2013 10 1.50

2 5 6 16 20 22 62 65 80 88 106 141 290 291 292 298 299

2013 12 24 2

2013 CLSA BV 2013 7 31 2013 12 2 2013 2013 CASA BV Crédit Agricole Securities Asia BV 3

A 1.00 600030 H 1.00 6030 A A H H 4

5

CITIC Securities Company Limited CITIC Securities Co., Ltd. 8 518048 8 518048 48 100026 1 26 http://www.cs.ecitic.com ir@citics.com 0755-2383 5888010-6083 8888 0755-2383 5861010-6083 6029 95548 6

2013 010-6083 6688 0755-2383 5383010-6083 6030 http://www.sse.com.cn http://www.hkexnews.hk 8 16 48 15 1 26 1 16 1 22 A 166 36 H 183 17M A 600030 H 6030 100000000018305 440300101781440 440300101781440 10178144 1,101,690.84 7

1,101,690.84 A 983,858.07 H 117,832.77 347.96 2013 9 13 9 10 1-2 1995 10 25 6 10001830 10178144 8

2013 1995 10 25 3 95% 1999 12 29 208,150 37.85% 2000 4 6 2002 12 A 40,000 4.50 2003 1 6 248,150 31.75% 2005 8 15 10:3.5 10 3.5 3,000 248,150 194,150 78.24%2008 8 15 29.89% 2006 5 29 A 50,000 9.29 248,150 298,150 24.88% 2007 8 27 A 33,373.38 74.91 298,150 331,523.38 23.43% 2008 4 2007 10 5 10 10 331,523.38 663,046.76 9

2010 6 2009 10 5 10 5 663,046.76 994,570.14 2011 9-10 H 107,120.70 13.30 1 13 10,712.07 H 109,483 H H 7,590.70 H H 759.07 2011 10 6 2011 11 1 2011 11 7 994,570.14 1,101,690.84 A 983,858.07 H 117,832.77 20.30% 2011 12 27 20.30% 2011 12 27 2013 2 25 20.30% 1996 1999 10 2002 2006 2007 ( Q D I I ) 2008 2009 2010 2011 2012 2013 2014 1 10

2013 A AA 6 1 180 50 300 A50 88 H A H 100 25 M S C I (1) ( Q D I I ) (2) (3) (4) (5) 11

2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 100 2013 2013 2013 DHL 2013 12

2013 International Academyof Communications Arts and Sciences 27 ARC 2012 2012 2012 2012 2012 2013 2013 2012 2013 13

2013 2013 2013 2013 2013 2013 2012 2012 2012 A 14

2013 2012 2012 2012 2012 2012 A 50 PVC 2013 PE 2013 2013 50 16 2013 5 21 2013 15

2013 2012 (%) 2011 16,115,272,156.70 11,693,881,925.78 37.81 25,033,193,809.54 6,859,623,162.87 5,430,692,921.71 26.31 15,011,239,812.29 6,846,091,166.57 5,487,269,095.67 24.76 15,031,003,399.73 5,243,916,979.11 4,237,418,476.37 23.75 12,576,482,780.31 5,267,820,120.39 4,190,666,923.74 25.70 12,561,642,675.37-646,866,123.36 386,693,625.76-2,872,623,608.16-18,609,569,343.95-19,102,688,007.45-26,923,909,001.17 2013 12 31 2012 12 31 (%) 2011 12 31 271,354,248,951.82 168,507,554,655.12 61.03 148,280,379,973.73 181,952,153,799.06 81,823,257,968.16 122.37 61,290,177,125.53 87,688,484,740.93 86,465,003,750.73 1.42 86,587,284,850.98 11,016,908,400.00 11,016,908,400.00 11,016,908,400.00 2013 2012 (%) 2011 8,179,026,841.14 7,883,152,835.82 3.75 14,794,011,286.40 3,713,378,051.47 3,969,327,034.69-6.45 8,995,003,147.61 3,730,847,978.52 3,994,431,230.73-6.60 8,997,098,952.14 2,908,853,406.92 3,130,651,180.83-7.08 7,360,909,917.94 2,895,750,961.63 3,111,823,033.80-6.94 7,359,326,764.35-506,120,365.41 428,992,641.07-1,962,794,020.72-12,125,587,010.93-14,994,699,716.46-14,283,608,157.81 2013 12 31 2012 12 31 (%) 2011 12 31 192,933,649,706.95 130,201,500,360.02 48.18 114,390,405,073.04 121,243,106,590.53 57,608,617,765.11 110.46 40,619,895,688.03 71,690,543,116.42 72,592,882,594.91-1.24 73,770,509,385.01 11,016,908,400.00 11,016,908,400.00 11,016,908,400.00 16

2013 2013 2012 (%) 2011 0.48 0.38 26.32 1.23 0.48 0.38 26.32 1.23 0.48 0.38 26.32 1.23 (%) 6.02 4.90 17.00 1.12 6.05 4.84 16.99 (%) 1.21-1.69-1.73-2.44 2013 12 31 2012 12 31 (%) 2011 12 31 7.96 7.85 1.40 7.86 (%) 60.47 35.17 25.30 22.19 2013 2012 (%) 2011 0.26 0.28-7.14 0.72 0.26 0.28-7.14 0.72 0.26 0.28-7.14 0.72 (%) 4.05 4.28 11.91 0.23 4.03 4.25 11.91 (%) 0.22-1.10-1.36-1.30 17

2013 12 31 2012 12 31 (%) 2011 12 31 6.51 6.59-1.21 6.70 (%) 59.42 37.03 24.09 22.39 2013 2012 2011 1,552,303.71-805,348.68 1,219,373.96 26,264,089.92 14,511,408.18 4,086,179.00 4,012,273.69-41,348,389.93 38,857,840.77 14,458,034.48 5,333,333.33 31,720.00 652,684.47 34,041.97 10,339,424.98 14,505,270.19 4,889,440.53-23,903,141.28 46,751,552.63 14,840,104.94 2013 12 31 347.96 14.02% 2013 12 31 2012 12 31 34,796,488,665.78 40,471,726,091.03 71,690,543,116.42 72,592,882,594.91 (%) 849.74 1,333.00 (%) 48.54 55.75 (%) 33.15 94.81 (%) 68.29 170.05 76.11 69.55 (%) (%) 176.88 91.82 18

2013 1 2012 12 31 2013 2 2012 12 31 2013 12 31 11,016,908,400.00 11,016,908,400.00 34,391,521,675.23 297,409,822.45 34,094,111,852.78 5,885,189,304.86 553,953,128.13 6,439,142,432.99 10,424,684,744.87 977,039,230.40 11,401,723,975.27 25,219,881,621.00 5,248,313,965.24 4,836,064,878.53 25,632,130,707.71-473,181,995.23 422,350,632.59-895,532,627.82 86,465,003,750.73 6,779,306,323.77 5,555,825,333.57 87,688,484,740.93 19

2013 2013 161.15 37.81% 52.44 23.75% 2013 2 0 1 3 2013 6.18% 542.99 10.95% 1,595.37 1,578.39 5,048.58 1.7 Q F I I 110 2013 334.20 9.64% 31.41 78.77 20

2013 2011 2013 2010 117 2013 1,100 8 2012 15% 2013 28% 2013 8 200 2012 1.55 2013 2.5 2014 2014 2014 2014 3 27 21

2013 2013 2013 22

2013 2011 2013 27% 39% 2011 2013 8 200 2014 2014 23

2013 A 3.09% I P O 4,594 20.40% 3,522 2,151 3.67% 76.66% 227.73% 233.12% 2013 A 60.12% 2012 60.68% 2013 24

2013 16 542.99 10.95% 1 I P O 11 243.25 2013 2012 15,291 1 17,361 15 39,008 15 33,287 15 54,299 16 50,648 30 2012 2013 5 I P O 3 4 21 2014 2014 2013 2013 1-5 2013 5 2013 5 2013 25

2013 141 1,595.37 4.02% 2013 2012 29,000 17 37,267 20 31,247 40 20,716 13 54,775 25 93,600 24 25,390 32 36,150 30 15,325 18 16,950 15 3,800 9 10,672 35 159,537 141 215,355 137 37 132 26

2013 2014 2014 2013 2.33 3.86% 27,830 0.49% 40.67% 56% 2013 2,456.40 29.03% 2,743 0.11% 36.76% 53.78% 2013 256.42 1,578.39 30 2013 27

2014 2014 2013 2,002 52% 2013 0.796 1% 2013 12 31 23.91 3.78% 5,264 12% 2013 2013 5.89 6.18% 7.29% 2013 1.79 500 36.2% 54 QFII 110 2013 1,139.03 28

2013 2014 2014 2014 2013 2013 A 2013 2,115.98 6.75% 8,121.79 10.91% 300 2,330.03 7.65% 2013 ( E T F ) 2013 6 ETF ETF E T F O T C 2013 29

2013 9.64% 2013 12 31 330.86 285.32% 3.34 33.15% 2013 12 31 2012 12 31 22,502 6,236 7,310 1,869 3,608 732 33,420 8,837 2013 2013 A 30

2013 2014 2014 2014 4,500 A 10% 31

2013 2013 12 31 5,048.58 330.64 4,689.65 28.29 2013 12 31 2012 12 31 2013 1-12 2012 1-12 33,064 24,923 193.56 151.56 468,965 222,423 245.96 46.13 2,829 3,493 2.06 0.40 504,858 250,839 441.58 198.09 2013 2,465.42 2013 35 42.11 51.08 2013 41 1 81.41 32

2013 2013 2013 12 31 3,333.74 12.01% 2,447.15 3.98% 8.15% 886.58 42.37% 501.14 2014 2014 QDII 2014 2013 2013 349 5.4% 339 345.06 36.3% 2013 660 2.9% 602 244.83 23.7% 2013 A I P O 2013 228 62 33

2012 12 2013 16 15 2013 1 2013 7 2013 12 31 19 36.44 2014 2013 8 25.84 2014 L P 34

2013 2013 A 70 A + H 180 ( N D R ) 2013 12 31 150 1,300 18 2013 2013 52.44 23.75% 0.48 26.32% 6.02% 1.12 35

2013 161.15 37.81% 90.19% 484.24% 34.08% A IPO 19.84% 2013 92.56 47.78% 2013 876.88 12.23 1.42% 2013 2,261.58 2012 1,337 924.58 69.15% 276.85 12.24% 51.46% 2.65% 15.17% 2013 1,367.56 2012 470.16 897.40 190.87%,2013 60.47% 2012 35.17% 25.30 2013 61.07 156.24 2013-186.10 4.93 347.28 157.73 533.38 152.80 36

2013 2013 47.70 40.27 541.32% 2013 202.98 114.48 129.36% 2013 2012 2013 37

2013 12 31 2012 12 31 69,898,019,216.66 38,807,609,143.38 31,090,410,073.28 1,272,569,905.86 25,351,175,094.00 29,191,745,237.08-3,840,570,143.08 1,774,264,658.10 19,283,110,036.50 18,778,329.28 19,264,331,707.22-13,760,634.54 5,165,206,572.00-213,080,173.68 5,378,286,745.68 1,115,493,057.88 119,697,510,919.16 67,805,052,536.06 51,892,458,383.10 4,148,566,987.30 2013 12 31 2012 12 31 51,214,298,476.65 35,178,304,957.97 16,035,993,518.68 908,749,089.98 25,756,797,053.60 24,901,377,755.00 855,419,298.60 1,006,343,994.91 1,855,351,620.00 1,855,351,620.00-14,083,308.65-351,970,596.00-235,144,879.49-116,825,716.51 1,025,317,160.34 78,474,476,554.25 59,844,537,833.48 18,629,938,720.77 2,926,326,936.58 2013 (%) -1,371,973,497.12-20.04 7,108,896.57 0.10 799,490,572.71 11.68-565,374,027.84-8.26 38

2013 2012 12 31 2013 12 31 3,880,760.91-137,197.35 6,989,801.92 2,919,174.52-33,403.89 34,991.71 2,535,117.51 42,319.20 151,636.52 649,136.76 6,842,254.63 14,439.17-33,403.89 34,991.71 10,174,056.19 1,877.83 710.89 1,928,311.00 63,627.21-68,054.13 132,616.11 65,505.04-67,343.24 2,060,927.11 39

2012 12 31 2013 12 31 300,347.31 4,677.15 1,740,520.56 4,319.87 105,823.60 565,324.52 152,631.13 885,295.75 393,160.32-18,086.08 8,667.85 168,292.73 850,458.63 110,500.75-18,086.08 8,667.85 3,359,433.56 1,877.83 32.27 1,742,432.21 2,390.92-10,887.30 14,212.99 4,268.75-10,855.03 1,756,645.20 30% 2013 12 31 2012 12 31 (%) 12,130,321,979.29 7,515,088,749.62 61.41 34,301,932,193.54 9,423,188,172.56 264.02 69,898,019,216.66 38,807,609,143.38 80.11 6,491,367,636.03 423,191,955.50 1,433.91 22,091,991,844.47 793,623,315.31 2,683.69 9,333,213,112.04 4,504,753,489.31 107.19 2,165,506,780.70 705,314,697.40 207.03 1,915,891,288.09 160,950,213.84 1,090.36 10,047,494,513.20 500,900,118.60 1,905.89 1,323,254,389.82 836,688,259.47 58.15 879,008,686.15 460,256,513.87 90.98 2,525,220,343.44 790,564,250.00 219.42 4,710,000,000.00 2,900,000,000.00 62.41 19,283,110,036.50 18,778,329.28 102,588.10 1,326,161,064.03 636,272,129.18 108.43 55,704,255,109.45 22,043,613,830.19 152.70 61,259,657.45 175,297,094.54-65.05 3,295,862,334.00 2,313,600,473.02 42.46 40

2013 2013 12 31 2012 12 31 (%) 2,203,344,456.76 1,004,470,876.58 119.35 5,933,935,348.29 1,570,837,711.98 277.76 890,887,986.47 143,093,610.51 522.59 4,944,354.24-100.00 567,000,000.00 26,177,107,880.67 1,500,000,000.00 1,645.14 872,286,123.86 323,176,055.72 169.91 1,207,435,242.38 591,321,409.91 104.19-895,532,627.82-473,181,995.23 1,713,610,411.83 219,292,936.23 681.43 2013 2012 (%) 9,638,159,347.03 6,288,890,072.58 53.26 829,409,801.63 1,224,490,605.51-32.26 6,035,887,139.45 3,663,411,592.35 64.76-565,374,027.84 416,773,726.44-58,397,218.96 25,160,000.70 235,587,115.39 75,155,928.20 213.46 772,601,362.05 400,887,979.18 92.72 8,080,921,782.92 5,820,003,284.32 38.85 352,784,351.81 30,038,736.55 1,074.43 49,341,497.05 12,259,004.02 302.49 66,999,594.73 4,453,345.66 1,404.48 1,538,044,291.09 1,180,466,077.73 30.29-646,866,123.36 386,693,625.76 4,770,484,449.46 743,853,723.17 541.32 20,297,856,101.01 8,849,773,033.25 129.36 41

2013 2012 (%) 14 408,172,090.11 11 233,078,165.72 75.12 2 62,523,047.54 2 42,144,803.16 48.35 2 13,799,488.11 2 8,758,373.23 57.56 1 12,921,951.67 1 8,501,526.40 52.00 4 48,325,925.24 4 30,853,764.72 56.63 2 139,208.39 1 186,128.19-25.21 14 382,143,526.97 14 231,666,271.60 64.95 14 180,307,980.36 9 123,234,643.67 46.31 52 1,238,588,863.17 52 836,812,153.68 48.01 3 9,266,415.34 3 4,638,835.31 99.76 7 10,504,651.69 5 3,951,626.98 165.83 6 10,963,407.14 6 4,652,338.87 135.65 46 656,470,518.31 44 448,996,046.56 46.21 5 16,633,336.03 5 9,746,974.53 70.65 5 57,785,279.58 3 35,510,693.36 62.73 1 15,247,884.57 1 8,456,466.47 80.31 14 228,951,235.97 11 131,502,098.65 74.10 3 2,640,579.98 2 570,099.65 363.18 1 2,447,546.06 1 862,986.73 183.61 1 24,494,664.84 1 15,892,423.83 54.13 1 815,334.48 1 219,818.79 270.91 2 29,734,776.12 1 18,568,638.98 60.13 2 1,878,255.00 1 1,098,270.43 71.02 1 8,802.30 1 204 3,414,764,768.97 181 2,199,903,149.51 55.22 9,664,235,102.01 8,695,746,694.85 11.14 204 13,078,999,870.98 181 10,895,649,844.36 20.04 3,036,272,285.72 798,232,081.42 280.37 204 16,115,272,156.70 181 11,693,881,925.78 37.81 42

2013 2013 2012 (%) 14 210,838,812.33 11 68,149,482.73 209.38 2 35,896,946.73 2 14,827,992.32 142.09 2-1,879,518.08 2-5,546,567.72 1-1,167,581.63 1-3,913,265.27 4 3,100,638.28 4-10,633,509.30 2-1,523,297.71 1-1,200,780.59 14 167,706,857.72 14 36,610,078.43 358.09 14 80,881,642.78 9 43,879,619.35 84.33 52 658,745,914.39 52 261,114,705.73 152.28 3-6,295,161.50 3-11,674,153.04 7-11,083,148.18 5-13,766,338.85 6-17,668,349.65 6-23,675,818.55 46 304,000,476.45 44 119,207,301.31 155.02 5-5,769,275.76 5-9,463,402.33 5 21,325,121.55 3 5,454,126.96 290.99 1 7,105,890.70 1 1,088,924.57 552.56 14 94,053,038.86 11 18,346,658.96 412.64 3-3,198,279.84 2-4,065,395.26 1-867,868.29 1-2,570,649.27 1 13,169,527.66 1 5,523,692.47 138.42 1-4,180,524.01 1-4,020,360.60 2 12,378,533.88 1 5,826,191.87 112.46 2-228,146.27 1-469,385.83 1-201,214.43 1-40,170.64 204 1,555,100,865.34 181 489,029,148.09 218.00 4,389,606,301.70 4,702,188,319.07-6.65 204 5,944,707,167.04 181 5,191,217,467.16 14.51 914,915,995.83 239,475,454.55 282.05 204 6,859,623,162.87 181 5,430,692,921.71 26.31 43

(%) (%) (%) 6,539,965,638.77 3,571,329,346.87 45.39 77.84 41.95 13.80 1,671,252,608.30 1,032,853,539.85 38.20 409.67 290.21 18.92 4,522,171,420.58 2,344,835,848.11 48.15 30.84 46.93 5.68 2,128,019,244.82 1,486,418,554.32 30.15-20.13-3.59 11.98 5 1 14 2008 1 1 [2012]57 < > 25% 44

2013 2013 28.86 2012 76.38 47.52 62.22% (1) 16 10% (2) 1.99 4% (3) 20 (4) CITICS Global Absolute Return FundCITICS Global Multi-Strategy Fund 1.5 9.27 (5) 1.5 (6) 1,000 45

(%) 1 113001 52,680.55 533.11 51,267.03 5.54 4,454.16 2 002701 6,622.60 1,293.75 40,917.90 4.42 5,939.28 3 002252 15,014.76 807.70 38,365.83 4.14 36,029.85 4 600837 35,405.13 3,482.66 37,159.68 4.01 2,884.77 5 600016 43,224.78 4,728.67 36,505.35 3.94-3,229.64 6 SNE SONY 34,631.30 270,000.00 29,891.03 3.23-4,740.27 CORPORATION 7 0467.HK UNITED ENERGY 23,389.59 27,031.20 23,803.07 2.57 413.48 GROUP LTD 8 601318 19,637.95 479.17 19,995.69 2.16-8,274.42 9 GDINV GIANT GREAT 15,249.11 2,000.00 16,983.40 1.83 1,734.29 LTD 10 0566.HK APOLLO SOLAR 24,795.27 26,745.60 16,612.27 1.79-7,480.50 ENERGY TECHNOLO 612,723.55 614,418.52 66.37-49,630.51 20,176.01 883,374.59 925,919.77 100.00-1,723.50 46

2013 (%) (%) 1 601169 300,000.01 3.84 3.86 253,383.33 13,487.94-49,948.93 2 601989 85,402.83 3.94 1.00 86,331.84 44,240.03 46,020.26 3 600739 50,561.98 2.49 2.46 58,978.72 1,913.55 7,365.86 4 3328.HK BANKCOMM 51,522.77 0.43 0.16 50,058.54 499.62-3,833.52 5 BBTG11:BZ BBTG 62,926.56 1.02 0.66 42,395.75 1,393.96-28,521.31 6 601919 *ST 54,384.70 1.08 1.19 40,090.35-688.01-12,715.26 7 300315 1,468.80 2.00 1.38 21,806.81 24.55 20,338.01 8 000776 24,472.10 0.27 19,968.00-9.68-4,516.24 9 300183 2,001.00 3.00 3.00 19,649.75 330.00 17,648.75 10 300205 17,812.85 3.40 2.27 16,222.27-1,590.59 234,201.43 206,024.69-7,895.31 38,218.09 884,755.03 814,910.05 53,296.65 28,465.12 1 2 47

(%) (%) 57,000.00 30.00 30.00 42,000.00 401.35 50.00 50.00 18,900.00 7.00 7.00 18,900.00 2,730.00 82,565.00 35.00 35.00 98,274.23-23,136.53 15,000.00 27.03 14,261.07-764.93 26.00 1,000.00 11.11 1,000.00 174,866.35 174,435.30-21,171.46 26.00 58,558.41 61,127.71 15,682.76 378,596.79 41,092.18 8,970.94 52,467.74 4,728.67 432,614.66 14,606.34 APOLLO 34,806.60 26,745.60 40,995.55 702.50 SOLAR ENERGY TECHNOLO 4,740.37 25,952.63 1,267.23 71,306.94-477.23 4,557.07 21,636.21 765.34 100,972.61-667.23 2013 2,465 48

2013 7 3 (%) 100.00 2002.2.6 88,500 29 22 23 29 22 23 0571-85783737 100.00 1988.6.2 80,000 222 1 21 29 15 1507-1510 0532-85022517 100.00 1998.4.9 651,605 1 26 1 26 00852 22376899 100.00 1993.3.30 150,000 8 13 1303-130514 8 13 1303-130514 0755-83217504 1 100.00 2007.10.11 720,000 48 17 48 010-60837899 100.00 2012.4.1 300,000 48 222 1 2001 010-60838838 59.00 1998.4.9 2 23,800 33 B 16 A 010-88066688 35.00 2008.6.6 180,000 89 11 C 010-85079070 49

(%) 30.00 2005.9.30 010-66276508 190,000 1 188 2 5 1032 50.00 2005.12.27 100 3 6 D 1601 3 F 4 401-A-16 010-65692913 1 13 72 2 62.20% 3 (1) 8.85 2013 12 31 1,689,495 296,402 2013 176,968 82,670 61,578 59 2,209 (2) 8 2013 12 31 832,794 304,974 2013 95,340 40,825 30,579 46 1,979 50

2013 (3) 651,605 2013 12 31 4,557,324 607,000 2013 252,276 39,336 34,931 4 2013 12 31 1,829 (4) 15 2013 12 31 1,158,814 201,374 2013 65,421 27,682 22,548 29 694 (5) 72 2013 12 31 1,169,553 895,759 2013 74,602 49,880 34,311 103 (6) 30 2013 12 31 365,845 329,944 2013 36,591 29,008 21,756 51

(7) 2.38 59% 62.20% 2013 12 31 432,861 343,281 2013 304,662 128,537 97,079 710 (8) 18 35% 2013 12 31 367,926 283,790 2013-43,326 2013 (9) 19 30% 2013 12 31 187,673 164,608 2013 4,980 (10) 100 50% 2013 12 31 10-63 2013-18 52

2013 5 2010.9.29 5 5 4 010-65648601 2010.10.26 1568 10 021-61768699 2010.12.10 5 37 020-66609909 2010.9.26 747 16 027-85355300 2010.10.21 5 025-83282416 2012 < > 25% 30% 2/3 2012 2012 12 27 53

2013 6 20 2012 2012 10 3.00 2013 8 16 25.02% 2012 78% 2014 3 27 < > 3 2013 2010 10 5 2011 10 4.30 2012 10 3 54

2013 2010 2011 30%2012 25.02% 78% 2010 4,972,850,700.00 15,140,553,398.01 32.84% 11,311,343,211.09 43.96% 2011 4,737,270,612.00 15,688,226,816.78 30.20% 12,576,482,780.31 37.67% 2012 3,305,072,520.00 13,208,953,104.85 25.02% 4,237,418,476.37 78.00% 55

56

2013 57

V a R V a R V a R 1 95% V a R V a R V a R V a R 58

2013 VaR 95% 1 VaR 2013 12 31 2012 12 31 17,558 12,916 30,362 28,723 3,254 3,158 1,006 831 924 663 1,174 654-3,563-2,593-1,540-1,335 VaR 18,173 14,144 31,002 28,873 VaR VaR 2013 12 31 V a R 1.3 2013 12 31 V a R 1.5 59

2013 12 31 2012 12 31 1,033,408 710,991 AAA 782, 890 846, 290 AA 1, 664, 920 892, 231 A 39, 956 53, 490 A- 1 265, 454 591, 777 450,284 251,009 4,236,912 3,345,788 A A A ~ A A A A A -1 A A AA+,AA AAA A+,A A 2013 12 31 2012 12 31 A 7, 588 2, 674 B 52, 862 52, 732 C 127, 085 70, 713 D 1,824 NR 261, 306 43, 136 450,665 169,255 N R A A a a ~ A a3 A A A ~ A A A A A ~ A A B A1~ B a a3 A + ~ B B B A + ~ B B BC B a1~ B3 B B + ~ B BB+~BD Caa1~D CCC+~C CCC+~B 60

2013 181,587.61 130% 132% 142% 130% 61

2013 (2011) 60469435_ A09 2011 H 112.71 2013 12 31 110.61 71.66 23.00 15.91 352.27 2.08 200 E T F 2013 8 2013 12 31 215 8 47.24 120 382.24 2014 7 3 5 62

2013 2013 12 31 2013 2013 3 2013 10 A [2012]85 1 5% 1 1 5% ( Q F I I ) Q F I I 2009[47] 10% Q F I I H [1993]045 [2011]348 10% 10% 63

10% (1) 10% (2) 10% 20% (3) 20% H [2008]897 H 2008 10% 2013 12 31 13 2013 500 500 2013 7 115 2,200 2013 11 2013 2013 64

390 10 2012 9 7 2012 11 16 2012 12 26 2013 1 17 2014 1 29 2012 7 20 19.9% 3.1032 2013 7 31 80.1% 2013 8 1 80.1% 80.1% 9.4168 8.4168 23,854,598 C A S A BV,CASA BV 23,854,598 76,145,402 80.1% 80.1% 85,550,412 2013 12 3 CASA BV 100% 10.90 12.52 1.62 2013 9 16 2013 9 17 65

13.2% 16 5.888 10% 3.2% 10% 2013 9 24 3.2% 2014 1 29 62.20% 2013 2011 9 2011 2011 9 23 2011-2013 66

2013 2013 2013 12 31 < > 2014-2016 2013 2014-2016 H 2013 9 27 2013 10 15 2013 11 30 3 2011 9 23 2014 9 22 2013 12 31 467 383 67

2013 12 31 2013 24 5.19 2013 2.1 0.45 2013 2013 1 4,666,832 3,827,540 2 240,000 51,872 3.51% 21, 000 4, 464 1. 03% 10 2011 9 23 2021 9 22 68

2013 2013 12 31 2013 0.8 0.25 2013 1.2 0.34 2013 2013 8,000 2,451 10.40% 12,000 3,430 0.42% 3 2011 9 23 2014 9 22 2013 12 31 2013 700 2013 2.52 2013 18,000 5,355 2013 2013 700 2.52 0.01% 18, 000 5, 355 0. 66% 69

2011 9 22 H 2012 2013 2013 33,500 65 0.01% 6,000 12,500 1,000 2,000 70

2013 5,000 5,000 2012 0.5% 0.1% 2006 15 15 2013 12 31 15 2012 12 31 15 71

112,062.00 112,062.00 50,000.00 591,796.75-264,926.00 68,000.00 150,000.00 322,200.00 3,526,779.00 832,942.84 832,942.84 2013 12 31 72

2013 2013 9.02 I S D A G M S L 1 CSI Capital 8,000 Management Limited 2 20,000 3 33,500 4 CSI Capital Management Limited ISDA GMSL 5 CITIC Securities 580.75 2 International USA, LLC 6 250,500 22,900 450 1 1-5 2 73

2013 12 31 114 2013 12 31 13% 5% 2 23 700.14 6-7 3,000 2002 12 2005 12 1% 12 5% 24 10% 74

2013 5% 5% 2013 1 8 2013 4-5 7 75

2013 2013 13,280,530,116.13 2013 2,908,853,406.92 2013 3,305,072,520.00 2013 12,884,311,003.05 2013 (1) 2013 10% 290,885,340.69 (2) 2013 10% 290,885,340.69 (3) 2013 10% 290,885,340.69 872,656,022.07 12,011,654,980.98 2013 2013 12,315,827,634.21 2013 (1) 2013 100% 2013 12 31 A H 11,016,908,400 A H 10 1.50 1,652,536,260.00 2013 31.51% 13.42% 2013 10,663,291,374.21 (2) A H 2013 76

2013 2013 2013 31.51% 13.42% 25% 2/3 2013 12 31 347.96 2012 14.02% 57 2013 33.05 48.54% 48% 76.11% 80% 2013 2013 2013 2013 H 77

11 4 70 13 1 48 4 18 1801 2 48 4 20 2001 3 6 C 16 4 C 503 5 7088 1706 6 188 7 7 33 2405 8 5 9 1 10 441 3 B401-F19 11 A2112-A2114 1 92 B 5 2 308 8 3 258 6 4 368 B 11 78

2013 2 7 59 4 3 1 2014 1 47 8 2014 1-3 33 4 2013 1 1.5 27.027% 2013 12 1,000 11.11% 2014 2 1,200 24% 800 16% 79

+ (%) (%) 1 2 3 23,919,000 0.217 23,919,000 0.217 23,919,000 0.217 23,919,000 0.217 4 23,919,000 0.217 23,919,000 0.217 1 9,814,661,700 89.087 9,814,661,700 89.087 2 3 1,178,327,700 10.696 1,178,327,700 10.696 10,992,989,400 99.783 10,992,989,400 99.783 11,016,908,400 100.000 11,016,908,400 100.000 2006 9 7 2011 9 99,530 H 13.30 13 9,953 H 2011 10 6 109,483 H 2011 10 27 7,590.70 H 13.30 13 759.07 H 7,590.70 H H 759.07 H 2011 11 1 2011 11 7 994,570.14 1,101,690.84 80

2013 2013 2013 5 8 2.5% 2013 5 6 2013 2013 6 14 2013 6 28 5 30 4.65%,10 120 5.05%2013 2013 8 7 50 5% 3 2013 8 23 2013 3 28 2013 AAA AAA 2013 7 9 2013 AAA AAA 2013 7 15 2006 2006 AAA 2013 9 23 2013 AAA 2011 91 2013 12 31 120 81

2013 12 31 562,160 A 562,038 H 122 2014 3 21 599,579 A 599,463 H 116 2013 12 31 7 (%) 1 2,236,890,620 20.30 2,236,890,620 2,236,890,620 1,178,008,200 10.69-48,500 1,178,008,200 2 3 361,059,999 3.28 361,059,999 231,141,935 2.10 231,141,935 129,908,681 1.18 109,908,822 129,908,681 106,478,308 0.97 106,478,308 A50ETF 71,730,053 0.65 22,937,506 71,730,053 64,563,634 0.59-6,660,000 64,563,634 63,739,930 0.58 63,739,930 51,447,504 0.47 51,447,504 51,447,504 1: 2013 2 25 2,236,890,620 A 2 H 3 005LC T001 005LF H002 351,322,773 9,737,226 4 2013 12 31 3,400 5 6 2013 12 31 H A 82

2013 7: A 8 2013 12 31 ABH 2,236,890,620 A 1,178,008,200 H 361,059,999 A 231,141,935 A 129,908,681 A 106,478,308 A A50ETF 71,730,053 A 64,563,634 A 63,739,930 A 51,447,504 A 2013 12 31 23,919,000 83

2013 2 25 20.30% 2011 12 27 12,800,000 71783170-9 2012 12 31 34,708 31,099 2,283 2012 3,022 315 2012 298 1,367 357 1979 183,970,408,771.84 10168558- X 84

2013 2012 12 31 35,657 31,851 2,355 2012 3,498 302 2012 327 1,497 520 2013 12 31 601998.SH 66. 95% 0998. HK 0267.HK 57.51% 1883.HK 59.81% 1205.HK 59.41% 1135.HK 37.59% 1091.HK 49.26% 601608.SH 71.04% 000099.SZ 42.18% 2013 12 31 000839.SZ 41.42% 600084.SH 42.65% 21 0241.HK 21.73% 2013 12 31 5% H 85

86

2013 : 87

2013 1 2 2 3 62 2012.6.20-2015.6.19 2,649,750 2,649,750 583.43 52 2012.6.20-2015.6.19 1,733,160 1,733,160 576.73 50 2012.6.20-2015.6.19 1,270.86 40 2013.12.19-2015.6.19 2014.3.10 50 2012.6.20-2015.6.19 10.00 45 2012.6.20-2015.6.19 55 2012.6.20-2015.6.19 16.20 59 2012.6.20-2015.6.19 16.20 66 2012.6.20-2015.6.19 15.90 66 2012.10.29-2015.6.19 16.20 58 2012.6.20-2015.6.19 1,728,363 1,728,363 216.35 57 2012.6.20-2015.6.19 10.00 51 2012.6.20-2015.6.19 10.00 46 2012.6.20-2015.6.19 483,285 483,285 247.25 43 2012.6.20-2015.6.19 108,000 108,000 149.91 61 2012.6.20-2013.10.11 352.70 46 2012.6.20-2013.10.11 1,728,363 1,728,363 322.69 44 2012.6.20-2015.6.19 870,000 870,000 466.89 43 2012.6.20-2015.6.19 1,310,000 1,310,000 438.65 44 2013.12.30-2015.6.19 252,258 252,258 796.97 45 2013.12.30-2015.6.19 355.52 45 2013.12.30-2015.6.19 364.68 49 2013.9.10-2015.6.19 161.13 41 2012.6.20-2015.6.19 133.44 10,863,179 10,863,179 6,260.03 1 88

2013 2 A 3 2011 2012 7 10 15 3,000 2012 6 21 2013 2013 4 5: 2013 12 31 A 12.75 H 21.15 2011.12.27 2011.2 2001.1 2013.9 2008.10 1994.10 1994.8 2010.4 2008.10 2007 2 2013 9 89

4 62 1995 1999 9 26 1987 1992 1992 1993 1993 1995 2002 2009 1997 12 1977 1984 52 2001 2012 6 20 1987 1993 1993 2001 1994 1995 1984 1987 1998 90

2013 50 2007 2009 6 30 1991 1992 1992 1998 1998 1999 1998 1999 1999 2000 2000 2002 2002 2007 2007 2009 2000 2009 ACT 360Solutions Limited 2005 2009 2006 2010 2010 2011 2010 2012 1985 1991 40 2008 2012 2013 1995 2006 91

2 50 2002 2002 5 30 1995 1998 1998 2000 2000 2002 2004 2011 1987 45 2012 2012 6 20 2005 2005 2011 2 1991 1996 1999 92

2013 4 55 2012 2012 6 20 1986 7 1994 9 1994 10 2002 6 1994 7 1983 7 1986 7 1990 7 59 2011 2011 11 14 5100 29 2007 10 1996 12 1983 9 1984 3 1995 7 2007 1980 1988 93

66 2011 2011 8 11 1982 66 2012 2012 10 29 1984 2003 2003 2008 2011 2012 5 2009 2013 1982 1 1984 12 94

2013 5 58 1995 2010 5 19 1988 1994 1996 10 1982 57 1999 1999 9 26 1988 1992 1992 2002 2001 1 2013 1 1993 9 1988 51 2006 2006 5 12 1984 2008 1998 95

46 1995 2002 5 30 1994 43 1997 2005 12 16 1993 7 44 1998 1991 1996 2000 96

2013 43 1997 A 2007 1994 1997 (MBA) 44 1997 5 1992 45 1997 7 2003 2006 2006 9 1991 2002 2012 97

45 2006 3 2013 1990 1993 2003 49 2010 1994 2008 41 1997 A 2003 2011 1996 2011 4 2011 5 98

2013 1 2013.12.19 2014.3.10 2 2013.9.10 3 2013.10.11 4 2013.10.11 5 2013.12.30 6 2013.12.30 7 2013.12.30 2013 10 29 2013 [2013]197 2013 12 19 2014 1 24 [2014]32 2014 3 10 2 99

2012 12 19 [2013]45 [2013]89 2013 9 10 2013 10 11 [2013]203 [2013]204 [2013]202 2013 12 30 100

2013 2013 2013 101

2006 9 6 2006 9 7 2011 9 6 66,081,000 I T 102

2013 2013 12 31 12,211 4,687 (%) (%) 7,448 61.00 3,074 65.58 739 6.05 611 13.04 737 6.04 91 1.94 153 1.25 137 2.92 518 4.24 163 3.48 95 0.78 6 0.13 447 3.66 121 2.58 278 2.28 65 1.39 95 0.78 28 0.60 172 1.41 64 1.37 623 5.10 190 4.05 312 2.55 47 1.00 539 4.41 77 1.64 55 0.45 13 0.28 12,211 100.00 4,687 100.00 196 1.61 146 3.12 2,367 19.38 1,476 31.49 6,661 54.55 2,129 45.42 2,987 24.46 936 19.97 12,211 100.00 4,687 100.00 34 7,259 59.44 2,954 63.03 35 50 4,513 36.96 1,625 34.67 51 439 3.60 108 2.30 12,211 100.00 4,687 100.00 103

2013 12 31 1,134 400 26 104

2013 105

2008 3 13 10% 10 5 10 10% 5 90 10% 106

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2013 12 31 2013 2013 3 13 2012 2013 6 20 A H < > 2012 2012 2012 2012 2013 2013 2012 2013 2013 10 29 108

2013 2013 2013 11 29 < > < > 4 4 3 1 100% 4 4 2 2 100% 4 4 4 100% 2014.3.10 4 3 3 75% 4 4 3 1 100% 4 4 1 3 100% 4 4 3 1 100% 4 4 3 1 100% 4 4 3 1 100% 2013 2013 2013 12 19 109

10 4 2 4 1/3 3.13 2011 110

2013 2013 (1) 2013 1 21 48 11 1 2013 (2) 2013 2 28 111

(3) 2013 3 27 48 11 1 2012 2012 2012 2012 A H 2013 < > 2013 2012 2012 2012 2012 2012 < > 2012 2012 2012 (4) 2013 4 18 (5) 2013 4 25 2013 (6) 2013 5 21 10% (7) 2013 8 19 (8) 2013 8 29 2013 2013 < > 2013 112

2013 (9) 2013 9 26 < > 2013 (10) 2013 10 11 48 11 1 (11) 2013 10 30 2013 (12) 2013 11 8 3.20% 12 12 12 12 12 12 2 1 2014.3.10 2 12 11 1 12 12 12 12 12 12 12 12 1 12 12 12 3 9 1 2013 113

2 2013 10 11 3 (1) 2013 3 13 2013 8 200 150 8 2013 (2) 2013 6 20 2012 < > 2013 9 13 [2013]121 (3) 2013 6 20 2012 2012 10 3 A H 2013 8 16 (4) 2013 6 20 2012 2013 2013 2014 3 27 (5) 2013 6 20 2012 A H A + H (6) 2013 10 29 2013 2014 1 15 [2014]53 114

2013 (7) 2013 10 29 2013 2013 12 19 (8) 2013 11 29 2013 < > 2014 3 6 [2014]17 (9) 2013 11 29 2013 < > 2013 12 31 < > 115

2013 3 13 2013 4 7 2013 4 14 2013 5 9 2013 6 19 2013 5 9 2013 5 9 2013 11 2013 1 9 2013 5 9 2013 8 2013 10 16 2013 12 16 2014.3.10 60 22 2013 11 6-9 2013 3 14 2013 5 9 2013 6 19 2013 11 21 2013 11 22 2013 5 9 2013 6 6 2013 6 17-20 2013 1 12 2013 5 9 2013 12 17 2013 12 26 2013 12 116

2013 2013 2 26 2013 3 13 2013 5 2 2013 5 9 2013 6 7 5100 2013 7 30 2013 12 6 2013 5 9 2013 5-11 5 2013 7-11 3 2013 5 9 2013 5 24 2013 6 27 2013 8 22 20 2013 11 29 2013 12 19 6 4 117

1 2 2 3 4 3 5 2 6 1 2 2014 1 24 3 2014 3 24 2014 < > 2014 3 27 1 2013 10 11 118

2013 5 2013 2013 2013 119

2013 3 13 2012 2012 2013 3 27 2012 2012 2013 2013 4 25 2013 2013 8 29 2013 2013 10 30 2013 2014 1 10 2013 2014 3 12 2013 2013 2014 2014 3 26 2013 2013 2013 5/5 5/5 5/5 5/5 2013 120

2013 2013 2013 2014 3 27 2013 2013 2014 2014 2014 3 27 2013 121

2013 1 2013 3 27 2012 2012 2012 2012 2012 2013 2006 9 122

2013 2013 2013 12 31 4 2 2013 8 29 < > 2013 10 11 123

2 2013 3 22 2012 2012 2013 8 29 2013 124

2013 3 2013 1 21 2013 3 22 2013 2013 9 26 2013 2014 3 6 125

2012 2013 3 13 2012 3 2012 2012 2013 3 27 3 2012 2012 2013 2013 2014 1 10 2014 2013 4 3 2013 2013 2014 3 12 2013 2013 2013 2014 2014 3 26 2013 2013 2013 126

2013 2013 1 21 2013 3 27 2013 2012 2013 7 29 2013 9 11 5,000 5,000 2013 9 26 2013 10 11 11 18 2013 2013 3 27 2012 [2003]56 2013 4 18 127

2013 3 27 2012 2012 2013 9 26 100% 2008 7 28 2013 128

2013 2013 3 27 11 18 2012 2012 2012 2012 2012 2012 2012 2012 2013 4 25 2013 2013 8 29 2013 2013 2013 10 11 < > 2013 10 30 2013 129

5 5 5 5 5 5 5 4 1 5 5 5 1 4 3 2013 7 1 2013 7 18 2013 9 6 (1) (2) 2013 130

2013 (3) 8 200 2013 12 31 120 (4) (5) (6) ( h t t p : / / w w w. s s e. c o m. c n ) ( h t t p : / / w w w. h k e x n e w s. h k ) (7) (8) 2013 2013 2013 (9) 2013 2013 2013 131

2012 2013 2013 7 2000-2006 2 1 3 2013 2012 380 120 2012 2013 400 200 2014 2013 2014 2014 132

2013 25 A + H 2013 6.5 2013 6 20 2012 2013 9 13 10 1 1-2 2013 9 13 2013 11 29 2013 2014 3 6 2014 3 6 133

2013 4 2012 2013 260 2013 200 2012 2013 5 8 2013 100 2012 2013 27 A R C International Academy of Communications Arts and Sciences 2014 134

2013 2013 12 31 135

2011 2012 2013 21 2013 12 31 (2014) 60469435_ A05 2013 12 31 136

2013 2009 9 29 [2010]126 2010 3 29 2013 4 2013 8 137

9 29 3 7 45 9 29 16 5 4 4 3 7 2013 12 31 347.96 138

2013 2013 A 2013 8 2013 8 2013 12 31 2,298,491 1,741,128 75.75% 556,637 24.22% 726 0.03% 2013 12 31 1,549,794 996,481 64.29% 552,177 35.63% 1,109 0.07% 27 0.0017% 2013 2013 [2003]56 [2004]338 (2014) 60469435_A06 2013 139

[2003]56 2013 2013 2013 2013 12 31 2013 12 31 140

(2014) 60469435_A01 2013 12 31 2013 (1) (2) 2013 12 31 2013 141

2013 12 31 2012 12 31 1 55,679,623,473.02 28,289,595,986.22 52,172,195,283.30 31,892,794,349.56 30,916,791,184.91 13,801,568,457.13 28,603,994,699.74 13,687,901,711.42 2 12,130,321,979.29 4,700,471,971.07 7,515,088,749.62 1,603,045,808.31 9,208,530,071.00 3,090,856,622.53 5,247,522,525.74 883,117,567.35 1,660,000,000.00 3 34,301,932,193.54 22,183,837,972.36 9,423,188,172.56 5,990,042,832.69 4 69,898,019,216.66 51,214,298,476.65 38,807,609,143.38 35,178,304,957.97 5 6,491,367,636.03 993,744,688.45 423,191,955.50 374,990,689.70 6 22,091,991,844.47 21,714,989,544.47 793,623,315.31 793,623,315.31 7 9,333,213,112.04 979,377,635.41 4,504,753,489.31 198,386,788.27 8 2,165,506,780.70 1,962,869,782.91 705,314,697.40 643,862,758.65 9 1,024,682,746.07 1,234,960,835.27 818,532,731.86 1,783,536,146.06 10 25,351,175,094.00 25,756,797,053.60 29,191,745,237.08 24,901,377,755.00 12 1 14,651,014,141.08 25,037,705,798.84 18,481,905,515.52 22,213,347,751.35 432,348,229.56 432,348,229.56 391,785,699.44 391,785,699.44 13 2,733,697,186.98 2,182,093,698.42 2,551,150,895.79 2,350,491,567.24 14 903,706,441.12 825,406,930.63 768,674,663.27 768,254,110.94 15 1,915,891,288.09 130,511,542.64 160,950,213.84 106,257,132.20 16 10,047,494,513.20 500,900,118.60 17 1,323,254,389.82 929,773,327.28 836,688,259.47 788,948,490.28 18 879,008,686.15 2,704,866,233.17 460,256,513.87 222,450,207.05 271,354,248,951.82 192,933,649,706.95 168,507,554,655.12 130,201,500,360.02 153 289 142 289 142

2013 2013 12 31 2012 12 31 20 2,525,220,343.44 100,000,000.00 790,564,250.00 21 11,998,129,698.00 11,998,129,698.00 13,000,000,000.00 13,000,000,000.00 22 4,710,000,000.00 2,860,000,000.00 2,900,000,000.00 2,800,000,000.00 23 19,283,110,036.50 1,855,351,620.00 18,778,329.28 5 1,326,161,064.03 1,345,715,284.45 636,272,129.18 610,135,569.19 24 55,704,255,109.45 55,062,780,109.45 22,043,613,830.19 20,925,312,830.19 25 45,196,158,517.76 16,261,082,829.46 34,807,287,843.01 14,919,594,880.46 61,259,657.45 61,085,775.04 175,297,094.54 175,118,408.53 26 3,295,862,334.00 1,468,430,790.51 2,313,600,473.02 1,608,930,846.21 27 2,203,344,456.76 1,368,055,863.01 1,004,470,876.58 728,015,336.24 28 5,933,935,348.29 1,433,369,674.10 1,570,837,711.98 534,682,609.16 29 890,887,986.47 846,583,981.33 143,093,610.51 132,708,302.08 4,944,354.24 4,944,354.24 30 567,000,000.00 31 26,177,107,880.67 21,453,447,950.55 1,500,000,000.00 1,500,000,000.00 17 872,286,123.86 1,696,555.62 323,176,055.72 245,214,971.53 32 1,207,435,242.38 5,127,376,459.01 591,321,409.91 423,959,657.28 181,952,153,799.06 121,243,106,590.53 81,823,257,968.16 57,608,617,765.11 33 11,016,908,400.00 11,016,908,400.00 11,016,908,400.00 11,016,908,400.00 34 34,094,111,852.78 33,525,016,833.39 34,391,521,675.23 34,031,137,198.80 35 6,439,142,432.99 5,352,561,448.70 5,885,189,304.86 5,061,676,108.01 36 11,401,723,975.27 9,784,401,453.35 10,424,684,744.87 9,202,630,771.97 37 25,632,130,707.71 12,011,654,980.98 25,219,881,621.00 13,280,530,116.13 (895,532,627.82) (473,181,995.23) 87,688,484,740.93 71,690,543,116.42 86,465,003,750.73 72,592,882,594.91 38 1,713,610,411.83 219,292,936.23 89,402,095,152.76 71,690,543,116.42 86,684,296,686.96 72,592,882,594.91 271,354,248,951.82 192,933,649,706.95 168,507,554,655.12 130,201,500,360.02 153 289 143

2013 2012 16,115,272,156.70 8,179,026,841.14 11,693,881,925.78 7,883,152,835.82 39 2 9,638,159,347.03 5,008,601,946.04 6,288,890,072.58 4,434,852,224.69 5,633,534,642.34 2,220,208,404.06 2,962,081,448.09 1,327,179,621.27 2,119,888,820.35 1,883,016,119.74 2,644,658,801.07 2,485,214,057.74 1,360,488,644.16 441,580,978.98 232,866,663.89 198,091,960.91 40 3 829,409,801.63 (177,216,449.80) 1,224,490,605.51 602,766,339.33 41 4 6,035,887,139.45 4,112,506,394.08 3,663,411,592.35 2,627,216,814.12 211,013,960.31 109,036,093.28 432,167,426.23 392,075,277.49 42 5 (565,374,027.84) (716,214,144.02) 416,773,726.44 168,537,399.16 (58,397,218.96) (106,674,423.34) 25,160,000.70 2,090,324.89 235,587,115.39 58,023,518.18 75,155,928.20 47,689,733.63 9,255,648,993.83 4,465,648,789.67 6,263,189,004.07 3,913,825,801.13 43 772,601,362.05 525,681,001.94 400,887,979.18 297,042,327.16 44 6 8,080,921,782.92 3,662,542,343.78 5,820,003,284.32 3,576,966,637.90 45 352,784,351.81 263,427,832.58 30,038,736.55 27,557,832.05 49,341,497.05 13,997,611.37 12,259,004.02 12,259,004.02 6,859,623,162.87 3,713,378,051.47 5,430,692,921.71 3,969,327,034.69 46 53,467,598.43 23,511,148.33 61,029,519.62 25,947,923.54 47 66,999,594.73 6,041,221.28 4,453,345.66 843,727.50 6,846,091,166.57 3,730,847,978.52 5,487,269,095.67 3,994,431,230.73 48 1,538,044,291.09 821,994,571.60 1,180,466,077.73 863,780,049.90 5,308,046,875.48 2,908,853,406.92 4,306,803,017.94 3,130,651,180.83 153 289 144

2013 2013 2012 5,243,916,979.11 4,237,418,476.37 64,129,896.37 69,384,541.57 49 0.48 0.38 0.48 0.38 51 (646,866,123.36) (506,120,365.41) 386,693,625.76 428,992,641.07 4,661,180,752.12 2,402,733,041.51 4,693,496,643.70 3,559,643,821.90 4,619,078,648.05 4,624,148,543.29 42,102,104.07 69,348,100.41 153 289 145

2013 1 1 11,016,908,400.00 34,391,521,675.23 5,885,189,304.86 10,424,684,744.87 25,219,881,621.00 (473,181,995.23) 219,292,936.23 86,684,296,686.96 (297,409,822.45) 553,953,128.13 977,039,230.40 412,249,086.71 (422,350,632.59) 1,494,317,475.60 2,717,798,465.80 5,243,916,979.11 64,129,896.37 5,308,046,875.48 (206,884,684.60) 4,396,986.13 (422,350,632.59) (22,027,792.30) (646,866,123.36) (206,884,684.60) 5,248,313,965.24 (422,350,632.59) 42,102,104.07 4,661,180,752.12 (90,525,137.85) 1,464,660,447.45 1,374,135,309.60 1,757,260,148.92 1,757,260,148.92 (90,525,137.85) (292,599,701.47) (383,124,839.32) 553,953,128.13 977,039,230.40 (4,836,064,878.53) (12,445,075.92) (3,317,517,595.92) 553,953,128.13 (553,953,128.13) 977,039,230.40 (977,039,230.40) (3,305,072,520.00) (12,445,075.92) (3,317,517,595.92) 2013 12 31 11,016,908,400.00 34,094,111,852.78 6,439,142,432.99 11,401,723,975.27 25,632,130,707.71 (895,532,627.82) 1,713,610,411.83 89,402,095,152.76 153 289 146

2013 2012 1 1 11,016,908,400.00 33,985,368,284.49 5,464,620,499.59 9,718,592,573.29 26,846,394,733.48 (444,599,639.87) 402,917,997.22 86,990,202,848.20 406,153,390.74 420,568,805.27 706,092,171.58 (1,626,513,112.48) (28,582,355.36) (183,625,060.99) (305,906,161.24) 4,237,418,476.37 69,384,541.57 4,306,803,017.94 415,312,422.28 (28,582,355.36) (36,441.16) 386,693,625.76 415,312,422.28 4,237,418,476.37 (28,582,355.36) 69,348,100.41 4,693,496,643.70 (9,159,031.54) (180,400,640.26) (189,559,671.80) 26,744,371.77 26,744,371.77 (9,159,031.54) (207,145,012.03) (216,304,043.57) 420,568,805.27 706,092,171.58 (5,863,931,588.85) (72,572,521.14) (4,809,843,133.14) 420,568,805.27 (420,568,805.27) 706,092,171.58 (706,092,171.58) (4,737,270,612.00) (72,572,521.14) (4,809,843,133.14) 2012 12 31 11,016,908,400.00 34,391,521,675.23 5,885,189,304.86 10,424,684,744.87 25,219,881,621.00 (473,181,995.23) 219,292,936.23 86,684,296,686.96 153 289 147

2013 1 1 11,016,908,400.00 34,031,137,198.80 5,061,676,108.01 9,202,630,771.97 13,280,530,116.13 72,592,882,594.91 (506,120,365.41) 290,885,340.69 581,770,681.38 (1,268,875,135.15) (902,339,478.49) 2,908,853,406.92 2,908,853,406.92 (506,120,365.41) (506,120,365.41) (506,120,365.41) 2,908,853,406.92 2,402,733,041.51 290,885,340.69 581,770,681.38 (4,177,728,542.07) (3,305,072,520.00) 290,885,340.69 (290,885,340.69) 581,770,681.38 (581,770,681.38) (3,305,072,520.00) (3,305,072,520.00) 2013 12 31 11,016,908,400.00 33,525,016,833.39 5,352,561,448.70 9,784,401,453.35 12,011,654,980.98 71,690,543,116.42 153 289 148

2013 2012 1 1 11,016,908,400.00 33,602,144,557.73 4,748,610,989.93 8,576,500,535.81 15,826,344,901.54 73,770,509,385.01 428,992,641.07 313,065,118.08 626,130,236.16 (2,545,814,785.41) (1,177,626,790.10) 3,130,651,180.83 3,130,651,180.83 428,992,641.07 428,992,641.07 428,992,641.07 3,130,651,180.83 3,559,643,821.90 313,065,118.08 626,130,236.16 (5,676,465,966.24) (4,737,270,612.00) 313,065,118.08 (313,065,118.08) 626,130,236.16 (626,130,236.16) (4,737,270,612.00) (4,737,270,612.00) 2012 12 31 11,016,908,400.00 34,031,137,198.80 5,061,676,108.01 9,202,630,771.97 13,280,530,116.13 72,592,882,594.91 153 289 149

2013 2012 13,962,474,663.51 7,544,960,952.99 9,118,028,183.77 6,281,332,057.63 1,810,000,000.00 60,000,000.00 2,800,000,000.00 2,700,000,000.00 12,478,240,734.46 13,216,101,050.10 7,593,057,784.29 5,401,686,680.87 3,925,035,798.85 1,341,487,949.00 (1,610,766,004.95) (2,287,973,735.57) 52 2,552,294,653.24 6,234,340,746.97 1,054,727,858.93 247,838,374.53 34,728,045,850.06 28,396,890,699.06 18,955,047,822.04 12,342,883,377.46 14,957,582,629.61 12,759,206,322.17 17,868,496,360.83 15,919,641,748.48 24,878,744,020.98 16,193,795,139.67 6,455,909,682.09 3,389,375,305.18 2,959,668,934.32 2,079,605,579.00 1,466,169,885.54 1,061,384,683.78 4,860,289,138.46 2,606,092,108.10 4,548,634,603.93 3,217,154,430.56 1,831,935,181.99 941,343,220.70 2,704,524,400.39 2,288,203,976.89 1,660,000,000.00 (790,000,000.00) 53 3,849,395,288.65 4,282,435,340.35 5,804,000,896.71 1,461,822,949.03 53,337,615,194.01 40,522,477,709.99 38,057,735,829.49 27,337,583,093.92 (18,609,569,343.95) (12,125,587,010.93) (19,102,688,007.45) (14,994,699,716.46) 150

2013 2013 2012 4,518,536,638.57 (1,952,454,547.27) 2,296,657,007.48 4,102,733,429.01 3,763,599,622.53 1,647,417,408.74 1,964,102,588.48 (450,215,344.78) 2,458,164.93 1,649,582.77 9,196,813.20 565,341.92 8,284,594,426.03 (303,387,555.76) 4,269,956,409.16 3,653,083,426.15 3,061,377,296.36 1,285,942,300.00 2,992,747,837.10 7,638,053,777.00 332,968,219.45 217,685,839.78 515,367,122.58 393,272,577.23 55 119,764,460.76 1,600,000,000.00 17,987,726.31 3,514,109,976.57 3,103,628,139.78 3,526,102,685.99 8,031,326,354.23 4,770,484,449.46 (3,407,015,695.54) 743,853,723.17 (4,378,242,928.08) 151

2013 2012 355,005,724.27 26,850,775.22 355,005,724.27 26,850,775.22 1,162,000,000.00 100,000,000.00 792,515,957.88 23,761,170,975.18 18,951,577,648.55 13,000,000,000.00 13,000,000,000.00 25,278,176,699.45 19,051,577,648.55 13,819,366,733.10 13,000,000,000.00 888,763,054.36 4,018,382,919.58 3,918,072,719.32 4,969,593,699.85 4,898,253,488.71 12,445,075.92 71,340,211.14 54 73,174,624.50 4,980,320,598.44 3,918,072,719.32 4,969,593,699.85 4,898,253,488.71 20,297,856,101.01 15,133,504,929.23 8,849,773,033.25 8,101,746,511.29 (351,822,372.92) (106,674,423.34) (8,344,118.35) 2,090,324.89 6,106,948,833.60 (505,772,200.58) (9,517,405,369.38) (11,269,105,808.36) 59,687,284,032.92 33,495,840,157.87 69,204,689,402.30 44,764,945,966.23 57 65,794,232,866.52 32,990,067,957.29 59,687,284,032.92 33,495,840,157.87 153 289 152

1995 10 25 300,000,000.00 1 1999 [1999]121 100000000018305 440300101781440 2003 1 6 8 [1999]50 [1999]121 1999 535,187,924.06 88,075,035.48 76,737,040.46 1,730,400,000.00 1,081,500,000.00 648,900,000.00 2,081,500,000.00 2,081,500,000.00 [99] 146 2002 [2002]129 A 400,000,000 1.00 2,481,500,000.00 [2002]026 2005 8 2,481,500,000 1,941,500,000 78.24% 540,000,000 21.76% 2006 6 [2006]23 A 500,000,000 1.00 2,981,500,000 2,441,500,000 81.89% 540,000,000 18.11% (2006)009-37 1 2012 10 22 5% 2,236,890,620 20.30% 2013 2 25 153

2007 8 27 333,733,800 3,315,233,800 [2007]244 24,999,998,958.00 24,976,191,957.66 [2007] 1009-58 2008 4 2007 2007 10 10 1.00 3,315,233,800.00 6,630,467,600.00 (2008) 60469435_A03 2010 6 2009 2009 10 5 1.00 3,315,233,800.00 9,945,701,400.00 (2010) 60469435_A04 2011 H [2011]1366 2011 9 10 H 1.00 H 1,071,207,000 75,907,000 2011 12 31 11,016,908,400.00 (2011) 60469435_A09 2006 8 2013 12 31 10,992,989,400 2 2013 12 24 2013 12 26 154

2013 2013 12 31 70 12 2 CITICS GLOBAL ABSOLUTE RETURN FUND CITICS GLOBAL MULTI-STRATEGY FUND 2 1 2013 12 31 4,687 10 1. 2006 2 2. 2014 1 2 39 40 30 9 33 5 2014 7 1 2013 5 3. 2013 12 31 2013 155

1. 1 1 12 31 2. 3. 4. (1) 156

2013 4. (2) 157

5. (1) (2) 6. 7. 158

2013 8. (1) (a) (b) ( i ) ( i i ) 159

8. (2) (a) (i) (ii) 160

2013 8. (2) (a) (iii) (iv) (b) (c) (d) (e) 161

8. (2) (f) (3) 162

2013 8. (4) (a) 163

8. (4) (b) 50% (c) (5) 164

2013 8. (6) (7) 9. (1) (2) (a) 0.5% (b) 10% (c) 20% (d) 50% 165

10. 11. 12. (1) 166

2013 12. (2) (3) 167

13. 14. (1) U P S 2,000 (2) 35 2.262 5% 2-5 1.667%- 0% 4.167% 5 1.617% 3% 5 1.617% 3% 3 2.778% 0% 5 1.617% 3% 5 1.617% 3% 168

2013 15. 16. 5 169

17. 5 10 18. 19. 170

2013 19. (1) (2) (1) (2) 171

20. 21. 172

2013 22. 173

23. (a) (i) (ii) (iii) (b) (i) (ii) (iii) (iv) (v) (vi) (a) (vii) ( a ) ( i ) ( a ) ( i ) 174

2013 24. (1) (2) (3) 25. 10% 10% 10% 5% -10% 50% 25% 26. 175

26. 176

2013 (1) 2008 1 1 [2012]57 < > 25% (2) 2011 65 [2013]63 [2004]203 5% [2006]172 (3) (4) 7%3%2% 177

1. (1) 71093513-4 720,000 58369626-4 5,010 59972144-4 1,500 05275945-7 10,000 05785118-0 05590731-2 68,000 05727174-1 1,010 05727177-6 30,500 05871388-X 10,000 07311641-8 10,000 178

2013 1. (1) 56856139-6 100 59128684-7 300,000 06689083-5 10 06689079-8 10 07252023-2 20,000 08140341-7 30,000 1 08186738-5 179

1. (1) Dragon Stream Investments Limited CSI Capital Management Limited CITIC Securities Equity Trading Company Limited CITIC Securities International Partners, Ltd. CSIAM (CAC) Investments Limited August Sky Holdings Limited CSI REITs Investment Management Company Limited CSI Direct Investments Limited CSI USA Securities Holdings, Inc. CITIC Securities Carbon Trade and Investment Company Limited CSI Nominee Services Limited CSI Capital Advisors, Limited GMMC Limited CSI Finance Limited CITIC Securities Finance 2013 Co., Ltd CITICS GLOBAL ABSOLUTE RETURN FUND CITICS GLOBAL MULTI- STRATEGY FUND 180

2013 1. (1) (%) (%) 590,000 100% 100% 5,010 100% 100% 1,500 100% 100% 10,000 100% 100% 22,516 24.42% 68,000 100% 100% 1,010 100% 100% 30,500 100% 100% 10,000 100% 100% 10,000 100% 100% 100 40% 60% 40% 60% 300,000 100% 100% 10 100% 100% 10 100% 100% 20,000 100% 100% 30,000 100% 100% 1 4,701 100% 100% 651,605 100% 100% 25,000 100% 100% 5,000 100% 100% 38,000 100% 100% 1 100% 100% 181

1. (1) (%) (%) Dragon Stream Investments Limited 1,000 100% 100% CSI Capital Management Limited 5,000 100% 100% CITIC Securities Equity Trading 200 100% 100% Company Limited CITIC Securities International 1,800 72% 72% Partners, Ltd. CSIAM (CAC) Investments Limited 1 100% 100% August Sky Holdings Limited 1 100% 100% CSI REITs Investment Management 1 100% 100% Company Limited CSI Direct Investments Limited 1 100% 100% CSI USA Securities Holdings, Inc. 880 1 100% 100% CITIC Securities Carbon Trade and 25 100% 100% Investment Company Limited CSI Nominee Services Limited 1 100% 100% CSI Capital Advisors, Limited 20 100% 100% GMMC Limited 1 100% 100% CSI Finance Limited 1 100% 100% CITIC Securities Finance 2013 1 100% 100% Co., Ltd CITICS GLOBAL ABSOLUTE 15,000 100% RETURN FUND CITICS GLOBAL MULTI-STRATEGY FUND 15,000 83.33% 16.67% 138 182

2013 1. (2) 73206504-5 7,000 26458531-3 80,000 73602481-4 88,500 10002062-3 150,000 55340850-8 1,250 63369406-5 23,800 20,000 06029943-8 5,000 183

1. (2) (%) (%) 12,532 92.07% 92.07% 115,194 100% 100% 100% 100% 150,303 100% 100% 1,858.98 100% 100% 207,515 59% 59% 20,000 59% 59% 2,550 2 2 109,030 100% 100% 138 2 51% 30.09% 2. 3 1 2 5 184

2013 3. 3,499,137,157.74 128,032,463.62 CSI Finance Limited 3,432,809,971.94 257,804,591.93 58,914,704.55 8,914,704.55 201,683,248.23 1,683,248.23 300,897,752.70 897,752.70 1 233,273,371.28 1,578,581.68 791,267,615.99 (42,227,543.25) 696,771,998.48 (21,228,001.52) 96,537,972.31 (3,462,027.69) 297,296.25 (2,703.75) 297,336.25 (2,663.75) 96,019.06 (3,980.94) (747,087.89) (847,087.89) CITIC Securities Finance 2013 Co., Ltd ( 105, 677, 078. 37) ( 106, 905, 589. 09) 185

4. 7,418,586,708.87 2013 8 19 [2013]1089 10% 2012 12 31 10% 16 49% 59% 9,282,532,105.56 59% 2013 9 30 7,418,586,708.87 2013 9 30 1,600,000,000.00 10% 7,720,753,874.56 7,709,221,579.19 (11,532,295.37) 51,516,252.07 4,059,447,466.43 4,059,447,466.43 873,044,397.24 873,044,397.24 186

2013 4. 2013 9 30 2013 12 31 827,446,759.22 257,804,591.93 620,585,610.34 2,114,794,458.83 2013 7 31 100% 10.9 6,737,207,540.94 2,805,110,075.06 1,817,303,007.05 2,114,794,458.83 2013 7 31 6,737,207,540.94 100% 1,817,303,007.05 187

4. 41,330,630,012.95 41,336,673,271.50 38,525,519,937.89 37,859,445,327.07 2013 7 31 2013 12 31 1,413,076,482.04 128,032,463.62 5,490,857,444.75 5. 2013 2012 6.09690 6.28550 0.78623 0.81085 188

2013 1. (1) 2013-12-31 2012-12-31 434,035.45 313,155.49 55,042,210,753.21 49,185,411,309.26 30,916,791,184.91 28,603,994,699.74 24,125,419,568.30 20,581,416,609.52 636,978,684.36 2,986,470,818.55 55,679,623,473.02 52,172,195,283.30 (2) 2013-12-31 2012-12-31 257,711.49 1.00000 257,711.49 295,503.38 1.00000 295,503.38 2,089.81 6.09690 12,741.36 6.28550 208,059.47 0.78623 163,582.60 21,769.88 0.81085 17,652.11 434,035.45 313,155.49 25,353,735,652.44 1.00000 25,353,735,652.44 25,586,180,223.25 1.00000 25,586,180,223.25 118,014,648.56 6.09690 719,523,510.81 97,745,391.76 6.28550 614,378,659.91 2,720,052,934.88 0.78623 2,138,587,218.99 1,658,699,707.40 0.81085 1,344,956,657.75 28,211,846,382.24 27,545,515,540.91 2,704,944,802.67 1.00000 2,704,944,802.67 1,058,479,158.83 1.00000 1,058,479,158.83 30,916,791,184.91 28,603,994,699.74 189

1. (2) 2013-12-31 2012-12-31 14,694,887,374.68 1.00000 14,694,887,374.68 12,515,646,848.07 1.00000 12,515,646,848.07 1,102,331,646.50 6.09690 6,720,805,815.55 505,598,560.72 6.28550 3,177,939,753.41 3,421,814,861.78 0.78623 2,690,333,498.78 5,519,992,173.67 0.81085 4,475,885,654.02 24,106,026,689.01 20,169,472,255.50 19,392,879.29 1.00000 19,392,879.29 411,944,354.02 1.00000 411,944,354.02 24,125,419,568.30 20,581,416,609.52 618,370,687.05 1.00000 618,370,687.05 2,604,260,581.44 1.00000 2,604,260,581.44 2,167,493.00 6.09690 13,214,988.07 51,885,684.27 6.28550 326,127,468.47 6,859,327.73 0.78623 5,393,009.24 69,165,405.00 0.81085 56,082,768.64 636,978,684.36 2,986,470,818.55 55,679,623,473.02 52,172,195,283.30 2013 12 31 2,015,712,585.79 2012 2013 12 31 9,956,801,603.24 2012 7,254,278,140.65 190

2013 2. (1) 2013-12-31 2012-12-31 9,208,530,071.00 5,247,522,525.74 2,921,791,908.29 2,267,566,223.88 12,130,321,979.29 7,515,088,749.62 (2) 2013-12-31 2012-12-31 8,060,752,523.29 1.00000 8,060,752,523.29 4,991,624,611.47 1.00000 4,991,624,611.47 18,533,166.47 6.09690 112,994,862.65 16,355,631.44 6.28550 102,803,321.42 612,071,832.80 0.78623 481,229,237.10 107,409,510.06 0.81085 87,093,001.23 8,654,976,623.04 5,181,520,934.12 553,553,447.96 1.00000 553,553,447.96 66,001,591.62 1.00000 66,001,591.62 553,553,447.96 66,001,591.62 9,208,530,071.00 5,247,522,525.74 2,019,065,353.72 1.00000 2,019,065,353.72 2,081,474,723.20 1.00000 2,081,474,723.20 94,573,266.12 6.09690 576,603,746.21 6.28550 200,844,024.38 0.78623 157,909,597.29 22,819,744.47 0.81085 18,503,389.80 2,753,578,697.22 2,099,978,113.00 168,213,211.07 1.00000 168,213,211.07 167,588,110.88 1.00000 167,588,110.88 168,213,211.07 167,588,110.88 2,921,791,908.29 2,267,566,223.88 12,130,321,979.29 7,515,088,749.62 2013 12 31 2012 191

3. (1) 2013-12-31 2012-12-31 21,083,779,276.00 6,204,392,374.38 12,028,425,116.66 2,389,700,391.39 33,112,204,392.66 8,594,092,765.77 1,189,727,800.88 829,095,406.79 34,301,932,193.54 9,423,188,172.56 (2) 2013-12-31 2012-12-31 33,112,204,392.66 8,594,092,765.77 1,189,966,028.57 829,095,406.79 238,227.69 34,301,932,193.54 9,423,188,172.56 (3) 2013-12-31 2012-12-31 (%) (%) (%) (%) 1 1,111,146,788.87 3.24% 238,227.69 100.00% 747,567,750.99 7.93% 1-3 17,858,298,751.28 52.06% 6,254,343,258.22 66.37% 3-6 15,321,576,125.50 44.67% 2,421,224,641.61 25.69% 11,148,755.58 0.03% 52,521.74 0.01% 34,302,170,421.23 100.00% 238,227.69 100.00% 9,423,188,172.56 100.00% 192

2013 3. (4) 2013-12-31 2012-12-31 2,867,736,592.38 1,092,591,466.17 424,611,322.94 24,952,309.35 87,371,052,372.89 29,128,667,720.72 309,985,667.63 251,703,765.57 90,973,385,955.84 30,497,915,261.81 2013 12 31 2012 2013 12 31 24,878,744,020.98 264.02% 4. (1) 2013 12 31 46,339,930,890.45 46,339,930,890.45 46,967,457,021.04 46,967,457,021.04 5,529,138,911.39 2,262,973.05 5,531,401,884.44 5,392,472,680.40 2,262,973.05 5,394,735,653.45 5,778,501,592.12 7,204,169,898.57 12,982,671,490.69 5,676,722,187.44 6,151,304,964.79 11,828,027,152.23 214,103,367.10 4,829,911,583.98 5,044,014,951.08 213,350,116.02 4,827,051,286.20 5,040,401,402.22 57,861,674,761.06 12,036,344,455.60 69,898,019,216.66 58,250,002,004.90 10,980,619,224.04 69,230,621,228.94 193

4. (1) 2012 12 31 24,352,541,631.90 24,352,541,631.90 24,211,606,360.40 24,211,606,360.40 2,703,575,581.45 4,475,084.64 2,708,050,666.09 2,620,696,843.82 4,479,476.28 2,625,176,320.10 11,084,117,632.18 364,269,513.12 11,448,387,145.30 10,196,271,520.00 144,463,141.66 10,340,734,661.66 184,796,389.90 113,833,310.19 298,629,700.09 193,751,100.00 127,383,722.45 321,134,822.45 38,325,031,235.43 482,577,907.95 38,807,609,143.38 37,222,325,824.22 276,326,340.39 37,498,652,164.61 2013 12 31 39,863,019,232.63 2012 14,669,610,264.66 2013 12 31 31,090,410,073.28 80.11% 5. 2013-12-31 2012-12-31 71,732,632,247.67 599,600,854.75 636,265,225.99 72,116,219,173.13 261,062,277.68 330,420,801.70 7,917,479,097.70 85,032,161.53 86,077,132.57 2,457,202,046.32 13,985,503.50 14,751,442.95 10,319,183,845.22 5,518,112,549.86 562,243,471.77 2,473,609,542.02 23,775,139.52 196,765,317.36 20,834,547,975.88 274,177,104.93 26,247,666.73 42,042,365,752.26 119,681,877.56 92,804,388.62 4,688,601,194.81 14,444,964.96 15,327,566.97 660,167,915.46 4,687,157.24 1,530,178.55 115,492,444,361.28 6,491,367,636.03 1,326,161,064.03 119,749,564,429.19 423,191,955.50 636,272,129.18 2013 12 31 2013 12 31 824,104,789.69 194

2013 6. (1) 2013-12-31 2012-12-31 10,919,228,184.82 685,810,024.90 11,065,041,659.65 103,193,290.41 1,688,754,907.40 7,801,368,126.77 543,038,625.48 103,193,290.41 107,722,000.00 4,620,000.00 22,091,991,844.47 793,623,315.31 (2) 2013-12-31 2012-12-31 3,140,837,884.82 690,430,024.90 7,877,190,300.00 9,935,081,659.65 103,193,290.41 1,138,882,000.00 22,091,991,844.47 793,623,315.31 (3) 2013-12-31 2012-12-31 1 203,137,604.68 2,190,000.00 1 3 727,991,890.22 225,980,024.90 3 1 2,209,708,389.92 462,260,000.00 1 3,140,837,884.82 690,430,024.90 195

6. (4) 2013-12-31 2012-12-31 1 1,037,882,000.00 1 3 349,000,000.00 3 1 4,319,750,300.00 1 3,309,440,000.00 9,016,072,300.00 2013-12-31 2012-12-31 1 1 3 248,000,000.00 3 1 4,319,750,300.00 1 3,309,440,000.00 7,877,190,300.00 2013 12 31 40,068,408,977.06 2012 1,448,201,086.00 2013 12 31 9,732,756,907.00 2012 12 31 100,929,700.00 4,483,084,241.00 2012 12 31 100,929,700.00 2013 12 31 21,298,368,529.16 2,683.69% 196

2013 7. (1) 2013-12-31 2012-12-31 5,743,850,334.71 360,084,057.51 1,439,538,137.76 309,120,851.29 763,851,854.12 3,670,453,517.89 646,993,543.99 1,333,267.69 440,259,454.85 48,386,788.27 301,115,850.97 115,375,006.66 2,396,064.36 9,333,213,112.04 4,504,753,489.31 (2) 2013-12-31 2012-12-31 (%) (%) (%) (%) 1 9,326,397,376.28 99.90% 2,396,064.36 100.00% 4,504,753,489.31 100.00% 1-2 6,737,116.39 0.07% 2-3 2,017,997.32 0.02% 3 456,686.41 0.01% 9,335,609,176.40 100.00% 2,396,064.36 100.00% 4,504,753,489.31 100.00% 9,335,609,176.40 100.00% 2,396,064.36 100.00% 4,504,753,489.31 100.00% 8. 2013-12-31 2012-12-31 1,189,130,106.16 521,575,467.55 45,301,574.86 11,964,374.61 25,444.44 743,125,363.18 132,579,012.85 174,263,013.17 13,898,432.12 13,686,723.33 25,271,965.83 2,165,506,780.70 705,314,697.40 197

9. 2013-12-31 2012-12-31 262,987,283.97 693,695,492.79 761,399,831.38 124,797,239.07 295,630.72 40,000.00 1,024,682,746.07 818,532,731.86 2013-12-31 2012-12-31 240,688,985.29 1.00000 240,688,985.29 683,613,653.79 1.00000 683,613,653.79 670,000.00 6.09690 4,084,923.00 670,000.00 6.28550 4,211,285.00 23,165,455.00 0.78623 18,213,375.68 7,240,000.00 0.81085 5,870,554.00 262,987,283.97 693,695,492.79 761,399,831.38 1.00000 761,399,831.38 124,797,239.07 1.00000 124,797,239.07 761,399,831.38 124,797,239.07 295,630.72 1.00000 295,630.72 40,000.00 1.00000 40,000.00 295,630.72 40,000.00 1,024,682,746.07 818,532,731.86 198

2013 10. (1) 2013-12-31 6,577,711,388.35 (126,867,053.81) 6,450,844,334.54 2,147,456,677.90 386,614,620.18 447,526,163.72 2,086,545,134.36 8,904,776,000.42 (407,337,406.30) 348,338,175.95 8,149,100,418.17 989,179,375.00 (1,850,163.44) 987,329,211.56 376,827,750.00 17,717,643.87 394,545,393.87 2,702,628,466.46 4,180,412.72 2,706,808,879.18 4,571,403,243.71 4,598,478.61 4,576,001,722.32 26,269,982,901.84 (122,943,468.17) 795,864,339.67 25,351,175,094.00 2012-12-31 12,168,027,902.94 138,841,495.35 10,024,587.85 12,296,844,810.44 1,647,969,353.38 42,408,027.33 80,913,705.57 1,609,463,675.14 11,869,312,886.74 (207,252,380.38) 9,424,241.33 11,652,636,265.03 247,000,000.00 (2,779,557.79) 244,220,442.21 201,797,898.00 (1,498,558.00) 200,299,340.00 3,108,612,438.90 24,103,545.36 3,132,715,984.26 56,500,000.00 (935,280.00) 55,564,720.00 29,299,220,479.96 (7,112,708.13) 100,362,534.75 29,191,745,237.08 199

10. (2) 2013-12-31 300339 2014 1 18 87,277,400.00 300183 2014 2 22 196,497,547.60 601339 2014 3 27 50,550,000.00 300315 2014 6 28 218,068,090.00 600526 2014 3 24 147,998,333.36 600222 2014 7 22 85,923,857.10 002321 2014 7 7 89,760,426.21 002443 2014 4 23 120,660,713.71 601169 2015 3 26 2,533,833,168.13 500018 2014 7 13 149,241,122.25 2013 12 31 3,052,150,733.00 2012 7,215,362,756.64 200

2013 11. 2013-12-31 2012-12-31 2,565,490.40 114,700,356.99 333,297,519.24 136,117,119.25 14,946,901.60 350,809,911.24 250,817,476.24 71,490,250.00 2013 12 31 2012 12. (1) 2013-12-31 2012-12-31 3,484,220,471.95 9,027,264,761.21 813,486,566.41 768,275,998.89 10,514,647,959.48 8,852,695,612.18 14,812,354,997.84 18,648,236,372.28 161,340,856.76 166,330,856.76 14,651,014,141.08 18,481,905,515.52 201

12. (2) 2013 12 31 2012-12-31 2013-12-31 1,298,289,667.70 1,298,289,667.70 1,298,289,667.70 7.00% 7.00% 27,300,000.00 510,312,419.83 510,312,419.83 510,312,419.83 5.56% 5.56% 70,390,652.84 423,211,500.00 423,211,500.00 423,211,500.00 1.32% 1.32% 570,000,000.00 420,000,000.00 420,000,000.00 30.00% 30.00% 150,000,000.00 363,485,947.72 400,712,102.00 37,226,154.28 363,485,947.72 22.45% 22.45% 300,000,000.00 300,000,000.00 300,000,000.00 11.09% 11.09% 220,000,000.00 220,000,000.00 220,000,000.00 11.17% 11.17% 139,059,915.58 139,059,915.58 139,059,915.58 11.44% 11.44% 100,000,000.00 100,000,000.00 100,000,000.00 11.63% 11.63% 6,590,288,508.65 4,874,779,150.31 2,602,087,312.15 897,918,810.57 6,578,947,651.89 11,340,856.76 289,153,250.41 10,514,647,959.48 8,686,364,755.42 2,602,087,312.15 935,144,964.85 10,353,307,102.72 161,340,856.76 386,843,903.25 202

2013 12. (2) 2013 12 31 2012-12-31 2013-12-31 1,233,950,008.00 1,233,950,008.00 139,732.53 1,233,810,275.47 46.75% 46.75% 825,650,000.00 1,268,208,518.35 260,616,211.44 1,007,592,306.91 35.00% 35.00% 29,250,879.39 CITIC Securities Alpha Leaders 492,288,761.25 734,715,683.66 196,871,146.85 537,844,536.81 1 Fund Limited Fudo Capital L.P. II 231,435,586.18 307,504,108.40 307,504,108.40 6.13% 2 2,021,036.10 200,000,000.00 201,613,593.00 7,827,411.48 193,786,181.52 32.26% 32.26% CSI China A-Share QFII Fund Ltd. 183,972,788.13 187,242,508.66 187,242,508.66 1 123,459,445.52 178,838,880.95 3,339,672.69 175,499,208.26 33.33% 33.33% Aria Investment Partners III, L.P. 143,974,516.17 168,647,666.43 14,695,680.01 153,951,986.42 13.92% 2 3,258,381.95 150,000,000.00 150,000,000.00 7,389,295.08 142,610,704.92 27.03% 27.03% CITIC PE (Hong Kong) Limited 47,220,973.80 67,302,836.55 10,465,141.16 77,767,977.71 35.00% 11,200,451.75 Clean Resources Asia Growth 63,935,012.68 69,211,044.90 69,211,044.90 17.63% 2 300,956.24 Fund L.P. 44,787,242.79 43,700,703.72 1,857,336.85 41,843,366.87 50.00% 50.00% Sunrise Capital L.P. II 47,028,048.40 48,754,879.69 11,024,134.28 37,730,745.41 28.85% CSI RMB Fund Ltd. 30,482,137.10 33,560,315.23 47,278.27 33,513,036.96 1 World Deluxe Entreprise Limited 24,385.71 20,937,779.40 2,988,391.56 23,926,170.96 40.00% Aria Investment Partners IV, L.P. 28,897,065.97 28,897,065.97 5,802,706.30 23,094,359.67 37.62% 199,688.48 Sunrise Capital L.P. 6,096.43 83,771,992.47 63,434,312.67 20,337,679.80 8.19% 2 China AMC Capital Management 411,722.48 13,043,117.11 13,043,117.11 50.00% 50.00% Limited 9,900,000.00 11,558,887.00 58,147.19 11,617,034.19 33.00% 33.00% Aria Investment Partners II, L.P. 7,969,524.02 4,016,256.46 295,245.04 3,721,011.42 5.36% 2 134,211.02 MezzAsia Capital L.P. 1,859,168.88 40,868.86 1,818,300.02 22.61% Fudo Capital L.P. 6,096.43 1,016,066.26 774,690.29 241,375.97 5.81% 2 7,457,643,146.91 7,457,643,146.91 157,467,894.43 4,013,500.00 50.00% 50.00% 3,869,412,911.06 9,795,540,760.10 2,533,965,147.81 8,031,798,869.55 4,297,707,038.36 203,833,499.36 14,384,060,870.54 18,481,905,515.52 5,136,052,459.96 8,966,943,834.40 14,651,014,141.08 161,340,856.76 590,677,402.61 203

12. (2) 2012 12 31 2011-12-31 2012-12-31 1,298,289,667.70 1,298,289,667.70 1,298,289,667.70 7.00% 7.00% 7,000,000.00 570,000,000.00 420,000,000.00 420,000,000.00 30.00% 30.00% 150,000,000.00 510,312,419.83 510,312,419.83 510,312,419.83 5.56% 5.56% 25,896,909.38 423,211,500.00 423,211,500.00 423,211,500.00 1.32% 1.32% 16,324,205.67 400,712,102.00 400,712,102.00 400,712,102.00 24.75% 24.75% 1,121,876.68 220,000,000.00 220,000,000.00 220,000,000.00 11.17% 11.17% 154,221,862.60 154,221,862.60 139,059,915.58 106,059,915.58 33,000,000.00 139,059,915.58 11.44% 11.44% 58,029,000.00 58,029,000.00 5,291,110,007.07 4,339,239,745.44 1,589,904,248.85 654,364,843.98 5,274,779,150.31 16,330,856.76 98,552,617.11 8,852,695,612.18 7,930,076,213.15 1,622,904,248.85 866,615,706.58 8,686,364,755.42 166,330,856.76 148,895,608.84 4,013,500.00 19,517.45 19,517.45 50.00% 50.00% CITIC Securities Alpha Leaders 641,076,284.99 746,929,441.00 12,213,757.34 734,715,683.66 1 Fund Limited CSI RMB Fund Ltd. 31,421,653.78 28,438,052.69 5,122,262.54 33,560,315.23 1 825,650,000.00 1,206,882,309.91 61,326,208.44 1,268,208,518.35 35.00% 35.00% 35,466,173.21 9,900,000.00 11,375,016.00 183,871.00 11,558,887.00 33.00% 33.00% 200,000,000.00 197,534,080.00 4,079,513.00 201,613,593.00 32.26% 32.26% 475,152,995.38 7,215,105,882.35 242,537,264.56 7,457,643,146.91 49.00% 49.00% 336,938,985.54 CITIC PE (Hong Kong) Limited 48,389,346.81 57,435,991.24 9,866,845.31 67,302,836.55 35.00% 35.00% 7,674,869.11 World Deluxe Entreprise Limited 25,201.22 15,091,563.13 5,846,216.27 20,937,779.40 40.00% 40.00% 19,515,204.81 CAC Capital Holdings General Partner Limited 307.64 307.64 2,235,628,982.18 9,478,812,161.41 328,962,181.12 12,233,582.43 9,795,540,760.10 399,595,232.67 11,088,324,594.36 17,408,888,374.56 1,951,866,429.97 878,849,289.01 18,481,905,515.52 166,330,856.76 548,490,841.51 1 2 204

2013 12. (3) 2013 12 31 (4) 2013 12 31 CITIC Securities Alpha Leaders 33,862 Fund Limited CSI China A-Share QFII Fund Ltd. CSI RMB Fund Ltd. 55006868-3 10,000 China AMC Capital 100 Management Limited 78320221-4 802.70 205

12. (4) 2013 12 31 72303346-3 14,300 67576541-5 180,000 Fudo Capital L.P. II 69634632-4 62,000 71093631-3 500,000,001 Aria Investment Partners III, L.P. 58562757-X 55,500 CITIC PE (Hong Kong) Limited Clean Resources Asia Growth Fund L.P. Sunrise Capital L.P. II 69321856-2 3,000 Aria Investment Partners II, L.P. World Deluxe Entreprise Limited Aria Investment Partners IV, L.P. Sunrise Capital L.P. MezzAsia Capital L.P. Fudo Capital L.P. 206

2013 12. (4) 2013 12 31 2013 2013 2013 2013 2013 CITIC Securities Alpha Leaders 560,893,039.88 21,425,697.80 539,467,342.08 65,711,661.24 32,675,547.74 Fund Limited CSI RMB Fund Ltd. 44,167,568.62 703,305.63 43,464,262.99 (218,767.37) 1,122,247.31 CSI China A-Share QFII Fund Ltd. 186,732,930.59 13,044,994.44 173,687,936.15 5,897,114.85 2,096,443.12 86,932,528.02 1,524,108.19 85,408,419.83 (25,676,677.45) ChinaAMC Capital Management Limited 53,990,939.06 27,904,704.84 26,086,234.22 44,096,500.22 15,976,107.11 98,597.33 727,139.47 (628,542.14) 62,621.36 (175,034.25) 1,368,614,094.51 621,163,556.11 747,450,538.40 883,402,182.18 200,129,495.33 3,679,258,008.87 841,355,171.25 2,837,902,837.62 (433,263,240.32) (660,986,530.00) Fudo Capital L.P. II 5,033,134,260.42 16,754,025.04 5,016,380,235.38 895,571,534.38 627,906,811.06 27,169,648.36 600,737,162.70 (2,419,099.96) 607,886,246.75 127,937,799.47 479,948,447.28 10,167,433.88 (15,544,478.66) Aria Investment Partners III, L.P. 1,109,309,225.41 3,616,236.14 1,105,692,989.27 71,028,835.75 34,602,431.96 549,292,852.87 21,633,272.97 527,659,579.90 43,414,266.17 (24,751,196.02) CITIC PE (Hong Kong) Limited 449,574,781.99 227,380,559.97 222,194,222.02 332,170,581.94 67,763,025.73 Clean Resources Asia Growth Fund L.P. 417,146,010.01 24,570,602.13 392,575,407.88 4,777,855.52 (18,111,010.53) Sunrise Capital L.P. II 132,393,334.31 1,593,356.17 130,799,978.14 (5,096,204.86) 44,774,016.33 9,570,882.43 35,203,133.90 12,400,000.00 787,718.06 Aria Investment Partners II, L.P. 69,852,670.29 463,651.59 69,389,018.70 3,542,963.18 (7,577,865.38) World Deluxe Entreprise Limited 132,802,387.45 72,986,989.16 59,815,398.29 174,764,693.68 48,230,984.07 Aria Investment Partners IV, L.P. 61,903,203.27 513,087.52 61,390,115.75 (26,893,145.89) Sunrise Capital L.P. 306,361,761.41 58,038,421.88 248,323,339.53 149,602,823.44 83,377,759.13 MezzAsia Capital L.P. 8,442,686.28 400,669.40 8,042,016.88 715,110.94 (3,629,965.30) Fudo Capital L.P. 4,762,205.99 609,642.74 4,152,563.25 3,118,097.06 207

12. (4) 2012 12 31 78320221-4 802.70 CITIC Securities Alpha 33,862 Leaders Fund Limited CSI RMB Fund Ltd. 67576541-5 180,000 69634632-4 3,000 69321856-2 62,000 63369406-5 23,800 CITIC PE (Hong Kong) Limited World Deluxe Entreprise Limited 208

2013 12. (4) 2012 12 31 2012 2012 2012 2012 2012 277,827.81 731,335.70 (453,507.89) 83,672.13 (287,785.18) CITIC Securities Alpha Leaders 873,207,458.96 130,464,468.10 742,742,990.86 41,349,912.24 (12,010,129.12) Fund Limited CSI RMB Fund Ltd. 51,983,403.28 954,227.97 51,029,175.31 9,160,849.05 6,140,213.43 4,278,619,643.61 691,807,226.90 3,586,812,416.71 689,764,894.28 276,561,757.23 43,727,830.97 8,607,709.49 35,120,121.48 12,400,000.00 197,780.56 644,202,137.62 19,200,000.00 625,002,137.62 (1,383,951.55) 3,329,989,126.84 707,720,309.57 2,622,268,817.27 2,497,126,012.37 602,657,986.31 CITIC PE (Hong Kong) Limited 338,663,770.26 147,296,519.61 191,367,250.65 256,840,416.20 50,584,575.61 World Deluxe Entreprise Limited 111,547,689.11 59,203,240.63 52,344,448.48 198,841,309.51 63,093,750.11 1 13. (1) 2013-12-31 2012-12-31 4,782,733,636.96 3,435,352,845.12 2,049,036,449.98 884,201,949.33 2,733,697,186.98 2,551,150,895.79 209

13. (2) 2012 12 31 2,324,752,787.82 5,502,261.31 155,015,695.83 58,665,402.22 5,381,669.16 839,362,326.08 46,672,702.70 3,435,352,845.12 298,136,787.86 68,439,104.00 60,581,613.42 17,400,231.00 82,796.70 1,131,991,215.22 29,603,691.55 1,606,235,439.75 136,632,257.57 8,054,919.00 3,454,257.72 6,314,445.38 69,403.87 99,891,706.37 451,790.00 254,868,779.91 (252,546.00) (110,902.00) (854,333.10) (203,563.15) (1,466,799.60) (1,097,724.15) (3,985,868.00) 2013 12 31 2,486,004,772.11 65,775,544.31 211,288,718.43 69,547,624.69 5,395,061.99 1,869,995,035.33 74,726,880.10 4,782,733,636.96 2012 12 31 181,901,366.12 2,724,776.05 83,751,117.48 38,422,940.78 3,504,369.18 539,771,357.35 34,126,022.37 884,201,949.33 184,072,223.87 25,355,527.90 76,417,397.40 20,009,689.22 769,243.37 984,894,100.97 31,646,506.05 1,323,164,688.78 116,541,851.30 20,713,882.00 33,976,188.69 12,171,572.32 783,446,104.38 26,328,981.97 993,178,580.66 67,530,372.57 4,641,645.90 42,441,208.71 7,838,116.90 769,243.37 201,447,996.59 5,317,524.08 329,986,108.12 39,417,200.45 7,922,755.13 3,042,483.80 5,361,967.47 66,134.08 98,134,344.09 390,754.77 154,335,639.79 (907,631.00) (4,149.00) (829,098.62) (174,773.24) (1,179,457.45) (899,439.03) (3,994,548.34) 2013 12 31 325,648,758.54 20,153,399.82 156,296,932.46 52,895,889.29 4,207,478.47 1,425,351,656.78 64,482,334.62 2,049,036,449.98 2012 12 31 56,121.00 562,606.00 618,727.00 58,224.00 575,779.00 634,003.00 2,103.00 13,173.00 15,276.00 2013 12 31 2013 12 31 2,160,356,013.57 45,622,144.49 54,991,785.97 16,651,735.40 1,187,583.52 444,643,378.55 10,244,545.48 2,733,697,186.98 2012 12 31 2,142,851,421.70 2,777,485.26 71,264,578.35 20,242,461.44 1,877,299.98 299,590,968.73 12,546,680.33 2,551,150,895.79 2013 329,986,108.12 2012 280,197,099.13 210

2013 13. (2) 2011 12 31 2,276,175,620.62 4,510,136.31 141,362,848.42 71,632,929.49 5,281,180.95 756,781,762.38 36,589,504.47 3,292,333,982.64 137,640,876.64 1,170,035.00 14,836,219.30 3,720,146.41 183,848.21 114,163,758.81 10,088,994.01 281,803,878.38 89,063,709.44 177,910.00 1,180,958.63 16,687,445.91 83,360.00 31,576,200.66 138,769,584.64 (2,413.26) (227.77) (6,994.45) (5,795.78) (15,431.26) 2012 12 31 2,324,752,787.82 5,502,261.31 155,015,695.83 58,665,402.22 5,381,669.16 839,362,326.08 46,672,702.70 3,435,352,845.12 2011 12 31 124,107,875.50 2,144,427.30 45,764,529.10 36,481,793.76 2,705,587.79 405,276,556.08 29,327,611.08 645,808,380.61 59,015,939.66 752,921.45 38,811,965.48 10,934,235.02 875,795.11 164,995,095.99 4,811,146.42 280,197,099.13 59,015,939.66 752,921.45 38,811,965.48 10,934,235.02 875,795.11 164,995,095.99 4,811,146.42 280,197,099.13 1,222,449.04 172,572.70 823,941.86 8,993,014.28 77,013.72 30,494,629.41 7,839.51 41,791,460.52 (1,435.24) (73.72) (5,665.31) (4,895.62) (12,069.89) 2012 12 31 181,901,366.12 2,724,776.05 83,751,117.48 38,422,940.78 3,504,369.18 539,771,357.35 34,126,022.37 884,201,949.33 2011 12 31 2012 12 31 2012 12 31 2,142,851,421.70 2,777,485.26 71,264,578.35 20,242,461.44 1,877,299.98 299,590,968.73 12,546,680.33 2,551,150,895.79 2011 12 31 2,152,067,745.12 2,365,709.01 95,598,319.32 35,151,135.73 2,575,593.16 351,505,206.30 7,261,893.39 2,646,525,602.03 2012 280,197,099.13 2011 191,601,418.49 211

13. 2014 50.04 2013 12 31 2.17 2012 1.61 2013 12 31 14. (1) 2013-12-31 2012-12-31 738,729,854.39 738,729,854.39 736,726,114.24 736,726,114.24 77,999,510.49 77,999,510.49 86,977,076.24 86,977,076.24 31,948,549.03 31,948,549.03 903,706,441.12 903,706,441.12 768,674,663.27 768,674,663.27 212

2013 14. (2) 2012-12-31 2013-12-31 2-5 760,000,000.00 714,546,350.56 94% 100% 714,546,350.56 150,000,000.00 77,999,510.49 52% 47% 77,999,510.49 910,000,000.00 714,546,350.56 77,999,510.49 792,545,861.05 2011-12-31 2012-12-31 2-5 760,000,000.00 607,364,398.00 107,181,952.56 94% 100% 714,546,350.56 760,000,000.00 607,364,398.00 107,181,952.56 714,546,350.56 213

15. 2012 12 31 86,869,863.18 266,803,187.98 11,385,967.40 365,059,018.56 37,511,406.00 616,954,591.48 1,044,284,964.94 262,616,041.48 1,961,367,003.90 736,000.00 736,000.00 (1,509,083.65) (6,722,559.24) (13,749,559.80) (3,457,729.54) (25,438,932.23) 2013 12 31 122,872,185.53 876,299,220.22 1,030,535,405.14 259,158,311.94 11,385,967.40 2,300,251,090.23 2012 12 31 77,780,990.40 121,638,786.18 3,144,783.60 202,564,560.18 14,451,473.00 123,926,145.16 43,056,795.71 333,988.19 181,768,402.06 736,000.00 736,000.00 (546,344.44) (117,239.68) (117,820.52) (781,404.64) 2013 12 31 91,686,118.96 244,711,691.66 42,938,975.19 3,478,771.79 382,815,557.60 2012 12 31 1,544,244.54 1,544,244.54 2013 12 31 1,544,244.54 1,544,244.54 2013 12 31 29,641,822.03 631,587,528.56 987,596,429.95 259,158,311.94 7,907,195.61 1,915,891,288.09 2012 12 31 7,544,628.24 145,164,401.80 8,241,183.80 160,950,213.84 214

2013 15. 2011 12 31 87,266,146.18 204,611,104.59 11,385,967.40 303,263,218.17 600,000.00 62,523,245.29 63,123,245.29 1,000,000.00 331,161.90 1,331,161.90 3,717.00 3,717.00 2012 12 31 86,869,863.18 266,803,187.98 11,385,967.40 365,059,018.56 2011 12 31 76,330,773.40 83,818,950.26 2,810,795.39 162,960,519.05 1,446,500.00 37,828,145.81 333,988.21 39,608,634.02 8,309.89 8,309.89 3,717.00 3,717.00 2012 12 31 77,780,990.40 121,638,786.18 3,144,783.60 202,564,560.18 2011 12 31 1,544,244.54 1,544,244.54 2012 12 31 1,544,244.54 1,544,244.54 2012 12 31 7,544,628.24 145,164,401.80 8,241,183.80 160,950,213.84 2011 12 31 9,391,128.24 120,792,154.33 8,575,172.01 138,758,454.58 1,817,303,007.05 2013 12 31 215

16. 2012-12-31 2013-12-31 43,500,226.67 43,500,226.67 88,675,272.02 88,675,272.02 173,504,077.76 173,504,077.76 195,220,542.15 2,128,007,685.73 2,323,228,227.88 7,418,586,708.87 7,418,586,708.87 500,900,118.60 9,546,594,394.60 10,047,494,513.20 2011-12-31 2012-12-31 43,500,226.67 43,500,226.67 88,675,272.02 88,675,272.02 173,504,077.76 173,504,077.76 195,200,024.00 20,518.15 195,220,542.15 500,879,600.45 20,518.15 500,900,118.60 95.47 216

2013 17. (1) 2013-12-31 2012-12-31 2,262,887,644.41 543,214,571.59 1,729,156,900.56 432,289,225.14 1,099,287,980.23 274,821,995.06 508,892,903.70 127,223,225.92 612,092,233.85 153,023,058.47 31,941,510.58 7,985,377.64 449,276,518.85 112,319,129.71 323,952,110.64 80,988,027.66 1,049,436,915.74 262,359,228.93 77,718,717.36 12,823,588.84 5,356,369.19 883,800.62 864,162,968.77 145,180,217.87 27,324,807.35 6,831,201.84 5,694,734,543.30 1,323,254,389.82 3,346,753,037.93 836,688,259.47 (2) 2013-12-31 2012-12-31 1,707,235,604.37 628,262,702.08 877,592,695.26 217,822,211.52 333,104,082.26 76,392,828.39 143,655,173.79 23,703,104.00 6,786,222.46 1,696,555.62 1,407,551.12 218,228.68 981,084,192.99 245,271,048.08 616,253.67 154,063.41 2,776,236.36 694,059.25 1,717,034.20 429,258.55 3,272,480.00 818,120.00 2,739,010,534.87 872,286,123.86 1,320,236,991.61 323,176,055.72 217

18. (1) 2013-12-31 2012-12-31 21,310.19 3,551.31 345,583,029.93 141,201,737.43 139,262,153.43 51,589,155.66 195,830,294.21 255,170,035.99 203,013,576.13 16,713,175.42 4,701,677.74 4,421,141.94 879,008,686.15 460,256,513.87 (2) I. 2013-12-31 2012-12-31 345,583,029.93 141,201,737.43 4,457,798.23 4,421,141.94 341,125,231.70 136,780,595.49 II. 2013-12-31 2012-12-31 (%) (%) (%) (%) 1 311,604,463.17 90.17% 237,176.28 5.33% 115,863,324.27 82.06% 361,495.29 8.18% 1-2 11,693,905.40 3.38% 46,434.27 1.04% 16,745,778.42 11.86% 1,602,257.43 36.24% 2-3 6,193,268.17 1.79% 1,500,661.06 33.66% 2,503,453.06 1.77% 161,897.58 3.66% 3 16,091,393.19 4.66% 2,673,526.62 59.97% 6,089,181.68 4.31% 2,295,491.64 51.92% 345,583,029.93 100.00% 4,457,798.23 100.00% 141,201,737.43 100.00% 4,421,141.94 100.00% 345,583,029.93 100.00% 4,457,798.23 100.00% 141,201,737.43 100.00% 4,421,141.94 100.00% 218

2013 18. (2) III. (%) Newedge Group UK Branch Swire Properties Management Ltd CA- CIB Hong Kong Branch Sumitomo Fudusan Koji Guchi 28,347,802.55 8.20% QFII 12,254,645.42 3.55% 12,088,789.49 3.50% DCM 9,378,127.78 2.71% 4,788,940.75 1.39% (i) 2013 12 31 5% (ii) (3) 2012-12-31 2013-12-31 166,764,618.04 26,359,741.72 63,284,673.30 80,241.60 129,759,444.86 38,333,888.01 5,539,519.46 14,254,144.77 301,530.30 29,317,732.40 50,071,529.94 5,062,019.65 17,415,679.51 964,753.13 36,753,116.95 255,170,035.99 36,961,280.83 94,954,497.58 1,346,525.03 195,830,294.21 2011-12-31 2012-12-31 157,025,954.49 72,795,326.00 62,960,501.15 96,161.30 166,764,618.04 37,114,795.20 14,974,389.10 13,755,296.29 38,333,888.01 47,696,799.28 19,450,736.68 17,010,918.98 65,087.04 50,071,529.94 241,837,548.97 107,220,451.78 93,726,716.42 161,248.34 255,170,035.99 219

19. 2012-12-31 2013-12-31 4,421,141.94 2,385,138.51 832,597.44 840,739.04 (55,723.74) 6,853,862.59 100,362,534.75 349,917,106.10 368,929,977.90 20,178,745.57 3,166,533.51 795,864,339.67 238,227.69 238,227.69 618,726.60 631,278.24 (12,551.64) 1,544,244.54 1,544,244.54 166,330,856.76 4,990,000.00 161,340,856.76 243,879.51 243,879.51 272,658,777.99 352,784,351.81 370,381,301.94 26,640,762.85 3,098,258.13 966,085,410.76 2011-12-31 2012-12-31 17,138,980.56 429,470.14 4,312,157.20 8,795,985.19 39,166.37 4,421,141.94 1,581,882,862.70 33,921,423.61 1,515,059,614.90 382,136.66 100,362,534.75 1,544,244.54 1,544,244.54 165,930,856.76 400,000.00 166,330,856.76 1,766,496,944.56 34,750,893.75 4,312,157.20 1,523,855,600.09 421,303.03 272,658,777.99 20. 2013-12-31 2012-12-31 2,194,329,358.00 406,766,750.00 330,890,985.44 283,797,500.00 100,000,000.00 2,525,220,343.44 790,564,250.00 220

2013 21. 2013 12 31 13 CP009 2013/10/17 2014/1/16 5.19% 4,001,198,873.03 1,437,070.31 3,999,761,802.72 13 CP010 2013/11/11 2014/2/10 5.75% 4,000,802,913.69 1,437,293.70 3,999,365,619.99 13 CP011 2013/12/4 2014/3/5 6.40% 4,001,877,381.27 2,875,105.98 3,999,002,275.29 12 CP003 2012/10/17 2013/1/16 4.00% 5,000,000,000.00 5,000,000,000.00 12 CP004 2012/11/21 2013/2/20 4.19% 5,000,000,000.00 5,000,000,000.00 12 CP005 2012/12/13 2013/3/14 4.31% 3,000,000,000.00 3,000,000,000.00 13,000,000,000.00 12,003,879,167.99 13,005,749,469.99 11,998,129,698.00 2012 12 31 12 CP003 2012/10/17 2013/1/16 4.00% 5,000,000,000.00 5,000,000,000.00 12 CP004 2012/11/21 2013/2/20 4.19% 5,000,000,000.00 5,000,000,000.00 12 CP005 2012/12/13 2013/3/14 4.31% 3,000,000,000.00 3,000,000,000.00 13,000,000,000.00 13,000,000,000.00 2013 12 31 221

22. 2013-12-31 2012-12-31 300,000,000.00 2,200,000,000.00 (1) 4,410,000,000.00 700,000,000.00 4,710,000,000.00 2,900,000,000.00 (1) 2013-12-31 2012-12-31 1 750,000,000.00 300,000,000.00 1 3 2,760,000,000.00 100,000,000.00 3 1 900,000,000.00 300,000,000.00 1 4,410,000,000.00 700,000,000.00 2013 12 31 5% -10%2012 5% - 10% 23. 2013-12-31 2012-12-31 1,872,029,484.65 1,872,029,484.65 5,613,352.32 5,613,352.32 2,262,973.05 2,262,973.05 3,150,556.59 3,150,556.59 970,065,222.75 970,065,222.75 5,539,335.73 4,475,084.64 10,014,420.37 16,438,752,356.05 16,438,752,356.05 2,842,094,707.40 16,441,015,329.10 19,283,110,036.50 14,303,244.64 4,475,084.64 18,778,329.28 2013 12 31 19,264,331,707.22 102,588.10% 222

2013 24. (1) 2013-12-31 2012-12-31 42,849,039,609.45 20,846,683,830.19 4,197,831,062.06 3,516,043,244.00 15,406,394,594.66 3,621,916,725.11 5,610,636,885.75 3,857,289,517.27 12,855,215,500.00 1,196,930,000.00 55,704,255,109.45 22,043,613,830.19 (2) 2013-12-31 2012-12-31 3,734,322,500.00 145,552,000.00 25,089,339,609.45 8,309,117,830.19 17,741,303,000.00 12,392,014,000.00 9,139,290,000.00 1,196,930,000.00 55,704,255,109.45 22,043,613,830.19 (3) 2013-12-31 2012-12-31 1 2,690,070,900.00 145,146,000.00 1 3 1,044,251,600.00 406,000.00 3 1 1 3,734,322,500.00 145,552,000.00 2013 12 31 2% -9.9%2012 2% - 3.53% 2013 12 31 59,347,544,786.01 2012 24,170,105,363.88 2013 12 31 33,660,641,279.26 152.70% 223

25. 2013-12-31 2012-12-31 33,723,268,951.06 32,015,679,609.94 25,011,629,372.60 26,945,047,343.23 8,711,639,578.46 5,070,632,266.71 2,867,728,339.72 1,092,525,440.81 1,830,577,239.67 969,488,377.92 1,037,151,100.05 123,037,062.89 36,590,997,290.78 33,108,205,050.75 8,605,161,226.98 1,699,082,792.26 45,196,158,517.76 34,807,287,843.01 26. 2012-12-31 2013-12-31 2,265,313,549.28 4,891,850,999.41 3,985,979,914.77 3,171,184,633.92 17,244,487.28 17,244,487.28 22,262,708.03 544,379,944.48 474,961,461.40 91,681,191.11 6,684,697.38 221,467,421.94 221,756,571.29 6,395,548.03 19,339,518.33 36,791,080.58 29,529,637.97 26,600,960.94 871,598.43 871,598.43 793,800.00 793,800.00 2,313,600,473.02 5,713,399,332.12 4,731,137,471.14 3,295,862,334.00 224

2013 26. 2011-12-31 2012-12-31 3,091,034,757.55 3,021,605,476.87 3,847,326,685.14 2,265,313,549.28 16,139,211.30 16,139,211.30 13,385,034.85 420,161,706.77 411,284,033.59 22,262,708.03 1,707,620.46 195,714,826.46 190,737,749.54 6,684,697.38 14,053,111.54 25,678,060.62 20,391,653.83 19,339,518.33 677,007.08 677,007.08 697,000.00 697,000.00 3,120,180,524.40 3,680,673,289.10 4,487,253,340.48 2,313,600,473.02 (1) 2014 21.53 2014 11.43 (2) 2013 5,552 27. 2013-12-31 2012-12-31 1,349,589,076.05 405,927,146.94 208,829,930.23 59,874,098.86 13,169,313.60 3,805,174.07 9,498,114.95 2,565,497.65 490,306,903.60 518,394,170.76 131,951,118.33 13,904,788.30 2,203,344,456.76 1,004,470,876.58 225

28. 2013-12-31 2012-12-31 2,370,612,319.70 581,664,307.42 1,501,150,220.51 209,585,074.96 1,487,334,268.76 294,229,140.42 290,700,671.55 80,997,623.56 284,137,867.77 404,361,565.62 5,933,935,348.29 1,570,837,711.98 29. 2013-12-31 2012-12-31 2,062,811.88 12,748,536.49 1,835,464.23 52,732,138.43 2,559,230.56 51,943,796.75 889,333.34 564,075,171.23 37,187,500.00 95,001,643.83 71,907,397.26 107,597,794.22 29,604,018.46 56,669,890.39 890,887,986.47 143,093,610.51 30. 2013-12-31 2012-12-31 567,000,000.00 226

2013 31. 2013 06 1,500,000,000.00 1,500,000,000.00 2006/5/29 2021/5/31 4.25% 1,500,000,000.00 1,500,000,000.00 13 01 3,000,000,000.00 3,000,000,000.00 2013/6/7 2018/6/7 4.65% 3,000,721,954.57 7,378,026.15 2,993,343,928.42 13 02 12,000,000,000.00 12,000,000,000.00 2013/6/7 2023/6/7 5.05% 12,001,183,323.21 30,268,966.50 11,970,914,356.71 13 03 5,000,000,000.00 5,000,000,000.00 2013/8/5 2016/8/5 5.00% 5,001,504,139.39 12,314,473.97 4,989,189,665.42 CITIC SEC B1805 4,942,752,060.00 4,930,543,468.17 2013/5/3 2018/5/3 2.50% 4,930,543,468.17 206,883,538.05 4,723,659,930.12 26,442,752,060.00 26,430,543,468.17 1,500,000,000.00 24,933,952,885.34 256,845,004.67 26,177,107,880.67 2012 06 1,500,000,000.00 1,500,000,000.00 2006/5/29 2021/5/31 4.25% 1,500,000,000.00 1,500,000,000.00 227

31. (1) [2006]14 [2006]18 2006 5 25 2006 6 2 15 2006 (2) 2013 CITIC Securities Finance 2013 Co., Ltd. 2013 4 25 2013 5 3 5 8 49.43 (3) [2013]706 2013 6 7 2013 6 14 5 30 (4) [2013]706 2013 6 7 2013 6 14 10 120 (5) [2013]706 2013 8 5 2013 8 7 3 50 2013 12 31 24,677,107,880.67 1,645.14% 228

2013 32. 2013-12-31 2012-12-31 194,924,998.70 191,223,637.15 (1) 869,632,001.55 396,250,470.38 2,050,491.39 2,041,305.53 140,827,750.74 1,805,996.85 1,207,435,242.38 591,321,409.91 (1) 2013-12-31 2012-12-31 197,705,268.76 22,879,533.32 131,994,141.63 43,442,400.32 59,317,265.97 496,490,190.84 314,053,671.09 869,632,001.55 396,250,470.38 (2) 2013 12 31 5% 33. 2012-12-31 (+) 2013-12-31 11,016,908,400.00 11,016,908,400.00 2011-12-31 (+) 2012-12-31 11,016,908,400.00 11,016,908,400.00 229

34. 2012-12-31 2013-12-31 41,233,496,993.06 41,233,496,993.06 (6,630,467,600.00) (6,630,467,600.00) (123,631,470.07) 206,884,684.60 (330,516,154.67) (127,154,235.09) 206,884,684.60 (334,038,919.69) 3,522,765.02 3,522,765.02 (87,876,247.76) 90,525,137.85 (178,401,385.61) 34,391,521,675.23 297,409,822.45 34,094,111,852.78 2011-12-31 2012-12-31 41,233,496,993.06 41,233,496,993.06 (6,630,467,600.00) (6,630,467,600.00) (538,943,892.35) 415,312,422.28 (123,631,470.07) (542,466,657.37) 415,312,422.28 (127,154,235.09) 3,522,765.02 3,522,765.02 (78,717,216.22) 9,159,031.54 (87,876,247.76) 33,985,368,284.49 415,312,422.28 9,159,031.54 34,391,521,675.23 230

2013 35. 2012-12-31 2013-12-31 5,679,873,252.91 553,953,128.13 6,233,826,381.04 205,316,051.95 205,316,051.95 5,885,189,304.86 553,953,128.13 6,439,142,432.99 2011-12-31 2012-12-31 5,259,304,447.64 420,568,805.27 5,679,873,252.91 205,316,051.95 205,316,051.95 5,464,620,499.59 420,568,805.27 5,885,189,304.86 10% 50% 36. 2012-12-31 2013-12-31 5,356,561,667.18 594,086,364.41 5,950,648,031.59 5,068,123,077.69 382,952,865.99 5,451,075,943.68 10,424,684,744.87 977,039,230.40 11,401,723,975.27 2011-12-31 2012-12-31 4,996,013,913.75 360,547,753.43 5,356,561,667.18 4,722,578,659.54 345,544,418.15 5,068,123,077.69 9,718,592,573.29 706,092,171.58 10,424,684,744.87 231

37. 2013 2012 25,219,881,621.00 26,846,394,733.48 5,243,916,979.11 4,237,418,476.37 553,953,128.13 420,568,805.27 594,086,364.41 360,547,753.43 382,952,865.99 345,544,418.15 3,305,072,520.00 4,737,270,612.00 4,396,986.13 25,632,130,707.71 25,219,881,621.00 2013 6 20 2012 2012 10 3.00 11,016,908,400 3,305,072,520.00 38. 2013-12-31 2012-12-31 108,620,632.80 34,366,433.36 58,247,224.74 1,424,484,329.58 254,759,648.89 52,425,078.69 1,713,610,411.83 219,292,936.23 232

2013 39. 2013 2012 6,572,262,110.32 3,660,469,666.17 6,223,055,235.11 3,326,201,716.97 5,429,181,943.73 2,861,165,689.23 571,903,726.75 429,502,503.17 1 221,969,564.63 35,533,524.57 349,206,875.21 334,267,949.20 2,215,800,107.92 2,735,070,932.83 1,335,919,212.00 1,872,494,541.06 22,375,000.00 36,120,000.00 2 857,505,895.92 826,456,391.77 430,258,443.40 273,015,888.57 3 442,201,801.83 198,091,960.91 925,856,269.75 34,774,702.98 112,456,138.60 188,271,819.50 10,698,834,871.82 7,089,694,970.96 938,727,467.98 698,388,218.08 938,062,633.19 697,889,663.98 916,071,237.36 697,889,663.98 21,991,395.83 1 664,834.79 498,554.10 95,911,287.57 90,412,131.76 86,191,332.26 82,410,592.71 2 9,719,955.31 8,001,539.05 7,569,427.42 18,467,341.82 12,004,548.54 1,060,675,524.79 800,804,898.38 9,638,159,347.03 6,288,890,072.58 2013 3,349,269,274.45 53.26% 233

39. 39.1 2013 2012 31,286,234,614.80 39,814,130.45 38,001,846,605.65 29,889,373.12 2,825,787,614.00 2,019,089.84 13,557,820,000.00 177,814,653.13 69,058,609,212.39 4,340,781.05 26,499,223,187.02 3,625,061.61 113,902,663,827.19 221,969,564.63 67,326,857,406.67 35,533,524.57 39.2 2013 2012 106,486,568.37 115,795,835.90 53,994,123.64 75,131,272.90 687,305,248.60 627,527,743.92 847,785,940.61 818,454,852.72 234

2013 39. 39.3 68 386 3 44,974 402 457 44,647 21 387 327 381 70 24,922,702,563.98 222,423,224,729.37 3,492,677,300.00 7,000,000.00 210,422,000.00 12,203,389,910.25 31,000,000.00 12,712,312,653.73 222,392,224,729.37 3,282,255,300.00 33,064,432,948.16 469,017,110,300.17 2,829,014,586.81 81,185,671.67 50,002,250.00 10,688,001,094.09 346,750,000.00 198,351,735.91 22,295,246,182.40 468,670,360,300.17 2,580,660,600.90 33,324,882,870.26 476,641,011,139.71 2,870,664,913.76 3,161,907,135.30 9,698,738,391.94 20,857,843,781.18 118,184,366,950.18 316,762,589.73 1,498,209,184.98 322,484,847.27 2,872,324.03 7,806,922,768.80 348,435,420,950.32 2,551,030,000.00 193,406,622.70 246,734,892.99 2,060,286.14 235

40. 2013 2012 1,013,333.33 346,430.57 478,236,907.92 32,232,499.01 208,648,952.67 18,465,753.76 181,256,974.13 1,610,782,684.00 1,675,381,163.17 654,182,903.45 842,067,958.80 956,599,780.55 833,313,204.37 1,998,819,112.64 460,806,311.91 893,651.51 3,416,963.41 4,089,745,689.40 2,172,183,368.07 142,450,996.09 152,877,468.53 1,435,216,913.17 381,658,770.89 87,182,437.03 2,561,354.19 73,199,952.47 5,146,799.41 340,710,385.14 174,376,503.59 175,629,382.00 15,883,657.08 5,789,808.22 705,675,650.63 63,750,000.00 540,097,231.45 169,140,273.97 17,194,950.60 742,946.17 3,260,335,887.77 947,692,762.56 829,409,801.63 1,224,490,605.51 236

2013 41. (1) 2013 2012 211,013,960.31 432,167,426.23 386,843,903.25 148,895,608.84 2,960,689,918.18 1,603,281,752.72 2,202,614,874.42 812,970,895.48 783,294,476.85 790,310,857.24 (25,219,433.09) 2,366,324,636.23 1,479,066,804.56 263,156,433.17 138,196,465.28 441,928,528.56 (422,670,166.63) 1,340,887,287.35 569,004,339.86 316,002,485.17 1,194,536,166.05 4,349,901.98 111,014,721.48 6,035,887,139.45 3,663,411,592.35 2013 2,372,475,547.10 64.76% (2) 2013 2012 347,404,316.10 295,302,413.29 Fudo Capital L.P. II 40,595,599.26 CITIC Securities Alpha Leader Fund Ltd 34,815,386.63 (12,284,884.66) CITIC PE ( HONG KONG) Limited 23,996,503.55 17,987,038.45 World Deluxe Entreprise Limited 19,292,393.63 24,998,355.11 (255,090,238.86) 106,164,504.04 211,013,960.31 432,167,426.23 237

41. (3) 2013 2012 96,000,000.00 87,578,850.03 7,483,861.31 70,390,652.84 25,896,909.38 33,000,000.00 30,000,000.00 27,300,000.00 7,000,000.00 72,574,400.38 78,514,838.15 386,843,903.25 148,895,608.84 2013 12 31 42. 2013 2012 (1,371,973,497.12) 1,430,186,187.91 7,108,896.57 (5,657,975.57) 799,490,572.71 (1,007,754,485.90) (565,374,027.84) 416,773,726.44 2013 2012 680,195,841.61 356,909,267.76 46,526,058.35 24,832,394.79 32,382,070.13 17,007,881.99 13,497,391.96 2,138,434.64 772,601,362.05 400,887,979.18 238

2013 44. 2013 2012 5,076,588,076.00 3,785,608,379.10 370,033,805.53 263,300,740.29 356,010,574.15 266,654,927.76 330,650,871.81 280,173,802.42 299,258,457.89 113,111,208.20 192,582,755.82 138,561,752.87 176,294,570.49 128,952,643.85 157,704,326.20 133,275,865.42 143,738,364.91 111,136,316.86 134,134,717.57 38,162,134.02 843,925,262.55 561,065,513.53 8,080,921,782.92 5,820,003,284.32 2013 2,260,918,498.60 38.85% 45. 2013 2012 2,385,138.51 (3,882,687.06) 238,227.69 349,917,106.10 33,921,423.61 243,879.51 352,784,351.81 30,038,736.55 239

46. 2013 2012 2,977,265.32 439,027.67 2,977,265.32 2,977,265.32 439,027.67 2,977,265.32 (1) 26,264,089.92 14,511,408.18 26,264,089.92 24,226,243.19 46,079,083.77 24,226,243.19 53,467,598.43 61,029,519.62 53,467,598.43 (1) 2013 2012 2,000,000.00 2,045,440.00 23,864,089.92 11,365,968.18 400,000.00 1,100,000.00 26,264,089.92 14,511,408.18 47. 2013 2012 1,424,961.61 1,244,376.35 1,424,961.61 1,424,961.61 1,083,128.01 1,424,961.61 6,273,440.37 322,816.49 6,273,440.37 252,153.00 252,153.00 59,049,039.75 2,886,152.82 59,049,039.75 66,999,594.73 4,453,345.66 66,999,594.73 240

2013 48. 2013 2012 1,838,101,310.63 570,656,570.85 1,726,600,374.19 568,121,736.27 111,500,936.44 2,534,834.58 (300,057,019.54) 609,809,506.88 1,538,044,291.09 1,180,466,077.73 2013 2012 6,846,091,166.57 5,487,269,095.67 1,711,522,791.64 1,371,817,273.92 (37,665,652.66) (20,082,327.38) 96,791,855.74 42,266,226.75 (284,006,629.90) (220,380,500.21) (32,561,130.04) (10,804,656.57) 83,963,056.31 17,650,061.22 1,538,044,291.09 1,180,466,077.73 2013 357,578,213.36 30.29% 241

49. 2013 12 31 11,016,908,400 2013 2012 5,243,916,979.11 4,237,418,476.37 11,016,908,400 11,016,908,400 0.48 0.38 50. 2013-12-31 2012-12-31 9,205,626,094.09 13,293,214,099.91 4,478,299,290.34 1,543,159,161.35 510,328,631,600.63 237,016,448,369.53 512,836,558,923.73 233,880,342,478.54 (2,507,927,323.10) 3,136,105,890.99 524,012,556,985.06 251,852,821,630.79 504,910,557,835.14 250,838,604,593.35 19,101,999,149.92 1,014,217,037.44 524,012,556,985.06 251,852,821,630.79 242

2013 51. 2013 2012 (505,520,096.80) 191,364,751.99 (133,637,618.83) 32,802,125.52 (170,633,388.16) (251,295,530.61) (201,249,089.81) 409,858,157.08 46,098,428.03 5,417,824.04 51,516,252.07 (5,417,824.04) 5,417,824.04 (440,199,209.51) (28,582,355.36) (440,199,209.51) (28,582,355.36) (646,866,123.36) 386,693,625.76 2013 12 31 243

52. 2013 2012 2,126,548,810.40 609,655,404.18 269,904,632.25 88,009,150.92 85,779,627.37 155,563,405.54 68,853,643.89 92,497,935.66 70,061,583.22 40,148,318.74 2,552,294,653.24 1,054,727,858.93 53. 2013 2012 2,496,111,663.60 1,621,209,425.54 114,037,437.09 409,443,783.97 252,188,255.61 508,821,234.06 3,791,803,028.54 47,482,089.88 273,499,080.05 138,800,187.02 3,849,395,288.65 5,804,000,896.71 54. 2013 2012 29,628,179.14 43,546,445.36 73,174,624.50 244

2013 55. 2013 2012 1. 6,265,024,043.34 18,589,836.37 2. 6,265,024,043.34 18,589,836.37 6,145,259,582.58 602,110.06 3. 119,764,460.76 17,987,726.31 4. 5,991,513,144.25 22,602,110.06 43,454,844,118.79 602,110.06 1,935,233,360.59 42,000,000.00 38,483,540,607.52 20,000,000.00 915,023,727.61 245

56. 2013 2012 1. 5,308,046,875.48 2,908,853,406.92 4,306,803,017.94 3,130,651,180.83 352,784,351.81 263,427,832.58 30,038,736.55 27,557,832.05 343,606,483.18 219,683,604.42 291,390,806.44 206,280,695.31 135,646,217.57 32,792,795.10 39,608,634.02 24,973,297.67 94,954,497.58 45,501,597.44 93,726,716.42 40,305,961.22 (1,552,303.71) (432,390.49) 805,348.68 25,854.58 565,374,027.84 716,214,144.02 (416,773,726.44) (168,537,399.16) 1,324,762,642.77 1,164,679,617.12 232,890,273.97 232,890,273.97 58,397,218.96 106,674,423.34 (25,160,000.70) (2,090,324.89) (3,096,210,782.41) (1,476,309,308.39) (2,162,202,985.95) (1,193,652,087.04) (26,978,350.12) 43,248,094.15 363,026,279.55 364,841,303.39 (273,078,669.42) (243,518,415.91) 246,783,227.33 245,214,971.53 (31,731,969,064.33) (17,466,129,923.66) (18,315,079,947.10) (16,297,788,176.81) (23,766,559,307.41) (41,979,442,947.29) (11,574,635,644.08) (5,872,649,928.05) 32,103,206,818.26 43,539,170,459.72 7,786,091,255.92 4,267,276,828.94 (18,609,569,343.95) (12,125,587,010.93) (19,102,688,007.45) (14,994,699,716.46) 246

2013 56. 2013 2012 2. 3. 65,794,232,866.52 32,990,067,957.29 59,687,284,032.92 33,495,840,157.87 59,687,284,032.92 33,495,840,157.87 69,204,689,402.30 44,764,945,966.23 6,106,948,833.60 (505,772,200.58) (9,517,405,369.38) (11,269,105,808.36) 57. 2013 2012 434,035.45 313,155.49 53,026,498,167.42 49,185,411,309.26 12,130,321,979.29 7,515,088,749.62 636,978,684.36 2,986,470,818.55 65,794,232,866.52 59,687,284,032.92 247

1. (1) 2013-12-31 2012-12-31 22,663,040,367.18 18,066,759,218.75 1,125,353,011.83 2,877,276,112.77 1,401,041,653.13 1,421,041,653.13 25,189,435,032.14 22,365,076,984.65 151,729,233.30 151,729,233.30 25,037,705,798.84 22,213,347,751.35 248

2013 1. (2) 2013 12 31 2012-12-31 2013-12-31 100.00% 100.00% 5,900,000,000.00 5,900,000,000.00 5,900,000,000.00 100.00% 100.00% 5,759,088,337.40 5,759,088,337.40 5,759,088,337.40 100.00% 100.00% 3,470,338,848.43 3,470,338,848.43 3,470,338,848.43 59.00% 59.00% 3,000,000,000.00 3,000,000,000.00 3,000,000,000.00 100.00% 100.00% 1,503,026,539.52 1,503,026,539.52 1,503,026,539.52 100.00% 100.00% 1,151,941,641.83 953,094,341.83 198,847,300.00 1,151,941,641.83 100.00% 100.00% CITICS GLOBAL ABSOLUTE 943,080,000.00 634,100,000.00 308,980,000.00 943,080,000.00 100.00% 100.00% RETURN FUND CITICS GLOBAL MULTI-STRATEGY 934,965,000.00 317,050,000.00 617,915,000.00 934,965,000.00 83.33% 83.33% FUND 570,000,000.00 420,000,000.00 420,000,000.00 30.00% 30.00% 150,000,000.00 510,312,419.83 510,312,419.83 510,312,419.83 5.56% 5.56% 70,390,652.84 189,000,000.00 189,000,000.00 189,000,000.00 7.00% 7.00% 27,300,000.00 132,329,233.30 150,400,000.00 10,200,000.00 30,000,000.00 130,600,000.00 1,729,233.30 24,064,082,020.31 19,336,071,638.58 4,606,281,148.43 30,000,000.00 23,912,352,787.01 151,729,233.30 97,690,652.84 825,650,000.00 1,243,358,518.35 260,616,211.44 982,742,306.91 35.00% 35.00% 29,250,879.39 150,000,000.00 150,000,000.00 7,389,295.08 142,610,704.92 27.03% 27.03% 1,633,917,594.42 1,633,917,594.42 157,467,894.43 4,013,500.00 50.00% 50.00% 979,663,500.00 2,877,276,112.77 150,000,000.00 1,901,923,100.94 1,125,353,011.83 186,718,773.82 25,043,745,520.31 22,213,347,751.35 4,756,281,148.43 1,931,923,100.94 25,037,705,798.84 151,729,233.30 284,409,426.66 249

1. (2) 2012 12 31 2011-12-31 2012-12-31 100.00% 100.00% 5,900,000,000.00 5,200,000,000.00 700,000,000.00 5,900,000,000.00 100.00% 100.00% 5,759,088,337.40 3,494,264,560.40 2,264,823,777.00 5,759,088,337.40 100.00% 100.00% 953,094,341.83 931,014,341.83 22,080,000.00 953,094,341.83 96.00% 96.00% 76,400,000.00 189,000,000.00 189,000,000.00 189,000,000.00 7.00% 7.00% 7,000,000.00 1,503,026,539.52 803,026,539.52 700,000,000.00 1,503,026,539.52 100.00% 100.00% 510,312,419.83 510,312,419.83 510,312,419.83 5.56% 5.56% 25,896,909.38 570,000,000.00 420,000,000.00 420,000,000.00 30.00% 30.00% 150,000,000.00 3,000,000,000.00 3,000,000,000.00 3,000,000,000.00 100.00% 100.00% CITICS GLOBAL ABSOLUTE 634,100,000.00 634,100,000.00 634,100,000.00 100.00% 100.00% RETURN FUND CITICS GLOBAL MULTI-STRATEGY 317,050,000.00 317,050,000.00 317,050,000.00 100.00% 100.00% FUND 152,129,233.30 150,400,000.00 150,400,000.00 1,729,233.30 9,000,000.00 19,487,800,871.88 11,698,017,861.58 7,638,053,777.00 19,336,071,638.58 151,729,233.30 118,296,909.38 475,152,995.38 1,391,380,329.86 242,537,264.56 1,633,917,594.42 49.00% 49.00% 336,938,985.54 825,650,000.00 1,182,032,309.91 61,326,208.44 1,243,358,518.35 35.00% 35.00% 35,466,173.21 4,013,500.00 19,517.45 19,517.45 50.00% 50.00% 1,304,816,495.38 2,573,432,157.22 303,863,473.00 19,517.45 2,877,276,112.77 372,405,158.75 20,792,617,367.26 14,271,450,018.80 7,941,917,250.00 19,517.45 22,213,347,751.35 151,729,233.30 490,702,068.13 250

2013 2. 2013 2012 2,573,397,285.89 1,592,480,333.08 2,573,397,285.89 1,592,480,333.08 1,818,098,593.97 1,151,215,097.41 552,329,204.36 420,345,808.02 202,969,487.56 20,919,427.65 1,978,927,407.31 2,575,626,189.50 1,122,632,573.72 1,750,035,143.99 22,375,000.00 36,120,000.00 833,919,833.59 789,471,045.51 394,774,840.91 267,370,609.93 441,580,978.98 198,091,960.91 85,661,774.82 165,152,684.40 5,474,342,287.91 4,798,721,777.82 353,188,881.83 265,300,711.81 353,188,881.83 265,300,711.81 331,197,486.00 265,300,711.81 21,991,395.83 95,911,287.57 90,412,131.76 86,191,332.26 82,410,592.71 9,719,955.31 8,001,539.05 16,640,172.47 8,156,709.56 465,740,341.87 363,869,553.13 5,008,601,946.04 4,434,852,224.69 251

3. 2013 2012 44,107,755.26 3,208.35 473,916,150.22 32,016,126.41 208,648,952.67 18,465,753.76 179,524,937.03 906,220,637.99 1,168,877,691.41 512,774,001.88 798,020,092.26 393,446,636.11 370,857,599.15 1,290,643,919.69 355,888,122.60 2,714,888,463.16 1,556,785,148.77 74,660,830.26 86,031,202.20 1,382,590,332.71 409,233,517.16 29,187,076.17 774,890.28 30,261,388.89 257,994,177.54 225,463,542.14 80,829,092.28 13,640,990.40 594,320,996.78 63,750,000.00 540,097,231.45 169,140,273.97 12,179,955.33 400,273.97 2,892,104,912.96 954,018,809.44 (177,216,449.80) 602,766,339.33 252

2013 4. (1) 2013 2012 109,036,093.28 392,075,277.49 109,036,093.28 392,094,794.94 (19,517.45) 97,690,652.84 118,296,909.38 2,699,450,976.01 1,506,387,338.87 2,099,161,391.54 767,689,814.32 625,509,017.56 738,697,524.55 (25,219,433.09) 1,206,328,671.95 610,457,288.38 239,724,103.42 (438,862,180.19) 644,073,544.71 (134,167,624.38) 318,181,121.84 1,183,487,092.95 4,349,901.98 4,112,506,394.08 2,627,216,814.12 2013 1,485,289,579.96 56.53% (2) 2013 2012 (231,365,332.05) 96,792,381.65 (19,517.45) 348,050,747.44 295,302,413.29 (7,649,322.11) 109,036,093.28 392,075,277.49 253

4. (3) 2013 2012 70,390,652.84 25,896,909.38 27,300,000.00 7,000,000.00 76,400,000.00 9,000,000.00 97,690,652.84 118,296,909.38 5. 2013 2012 (1,430,136,404.98) 1,199,981,133.80 6,786,222.46 707,136,038.50 (1,031,443,734.64) (716,214,144.02) 168,537,399.16 2013 884,751,543.18 524.96% 254

2013 6. 2013 2012 2,465,592,052.40 2,455,386,756.01 206,727,993.05 195,063,691.29 130,697,191.15 123,024,977.20 125,584,434.85 117,912,219.32 94,601,898.90 95,392,500.34 89,746,426.36 58,847,528.11 72,037,255.74 62,038,344.63 68,981,683.91 69,559,990.19 52,987,712.23 51,272,854.79 45,501,597.44 40,305,961.22 310,084,097.75 308,161,814.80 3,662,542,343.78 3,576,966,637.90 255

2013 6,539,965,638.77 1,671,252,608.30 4,522,171,420.58 2,128,019,244.82 1,253,863,244.23 16,115,272,156.70 5,552,882,711.29 1,481,774,109.44 398,460,038.98 2,121,524,346.14 83,518,141.18 9,638,159,347.03 933,468,991.34 34,855,782.29 104,560,816.48 287,299.68 (243,763,088.16) 829,409,801.63 1,075,919,987.43 41,768,610.83 2,918,233,435.71 287,299.68 53,536,355.75 4,089,745,689.40 142,450,996.09 6,912,828.54 2,813,672,619.23 297,299,443.91 3,260,335,887.77 211,013,960.31 211,013,960.31 53,613,936.14 154,622,716.57 4,019,150,565.12 6,207,599.00 1,203,094,230.90 5,436,689,047.73 3,571,329,346.87 1,032,853,539.85 2,344,835,848.11 1,486,418,554.32 820,211,704.68 9,255,648,993.83 1,577,186.69 350,133,516.09 1,073,649.03 352,784,351.81 2,968,636,291.90 638,399,068.45 2,177,335,572.47 641,600,690.50 433,651,539.55 6,859,623,162.87 1,538,044,291.09 57,806,817,680.65 10,806,028,483.48 154,609,394,910.09 711,879,265.41 47,420,128,612.19 271,354,248,951.82 4,297,707,038.36 4,297,707,038.36 523,317,718.40 268,654,824.30 162,373,883.33 309,848,679.89 2,373,208,522.18 3,637,403,628.10 50,380,632,618.08 3,536,568,154.35 92,136,769,442.50 1,283,291,860.17 34,614,891,723.96 181,952,153,799.06 1 190,112,264.10 14,602,990.31 15,812,668.67 25,817,927.96 327,861,347.29 574,207,198.33 2 150,165,111.46 22,190,789.19 23,788,944.96 63,283,491.53 73,539,882.31 332,968,219.45 256

2013 2012 3,677,459,293.33 327,911,341.67 3,456,336,452.26 2,664,247,193.36 1,567,927,645.16 11,693,881,925.78 2,900,485,385.66 319,537,051.98 237,915,323.82 2,663,903,149.77 167,049,161.35 6,288,890,072.58 740,326,428.08 3,339,957.87 485,346,694.91 393,149.69 (4,915,625.04) 1,224,490,605.51 893,203,896.61 3,340,953.30 1,267,277,765.21 393,149.69 7,967,603.26 2,172,183,368.07 152,877,468.53 995.43 781,931,070.30 12,883,228.30 947,692,762.56 432,167,426.23 432,167,426.23 36,647,479.59 5,034,331.82 2,733,074,433.53 (49,106.10) 973,626,682.62 3,748,333,821.46 2,515,823,884.29 264,689,310.11 1,595,935,997.23 1,541,725,500.58 345,014,311.86 6,263,189,004.07 (3,853,623.22) 6,284,330.76 27,637,092.85 (29,063.84) 30,038,736.55 1,161,635,409.04 63,222,031.56 1,860,400,455.03 1,122,521,692.78 1,222,913,333.30 5,430,692,921.71 1,180,466,077.73 42,613,109,275.72 1,784,347,868.47 117,704,486,058.34 609,712,954.53 5,795,898,498.06 168,507,554,655.12 9,795,540,760.10 9,795,540,760.10 348,619,632.99 80,849,943.39 173,322,888.04 303,938,560.16 2,413,094,534.48 3,319,825,559.06 36,861,095,953.58 113,858,809.83 40,477,006,673.07 980,965,075.31 3,390,331,456.37 81,823,257,968.16 1 202,277,751.84 5,694,023.72 12,858,841.31 22,618,262.00 181,277,278.01 424,726,156.88 2 171,260,349.28 19,984,160.51 59,176,397.63 103,025,138.18 161,921,076.98 515,367,122.58 257

1. (%) (%) 1,280 20.30% 20.30% 71783170-9 2013 2 25 2,236,890,620 20.30% 2. 1 3. 1 258

2013 4. (1) 10168558-X (2) 71092704-6 (3) 71092606-X (4) 66417725-5 (5) 78082378-7 (6) 10169072-5 (7) 10173099-3 (8) 71093008-5 (9) (10) 67166633-X (11) 10000109-4 (12) 10000520-4 (13) 13228932-8 (14) 10172946-6 (15) 10172450-X (16) 71093057-9 (17) 10171541-9 (18) (19) 72501087-1 (20) 67576541-5 (21) 3 63369406-5 (22) 58562757-X 3 2013 1-9 2013 10 259

5. (1) 2013 2012 25,701,443.57 24,005,108.84 5,741,206.40 6,286,350.60 2,855,862.00 2,665,548.00 34,298,511.97 32,957,007.44 (2) 2013 2012 425,176,441.42 514,762,202.91 222,465.75 425,398,907.17 514,762,202.91 (3) 2013 2012 3,577,179.12 6,328,955.53 1,821,744.44 304,979.38 60,216.46 37,917.71 20,487.86 5,839.67 10,968.63 11,467.25 757.77 33.44 9,913.94 5,491,387.72 6,699,073.48 260

2013 5. (4) 2013 2012 37,581,047.18 121,266,325.55 13,539,593.50 22,416,537.86 10,000,000.00 73,672.82 9,648,000.00 57,491,100.00 6,750,000.00 5,789,036.45 10,795,355.48 2,002,820.00 646,431.34 1,229,445.23 118,906.96 99,687.00 1,200,000.00 12,014.06 18,043.79 4,336.00 8,620,000.00 2,182,500.00 86,191,872.49 225,292,980.73 (5) 2013 2012 40,345,310.64 29,432,955.56 38,101,314.24 17,274,431.40 6,721,828.22 5,907,244.91 3,181,939.90 2,429,485.00 908,949.00 852,951.05 3,554,256.25 550,257.70 141,569.10 178,864.00 72,788.00 169,200.00 169,200.00 75,154.00 72,590.00 21,781.99 11,157.99 25,600.00 92,700,676.74 57,498,152.21 261

5. (6) 2013 2012 7,586,021.74 218,323.15 621,400.15 16,324,205.67 7,804,344.89 16,945,605.82 (7) 33,088,815.00 2011-05-01 2021-04-30 3,155,125.00 184,857,628.65 2010-11-20 2020-10-31 19,230,156.00 5,799,600.00 2013-05-01 2016-04-30 1,288,800.00 4,728,210.00 2011-01-01 2013-12-31 788,035.00 3,436,914.20 2013-03-01 2013-12-31 3,436,914.20 150,000.00 2012-12-01 2015-12-01 50,000.00 (8) 1,500,000,000.00 2006-5-29 2021-5-29 (9) 2013 12 31 4.05 2012 2.50 262

2013 6. (1) 2013-12-31 2012-12-31 13,727,378,262.18 13,389,317,953.08 3,461,083,957.50 5,124,614,693.43 10,266,294,304.68 8,264,703,259.65 (2) 2013-12-31 2012-12-31 753,858.75 2,958.98 641,796.75 2,958.48 (3) 2013-12-31 2012-12-31 3,526,779.00 3,204,579.00 832,942.84 150,000.00 150,000.00 68,000.00 332,926.00 4,577,721.84 3,687,505.00 (4) 2013 2012 50,350,000.00 7. 26 263

1. 2013-12-31 2012-12-31 55,950,473.32 30,880,197.50 2. 2013-12-31 2012-12-31 423,997,970.95 250,248,246.82 311,955,587.34 213,374,956.33 201,626,885.72 156,821,919.01 378,363,479.99 372,122,624.60 1,315,943,924.00 992,567,746.76 3. 2012 264

2013 1. 2014 1 3 [2012]197 2011 2014 40 50 50 91 6.15%5.56% 4.99% 2013 10 29 2013 2014 1 20 [2014]53 3.2% 5.888 3.2% 3.2% 2014 1 29 62.20% 2014 2 1,200 24% 800 16% 2. 2014 3 27 10% 290,885,340.69 10% 290,885,340.69 10% 290,885,340.69 2013 10 1.50 1,652,536,260.00 265

1. 2012-12-31 2013-12-31 3,003,473,100.56 46,771,495.46 17,405,205,593.72 43,198,677.67 1,058,236,047.68 5,653,245,182.73 1,526,311,259.57 8,852,957,517.24 3,931,603,159.13 (180,860,821.31) 86,678,538.74 1,682,927,306.68 18,778,329.28 322,741.55 17,424,322,094.25 23,909,194.33 (108,873,039.81) 142,129,851.37 2011-12-31 2012-12-31 1,118,446,649.04 183,631,834.82 3,003,473,100.56 4,977,429.59 38,221,248.08 43,198,677.67 657,972,090.34 1,526,311,259.57 272,378,236.16 11,135,648.78 6,284,330.76 3,931,603,159.13 6,282,506.88 (5,657,975.57) 18,778,329.28 369,789.23 (23,539,405.10) 23,909,194.33 2. 2013-12-31 2012-12-31 150,000.00 10,000.00 3,159,940.37 816.49 2,963,500.00 312,000.00 6,273,440.37 322,816.49 266

2013 267

268

2013 1. 269

1. (1) 2013 12 31 2012 12 31 55,679,189,437.57 52,171,882,127.81 30,916,791,184.91 28,603,994,699.74 12,130,321,979.29 7,515,088,749.62 9,208,530,071.00 5,247,522,525.74 34,301,932,193.54 9,423,188,172.56 48,455,620,037.49 24,732,338,716.24 6,491,367,636.03 423,191,955.50 22,091,991,844.47 793,623,315.31 9,333,213,112.04 4,504,753,489.31 2,165,506,780.70 705,314,697.40 1,024,682,746.07 818,532,731.86 16,493,752,034.55 14,951,999,742.24 341,146,541.89 136,784,146.80 208,508,724,343.64 116,176,697,844.65 2013 12 31 2012 12 31 28,289,520,273.47 31,892,727,785.33 13,801,568,457.13 13,687,901,711.42 4,700,471,971.07 1,603,045,808.31 3,090,856,622.53 883,117,567.35 1,660,000,000.00 22,183,837,972.36 5,990,042,832.69 42,874,281,396.39 23,039,784,088.80 993,744,688.45 374,990,689.70 21,714,989,544.47 793,623,315.31 979,377,635.41 198,386,788.27 1,962,869,782.91 643,862,758.65 1,234,960,835.27 1,783,536,146.06 19,024,099,896.98 13,880,970,851.24 2,599,905,667.32 79,637,252.58 148,218,059,664.10 80,280,608,316.94 270

2013 1. (2) 2013 12 31 45,722,661,700.92 9,956,527,736.65 55,679,189,437.57 28,619,240,321.03 2,297,550,863.88 30,916,791,184.91 11,188,293,875.49 942,028,103.80 12,130,321,979.29 9,001,015,344.70 207,514,726.30 9,208,530,071.00 33,112,204,392.66 1,189,727,800.88 34,301,932,193.54 42,928,109,456.50 5,527,510,580.99 48,455,620,037.49 928,263,377.32 5,563,104,258.71 6,491,367,636.03 22,091,991,844.47 22,091,991,844.47 1,240,563,984.93 8,092,649,127.11 9,333,213,112.04 2,132,392,824.56 33,113,956.14 2,165,506,780.70 1,009,457,044.39 15,225,701.68 1,024,682,746.07 15,290,515,495.08 1,203,236,539.47 16,493,752,034.55 100,741,143.90 240,405,397.99 341,146,541.89 175,745,195,140.22 32,763,529,203.42 208,508,724,343.64 271

1. (2) 2012 12 31 44,642,938,438.06 7,528,943,689.75 52,171,882,127.81 27,231,789,553.97 1,372,205,145.77 28,603,994,699.74 7,449,729,148.13 65,359,601.49 7,515,088,749.62 5,200,666,690.00 46,855,835.74 5,247,522,525.74 8,594,092,765.77 829,095,406.79 9,423,188,172.56 23,039,784,088.80 1,692,554,627.44 24,732,338,716.24 340,645,758.46 82,546,197.04 423,191,955.50 793,623,315.31 793,623,315.31 1,788,852,767.02 2,715,900,722.29 4,504,753,489.31 703,834,684.22 1,480,013.18 705,314,697.40 815,094,727.86 3,438,004.00 818,532,731.86 14,841,699,742.24 110,300,000.00 14,951,999,742.24 84,686,955.27 52,097,191.53 136,784,146.80 103,094,982,391.14 13,081,715,453.51 116,176,697,844.65 2. 272

2013 2. V a R V a R V a R 1 95% V a R V a R V a R 273

2. V a R (1) (VaR) (VaR) (VaR) VaR 95% 1 (VaR) 2013 12 31 2013 12 31 2013 17,557 12,916 19,605 31,843 10,204 3,254 3,158 3,241 7,195 907 924 663 779 1,237 503 18,173 14,144 20,432 33,255 11,791 2012 12 31 2012 12 31 2012 30,362 28,723 23,856 53,618 12,505 1,006 831 2,647 6,302 774 1,174 654 502 1,293 54 31,002 28,873 23,993 55,173 12,742 274

2013 2. (2) 2013 12 31 2012 12 31 2013 12 31 2012 12 31 25 (16,127) (11,189) (15,129) (10,938) 25 16,321 11,424 15,356 11,172 2013 12 31 2012 12 31 2013 12 31 2012 12 31 25 (1,525) (4,115) (1,322) (4,115) 25 1,536 4,161 1,332 4,161 275

2. (3) 2013 12 31 2012 12 31-3% 17,519 (19,908) -3% (5,728) (7,135) 2013 12 31 2012 12 31-3% (14,952) (6,010) -3% (17,303) (17,619) 3% 276

2013 2. (3) 2013 2012 12 31 2013 12 31 75,746,373,710.97 1,895,540,357.74 3,385,991,711.73 8,374,189,372.31 89,402,095,152.76 2012 12 31 69,738,261,582.59 9,454,659,772.09 7,435,814,361.93 55,560,970.35 86,684,296,686.96 2013 12 31 58,710,420,218.71 4,997,776,180.44 7,982,346,717.27 71,690,543,116.42 2012 12 31 59,414,121,913.54 4,743,942,785.08 8,434,817,896.29 72,592,882,594.91 277

3. 2013 12 31 6.8% 1.2 3.8% 4.2 4. 278

2013 4. (1) 2013 12 31 3 3 1 1 5 5 37,331,073,067.07 18,202,638,187.48 1,442,261,321.60 56,975,972,576.15 12,130,321,979.29 12,130,321,979.29 35,045,057,556.72 35,045,057,556.72 34,188,168.66 5,523,643,900.49 6,790,434,338.77 31,066,626,343.53 16,885,930,080.98 22,705,434,575.88 83,006,257,408.31 12,260,615,775.57 7,159,977,409.85 3,894,300,375.91 23,314,893,561.33 9,183,857,798.65 123,619,610.96 22,763,933.33 9,211,800.12 9,339,453,143.06 1,024,682,746.07 1,024,682,746.07 35,050,000.00 3,100,714,056.09 2,637,822,970.94 9,498,662,584.36 278,982,239.31 10,841,383,939.33 26,392,615,790.03 14,812,354,997.84 14,812,354,997.84 335,565,719.17 1,342,247.17 3,469,532.37 4,182,224.21 1,140,909.20 345,700,632.12 94,095,114,289.56 40,237,256,523.83 18,056,729,506.86 44,472,983,328.13 17,166,053,229.49 48,359,173,513.05 262,387,310,390.92 2,034,259,681.31 529,650,000.00 2,563,909,681.31 12,174,825,205.48 12,174,825,205.48 3,872,168,833.33 932,305,000.00 4,804,473,833.33 1,904,024,447.74 1,068,155.50 5,745,247.00 93,678,868.50 17,411,080,545.75 19,415,597,264.49 48,429,850,342.63 7,728,722,675.80 56,158,573,018.43 45,196,158,517.76 45,196,158,517.76 61,259,657.45 61,259,657.45 5,603,416,440.16 328,798,735.25 1,265,966.76 22,356.48 431,849.64 5,933,935,348.29 1,181,188,000.00 17,041,303,000.00 16,721,250,000.00 34,943,741,000.00 665,887,890.41 665,887,890.41 196,975,490.09 196,975,490.09 51,057,810,105.46 68,743,927,245.74 10,374,199,798.06 17,712,958,493.89 16,814,928,868.50 17,411,512,395.39 182,115,336,907.04 (12,049,212.02) 401,776,443.40 210,453,098.89 232,987,618.10 (1,633,273.75) 5,381,202,175.12 6,212,736,849.74 13,551,384,228.73 13,551,384,228.73 (13,343,786,649.73) (13,343,786,649.73) 207,597,579.00 207,597,579.00 279

4. (1) 2012 12 31 3 3 1 1 5 5 36,814,117,913.23 15,412,510,896.88 52,226,628,810.11 7,515,088,749.62 7,515,088,749.62 9,555,767,185.41 9,555,767,185.41 744,762,848.30 2,827,271,720.40 19,272,089,754.60 6,079,143,173.95 13,787,693,213.64 42,710,960,710.89 341,005,779.18 481,103,201.44 822,108,980.62 4,504,753,489.31 4,504,753,489.31 818,532,731.86 818,532,731.86 2,719,321,869.89 5,194,996,576.83 9,981,305,062.08 1,174,864,945.56 13,681,974,402.82 32,752,462,857.18 18,648,236,372.28 18,648,236,372.28 132,403,005.73 2,712,534.61 1,278,243.29 3,603,541.91 1,207,963.20 141,205,288.74 58,522,130,343.30 20,038,846,660.72 8,504,649,741.96 29,256,998,358.59 7,255,216,082.71 46,117,903,988.74 169,695,745,176.02 490,597,400.45 323,000,000.00 813,597,400.45 13,134,330,958.90 13,134,330,958.90 2,904,764,888.90 2,904,764,888.90 18,778,329.28 18,778,329.28 20,393,342,313.15 1,760,328,519.32 22,153,670,832.47 34,807,287,843.01 34,807,287,843.01 175,297,094.54 175,297,094.54 1,570,837,711.98 1,570,837,711.98 63,750,000.00 255,000,000.00 1,755,000,000.00 2,073,750,000.00 193,264,942.68 193,264,942.68 36,746,687,592.21 36,923,035,561.40 2,147,078,519.32 255,000,000.00 1,755,000,000.00 18,778,329.28 77,845,580,002.21 (7,666,001.26) (169,462,445.27) (69,479,173.65) (246,607,620.18) 40,044,908,630.26 104,323,370.90 40,149,232,001.16 (40,018,896,566.26) (103,696,562.90) (40,122,593,129.16) 26,012,064.00 626,808.00 26,638,872.00 280

2013 4. (1) 2013 12 31 3 3 1 1 5 5 23,282,667,870.78 5,010,976,446.98 28,293,644,317.76 4,700,471,971.07 4,700,471,971.07 1,661,404,755.56 1,661,404,755.56 22,750,308,183.19 22,750,308,183.19 5,124,699,912.95 5,618,420,819.24 28,293,392,747.05 16,627,601,546.41 9,181,766,552.17 64,845,881,577.82 12,220,575,700.82 6,821,269,877.74 3,894,300,375.91 22,936,145,954.47 979,537,134.79 979,537,134.79 1,234,960,835.27 1,234,960,835.27 2,236,289,404.10 1,202,109,779.79 7,891,525,391.08 8,426,038,940.59 7,605,218,283.94 27,361,181,799.50 25,189,435,032.14 25,189,435,032.14 2,601,355,627.11 2,601,355,627.11 54,314,340,786.94 27,488,907,055.68 13,641,800,476.77 40,079,218,514.04 25,053,640,487.00 41,976,419,868.25 202,554,327,188.68 103,150,000.00 103,150,000.00 12,174,825,205.48 12,174,825,205.48 2,905,359,111.11 2,905,359,111.11 1,903,987,822.74 1,903,987,822.74 48,085,052,929.74 7,412,667,205.48 55,497,720,135.22 16,261,082,829.46 16,261,082,829.46 61,085,775.04 61,085,775.04 1,433,369,674.10 1,433,369,674.10 1,059,250,000.00 11,737,000,000.00 16,721,250,000.00 29,517,500,000.00 181,655,281.13 181,655,281.13 17,937,193,559.73 65,172,375,069.07 8,471,917,205.48 11,737,000,000.00 16,721,250,000.00 120,039,735,834.28 307,265,828.81 205,441,590.23 184,523,301.08 697,230,720.12 13,551,384,228.73 13,551,384,228.73 (13,343,786,649.73) (13,343,786,649.73) 207,597,579.00 207,597,579.00 281

4. (1) 2012 12 31 3 3 1 1 5 5 19,856,606,257.30 12,067,537,827.95 31,924,144,085.25 1,603,045,808.31 1,603,045,808.31 6,095,075,078.41 6,095,075,078.41 714,134,335.80 2,723,815,747.90 18,472,600,452.10 5,955,852,013.95 12,333,521,563.61 40,199,924,113.36 341,005,779.18 481,103,201.44 822,108,980.62 198,386,788.27 198,386,788.27 1,783,536,146.06 1,783,536,146.06 2,505,059,744.90 4,294,021,922.80 7,419,474,030.50 3,090,983,670.00 11,263,349,145.06 28,572,888,513.26 22,365,076,984.65 22,365,076,984.65 81,057,446.53 81,057,446.53 27,834,171,378.82 17,411,273,833.89 7,498,940,872.14 25,892,074,482.60 9,046,835,683.95 45,961,947,693.32 133,645,243,944.72 13,134,330,958.90 13,134,330,958.90 2,803,589,666.67 2,803,589,666.67 20,472,024,134.73 500,658,849.32 20,972,682,984.05 14,919,594,880.46 14,919,594,880.46 175,118,408.53 175,118,408.53 534,682,609.16 534,682,609.16 63,750,000.00 255,000,000.00 1,755,000,000.00 2,073,750,000.00 177,891,533.44 177,891,533.44 15,807,287,431.59 36,409,944,760.30 564,408,849.32 255,000,000.00 1,755,000,000.00 54,791,641,041.21 (1,201,446.84) (195,224,543.97) (72,561,721.10) (326,719.02) (269,314,430.93) 40,044,908,630.26 104,323,370.90 40,149,232,001.16 (40,018,896,566.26) (103,696,562.90) (40,122,593,129.16) 26,012,064.00 626,808.00 26,638,872.00 282

2013 1. 2012-12-31 2013-12-31 38,807,609,143.38 (1,371,973,497.12) 69,898,019,216.66 423,191,955.50 1,516,365,223.15 6,491,367,636.03 29,191,745,237.08 (334,038,919.69) 349,917,106.10 25,351,175,094.00 18,778,329.28 7,108,896.57 19,283,110,036.50 636,272,129.18 (680,541,317.62) 1,326,161,064.03 2011-12-31 2012-12-31 19,049,354,309.12 1,430,186,187.91 38,807,609,143.38 1,077,628,289.48 (654,436,333.98) 423,191,955.50 28,897,655,815.21 (132,572,059.13) 33,921,423.61 29,191,745,237.08 6,282,506.88 (5,657,975.57) 18,778,329.28 1,127,702,082.37 491,429,953.19 636,272,129.18 283

1. 2013 12 31 2012 12 31 2013 12 31 2012 12 31 26,177,107,880.67 1,500,000,000.00 25,201,105,771.75 1,441,768,500.00 2013 12 31 2012 12 31 2013 12 31 2012 12 31 21,453,447,950.55 1,500,000,000.00 20,462,756,000.00 1,441,768,500.00 2. 284

2013 2. (1) 2013 12 31 27,790,241,734.70 41,474,213,407.91 633,564,074.05 69,898,019,216.66 10,474,693,712.77 35,865,237,177.68 46,339,930,890.45 4,757,598,068.29 596,273,258.80 175,267,584.30 5,529,138,911.39 5,454,818,975.45 323,682,616.67 5,778,501,592.12 7,102,130,978.19 4,799,599,604.33 134,613,873.08 12,036,344,455.60 1,000,000.00 213,103,367.10 214,103,367.10 15,178,435.94 6,476,189,200.09 6,491,367,636.03 7,569,244,687.30 14,554,387,553.34 3,227,542,853.36 25,351,175,094.00 536,876,737.64 5,913,967,596.90 6,450,844,334.54 2,018,352,411.93 47,536,788.51 20,655,933.92 2,086,545,134.36 4,942,213,498.73 3,206,886,919.44 8,149,100,418.17 987,329,211.56 987,329,211.56 394,545,393.87 394,545,393.87 2,706,808,879.18 2,706,808,879.18 71,802,039.00 4,504,199,683.32 4,576,001,722.32 35,374,664,857.94 62,504,790,161.34 3,861,106,927.41 101,740,561,946.69 976,003,079.88 18,283,854,896.58 23,252,060.04 19,283,110,036.50 2,262,973.05 16,415,500,296.01 23,252,060.04 16,441,015,329.10 973,740,106.83 1,868,354,600.57 2,842,094,707.40 13,324,585.63 1,312,836,478.40 1,326,161,064.03 989,327,665.51 19,596,691,374.98 23,252,060.04 20,609,271,100.53 285

2 (1) 2012 12 31 23,211,408,499.99 15,410,179,912.95 186,020,730.44 38,807,609,143.38 10,141,954,296.42 14,210,587,335.48 24,352,541,631.90 1,889,427,061.57 741,961,099.62 72,187,420.26 2,703,575,581.45 11,084,117,632.18 11,084,117,632.18 95,909,509.82 272,835,087.95 113,833,310.18 482,577,907.95 184,796,389.90 184,796,389.90 1,355,631.74 421,836,323.76 423,191,955.50 9,735,883,841.24 15,644,208,270.46 3,811,653,125.38 29,191,745,237.08 988,878,749.95 11,307,966,060.49 12,296,844,810.44 906,021,951.64 703,441,723.50 1,609,463,675.14 7,840,983,139.65 3,811,653,125.38 11,652,636,265.03 244,220,442.21 244,220,442.21 200,299,340.00 200,299,340.00 3,132,715,984.26 3,132,715,984.26 55,564,720.00 55,564,720.00 32,948,647,972.97 31,476,224,507.17 3,997,673,855.82 68,422,546,335.96 18,778,329.28 18,778,329.28 4,475,084.64 4,475,084.64 14,303,244.64 14,303,244.64 4,900,517.12 631,371,612.06 636,272,129.18 23,678,846.40 631,371,612.06 655,050,458.46 286

2013 2 (2) 2013 1 1 2013 12 31 186,020,730.44 92,097,694.18 426,519,470.87 71,073,821.44 633,564,074.05 72,187,420.26 23,259,673.50 90,179,123.64 10,358,633.10 175,267,584.30 78,047,616.67 245,635,000.00 323,682,616.67 113,833,310.18 (9,209,595.99) 90,705,347.23 60,715,188.34 134,613,873.08 3,811,653,125.38 68,501,850.38 (224,104,878.95) 224,881,430.93 244,400,001.97 408,988,672.41 3,227,542,853.36 (142,350.06) 1,196,855.02 19,601,428.96 20,655,933.92 3,811,653,125.38 68,644,200.44 (225,301,733.97) 205,280,001.97 244,400,001.97 408,988,672.41 3,206,886,919.44 (429,591.52) 23,681,651.56 23,252,060.04 (429,591.52) 23,681,651.56 23,252,060.04 2012 1 1 2012 12 31 330,972,567.21 155,059,482.27 103,082,938.41 6,736,765.68 123,522,403.82 272,835,087.95 186,020,730.44 606,777.28 71,580,642.98 72,187,420.26 32,087,978.64 32,087,978.64 298,884,588.57 154,452,704.99 31,502,295.43 6,736,765.68 91,434,425.18 272,835,087.95 113,833,310.18 785,925,813.81 307,892,581.20 (336,108,602.08) 3,638,912,372.25 222,147,164.34 362,821,875.46 3,811,653,125.38 785,925,813.81 307,892,581.20 (336,108,602.08) 3,638,912,372.25 222,147,164.34 362,821,875.46 3,811,653,125.38 287

2 (2) 2013 2012 48,219,030.75 112,380,513.81 160,599,544.56 314,709,457.76 148,242,605.71 462,952,063.47 (3) 2013 2012 2014 3 27 288

2013 1. 1,552,303.71 26,264,089.92 (41,348,389.93) 10,339,424.98 31,720.00 (23,903,141.28) 1 2. 6.02% 0.48 6.05% 0.48 289

290

1 ( T I M E ) I B S 2014 3 27 2 3: 2014 3 27 291

( h t t p : / / w w w. s s e. c o m. c n ) 1 2013-1-5 H 2 2013-1-10 2012 12 3 2013-1-17 2013 4 2013-1-22 5 2013-1-24 2012 6 2013-1-26 2013 2013 7 2013-2-5 H 8 2013-2-7 2013 1 9 2013-2-22 2013 2013 10 2013-2-27 11 2013-3-1 12 2013-3-2 H 13 2013-3-7 2013 2 2013 14 2013-3-14 2013 2013 2013 15 2013-3-16 H 16 2013-3-28 2012 2013 2012 2012 2012 17 2013-4-3 H 18 2013-4-10 2013 3 19 2013-4-12 2013 20 2013-4-16 H 21 2013-4-19 H 22 2013-4-26 2013 2012 2012 23 2013-5-2 H 8 2018 2.50% 24 2013-5-3 H 25 2013-5-7 H 26 2013-5-8 2013 4 27 2013-5-10 2013 28 2013-5-11 29 2013-5-22 10% 30 2013-6-1 10% 31 2013-6-4 2012 H 292

2013 32 2013-6-5 2013 2013 2013 2013 33 2013-6-7 2013 5 2013 34 2013-6-8 2013 35 2013-6-15 H 2012 36 2013-6-17 2013 37 2013-6-21 2012 2012 38 2013-6-27 2013 39 2013-6-29 40 2013-7-4 H 41 2013-7-9 2013 6 42 2013-7-20 2013 43 2013-7-25 44 2013-7-26 2013 45 2013-7-27 7 46 2013-8-1 80.1% 2013 2013 2013 2013 47 2013-8-2 2012 A 48 2013-8-3 H 49 2013-8-5 2013 50 2013-8-7 2013 7 51 2013-8-8 2013 2013 52 2013-8-17 H 53 2013-8-20 54 2013-8-22 2013 55 2013-8-27 10% 56 2013-8-30 2013 2013 H 57 2013-9-3 H 58 2013-9-6 2013 8 59 2013-9-12 2013 2013 60 2013-9-14 2013 61 2013-9-17 62 2013-9-25 10% 293

63 2013-9-27 100% 64 2013-10-1 H 65 2013-10-11 2013 66 2013-10-12 67 2013-10-15 2013 9 2013 2013 68 2013-10-18 2013 69 2013-10-19 H 70 2013-10-30 2013 2013 71 2013-10-31 2013 72 2013-11-1 H 73 2013-11-7 2013 10 74 2013-11-9 75 2013-11-12 2013 2013 76 2013-11-13 3.20% 77 2013-11-30 2013 2013 78 2013-12-3 H 79 2013-12-5 2013 80 2013-12-6 2013 11 81 2013-12-27 13 294

2013 (http://www.hkexnews.hk) 1 2013-1-4 2 2013-1-9 2012 12 3 2013-1-16 2013 4 2013-1-21 (1) (2) (3) 5 2013-1-23 2012 6 2013-1-25 2013 7 2013-2-4 8 2013-2-6 2013 1 9 2013-2-21 2013 2013 10 2013-2-26 11 2013-2-28 12 2013-3-1 13 2013-3-6 2013 2 2013 14 2013-3-13 2013 2013 15 2013-3-15 16 2013-3-27 2012 2013 2012 2012 2012 17 2013-4-2 18 2013-4-9 2013 3 19 2013-4-11-2013 20 2013-4-15 21 2013-4-18 22 2013-4-25 2012 2013 2012 23 2013-4-26 8 2018 2.50% 24 2013-5-2 25 2013-5-6 26 2013-5-7 2013 4 27 2013-5-9 2013 28 2013-5-10 29 2013-5-21 (1) 10% (2) 10% 295

30 2013-5-31 10% 31 2013-6-3 2012 32 2013-6-4 2013 2013 2013 2013 33 2013-6-6 2013 5 2013 34 2013-6-7 2013 35 2013-6-14 2012 36 2013-6-17 2013 37 2013-6-20 2012 2012 38 2013-6-26 2013 39 2013-6-28 80.1% 40 2013-7-3 41 2013-7-8 2013 6 42 2013-7-19 2013 43 2013-7-24 44 2013-7-25 2013 45 2013-7-26 7 46 2013-7-31 80.1% 2013 2013 2013 2013 47 2013-8-1 2012 A 48 2013-8-2 49 2013-8-4 2013 50 2013-8-6 2013 7 51 2013-8-7 2013 2013 52 2013-8-16 53 2013-8-19 54 2013-8-21 2013 55 2013-8-26 10% 56 2013-8-29 2013 57 2013-9-2 58 2013-9-5 2013 8 59 2013-9-11 2013 296

2013 60 2013-9-13 2013 61 2013-9-16 62 2013-9-18 2013 63 2013-9-24 10% 64 2013-9-26 (1) (2) (3) 65 2013-9-30 66 2013-10-10 2013 67 2013-10-11 68 2013-10-14 2013 9 2013 69 2013-10-16 70 2013-10-17 2013 71 2013-10-18 72 2013-10-29 2013 73 2013-10-30 2013 74 2013-10-31 75 2013-11-6 2013 10 76 2013-11-8 (1) 3.20% (2) 77 2013-11-11 2013 2013 78 2013-11-12 3.20% 79 2013-11-29 2013 80 2013-12-2 81 2013-12-4 2013 82 2013-12-5 2013 11 83 2013-12-26 13 84 2013-12-31 297

1 2013-1-10 [2013]3 2 2013-1-17 [2013]12 3 2013-1-23 [2013]16 4 2013-2-20 [2013]20 5 2013-4-11 [2013]24 6 2013-4-12 [2013]29 7 2013-4-18 [2013]45 8 2013-4-23 [2013]146 9 2013-5-30 [2013]706 10 2013-6-17 [2013]73 11 2013-7-19 1 [2013]97 12 2013-7-24 7 [2013]101 13 2013-8-21 [2013]121 14 2013-9-16 [2013]375 15 2013-10-15 [2013]195 16 2013-10-29 [2013]26 17 2013-11-4 [2013]489 18 2013-11-19 [2013]544 19 2013-11-19 [2013]168 20 2013-12-9 [2013]575 21 2013-12-2 [2013]1522 22 2013-12-19 13 [2013]191 23 2013-12-19 [2013]197 24 2013-12-30 [2013]202 25 2013-12-30 [2013]203 26 2013-12-30 [2013]204 27 2013-12-30 [2013]205 298

15 5 5 4 010-65648601 010-65648666 5 5 4 010-65648977 010-65648855 1 3 010-63441159 010-63445727 43-3 010-82070509 010-62063545 69 9 010-68966702 010-68966702 48 4 18 1801 010-60837215 010-60833739 48 4 20 2001 010-60838854 010-60836540 1 010-84122033 010-84121391 92 B 5 010-85890121 010-85890040 28 1 010-57602565 010-57602570 6 C 16 010-84785403 010-84785471 16 11 2 010-52277221 010-52217221 2 2-3 010-87645752 010-87645765 1 4 102 010-80141028 010-80127328 8 A 801 010-57762881 010-57762881 2 3 1 022-25920550 022-25910549 42 022-28138825 022-28358942 3 26-5 0311-66772000 0311-66772070 92 B-2 0315-5266356 0315-5266357 5 8 0311-86068687 0311-86068686 1 100 4 2 27 E 1 11301 56 4 4D 0351-6192108 0351-6191978 029-88222554 029-88258582 029-88993255 029-88993255 2 C 503 106 B 8 0951-5102598 0951-5102589 0951-5198139 0951-5198139 8 0472-6862618 0472-6862618 1 1 7 B 4 407 0451-51645557 0451-51645557 2 7088 1706 0431-81970887 0431-81970892 111-8 4 0432-62882001 0432-62882001 299

4 335 024-88598898 024-88598852 B2 6 0411-82553277 0411-82809103 13-1-1-4 124 024-62651187 024-62651187 129 0411-84806372 0411-84806772 A 25082509 15 1568 10 021-61768699 021-61768696 29 32 021-53858202 021-53858290 375 17 021-33973593 021-33973587 1078 301 021-62092178 021-62091283 818 8 021-62322321 021-62323663 1 101 2 8 021-63813581 021-63813608 1088 2 021-61673530 021-61673530 7580 111 2 021-54080136 021-54807234 29 2 021-59568116 021-59579234 710 5 C 021-68758300 021-68758200 1085 2 203 021-68498016 021-50938923 204205A 1568 10 021-61768721 021-61768736 290 1-3 021-57955812 021-57955812 300 3102-3104 021-68751268 021-68751268 1777 021-61017300 021-61017300 9 CDEH 15 5 025-83282416 025-83282416 5 025-83282420 025-83601540 308 8 0512-67620461 0512-67611812 258 0510-83580068 0510-83580068 6 188 7 0510-66200267 0510-66200066 10 0519-86565278 0519-86565278 303 3 0516-83809600 0516-83809600 33 2405 0513-55089600 0513-55089611 683 0513-83350651 0513-83350651 9 0513-87653804 0513-87655715 226 0513-82210827 0513-82210827 5 0515-80992800 0515-80992801 18 B 0511-81983985 0511-81983986 10 0510-83030600 0510-83030600 707 308 8 0512-62891575 0512-62891575 300

2013 54 939 B 0574-88127219 0574-83029614 722725727 577 701 0577-88107058 0577-88102755 515 0571-85069366 0571-85159101 0571-85069353 1 4 0571-87036105 0571-87036105 977 2 0571-88130313 0571-88135623 102-1 0571-85783588 0571-85783676 76-6 0571-86519009 0571-28937353 401 137 3 5 0571-87240406 0571-87240397 0571-87246290 535 0571-87991953 0571-87966303 3 C 5 0571-87903558 0571-87903544 0571-87903555 0571-87903512 168-7 0571-85771666 0571-85771577 2 133 0571-82620841 0571-82635797 C 263 0571-86238778 0571-86245646 2 5 0571-86245108 177 0571-88671260 0571-88628170 0571-88671261 B 0571-64625071 0571-64620952 6 0571-64240317 12-8 0571-61717888 0571-61716033 431 0571-63720468 0571-63732536 796 0574-87719580 0574-87719929 21 0574-87719617 548 0574-86965931 0574-86850129 939 0574-88355536 0574-88355146 B 10-68 0574-62729400 0574-62729411 78 3 0574-88861612 0574-88854056 301

577 702 703 0577-88107027 0577-88107028 0577-88107190 138 0577-62596598 0577-61600030 0577-68625111 0577-68625152 20 3 155 0573-82069341 0573-82069190 51 3 0573-84233977 0573-84236053 126 0573-86033570 0573-86033570 299 0573-87047777 0573-87033181 3 1-4 19 0573-85120528 0573-85014315 0573-85121028 518 0573-88138111 0573-88138106 13 288 0572-2212008 0572-2023021 0572-2035005 268 0572-6025769 0572-6043309 117 0575-88096598 0575-88589005 A 1577 0575-84136718 0575-84136728 12011202 0575-84136719 0575-84133933 68 2 0575-87222907 0575-87222203 21 22 536 0575-82596598 0575-81286822 2 0575-83000777 0575-83000779 331 0579-82337102 0579-82312327 0579-82303626 33 0579-84113222 0579-84111672 88 0579-85561808 0579-85561877 0579-85561888 82 0579-86650188 0579-86650156 29 3 0579-87196598 0579-87210782 302

2013 2 0570-8596598 0570-83000779 535 0576-88896598 0576-88612357 1-3 0576-88612301 11 0576-83796598 0576-83922987 152 0576-86207119 0576-86207160 0576-86207163 445 0578-2225602 0578-2225650 102108 3 3 0571-85783937 0571-85783848 0571-85783937 0571-85783848 515 0571-85060800 0571-85060800 1117 939 B 607 609-612615-618 0574-82809855 0574-82809858 0574-82809855 0574-82809858 276 0575-85099713 0575-85099713 A603-608 333-343 6 0579-81560977 0579-81560977 152 2 0576-86209625 0576-86209625 3 287 A 0551-65662907 0551-65662880 1 15 155 0553-5955955 0553-5955959 2101 0553-5672180 0553-5672180 9 137 803 0591-87905701 0591-87905702 112 0591-83796598 0591-88302078 2 339 0592-6885548 0592-6808305 10 06 119 3 0592-2196598 0592-5695273 0595-28891801 0595-28291801 3 SOHO A 28 1 5 0595-28291811 0595-28291838 536 0595-23396598 0595-26169503 BC B301-1 127 0598-5180616 0598-5180617 2 334 06 0592-5893708 0592-5893708 303

8 129 0791-86396222 0791-83971521 26 040506 B 0791-88696598 0791-88532901 409410 39 0791-86396122 0791-86396149 0791-86396126 28 1 0798-2182098 0798-2182096 17 2 0797-8456588 0797-8456577 0797-8456598 91 2 0795-2178888 0795-2178002 12 0793-6091168 0793-6091051 0791-83960731 0791-83960755 603 47 144 0531-88199737 0531-88199777 15 0532-82849908 0532-82849909 28 0532-86682390 0532-85025063 9 0532-85753228 0532-85753201 6 B 622 0532-82020188 0532-82020577 36 0532-83632100 0532-83651271 111 1 12 0532-80829686 0532-80829689 96 0532-83086305 0532-83086800 7 0532-83711205 0532-83714299 222 0532-88960556 0532-88960556 A 19 123-1 0532-68078966 0532-68078978 502502-1 0532-80960088 0532-80960085 638 0532-86882166 0532-86887033 252 0532-87206881 0532-87206889 788 10 0532-88516809 0532-88516809 137 0532-87360999 0532-88311177 0532-86170981 0532-86170983 16 118-7 0532-83488877 0532-83433777 45 3 2 4 0533-2185551 0533-2185301 13 0533-2180268 0533-2178600 0533-3227899 0533-3227899 008 3 12 103203 41 0632-8999800 0632-8999900 304

2013 21 0546-8271667 0546-8276167 118 0535-6697522 0535-6683819 0535-2288980 0535-2275310 189 0535-8578555 0535-8577993 33 0536-8210818 0536-8222257 285 0536-4296686 0536-4296698 169 1 0536-7125157 0536-7196119 126 0537-2281777 0537-2221555 51 0537-5307567 0537-5308107 96 0538-8970977 0538-8288801 2 5 0631-5190619 0631-5190615 88 0631-7697117 0631-7697118 218 0633-8775587 0633-8775567 98 0634-8196566 0634-8196599 10 0539-8323379 0539-8321805 A 10 909 0534-2651277 0534-2651298 111 0534-7720555 0534-7720555 40-3 0635-8203360 0635-8203301 694 0543-3329808 0543-3318128 537 0543-3313057 0543-3324417 437 0543-4337868 0543-4337868 688 5 0530-5025858 0530-5696577 150 0531-55705056 0531-55705056 A 6 0532-85917806 0532-85917780 B 105 12 1 5 0533-2312219 0533-2306117 5 1 16 0371-55623199 0371-55623196 313 2 101 0379-63535688 0379-63535699 8 188 0377-61561666 0377-63280288 2 14 18 0371-69102139 0371-65613348 1803-1807 1028 17071708 0391-8821506 0391-8821506 305

6 747 027-85355300 027-85355210 16 747 027-85355310 027-85355323 113 7 027-88108300 027-88108300 027-87550829 027-87550829 1 1 0710-3442123 0710-3447123 99 027-87115288 027-87115288 16 1602-E 1 388 2 0731-85175358 0731-85361538 15 5 37 020-66609909 020-66609961 5 1 020-38983500 020-38999500 11 71 020-23882021 020-23882010 C103C201 24 0755-83738300 0755-83733989 6021 0755-83478806 0755-83459951 19 1093 0755-25986277 0755-25986563 9 441 0755-89377033 0755-89377633 3 B401-F19 28 0754-88953899 0754-88951618 304 21 3 0757-83283909 0757-83283930 8 A1A2 0752-2889636 0752-2889637 1-2 92 0769-23010697 0769-22361610 12 82 4 0760-88889700 0760-88889705 0663-8391010 0663-8391009 A2112-A2114 344 3 020-81860157 020-81860157 15C-15D 0755-83217470 0755-83217470 306

2013 52-1 0771-2539003 0771-2539039 3 38 0771-5828417 0771-5828417 10 A B 0775-2330857 0775-2330857 1 368 B 11 0871-68318852 0871-68583323 2 3 028-85568181- 028-85560026 806 666 4 26 9 028-85132083 028-85132083 1 61 B 0898-65308692 0898-65308692 61-65 4 00852-22378998 00852-21406093 4 677 16 00852-22379309 00852-22168388 255 8 805 806 00852-22168383 00852-28778630 91-93 10 00852-35511888 00852-24753318 307