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2015 4 9 2015 8 1 2013 3 1 2015 6 12006 6 1 2015 6 1 CNAS 1 10,000 30,000(1) (2) 1989 2 21 2013 6 29 2003 9 4 2004 1 1 66

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2008 11 102009 1 1 2008 8 5 2014 7 4 37 (1) (2) 37 2015 2 13 2015 6 1 1313 1995 1 1 2009 2008 1 1 2012 68

2010 10 28 2011 7 1 1999 4 3 2002 2002 6 29 2014 8 31 1989 12 26 2014 4 242015 1 1 2002 10 28 2003 9 1 1998 11 29 69

2007 3 16 2007 10 1 1994 7 5 2009 8 27 2010 12 1 2011 2 1 30 1986 6 25 2004 8 28 1999 4 26 2012 5 22 2013 8 30 2014 5 1 70

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2015 74.9% 20102015 60,000 50,000 40,000 42,065 3.7% 17.1% 49,378 47,001 4.5% 3.8% 14.8% 17.4% 56,496 53,976 6.3% 4.6% 16.9% 18.8% 56,184 7.4% 17.7% 30,000 20,000 79.2% 81.4% 78.1% 78.5% 74.9% 74.9% 10,000 0 2010 2011 2012 2013 2014 2015 2015 3820143.3% 20102015 40 30 32.4 35.2 36.5 39.7 38.7 37.5 20 10 0 2010 2011 2012 2013 2014 2015 20102015 74

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SGS SGS SGS SGS Intertek Testing Services Shenzhen Ltd. SGS Intertek Testing Services Shanghai Ltd. SGS 83

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[] [] (1) (1) (1) 100% 100% 100% 100% 100% Leon Investment Swan Stone Hawk Flying New Virtue Fine Longbow Hotek Asia 42.03% 16.43% 11.85% 7.90% 0.79% 5.50% 15.50% 100% Leon BVI 100% Leon HK 100% 70% 100% 100% 100% 100% 100% (2) 100% 100% 100% 100% 100% (1) 2016 1 31 (2) 30%12% 18% 2016 [] 2015 11 27Leon Investment [] Hotek Asia Hotek Asia 51.22,099 [] Hotek Asia1,550550 [][] 93

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(GB/T 31356-2014)2015 1 1 2015 38 20143.3% 2015 24.9% 60.0% 2013770 2014 8102015840 2015 1 1 103

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2015 80.0% 2015 39.3% 23.6% 21.9%55.1% 106

9 2013 6.9 2014 7.6 25 662 25 107

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201320142015 92.6107.8126.1 79.1% 77.3% 81.0% 114

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(1)(2) (3)(4) 48 121

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GB 474-2008 2008 12 4 GB 475-2008 2008 12 4 GB/T 19494.1 1 2004 4 30-2004 GB/T 19494.2 2 2004 4 30-2004 GB/T 19494.3 3 2004 4 30-2004 GB/T 211-2007 2007 11 1 GB/T 212-2008 2008 7 29 GB/T 213-2008 2008 7 29 GB/T 214-2007 2007 11 1 126

SN/T 3023.2 2012 12 12-2012 2 HXLH-WI (01-08,11-12) -2012 2012 6 1 HXLH-WI/09-2012 2012 6 1 HXLH-WI/14-2012 2012 6 1 HXLH-WI/91-2012 2012 6 1 HXLH-WI/16-2012 2014 1 1 HXLH-WI/18-2012 2014 1 1 HXLH-WI/19-2012 2014 1 1 HXLH-WI/20-2012 2014 1 1 HXLH-WI/37-2012 2015 3 17 HXLH-WI/43-2012 2015 3 17 127

GPS 128

本文件為草擬本 其所載資料並不完整及可作更改 閱讀本文件有關資料時 必須一併細閱本文件首頁 警告 一節 業 務 下圖顯示我們現場採樣和樣品製備程序時的資訊化管理 現場採樣時貼上保安代碼及進行記錄 樣品製備設備記錄 真實性 我們對服務過程的每個步驟進行全面的遠程視頻監控 例如 我們在 樣品從工地運輸至我們服務中心的車輛 樣品製備車間 進行檢驗的實驗室均 安裝了攝像鏡頭 我們也在當地機構及總部指派僱員通過遠程視頻監控全天候 監督我們實驗室各服務的日常運行 我們不但能夠確保樣品安全及完整 更能 檢測及防止提供服務過程中出現不當行為或不當操作 並令我們的檢驗結果更 可靠 129

本文件為草擬本 其所載資料並不完整及可作更改 閱讀本文件有關資料時 必須一併細閱本文件首頁 警告 一節 業 務 以下截圖來自遠程監控系統 可以看出我們對我們服務的各個步驟以及各個細 節進行了密切的監控 對樣品運輸的監控 對樣品製備的監控 稱重讀數 高清視頻監控 對樣品稱重的監控 對檢驗的監控 130

2 131

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25 662 2015 10 2013201420156.9 7.67.1 144

www.huaxialihong.com 2013 145

201582010 201527.4%300 2015 61.1% SGS SGS 2012 3 2017 2 2012 9 28 146

2013 7 TOP100 2013 12 2018 12 CNAS 2014 1 17 2017 1 16 CNAS 2014 1 17 2017 1 16 2014 2 2014 5 2019 5 2014 8 2019 7 2014 8 29 2017 8 28 147

2014 10 22 2017 10 21 AAA+ 2014 11 18 2017 11 17 2015 2 6 (ISO 2015 11 2 2018 9 15 9001:2008) (OHSAS 2015 11 2 2018 11 1 18001:2007) 3966 1 12 148

[] 5.01(2)[] 1,0555 5 149

2 9,5802 5,928 2015 9 3,652 2014 12 2016 5 12,627 2016 2 9,717 5,696 4,021 2015 12 22 150

20 1510,068 5 2,028 2016 7 2016 5 2014 6 2012 9 2014 6 2012 9 2016 1 2017 6 2016 12 (1) 2016 8 2022 9 2017 5 2016 8 2017 12 2016 1 2016 1 2014 12 2014 6 2012 9 2013 7 2016 2016 2016 2017 2016 2018 12 12 12 5 8 6 2016 1 2013 7 2016 2018 12 6 2015 5 2017 4 (1) 151

11,0127 2 1,308201320142015 8.1 5.2%7 46,000 1 9,000201320142015 35.233.330.0 30.1% 23.9% 19.3% 827,400 3688 201320142015 6.35.5 4.5% 3.6% 416,000 16 152

7 51,996 75 132,72913 5 1,000 10,000 532,674 153

744 32 4.3% 15 2.0% 69 9.2% 525 70.5% 31 4.2% 30 4.1% 19 2.6% 23 3.1% 744 100.0% 68 9.1% 87 11.7% 116 15.6% 125 16.8% 150 20.2% 198 26.6% 744 100.0% 154

84 3026199 CNAS CNASCNAS 155

2016 182,000 2013 2016 12 24 12 23 156

2014 2017 6 30 6 29 2014 2017 10 29 10 28 2014 11 24 2017 11 23 2014 2017 12 2 12 1 2015 2018 1 9 1 8 2015 2018 6 4 5 26 2015 2018 6 5 6 4 157

2015 2018 7 31 8 28 2015 2021 (1) 12 14 12 13 (1) 2015 8 1 [] 3.21[] [] C3 158

0.05% 2011 7 1 0.2% 10,000 50,000 159

2015 12 3110.4 2016 4 30 2015 8 [] 50,000 200,000 160

1.6 161

10 [][ ] [] 3.08 3.09[][] [] 8.04[] [] 162

[] 53 2016 1 13 2009 4 53 2016 1 13 2009 1 51 2016 1 13 2010 2 46 2016 1 13 2016 1 36 2016 6 18 2016 6 49 2016 6 18 2016 6 163

54 2016 6 18 2016 6 44 2016 1 2016 1 39 2016 1 2014 11 37 2016 1 2011 7 164

53 2009 4 2016 1 13 27 2008 10 2009 4 1989 12008 9 2004 4 1985 71999 12 2001 11 53 2009 1 2016 1 13 15 1995 52005 2 1988 81995 5 1988 7 165

51 2010 2 2016 1 13 28 1988 9 2010 12003 9 1987 71988 9 2006 111998 6 46 2016 1 13 17 2011 8 2010 12011 7 2003 122010 1 1999 122003 12 1992 72005 7 166

36 2016 6 18 10 2013 5 0198 2010 42013 5 2006 92009 12 2002 72011 6 2008 12 49 2016 6 18 2007 9 167

2010 7 2001 2008 12 54 2016 6 18 20 1991 3 1984 71991 1 2001 12 [] 13.51(2)[] 44 2016 1 102009 82016 1 2009 82012 72012 7 2016 12013 82016 1 168

2007 32009 8 2003 92007 3 1997 102003 92000 3 2003 9 1997 102000 3 1995 71997 10 1995 7 39 2014 112016 1 16 10 2004 92014 9 1999 72008 10 37 2011 7 2016 1 16 10 2009 82011 7 2006 82009 7 2004 72006 7 169

2001 72004 7 2013 9 432016 1 16 2188 102010 10 2003 112006 10 2014 11 2015 3 [] 8.12 [] [] [] 3.21[] []14 C3 []14 B1 170

[]14 A5 201320142015 12 31 2.53.1 2.72016 12 31 2.8 201320142015 12 31 3.44.33.9 171

[] 3A.19[] [] 3A.23[] (a) (b) [] (c) [] (d) [] 13.10[] [] [] 13.46[] [] 172

1989 1 2011 3 2016 1 31 [] [] Leon Investment Swan Stone Hawk Flying [][] Leon Investment Swan Stone Hawk Flying Leon Investment Swan Stone Hawk Flying [] 8.10[] 173

(i) (ii) (iii) [] (iv) 2015 12 31 [] [] 174

2016 6 18 (i) (a) (b) (ii) 20 (iii) (a) (b)(ii) 175

(i) (ii) (a) 10% (b) 10% [] (i) [] (ii) (i) (ii) 176

(iii) (iv) (v) (vi) 177

[] [][] [] [] 1,000,000,000 0.00005 50,000 200,000,000 10,000 [] [] [] [] [] [] [] [] [] [][] [] [] 178

[] [] []20%[] [] [] A. 5.2016 6 18 [][] [] []10% [ ] 179

[] [] [] A. 6. A. 6. 180

[] [][ ] [][] XV23 10% [] [] [] [] [] [] (1)(2)(3) (1)(3)(5) (1)(6) 7,031 (L) (4) 70.31% [] [] 7,031 (L) 70.31% [] [] 7,031 (L) 70.31% [] [] (7) 7,031 (L) 70.31% [] [] Leon Investment (2) 4,203 (L) 42.03% [] [] Swan Stone (5) 1,643 (L) 16.43% [] [] (8) 1,550 (L) 15.50% [] [] (8) 1,550 (L) 15.50% [] [] (8) 1,550 (L) 15.50% [] [] Hawk Flying (6) 1,185 (L) 11.85% [] [] (9) 790 (L) 7.90% [] [] (10) 790 (L) 7.90% [] [] New Virtue (9) 790 (L) 7.90% [] [] 181

[] [] [] [] [] 550 (L) 5.50% [] [] (11) 550 (L) 5.50% [] [] (11) (11) 550 (L) 5.50% [] [] (11) 550 (L) 5.50% [] [] (11) 550 (L) 5.50% [] [] Hotek Asia (11) 550 (L) 5.50% [] [] (1) 2016 1 31 (2) Leon Investment Leon Investment (3) (4) L (5) Swan StoneSwan Stone (6) Hawk Flying Hawk Flying (7) (8) (9) New VirtueNew Virtue 182

(10) (11) Hotek Asia 74% Hotek Asia [] [] [] [][] XV23 10% 10% 183

2015 18.9% 2015 80.0% (1)(2) (3) 2013 20142015 79.1% 77.3% 81.0% 2013 117.1 2014 139.5 2015 155.820132015 15.3% 2013 68.8 2014 78.22015 80.420132015 8.1% 20102015 27.4% 184

2008 20102015GDP9.5%6.9% 20102015 27.4% 20102015 27.4% 2015 824.9% 185

20132014201527.2 36.439.4 23.2% 26.1% 25.3% 20132014201510.0% 30.0% +10% -10% +30% -30% (%) 2013-2.3 2.3-7.0 7.0-2.0 2.0-6.0 6.0 2014-2.6 2.6-7.8 7.8-2.2 2.2-6.7 6.7 2015-2.5 2.5-7.6 7.6-2.1 2.1-6.3 6.3 186

25.0% 2011 11 20112012201315.0% 2014 102014 2015201615.0% 300 2015 61.1% SGS 187

2015 7 29 2015 12 16 201320142015 12 31 2 3 (1)(2) (3) 188

4.75% 23.75% 19% 31.67% 20% 33.33% 189

190

12 31 2013 2014 2015 117,096 100% 139,480 100% 155,789 100% (48,307) 41.3% (61,270) 43.9% (75,340) 48.4% 68,789 58.7% 78,210 56.1% 80,449 51.6% (1,603) 1.4% (930) 0.7% (1,374) 0.9% (27,322) 23.3% (32,410) 23.2% (45,548) 29.2% 1,097 0.9% 793 0.6% 1,209 0.8% (221) 0.2% (1,095) 0.8% (602) 0.4% (88) 0.1% (1,111) 0.7% 40,652 34.7% 44,568 32.0% 33,023 21.2% (5,489) 4.7% (6,565) 4.7% (5,448) 3.5% 35,163 30.0% 38,003 27.2% 27,575 17.7% 35,303 30.1% 38,044 27.3% 27,607 17.7% (140) 0.1% (41) 0.03% (32) 0.02% 753 0.5% 35,163 30.0% 38,003 27.3% 28,328 18.2% 35,303 30.1% 38,044 27.3% 28,360 18.2% (140) 0.1% (41) 0.03% (32) 0.02% 191

(1) (2)(3) 20132014 2015117.1139.5155.8 12 31 2013 2014 2015 116,614 99.6% 139,375 99.9% 155,667 99.9% (1) 482 0.4% 105 0.1% 122 0.1% 117,096 100.0% 139,480 100.0% 155,789 100.0% (1) 12 31 2013 2014 2015 92,588 79.1% 107,777 77.3% 126,114 81.0% 17,700 15.1% 22,534 16.2% 21,814 14.0% 6,326 5.4% 9,064 6.4% 7,739 4.9% 116,614 99.6% 139,375 99.9% 155,667 99.9% 192

2013 92.6 2014 107.8 2015126.1 201320142015 79.1% 77.3% 81.0% 2013 17.7 2014 22.5 201521.8 201320142015 15.1% 16.2% 14.0% 201320142015 5.4% 6.4% 4.9% 201320142015 48.361.3 75.341.3% 43.9% 48.4% 193

12 31 2013 2014 2015 27,151 23.2% 36,392 26.1% 39,416 25.3% 10,613 9.1% 10,190 7.3% 20,234 13.0% 2,143 1.8% 3,771 2.7% 4,072 2.6% 2,459 2.1% 3,114 2.2% 3,591 2.3% 1,863 1.6% 2,226 1.6% 2,923 1.9% 1,332 1.2% 1,764 1.3% 1,446 0.9% (1) 2,746 2.3% 3,813 2.7% 3,658 2.4% 48,307 41.3% 61,270 43.9% 75,340 48.4% (1) 201320142015 23.2% 26.1% 25.3% 201320142015 68.878.2 80.4 20132014201558.7% 56.1% 51.6% 194

2013201420151.1 0.81.2 2013 20142015 618,000 57,000 149,0002013600,000 201320142015 397,000 661,000 901,000 2014 12 31 2013 2014 2015 375 0.3% 397 0.3% 491 0.3% 325 0.3% 151 0.1% 327 0.2% 529 0.5% 3 0.0% 138 0.1% 23 0.1% 205 0.2% 70 0.1% 202 0.1% 166 0.1% 174 0.1% 331 0.2% 1,603 1.4% 930 0.7% 1,374 0.9% 2013 20132014 2015 1.4 195

12 31 2013 2014 2015 8,657 7.4% 10,948 7.8% 13,523 8.7% 6,935 5.9% 7,632 5.5% 7,079 4.5% 3,787 3.2% 4,243 3.0% 3,713 2.4% 1,346 1.2% 1,004 0.7% 1,101 0.7% 1,973 1.7% 2,195 1.6% 2,607 1.7% 1,440 1.2% 3,169 2.3% 3,304 2.1% 751 0.6% 899 0.6% 10,826 6.9% 2,433 2.1% 2,320 1.7% 3,395 2.2% 27,322 23.3% 32,410 23.2% 45,548 29.2% [] 2015[] 10.0 2013201420150.21.1 0.6 20132013 0.1 20152015 1.1 196

12 31 2013 2014 2015 5,923 7,424 5,425 (434) (859) 23 5,489 6,565 5,448 25.0% 25.0% 25.0%2011 11 201120122013 15.0%2014 10 201420152016 15.0% 20132014 201513.5% 14.7% 16.5% 20132014201535.2 38.027.6 197

201320142015 35.338.028.4 20152014 2014 139.5 2015 155.8 11.7%(1)17.0%(2)3.1% 2014 107.8 2015 126.1 17.0% 2014 22.5 2015 21.8 3.1% (1) (2) 201420159.17.7 2014 61.3 2015 75.3 22.8% 9.6 2014 78.2 2015 80.4 2.8%201456.1%201551.6% 198

201420150.81.2 2014 0.9 2015 1.4 55.6% 2014 32.4 2015 45.5 40.4%(1) 2.6 (2)[] 10.0 2014 1.1 2015 0.6 45.5%2015 2015 1.150.0 2014 44.6 2015 33.026.0% 2014 6.6 2015 5.4 18.2% [][]2014 201514.7% 16.5% 2014 38.0 2015 27.6 27.4% 199

20142013 2013 117.1 2014 139.5 19.1%(1)16.4% (2) 27.1%(3)44.4% 2013 92.6 2014 107.8 16.4% 2014 (1) (2)2013 (3) 2014(4) 2013 17.7 2014 22.5 27.1% (1)2013 (2) (3) 2014 2013 6.3 2014 9.1 44.4% 2013 48.3 2014 61.3 26.9% 2013 68.8 2014 78.2 13.7%201358.7%201456.1% 34.0% 201320141.10.8 20142013 600,000 200

2013 1.6 2014 0.9 43.8% 2013 2013 27.3 2014 32.4 18.7%(1) (2) 201320140.21.1 20140.8 201388,000 2013 2013 40.7 2014 44.69.6% 2013 5.5 2014 6.6 20.0%2013201413.5% 14.7% 2013 35.2 2014 38.0 8.0% 201

12 31 2013 2014 2015 20,629 50,494 35,455 23,493 4,054 7,744 10,572 572 572 572 54 57 50 1,658 2,517 2,494 417 1,923 322 27,384 63,307 72,958 401 305 25,053 17,180 29,039 2,712 4,091 9,339 11,000 31,500 26,000 933 33 29,091 20,066 58,147 68,257 74,075 122,558 65 15,000 15,000 56,995 95,066 60,773 513 193 161 72,508 110,259 60,999 2,005 2,205 4,096 19,430 23,388 75,558 30,000 1,698 1,530 4,603 23,133 27,123 114,257 45,124 46,952 8,301 72,508 110,259 81,259 20,000 260 20,260 72,508 110,259 60,999 202

20132014 2015 12 3120.650.5 35.52014 12 31 25.5 2014 4 25.5 2015 12 31 27.32015 12 31 23.5 30.0 201320142015 12 31 4.17.710.6 12 31 2013 2014 2015 85 65 95 18 221 222 401 305 203

201320142015 12 3125.1 17.229.0 12 31 2013 2014 2015 25,102 18,283 29,798 (49) (1,103) (759) 25,053 17,180 29,039 902013 12 312014 12 31 2015 12 31 2015 12 31 90%20142015 12 31 204

12 31 2013 2014 2015 19,305 14,985 22,916 4,987 1,461 3,435 761 711 2,688 23 25,053 17,180 29,039 12 31 2013 2014 2015 19,305 14,087 21,623 4,987 1,100 2,466 754 171 1,295 25,046 15,358 25,384 12 31 2013 2014 2015 (1) 59 55 54 (1) 365 205

201320142015 201320142015 12 31 2.74.19.3 2014 1.5 2015[] 12 31 2013 2014 2015 84 248 322 1,479 3,765 6,772 1,627 2,001 2,567 (61) (417) (1,923) (322) 2,712 4,091 9,339 2011 201320142015 12 3111.0 31.526.0 (1) 206

(2)(3) [] 12 31 2013 2014 2015 29,091 20,066 58,147 933 33 (933) (33) 29,091 20,066 58,147 2015 12 31[] 51.281.0 201320142015 12 312.02.24.1 12 31 2013 2014 2015 2,005 2,205 4,096 2015 12 31 207

90 12 31 2013 2014 2015 1,897 2,170 4,027 16 1 1 92 13 61 21 3 4 2,005 2,205 4,096 12 31 2013 2014 2015 (1) 15 13 15 (1) 365 2015 208

201320142015 12 31 19.423.475.6 2015 12 31 2015 12 2016 1 12 31 2013 2014 2015 453 389 616 14,296 16,954 17,771 683 574 582 2,511 4,687 1,805 47,877 1,487 784 6,907 19,430 23,388 75,558 201320142015 12 3172.5 110.361.0 Hotek Asia [] 2015 12 31 33.2 209

12 31 2013 2014 2015 35,694 52,515 39,397 (17,299) (61,288) (13,628) (2,129) (252) 11,559 16,266 (9,025) 37,328 753 12,825 29,091 20,066 29,091 20,066 58,147 201539.4 33.011.5 (1) 7.2(2) []10.0 (3)1.9 210

201452.5 44.6 (1) 7.5 (2)6.8 201335.7 40.7 12.5 (1) 6.0 (2) 6.3 (1) (2) 2013 2.0 2015(1)50.0 (2) 51.2(1) 81.0 (2)[]7.9 211

12 31 2013 2014 2015 2016 4 30 401 305 25,053 17,180 29,039 39,888 2,712 4,091 9,339 10,504 11,000 31,500 26,000 15,500 933 33 33 29,091 20,066 58,147 7,675 68,257 74,075 122,558 73,600 2,005 2,205 4,096 8,470 19,430 23,388 75,558 21,063 30,000 20,000 1,698 1,530 4,603 4,628 23,133 27,123 114,257 54,161 45,124 46,952 8,301 19,439 2015 12 31 2016 4 30 201581.0 2015 12 31 2015 12 2016 1 2016 4 30[] [] 12 212

2013201420157.0 42.718.1 [] [][] [] 12 31 2013 2014 2015 1,575 2,272 9,982 110 12 31 2013 2014 2015 3,231 4,949 2,886 6,298 5,136 3,145 2,225 1,625 1,050 11,754 11,710 7,081 213

12 31 2013 2014 2015 2016 4 30 30,000 20,000 20,000 20,000 260 573 50,260 40,573 2015 12 312016 4 30(1) (2)2016 6 5.7%2016 4 30 23.12016 3 7 11.9 2016 3 14 2018 9 4.75% 214

2016 4 30 2016 4 30 12 31 2013 2014 2015 (%) (1) 58.7 56.1 51.6 (2) 30.0 27.2 17.7 (3) 48.8 34.5 45.3 (4) 36.8 27.7 14.1 (5) 295.1 273.1 107.3 (6) 0.0 0.0 82.0 (1) 100.0% (2) 100.0% (3) 100.0% (4) 100.0% (5) 100.0% (6) 100.0% 215

20132014201530.0% 27.2% 17.7% 2015 [][] 201348.8%201434.5% 2014 8.1% 66.8% 2015 45.3% 2015 55.2% 201336.8%201427.7% 201514.1% 2015 81.0 2015 12 31 201550.0 2015 12 31 2015 50.0 216

2009 113.3 5.4%5.8%2013 12 31 12 31 2013 2014 2015 88 88 2015 6 30.0 2016 4 3023.1 2016 3 711.9 2016 3 14 33 36 217

20 23 218

2013 12 31 1 2,005 3,998 6,003 2014 12 31 1 2,205 5,471 7,676 2015 12 31 1 3 4,096 4,096 56,589 56,589 30,000 20,000 50,000 618 2,850 3,468 91,303 22,850 114,153 219

[] [][][][][] [] [][][][] [][] [] [] [][] [] [][] [][] [][][][][ ][] 201520.0 81.0 [] [][ ] 13.13 13.19[] 2015 12 3133.2 220

[] 221

2015 12 312016 4 30 2015 12 31 2016 4 30 2016 4 30 46,960 2015 12 31 54,242 2015 12 312016 4 30 (552) 2016 4 30 53,690 (6,730) 6.7 2016 4 302014 2.3 2015 12 31 222

[ ] [] [][] [][] [] [] [][] [] [] [] [][] [] [] [] [][] [] [] [] [] [] [] [] [] [] [] [] [] [] [] 223

[ ] [][][] [][ ] [] 224

[] 225

[] 226

[] [] (a) [] [] 227

[] 228

[] 229

[] 230

[] 231

(b) [] [] (c) [] [] 232

[] [] 233

[] (d) [][] [] [][][][] [ ] [] [][] [][][] [] [][][] [] [] [] (e) [] [][] [] (a) [] 10.08[] [] [] [] [] 10.08[] 234

(b) [] 235

[ ] [] 236

[ ] [] 237

[ ] [] 238

[ ] [] 239

[ ] [] 240

[ ] [] 241

[ ] [] 242

[ ] [] 243

[ ] [] 244

[ ] [] 245

[ ] [] 246

[ ] [] 247

[ ] [] 248

[ ] [] 249

[ ] [] 250

[ ] [] 251

[ ] [] 252

[ ] [] 253

[ ] [] 254

[ ] [] 255

[ ] [] 256

[ ] [] 257

[ ] [] 258

[ ] [] 259

[ ] [] 260

[ ] [] 261

[ ] [] 262

1 22 II2.1 201320142015 12 31 201320142015 12 31 2015 12 31 [][] 2015 7 29II 2.12015 12 16 II1 12 31 II1 I-1

201320142015 12 31 3.340 II2.1 201320142015 12 312015 12 31 I-2

I. (A) 12 31 2013 2014 2015 5 117,096 139,480 155,789 (48,307) (61,270) (75,340) 68,789 78,210 80,449 5 1,097 793 1,209 (1,603) (930) (1,374) (27,322) (32,410) (45,548) (221) (1,095) (602) 7 (88) (1,111) 6 40,652 44,568 33,023 10 (5,489) (6,565) (5,448) 35,163 38,003 27,575 35,303 38,044 27,607 (140) (41) (32) 35,163 38,003 27,575 753 35,163 38,003 28,328 35,303 38,044 28,360 (140) (41) (32) 35,163 38,003 28,328 11 I-3

(B) 12 31 2013 2014 2015 12 20,629 50,494 35,455 13 23,493 14 4,054 7,744 10,572 15 572 572 572 16 54 57 50 18 1,658 2,517 2,494 21 417 1,923 322 27,384 63,307 72,958 19 401 305 20 25,053 17,180 29,039 21 2,712 4,091 9,339 22 11,000 31,500 26,000 23 933 33 23 29,091 20,066 58,147 68,257 74,075 122,558 24 2,005 2,205 4,096 25 19,430 23,388 75,558 26 30,000 1,698 1,530 4,603 23,133 27,123 114,257 45,124 46,952 8,301 72,508 110,259 81,259 26 20,000 27 260 20,260 72,508 110,259 60,999 28 65 15,000 15,000 29 56,995 95,066 60,773 I-4 71,995 110,066 60,838 513 193 161 72,508 110,259 60,999

(C) 1 * * * * 2013 1 1 15,000 3,049 18,643 36,692 353 37,045 35,303 35,303 (140) 35,163 35,303 35,303 (140) 35,163 300 300 3,651 (3,651) 2013 12 31 2014 1 1 15,000 6,700 50,295 71,995 513 72,508 38,044 38,044 (41) 38,003 38,044 38,044 (41) 38,003 27 27 (279) (252) 1,247 (1,247) 2014 12 31 2015 1 1 15,000 27 7,947 87,092 110,066 193 110,259 27,607 27,607 (32) 27,575 753 753 753 753 27,607 28,360 (32) 28,328 (15,000) 15,000 65 51,224 51,289 51,289 2 (47,877) (47,877) (47,877) 3 (81,000) (81,000) (81,000) 543 (543) 2015 12 31 65 18,374 8,490 753 33,156 60,838 161 60,999 * 201320142015 12 31 56,995,000 95,066,000 60,773,000 1 2 47,877,0002016 1 3 2015 81,000,000 I-5

(D) I-6 12 31 2013 2014 2015 40,652 44,568 33,023 7 88 1,111 6 6,018 7,471 7,159 6 808 6 63 98 295 6 7 7 7 6 151 24 27 6 (397) (661) (901) [] 9,962 6 42 1,039 (7) 46,624 52,546 51,484 390 96 305 (12,464) 6,819 (11,515) (261) (1,116) (1,724) (40) 200 1,891 6,268 1,512 1,308 40,517 60,057 41,749 (4,823) (7,542) (2,352) 35,694 52,515 39,397 (6,534) (36,561) (17,750) (162) (3,952) (3,197) (10) 7 18 (104,000) (155,000) (136,210) 93,000 134,500 141,710 6 397 661 901 (933) 900 (17,299) (61,288) (13,628) 51,238 400 50,000 (2,388) (441) (823) (81,000) [] (7,856) (252) 300 (2,129) (252) 11,559 16,266 (9,025) 37,328 753 12,825 29,091 20,066 29,091 20,066 58,147

(E) 2015 12 31 17 51,238 51,238 21 51 51 51,289 28 65 29 51,224 51,289 I-7

II. 1. 2015 7 29 PO Box 1350, Clifton House, 75 Fort Street, Grand Cayman KY1 1108, Cayman Islands [] [] 2015 12 31 China Leon Inspection Holding (BVI) Limited ( Leon BVI ) 2015 7 31 1.00 100 2015 8 10 100 100 (a) 2009 1 19 (b) 2009 5 4 (b) 2009 5 6 (b) 2011 11 25 (b) 2012 6 5 (b) 2011 6 24 (d) 2013 1 14 15,790,000 100 1,000,000 100 1,000,000 100 1,000,000 100 3,000,000 100 1,440,000 100 3,000,000 100 I-8

(c) 2014 7 17 3,000,000 100 (b) 2013 4 3 1,000,000 100 (d) 2013 12 18 (d) 2014 11 27 (d) 2001 8 1 1,000,000 100 10,000,000 100 1,700,000 70 (a) (b) (c) (d) 201320142015 12 31 20142015 12 31 2013 12 31 2015 12 31 2014 12 31 20132014 2015 12 31 I-9

2.1 2015 12 16 2.2 2015 1 1 (a) (b) (c) (i)(ii) (iii)(i)(ii) (iii) I-10

2.3 9 3 10 6 28 10 1 12 28 11 1 14 5 15 3 1 1 16 1 38 16 1 41 27 1 2012 2014 1 7 2 12 2 16 4 1 2016 1 1 2 2017 1 1 3 2018 1 1 4 2019 1 1 5 2016 1 1 6 2014 79 39 9 2018 1 19 20159 9 (a) 9 (b) 99 12 9 15 15 15 I-11

2015 7 15 2018 1 115 2018 1 115 15 1 (i) 1 (ii) (iii) (iv) 2016 1 1 162016 12019 1 1 16 12 312015 12 317,081,000 16 2.4 I-12

12 31 1 2 3 I-13

I-14 (a) (i) (ii) (iii) (b) (i) (ii) (iii) (iv) (v) (vi) (a) (vii) (a)(i) (viii) 5

I-15 4.75% 23.75% 19% 31.67% 20% 33.33%

2550 (a)(b) I-16

(a) (b) I-17

I-18

(a) (b) I-19

(c) (d) 3. I-20

I-21

4. 201320142015 12 31 10%53,943,000 65,493,000 82,032,000 5. 12 31 2013 2014 2015 92,588 107,777 126,114 17,700 22,534 21,814 6,326 9,064 7,739 482 105 122 117,096 139,480 155,789 58 52 63 618 57 149 676 109 212 397 661 901 24 23 96 421 684 997 1,097 793 1,209 I-22

6. 12 31 2013 2014 2015 47,826 61,165 75,178 12 6,018 7,471 7,159 13 808 14 63 98 295 16 7 7 7 6,935 7,632 7,079 3,459 4,563 5,524 11 67 2,500 28,043 36,899 39,714 2,987 4,210 5,269 5,153 6,628 8,447 36,183 47,737 53,430 20 40 1,100 228 20 (235) 21 12 21 (10) (61) 42 1,039 (7) (58) (52) (63) 151 24 27 (397) (661) (901) 7. 12 31 2013 2014 2015 88 1,111 I-23

8. 2015 7 29 2016 1 12 31 2013 2014 2015 1,713 2,327 1,845 650 700 700 108 120 141 2,471 3,147 2,686 (a) (b) 2013 12 31 643 300 36 979 643 200 36 879 427 150 36 613 1,713 650 108 2,471 2014 12 31 1,148 400 40 1,588 649 200 40 889 530 100 40 670 2,327 700 120 3,147 I-24

2015 12 31 655 400 47 1,102 655 200 47 902 535 100 47 682 1,845 700 141 2,686 9. 12 31 2013 2014 2015 2,330 3,173 2,762 854 900 930 180 200 235 3,364 4,273 3,927 12 31 2013 2014 2015 1,000,000 3 3 3 1,000,0011,500,000 2 2 2 5 5 5 I-25

10. 16.5% 25% 15% 12 31 2013 2014 2015 5,923 7,424 5,425 18 (434) (859) 23 5,489 6,565 5,448 12 31 2013 2014 2015 40,652 44,568 33,023 25% 10,163 11,142 8,256 (3,890) (4,559) (3,421) 24 459 1,175 103 139 123 (765) (651) (696) (146) 35 11 5,489 6,565 5,448 11. I-26

12. 2013 12 31 2013 1 1 2,472 11,820 10,841 210 2,900 28,243 (159) (4,510) (3,078) (366) (8,113) 2,313 7,310 7,763 210 2,534 20,130 2013 1 1 2,313 7,310 7,763 210 2,534 20,130 2,688 1,383 2,356 222 6,649 (132) (132) 6 (119) (2,736) (1,949) (1,214) (6,018) 2013 12 31 2,194 7,262 7,065 2,566 1,542 20,629 2013 12 31 2,472 14,508 11,757 2,566 2,682 33,985 (278) (7,246) (4,692) (1,140) (13,356) 2,194 7,262 7,065 2,566 1,542 20,629 2014 12 31 2013 12 312014 1 1 2,472 14,508 11,757 2,566 2,682 33,985 (278) (7,246) (4,692) (1,140) (13,356) 2,194 7,262 7,065 2,566 1,542 20,629 2014 1 1 2,194 7,262 7,065 2,566 1,542 20,629 25,513 2,041 3,600 5,490 723 37,367 (1,015) 1,015 (13) (18) (31) 6 (945) (2,876) (2,639) (1,011) (7,471) 2014 12 31 26,762 6,414 8,008 7,041 2,269 50,494 2014 12 31 27,985 16,337 15,281 7,041 4,415 71,059 (1,223) (9,923) (7,273) (2,146) (20,565) 26,762 6,414 8,008 7,041 2,269 50,494 I-27

2015 12 31 2014 12 312015 1 1 27,985 16,337 15,281 7,041 4,415 71,059 (1,223) (9,923) (7,273) (2,146) (20,565) 26,762 6,414 8,008 7,041 2,269 50,494 2015 1 1 26,762 6,414 8,008 7,041 2,269 50,494 2,466 2,776 10,874 350 16,466 (7) (38) (45) 6 (521) (3,006) (2,564) (1,068) (7,159) 13 (24,301) (24,301) 2015 12 31 1,940 5,867 8,182 17,915 1,551 35,455 2015 12 31 2,472 18,682 17,865 17,915 2,517 59,451 (532) (12,815) (9,683) (966) (23,996) 1,940 5,867 8,182 17,915 1,551 35,455 13. 2015 12 31 12 25,513 25,513 12 (1,212) 6 (808) (2,020) 23,493 2015 12 31 27,280,000 I-28

31(a) 2015 12 3123,493,000 30,000,000 26 2015 12 31 27,280 27,280 14. 12 31 2013 2014 2015 4,039 4,138 7,992 162 3,952 3,197 6 (63) (98) (295) 4,138 7,992 10,894 12 31 2013 2014 2015 21 84 248 322 4,054 7,744 10,572 4,138 7,992 10,894 15. 12 31 2013 2014 2015 572 572 572 2012 15% 2% I-29

16. 2013 12 31 2013 1 1 13 48 61 6 (1) (6) (7) 2013 12 31 12 42 54 2013 12 31 13 54 67 (1) (12) (13) 12 42 54 2014 12 31 2014 1 1 12 42 54 10 10 6 (1) (6) (7) 2014 12 31 11 46 57 2014 12 31 13 64 77 (2) (18) (20) 11 46 57 2015 12 31 2015 1 1 11 46 57 6 (2) (5) (7) 2015 12 31 9 41 50 2015 12 31 13 64 77 (4) (23) (27) 9 41 50 17. 2015 12 31Leon BVI100%2015 12 31 II1 I-30

18. 2013 1 1 10 1,214 1,224 10 12 422 434 2013 12 312014 1 1 22 1,636 1,658 10 145 703 11 859 2014 12 312015 1 1 167 2,339 11 2,517 10 (53) 41 (11) (23) 2015 12 31 114 2,380 2,494 2015 12 31 2013 2014 2015 12 31 96,000 1,836,000 4,700,000 19. 12 31 2013 2014 2015 85 65 95 18 221 222 401 305 20. 12 31 2013 2014 2015 25,102 18,283 29,798 (49) (1,103) (759) 25,053 17,180 29,039 I-31

12 31 2013 2014 2015 3 19,305 14,985 22,916 3 6 4,987 1,461 3,435 61 761 711 2,688 1 2 23 25,053 17,180 29,039 12 31 2013 2014 2015 9 49 1,103 6 40 1,100 228 6 (235) (46) (337) 49 1,103 759 20142015 12 31 752,000 319,000 2,430,000 557,0002013 12 31 2013 2014 2015 19,305 14,087 21,623 3 4,987 1,100 2,466 3 9 754 171 1,295 25,046 15,358 25,384 I-32

21. 12 31 2013 2014 2015 14 84 248 322 1,479 3,765 6,772 1,627 2,001 2,567 (61) 3,129 6,014 9,661 (417) (1,923) (322) 2,712 4,091 9,339 12 31 2013 2014 2015 59 61 6 12 6 (10) (61) 61 2015 12 31 51 22. 12 31 2013 2014 2015 11,000 31,500 26,000 I-33

23. 12 31 2013 2014 2015 29,091 20,066 58,147 933 33 29,091 20,999 58,180 (933) (33) 29,091 20,066 58,147 24. 12 31 2013 2014 2015 3 1,897 2,170 4,027 3 6 16 61 1 1 12 92 13 61 23 21 3 3 4 2,005 2,205 4,096 90 25. 12 31 2013 2014 2015 453 389 616 14,296 16,954 17,771 683 574 582 2,511 4,687 1,805 47,877 1,487 784 6,907 19,430 23,388 75,558 I-34

26. 2015 12 31 5.7% 2016 6 30,000 4.75% 2018 9 20,000 50,000 2015 12 31 30,000 20,000 50,000 2015 12 3130,000,000 2015 12 3123,493,000 27. 28. 2018 2015 7 29 10,000 10,000 1.00 2015 12 31 10,000 65 I-35

29. (a) (b) I(C) 2015 1 1 51,224 2015 12 31 51,224 50% 10% 30. 1326 31. (a) 13 12 31 2013 2014 2015 550 1,048 1,598 (b) 12 31 2013 2014 2015 3,231 4,949 2,886 6,298 5,136 3,145 2,225 1,625 1,050 11,754 11,710 7,081 I-36

32. 31(b) 12 31 2013 2014 2015 1,575 2,272 9,982 33. (a) 12 31 2013 2014 2015 88 2013 1 11,988,0005.4% 5.8% 2013 (b) 2015 12 3130,000,000 2015 12 3123,493,000 (c) 12 31 2013 2014 2015 35,429 7,181 4,788 479 47,877 (d) I-37

(e) 12 31 2013 2014 2015 2,694 3,440 3,427 144 167 233 2,838 3,607 3,660 2015 7 29 34. 12 31 2013 2014 2015 25,053 17,180 29,039 1,566 2,001 2,567 933 33 29,091 20,066 58,147 11,000 31,500 26,000 66,710 71,680 115,786 12 31 2013 2014 2015 2,005 2,205 4,096 3,998 5,471 56,589 50,000 260 6,003 7,676 110,945 I-38

35. 12 31 12 31 2013 2014 2015 2013 2014 2015 11,000 31,500 26,000 11,000 31,500 26,000 50,000 50,000 260 260 50,260 50,260 2015 12 31 I-39

2013 12 31 11,000 11,000 2014 12 31 31,500 31,500 2015 12 31 26,000 26,000 2015 12 31 50,000 50,000 260 260 50,260 50,260 I-40

36. 2015 12 3160% 2015 1% (55) (47) (1%) 55 47 24% 27% 54%61% 69% 74% 20 I-41

2013 12 31 2,005 3,998 6,003 2014 12 31 2,205 5,471 7,676 2015 12 31 4,096 4,096 56,589 56,589 30,000 20,000 50,000 618 2,850 3,468 91,303 22,850 114,153 I-42

70% 12 31 2013 2014 2015 2,005 2,205 4,096 25 18,977 22,999 74,942 50,000 260 (29,091) (20,066) (58,147) (8,109) 5,138 71,151 71,995 110,066 60,838 63,886 115,204 131,989 (12.69%) 4.46% 53.91% 37. 2015 12 31 III. 2015 12 31 [] I-43

[ ] [] [ ][] A. [] [][] 4.29[] 2015 12 31 []2015 12 31 2015 12 31 [] 2015 12 31 [] [] 2015 12 31 (1) 2015 12 31 [] [] [] [] (2) (4) (3)(5) [][] 60,216 [] [] [] [] [][] 60,216 [] [] [] [] (1) 2015 12 312015 12 31 60.8 2015 12 310.60.05 (2) [][] [] [][][] [][][] [][]2016 6 20 1.000.8468 (3) [][] [] []2015 12 31[] (4) []2015 12 31 (5) []1.000.8468 II-1

[ ] [] II-2

[ ] [] II-3

[ ] [] II-4

2016 4 30 398 10 2016 4 30 III-1

2012 2014 1[] 512 III-2

2016 4 30 10.83 28 18 MRICS MHKIS MSc (e-com) [] MRICS MHKIS MSc(e-com) 1989 III-3

2016 4 30 1. 9 202 302 501 502 1,780,000 2,145,000 2. 4,670,000 5,627,000 3. 3,200,000 3,855,000 4. 3 10,030,000 12,084,000 19,680,000 23,711,000 III-4

2016 4 30 5. 6131 2S1b 27,280,000 32,867,000 27,280,000 32,867,000 46,960,000 56,578,000 III-5

2016 4 30 1. 9 202 302 501 502 2007 5 581.32 1,780,000 2,145,000 1. 4 (M)012598(M)012600 (M)012602581.32 2. (a) (b) 3. 2015 8 III-6

2016 4 30 2. 33,333 2062 5 23 4,670,000 5,627,000 1. 2012 5 244,000,000 33,333 2. (2013) 0310090545 33,333 2062 5 23 3. 2015 9 8 4. (a) 5. 2015 8 III-7

2016 4 30 3. 5,928.27 2055 7 12 3,200,000 3,855,000 1. 2015 6 12 3,440,0026,666.67 2. 2015 8 18738.4 3. (2015) 1603 5,928.27 2055 7 12 4. 5. (a) (b) 2015 6 12 6 2015 8 III-8

2016 4 30 4. 3 3,651.9 2 8,216.775 2039 1 11 1 2016 1 2 2016 7 2018 7 10,030,000 12,084,000 1. 2014 9 23 3,800,0003,651.9 2. (2014)G-544 3,651.9 2039 1 11 3. 1 19,862,90023,931,000 18,852,37522,714,000 4. 1 14,070,00016,952,000 5. ) 2015 12 22 ) 6. 2015 12 22 III-9

7. (a) (b) (c) (2014)G-5444,020.7 8. 2015 8 III-10

2016 4 30 5. 6131 2 S1b 2004 2 3 1 2 473.33 430.59 2 3 473.33 27,280,000 32,867,000 1. X1362749473.33 2. 210 2015 4 152018 4 14 804,825 3. 220.59 2015 7 12019 6 30 1,127,214.9 4. 473.33 5. 2015 12 31 6. (a) (b) (c) (d) 7. 2015 8 III-11

2015 7 29 1. (a) (b) 2. 2016 6 18 (a) (i) (ii) IV-1

4 (b) (i) IV-2

(ii) (iii) (iv) (v) IV-3

(aa) (bb) (cc) (dd) (i) (ii) (ee) IV-4

(vi) IV-5

(vii) 7 7 (aa) (bb) IV-6

(cc) (6) (dd) (ee) (ff) (gg) (hh) (viii) (ix) 30 IV-7

(x) (c) (d) (e) (a) (b) (c) (d) (e) (f) (g)(h) IV-8

(f) 15 14 (g) [] (i) (ii) IV-9

(iii) [] (h) 15 (i) 21 21 IV-10

21 (j) 21 14 [] (i) (ii) 95% IV-11

(aa) (bb) (cc) (dd) (ee) (ff) 20% (gg) (k) IV-12

[] 30 (l) (m) (n) IV-13

(i) (ii) (aa) (bb) 20% IV-14

(o) (p) IV-15

20% 20% 14 14 20% (q) [] IV-16

(r) (s) 3(f) (t) (i) (ii) IV-17

(u) (i) 12 (ii) 12(iii) (iii) (v) 3. 2015 7 29 (a) IV-18

(b) (i) (ii) (iii) 37 (iv) (v) (c) IV-19

(d) 37A(1) (a) (b)(c) 37A(1) (e) 34 37A(7) 34 IV-20

2(n) 37A(7)(c) (f) Foss v. Harbottle (i) (ii) (iii) (g) (h) 59(i) (ii)(iii) IV-21

59 2013 (i) (j) 20116 (i) (ii) (aa) (bb) 20116(3) 2015 8 11 (k) (l) IV-22

(m) (n) 2013 (o) (i)(ii)(iii) (i) (ii) IV-23

(p) 75% (q) 90% (r) IV-24

4. Appleby IV-25

A. 1. 2015 7 29 2818 16 2. 10,000 10,000 1.00 2015 7 29 Hotek Asia 2015 11 19Leon Investment Swan Stone Hawk Flying New Virtue Fine Longbow4,2031,6341,18579079 2015 11 2731.220.0 Hotek Asia1,550549 2016 6 181.0020,000 0.0000510,000 200,000,000 0.00005 2016 6 1810,000 200,000,000 0.0000550,000 1,000,000,000 0.00005 V-1

2016 6 18 [][] [][][] [] [] [][]50,000 1,000,000,000[] [] 3. 2014 7 17 3.0 2014 11 27 10.0 Leon BVI 2015 7 31Leon BVI1.00 Leon HK 2015 8 10Leon HK100Leon BVI 2015 11 1115 15.79 V-2

4. 1 5. 2016 6 18 2016 6 18 (a) [] [] (b) (c) 10,000 10,000 1.00 50,000 50,000 1.00 (d) 1.00200,000,000 0.00005 (e) [][] [][][] [] [] [] (f) (aa)[] [] [] [][](bb) [][] V-3

[] [](cc)[][] [] [ ] (i) [] [] [] (ii) [] [] [] [][] (g) (i)[] (ii)(iii) (iv) [] 20% (h) [] [] 10% (i) (ii) (i) (g) (h) 6. V-4

(a) [] [][] (i) [] (ii) [] [] [] [][] [][][] [] (iii) [] 10%30 V-5

5% [] [] [] (iv) (v) [] (i) [] [][] (ii)[][] [] [][] [] (vi) 30 [] V-6

(vii) [] (viii) [] [] 26 [][] (b) B. V-7

C. 1. (a) (b) (c) (d) (e) (f) Leon HK2015 9 5Leon HK 2.7 1515.795.0032% Leon HK2015 9 10Leon HK Leon HK2015 11 19Leon HK 4.844.847.264.84 0.48426.136 9.4997% 9.4997% 14.2495% 9.4997% 0.95% 51.2982% Leon InvestmentHotek Asia2015 11 27Hotek Asia 31.220.0 1,550549 Hotek Asia2015 11 27 Hotek Asia [] [] 2016 6 18 (g) [] V-8

(h) [] 2. 10669011 2013 5 21 2023 5 20 10668999 2013 5 21 2023 5 20 10668955 2013 5 21 2023 5 20 42 42 42 303408886 2015 5 14 2025 5 13 42 ZL201210175250.x 2014 10 8 2034 10 7 V-9

ZL201210215329.0 2015 3 25 2035 3 24 ZL201210357289.3 2015 5 27 2035 5 26 ZL201210119231.5 2015 5 27 2035 5 26 ZL201210107251.0 2015 9 9 2035 9 8 ZL201220172755.6 2012 12 26 2022 12 25 ZL201220304283.5 2013 1 9 2023 1 8 ZL201220305897.5 2013 3 20 2023 3 19 V-10

ZL201220304430.9 2013 1 9 2023 1 8 ZL201520759087 2016 5 4 2026 5 3 ZL201210505831.5 2016 4 20 2036 4 19 ZL201510657376.4 2016 2 10 2026 2 9 201210430961.7 2012 11 1 201510628384.6 2015 9 28 V-11

V1.0 2013SR090463 2013 8 27 華 夏 力 鴻.cn 2014 3 42020 3 4 Caiqi-cqi.cn 2012 4 282017 4 28 Caiqi-cqi.org 2012 4 282017 4 28 huaxialihong.cn 2014 3 42020 3 4 huaxialihong.com.cn 2014 3 42020 3 4 hxlh.com.cn 2012 4 272017 4 27 hxlh.org 2012 5 222017 5 22 huaxialihong.com 2014 3 42020 3 4 huaxialihong.net 2014 3 42020 3 4 V-12

D. 1. 2016 1 13 2016 1 13 2016 6 18 V-13

2. 201320142015 12 31 2.53.1 2.7 2016 12 31 2.8 201320142015 12 31 (i)(ii) 3. [] [][] XV2 3 [] [] [] [] [] [] (1)(2)(3) (1)(3)(5) 7,031 (L) (3) 70.31% [] [] 7,031 (L) 70.31% [] [] V-14

[] [] [] [] [] (1)(6) 7,031 (L) 70.31% [] [] (7) 7,031 (L) 70.31% [] [] Leon Investment (2) 4,203 (L) 42.03% [] [] Swan Stone (5) 1,643 (L) 16.43% [] [] (8) 1,550 (L) 15.50% [] [] (8) 1,550 (L) 15.50% [] [] (8) 1,550 (L) 15.50% [] [] Hawk Flying (6) 1,185 (L) 11.85% [] [] (9) 790 (L) 7.90% [] [] (10) 790 (L) 7.90% [] [] New Virtue (9) 790 (L) 7.90% [] [] 550 (L) 5.50% [] [] (11) 550 (L) 5.50% [] [] (11) (11) 550 (L) 5.50% [] [] (11) 550 (L) 5.50% [] [] (11) 550 (L) 5.50% [] [] Hotek Asia (11) 550 (L) 5.50% [] [] V-15

(1) 2016 1 31 (2) Leon Investment Leon Investment (3) (4) L (5) Swan StoneSwan Stone (6) Hawk Flying Hawk Flying (7) (8) (9) New VirtueNew Virtue (10) (11) Hotek Asia 74% Hotek Asia [] [] [] [][] XV23 [] V-16

4. [] [][] XV XV7 8 352[] [] [] [] [] [] (1)(2)(3) (1)(3)(5) (1)(6) 7,031 (L) (4) 70.31% [] [] 7,031 (L) 70.31% [] [] 7,031 (L) 70.31% [] [] (1) 2016 1 31 (2) Leon Investment Leon Investment (3) (4) L V-17

(5) Swan StoneSwan Stone (6) Hawk Flying Hawk Flying 5. (a) E. 11. (b) E. 11. (c) []E. 10. (d) (e) E. 1. 2. V-18

3. [][] [] [] [] [] 3A.07[] [] [] 4. 4,100 5. 6. (a) 0.1% 20052006 2 112006 2 11 (b) (c) [] V-19

7. 2015 12 31 8. 9. 44A44B 10. Appleby 1 6 [] V-20

11. 10 12. 32L4 13. (a) (i) (ii) (iii) (iv) (v) [] (b) (c) [] (d) V-21

(e) [] [] [] [] (f) 12 V-22

1. [] [] (a) [] (b) C. 1. (c) E. 11. 2. 14[] [] (a) (b) 201320142015 12 31 [] (c) 201320142015 12 31 (d) (e) (f) Appleby (g) (h) C. 1. VI-1

(i) E. 11. (j) VI-2