

(Great Wall Motor) IR_Chi (insert cover).indb




<4D F736F F D203320D6D0B9FACEE5BFF3BCAFCDC5B9ABCBBE C4EAB6C8B5DAD2BBC6DAD6D0C6DAC6B1BEDDC4BCBCAFCBB5C3F7CAE92E646F63>

Transcription:

YANZHOU COAL MINING COMPANY LIMITED 1171 12 31 2015 2015 12 31 20152015 2015 www.hkexnews.hkwww.yanzhoucoal.com.cn 1

1997 H A 1996 56.59% 2004 60 2004 98.33% 2002 2

1999 81.31% 2002 10 99.89% 2002 95.14% 2009 2010 77.75% 2013 3

2004 78% 2004 2011 H 1.00 A 1.00 10 H 4

5

6

7

Yanzhou Coal Mining Company Limited 298 (86 537) 5382319 (86 537) 5383311 yzc@yanzhoucoal.com.cn 298 (86 537) 5385343 (86 537) 5383311 yzc_panst@163.com 298 273500 298 273500 http://www.yanzhoucoal.com.cn yzc@yanzhoucoal.com.cn 8

http: //www.sse.com.cn http: //www.hkexnews.hk http: //www.sec.gov 298 A H ADRs 600188 01171 YZC 8 A 9 28 12 22 5 9

1 20 10 14 166 3 183 17 1712 1716 ADR The Bank of New York Mellon BNY Mellon Shareowner Services (P.O. BOX 30170 College Station, TX 77842-3170) 99 20 2008-12 (852)2136 6185 (852) 3170 6606 10

2011 2015 12 31 2012 2011 2015 2014 2013 36,404,086 60,370,764 56,401,826 58,146,184 58,146,184 47,065,840 47,065,840 6,153,611 7,481,414 10,687,780 12,625,835 12,813,283 18,524,349 18,785,790 (2,484,411) (2,183,581) (1,765,777) (1,448,679) (1,448,679) (839,305) (839,305) 622,257 1,599,910 (580,268) 6,070,376 6,346,182 12,259,545 12,520,986 164,459 766,158 777,368 6,065,570 6,218,969 8,745,092 8,928,102 0.03 0.16 0.16 1.23 1.26 1.78 1.82 0.01 0.02 0.02 0.36 0.36 0.57 0.57 1. 2015 2. 2015 2014 2013 2012 2011 3. 2015H 11

4. 5. 2013 1 120112012 12 31 2012 2011 2015 2014 2013 6,754,770 10,756,460 2,708,424 1,210,802 1,659,691 (4,551,806) (4,290,365) 45,615,970 44,174,612 41,896,508 39,503,103 39,503,103 31,273,824 31,273,824 142,471,875 133,098,114 127,458,189 122,165,076 122,702,323 96,890,150 97,151,591 69,479,805 61,438,088 55,375,011 40,996,382 40,996,382 34,457,820 34,457,820 35,369,901 38,725,846 40,378,678 45,530,034 45,826,356 42,451,480 42,634,490 7.20 7.87 8.21 9.26 9.32 8.63 8.67 (%) 0.46 1.98 1.93 13.32 13.57 20.60 20.94 12 31 2015 2014 2013 2012 2011 4,347,210 4,171,816 (2,201,058) 6,503,610 17,977,276 7,217,642 4,329,190 (2,418,509) 4,461,375 1,807,278 0.88 0.85 (0.45) 1.32 3.66 12

2015 1-3 4-6 7-9 10-12 8,661,777 16,604,055 13,152,502 30,553,048 179,741 217,431 743,782-281,440 127,700-177,433 748,954-478,661-3,630,609 3,044,223 11,552 3,392,758 2015 20152015 7 100% 13

1. 2. 3. 4. 7 492MW 14

2015 8,7241611.645 2015 2015 250 2015 543.613 38.2% 2004 3,200 9 27% 5.6% 2011 72.619 5,364 2011 8 15

2015 60 863 16

2015 2015 6,848 167 8,724 161 3.099 1.645 17

53.7% 53% H 2016 2016 18

2016 20166,8273,415120330 600 600 1,134 628 150 19

+ 2016 2016 3 29 20

2015 2014 (%) 1. 68,478 72,596-4,118-5.67 62,869 66,890-4,021-6.01 87,242 123,075-35,833-29.11 2. 15,993 16,565-572 -3.45 3. 1,671 645 1,026 159.07 1,608 655 953 145.50 4. 263,952 160,512 103,440 64.44 167,736 72,249 95,487 132.16 21

2015 2014 (%) 5. 130 130 0 0 12 9 3 33.33 6. (1) 56 40 16 40.00 (2) 12 16-4 -25.00 (3) 25 33-8 -24.24 (4) 5,230 6,896-1,666-24.16 (1) 24 24 (2) 5 5 (3) 19 19 (4) 2,451 2,451 20152015 8,724 71.5% 6,017 87.1% 161 115.0% 22

1. (1) 20156,8484125.7%6,287 402 6.0% 2015 2015 2014 (%) 68,478 72,596-4,118-5.67 1. 36,791 36,474 317 0.87 2. 710 1,557-847 -54.40 3. 3,203 2,999 204 6.80 4. 2,587 5,884-3,297-56.03 5. 18,137 20,000-1,863-9.32 6. 7,050 5,682 1,368 24.08 62,869 66,890-4,021-6.01 1. 36,783 36,429 354 0.97 2. 693 1,544-851 -55.12 3. 3,198 2,997 201 6.71 4. 2,580 5,879-3,299-56.11 5. 13,249 14,914-1,665-11.16 6. 6,366 5,127 1,239 24.17 2015 2015 (2) 20158,7243,58329.1% 2,995 52.5% 2015 328.760 256.634 43.8% 23

2015 2015 2014 1 156 227 480.78 108,954 293 325 600.42 194,929 2 8,152 8,359 429.94 3,593,981 9,203 9,060 576.75 5,225,577 8,359 429.94 3,593,981 9,052 576.53 5,219,149 8 834.81 6,428 3 3,839 3,903 388.49 1,516,473 4,914 4,979 474.96 2,364,748 2,516 2,511 390.55 980,601 2,271 2,262 520.73 1,177,739 14,663 15,000 413.33 6,200,009 16,681 16,626 539.11 8,962,993 15,000 413.33 6,200,009 16,618 538.97 8,956,565 8 834.81 6,428 16,571 15,558 294.36 4,579,701 10,620 10,605 396.75 4,206,215 5,549 4,440 221.76 984,657 9,128 7,517 281.71 2,117,585 36,783 34,998 336.14 11,764,367 36,429 34,748 439.94 15,286,793 34,998 336.14 11,764,367 34,740 439.85 15,280,364 693 748 166.12 124,277 1,544 1,500 210.69 316,053 693 748 166.12 124,277 1,544 1,500 210.69 316,053 3,198 2,424 403.24 977,494 2,997 3,110 525.65 1,634,716 1 21 21 782.05 16,155 2 1,860 1,754 486.12 852,875 1,889 2,021 651.48 1,316,567 221 147 216.19 31,680 1,117 523 177.67 92,939 1,087 1,068 282.77 301,994 2,580 2,328 166.14 386,813 5,879 5,793 163.02 944,399 2,580 2,328 166.14 386,813 5,879 5,793 163.02 944,399 13,249 13,276 411.47 5,462,712 14,914 15,742 463.77 7,300,758 950 1,134 509.20 577,320 922 973 523.29 509,369 1,176 1,404 514.01 721,462 1,392 1,470 544.93 800,780 2,566 3,064 472.48 1,447,163 3,108 3,280 530.32 1,739,466 8,557 7,674 354.03 2,716,767 9,492 10,019 424.29 4,251,143 6,366 6,398 286.95 1,835,978 5,127 5,158 287.48 1,482,886 6,366 6,398 286.95 1,835,978 5,127 5,158 287.48 1,482,886 27,070 455.29 12,324,311 57,024 553.69 31,573,748 62,869 87,242 376.83 32,875,951 66,890 123,075 475.64 58,539,353 24

110,366-3,632,792-158,438-33,338-360,500-296,722-564,849 7,263-1,143,711-694,335 356,483-3,391-16,585,750-2,663,688 2015 2015 2014 66,514 25,455,901 106,234 51,454,822 54,853 20,437,512 90,202 44,511,936 3,336 1,430,467 464 192,114 4,043 1,297,672 7,612 2,610,549 4,282 2,290,250 7,956 4,140,223 2,509 1,160,556 2,639 1,217,261 4,934 2,076,141 4,389 2,121,363 4,934 1,318,618 4,442 1,211,927 8,351 2,864,735 5,371 2,533,981 87,242 32,875,951 123,075 58,539,353 25

2015 2015 2014 23,497 7,684,298 22,906 8,606,492 7,341 3,822,525 7,371 3,902,253 7,990 3,628,440 8,626 4,669,340 42,597 15,375,419 78,153 38,618,039 5,817 2,365,269 6,019 2,743,230 87,242 32,875,951 123,075 58,539,353 (3) 2015 256.108 236.966 48.1% 191.174 2015 2014 (%) 7,434,411 8,993,824-1,559,413-17.34 204.11 250.74-46.63-18.60 126,530 275,556-149,026-54.08 169.13 183.69-14.56-7.93 944,669 1,072,630-127,961-11.93 308.02 344.91-36.89-10.70 414,129 899,132-485,003-53.94 177.88 155.21 22.67 14.61 3,985,690 5,718,349-1,732,659-30.30 298.48 363.25-64.77-17.83 1,358,315 1,413,056-54,741-3.87 212.29 273.94-61.65-22.50 12,255,123 31,372,479-19,117,356-60.94 452.73 550.16-97.43-17.71 26

2. 2015 1,599 57 3.5% 3.273 46,306 12.4% 2.275 22,673 9.1% 3. 2015 2015 2014 (%) 2015 2014 (%) 1. 672 645 4.19 669 655 2.14 2. 999 939 2015 1 2015 2014 (%) 2015 2014 (%) 1. 951,236 1,195,458-20.43 730,499 869,294-15.97 2. 1,313,512 805,329 27

4. 2015 2015 2014 (%) 2015 2014 (%) 1. 96,006 90,117 6.53 35,230 30,364 16.03 2. 26,581 25,750 3.23 1,222 1,399-12.65 3. 141,365 44,645 216.64 131,284 40,486 224.27 2014 3 2014 11 2015 2014 (%) 2015 2014 (%) 1. 148,023 133,795 10.63 114,866 108,973 5.41 2. 2,773 3,174-12.63 3,617 7,073-48.86 3. 447,812 104,521 328.44 358,030 43,678 719.70 5. 2015 1301227,549 13,353 28

6. 2015 2014 (%) 2015 2014 (%) 1. 56 40 40.00 24 2. 12 16-25.00 5 3. 25 33-24.24 19 4. 5,230 6,896-24.16 2,451 2015 2014 (%) 2015 2014 (%) 1. 30,562 30,076 2. 2,205 1,235 3. 241,016 240,648 4. 36,135 35,641 29

(%) 36,404,086 60,370,764-39.70 28,171,573 50,597,756-44.32 2,078,902 2,291,594-9.28 5,696,704 6,069,884-6.15 502,364 310,604 61.74 170,458 320,829-46.87 489,637 1,112,807-56.00 4,347,210 4,171,816 4.20-8,203,373-8,534,791-3.88 11,073,805 8,692,165 27.40 38,072 33,929 12.21 1. (1) 2015364.041239.66739.7% 46.533 17.606 192.494 10.693 (2) 30

(3) 2015 (%) 1 3,680,519 10.11 2 3,327,477 9.14 3 2,288,279 6.29 4 1,667,394 4.58 5 1,663,394 4.57 12,627,063 34.69 (4) (%) (%) (%) 1. 32,875,951 25,610,791 22.10-43.84-48.06 6.33 2. 327,311 227,488 30.50-12.39-9.06 2.55 3. 2,264,749 1,535,828 32.19 89.45 76.68 4.90 4. 598,608 476,513 20.40 147.88 198.34 13.46 5. 27,549 13,353 51.53 32.15 18.84 5.43 6. 309,918 307,600 0.75 31

(%) (%) (%) 1. 32,875,951 25,610,791 22.10-43.84-48.06 6.33 2. 327,311 227,488 30.50-12.39-9.06 2.55 3. 2,264,749 1,535,828 32.19 89.45 76.68 4.90 4. 598,608 476,513 20.40 147.88 198.34 13.46 5. 27,549 13,353 51.53 32.15 18.84 5.43 6. 309,918 307,600 0.75 (%) (%) (%) 28,686,244 22,072,854 23.05-45.79-49.22 3.43 7,717,842 6,098,719 20.98 3.48-14.48 17.96 6 6 (5) 32

(6) (%) (%) (%) 13,355,668 100.00 17,932,730 100.00-25.52 1 2,040,354 15.28 3,152,706 17.58-35.28 2 4,486,531 33.59 6,238,723 34.79-28.09 3 473,303 3.54 618,798 3.45-23.51 4 2,096,790 15.70 2,179,736 12.16-3.81 5 1,300,566 9.74 1,269,194 7.08 2.47 6 40,555 0.23-100.00 7 719,821 5.39 1,113,443 6.21-35.35 8 2,238,303 16.76 3,319,575 18.51-32.57 12,255,123 31,372,479-60.94 25,610,791 49,305,209-48.06 2015281.716224.26244.3% 236.966 15.358 91% 33

2015 (%) 1 3,574,589 7.22 2 3,550,862 7.17 3 2,136,620 4.32 4 1,882,415 3.80 5 1,734,187 3.50 12,878,673 26.01 2. 2015 5.0241.91861.7% 1.22945,345 2015 1.705 1.504 46.9% 1.399 2015 4.896 6.232 56.0% 34

3. 38,072 0 38,072 (%) 0.10 (%) 0 2015 38,072 82 20 47 26 4. 2015 2015 98.685201454.041 44.64482.6% 35

2015 3.269 3.008 2.256 3.243 (%) (%) (%) 20,175,120 14.16 15,041,928 11.30 34.13 1 2,995,066 2.10 5,154,296 3.87-41.89 2 7,740,520 5.43 0 0 3 944,410 0.66 388,764 0.29 142.93 4 1,520,831 1.07 0 0 5 1. 21.592 28.476 2. 3. 77.405 4. 7.977 2.723 5. 15.208 36

(1) 2015 12 31 353.699694.798 196.4% 36 (2) 56 1. 2015 2. 3. (1) 37

(2) 1 500 90.87 2 1,000 23.24 3 1,000 25.51 4 180 10.22 5 1,000 1.75 3,680 158.35 (1) 1,000 (2) 1 4.8629 38

1 (1) 2015 52.184 1 8.859 1.374 11.59% 2 15.000 15.000 3 0.070 0.070 4 7.829 7.829 8.67% 39

5 2.646 2.646 33.33% 6 2.000 2.000 100% 7 100% 6.760 6.760 100% 8 8.100 8.100 9 1.020 1.020 51% 52.284 44.799 40

(2) (3) (%) 600642 77,277 0 0 153,218 34,335 601008 1,760 0.0089 610 7,390-1,111 79,037 610 160,608 33,224 36,499,577 1,703,699 7.466.73194,558 9,774 90,301 41

(%) 250,000 25 357,410 47,102 47,102 9,000 9 0 0 0 782,948 8.67 797,720 24,621 35,700 264,560 33.33 271,911 7,351 7,351 1,306,508 1,427,041 79,074 90,153 42

2015 12 31 2015 1,400,000 1,901,382 1,219,152 96,289 600,000 968,630-21,556-39,583 3,000,000 6,049,686 3,624,492 70,298 8,100,000 19,619,761 5,798,026-367,227 65,670 37,188,362 7,981,320-1,418,695 68,931 17,172,975 2,947,171 308,435 300,000 816,755 316,259 1,279 288,590 1,468,862 1,307,438 138,368 5,500 66,181 22,902 2,911 2,100 17,304 7,654 224 904,900 3,099,589 855,264-16,276 100,000 341,397 83,271-6,920 300,000 1,224,666 340,542 8,472 2,060,000 6,831,883 2,067,130 3,008 810,000 813,742 812,503 2,503 200,000 240,777 197,237-2,763 43

2015 12 31 2015 370,568 4,759,063 262,086 31,824 200,000 292,169 200,081 81 3,000,000 5,768,121 3,433,663 1,024,050 1,000,000 8,300,371 1,429,642 171,260 5,400,000 17,229,912 6,417,372 562,782 300,000 3,990,197 766,269 45,565 2015 14.187 18.465 2015 5.989 2015 70,298 2.493 78.0% 3.605 84,853 44

2015 96,289 2.288 70.4% 2.015 2016 3 31 9.5 7.6 1.9 8.55% (EBITDA) 0% 15% 45

201684.964 2015 2016 2016 2015 2016 99,847 266,950 12,970 18,868 4,686 5,508 91,362 83,572 6.12 8,946 2,081 269,460 191,022 92,118 121,666 158,800 164,902 12.38 35,550 24,637 2.65 75,303 107,165 6.76 600 480 849,642 986,851 46

+,,A 47

+ 48

1. (1) (2) (3) 2.018 9 45 77 49

2. 2015 25% 30% 16.5% 3. 52 4. 2015 2014 1.372 1.372 2002 2015 454,005 53 5. 2015 7,392 50

2015 5 2220142014 98,368 0.022014 51

10 10 10 (%) 2015 0 0.10 0 0.491 1.645 29.85 2014 0 0.20 0 0.984 7.662 12.84 2013 0 0.20 0 0.984 7.774 12.65 1. 2015 29,469,081 164,459 0 98,368-658,394 30,193,566 49,120 50% 2015 2015 49,120 H0.01 2015 2015 2016 8 52

2. 2015 12 31 41 57 1997 1997 53

2005 2005 12 12 2015 7 10 6 2015 7 10 2016 1 10 2015 7 10 A A 6 6 54

290 2008 6 255 2010 12 125 110 55

135 2015 5 22 2014 2015 56

2005 2 2015 8 24 2012 4 2013 9 7.988 57

2015 8, 2013 9 1.636 2014 4 292014 6 302016 1 22 2014 4 86.02 58

2014 6 30 2016 1 86.02 2015 5 8 2016 3 23 59

1. 2015 5 5 5,000 2016 1 12 5,000 2. 2015 5 5 4,999.98 2016 1 12 4,999.98 60

3. 2015 7 13 2,943.9 2016 1 11 2,943.9 4. 2015 6 24 2,000 2016 2 61

1. 2016 3 23 2015 7 14 3,143.98 6,116.96 62

2. 2015 9 11 9,911.90 2015 10 9 10,342 3. 2015 11 3 5,966.9 7,913.12 63

4. 2015 11 26 15,997.7 2016 1 25 14,500 64

2015 10 29 1,994.98 1,994.98 1,994.98 2016 3 23 65

1 2014 12 12 2014 2015 2017 66

2015 3 27 (1) 2015 4 12016 3 31 (2) 2015 2 12016 3 31 2015 10 26 2015 11 12016 10 31 (1) 2015 16.352 17.342 2015 2015 2014 (%) (%) (%) 1,635,188 2.37 3,044,394 4.66-46.29 1,734,187 2.51 2,997,963 4.59-42.15 67

2015 1,092,512 680,526 411,986 (2), 2015 11.193 (3) 2015 12 3110.244 2.346 2015 (4) 2015 24,378 (5) 5 2015 68

2015 2015 2015 1 1,387,000 157,202 2 2,496,600 1,552,611 3 1,501,830 1,119,279 4 5,827,150 1,503,290 5 142,600 118,486 6 311,640 13,412 7 1,180,000 1,024,379 400,000 234,562 14,000 0 8 36,000 24,378 9 500,000 0 31,250 0 69

2015 13,412 6,730 (6) 2015(i) (ii) (iii) (7) 2 70

1. 2016 2 17 2016 2017 30,00031,0002016 2 17 2. 2016 3 2912.420 65% 2015 3 27 2016 3 29 71

1. 2014 5 14 2014 8 4 12.5 2015 8 3 13.234 2014 5 14 2015 8 4 2016 3 29 12.5 2016 3 29 65% 2016 3 29 72

2. (1) 2015 3 272.646 33.33% 2015 9 7 (2) 100% 2015 7 276.760 100% 2015 8 26 3. 73

1,457,183 5,709,390 1,650,433 1,565,289 3,134,833 1,855,502 1,457,183 5,709,390 1,650,433 1,565,289 3,134,833 1,855,502 2015 12 31 50 14A 14A 74

0 (A) 0 15.62 (B) 351.46 (A+B) 351.46 (%) 88.29% (C) 0 70% (D) 351.46 50% (E) 152.42 (C+D+E) 503.88 75

1 201130.42012 12 17 10.15 1 0.45 5 2017 12 16 3 7.5 2020 6 16 5.7 8 2020 12 16 2013 12 17 10.15 1 0.45 5 2018 12 16 3 7.5 2021 6 165.7 82021 12 162014 12 1610.10 10.552019 12 163 7.52022 6 165.6 8 2022 12 16 2015 12 31 27.4 18.25 65.45 201210 2015 12 31 8.84403 2012 10 55.36 2012 3 2014 1.87 1.50 2.66 2 2014 1 2014 5 1.92 76

1. 2014 10 24201450 36 1,000,000,000 2014 2015 4.80% 1,000,000,000 12,493,150.68 11 10 2 13 500,000,000 2014 2015 4.90% 500,000,000 6,175,342.47 11 11 2 11 1,000,000,000 2014 2015 4.80% 1,000,000,000 11,967,123.29 11 11 2 11 1,000,000,000 2014 2015 5.10% 1,000,000,000 12,715,068.49 11 10 2 9 500,000,000 2014 2015 5.00% 500,000,000 6,232,876.71 11 10 2 9 500,000,000 2014 2015 5.00% 500,000,000 6,301,369.86 11 12 2 12 77

500,000,000 2014 2015 4.90% 500,000,000 6,108,219.18 11 12 2 11 1,000,000,000 2015 2015 4.80% 1,000,000,000 4,339,726.03 2 13 3 18 300,000,000 2015 2015 4.80% 300,000,000 946,849.32 2 15 3 11 1,500,000,000 2015 2015 4.80% 1,500,000,000 5,326,027.4 2 13 3 12 1,000,000,000 2015 2015 5.40% 1,000,000,000 3,994,520.55 2 13 3 12 1,000,000,000 2015 2015 5.20% 1,000,000,000 4,477,777.78 2 13 3 16 200,000,000 2015 2015 4.90% 200,000,000 751,780.82 2 16 3 16 1,000,000,000 2015 2015 5.60% 1,000,000,000 13,961,643.84 4 21 7 21 2,000,000,000 2015 2015 4.90% 2,000,000,000 24,701,369.86 6 23 9 23 78

2,000,000,000 2015 2015 4.70% 2,000,000,000 24,022,222.22 6 24 9 24 650,000,000 2015 2015 4.66% 650,000,000 7,740,777.78 7 23 10 23 300,000,000 2015 2015 4.50% 300,000,000 3,365,753.42 7 24 10 23 50,000,000 2015 2015 4.50% 50,000,000 567,123.29 7 28 10 28 1,500,000,000 2015 2015 4.30% 1,500,000,000 15,904,109.59 9 25 12 24 1,000,000,000 2015 2015 3.75% 1,000,000,000 9,349,315.07 9 25 12 25 1,000,000,000 2015 2015 3.75% 1,000,000,000 9,246,575.34 9 29 12 28 500,000,000 2015 2016 4.10% 500,000,000 5,110,958.90 10 14 1 13 500,000,000 2015 2016 3.50% 500,000,000 4,315,068.49 10 30 1 28 500,000,000 2015 2016 3.80% 500,000,000 4,736,986.30 11 3 2 2 79

1,500,000,000 2016 2016 3.40% 1,500,000,000 4,610,958.90 2 5 3 9 2,000,000,000 2016 2016 3.71% 2,000,000,000 6,389,444.44 2 5 3 7 1,500,000,000 2016 2016 3.90% 1,500,000,000 4,808,219.18 2 6 3 7 / 26,000,000,000 / / / 26,000,000,000 220,660,359.2 / / / 0 2014 11 102015 2 132 164 21 6 23 6 24 7 23 7 28 9 29 10 1410 29 11 22016 2 5 80

2. 15 8 3.61% 0.187 1.9 5 5.00% 6 5 5.50% 0.158 8.9 5 4.75% 0.488 2 3 4.75% 0.103 28 5 4.75% 1.438 19 5 4.75% 1.023 18.82 5 4.75% 0.847 6.3 3 4.75% 0.345 20% 2.5 1 4.60% 0.104 12.5 1 6.00% 0.469 15 11.3 6 2 2.50 12.50 81

2007 1 222 2 5 6.40% 1 2 3. 5,250 1501 2,338 2,338 931 1605-1,871 1,900 1605-4,420 10,000 487 1,200 1605-3,222 2,060 1601 744 4,800 4,584 1,850 1605-960 -7,391 14,800 7,409 82

2014 12 23 3.18 2.46212015 8 72015 6 29 2014 12 23 2014 11 24 8.8592 11.59% 1.5 2015 12 1011.59% 1.3742 77.75% 2015 12 21 5.5 20.89% 2015 7 27 83

2015 5 112015 7 14 2 2015 5 11 2015 9 17 3 2015 1 19 2.67 6 8.67 2015 8 24 80.1 8.1 2015 11 22015 12 7 2 51% 2015 8 3 6,00020 20.6 72.82%24.27% 2.91% 84

2016 3 29 37.35 12.65 2015 20.6 70.6 74.15% 25% 0.85% 2016 2 17 4 19 2016 3 8 2015 85

9,992CO 2 SO 2 100%100% 86

1. (%) (+,-) (%) 20,000 0.0004 150,500 170,500 0.0035 1. 0 0 0 0 0 2. 0 0 0 0 0 3. 20,000 0.0004 150,500 170,500 0.0035 0 0 0 0 0 20,000 0.0004 150,500 170,500 0.0035 4. 0 0 0 0 0 4,918,380,000 99.9996-6,534,500 4,911,845,500 99.9965 1. 2,959,980,000 60.1818-150,500 2,959,829,500 60.2569 2. 0 0 0 0 0 3. 1,958,400,000 39.8178-6,384,000 1,952,016,000 39.7396 4,918,400,000 100.0000-6,384,000 4,912,016,000 100.0000 2. (1) A H H A 2015 7 A 150,500 A 150,500 87

H 2015 5 22 2014 2015 A 2015 HH 2015 123 HH6,384,000 2,317.98 2015 12 31 H H H 2015 12 18 1,958,000 6,926,229.20 3.60 3.47 2015 12 21 2,070,000 7,567,713.00 3.66 3.59 2015 12 22 2,356,000 8,685,865.20 3.70 3.64 6,384,000 23,179,807.40 (2) H H H1,952,016,000 4,912,016,000 3. 20150.037.19 4. 25% 88

20,000 0 10,000 30,000 0 0 10,500 10,500 0 0 10,000 10,000 0 0 10,000 10,000 0 0 10,000 10,000 0 0 10,000 10,000 0 0 10,000 10,000 0 0 10,000 10,000 0 0 10,000 10,000 0 0 10,000 10,000 0 0 10,000 10,000 0 0 10,000 10,000 0 0 10,000 10,000 0 0 10,000 10,000 0 0 10,000 10,000 20,000 0 150,500 170,500 / 89

20155020 20 50 2015 12 31 67.9% 2014 12 31 2.4 59,676 56,156 0 0 2015 12 3159,676 A15A 59,363H 298 90

1. (%) 0 2,600,000,000 52.93 0 520,000,000-4,673,600 1,944,729,899 39.59 0 101,895,939 101,895,939 2.07 0 0 19,355,100 19,355,100 0.39 0 0 3,500,000 3,500,000 0.07 0 0 2,928,191 2,928,191 0.06 0 0 1,905,600 1,905,600 0.04 0 0 1,827,276 1,827,276 0.04 0 0 1,706,452 1,706,452 0.03 0 0 1,377,349 1,377,349 0.03 0 0 2,600,000,000 2,600,000,000 1,944,729,899 1,944,729,899 101,895,939 101,895,939 19,355,100 19,355,100 3,500,000 3,500,000 2,928,191 2,928,191 1,905,600 1,905,600 1,827,276 1,827,276 1,706,452 1,706,452 1,377,349 1,377,349 1.8 H 91

1. 2. H 3. 2015 11 26 520,000,000 5 2. 2015 12 31 3. 2015 12 31 (1)XV2 3(2) 336 (3) 92

H A 2,600,000,000 52.93% 1 H 180,000,000 9.22% 3.66% BlackRock, Inc. H 99,372,785 5.09% 2.02% 1,341,370 0.07% 0.03% Templeton Asset H 233,066,800 11.94% 4.74% Management Ltd. JP Morgan Chase & Co. H 58,677,059 3.00% 1.19% 9,024,903 0.46% 0.18% 2,000 0.00% 0.00% 39,425,000 2.02% 0.80% BNP Paribas Investment H 117,641,207 6.03% 2.39% Partners SA Morgan Stanley H 110,553,901 5.66% 2.25% 103,465,083 5.30% 2.10% 1. H 2. 3. (www.hkex.com.hk) 93

1. 1996 3 12 2015 12 31A26 52.93% H 1.8 3.66%27.8 56.59% 2015 12 31 (%) 1 600395 191,972,653 11.60 2 600017 164,304,074 5.34 3 600582 21,458,362 0.52 4 002421 506,000 0.08 5 601211 49,876,501 0.65 94

1. 2. 3. 70% 52.93% 95

52 2013 9 9 2017 5 14 0 10,000 10,000 0 53 2014 5 14 0 10,000 10,000 55.44 2014 5 14 2015 12 7 54 2002 4 22 2017 5 14 20,000 30,000 10,000 52.16 2002 4 22 2016 1 6 48 2006 11 10 0 0 0 171.38 2011 3 25 2016 3 29 2006 9 20 2016 3 29 50 2014 5 14 2017 5 14 0 10,000 10,000 63.68 2016 1 6 2017 5 14 52 2014 4 26 2017 5 14 0 10,000 10,000 44.76 63 2014 5 14 2017 5 14 0 0 0 13.01 65 2014 5 14 2017 5 14 0 0 0 13.01 61 2011 5 20 2017 5 14 0 0 0 13.01 51 2011 5 20 0 0 0 13.01 59 2015 7 1 2017 5 14 0 10,000 10,000 0 2002 4 22 2017 5 14 55 2015 7 1 2017 5 14 0 10,000 10,000 0 2014 5 14 2017 5 14 52 2008 6 27 2016 3 29 0 10,000 10,000 0 53 2014 4 26 2017 5 14 0 10,000 10,000 47.66 50 2014 4 26 2017 5 14 0 10,500 10,500 40.19 53 2002 7 8 2017 5 14 0 10,000 10,000 54.78 54 2011 12 2 2017 5 14 0 10,000 10,000 52.59 55 2014 3 6 2017 5 14 0 10,000 10,000 46.45 51 2014 3 6 2017 5 14 0 10,000 10,000 46.91 50 2014 12 23 2017 5 14 0 10,000 10,000 52.09 48 2016 1 6 2017 5 14 0 0 0 46.19 38 2016 3 29 2017 5 14 0 0 0 30.26 96

51 2013 9 9 2015 3 13 0 0 0 0 61 2014 5 14 2015 6 30 0 0 0 0 / / / / / 20,000 170,500 150,500 / 856.58 / 1. 2015 12 30 2016 3 29 2. 2015 12 31 XV (i) 352 (ii) 2015 12 31 170,500 0.003471% 97

1. 0 1,162,790 1,162,790 2015 12 3118 2. 1963 10 19812001 5 2006 6 2010 5 2011 3 2013 72015 2 2013 9 98

1962 12 1980 199720002002 2003 2006 2011 2012 2014 3 2015 122014 5 1962 11981 199720022016 12002 1967 5 19892002 2006 20112015 10 2006 99

1966 2 198820032004 2006 2014 32014 5 2016 1 1963 12 19841994 1996 111997 9 1997 1999 62000 1 2000 2004 20122014 3 2014 4 1953 3 100

1950 12 1996 2000 1954 8 19881995 1996 1965 3 2005 101

1957 3 198119992002 20082014 1 2015 5 2002 42014 5 2015 7 1964 1 19791996 2002 20032014 1 2015 122014 52015 7 102

1963 1 19801996 1997 2000 20022004 2014 32014 4 1965 12 19862002 20082014 3 2014 4 1962 12 1983 2000 2002 1961 9 19832002 2011 103

1960 9 197819961999 2002 20132014 3 1964 5 19852000 2002 2003 2014 3 1965 11 1987 2006 3 2009 9 2013 12 2014 12 1968 3 198920022006 2011 3 2014 32015 11 2016 1 104

1977 11 1998 2008 112013 112016 3 2015 2 15 2015 12 8 2016 1 4 2015 10 30 2014 1 29 2015 5 18 2015 5 18 2014 1 29 2015 12 11 2015 10 30 2014 3 5 2015 12 9 105

2013 9 9 2013 9 9 2015 1 12 2004 5 14 2005 8 13 2007 6 15 2007 8 14 2011 9 1 2008 7 23 2010 11 17 2011 9 1 2012 6 26 2013 12 20 2014 1 20 2011 11 20 2011 5 6 2012 7 1 2012 10 17 2014 11 14 2013 8 12 2004 8 20 2013 3 22 2013 9 16 2007 6 15 2011 7 20 2011 1 22 2005 8 30 2005 8 30 2010 4 18 2011 9 1 2010 2 3 2014 7 26 2014 7 26 2011 11 14 2011 1 22 2014 7 26 106

2011 5 5 2012 12 2 2013 9 29 2014 3 14 2014 3 14 2013 8 20 2015 7 9 2015 7 9 2015 3 27 2014 3 14 2014 7 26 2014 4 23 2014 5 19 2015 5 11 2006 12 14 2010 11 19 2014 12 18 2015 7 9 2015 7 9 2015 10 21 2015 12 31 2010 11 20 2015 7 6 2014 5 19 2014 11 17 107

108

2015 3 13 2015 12 30 2016 3 29 2016 3 29 2015 2015 6 30 2015 7 1 2016 3 29 2016 3 29 2016 3 29 2015 109

2015 12 7 2016 1 6 2016 3 29 110

2016 3 29 2015 1 12 2015 10 20 2016 1 5 2016 1 5 2015 7 9 2015 7 9 2015 3 27 2015 5 11 2015 7 9 2015 7 9 2015 10 21 2015 12 31 2010 11 20 2015 7 6 2014 11 17 111

52,027 13,867 65,894 23,165 40,967 286 3,859 1,060 4,848 14,874 65,894 22,963 37,605 5,326 65,894 2015 55.305 112

2015 118,741 23,165 2015 12 31 2015 12 31 113

2015 5 22 2014 2015 3 272015 5 22 2014 2016 3 2920153 H H 6,384,000 6,384,000 2016 3 29 2016 1 6 2014 2015 5 22 2015 5 23 (http://www.sse.com.cn) 2015 2015 5 22 2015 5 23 A (http://www.hkexnews.hk) 2015 2015 5 22 2015 5 23 H (http://www.yanzhoucoal.com.cn) 114

8/8 8 7 0 0 3/3 8/8 8 7 0 0 3/3 8/8 8 7 0 0 3/3 8/8 8 8 0 0 3/3 8/8 8 8 0 0 3/3 8/8 8 7 0 0 3/3 8/8 8 7 0 0 3/3 8/8 8 7 0 0 3/3 8/8 8 7 0 0 0/3 8/8 8 7 0 0 3/3 8 0 7 1 1997 2005 4 25 115

2015 3 27 2015 7 24 1. 2014 2. 2015 3. 2015 4. 2014 5. 6. 7. 8. 9. 2014 1. 100% 2. 116

2015 10 26 117

2015 2006 2011 18 7 20072016 3 29 2015 118

2007 2013 2015 2015 12 31 119

2015 12 31 2015 2015 A.2.1 120

2006 4 21 2010 4 23 121

2008 14 3 5 3 2015 12 318 2015 5 152015 122

2015 5 27-29 2015 7 13-162015 2015 11 34 2015 2015 12 4 2015 2015 12 282015 2015 123

(1)(2) (3) (4) (5) A.2.1 2015 12 7 2015 12 7 2016 1 6 124

2014 5 14 (1) (2) (3) (4) (5) 20152015 2015 125

4 2015 3 23 1. 2014 2. 2015 3. 2015 8 21 2015 2015 11 27 2015 2016 1 12 1. 2015 2. 2015 2015 2016 1 122015 126

2016 3 222015 2015 1. 2014 2014 3 27 2014 20142014 2. 2015 2015 2015 127

3. (1) (2) (3) (4) (5) 2 2016 1 3 2016 3 29 128

2015 3 13 (1) (2) (3) (4) 1 2015 11 12 1. 2016-2020 2. 2016 129

15 2016 3 29 2016 3 29 (1) (2) (3) 130

1. 2. e 400 131

1. 2. 2015 12 31 132

56.59% ( 303A(1) 303A.01 (2) 303A.04 (3) 303A.05 303A.06 303A.00 10A-3 303A 303A.03 133

303A.09 303A.10 134

2012 2012 2012 2012 12 04 12 03 122272 122271 2014/3/3 2014/3/3 2024/3/3 2019/3/3 30.50 19.50 6.15% 5.92% 12 02 122168 2012/7/23 2022/7/23 40 4.95% 12 01 122167 2012/7/23 2017/7/23 10 4.20% 110 7 021-20328000 26 A 29 2016 3 29 2012 2012 2012 2012 50 100 2012 50 2012 50 135

1. AAA 12 01 1202 1203 1204AAA2016 2. 2012 2012 AAA 1 2012 2012 2012 1 2 2015 2015 2014 12 31 12 31 5,287,841 5,014,280 74.8% 74.9% 0.35% 0.44% 1.35 1.15 1.01 0.9 AAA AAA 51,0000 51,0000 9.64% 10.17% 136

2 1201 2012 7 23 20122017 7 23 12 0112 01 2017 7 23 1202 2012 7 23 20122022 7 23 12 0212 02 2022 7 23 12 03 2014 3 3 2015 2019 3 31203 1203 2019 3 3 12 04 2014 3 3 2015 2024 3 312041204 2024 3 3 2012 2012 3 137

4. 2012 1 2 2015 2014 (%) 478,567 626,354-23.59-669,066-708,919-5.62 671,748 1,076,689-37.61 2,345,506 2,037,688 15.11 1.17 1.31-10.69 1.12 1.24-9.68 69.08% 67.19% 1.89 EBITDA 20.07 14.34 39.96 2.07 2.68-22.76 2.38 4.60-48.26 EBITDA 3.39 3.22 5.28 100% 100% 100% 100% 138

2015 12 31 122,836 363,030 1,019,351 1,186,672 1. 2015 1 1 2015 2015 2015 2015 2015 2016 2016 2013 5 15 2012 2013 5 15 2012 2014 5 14 2013 2014 5 14 2013 2014 5 14 2013 2015 5 22 2014 2015 5 22 2014 2015 3 18 2015 4 10 2015 4 30 2015 6 11 2015 6 18 2016 2 22 2016 3 3 2015 3 20 2015 4 13 2015 5 5 2015 6 15 2015 6 19 2016 2 24 2016 3 4 2016 3 20 2018 4 12 2018 5 4 2016 3 11 2016 3 15 2016 11 20 2016 11 29 5.19% 6.50% 6.19% 4.20% 4.20% 3.40% 3.29% 100 100 100 100 100 100 100 50 20 20 25 25 40 40 49.90 19.82 19.82 24.96 24.96 39.94 39.94 49.90 19.82 19.82 24.96 24.96 39.94 39.94 139

2015 2015 2015 2015 2015 2016 2016 49.90 19.82 19.82 24.96 24.96 39.94 39.94 2015 6 29 2015 6 29 A-1 AAA 50 25 25 25950 7745.90 7745.90 2. 2015 12 31 1,098.37398.08700.292015 115.38 140

143273 2015 12 31 141

2015 12 31 28 12 2016 3 29 P04834 142

12 31 2015 2014 2013 7 32,875,951 58,539,353 54,444,843 327,311 373,617 457,898 598,608 241,490 332,125 2,264,749 1,195,458 1,155,742 27,549 20,846 11,218 309,918 36,404,086 60,370,764 56,401,826 7 (2,078,902) (2,291,594) (2,024,196) 8 (25,838,279) (49,557,502) (42,511,838) (476,513) (159,724) (320,515) (1,535,828) (869,294) (850,788) (13,353) (11,236) (6,709) (307,600) 6,153,611 7,481,414 10,687,780 9 (5,696,704) (6,069,884) (10,380,713) 27 502,364 310,604 233,897 30 (170,458) (320,829) (376,032) 10 2,317,855 2,382,186 1,020,577 11 (2,484,411) (2,183,581) (1,765,777) 13 622,257 1,599,910 (580,268) 12 (489,637) (1,112,807) 394,815 132,620 487,103 (185,453) 164,459 766,158 777,368 42 346,227 36,456 42 140,593 82,079 (518,659) (397,590) (962,821) 132,620 487,103 (185,453) 16 0.03 0.16 0.16 16 0.33 1.56 1.58 143

12 31 2015 2014 2013 132,620 487,103 (185,453) 38,336 76,549 5,283 (193,408) 38,768 (19,137) (1,321) (116,304) 57,412 3,962 (194,079) (2,606,339) (1,265,664) 284,075 1,297,843 (39,729) 16,487 394,986 395,395 106,483 (913,510) (909,998) 7,084 11,213 94,865 (4,119,404) (1,789,321) (3,684,529) (4,027,276) (2,634,206) (4,590,565) (3,894,656) (2,147,103) (4,776,018) (3,238,138) (1,554,464) (3,069,475) 346,227 36,456 140,593 82,079 (1,143,338) (711,174) (1,706,543) (3,894,656) (2,147,103) (4,776,018) 144

12 31 2015 2014 17 20,175,120 15,041,928 17 2,995,066 5,154,296 17 407,711 275,981 18 5,976,837 7,084,105 28 1,565,194 1,705,757 19 93,083 89,137 20 1,852,333 1,470,480 21 7,968,818 7,219,251 22 23,407 22,343 37 359 12,976 22,706 41,070,545 38,086,343 32 7,740,520 48,811,065 38,086,343 23 32,243,310 37,287,549 22 900,942 776,751 24 45,615,970 44,174,612 25 2,296,083 2,232,751 26 944,410 388,764 27 3,263,764 2,955,629 30 57,479 130,867 17 53,870 28 247,339 302,517 19 875,444 909,927 29 118,926 118,926 40 7,097,143 5,679,608 93,660,810 95,011,771 142,471,875 133,098,114 145

12 31 2015 2014 33 4,207,366 4,037,204 34 9,009,307 8,736,690 35 2,616,998 2,900,054 190,150 190,408 36 23,903,217 10,871,689 39 398,566 398,794 37 5,442 81,602 204,418 113,442 40,535,464 27,329,883 32 1,520,831 42,056,295 27,329,883 36 45,576,588 50,566,399 40 7,823,565 7,554,413 35 582,741 529,953 39 631,032 1,118,950 54,613,926 59,769,715 96,670,221 87,099,598 41 4,918,400 4,918,400 41 30,451,501 33,807,446 35,369,901 38,725,846 42 6,661,683 2,521,456 42 1,854,837 1,851,903 43 3,102 3,102 1,912,131 2,896,209 45,801,654 45,998,516 142,471,875 133,098,114 146

41 41 41 2013 1 1 4,918,400 2,981,002 4,796,004 4,975,378 (79,111) 67,598 (53,217) 27,923,980 45,530,034 3,190,096 48,720,130 777,368 777,368 (962,821) (185,453) 3,962 3,962 3,962 (697,568) (697,568) (212,430) (909,998) (3,153,237) (3,153,237) (531,292) (3,684,529) (3,153,237) 3,962 (697,568) 777,368 (3,069,475) (1,706,543) (4,776,018) 2,401,737 2,401,737 75,540 75,540 (71,140) (71,140) (71,140) 147,000 147,000 (820,272) 535,945 284,327 (1,770,624) (1,770,624) (60,277) (1,830,901) (240,117) (240,117) (440,170) (680,287) (820,272) 535,945 (1,797,554) (2,081,881) 2,123,830 41,949 2013 12 31 4,918,400 2,981,002 3,975,732 5,511,323 (3,232,348) 71,560 (750,785) 26,903,794 40,378,678 3,607,383 43,986,061 147

41 41 41 42a 42b 43 2014 1 1 4,918,400 2,981,002 3,975,732 5,511,323 (3,232,348) 71,560 (750,785) 26,903,794 40,378,678 3,607,383 43,986,061 766,158 766,158 36,456 82,079 (397,590) 487,103 57,412 57,412 57,412 11,213 11,213 11,213 (705,157) (705,157) (208,353) (913,510) (1,684,090) (1,684,090) (105,231) (1,789,321) (1,684,090) 68,625 (705,157) 766,158 (1,554,464) 36,456 82,079 (711,174) (2,147,103) 3,102 3,102 2,485,000 1,835,747 4,320,747 (65,923) (65,923) (2,316,285) 418,788 1,897,497 (98,368) (98,368) (98,368) (2,316,285) 418,788 1,799,129 (98,368) 2,485,000 1,769,824 3,102 4,159,558 2014 12 31 4,918,400 2,981,002 1,659,447 5,930,111 (4,916,438) 140,185 (1,455,942) 29,469,081 38,725,846 2,521,456 1,851,903 3,102 2,896,209 45,998,516 148

41 41 41 42a 42b 43 2015 1 1 4,918,400 2,981,002 1,659,447 5,930,111 (4,916,438) 140,185 (1,455,942) 29,469,081 38,725,846 2,521,456 1,851,903 3,102 2,896,209 45,998,516 164,459 164,459 346,227 140,593 (518,659) 132,620 (116,304) (116,304) (116,304) 7,084 7,084 7,084 73,995 73,995 20,870 94,865 98,687 98,687 7,796 106,483 (3,463,859) (2,200) (3,466,059) (653,345) (4,119,404) (3,463,859) (37,425) 98,687 164,459 (3,238,138) 346,227 140,593 (1,143,338) (3,894,656) 3,964,000 3,964,000 (170,000) (137,659) (307,659) 60,127 60,127 98,000 98,000 1,133 1,133 (680,786) 22,392 658,394 41 (19,439) (19,439) (19,439) (98,368) (98,368) (98,368) (19,439) (680,786) 22,392 560,026 (117,807) 3,794,000 (137,659) 159,260 3,697,794 2015 12 31 4,918,400 (19,439) 2,981,002 978,661 5,952,503 (8,380,297) 102,760 (1,357,255) 30,193,566 35,369,901 6,661,683 1,854,837 3,102 1,912,131 45,801,654 149

12 31 2015 2014 2013 13 622,257 1,599,910 (580,268) 2,484,411 2,183,581 1,765,777 10 (1,296,787) (835,931) (489,348) 10 (31,981) (7,385) (71,395) 497,369 (359,665) 581,145 24 3,742,576 3,078,755 3,124,953 13 21,334 18,888 18,728 10 (204,331) 10 (147,993) 10 (30,930) 13 719,391 1,116,482 1,325,078 13 56,575 6,261 (742) (731,332) 2,052,238 25 326,918 26,437 8,621 58,274 (18,858) 30 170,458 320,829 376,032 27 (502,364) (310,604) (233,897) 18,314 241,223 13 (9,069) (5,986) (14,973) 4,400 6,573,406 5,952,745 8,157,225 983,200 1,847,613 (1,722,004) (426,852) 43,467 (264,844) (198,029) (381,325) 170,486 (146,589) (123,079) 185,814 (773,056) (1,377,975) 229,657 1,571,594 (3,187,931) 112,304 (182,329) (1,223,267) (623,013) (807,331) (35,670) 6,689,898 7,148,299 516,020 (1,556,305) (2,219,435) (1,755,881) (2,553,742) (1,815,292) (1,624,380) 1,269,505 814,714 478,572 10 31,981 7,385 71,395 465,873 236,145 113,216 4,347,210 4,171,816 (2,201,058) 150

12 31 2015 2014 2013 2,152,436 (723,340) (1,286,055) (81,024) (186,056) 43,748 (12,309,864) (5,800,186) (10,221,406) 73,994 (246,379) (245,779) 3,000 (4,000) 3,404,790 81,132 80,236 (6,720) (100,671) (202) (782,948) 445,073 15 27 (1,514,560) (125,000) 1,250,000 (1,250,000) Moolarben 48 (93,148) 47 (586,354) Ashton 46 (58,679) (802,089) (680,287) 23 (155,048) (128,627) (388,536) (8,203,373) (8,534,791) (13,504,370) (98,368) (98,368) (1,770,624) 12,910,157 8,072,750 21,103,061 (9,751,530) (6,193,233) (10,000,905) (17,522) (209,774) (2,057,376) 9,996,667 9,932,220 5,997,500 3,964,000 4,320,747 3,102 (1,373,523) (5,761,761) (5,995,833) 300,000 41 (19,439) (307,659) (65,923) (60,277) 159,260 75,540 11,073,805 8,692,165 13,286,919 7,217,642 4,329,190 (2,418,509) 15,041,928 10,922,637 12,717,358 233,430 (209,899) 623,788 (2,317,880) 20,175,120 15,041,928 10,922,637 151

1. 2001 4AH 1 10 H 57 27 30 31 2015 12 316,754,770,0002014 10,756,460,000 100,415,580,0002014 105,768,231,000 2006 733,346,000 98% 2007 14,965,000 2% 81.31% 99.85%2010 14,000 0.04% 2006 2006 3 2008 152

1. 2004 584,008,00095.67% 2007 96.67% 2010 1,500,000,000 98.33% 97% 2008 3%, 600,000,000 2009 2593,243,00074% 2009 7 173,007,000 21.14% 2009 33.33 20092011, 2009 5 2011261,435 2010190,095,000 100% 20112,801,557,000 80% 2013 9 3020%680,287,000 153

1. 2011 208,480,000 100% 2012 8 1 2011 9 27 313,533,000 100%2011 12 30 2011 2,800,000 290,000,000 260,000,000 19 2011 9 30 2011 12 22 2012 3 5 218,727,665 87,645,184 2013 6 272013 6 28 2013 6 22 2012 4 23 824,142,000 2012 5 31 154

1. 2012 51,000,00051% 201051% 2011 2013 7,136,536,000 74.82% 224,460,000 137,420,000 77.75%2015 12 31 2012, 2013, 153,000,000 51% 2014 3 14,500,000,000 2014 5 20 2015 1 1,560,000,000 97% 2015 7 14 2014 5 8, 300,000,000 2014 11 17, 100,000,000 800,000,000 155

1. 2015 7 27 676,000,000100 2015 8 1,180,000 183,600 51 2015 7 142 2015 12 7 102,000,000 51 2. 622 9 2016 3 29 156

3. 2015 1 1 8, 24 157

3. 9 9(2014)39 39 9 9 18 9 2018 1 1 15 1518 11 152018 1 1 15 158

3. 16 16, 16 17 2019 1 1 15 16 11 3,, 11 2016 1 1 4. 159

4. (i) (ii) 39 160

4. 39 37,, 161

4., 39 36 36 162

4. 163

4. 164

4. (i) JORC (ii) 165

4. 166

4. 167

4. 2005 1 1 2005 1 1 2005 1 1 2005 1 1 2005 1 1, 168

4., 169

4. (i) (ii) 170

4. (a) (b) (i) (ii), 171

4. 172

4. 173

4. 1212 174

4. 175

4. 176

4. 177

4. (1)(2) (3) 178

4., (i) (ii) 37 12 12 179

4. (i) (ii) (a) (1) (2) (3) 180

4. (b) (1) (2) (3) (4) (5) (6) (a) (7) (a)(1) 181

5. 4 24 23 35 2015 2015 12 31 2,296,083,0002014 2,232,751,000 326,918,0002014 25 182

5. 2015 12 31 45,615,970,0002014 44,174,612,000 20142013 20142013 24 50% 90% 6 183

5. 2014201546 47 48 (i)(ii) 6. 184

6. 4 2015 12 31 2015 12 31 2013,2014 2015 12 31 2013,2014 2015 12 31 185

6. 2015 12 31 32,875,951 327,311 2,890,906 309,918 36,404,086 397,549 36,527 525,253 450,262 (1,409,591) 33,273,500 363,838 3,416,159 760,180 (1,409,591) 36,404,086 2015 12 31 2,302,929 6,765 716,440 72,948 3,099,082 (1,857,420) 236,313 1,296,787 661,022 (158,658) 502,364 (170,458) (170,458) (2,484,411) 622,257 (489,637) 132,620 186

6. 2015 12 31 111,690,752 381,687 5,268,752 3,146,304 120,487,495 2,233,665 1,030,099 3,263,764 57,479 57,479 18,663,137 142,471,875 32,980,697 295,693 3,278,533 3,296,306 39,851,229 56,818,992 96,670,221 2015 12 31 1 9,860,172 28,060 76,866 3,338,487 48,826 13,352,411 264,560 264,560 708,720 10,055 603 13 719,391 11,575 5,372 3,690 697 21,334 26,437 26,437 326,918 326,918 2,889,848 52,422 415,894 382,295 2,117 3,742,576 41,512 15,060 3 56,575 (18,858) (18,858) 1 47 Moolarben 48 1% 187

6. 2014 12 31 58,539,353 373,617 1,457,794 60,370,764 457,681 74,157 530,671 (1,062,509) 58,997,034 447,774 1,988,465 (1,062,509) 60,370,764 2014 12 31 4,555,773 12,801 434,332 5,002,906 (2,206,540) 161,419 835,931 304,945 5,659 310,604 (320,829) (320,829) (2,183,581) 1,599,910 (1,112,807) 487,103 188

6. 2014 12 31 106,340,138 384,587 5,169,555 111,894,280 1,766,872 1,188,757 2,955,629 130,867 130,867 18,117,338 133,098,114 30,639,691 140,951 3,453,427 34,234,069 52,865,529 87,099,598 2014 12 31 1 5,296,579 4,984 2,096,313 91,527 7,489,403 125,000 125,000 1,103,089 13,393 1,116,482 10,302 5,372 3,214 18,888 (731,332) (731,332) 4,241 4,241 2,594,622 63,055 418,693 2,385 3,078,755 6,954 (693) 6,261 1 Ashton Coal Mines Limited 189

6. 2013 12 31 54,444,843 457,898 1,499,085 56,401,826 456,117 43,337 292,994 (792,448) 54,900,960 501,235 1,792,079 (792,448) 56,401,826 2013 12 31 1,844,605 22,720 403,702 2,271,027 (1,504,126) 71,395 489,348 (330,158) 564,055 233,897 (376,032) (376,032) (1,765,777) (580,268) 394,815 (185,453) 190

6. 2013 12 31 102,090,643 363,874 5,682,418 108,136,935 1,561,859 1,183,098 2,744,957 488,350 488,350 16,087,947 127,458,189 31,275,948 170,879 3,735,244 35,182,071 48,290,057 83,472,128 2013 12 31 1 18,709,633 22,285 1,519,220 36 20,251,174 1,323,031 2,047 1,325,078 10,020 5,372 3,336 18,728 2,052,238 2,052,238 58,274 58,274 2,612,359 68,098 442,392 2,104 3,124,953 (3,799) 2,683 374 (742) 1 191

6. 12 31 2015 2014 2013 28,686,244 52,912,594 47,299,887 1,383,976 1,346,979 2,130,591 6,333,866 6,111,191 6,971,348 36,404,086 60,370,764 56,401,826 12 31 2015 2014 2013 60,771,128 55,636,862 52,741,341 22,057,202 30,275,107 32,090,208 1,549,218 1,646,191 1,691,407 84,377,548 87,558,160 86,522,956 2015 12 3132,875,951,0002014 58,539,353,000 2013 54,444,843,000 880,380,0002014 2,235,199,0002013 3,243,219,0002015 12 31 2014 192

7. 12 31 2015 2014 2013 25,309,377 51,125,696 45,342,904 (610,269) (880,224) (444,306) 24,699,108 50,245,472 44,898,598 7,566,574 7,413,657 9,101,939 (1,468,633) (1,411,370) (1,579,890) 6,097,941 6,002,287 7,522,049 30,797,049 56,247,759 52,420,647 8. 12 31 2015 2014 2013 2,053,678 2,972,296 3,022,210 4,643,419 6,405,198 6,724,456 477,429 622,505 764,353 2,055,167 2,230,146 2,404,252 1,387,551 1,299,711 1,440,621 23 693,626 1,103,089 1,304,972 16,335 13,785 15,965 12,255,123 31,372,479 22,834,366 689,667 532,965 541,676 1,566,284 3,005,328 3,458,967 25,838,279 49,557,502 42,511,838 193

9. 12 31 2015 2014 2013 1,885,509 2,022,643 1,894,073 3,144 6,135 4,558 303,890 396,120 417,204 1,332,731 1,491,701 1,448,114 164,237 209,493 364,945 433,958 354,071 38,072 33,929 45,110 35,225 42,704 41,185 56,575 14,529 23,931 2,052,238 326,918 26,437 8,621 58,274 72,642 76,148 129,496 50,981 63,937 51,255 137,200 137,200 80,042 5,680 9,518 5,552 127,772 102,299 102,670 201,788 1,686,001 228,193 424,017 17,154 615,782 687,433 352,601 111,413 150,579 983,674 5,696,704 6,069,884 10,380,713 1%2014 12 1 194

10. 12 31 2015 2014 2013 1 31,981 7,385 71,395 204,331 170,688 71,060 37,658 184,594 238,083 169,957 1,296,787 835,931 489,348 154,034 147,993 2 48 30,930 9,069 5,986 14,973 11,454 23 731,332 80,056 8,680 5,997 18,858 130,210 148,897 181,702 231,249 2,317,855 2,382,186 1,020,577 1 2 2015 1% Moolarben 81% (2014 80%) Moolarben 11. 12 31 2015 2014 2013 5 1,937,698 2,631,542 1,565,693 5 608,631 196,343 418,606 36,602 2,738 9,341 2,582,931 2,830,623 1,993,640 2015 2014 2013 12 31 4.75%-6.00% 6.00%-6.90% 6.40%-6.55% (98,520) (647,042) (227,863) 2,484,411 2,183,581 1,765,777 195

12. 12 31 2015 2014 2013 1,657,010 1,421,048 1,991,862 19,119 (286,292) 1,657,010 1,440,167 1,705,570 40 602,180 141,182 (1,167,373) (929,540) (2,241,567) 489,637 1,112,807 (394,815) 25%2014 25% 201325% (Australian Minerals Resources Rent Tax)MRRT2012 3 192012 7 1 MRRT 2010 5 1 2013 MRRT 2014 9 5 2014 10 1 2014 196

12. 12 31 2015 2014 2013 25% 25% 25% 155,564 399,977 (145,067) 391,247 127,389 (83,106) 160,513 250,699 210,978 44,417 314,680 210,460 19,119 (286,293) 421,526 96,223 (129,031) (172,892) (62,637) (116,417) (156,363) (383,370) (16,656) (91,328) 47,997 489,637 1,112,807 (394,815) 78.69% 69.55% 68% 197

13. 12 31 2015 2014 2013 719,391 1,116,482 1,325,078 56,243 15,935 32,129 3,686,333 3,062,820 3,092,824 4,461,967 4,195,237 4,450,031 21,334 18,888 18,728 2,052,238 326,918 26,437 8,621 58,274 17,348 15,325 23,771 7,637,544 10,056,870 9,811,721 1,726,142 1,865,769 2,153,433 15,680,162 34,942,943 26,437,983 38,072 33,929 45,110 64,010 55,230 65,043 56,575 6,261 (742) 201,788 (154,034) 1,686,001 (9,069) (5,986) (14,973) (731,332) (18,858) 198

14. 383(1) 2 2015 12 31 130 130 130 130 130 130 130 130 520 520 ** 522 101 623 1,714 42 1,756 554 108 662 637 124 761 448 87 535 3,875 462 4,337 * *** * * * 477 92 569 402 77 479 879 169 1,048 526 102 628 548 107 655 469 91 560 465 90 555 521 101 622 462 89 551 302 58 360 3,293 638 3,931 520 8,047 1,269 9,836 * ** 2015 3 13 *** 2015 6 30 199

14. 383(1) 2 2014 12 31 130 130 54 54 54 54 130 130 76 76 76 76 520 520 * * 226 42 268 * * 518 101 619 2,074 102 2,176 322 62 384 876 172 1,048 859 169 1,028 396 76 472 5,271 724 5,995 * * * * * 539 105 644 566 110 676 794 156 950 290 55 345 2,189 426 2,615 547 107 654 * 558 109 667 547 107 654 570 111 681 * 391 75 466 373 72 445 217 41 258 3,203 622 3,825 520 10,663 1,772 12,955 * 200

14. 383(1) 2 2013 12 31 130 130 130 130 130 130 130 130 520 520 * * 512 100 612 * * 468 91 559 469 92 561 470 92 562 1,919 375 2,294 * * * * * 470 92 562 461 90 551 931 182 1,113 490 96 586 417 81 498 486 95 581 481 94 575 497 97 594 766 766 3,137 463 3,600 520 5,987 1,020 7,527 * 20152014 2013 12 31 201

14. 2015 12 3120142013 2014 2013 12 31 2015 2014 2013 9,346 16,801 19,496 448 586 453 7,823 6,655 2,820 17,617 24,042 22,769 12 31 2015 2014 2013 500,001 1,000,000 2 1,000,001 1,500,000 2 2,000,001 2,500,000 1 2,500,001 3,000,000 1 1 1 3,500,001 4,000,000 1 4,500,001 5,000,000 1 5,500,001 6,000,000 6,000,001 6,500,000 1 10,000,001 10,500,000 1 11,000,001 11,500,000 1 14,500,001 15,000,000 1 16,000,001 16,500,000 1 202

15. 12 31 2015 2014 2013 2014 0.020 20142013 0.020 20132012 0.360 98,368 98,368 1,770,624 2013 5 152012 12 31 0.360 2014 5 142013 12 31 0.020 2015 5 222014 12 31 0.020 2015 12 31 49,120,000 4,912,016,000 10.010 16. 201520142013 12 31 164,459,000 766,158,000 777,368,000 2015 4,918,200,000 2014 2013 4,918,400,000 10H 2014 12 31 11000 20152014 12 31 2013 12 31 203

17. 0.3%-2.1%20140.35%-3.35% 0.01%-0.6% 20140.01%-0.6% 1.19% 20141.85% 0.6%-2.75% 2014 0.6%-4.25% 18. 12 31 2015 2014 2,477,020 2,029,449 (59,914) (13,697) 2,417,106 2,015,752 3,559,731 5,068,353 5,976,837 7,084,105 6 180 12 31 2015 2014 1-90 4,358,793 6,625,097 91-180 513,685 187,440 181-365 353,227 259,850 1 751,132 11,718 5,976,837 7,084,105 204

18. 2015 12 31 1-90 149,634,000 91-180 56,791,000 181-365 80,974,000 1 605,439,0002014 12 31 1072014 57 3 3 4 2015 2014 2015 2014 1 1 13,697 8,289 46,217 12,673 (7,265) 12 31 59,914 13,697 59,914,0002014 13,697,000 205

19. 12 31 2015 2014 999,064 1,134,374 (87,218) (79,924) 103,297 116,444 (58,529) (84,196) 11,913 (87,634) 968,527 999,064 93,083 89,137 875,444 909,927 968,527 999,064 Middlemount Joint Venture 4 12 12 102014 9) 20. 12 31 2015 2014 102,632 155,669 258,301 17,279 17,966 571,178 393,683 1,005,575 1,058,831 1,852,333 1,470,480 206

21. 12 31 2015 2014 (i) 2,707,340 2,009,055 2,104,038 2,102,117 (ii) 1,250,000 (iii) 300,000 (i) 2,857,440 1,858,079 7,968,818 7,219,251 (i) 2015 12 31 29,523,0002014 19,165,000 3 3 4 2015 12 31 2014 (ii) 6% (iii) 22. 12 31 2015 2014 23,407 22,343 900,942 776,751 924,349 799,094 45 50 207

23. 2014 1 1 37,537,376 4,462,490 1,467,851 135,753 131,080 113,141 43,847,691 (1,358,252) (275,058) (109,867) (10,319) (495) (8,481) (1,762,472) 16,635 100,983 11,010 128,628 Ashton Coal Mine Limited 46 782,928 782,928 2014 12 31 2015 1 1 36,962,052 4,204,067 1,357,984 226,417 130,585 115,670 42,996,775 (979,092) (354,428) (158,667) (7,245) (348) (8,258) (1,508,038) 121,415 18,773 14,860 155,048 14,606 (14,606) 47 11,930 2,194 14,124 (3,528,572) (5,673) (11,841) (3,546,086) 2015 12 31 32,575,803 3,883,018 1,184,711 231,102 124,564 112,625 38,111,823 2014 1 1 5,422,579 135,753 253 32,718 5,591,303 (254,416) (10,317) (344) (2,150) (267,227) 1,103,089 272 13,121 1,116,482 (731,332) (731,332) 2014 12 31 2015 1 1 5,539,920 125,436 181 43,689 5,709,226 (166,067) (7,245) (277) (18,621) (192,210) 693,626 5,545 4,983 15,237 719,391 (377,879) (246) 10,231 (367,894) 2015 12 31 5,689,600 118,191 5,545 4,641 50,536 5,868,513 2015 12 31 26,886,203 3,764,827 1,184,711 225,557 119,923 62,089 32,243,310 2014 12 31 31,422,132 4,078,631 1,357,984 226,417 130,404 71,981 37,287,549 208

23. 1997 9 2512,980,000 2012 10 2.5 5 2015 12 31 10,720,0002014 42,234,000 201520142013 2015 2014 10,232,0002014 42,234,0002013 48,661,000201520142013 693,626,0002014 1,103,089,000 25,765,0002014 13,393,000 2015 12 31 15,350,517,0002014 13,045,169,000 36 2013 2,052,238,00012,227,722,000 11% 209

23. 2014 7.3 105 2015 45c 55 1092014 76108 91 1662014 98184 210

23. $0.73 2014 $0.78 $0.73 2014 $0.82 10.5% 2014 11% 2015 12 31 2014 Nil 211

24. 2014 1 1 1,078,472 4,690,058 1,914,767 8,890,372 25,767,489 727,045 16,593,654 59,661,857 (87,567) (40,686) (271,787) (753,045) (121,220) (1,274,305) Ashton Coal Mines Limited 46 124,856 4,312 46,519 70,355 246,042 144,678 59,058 24,051 5,933,308 6,161,095 18,683 285,957 1,330,184 1,122,330 5,450,621 21,082 (8,228,857) (1,783) 1,312 (8,925) 9,396 (7,286) (12,248) (14,997) (259,980) (18,417) (54,111) (367,039) 2014 12 31 2015 1 1 1,132,661 5,078,345 3,232,703 9,822,570 30,308,887 729,710 14,122,774 64,427,650 (65,798) (29,602) (247,545) (555,525) (18) (24,397) (922,885) 47 318,349 307,658 16,167 1,640 643,814 1,869 16,591 39,793 1,685,923 4,772,563 82,124 5,777,005 12,375,868 28,933 215,304 186,648 1,557,272 923,425 8,054 (2,919,636) (18,123) (1,418,218) 1,487,907 40,314 (2,767,808) 2,675,928 (30,080) (40,663) (273,997) (4,458,770) (1,313,257) (794) (6,117,561) (351,902) (53,946) (2,290,578) (3,248,379) (5,944,805) 2015 12 31 727,640 4,096,743 4,906,388 10,293,959 25,282,051 2,198,708 16,956,592 64,462,081 2014 1 1 2,108,459 1,194,095 3,119,162 10,913,272 430,361 17,765,349 (7,482) (70,416) (221,275) (299,173) 176,150 162,189 527,544 2,174,317 38,555 3,078,755 225 (9,621) 9,396 (5,200) (9,084) (14,769) (244,756) (18,084) (291,893) 2014 12 31 2015 1 1 2,272,152 1,347,200 3,551,900 12,630,954 450,832 20,253,038 (7,336) (63,990) (197,306) (4) (268,636) 165,971 201,005 563,340 2,599,385 212,875 3,742,576 (1,021,237) 938,604 (42,071) (1,437,944) 1,562,648 (2,754) (15,244) (2,092,619) (611,222) (2,721,839) (23,183) (581,828) (1,554,017) (2,159,028) 2015 12 31 1,383,613 2,486,809 3,412,107 9,948,453 1,615,129 18,846,111 2015 12 31 727,640 2,713,130 2,419,579 6,881,852 15,333,598 583,579 16,956,592 45,615,970 2014 12 31 1,132,661 2,806,193 1,885,503 6,270,670 17,677,933 278,878 14,122,774 44,174,612 212

24. 8 35 15 25 2.5 25 6 40 18 40 2015 12 31 2014 2015 12 31 2,819,351,0002014 3,134,300,000 36 2015 12 31181,539,000 2014 227,391,000 25. 2015 2014 1 1 2,232,751 2,460,551 47 409,204 (18,954) (34,622) (193,178) (326,918) 12 31 2,296,083 2,232,751 213

25. 12 31 2015 2014 10,106 10,106 10,046 10,046 35,645 35,645 145,613 145,613 288,538 306,224 20,679 21,947 12,860 13,648 653,837 653,837 712,214 712,214 97,240 97,240 239,879 239,879 409,204 (339,778) (13,648) 2,296,083 2,232,751 214

25. 58.19% 12.09% 2014 8%-11% 7 41201410 25 5 Ashton 60% Ashton 193,178,000 2014 Ashton 10% 193,178,000 Ashton Coal Mines Limited Ashton Coal Mine Limited 46 2014 12 31 193,178,000 2014 2015 8.19% 2015 12 31 326,918,0002014 653,836,000 3,232,684,0002014 3,640,431,0002015326,918,0002014 215

26. 12 31 2015 2014 610 249,404 797,720 146,080 139,360 944,410 388,764 2015 12 31 610,0002014 13,616,000 2015 12 31 797,720,000 5 216

27. 12 31 2015 2014 2,768,487 2,503,927 495,277 451,702 3,263,764 2,955,629 12 31 2015 2014 (i) 30% 30% 25% 25% 25% 25% (ii) 39.77% 39.77% 20% 20% 27% 27% 33% (i) (ii) 217

27. 12 31 2015 2014 35,275,971 30,100,061 (25,449,263) (20,127,032) 9,826,708 9,973,029 8,483,270 5,596,882 1,703,765 654,710 (328,598) 44,852 20%-39.77% 20%-39.77% 3,263,764 2,955,629 502,364 310,604 7,084 11,213 2015 2014 2015 2014 463,329 540,291 1,518,418 654,572 5,304,792 5,519,769 15,711,494 12,346,714 (1,794,313) (1,083,392) (6,949,817) (5,080,297) (540,144) (1,014,144) (3,862,724) (2,094,735) 4,546,121 3,888,844 1,469,590 895,836 (3,178,421) (3,069,380) (814,240) (466,492) (343,650) (205,119) (92,568) (47,942) 1,024,050 614,345 562,782 381,402 28,336 44,852 1,024,050 614,345 591,118 426,254 465,873 178,645 218

27. 2015 2014 2015 2014 3,433,664 3,962,524 6,417,371 5,826,254 30% 30% 25% 25% 1,030,099 1,188,757 1,604,343 1,456,564 12 31 2015 2014 54,453 30,950 629,321 310,308 28. 12 31 2015 2014 (i) 1,565,194 1,705,757 (ii) 247,339 302,517 1,812,533 2,008,274 (i) Middlemount Joint Venture331,075,0002014 339,968,0002015 7 1Middlemount18 (ii) 15,320,000201415,320,000 31,500,0002014 31,500,000 219

29. 12 31 2015 2014 (i) 117,926 117,926 (ii) 1,000 1,000 118,926 118,926 (i) 2006 196,800,00041% 2015 12 31 117,926,0002014 117,926,000 2015 12 31 (ii) 2013 5,000,00010% 1,000,000 2014 1,000,000 2015 12 31 30. 12 31 2015 2014 57,479 130,867 12 31 2015 2014 Australian Coal Processing 50% 90% 50% 90% Holdings Pty Ltd Middlemount Joint Venture 50% 49.9997% 50% 49.9997% 50% 50% 50% 50% 220

30. Australian Coal Processing Holdings Pty Ltd 90% 100%100% 50% 2013Ashton Coal Mines Limited90% 50% 2014 9 30 Ashton Coal Mines Limited 10% 2015 12 31 100% 2014 100%) 46 Middlemount Joint Venture 49.9997% Middlemount Joint Venture 2013 12 221

30. Middlemount Joint Venture Middlemount Joint Venture 12 31 2015 2014 92,349 16,768 317,829 322,019 410,178 338,787 (1,152,662) (856,796) (1,152,662) (856,796) 6,321,898 6,630,534 (3,533,373) (3,826,623) (1,973,444) (2,030,865) (5,506,817) (5,857,488) 49.9997% 49.9997% 36,295 127,518 Middlemount Joint Venture 12 31 2015 2014 2,076,282 1,919,079 (399,748) (331,431) 146 (243,432) (237,246) (1,795,685) (1,992,913) (362,583) (642,365) 189,730 (172,853) (642,365) 49.9997% 49.9997% (181,290) (321,180) 94,865 222

30. 12 31 2015 2014 10,832 351 21,184 3,349 2015 12 31 2014 31. 12 31 2015 2014 Boonal 50% 50% Athena 51% 51% Ashton N/A N/A 46 Moolarben 81% 80% 2015 3 3019.9 Moolarben 1% Moolarben 81% 223

31. 12 31 2015 2014 19,212,861 19,827,386 (2,252,378) (18,050,914) 16,960,483 1,776,472 10,939,146 5,062,557 (4,094,665) (7,471,415) 6,844,481 (2,408,858) 32. Watagan Mining Company Pty LtdWatagan2016 2 18 Watagan 100 Austar Ashton Donaldson 13 Watagan WataganWatagan WatagansWatagan2015 12 31 Watagan Watagan Watagan 2015 12 31 11 224

32. 10% 1.53 0.80 3 2 Watagan (i) 10 (1) Watagan (2) Watagan (ii) 10 (1) Watagan Watagan (2) Watagan 2015 12 31 21,747 450,088 3,785,777 3,178,192 304,716 7,740,520 145,717 209,287 981,923 183,904 1,520,831 6,219,689 225

32. 9.5 7.6 1.9Ashton Austar Donaldson 2016 3 31 33. 12 31 2015 2014 3,367,836 1,969,617 839,530 2,067,587 4,207,366 4,037,204 12 31 2015 2014 1-90 2,815,938 1,979,699 91-180 612,221 1,815,913 181-365 434,315 103,260 1 344,892 138,332 4,207,366 4,037,204 90 226

34. 12 31 2015 2014 1,011,104 798,437 654,876 870,699 174,133 142,389 1,695,324 1,629,324 59,034 66,048 75,820 31,582 625,156 319,180 5,357 28,364 90,817 24,258 22,947 10,451 836,132 905,463 2,519,313 2,519,313 Ashton 115,400 1,239,294 1,275,782 9,009,307 8,736,690 35. 2015 2014 1 1 3,430,007 3,853,708 (38,111) (43,332) 1,499,492 1,225,385 32 (145,717) Ashton Coal Mines Limited 46 3,570 (1,545,932) (1,609,324) 12 31 3,199,739 3,430,007 2,616,998 2,900,054 582,741 529,953 3,199,739 3,430,007 227