6837 2015 6 30 2015 6 30 2015 (www.hkexnews.hk) (www.htsec.com) H2015 2015 8 27 *
01 2015H 02 03 05 09 12 50 60 67 68 73 74 75
2015H 02 2015 2015
03 2015H A 1.00 H 1.00 IPO
2015H 04 QFII 2015 1 16 306 RQFII 571
2015H 05 Haitong Securities Co., Ltd. Haitong Securities 68912200001 8621-23219000 8621-63410627 huangzh@htsec.com 68912200001 8621-23219000 8621-63410627 sunt@htsec.com 689 200001 689 200001 http://www.htsec.com haitong@htsec.com 189 21 http://www.sse.com.cn http://www.hkexnews.hk 68912 http://www.sse.com.cn
2015H 06 A 600837 H 6837 2015 2 3 689 2015 2 3 9,584,721,180.00 9,584,721,180.00 91,712,002,790.46 37,110,256,311.66 2015 5 29 H 9,584,721,180 11,501,700,000 11,501,700,000.00 1 [2001]3 2 [2001]819 3 [2001]306 4 ICP 020694 5 [2002]090 6 [2002]076 7 (SC201014) 8 [2005]079 9 (Z-007) 10 [2005]173 11 [2006]3 12 [2007]86 13 (2007.08) 14 [2008]146 15 [2008]22 16 [2008]479 [2010]122
07 2015H 17 [2008]421 18 [2009]302 19 [2009]1 20 [2010]315 21 [2010]372 22 (2011.08) 23 [2010]070 24 [2011]237 25 [2011]512[2011]37 26 [2011]1821 27 [2011]585 28 [2012]686 29 [2012]825 30 [2012]113 31 [2012]561 32 (SC201307) 33 [2013]407 [2014]1551 34 [2013]180 35 [2013]741 36 00132029 37 2013[2013]204 38 [2013]959 39 [2013]1643 40 41 [2014]358 42 T004 43 [2014]4
2015H 08 44 [2014]321 45 [2015]153 46 50ETF[2015]214 47 [2015]20 48 NO.G02008 49 [2015]1204 50 [2015]461 61 4 8835 A H 310000000016182 31010113220921X 13220921X
09 2015H 2015 1-6 2014 1-6 30,077,568 8,917,232 237.30% 13,952,861 3,859,718 261.50% 10,154,714 2,877,518 252.90% (48,574,390) (6,117,957) 1.03 0.3 243.33% 1.02 0.3 240.00% (%) 12.97 4.55 8.42 2015 6 30 2014 12 31 629,749,407 352,622,149 78.59% 518,268,570 280,357,946 84.86% 184,614,818 80,766,843 128.58% 102,537,939 68,364,431 49.99% 11,501,700 9,584,721 20.00% 8.92 7.13 25.11% (%) ( 1) 74.96 73.42 1.54 1 =
2015H 10 40.00 70.00 100.00 130.00 160.00 190.00 220.00 250.00 280.00 310.00 0.00 15.00 30.00 45.00 60.00 75.00 90.00 105.00 0.00% 2.00% 4.00% 6.00% 8.00% 10.00% 12.00% 14.00% 30.00% 35.00% 40.00% 45.00% 50.00% 55.00% 60.00% 65.00% 70.00% 75.00% 0.00 1,000.00 2,000.00 3,000.00 4,000.00 5,000.00 6,000.00 7,000.00 2015 237.30% 252.90% 2015
11 2015H 2015 1-62014 1-6 2015 6 302014 12 31 2015 6 30917.12371.10546.02 2015 6 30 2014 12 31 91,712,003 37,110,256 96,820,416 65,022,464 6,596,186 4,527,501 1,390.38% 819.66% 94.72% 57.07% 36.70% 26.71% 38.75% 46.80% 37.26% 61.21% 27.67% 78.78%
2015H 12 2015 H + + 6
13 2015H 2015 66,297.49 1,025.38 917.12 2015 101.55300.78158.37 52.65%54.4718.11%17.18 5.71%9.553.17%2.780.92% 34.1811.36%12.814.26% 15,836,543 8,619,667 45.57% 352.18% 245.20% 16.87 5,447,462 1,944,430 64.31% 257.03% 323.40% 5.59 1,718,023 977,028 43.13% 224.05% 231.66% 1.34 954,808 302,171 68.35% 41.22% 11.15% 8.56 3,417,796 1,538,369 55.82% 279.74% 123.06% 32.22 277,518 35,618 88.21% 44.34% 198.18% 1.01 1,281,357 909,082 29.05% 79.95% 92.81% 4.73
2015H 14 1 (1) 2015 5.25% + MOM (PB) 2015 6 1,829 89696% 21 184% 19771% 201572.1751.7%
15 2015H (2) 20 23776% 3.58% WIND 17 628103% 5.71% WIND 6585.5% 20156.534.7%
2015H 16 (3) 201535.0325.1% (4) 2015 2015 69,55355% 3,94634% 3.9%537115% 3,659110% 2,657179%2,598 1,537 1,40932% 45651%
17 2015H 33 39 24030% 20157.415.3% (5) 201519 11.8 3 20152.451.8% (6) 2015 70.6 2015 195 13.6 10AA+ 20153.722.7% (7) 201541.4 284% 21.2 504%8032014 67%2132014148% 201519.0813.7%
2015H 18 (8) 307 93% 1,000 2,275 1,136 (FTU) (9)
19 2015H 2 (1) 2015300.78211.60 237.30% 38%14 113.8537.85%243.96% 2015 2015 90.1329.97%183.08% 76.0625.29%250.00% 2015 20.746.89%728.74%
2015H 20 2015 1-6 2014 1-6 11,384,597 37.85% 3,309,902 37.12% 8,074,695 243.96% 9,012,845 29.97% 3,183,907 35.71% 5,828,938 183.08% 7,606,183 25.29% 2,173,169 24.37% 5,433,014 250.00% 2,073,943 6.89% 250,254 2.80% 1,823,689 728.74% 30,077,568 100.00% 8,917,232 100.00% 21,160,336 237.30% (2) 2015 162.94219.83% 58.02250.02% 38.04129.26% 16.10480.59% 2015 43.52267.58%
21 2015H 2015 2015 2014 1-6 1-6 3,803,985 1,659,219 2,144,766 129.26% 5,801,783 1,657,577 4,144,206 250.02% 1,609,779 277,267 1,332,512 480.59% 584,405 173,048 411,357 237.71% 141,937 143,437-1,500-1.05% 4,351,649 1,183,859 3,167,790 267.58% 16,293,538 5,094,407 11,199,131 219.83% 3 2015 376 2015 1-6 356 20 376
2015H 22 4 2015544.05 (1) 485.74 632.81 931.44 95.81 34.32 455.98 (2) 27.80 (3) 1,057.60H 259.73 797.91
23 2015H 5 (1) (2) [2011]18212012 4 27 H2012 5 24 13.569H10.60 143.83 138.012014 12 31H 2015 2 920152015 A 2015H [2015]811 2015 5H 2015 5 2919.17 H17.18 329.34 327.472015 6 30 2014 12 21
2015H 24 2013 3 26 2013 5 27 2012 2013 9 25 [2013]1220 230 1202013 11 27 72.6 23.5 23.9 110 2014 7 16 56.5 45.5 8.0 2013 3 26 2013 5 27 2012 2014 10 28
25 2015H [2014]1526 [2014]42014 11 20 200 2015 5 1380 130 2014 12 19 2015 2 9 2015 2015AH 200% 350 1502015 4 85 3 200 2015 6 123 15025 503
2015H 26 H 2015 5 15 17.18 1,048,141,220 2015 5 15 1,048,141,220 H 2015 5 29 17.18 868,837,600 2015 5 29 868,837,600 2013 11 25 6.05% 72.6 2013 12 16 72.6 2016 11 25 2013 11 25 6.15% 23.5 2013 12 16 23.5 2018 11 25 2013 11 25 6.18% 23.9 2013 12 16 23.9 2023 11 25 2014 7 14 5.25% 56.5 2014 8 13 56.5 2017 7 14 2014 7 14 5.45% 45.5 2014 8 13 45.5 2019 7 14 2014 7 14 5.85% 8 2014 8 13 8 2024 7 14 2014 12 2 4.65% 50 2014 12 19 50 2015 12 2 2014 12 22 5.85% 25 2015 3 10 25 2015 3 22 2015 5 13 5.00% 80 2016 5 12 2015 4 8 5.50% 150 2015 5 11 150 2020 4 7 2015 6 12 5.30% 150 2018 6 12 2015 6 12 5.38% 50 2020 6 12 (3) IT 2015A H
27 2015H 1 2015 6 6,297.49 78.59% 5,182.69 84.86% 41.60% 12.44% 22.65%9.51% 0.19% 2015 6 30 2014 12 31 59,733,583 48,996,084 10,737,499 21.92% 14,452,973 2.30% 12,826,397 3.64% 1,626,576 12.68% 9,624,963 1.53% 8,714,786 2.47% 910,177 10.44% 3,483,416 0.55% 4,470,404 1.27% (986,988) -22.08% 1,606,769 0.26% 1,527,382 0.43% 79,387 5.20% 6,192,141 0.98% 5,686,141 1.61% 506,000 8.90% 18,478,579 2.93% 10,292,634 2.92% 8,185,945 79.53% 1,211,596 0.19% 1,210,145 0.34% 1,451 0.12% 2,748,579 0.44% 2,600,616 0.74% 147,963 5.69% 570,015,824 303,626,065 266,389,759 87.74% 233,489,656 37.08% 85,703,611 24.30% 147,786,045 172.44% 28,458,209 4.52% 14,818,876 4.20% 13,639,333 92.04% 65,697,211 10.43% 56,273,055 15.96% 9,424,156 16.75% 142,611,279 22.65% 64,883,359 18.40% 77,727,920 119.80% 7,766,900 1.23% 4,384,354 1.24% 3,382,546 77.15% 59,910,150 9.51% 52,873,455 14.99% 7,036,695 13.31% 8,917,243 1.42% 7,399,072 2.10% 1,518,171 20.52% 7,347,502 1.17% 3,990,608 1.13% 3,356,894 84.12% 7,357,794 1.17% 5,495,664 1.56% 1,862,130 33.88% 5,297,164 0.84% 3,347,033 0.95% 1,950,131 58.26% 629,749,407 352,622,149 277,127,258 78.59%
2015H 28 2015 6 30 2014 12 31 411,721,184 221,124,256 190,596,928 86.19% 184,614,818 35.62% 80,766,843 28.81% 103,847,975 128.58% 112,482,245 21.70% 59,807,864 21.33% 52,674,381 88.07% 28,265,151 5.45% 19,807,574 7.07% 8,457,577 42.70% 8,480,000 1.64% 14,270,000 5.09% -5,790,000-40.57% 20,691,891 3.99% 15,028,545 5.36% 5,663,346 37.68% 14,099,464 2.72% 7,697,576 2.75% 6,401,888 83.17% 36,188,505 6.98% 22,926,586 8.18% 13,261,919 57.85% 4,756,619 0.92% 0.00% 4,756,619 100.00% 158,294,640 82,501,809 75,792,831 91.87% 106,547,386 59,233,690 47,313,696 79.88% 86,274,567 16.65% 35,775,667 12.76% 50,498,900 141.15% 7,399,389 1.43% 4,537,684 1.62% 2,861,705 63.07% 7,834,110 1.51% 14,910,000 5.32% -7,075,890-47.46% 518,268,570 280,357,946 237,910,624 84.86% 111,480,837 72,264,203 39,216,634 54.27% * 2015 6 597.34 21.92%2015 2015 61,582.95 825.02757.93 91.87%
29 2015H 1 2 2015 1 2015 2 2015 6 301,713.64 2015 6 2015 6 30 2014 12 31 91,031,186 35,775,667 35,664,540 24,345,258 36,188,505 22,926,586 8,480,000 14,270,000 171,364,231 97,317,511
2015H 30 31 32 33 41 2015 6 30776.90 1,582.95 2015 6 30 (1) 13 2 101 (2) 51 4
31 2015H 1 2015 H 2 PE 3 2015 6 30 327 2903730163 16 7*24 2015 6 30 660
2015H 32 4 201537% 5 17 6 27
33 2015H 1 61.92 56.865.06 8.90%4.07 (1) (%) 1 010213 02(13) 2,035,732.55 21,100,000.00 2,099,872.00 2.57% 72,445.64 2 511990 1,603,920.31 16,303,995.00 1,630,409.84 2.00% 9,444.96 3 010107 21(7) 912,022.73 8,800,000.00 932,360.00 1.14% 60,151.28 4 906,422.38 1,480,000.00 906,123.64 1.11% 89,070.60 5 EFMMMKB. E Fund 847,349.46 847,039,402.00 1,074,130.67 1.31% 226,781.21 CH Money Market Fund B 6 510050 480,669.81 184,915,179.00 527,193.18 0.65% -12,767.16 50ETF 7 511220 499,749.02 5,018,361.00 483,770.00 0.59% 27,139.30 ETF 8 140221 1421 426,006.89 4,100,000.00 428,907.15 0.52% 5,990.04 9 1116001 11 01 389,105.72 3,800,000.00 415,907.34 0.51% 20,758.64 10 159919 300ETF 334,204.03 81,487,990.00 380,141.47 0.47% 281,335.00 68,311,723.35 72,834,177.18 89.13% 2,850,265.57 3,724,256.36 76,746,906.25 81,712,992.46 100.00% 7,354,871.44 1 2 3 4
2015H 34 (2) 600958 285,283.00 0.88% 588,403.77 1,935.00 303,120.77 601211 352,710.91 0.49% 364,457.51 11,746.60 600705 30,018.68 0.27% 233,479.33 53,049.73 300315 87,000.00 0.50% 165,789.41 71,319.39 600198 76,473.85 0.82% 140,237.84 96,397.31 52,947.74 832168 141,480.00 0.49% 128,511.00-12,969.00 603969 46,181.00 4.00% 113,387.99 1,205.17 67,206.99 002578 9,670.00 0.90% 70,186.24 585.00 70,186.24 300326 30,000.00 0.30% 29,701.38-298.61 002400 17,666.42 0.10% 21,945.45 77.92 4,279.03 60,069.73 97,422.05 130,268.85 25,793.96 1,136,553.60 1,953,521.98 230,469.24 646,382.83 1 2
35 2015H (3) (%) (%) 92,907.38 27.775 27.775 521,694.00 137,547.36 18,209.29 67,000.00 51.00 51.00 76,500.00 42,705.52 2,959.74 63,650.00 67.00 67.00 63,650.00 18,639.72-1,025.20 699,191.78 66.667 66.667 699,191.78 63,025.47 1,607.45 5,071,838.00 100.00 100.00 5,071,838.00 1,187,154.39 69,168.99 7,300,000.00 100.00 100.00 7,300,000.00 204,953.09 325,146.68 3,000,000.00 100.00 100.00 3,000,000.00 241,665.90 65,550.78 1,200,000.00 100.00 100.00 1,200,000.00 262,134.37-6,693.37 17,494,587.15 17,932,873.78 2,157,825.81 474,924.35 1 2 3 174.95 2014 161.9513
2015H 36 2 (1) 2015 H 2015 2 920152015 A 2015H [2015]811 2015 5 29 1,916,978,820H 1.00 17.18 32,933,696,128.00 186,696,098.00 32,747,000,030.002015 6 30 2014 12 21 2015 H 2,621,145.68 1,940,959.42 1,940,959.42 680,186.26 (i) 60% (ii) 15% (iii) 10% (iv) 5% (v) 10% 2015 6 302014 12 21
37 2015H (2) 60% 15% 10% 5% 10% 1,573,973.62 928,235.26 928,235.26 59% 393,171.85 393,171.85 393,171.85 100% 262,114.57 227,666.67 227,666.67 87% 130,000.00 130,000.00 130,000.00 100% 261,885.64 261,885.64 261,885.64 100% H (3)
2015H 38 3 (1) 1.551% 2015 6 3012.55 7.98 2015 3.23 0.84 (2) 1.827.775% 2015 6 30 30.17 18.86 2015 14.22 5.02 (3) 167% 2015 6 302.01 1.41 2015 0.71 0.28 (4) 1066.667% 2015 6 30218.79 13.77 2015 15.91 0.95
39 2015H (5) 60100% 2015 6 30 1,253.28 92.932015 43.53 23.56 (6) 73100% 2015 6 30 103.75 85.48 2015 3.56 2.26 (7) 30100% 2015 6 30 53.01 39.84 2015 3.30 2.42 (8) 12 100% 2015 6 30 143.00 18.48 2015 9.66 2.62
2015H 40 1 (1)
41 2015H (2) A 2015 1-52015 6 3,234.68 2015 6 4,277.6232.23%30.17% B 2015 2015 6 115.871.19% DV01
2015H 42 C 2015 6 30 (3)
43 2015H (4)
2015H 44 2 (1) (2) 2015 0.3% 2015 6 3.21 20142.762015
45 2015H 2015 (3) 3 (4)
2015H 46 3 (1) (2) H (3) (4) (5)
47 2015H (6) (7) (8) IT OA (9)
2015H 48 20142014 11,501,700,000 0.2510 2.502,875,425,000.00 201420142015 7 6 2015 2015 6 30 Haitong International Finance Holdings Limited Haitong International Strategic Investment Limited Haitong International Global Strategic Investment Limited Unican LimitedHaitong International Finance Holdings 2015 Limited 1 2013 4 241 1 QFLP QFLP 2 Haitong International Finance Holdings Limited 2013 9 195 1 Haitong International Finance Holdings Limited 2013 10 29 9
49 2015H 3 Haitong International Strategic Investment Limited 2013 10 165 1 Haitong International Strategic Investment Limited 4 Haitong International Global Strategic Investment Limited 2014 1 35 1 RQFII 5 Unican Limited 2014 4 2311 Unican Limited 2014Unican Limited 10 2014 52014 92015 7 6 Haitong International Finance Holdings 2015 Limited 2014 12 235 1 Haitong International Finance Holdings 2015 Limited 2015 4 21 6.7
2015H 50 3 2015 1 16 3 2015 1 19 2015 4 2015 8 24 [2015011] 2015 8 25 BESI2014 12 8Novo Banco, S.A. Novo Banco 3.79 Novo BancoBESI BESI 2015 2015 8 13
51 2015H 6652002 8 23 10 2012 8 22 2015 6 8 102015 6 30 2015 2014 5 27 5 50 97,321,500 2015 1 19 28 84,480,375 0.4552 8%2015 1 19 46
2015H 52 1 2 (A) 670,000,000 (B) 1,570,000,000 (A+B) 1,570,000,000 (%) 9.36% (C) 70%(D) 50%(E) (C+D+E) (1) 2015 4 13 Haitong International Finance Holdings 2015 Limited 6.720203.5% (2) 2013 10 Haitong International Finance Holdings Limited 2013 3
53 2015H 5% 2015 2015 5% 5%
2015H 54 H2012 4 27 A H 1 6332 21122 1326 5 7 2015
55 2015H 12 13 2015 7 9 12 5 7 E
2015H 56 1 2015 6 30 2015 7 1
57 2015H 2 2015 5 13 2015 6 25 73 3 2015 4 21 Haitong International Finance Holdings 2015 Limited 6.73.5% 4 2015 713.62
2015H 58 5 2015 2015 7 20152014MTN 10 35.15% 6 2015 1 2020 7 4.22015 1 29 7 Japaninvest Group plc Haitong International (BVI) Limited Japaninvest Group plc JapaninvestJapaninvest 2015 3 8 2015 3 113.50 2,533,453,008 4.692015 5 22
59 2015H 9 2015 6 8 10 2015 4 8 5,000 2015 5
2015H 60 1 (%) (%) 1 2 3 4 1 8,092,131,180 84.43 8,092,131,180 70.36 2 3 1,492,590,000 15.57 +1,916,978,820 +1,916,978,820 3,409,568,820 29.64 4 9,584,721,180 100.00 +1,916,978,820 +1,916,978,820 11,501,700,000 100.00
61 2015H 2 2015 2 9 20152015A 2015H H 2015 5 2015 811 1,916,978,820H1 2015 5 8H 2015 5 29H1,916,978,820 1,048,141,220H2015 5 15868,837,600H 2015 5 29 H 9,584,721,180 11,501,700,000A 8,092,131,180H3,409,568,820 3
2015H 62 405,975A 405,540H 435 (%) +1,917,014,923 3,409,192,023 29.64 0-8,500,000 402,150,000 3.50 0 210,000,000 0 400,709,623 3.48 0 0 322,162,086 2.80 0 +22,607,965 301,575,422 2.62 0 +84,682,308 237,629,373 2.07 0 0 235,247,280 2.05 0 0 214,471,652 1.86 0-3,500,000 160,829,853 1.40 0 0 137,840,039 1.20 0
63 2015H 3,409,192,023 3,409,192,023 402,150,000 402,150,000 400,709,623 400,709,623 322,162,086 322,162,086 301,575,422 301,575,422 237,629,373 237,629,373 235,247,280 235,247,280 214,471,652 214,471,652 160,829,853 160,829,853 137,840,039 137,840,039 1 H 2 H A 3 A 4
2015H 64 5% H 2015 6 30 XV23 336 4 A 5 H (%) (%) 1. A 1 402,150,000 3.50 4.97 2. A 1 400,709,623 3.48 4.95 3. Dawn State Limited H 2 569,427,620 4.95 16.70 4. H 2 569,427,620 4.95 16.70 5. H 2 569,427,620 4.95 16.70 6. H 2 569,427,620 4.95 16.70 7. H 2 569,427,620 4.95 16.70 8. H 2 569,427,620 4.95 16.70 9. H 2 569,427,620 4.95 16.70 10. Maunakai Capital Partners H 496,878,800 4.32 14.57 (Hong Kong) Limited 11. BSA Strategic Fund I H 496,478,800 4.31 14.56 12. Insight Capital Management H 223,415,200 1.94 6.55 (Hong Kong) Limited 13. Insight Phoenix Fund H 223,415,200 1.94 6.55 14. H 3 248,000,000 2.16 7.27 15. H 3 248,000,000 2.16 7.27 16. Vogel Holding Group Limited H 3 248,000,000 2.16 7.27
65 2015H 1 (www.hkexnews.hk)482,686,582 A416,420,568 A 336 2 569,427,620 3 248,000,000 4 (i)(ii) (iii)(iv) 5 (i)(ii) (iii)(iv) 2015 6 30 336
2015H 66 2015 6 30 XV XV7 8 352
67 2015H
2015H 68 0 1,000,000 +1,000,000 2015 7 22241,000,000 H1,000,000 H H0.01% 0.03%
69 2015H 2014 2015 6 8 2014 2015 6 8 2014 2015 7 8 2015 7 8
2015H 70 1 2015 3 27 2015 6 82014 2015 6 3013 2 6 5 2 2015 7 92015-045 2015 5 13 2015 6 8 2014 2015 6 8 2015-034 2015 7 14 2015-048 2015 7 82015 7 21
71 2015H 2015 6 3013 8 2015 7 8 2015 7 95 2015 7 8 3 2015 4 28 2015 1 1 2015 6 30 2015 7 24 2015 3 2015 5 26 3699) 2015 6 18 2015 6 19 13.51B
2015H 72 19A.54 19A.55 7,966 5,056 2,910
73 2015H 2015
2015H 74
75 2015H 2015 6 3027290 19 11 1 1 2 3 4 5 6 7 8 9 136 [2014]307 2014 10 17 2015 2 2 296 [2014]307 2014 10 17 2015 2 2 [2014]307 2014 10 17 2015 3 11 41418 3 [2014]307 2014 10 17 2015 3 11 108 [2014]307 2014 10 17 2015 3 11 220 [2014]307 2014 10 17 2015 3 11 09 288A 2 [2014]307 2014 10 17 2015 3 11 10104 [2014]307 2014 10 17 2015 3 11 251-1 251-2 [2014]307 2014 10 17 2015 3 11
2015H 76 10 11 12 13 14 15 16 17 18 19 10 [2014]307 2014 10 17 2015 3 11 [2014]307 2014 10 17 2015 4 14 2666E2 1 301 [2014]307 2014 10 17 2015 4 14 111701 1703 106 [2014]307 2014 10 17 2015 4 14 B 12 B07 22 1 2 [2014]307 2014 10 17 2015 4 15 2 A2010 [2014]307 2014 10 17 2015 4 21 50 1S109A [2014]307 2014 10 17 2015 4 21 4240 [2014]307 2014 10 17 2015 4 21 [2014]307 2014 10 17 2015 4 21 A2 1206 488 [2014]307 2014 10 17 2015 4 23 56-61 2 03
77 2015H 2 1 2 3 4 5 6 7 8 9 10 11 141 80 21 4 2 612 180 2356 11 2 28 29 30 D 122 2 5 6 112 3 01 218 2015 1 7 2015 1 19 2015 1 28 2015 2 13 2015 2 15 2015 3 24 2015 4 8 2015 4 29 2015 5 20 2015 5 25 2015 5 26
2015H 78 1 2015 3 [2015]46 2 2015 5 [2015]66 3 2015 5 [2015]67 4 2015 7 [2015]80 5 2015 7 [2015]81
79 2015H 2015 1 19 2015 1 28 2015 1 30 50ETF 50ETF 2015 5 2015 5 4 2015 6 1 [2015]20 [2015]153 [2015]214 NO.G02008 [2015]1204 [2015]461
2015H 80 2015A AA
81 2015H 82 160 2015 6 30 3434 2410 34 2015 8 27
2015H 82 2015 6 30 6 30 2015 2014 4 11,384,597 3,309,902 5 9,012,845 3,183,907 6 7,606,183 2,173,169 28,003,625 8,666,978 7 2,073,943 250,254 30,077,568 8,917,232 8 (141,937) (143,437) (3,803,985) (1,659,219) (584,405) (173,048) 9 (1,609,779) (277,267) 10 (5,801,783) (1,657,577) (4,351,649) (1,183,859) (16,293,538) (5,094,407) 168,831 36,893 11 13,952,861 3,859,718 12 (3,024,206) (842,791) 10,928,655 3,016,927 10,154,714 2,877,518 773,941 139,409 10,928,655 3,016,927 13 1.03 0.30 13 1.02 0.30
83 2015H 2015 6 30 6 30 2015 2014 10,928,655 3,016,927 1,794,264 80,067 (425,726) 36,569 (329,662) (31,312) 18,177 14,994 1,057,053 100,318 (2,153) 42,363 1,054,900 142,681 11,983,555 3,159,608 11,173,816 3,014,225 809,739 145,383 11,983,555 3,159,608 89 160
2015H 84 2015 6 30 2015 6 30 2014 12 31 14 1,211,596 1,210,145 19,852 20,455 15 2,748,579 2,600,616 260,450 254,785 16 6,192,141 5,686,141 17 14,452,973 12,826,397 18 73,181 309,816 19 9,624,963 8,714,786 20 3,483,416 4,470,404 40 903,174 566,817 29 409,570 384,473 25 18,478,579 10,292,634 21 268,340 131,233 26 1,606,769 1,527,382 59,733,583 48,996,084 22 142,611,279 64,883,359 23 7,766,900 4,384,354 17 8,917,243 7,399,072 24 3,142,060 2,453,972 19 7,347,502 3,990,608 20 5,297,164 3,347,033 18 20,656 3,006 25 59,910,150 52,873,455 2,000,000 26 65,697,211 56,273,055 27 7,357,794 5,495,664 28 28,458,209 14,818,876 29 233,489,656 85,703,611 570,015,824 303,626,065 629,749,407 352,622,149 31 28,265,151 19,807,574 32 36,188,505 22,926,586 33 8,480,000 14,270,000 34 184,614,818 80,766,843 35 14,099,464 7,697,576 1,500 2,493 2,140,991 816,775 36 112,482,245 59,807,864 38 20,691,891 15,028,545 41 4,756,619 411,721,184 221,124,256 158,294,640 82,501,809 218,028,223 131,497,893
85 2015H 2015 6 30 2015 6 30 2014 12 31 39 11,501,700 9,584,721 56,341,734 32,383,596 1,426,228 407,434 (361,237) (361,545) 9,798,570 9,792,774 23,830,944 16,557,451 102,537,939 68,364,431 8,942,898 3,899,772 111,480,837 72,264,203 40 1,661,098 758,197 41 86,274,567 35,775,667 31 7,399,389 4,537,684 42 2,132,899 1,941,119 36 7,834,110 14,910,000 38 1,015,718 1,008,065 35 229,605 302,958 106,547,386 59,233,690 218,028,223 131,497,893 82 160 2015 8 27 89 160
2015H 86 2015 6 30 (a) 2015 1 1 9,584,721 32,383,596 407,434 (361,545) 9,792,774 16,557,451 68,364,431 3,894,370 5,402 3,899,772 72,264,203 10,154,714 10,154,714 773,941 773,941 10,928,655 1,018,794 308 1,019,102 35,798 35,798 1,054,900 1,018,794 308 10,154,714 11,173,816 809,739 809,739 11,983,555 1,916,979 23,958,225 25,875,204 25,875,204 (b) 32,268 32,268 4,287,470 4,287,470 4,319,738 141,500 141,500 141,500 (55,202) (55,202) (55,202) (32,355) (32,355) (50,357) (50,357) (82,712) 5,796 (5,796) 45 (2,875,425) (2,875,425) (2,875,425) (99,030) (99,030) (99,030) 9,006 9,006 9,006 2015 6 30 11,501,700 56,341,734 1,426,228 (361,237) 9,798,570 23,830,944 102,537,939 8,928,490 14,408 8,942,898 111,480,837 2014 1 1 9,584,721 32,383,071 163,065 (413,634) 8,009,216 11,780,552 61,506,991 2,592,765 5,402 2,598,167 64,105,158 2,877,518 2,877,518 139,409 139,409 3,016,927 106,183 30,524 136,707 5,974 5,974 142,681 106,183 30,524 2,877,518 3,014,225 145,383 145,383 3,159,608 (24,158) (24,158) 176,524 176,524 152,366 644,501 644,501 644,501 45 (1,150,166) (1,150,166) (1,150,166) (117,145) (117,145) (117,145) 2014 6 30 9,584,721 32,358,913 269,248 (383,110) 8,009,216 13,507,904 63,346,892 3,442,028 5,402 3,447,430 66,794,322 (a) (b) (i)(ii) 89 160
87 2015H 2015 6 30 6 30 2015 2014 13,952,861 3,859,718 5,801,783 1,657,577 (168,831) (36,893) 141,937 143,437 543,570 74,912 (452,305) (168,739) 5,436 (851) 9,006 (99,314) (342,986) 7,800 (602,883) (225,612) 18,788,274 5,311,349 (2,023,646) (1,217,014) (77,861,827) (6,046,075) (4,218,447) (5,952,338) (15,282,243) (5,751,746) 2,000,000 (9,580,852) (3,482,073) (421,487) (22,229) (106,278,262) (4,949,013) (3,431,896) (2,581,984) 108,338,885 6,444,397 5,670,999 2,419,489 45,598,491 7,957,000 (5,790,000) 3,000,000 (993) (247) (44,493,004) (4,870,484) (1,462,368) (700,633) (2,619,018) (546,840) (48,574,390) (6,117,957)
2015H 88 2015 6 30 6 30 2015 2014 75,995 53,240 (172,468) (113,977) 425 2,574 (551,257) 423,935 1,287 249,848 397,368 (2,075,879) (458,957) 51 (137,589) (3,784,038) (593,482) (1,729,293) (2,780,472) (5,631,796) (2,881,656) (1,221,453) 153,735 (82,712) H 25,972,690 2,948,029 644,501 140,093,569 6,296,392 14,679,402 13,179,271 (1,335,443) (589,430) 67,578 (55,202) (73,577,986) (6,663,863) (68,265) 105,760,004 11,799,153 54,405,142 49,400 24,339,194 20,372,606 345,584 9,827 30 79,089,920 20,431,833 (3,954,461) (1,136,270)
89 2015H 2015 6 30 1. 19881994 9 2001 12 2002 1 2007 67 2012 4 27 H 2. 16 34 2014 2015 1 1 19 2010-2012 2011-2013 2014 12 31
2015H 90 2015 6 30 3. 2015 6 30 2014 4. 6 30 2015 2014 8,696,597 1,943,933 280,634 159,487 405,615 139,057 747,049 681,515 1,239,782 381,613 723 681 14,197 3,616 11,384,597 3,309,902 5. 6 30 2015 2014 1,396,613 944,577 950,529 656,476 4,399,808 1,138,701 2,210,795 423,783 55,100 20,370 9,012,845 3,183,907 73,003 2014117,778
91 2015H 2015 6 30 6. 6 30 2015 2014 602,883 225,612 3,640,955 964,114 99,314 2,798,784 810,848 37 11,829 23,960 452,418 148,635 7,606,183 2,173,169 7. 6 30 2015 2014 194,883 123,014 4,704 7,236 342,986 (7,800) 1,531,370 127,804 2,073,943 250,254 8. 6 30 2015 2014 114,251 111,859 603 1,664 26,831 29,662 252 252 141,937 143,437
2015H 92 2015 6 30 9. 6 30 2015 2014 1,572,646 242,048 37,133 35,219 1,609,779 277,267 10. 6 30 2015 2014 882,208 349,056 80,519 63,912 2,466,714 538,197 185,436 52,191 202,472 39,814 1,869,200 614,344 115,234 63 5,801,783 1,657,577 19,169 201422,098 11. 6 30 2015 2014 51,781 287,149 74,872 133,907 59,603 11,130 40 5,436 (851) 156,396 151,240
93 2015H 2015 6 30 12. 6 30 2015 2014 2,449,233 576,369 340,116 47,804 2,789,349 624,173 (2,877) (5,551) 65 (2,812) (5,551) 237,669 224,169 3,024,206 842,791 25% 16.5%
2015H 94 2015 6 30 13. 6 30 2015 2014 10,154,714 2,877,518 i 8,361 15,496 i ii) (76,934) (29,141) 10,086,141 2,863,873 9,904,218 9,584,721 1.03 0.30 1.02 0.30 (i) 2013 7 182013 10 102014 11 4 7.762.3211.6441 (ii) 2015 1 1685,980,375 2015 6 3025% 2015 2014 2014
95 2015H 2015 6 30 14. 2015 1 1 1,094,502 680,891 818,426 171,367 143,758 27,943 2,936,887 1,786 1,786 13,086 56,843 7,637 6,355 32,683 116,604 (63) (29,624) (4,062) (4,074) (37,823) 4,955 43,150 21 (48,126) (1) (26) (1) (10) (38) 2015 6 30 1,094,438 698,932 888,769 174,941 147,836 12,500 3,017,416 2015 1 1 327,908 542,042 618,295 108,412 99,703 1,696,360 16,032 32,544 48,530 9,155 7,990 114,251 (32) (28,052) (3,904) (3,156) (35,144) (22) (7) (29) 2015 6 30 343,908 574,586 638,751 113,663 104,530 1,775,438 2015 1 1 2015 6 30 30,382 30,382 2015 6 30 720,148 124,346 250,018 61,278 43,306 12,500 1,211,596
2015H 96 2015 6 30 14. 2014 1 1 1,012,010 627,474 730,124 165,014 131,255 4,440 2,670,317 3,561 1,818 411 1,362 7,152 22,022 84,033 21,370 12,404 56,607 196,436 82,484 82,484 (3,048) (15,432) (1,372) (19,852) 27,834 5,259 11 (33,104) 8 240 4 98 350 2014 12 31 1,094,502 680,891 818,426 171,367 143,758 27,943 2,936,887 2014 1 1 278,347 467,925 535,430 104,275 82,354 1,468,331 30,275 74,117 82,685 18,879 17,332 223,288 19,285 19,285 (41) (14,745) (68) (14,854) 1 221 3 85 310 2014 12 31 327,908 542,042 618,295 108,412 99,703 1,696,360 2014 1 1 2014 12 31 30,382 30,382 2014 12 31 736,212 138,849 200,131 62,955 44,055 27,943 1,210,145
97 2015H 2015 6 30 15. 2015 6 30 2014 12 31 2,600,616 623,072 51 149,476 1,968,860 (1,513) 8,684 2,748,579 2,600,616 16. 2015 6 30 2014 12 31 2,308,120 1,779,113 51,868 15,222 3,371,697 3,507,070 460,456 384,736 6,192,141 5,686,141
2015H 98 2015 6 30 16. 2015 2014 6 30 12 31 Haitong-AC Asian Special 42.04% 43.6% Opportunities Fund 50% 50% New Bridge China Auto Caymans 38.9% 38.9% L.P. New Bridge Harveston Asset Management 50% 50% Pte. Ltd Haitong Special Opportunities 100% Fund I S.P. i 50% Haitong China Select Investment 100% Fund S.P. i 50% Haitong Multi-Tranche Investment P 67.25% Fund II S.P. i R 99.4% 50% 27.775% 27.775% 37.5% 37.5% 37% 37% 42.32% 42.83% 21.71% 21.71% Trinitus Asset Management Limited 20% 20%
99 2015H 2015 6 30 16. 2015 6 30 2014 12 31 Diamond Head Capital 28.35% 28.35% International, Ltd Class E 33.68% 37.12% 34.71% 34.71% 15.37% 37.9% 300ETF ii 17.5% 31.9% iii 27.96% 300ETF 2015 6 30 300ETF 0.93 2014 12 312.3913
2015H 100 2015 6 30 16. (i) 2015 1 12015 6 28Haitong Special Opportunities Fund I S.P. ( SP1 ), Haitong China Select Investment Fund S.P. ( SP3 ) Haitong Multi-Tranche Investment Fund II S.P. ( SP6 ) 2015 6 29SP1 SP3 SP6 Hai Tong Asset Management (HK) LimitedSP1 SP3 SP6 50% SP1 SP3 SP6 SP1 SP3 SP6 SP1 SP3 SP6 50% 2015 6 29SP1 SP3 SP6 SP1 SP3 SP6 89SP1330SP3 110SP6 (ii) 2015 6 305,773,000 2014 12 3119,467,200 300 ETF ETF 17.5% 2014 12 3131.9%ETF ETF ETF99 ETF (iii) 2015 4 8 2.5
101 2015H 2015 6 30 17. 2015 6 30 2014 12 31 27,376,224 23,962,578 (3,540,012) (3,411,212) 23,836,212 20,551,366 (465,996) (325,897) 23,370,216 20,225,469 8,917,243 7,399,072 14,452,973 12,826,397 23,370,216 20,225,469 (%) (%) 1 10,500,897 38 8,797,021 37 1 2 7,131,866 26 6,521,894 27 2 3 5,194,641 19 4,433,903 18 3 4,548,820 17 4,209,760 18 27,376,224 100 23,962,578 100 (3,540,012) (3,411,212) 23,836,212 20,551,366 (465,996) (325,897) 23,370,216 20,225,469
2015H 102 2015 6 30 17. 2015 6 30 2014 12 31 (%) (%) 11,218,826 40.98 10,416,174 43.47 5,320,691 19.44 5,524,151 23.05 5,192,823 18.97 2,592,763 10.82 1,871,472 6.84 2,211,345 9.23 1,127,479 4.12 962,798 4.02 715,266 2.61 865,660 3.61 116,018 0.42 217,147 0.91 756,153 2.76 526,523 2.20 333,809 1.22 175,921 0.73 288,399 1.05 292,818 1.22 295,939 1.08 139,349 0.51 177,278 0.74 27,376,224 100.00 23,962,578 100.00 (3,540,012) (3,411,212) 23,836,212 20,551,366 (465,996) (325,897) 23,370,216 20,225,469 2015 6 30 2014 12 31 56,299 269,598 325,897 244,458 42,691 287,149 188,171 269,598 457,769 5,451 5,451 (152,501) (152,501) (131,872) (131,872) 153,707 312,289 465,996 56,299 269,598 325,897
103 2015H 2015 6 30 18. 2015 6 30 2014 12 31 93,837 312,822 20,656 3,006 73,181 309,816 93,837 312,822 2015 6 3094,038 2014 12 31314,734 2015 6 30 4.1%-10.5% 20144.1%-11.75% 19. 2015 6 30 2014 12 31 1,619,764 1,814,512 6,166,590 4,730,988 1,844,741 930,017 i 7,341,370 5,229,877 16,972,465 12,705,394 6,479 3,133,323 2,934,366 13,832,663 9,771,028 16,972,465 12,705,394 ii 1,940,313 1,492,524 iii 4,226,277 3,238,464 6,166,590 4,730,988 7,347,502 3,990,608 9,624,963 8,714,786 16,972,465 12,705,394
2015H 104 2015 6 30 19. (i) 2014 11 2821 26%2017 11 27 2014 12 55 2017 12 5 2014 12 5 5 (ii) 2015 6 302014 12 311,548,208 588,601 (iii) 2015 6 302014 12 31 49,147233,826 28,223,611 6,049,313 34
105 2015H 2015 6 30 20. 2015 6 30 2014 12 31 2,384,260 2,316,600 5,559,427 4,861,063 888,674 639,774 (51,781) 8,780,580 7,817,437 51,781 51,781 5,297,164 3,347,033 3,483,416 4,470,404 8,780,580 7,817,437 21. 2015 6 30 2014 12 31 33,485 33,485 1,183 1,183 30,543 6,577 16,829 13,723 157,746 23,302 15,256 15,508 13,298 37,455 268,340 131,233
2015H 106 2015 6 30 22. 2015 6 30 2014 12 31 i 141,341,109 63,563,468 ii 1,519,298 1,435,112 (249,128) (115,221) 142,611,279 64,883,359 115,221 1,114 133,907 114,107 249,128 115,221 (i) 2015 6 302014 12 31 409,346,214173,687,256 2015 6 302014 12 31 (ii) 2014 12 31 1.5%7% 4% 11% 2014 12 31 1.5%7% 4% 11%
107 2015H 2015 6 30 23. 2015 6 30 2014 12 31 280,552 97,432 4,417,570 3,194,489 3,254 7,099 585,006 318,937 2,294,028 688,524 221,097 115,188 7,801,507 4,421,669 (34,607) (37,315) 7,766,900 4,384,354 2015 6 302015 7 22015 7 7 2015 6 30 2014 12 31 37,315 122 (2,708) 37,193 34,607 37,315
2015H 108 2015 6 30 23. 2015 6 30 2014 12 31 7,493,367 4,230,641 38,896 66,605 214,182 60,034 20,455 27,074 7,766,900 4,384,354 24. 2015 6 30 2014 12 31 2,048,085 1,621,413 1,305 320 ii 1,580,635 1,318,266 3,630,025 2,939,999 i (487,965) (486,027) 3,142,060 2,453,972
109 2015H 2015 6 30 24. 2015 6 30 2014 12 31 486,027 497,857 1,846 (21,360) 92 9,557 (27) 487,965 486,027 (i) 2015 6 30550,000 2015 6 30 87,088 2014 12 3187,088 0 2014 12 3121,983 (ii) Nova Banco4.23
2015H 110 2015 6 30 25. 2015 6 30 2014 12 31 59,336,730 39,366,954 12,642,894 12,703,535 14,029 53,921 6,514,000 11,101,000 (118,924) (59,321) 78,388,729 63,166,089 59,350,779 44,092,885 12,642,874 8,031,525 6,514,000 11,101,000 (118,924) (59,321) 78,388,729 63,166,089 59,910,150 52,873,455 18,478,579 10,292,634 78,388,729 63,166,089 2015 6 30270,901,614 2014 130,374,519
111 2015H 2015 6 30 26. 2015 6 30 2014 12 31 29,816,739 31,361,176 23,246,284 14,011,074 10,996,611 11,174,523 2,540,577 611,453 37 703,769 642,211 67,303,980 57,800,437 2,296,564 4,257,201 36,900,484 30,679,218 i ii 28,106,932 22,864,018 67,303,980 57,800,437 65,697,211 56,273,055 ii 1,606,769 1,527,382 67,303,980 57,800,437 (i) (ii) 38
2015H 112 2015 6 30 26. 2015 6 30 299,448 2014 12 3187,187 37 27. 2015 6 30 2014 12 31 315,267 125,160 132,021 66,914 1,826 828 449,114 192,902 824,930 978,614 500,525 458,367 300,398 308,344 3,925,172 2,923,021 322 120 5,551,347 4,668,466 112,934 16,596 65,818 16,812 1,167,841 597,021 10,740 3,867 1,357,333 634,296 7,357,794 5,495,664
113 2015H 2015 6 30 28. 2015 6 30 2014 12 31 1,559,745 1,281,263 26,898,464 13,537,613 28,458,209 14,818,876 29. 2015 6 30 2014 12 31 78,389,357 23,495,626 i 155,509,869 62,592,458 233,899,226 86,088,084 ii (409,570) (384,473) 233,489,656 85,703,611 (i) 34 (ii)
2015H 114 2015 6 30 30. 2015 6 30 2014 12 31 78,389,357 23,495,626 (859,182) (437,695) 1,559,745 1,281,263 79,089,920 24,339,194 4502014 12 3153 31. 2015 6 30 2014 12 31 i iii 8,987,341 6,985,632 i iii 11,710,211 8,928,533 iii 13,615,546 8,176,114 iii 1,351,442 254,979 35,664,540 24,345,258 ii 22,602,887 15,161,746 5,662,264 4,645,828 28,265,151 19,807,574 7,399,389 4,537,684 35,664,540 24,345,258
115 2015H 2015 6 30 31. (i) 2015 6 3043.65 2014 12 3124.82 2015 6 30 123.76 2014 12 31 67.80 2015 6 30114.18 2014 12 31 92.05 209.83 2014 12 31 152.57 2015 6 3011.08 2014 12 3110.29 2015 6 3016.07 2014 12 31 15.27 2015 6 3022.50 2014 12 3122.52 2015 6 309.46 2014 12 319.47 11.972014 12 3111.38 2015 6 306.11 2014 12 31 2015 6 307.17 2014 12 31 (ii) (iii) 0.75% 6.85% 2014 12 311.53% 6.16%
2015H 116 2015 6 30 32. 2015 6 30 2014 12 31 i 13,000,000 7,500,000 ii 23,188,505 15,426,586 36,188,505 22,926,586 (i) 2015 6 304.65% 5.00% 20144.65% 5.85%) (ii) [2014]285 4.00% 7.00% 33. 2015 6 30 2014 12 31 3,210,000 8,500,000 5,270,000 5,770,000 8,480,000 14,270,000 2015 6 30 1.55% 3.4%1 7 2014 12 31 4.8% 5.1%7 6.3%2014 12 315.8%
117 2015H 2015 6 30 34. 2015 6 302014 12 31 28,223,611 6,049,313 35. 2015 6 30 2014 12 31 2,977,092 1,726,026 1,048,366 435,531 100,335 7,536 296,812 175,264 4,441,941 2,163,513 302,644 468,061 150,190 20,321 124,392 186,140 415,558 379,171 190,777 103,356 2,716,524 883,334 571,703 766,823 992,735 685,458 14,329,069 8,000,534 14,099,464 7,697,576 229,605 302,958 14,329,069 8,000,534
2015H 118 2015 6 30 35. 136,807 2014 12 31 210,130 36. 2015 6 30 2014 12 31 397,000 19,605,765 20,003,884 100,313,590 54,713,980 120,316,355 74,717,864 10,144,767 12,994,806 9,460,998 7,009,078 100,710,590 54,713,980 120,316,355 74,717,864 112,482,245 59,807,864 7,834,110 14,910,000 120,316,355 74,717,864 2015 6 303,377,1672014 3,352,106 1
119 2015H 2015 6 30 36. 2015 6 302014 12 31 2015 6 30 17,896,003 2,001,148 106,807,569 3,237,434 2,609,271 132,551,425 16,026,725 1,589,972 97,097,790 3,215,800 2,386,068 120,316,355 1,869,278 411,176 9,709,779 21,634 223,203 12,235,070 2014 12 31 2,489,083 17,463,786 39,191,870 773,741 18,117,289 715,770 2,786,512 81,538,051 2,019,040 15,070,209 36,845,261 670,000 17,032,519 676,240 2,404,595 74,717,864 470,043 2,393,577 2,346,609 103,741 1,084,770 39,530 381,917 6,820,187
2015H 120 2015 6 30 37. 2015 6 30 2014 12 31 i ii iii iv 18,746 27,366 31,190 22,530 v 24,757 14,628 261,813 154,253 163,860 vi 46,495 211 55,960 vi 3,704 4,636 v 666,384 431,800 4,011 703,769 339,378 642,211 246,986 (i) 2015 6 30 300 300 300 300 6 30 2015 2014 (160,725) 188,867 172,554 (164,907) 11,829 23,960
121 2015H 2015 6 30 37. (ii) 300 2015 6 30 2014 12 31 2015 6 30 IC1507 600,739 (7,582) IF1507 10,548,963 1,473,688 IF1507 35,452 134 IH1507 1,146,051 23,748 12,331,205 1,489,988 (1,489,988) 2014 12 31 IF1501 6,976,314 (375,716) IF1502 45,647 3,794 IF1503 590,111 (26,656) 7,612,072 (398,578) 398,578
2015H 122 2015 6 30 37. (iii) 2015 6 30 2014 12 31 2015 6 30 T1509 839,574 15,960 TF1509 1,007,422 22,310 TF1509 9,595 1 1,856,591 38,271 (38,271) 2014 12 31 T1503 1,112,165 2,909 TF1506 53,504 (170) 1,165,669 2,739 (2,739)
123 2015H 2015 6 30 37. (iv) 2015 6 30 2015 6 30 17,256,0002014 12 312,080,000 2015 6 30 8,406,226 2014 12 317,869,635 2015 6 30 17,256,000 (464) 8,406,226 18,746 (27,366) 25,662,226 18,746 (27,830) 464 18,746 (27,366) 2014 12 31 2,080,000 (3,672) 7,869,635 31,190 (22,530) 9,949,635 31,190 (26,202) 3,672 31,190 (22,530)
2015H 124 2015 6 30 37. (v) 2015 6 302014 12 31 611,900 2015 6 302,445,404 2014 12 31 1,446,680 (vi) 2015 6 308,704,530 2014 12 3115,081,53331,217 2014 12 3155,960 43,274 2014 12 31261 15,278 2014 12 31211155,716 2014 12 31331,576 38. 2015 6 30 2014 12 31 i 10,891,872 11,604,704 iii 3,663,099 2,581,147 ii 6,813,260 1,603,773 37 339,378 246,986 21,707,609 16,036,610 20,691,891 15,028,545 iii 1,015,718 1,008,065 21,707,609 16,036,610 (i) (ii) 2015 6 30
125 2015H 2015 6 30 38. (iii) 2015 6 30 2015 6 30 1,015,718 2014 12 311,008,0656.2 4.89 21 16.56 New Bridge38.9% 162017 12 4 37 39. A H 1.0 2014 1 1 2014 12 31 2015 1 1 8,092,131 8,092,131 1,492,590 1,492,590 9,584,721 9,584,721 1,916,979 1,916,979 1,916,979 1,916,979 2015 6 30 8,092,131 8,092,131 3,409,569 3,409,569 11,501,700 11,501,700 2015 2015A2015H H [2015]811H 2015 5 152015 5 2917.18 H 1,048,141 868,8381 25,875,204 1,916,97923,958,225 HH
2015H 126 2015 6 30 40. 2015 6 30 2014 12 31 903,174 566,817 (1,661,098) (758,197) (757,924) (191,380) 2014 1 1 179,802 (11,757) (17,370) 56,420 122,130 11,605 4,519 345,349 (1,859) 8,932 379 69,293 76,745 (712,328) 2,107 18,544 193,478 (232,699) 95,390 72,170 (131) (563,469) (49,979) (49,979) (39) 13 (26) 2014 12 31 (532,526) (9,689) (685) 258,830 (160,548) 107,374 141,463 4,401 (191,380) 820 820 (194,717) (478) (382,382) 250,669 16,968 (43,389) 112,225 3,435 (237,669) (329,662) (329,662) 3 (3) (32) (1) (33) 2015 6 30 (727,243) (10,164) (383,067) 510,316 (473,242) 63,985 253,656 7,835 (757,924)
127 2015H 2015 6 30 41. 2015 6 30 2014 12 31 i 109,763 1,405,329 ii iii iv) 43,922,900 34,359,083 v 34,940,270 vi 1,344,253 vii 10,714,000 11,255 91,031,186 35,775,667 4,756,619 86,274,567 35,775,667 91,031,186 35,775,667 (i) 20132014 10.08 79511.64 918 1.25% 5 2015 6 30 2015 3 182015 6 8 201320143.102.44 2014 12 313.612.85 5.174.08 2014 12 3164.73 2015 6 30 201320146.75 5.32 2014 12 313.25 2.5610.27 8.1 2014 12 31
2015H 128 2015 6 30 41. (ii) 2013 10 29 9 55.199.574% 3.95% 54 29 10 29 2014 4 29 85 2014 9 11 Haitong International Finance 2014 Limited 6 36.72014 Haitong International Finance 2014 Limited Haitong International Finance 2014 Limited 2015 1 29 Haitong International Finance 2015 Limited 7 42.8 2015 1 22 23 29 2015 4 21Haitong International Finance Holdings 2015 Limited 6.741.099.891% 3.5%2020 4 205 2015 5 15200,000 5.9%3 (iii) 2013 11 25 120 3 51072.6 23.5 23.9 36.05% 56.15% 10 6.18% 2014 7 14 110 3 51056.5 45.5 8 35.25% 55.45% 10 5.85%
129 2015H 2015 6 30 41. (iv) 2014 5 30 2014 9 18Unican Limited 500,0001,600,0003 5.80% 5.60% Unican Limited 2014 11 20400,000 35.39% 2015 2 265 46 1 2 5.4 3.3 3.8% 4.5% (v) 2015 4 81505.5% 53 2015 6 12200150 5.30%50 5.38% 2017 6 122018 6 12 (vi) 2015 5 7 13.62 0.14 1,377,079 5.60% 6.55%2015 7 23 2018 10 23 (vii) [2014]285 5.3% 6.0% 14 25
2015H 130 2015 6 30 42. 2015 6 30 2014 12 31 2,109,737 1,913,474 23,162 27,645 2,132,899 1,941,119 43. 1 10 2015 6 302014 12 31 2015 6 30 2014 12 31 1 246,968 228,984 25 346,412 326,153 5 25,451 47,987 618,831 603,124
131 2015H 2015 6 30 43. 1 10 2015 6 30 2014 12 31 1 11,421 12,358 25 26,217 29,833 5 7,618 9,413 45,256 51,604 44. 2015 6 30 2014 12 31 39,950 40,239 39,950 40,239 45. 2015 6 30 2014 12 31 2,875,425 1,150,166 2015201420142013 0.250.12
2015H 132 2015 6 30 46. 6 30 2015 2014 1,309 423 (9) (17) BE 6 30 2015 2014 2,116 396 (Asia) 12,787 22,790 650 (117) (98) (40) (12) (11) (9) (ASIA) (166) (50) (107) (540)
133 2015H 2015 6 30 46. BE 2015 6 30 2014 12 31 1,548 278 (ASIA) 13,064 12,874 649 105 (97) (67) (61) (5) (ASIA) (80) (113) (257) (310) (20) (54) ()( ) ( ) ( ) ( ) 6 30 2015 2014 10,000 10,000 9,960 9,960 21,447 21,695 30,460 2,940
2015H 134 2015 6 30 46. ()( ) ( ) ( ) ( ) 2015 6 30 2014 12 31 (72,700) 6 30 2015 2014 12,637 14,089 1,785 1,328 14,422 15,417
135 2015H 2015 6 30 47. 2015 6 30 2014 6 30 2015 6 30 15,056,742 1,574,174 4,204,311 949,625 270,878 1,594,043 973,456 3,380,396 28,003,625 28,003,625 765,623 132,694 4,383 6,640 1,625,986 55,516 2,590,842 (2,590,842) 14,178 11,155 1,243,151 800 514,874 307,901 (18,116) 2,073,943 2,073,943 15,836,543 1,718,023 5,447,462 954,808 277,518 3,734,903 1,281,357 3,417,796 32,668,410 (2,590,842) 30,077,568 (8,619,667) (977,028) (1,944,430) (302,171) (35,618) (4,220,811) (909,082) (1,538,369) (18,547,176) 2,253,638 (16,293,538) 7,216,876 740,995 3,503,032 652,637 241,900 (485,908) 372,275 1,879,427 14,121,234 (337,204) 13,784,030 2,911 137,547 28,373 168,831 168,831 7,216,876 740,995 3,503,032 652,637 244,811 (348,361) 372,275 1,907,800 14,290,065 (337,204) 13,952,861
2015H 136 2015 6 30 47. 2014 6 30 3,214,374 675,672 1,396,777 673,427 189,728 920,678 689,801 906,521 8,666,978 8,666,978 277,452 (145,871) 19,603 2,699 43 949,590 1,103,516 (1,103,516) 10,435 366 109,407 2 2,500 111,774 22,247 (6,477) 250,254 250,254 3,502,261 530,167 1,525,787 676,128 192,271 1,982,042 712,048 900,044 10,020,748 (1,103,516) 8,917,232 (2,497,016) (294,588) (459,239) (271,848) (11,945) (1,488,829) (471,489) (689,673) (6,184,627) 1,090,220 (5,094,407) 1,005,245 235,579 1,066,548 404,280 180,326 493,213 240,559 210,371 3,836,121 (13,296) 3,822,825 164 (8,777) 43,491 2,015 36,893 36,893 1,005,245 235,743 1,066,548 404,280 171,549 536,704 240,559 212,386 3,873,014 (13,296) 3,859,718 10%
137 2015H 2015 6 30 48. 2015 6 302014 12 31 1 1 5 5 2015 6 30 142,611,279 142,611,279 224,473,654 9,421,072 4,500 233,899,226 26,898,464 26,898,464 1,006,857 58,903,293 18,478,579 78,388,729 2,216,991 20,746,667 6,853,081 29,816,739 69,836 993,331 556,597 1,619,764 20,656 73,181 93,837 5,297,164 3,483,416 8,780,580 272,628 8,644,615 14,452,973 23,370,216 252,651,603 227,184,906 58,232,647 7,409,678 545,478,834 28,265,151 7,399,389 35,664,540 112,482,245 7,834,110 120,316,355 36,188,505 36,188,505 8,480,000 8,480,000 184,614,818 184,614,818 4,756,619 78,890,912 7,383,655 91,031,186 184,614,818 190,172,520 94,124,411 7,383,655 476,295,404
2015H 138 2015 6 30 48. 1 1 5 5 2014 12 31 64,883,359 64,883,359 71,788,511 14,086,573 213,000 86,088,084 13,537,613 13,537,613 52,873,455 10,292,634 63,166,089 2,000,000 2,000,000 3,158,081 17,724,521 10,478,574 31,361,176 66,463 2,847,701 998,073 3,912,237 3,006 309,816 312,822 3,347,033 4,470,404 7,817,437 200,877 7,198,196 12,826,396 20,225,469 85,527,001 147,616,166 48,684,472 11,476,647 293,304,286 1,006,000 18,801,574 19,807,574 59,807,864 14,910,000 74,717,864 22,926,586 22,926,586 14,270,000 14,270,000 80,766,843 80,766,843 32,602,151 3,173,516 35,775,667 4,537,684 4,537,684 1,941,119 1,941,119 81,772,843 115,806,024 53,990,954 3,173,516 254,743,337
139 2015H 2015 6 30 49. 2015 6 30 2014 12 31 510,026,949 248,971,142 23,370,216 20,225,469 16,972,465 12,705,394 93,837 312,822 67,303,980 57,800,437 617,767,447 340,015,264 489,598,310 251,619,239 21,707,609 16,036,610 511,305,919 267,655,849 50.
2015H 140 2015 6 30 50. 95%95%
141 2015H 2015 6 30 50. 2015 6 30 2014 12 31 95% 215,455 110,000 2015 6 30 2014 6 30 95% 148,800 58,000 2015 6 30 2014 6 30 95% 90,103 29,000
2015H 142 2015 6 30 50. 2015 6 30 2014 6 30 95% 215,455 110,000 10% 10% 6 30 2015 2014 10% 510,988 9,001 10% (510,988) (9,001) 10% 5,406 12,367 10% (5,406) (12,367)
143 2015H 2015 6 30 50. 2015 6 30 2014 50 50 2015 6 302014 6 3088,305 264,168 2015 6 302014 6 30 18,220 24,364
2015H 144 2015 6 30 50. 2014
145 2015H 2015 6 30 50.
2015H 146 2015 6 30 50. 2015 6 30 2014 12 31 1) 211 2) 46,495 55,960 3) 666,384 456,557 4) 14,628 154,253 261,813 163,860 5) 18,746 27,366 31,190 22,530 6) 3,704 4,636 7) 4,011
147 2015H 2015 6 30 50. 2015 6 30 2014 12 31 8) 38,805,464 391,584 34,868,576 67,632 506,018 230,464 1,463,083 2,338,721 128,511 9) 1,781,786 2,073,142 13,209 8,086 10) 17,909,970 928,069 13,577,468 26,764 788,296 823,095 11) 5,170,830 5,959,955 1,476,720 486,636
2015H 148 2015 6 30 50. 2015 6 30 2014 12 31 12) 2,540,577 611,453 5,128,558 3,125,109 7,043 13) 1,548,208 588,601. 14) 9,457,785 11,347,476 15) 3,663,099 2,569,490 11,657 16) 6,813,260 1,603,773 17) 2,212,812 2,097,725
149 2015H 2015 6 30 50. 2015 6 30 24,608 13,209 407,612 445,429 237,079 128,511 952,861 1,318,451 165,789 165,789 23 23 1,884 1,884 21,946 21,946 831,468 758,210 1,589,678 30,086 30,086 368,021 1,476,720 1,844,741 4,402,765 1,424,202 5,826,967 52,253 52,253 673,540 788,610 1,462,150 1,463,083 7,535,294 3,761,020 12,759,397
2015H 150 2015 6 30 50. 2015 6 30 7,135,127 366,140 7,501,267 6,100,255 1,607,193 7,707,448 2,497,616 84,109 2,581,725 531,118 7,644 538,762 538,360 14,534 552,894 791,185 791,185 757,508 757,508 548,902 675 549,577 1,004,084 11,526 1,015,610 204,036 10,886 214,922 144,933 6,052 150,985 265,515 30,729 296,244 202,239 29,882 232,121 111,718 111,718 11,605 4,000 15,605 21,084 21,084 207,630 207,630 7,306,330 11,915,001 19,221,331 4,586,981 1,963,661 6,550,642 13,457 4,031,308 4,044,765 5,825,781 5,170,830 10,996,611 2,318,149 2,318,149 222,428 222,428 703,769 703,769 38,805,464 28,498,516 67,303,980 40,268,547 36,033,810 3,761,020 80,063,377 339,378 339,378 506,018 10,385,854 10,891,872 10,476,359 10,476,359 506,018 21,201,591 21,707,609 39,762,529 14,832,219 3,761,020 58,355,768
151 2015H 2015 6 30 50. 2014 12 31 282,918 8,086 494,131 785,135 424,490 424,490 7,754 94,470 102,224 35,505 35,505 23,411 23,411 7,096 7,096 14,990 14,990 13,626 13,626 31,619 31,619 4,367 4,367 3,870 3,870 45,831 45,831 3,773 3,773 4,673 4,673 991,417 793,049 1,784,466 30,046 30,046 443,381 486,636 930,017 7,043 3,125,109 2,097,725 5,229,877 2,345,764 4,442,926 2,686,326 9,475,016
2015H 152 2015 6 30 50. 2014 12 31 5,096,414 551,379 5,647,793 4,027,370 1,527,383 5,554,753 344,388 53,257 397,645 481,904 481,904 399,995 399,995 333,650 333,650 211,155 211,155 248,403 248,403 315,652 315,652 41,096 2,400 43,496 25,287 6,355 31,642 206,229 206,229 43,368 43,368 64,066 64,066 2,930 2,930 23,847 23,847 4,546 4,546 9,894,706 10,870,687 20,765,393 6,910,987 745,612 7,656,599 978,015 1,961,169 2,939,184 5,214,568 5,959,955 11,174,523 611,453 611,453 211 642,000 642,211 34,868,787 22,931,650 57,800,437 37,214,551 27,374,576 2,686,326 67,275,453 246,986 246,986 230,464 11,374,240 11,604,704 4,184,920 4,184,920 230,464 15,806,146 16,036,610 36,984,087 11,568,430 2,686,326 51,238,843
153 2015H 2015 6 30 50. 2015 6 30 2015 1 1 494,131 94,470 2,097,725 2,686,326 88,181 637,994 17,666 743,841 (452,180) (452,180) 277,480 71,319 314,867 4,280 115,087 783,033 2015 6 30 407,612 165,789 952,861 21,946 2,212,812 3,761,020 2014 12 31 2014 1 1 112,131 75,241 76,215 10,491 274,078 538,324 87,000 2,096,170 2,721,494 (52,746) (75,000) (65,100) (10,100) (202,946) (103,578) 7,470 (241) (11,115) (391) 1,555 (106,300) 2014 12 31 494,131 94,470 2,097,725 2,686,326
2015H 154 2015 6 30 51. (%) Japaninvest 2015 3 31 100 148,779 2014 1 15 100 4,483,000 4,631,779 Japaninvest 2015 3 31Haitong International (BVI) Limited ( Haitong BVI )Japaninvest Group plc ( Japaninvest ) 100% 2,878,200 148,779 Japaninvest 2015 3 22015 3 26 Japaninvest Japaninvest 148,779 148,779,000
155 2015H 2015 6 30 51. 1,794 5,605 7,151 820 11,190 24,766 26,560 (26,807) (450) (27,257) (697)
2015H 156 2015 6 30 51. 148,779 697 149,476 Japaninvest Japaninvest 148,779 (11,190) 137,589
157 2015H 2015 6 30 51. Japaninvest 2.21Japaninvest19.87 2015 1 1280.4 109.282015 1 1 Japaninvest 2014 1 UT Capital Holdings100% 7.1544.83
2015H 158 2015 6 30 51. 719,700 4,899,008 42,010 50,000 7,436 31,578 5,749,732 7,529,089 7,152 4,598 76,745 2,903 7,620,487 13,370,219 4,726,775 1,514 401,550 587,563 36,405 159,263 5,913,070 3,598,771 1,343,406 4,942,177 10,855,247 2,514,972 12,504,588 14,735,354 2,015,192 215,574
159 2015H 2015 6 30 51. 4,483,832 (2,514,972) 1,968,860 4,483,832 (699,794) 3,784,038 20142014 6 30 182,059689,144 52.
2015H 160 2015 6 30 53. 2015 7 2Unican Limited10 5.15%3 2015 7 6 2015 6 30 15%ETF 2014 12 Nova Banco ( BESI ) BESI3.7928 BESI 2015 8 13 2015 8 24 [2015011]