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2 交通银行股份有限公司释义 2019 1 12019 6 30

公司资料 Bank of Communications Co., Ltd. 188 86-21-58766688 86-21-58798398 investor@bankcomm.com 200120 188 www.bankcomm.com 188 20 A A www.sse.com.cn H www.hkexnews.hk 202 2 11 22 A 166 3 H 183 17 1712 1716 9131000010000595XD A 601328 H 03328 1 360021 BOCOM 15USDPREF 4605 二零一九年半年度报告 A 股 3

财务摘要 2019 1 121[2018]35 1 2019 1-6 2018 2017 1-6 (%) 1-6 118,180 101,865 16.02 103,707 48,959 47,470 3.14 47,355 42,749 40,771 4.85 38,975 1 42,600 40,652 4.79 38,828 2,945 76,207 (96.14) 45,510 2 0.54 0.51 5.88 0.49 1 0.54 0.51 5.88 0.49 2019 2018 2017 6 30 12 31 (%) 12 31 9,886,608 9,531,171 3.73 9,038,254 3 5,130,612 4,854,228 5.69 4,579,256 3,476,395 3,218,601 8.01 3,169,374 1,654,217 1,635,627 1.14 1,409,882 75,508 72,512 4.13 68,506 9,162,860 8,825,863 3.82 8,361,983 3 6,054,728 5,724,489 5.77 5,545,366 1,822,126 1,748,857 4.19 1,852,676 2,287,312 2,195,241 4.19 2,003,443 714,387 687,393 3.93 655,559 1,227,345 1,089,095 12.69 1,030,233 945,148 1,101,324 (14.18) 1,030,969 131,027 125,540 4.37 106,001 716,490 698,405 2.59 671,143 74,263 74,263 74,263 4 8.84 8.60 2.79 8.23 5 831,689 817,549 1.73 790,381 5 653,117 634,807 2.88 609,454 5 60,079 60,025 0.09 59,975 5 118,493 122,717 (3.44) 120,952 5 6,011,424 5,690,542 5.64 5,646,313 4 交通银行股份有限公司

财务摘要 ( 续 ) 2019 2018 2017 (%) 1-6 1-6 1-6 6 29.05 29.26 (0.21) 26.96 0.89 0.89 0.91 2 12.57 12.76 (0.19) 12.80 1 12.53 12.72 (0.19) 12.75 2019 2018 2017 6 30 12 31 12 31 7 68.06 67.28 0.78 58.66 7 1.47 1.49 (0.02) 1.50 173.53 173.13 0.40 154.73 2.55 2.59 (0.04) 2.31 5 13.84 14.37 (0.53) 14.00 5 11.86 12.21 (0.35) 11.86 5 10.86 11.16 (0.30) 10.79 1. 1(2008) 2. 9 2010 3. 20182018 36 4. 5. 6. 7. 2019 1-6 2018 1-6 47 11 40 23 165 166 (89) (76) (14) (5) 149 119 二零一九年半年度报告 A 股 5

业务概要 186 2019 6 30 2018 12 31 (%) 19,676 30,730 (35.97) 40,496 119,643 (66.15) 17 23 11,184.14 4.60% 0.09 11.31% 35.60 2.43 8.33% 6 交通银行股份有限公司

经营情况讨论与分析 2019 11 (FORTUNE)500 150 18 (The Banker)11 427.49 4.85% 1,181.80 16.02% 181.57 700.62 15.50% 100.79 1.58% 17 9.16%29.05% 0.21 51,306.122,763.84 5.69% 2,007.23 294.34 27.22% 1.66 1 5.95% 30.99% 13.22% 7.54% 26.20% ETC FINTECH 1.47% 0.020.02 0.4 173.53% 5+N 1 二零一九年半年度报告 A 股 7

经营情况讨论与分析 ( 续 ) 232.90360.90 87.04 41,094.38 4.19% 34,763.95 8.01% 567.76 1.63% 1. 11.70% 117.82% 2. 294.34 16,623 27.22% 18.97% 7.441.69 58 73.90 39.11% 273.3410.13 3. + 3,500 1,800 49.92% 4. e 2.672 806 (The Asset) 8 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 5. 9,557.60599.41 218.43 6. 361 50 300 200 100 300 150.9726.32 10.50%231 1,416.16 6.65% 2019 7. CDR 91,022.83 2.12% 7 585 69% 4.2 38.7% 356 336% 9.6 24.9% 4 FTU 2,20780056.86%1,816 74870.04% FTU 354.81 54.99% 二零一九年半年度报告 A 股 9

经营情况讨论与分析 ( 续 ) ++IPO++ 40 5 6 3986 7 33 25 LNG14 151.37299.76 132.17 19,417.32 9.30% 16,542.17 1.14%0.80% 187.32 1.13% 10 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 1. 10,676.83 5.97% 91.41 22.67 2. PLUS (AUM)32,792.97 7.25% 2.09% 9.29% 12.48% 5 5.84% 3. 3 APP 7,147 14,235.074,546.77 2.49% 14,705 452 11,4130.55% 4. 2 8.27 2018 A 2 303 二零一九年半年度报告 A 股 11

经营情况讨论与分析 ( 续 ) 86.1028.69 0.59 29,896.02 5.94% 3.58% 2 1. 1,917 11.13% 1,028144 873151 21 45.66990 316 2. 128 102.33122 2.38 9,428.56 19.223,448.10 29,896.02 5.94%3.58% 2 12 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 3. + 826.38 8.52 24.04% 8,183.66 6.33% 4. 2 726.056.18 4,206.22 2018 11 2018 98.93 7.50% 22.69 5.83% 35.78 124.76 97.30% 0.71 3,1766511 76 + +++ 1. PLUS e APP ETC130 412.99%7,973 7.54% 2.44 41.04% 6.60 26.20% e 18.86 4.91% 26.79 11.86% 二零一九年半年度报告 A 股 13

经营情况讨论与分析 ( 续 ) 2. 3,176 651176242 72.46% 0.9043.51% 1.93 1,992 1.33 1.52 21,876 29.11% 10,16611,710 531 20195311+2+5+N 32 117 + 11 2 5 11 77 1.0110 200 360 531 10% IT FINTECH + 14 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 1. 35.60 48.02% 2.43 8.33% 11,184.14 4.60% 0.09 11.31% 6.81 0.18% 5 20 17 23 67132 1,12633 120 23931 62 26 81 二零一九年半年度报告 A 股 15

经营情况讨论与分析 ( 续 ) 106 40 9,967 11,621.55 10.72% 6,676.847.9% 1,319.25 776.68 893.60 2. 28.06 14.48% 0.55 6.56% 4,058.92 10.36% 0.25 4.11% 1,415.94 59.63% 236401 2,491.44 7.51% 8,912.55 0.98% 5.32 18.22% ABS 488 4 A 16 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 30 10% 4,462 2018 480 19% 88 91%80% 1395% 28.44% 35 205.64 200.71 2019 1 4 5 286 13 1 2 35 二零一九年半年度报告 A 股 17

经营情况讨论与分析 ( 续 ) 1. 489.5914.89 3.14% 6 306 2019 2018 70,062 60,658 48,118 41,207 23,122 21,182 118,180 101,865 (1,277) (1,256) (32,705) (28,573) (21,544) (16,663) (6) (3) (7,878) (3,723) (5,616) (4,197) 49,154 47,450 (195) 20 48,959 47,470 (5,811) (6,476) 43,148 40,994 18 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 2. 700.6294.04 59.28% 2019 6 306 2018 6 306 (%) (%) 828,368 5,958 1.45 938,141 6,785 1.46 808,954 12,419 3.10 831,837 12,868 3.12 4,872,256 119,865 4.96 4,602,049 109,686 4.81 3,070,718 71,326 4.68 2,998,226 66,890 4.50 1,595,479 44,866 5.67 1,460,221 39,316 5.43 206,059 3,673 3.59 143,602 3,480 4.89 2,459,873 43,620 3.58 2,333,251 41,207 3.56 8,969,451 181,862 4.09 8,705,278 170,546 3.95 812,686 652,648 9,782,137 9,357,926 5,927,890 70,047 2.38 5,681,819 63,620 2.26 4,031,516 46,949 2.35 3,902,427 42,465 2.19 1,896,374 23,098 2.46 1,779,392 21,155 2.40 1,967,523 28,772 2.95 2,124,818 35,401 3.36 730,836 12,981 3.58 553,702 10,867 3.96 8,626,249 111,800 2.61 8,360,339 109,888 2.65 1,155,888 997,587 9,782,137 9,357,926 70,062 60,658 1 1.48 1.30 2 1.58 1.41 1 3 1.67 1.46 2 3 1.76 1.57 1. 2. 3. 二零一九年半年度报告 A 股 19

经营情况讨论与分析 ( 续 ) 15.50% 1.48% 1.58% 181723 2019 1-62018 1-6 (795) (32) (827) (354) (95) (449) 6,445 3,734 10,179 2,235 178 2,413 7,531 3,785 11,316 2,758 3,669 6,427 (2,621) (4,008) (6,629) 3,478 (1,364) 2,114 3,615 (1,703) 1,912 3,916 5,488 9,404 94.04 39.1654.88 (1) 1,818.62113.16 6.64% A. 1,198.65 101.79 9.28% 5.87% 15 B. 436.2024.13 5.86% 5.43% 20 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) C. 59.588.27 12.19% 11.70% D. 124.194.49 3.49% 2.75% (2) 1,118.0019.12 1.74% A. 700.47 64.27 10.10% 62.65% 4.33% 12 B. 287.7266.29 18.73% 41 7.40% C. 129.8121.14 19.45% 31.99% 3. 231.22 19.40 9.16% 二零一九年半年度报告 A 股 21

经营情况讨论与分析 ( 续 ) 6 306 2019 2018 10,213 9,301 7,372 6,511 2,632 2,470 2,274 1,736 1,437 1,400 1,024 1,170 118 158 25,070 22,746 (1,948) (1,564) 23,122 21,182 102.139.12 9.81% 73.728.61 13.22% 26.321.62 6.56% 22.745.38 30.99% 10.241.46 12.48% 22 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 4. 327.0541.32 14.46% 29.05% 0.21 29.05%2 6 306 2019 2018 13,570 12,967 15,101 12,810 4,034 2,796 32,705 28,573 5. 215.44 220.85 49.23 28.69% 0.82% 0.19 6. 58.116.65 10.27% 11.87% 25% 1. 98,866.083,554.37 3.73% 2019 6 30 (%) (%) 5,013,630 50.71 4,742,372 49.76 2,989,602 30.24 2,821,909 29.61 802,956 8.12 840,171 8.81 595,946 6.03 564,778 5.93 484,474 4.90 561,941 5.89 9,886,608 100.00 9,531,171 100.00. 二零一九年半年度报告 A 股 23

经营情况讨论与分析 ( 续 ) (1) 51,306.122,763.84 5.69% 2,227.19 5.26% 2019 6 30 (%) (%) 117,501 2.29 119,091 2.45 612,185 11.93 581,412 11.98 111,967 2.18 104,806 2.16 117,573 2.29 95,858 1.97 32,773 0.64 33,241 0.68 94,733 1.85 93,828 1.93 28,823 0.56 29,146 0.60 226,316 4.41 224,533 4.64 205,487 4.01 186,117 3.83 154,961 3.02 114,577 2.36 590,007 11.49 573,151 11.82 34,324 0.67 28,682 0.59 241,410 4.71 246,706 5.08 35,702 0.70 34,486 0.71 109,974 2.14 98,342 2.03 247,113 4.82 216,536 4.46 448,900 8.75 413,716 8.52 273,767 5.34 263,235 5.42 89,985 1.75 89,436 1.84 93,031 1.81 96,428 1.99 222,048 4.33 156,686 3.23 3,476,395 67.76 3,218,601 66.31 1,654,217 32.24 1,635,627 33.69 5,130,612 100.00 4,854,228 100.00 34,763.952,577.94 8.01% 55.37% 24 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 16,542.17185.90 1.14% 1.45 32.24% 4.48% 20.06% 2019 6 30 (%) A 37,284 0.74 B 35,363 0.69 C 28,800 0.56 D 12,302 0.24 E 10,895 0.21 F 10,000 0.19 G 9,850 0.19 H 8,786 0.17 I 6,834 0.13 J 6,764 0.13 166,878 3.25 3.75% 3.44% 12.31% 36.78% 15.88% 8.33% 1.47% 0.02 173.53% 0.40 90 2019 6 30 75,508 72,512 90 65,267 63,321 (%) 1.47 1.49 二零一九年半年度报告 A 股 25

经营情况讨论与分析 ( 续 ) (2) 29,896.021,676.93 5.94% 2019 6 30 2,467,846 2,369,521 521,756 452,388 2,989,602 2,821,909 2019 6 30 (%) (%) 449,304 15.03 376,386 13.34 1,978,430 66.18 2,000,505 70.89 561,868 18.79 445,018 15.77 2,989,602 100.00 2,821,909 100.00 24,678.46983.25 4.15% 26 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 2019 6 30 (%) (%) 1,654,446 67.04 1,511,839 63.81 34,001 1.38 34,651 1.46 655,806 26.57 696,168 29.38 123,593 5.01 126,863 5.35 2,467,846 100.00 2,369,521 100.00 6,558.06 2,915.95 3,642.1144.46% 55.54% (%) 1 2018 6,900 4.99 24/01/2023 1.27 2 2018 6,510 4.82 24/01/2021 1.17 3 2017 6,330 4.39 08/09/2027 1.11 4 2017 5,690 4.44 09/11/2022 1.02 5 2015 5,653 3.74 10/09/2025 0.95 6 2018 5,341 4.98 12/01/2025 0.99 7 2018 4,500 4.83 22/01/2021 0.81 8 2018 4,480 4.53 07/02/2020 0.80 9 2018 4,400 4.97 29/01/2023 0.81 10 2016 3,864 2.79 27/07/2019 0.70 2. 91,628.603,369.97 3.82% 3,302.39 5.77% 66.08% 1.22 1,561.76 14.18% 10.31% 2.17 60,547.28 3,302.39 5.77% 67.87% 1.0332.07% 1.04 41.89% 0.6758.05% 0.68 二零一九年半年度报告 A 股 27

经营情况讨论与分析 ( 续 ) 2019 6 30 4,109,438 3,944,098 1,822,126 1,748,857 2,287,312 2,195,241 1,941,732 1,776,488 714,387 687,393 1,227,345 1,089,095 1,813.01 621.91 29.45 732.62 790.88 92.88 138.16 9.76 1. 6 306 2019 2018 1 1 7,127 11,602 8,113 10,683 (547) 3,442 (1,535) 3,438 18,043 46,842 15,970 36,936 13,241 20,989 12,541 18,624 4,947 9,316 3,830 8,329 4,850 7,298 3,551 5,915 1,298 18,691 5,000 17,940 2 48,959 118,180 47,470 101,865 1. 2. 28 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 2. 2019 6 30 1,025,701 650,053 994,799 619,891 302,620 206,241 301,526 205,989 2,165,927 1,815,856 2,040,424 1,710,884 1,423,522 1,034,907 1,292,776 941,511 693,217 509,681 652,735 480,670 426,390 380,033 424,431 355,681 17,351 533,841 17,798 539,602 6,054,728 5,130,612 5,724,489 4,854,228 3. 47.57% 6 306 2019 2018 23,290 51,718 25,517 48,679 15,137 44,455 11,127 35,548 8,610 9,817 9,005 10,493 1,922 12,190 1,821 7,145 48,959 118,180 47,470 101,865 1. 2014 二零一九年半年度报告 A 股 29

经营情况讨论与分析 ( 续 ) 2. 3. 13.84% 11.86% 10.86% 653,117 573,694 713,196 633,570 831,689 748,594 (%) 10.86 10.37 (%) 11.86 11.45 (%) 13.84 13.53 4. 2019 6 30 5,494,906 181,886 334,632 6,011,424 30 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 5. (1) 2019 6 30 3,808,730 1,141,221 1,996,255 6,946,206 (2) 2019 6 30 3,768,231 23,203 41,249 83,591 3,893,071 6. 9,865 4,686 14,551 二零一九年半年度报告 A 股 31

经营情况讨论与分析 ( 续 ) 7. (VaR) (VaR) (SVaR) 110 99% 2019 1-6 (VaR) (SVaR) 1,054 1,799 1,509 1,913 1,020 1,613 1,126 1,788 6.73% 20151 2019 6 30 2019 3 31 2018 12 31 2018 9 30 713,196 715,124 694,832 679,152 10,594,418 10,490,765 10,242,926 10,095,931 (%) 6.73 6.82 6.78 6.73 32 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 30 30 2,000100% 2019 125.62% 91 4.31 2,000 100% 2018 114.00% 2019 114.75% 0.752019 113.40% 1.35 二零一九年半年度报告 A 股 33

经营情况讨论与分析 ( 续 ) 1. 2019 1 16 30 (%) (%) 70,062 59.28 15.50 23,122 19.57 9.16 7,590 6.42 54.74 482 0.41 (80.21) 877 0.74 (21.13) 8,311 7.03 101.63 7,424 6.29 1.96 132 0.11 1100.00 180 0.15 13.92 118,180 100.00 16.02 2. 2019 6 30 (%) (%) 1,589,444 30.98 1,554,652 32.03 874,074 17.04 895,738 18.45 2,667,094 51.98 2,403,838 49.52 1,811,166 35.30 1,732,818 35.70 855,928 16.68 671,020 13.82 5,130,612 100.00 4,854,228 100.00 3. 2019 6 30 959 952 (130) (128) 829 824 34 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 4. 2019 6 30 (%) 9,325 9,415 (0.96) 93,482 89,164 4.84 5. 2019 1 1 125,540 48,517 (728) (26,432) (17,176) 1,318 (12) 2019 6 30 131,027 6. 2019 6 30 20,342 197 (70) 2,359,239 15,405 (18,459) 106,643 176 (2,034) 1,972,301 3,898 (3,393) 126,985 373 (2,104) 4,331,540 19,303 (21,852) 25,119 451 (201) 2,516,133 25,990 (25,439) 72,949 1,150 (353) 758,743 3,139 (2,112) 98,068 1,601 (554) 3,274,876 29,129 (27,551) 二零一九年半年度报告 A 股 35

经营情况讨论与分析 ( 续 ) 7. 2019 6 30 1,433,920 1,456,218 59,017 58,440 718,801 759,994 146,916 141,137 271,120 268,097 238,066 228,550 12,345 61,201 66,968 8. (1) 43.84 7.3110 (2) (3) (4) 56 54 (5) (6) 2019 36 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 1. e IT 2. 300 2 (CRMW) 3. + 1,579 16 30 39 2.2 1,753 140.551.1 4. 15 CDR 1. APP 2.0110 40.5% 5.5 6 0.24 Y-POWER 100 二零一九年半年度报告 A 股 37

经营情况讨论与分析 ( 续 ) 2. PLUS 3. 2.0 7,973.737.54%2.44 41.04% 413.4% 34.42019 ETC + 1. 1901190261 1 13 2. 2019 2 38 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 2019 1+4+2 2018 2019 二零一九年半年度报告 A 股 39

经营情况讨论与分析 ( 续 ) 273.8 755.081.47% 29.96 0.02 2019 6 30 2017 12 31 (%) (%) (%) 4,935,926 96.21 4,662,605 96.06 4,378,840 95.62 119,178 2.32 119,111 2.45 131,910 2.88 5,055,104 98.53 4,781,716 98.51 4,510,750 98.50 14,643 0.29 13,711 0.28 18,723 0.41 42,278 0.82 38,456 0.79 24,865 0.54 18,587 0.36 20,345 0.42 24,918 0.55 75,508 1.47 72,512 1.49 68,506 1.50 5,130,612 100.00 4,854,228 100.00 4,579,256 100.00 (%) 2019 2018 2017 0.90 1.85 2.09 16.81 30.01 21.62 40.89 88.62 53.59 8.19 15.36 26.86 40 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) (VaR) (SVaR) 11099% 二零一九年半年度报告 A 股 41

经营情况讨论与分析 ( 续 ) IT 42 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 2005 8 2 65% 30% 5% 39.95 33.34 2.95 2007 10 57.65 85% 15% 128.24 (AUM) 8,912.55 6.26 2007 12 85 3 2,491.44 230.83 13.34 2010 1 51 62.50% 37.50% 482.69 61.05 2.20 二零一九年半年度报告 A 股 43

经营情况讨论与分析 ( 续 ) 1998 6 3 2007 5 2 2017 5 19 73.14% 2019 8 26 2000 114 7.86 5.69 515 2017 12 100 323.10 102.18 1.60 2019 6 80 80.02 80.02 0.02 2008 9 6,000 61% 2010 4 1.8 51% 2011 5 1.5 51% 2012 9 1.5 51% 44 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 75.61 7.57 63.3850.54 2019 二零一九年半年度报告 A 股 45

交行 - 汇丰战略合作 17 2019 41 1+1 4390 1300 717201.2 45%255.97 4 736158.2 203,884 31.85 64.68 264.5320 24.24381.54 2018 52019 39 1039 (TCE) 26 2019 15 46 交通银行股份有限公司

普通股变动及主要股东持股情况 74,262,726,645 A 39,250,864,015 52.85% H 35,011,862,63047.15% 2019 6 30 (%) (%) 74,262,726,645 100.00 74,262,726,645 100.00 1. 39,250,864,015 52.85 39,250,864,015 52.85 2. 3. 35,011,862,630 47.15 35,011,862,630 47.15 74,262,726,645 100.00 74,262,726,645 100.00 344,210 A 309,622H 34,588 1 (%) 15,148,693,829 20.40 A 4,553,999,999 6.13 H 2 5,201,230 14,965,489,762 20.15 H 3 13,886,417,698 18.70 H 4 (742,627,266) 1,134,886,185 1.53 A 1,405,555,555 1.89 H 2,222,588,791 2.99 A 1,246,591,087 1.68 A 5 808,145,417 1.09 A 794,557,920 1.07 A 5 745,305,404 1.00 A 5 742,627,266 742,627,266 1.00 A 二零一九年半年度报告 A 股 47

普通股变动及主要股东持股情况 ( 续 ) 1. 2. H 3. H 13,886,417,698(HSBC Holdings plc) H 14,135,636,61319.03% 249,218,9152007H HXV 4. A 1,134,886,185H 1,405,555,555 H 7,651,231,777 7,027,777,777 623,454,000 2019 5 A 742,627,2661% AH 10,934,300,783 14.72% 5. 10% 1 1949 10 00001318-6 2 1865 00173611-000 3 2000 8 12100000717800822N 800 1. 2. (HSBC Holdings plc)2019 8 5 3. 1,161.02571.98464.410 48 交通银行股份有限公司

普通股变动及主要股东持股情况 ( 续 ) HSBC Asia Holdings Limited HSBC Holdings plc HSBC Holdings plc 1. 7 73.00% 1983 12 15 570 2. 1.68% 1988 6 13 120 5.82 3. 0.89% 2018 3 28 27 4. 0.4% 2008 11 6 640 5. 0.4% 1991 9 14 465 二零一九年半年度报告 A 股 49

普通股变动及主要股东持股情况 ( 续 ) X V 336 A 1 A (%) (%) 15,148,693,829 2 38.59 20.40 1,134,886,185 3 2.89 1.53 H 1 H (%) (%) 9,056,787,332 3 25.87 12.20 4,553,999,999 2 13.01 6.13 HSBC Holdings plc 14,135,636,613 4 40.37 19.03 1. 2. H 4,553,999,9996.13% A 15,148,693,82920.40% 3. H 9,056,787,332 12.20% A 1,877,513,4512.53% 4. HSBC Holdings plchsbc Asia Holdings Limited HSBC Asia Holdings Limited H 14,135,636,613HSBC Holdings plc14,135,636,613 H 336 XV 50 交通银行股份有限公司

优先股相关情况 421 (%) 1 100,000,000 22.22 2 20,000,000 4.44 3 20,000,000 4.44 4 20,000,000 4.44 5 20,000,000 4.44 5 6 20,000,000 4.44 7 18,000,000 4.00 8 15,000,000 3.33 9 15,000,000 3.33 10 12,000,000 2.67 1. 2. 3. (%) 1 DB Nominees (Hong Kong) Limited 122,500,000 100.00 1. 2. DB Nominees (Hong Kong) LimitedEuroclear Clearstream 122,500,000100% 3. 4. 二零一九年半年度报告 A 股 51

优先股相关情况 ( 续 ) 2019 4 29 136,111,111.115% 122,500,000 10%13,611,111.11 2019 7 29 3.90%1,755,000,000 2019 9 9 22 37 932 52 交通银行股份有限公司

董事 监事 高级管理人员和人力资源管理 1. 2. 2019 8 22 3. 2019 8 15 1. 2. 2019 8 22 二零一九年半年度报告 A 股 53

董事 监事 高级管理人员和人力资源管理 ( 续 ) 54 交通银行股份有限公司

董事 监事 高级管理人员和人力资源管理 ( 续 ) A H 100,000 100,000 A 80,000 80,000 H 20,000 20,000 A 80,000 80,000 H 50,000 50,000 A 20,000 20,000 H A 20,000 20,000 H A H 49,357 49,357 A 40,000 40,000 H 20,000 20,000 A 60,000 60,000 H 20,000 20,000 A 25,000 25,000 H A 50,000 50,000 H A 66,100 66,100 H 21,000 21,000 A 50,000 50,000 H 30,000 30,000 A H 50,000 50,000 A H 30,000 30,000 二零一九年半年度报告 A 股 55

董事 监事 高级管理人员和人力资源管理 ( 续 ) A 250,000 250,000 H 50,000 50,000 A 96,000 96,000 H 20,000 20,000 A 130,000 130,000 H 50,000 50,000 A 70,000 70,000 H A 71,300 71,300 H H 98 XV XV 352 86,42583,959 2,466 3,380 56 交通银行股份有限公司

董事 监事 高级管理人员和人力资源管理 ( 续 ) 186 2,700 50 2019 6 30 (%) (%) (%) 1,163,007 11.76 489 15.08 11,064 12.80 355,952 3.60 382 11.78 8,837 10.23 2,851,510 28.84 1,139 35.12 33,948 39.28 1,566,735 15.85 684 21.09 17,620 20.39 727,453 7.36 481 14.83 9,666 11.18 1,063,300 10.75 67 2.07 2,466 2.85 4,220,242 42.69 1 0.03 2,824 3.27 (2,061,591) (20.85) 9,886,608 100.00 3,243 100.00 86,425 100.00 二零一九年半年度报告 A 股 57

履行企业社会责任 273.34 10.13 3.85% 232,505.56 45 20192020 5 2,180 780 270 40070 200 200 160 60 40 7 2019 58 交通银行股份有限公司

履行企业社会责任 ( 续 ) 2019 1,375.67294.34 27.22% 90.57%87,61216,623 75.56%3.68% 1.694.63% 58 1,469.67634.32 75.93% 2,759.82368.78 2019 2018 3,17665 1176242 72.46% 0.943.51% 0.71 5.6 97.3% 96.64% 二零一九年半年度报告 A 股 59

履行企业社会责任 ( 续 ) + A B +FINTECH FINTECH 2,789 881.8 2019 30 2,835.56 60 交通银行股份有限公司

重要事项 A.2.1 2019 4 9 A.5.1 2019 8 15 3.25 A.5.1 2019 1 42019 2017 20175 2019 5 202019 2019 6 212018 2019A2019H 2018 201820182018 122019A2019H A 2019 6 212018 2018 742.63 0.30222.79 2019 7 92019 7 25AH 2019 二零一九年半年度报告 A 股 61

重要事项 ( 续 ) 2017A 42.63 62 交通银行股份有限公司

重要事项 ( 续 ) 7 2018 2018 2019 3,444.5 2019 12019800 2020 12 31 400 2019 1 46 247 48 16 2019 3 900 2019 3 29 2019 3 55 55 2019 3 29 2019 4 1,485,254,533 A2% 2019 4 27 24 二零一九年半年度报告 A 股 63

重要事项 ( 续 ) 2019 52019400 2019 5 207 19 2019 680 2018 5 312019 1 75 296 13 2019 62018 2019A2019H A 2019 6 21 1. 3 2019 1 1 21 1,291.611,285.45 2. 3 64 交通银行股份有限公司

境内外分支机构 主要子公司名录 1 22 2 7 3 26 4 5 5 18 6 258-1 7 6 8 3515 9 428 10 200 11 218 12 28 13 8 14 1-39 15 455 16 38 17 116 18 9 19 199 20 98 21 6 22 11 23 847 24 37 25 11 26 3018 27 228 28 45 29 3 30 211 31 32 397 33 88 34 129 35 296 36 16 37 29 (www.bankcomm.com) 二零一九年半年度报告 A 股 65

境内外分支机构 主要子公司名录 ( 续 ) 1 20 2 ONE EXCHANGE PLAZA 55 BROADWAY, 31ST & 32ND FLOOR, NEW YORK NY 10006-3008, U.S.A. 575 MARKET STREET, 38th FLOOR, SAN FRANCISCO, CA 94105, U.S.A. 3 1-3-5 GROUP 4 50 Raffles Place #18-01 Singapore Land Tower 5 6th Floor Samsung Fire & Marine Bldg. #87, Euljiro 1-Ga, Jung-Gu, Seoul 100-782, Korea 6 Neue Mainzer Strasse 75, 60311 Frankfurt am Main, Germany 7 251A-301 16 8 17th floor, Vincom Center, 72 Le Thanh Ton, Dist.1, HCMC, VN 9 Level 27, 363 George Street Sydney NSW 2000 Australia Level 35, 71 Eagle Street, Brisbane, Australia Level 34, 525 Collins Street, Melbourne, Australia 10 5 7 101 29 A 11 4th Floor, 1 Bartholomew Lane, London EC2N 2AX UK 12 7 Ruede la Chapelle, Luxembourg, L-325 13 Suite 2460, 22 Adelaide Street West, Toronto, ON M5H 4E3 14 90, Avenue des Champs-Elysees, 75008, Paris, France 15 3rd floor, Piazza Barberini 52, Rome. 00187 16 Praca Pio X, 98. 7 andar 20091 040 Rio de Janeiro RJ, Brazil 17 7th floor, RUSTONKA R2, Rohanske nabrezi 693/10, Prague 8, 186 00, Czech Republic 1 8 2 333 847 3 333 4 333 5 68 6 8 7 1111 8 333 9 168-170 10 1 11 127 12 156 1101 66 交通银行股份有限公司

董事 高级管理人员对半年度报告确认意见 3 2017 26 2014 2019 20192019 2019 2019 2019 二零一九年半年度报告 A 股 67

备查文件 2019 8 27 68 交通银行股份有限公司

审阅报告 (2019) 0045 2019 6 30 2019 6 30 32 2101 32 2019 8 27 二零一九年半年度报告 A 股 69

合并资产负债表 2019 6 30 2019 6 30 1 802,956 840,171 2 150,340 163,646 3 595,946 564,778 4 19,676 30,730 5 40,496 119,643 6 5,013,630 4,742,372 : 7 449,304 376,386 8 1,978,430 2,000,505 9 561,868 445,018 10 4,384 3,653 11 7,949 7,899 12 163,019 150,895 13 2,708 2,391 14 3,073 3,178 15 23,125 21,975 16 69,704 57,931 9,886,608 9,531,171 441,055 520,138 18 945,148 1,101,324 19 485,823 403,318 20 28,465 23,109 4 23,956 28,105 21 80,493 137,513 22 6,135,448 5,793,324 23 489,167 366,753 24 5,054 9,309 25 10,982 6,794 26 5,245 6,063 27 337,972 317,688 15 670 598 28 173,382 111,827 9,162,860 8,825,863 70 交通银行股份有限公司

合并资产负债表 ( 续 ) 2019 6 30 2019 6 30 29 74,263 74,263 30 59,876 59,876 31 113,663 113,663 49 3,751 2,849 32 204,441 204,312 33 117,131 114,281 34 143,365 129,161 716,490 698,405 7,258 6,903 723,748 705,308 9,886,608 9,531,171 隃 二零一九年半年度报告 A 股 71

银行资产负债表 2019 6 30 2019 6 30 1 800,147 835,960 2 136,392 149,477 3 666,940 631,788 4 19,015 29,447 5 29,182 114,128 6 4,813,593 4,556,775 7 408,004 356,351 8 1,960,312 1,982,351 9 435,396 324,922 10 58,093 49,564 11 3,148 3,113 12 48,354 50,357 13 2,704 2,383 14 2,981 3,091 15 21,708 20,580 16 51,637 37,506 9,457,606 9,147,793 441,055 520,133 18 963,103 1,121,047 19 385,796 317,569 20 28,465 23,109 4 24,066 28,801 21 69,436 133,621 22 5,986,006 5,644,733 23 483,430 360,766 24 4,112 8,201 25 9,652 5,657 26 5,219 6,034 27 253,745 244,163 15 53 46 28 114,430 59,096 8,768,568 8,472,976 29 74,263 74,263 30 59,876 59,876 31 113,427 113,427 49 2,697 2,207 32 202,836 202,836 33 111,455 108,717 34 124,484 113,491 689,038 674,817 9,457,606 9,147,793 72 交通银行股份有限公司

合并利润表 2019 1 16 30 1 16 306 2019 2018 118,180 101,865 35 181,862 170,546 35 (111,800) (109,888) 35 70,062 60,658 36 25,070 22,746 36 (1,948) (1,564) 36 23,122 21,182 37 7,590 4,905 292 140 87 17 38 482 2,436 39 877 1,112 8,311 4,122 40 7,424 7,281 132 11 180 158 (69,026) (54,415) 41 (1,277) (1,256) 42 (32,705) (28,573) 43 (21,544) (16,663) 44 (6) (3) (7,878) (3,723) 45 (5,616) (4,197) 49,154 47,450 46 134 168 47 (329) (148) 48,959 47,470 48 (5,811) (6,476) 43,148 40,994 42,749 40,771 399 223 49 931 1,988 902 1,942 171 156 3 (15) 94 165 74 6 731 1,786 (901) 182 1,561 1,219 (61) 35 116 355 16 (5) 29 46 44,079 42,982 43,651 42,713 428 269 50 0.54 0.51 50 0.54 0.51 二零一九年半年度报告 A 股 73

银行利润表 2019 1 16 30 1 16 306 2019 2018 98,362 89,885 35 175,671 166,077 35 (108,875) (106,899) 35 66,796 59,178 36 22,913 20,847 36 (1,778) (1,413) 36 21,135 19,434 37 6,841 5,025 193 127 68 17 38 293 2,451 39 995 819 40 2,209 2,943 47 10 46 25 (54,183) (45,865) 41 (1,197) (1,176) 42 (30,527) (26,946) 43 (21,338) (16,461) 44 (6) (1) 45 (1,115) (1,281) 44,179 44,020 46 128 165 47 (321) (144) 43,986 44,041 48 (4,696) (5,612) 39,290 38,429 49 490 1,462 226 166 3 (15) 149 175 74 6 264 1,296 (901) 182 1,121 1,139 (43) 30 71 (50) 16 (5) 39,780 39,891 74 交通银行股份有限公司

合并现金流量表 2019 1 16 30 1 16 306 2019 2018 34,206 314,594 313,252 82,799 45,821 79,207 10,871 165,773 148,413 51(1) 47,066 35,484 689,439 588,047 76,552 1,564 294,368 244,317 11,735 49,977 32,548 53,576 57,020 24,956 112,899 99,817 17,822 16,685 12,740 15,671 51(2) 17,234 58,853 686,494 511,840 52(1) 2,945 76,207 329,261 427,821 44,177 42,245 1,955 302 375,393 470,368 435,027 527,983 19,454 12,185 454,481 540,168 (79,088) (69,800) 1,125 1,125 27,182 21,056 27,182 22,181 10,408 4,895 2,958 2,494 9 59 13,366 7,389 13,816 14,792 136 931 (62,191) 22,130 243,492 228,919 52(2) 181,301 251,049 二零一九年半年度报告 A 股 75

银行现金流量表 2019 1 16 30 1 16 306 2019 2018 30,658 312,586 210,668 68,428 55,147 84,999 9,675 160,187 143,646 51(1) 33,002 27,445 659,202 477,239 76,547 1,564 278,432 211,098 17,919 47,546 36,617 33,337 64,157 27,820 111,088 98,182 16,319 15,587 11,835 14,477 51(2) 15,877 48,524 662,128 464,798 52(1) (2,926) 12,441 284,960 413,623 41,566 41,286 185 256 326,711 455,165 393,810 468,543 8,000 16,672 800 905 394,610 469,448 (67,899) (14,283) 11,078 11,131 11,078 11,131 4,235 4,895 2,603 2,030 6,838 6,925 4,240 4,206 116 852 (66,469) 3,216 225,724 223,796 52(2) 159,255 227,012 76 交通银行股份有限公司

合并股东权益变动表 2019 1 16 30 29 30 31 49 32 33 34 74,263 59,876 113,663 2,849 204,312 114,281 129,161 6,903 705,308 (616) (7) (623) 2019 1 1 74,263 59,876 113,663 2,849 204,312 114,281 128,545 6,896 704,685 902 129 2,850 14,820 362 19,063 902 42,749 428 44,079 42,749 399 43,148 902 29 931 129 2,850 (27,929) (66) (25,016) 129 (129) 2,850 (2,850) (22,279) (66) (22,345) (2,671) (2,671) 2019 6 30 74,263 59,876 113,663 3,751 204,441 117,131 143,365 7,258 723,748 2017 12 31 74,263 59,876 113,663 (2,871) 197,228 104,470 124,514 5,128 676,271 1,885 (28,257) (54) (26,426) 2018 1 1 74,263 59,876 113,663 (986) 197,228 104,470 96,257 5,074 649,845 1,942 126 9,158 7,656 1,334 20,216 1,942 40,771 269 42,982 40,771 223 40,994 1,942 46 1,988 1,125 1,125 1,125 1,125 126 9,158 (33,111) (59) (23,886) 126 (126) 9,158 (9,158) (21,209) (59) (21,268) (2,618) (2,618) (4) (1) (5) (4) (1) (5) 2018 6 30 74,263 59,876 113,663 956 197,354 113,628 103,913 6,408 670,061 二零一九年半年度报告 A 股 77

银行股东权益变动表 2019 1 16 30 29 30 31 49 32 33 34 74,263 59,876 113,427 2,207 202,836 108,717 113,491 674,817 (609) (609) 2019 1 1 74,263 59,876 113,427 2,207 202,836 108,717 112,882 674,208 490 2,738 11,602 14,830 490 39,290 39,780 39,290 39,290 490 490 2,738 (27,688) (24,950) 2,738 (2,738) (22,279) (22,279) (2,671) (2,671) 2019 6 30 74,263 59,876 113,427 2,697 202,836 111,455 124,484 689,038 2017 12 31 74,263 59,876 113,427 (2,169) 196,003 100,012 112,544 653,956 1,791 (28,012) (26,221) 2018 1 1 74,263 59,876 113,427 (378) 196,003 100,012 84,532 627,735 1,462 8,705 5,897 16,064 1,462 38,429 39,891 38,429 38,429 1,462 1,462 8,705 (32,532) (23,827) 8,705 (8,705) (21,209) (21,209) (2,618) (2,618) 2018 6 30 74,263 59,876 113,427 1,084 196,003 108,717 90,429 643,799 78 交通银行股份有限公司

财务报表附注 2019 1 16 30 (1986)81 (1987)401987 4 B0005H131000001 9131000010000595XD 742.63 AH 601328 033284605 360021 2019 6 30 242 23 2019 8 27 1 2006 2 15 32 3 20172018 2018 21 212019 1 1 2019 1 1 二零一九年半年度报告 A 股 79

2019 1 16 30 1 2019 1 1 57,931 6,423 64,354 111,827 7,046 118,873 129,161 (616) 128,545 6,903 (7) 6,896 2019 1 1 37,506 5,953 43,459 59,096 6,562 65,658 113,491 (609) 112,882 2019 1 1 2018 12 31 12,345 7,674 (630) 2019 1 1 7,044 2018 12 31 12,076 7,153 (592) 2019 1 1 6,561 12 80 交通银行股份有限公司

2019 1 16 30 1 2 2018 1 25% 6% 16% 3% 1% 7% 2 25% [2012]40 201257 [2016]36 2016 5 12016 5 1 二零一九年半年度报告 A 股 81

2019 1 16 30 1 2019 6 30 12,759 14,665 697,345 703,649 85,648 111,759 6,894 9,727 310 371 802,956 840,171 2019 6 30 12,327 14,270 696,400 703,078 84,217 108,514 6,893 9,727 310 371 800,147 835,960 2019 6 30 % % 13.00 14.00 5.00 5.00 82 交通银行股份有限公司

2019 1 16 30 2 2019 6 30 111,862 104,270 37,803 58,697 883 933 (208) (254) 150,340 163,646 2019 6 30 102,108 98,072 33,607 50,441 854 1,189 (177) (225) 136,392 149,477 3 2019 6 30 182,527 194,008 77,027 47,437 279,469 275,020 52,888 42,898 5,444 6,749 (1,409) (1,334) 595,946 564,778 二零一九年半年度报告 A 股 83

2019 1 16 30 3 2019 6 30 181,243 183,599 89,438 70,428 338,430 329,172 53,603 42,898 5,807 7,182 (1,581) (1,491) 666,940 631,788 2019 6 30 64,993 96,473 2019 6 306 55,221 2.93 2018 54,670 6.01 4 2019 6 30 20,342 197 (70) 2,359,239 15,405 (18,459) 2,379,581 15,602 (18,529) 106,643 176 (2,034) 1,972,301 3,898 (3,393) 2,078,944 4,074 (5,427) 126,985 373 (2,104) 4,331,540 19,303 (21,852) 4,458,525 19,676 (23,956) 25,119 451 (201) 2,516,133 25,990 (25,439) 2,541,252 26,441 (25,640) 72,949 1,150 (353) 758,743 3,139 (2,112) 831,692 4,289 (2,465) 98,068 1,601 (554) 3,274,876 29,129 (27,551) 3,372,944 30,730 (28,105) 2019 6 30 16,120 197 (55) 2,384,886 15,593 (18,843) 2,401,006 15,790 (18,898) 81,163 170 (1,790) 1,974,965 3,055 (3,378) 2,056,128 3,225 (5,168) 97,283 367 (1,845) 4,359,851 18,648 (22,221) 4,457,134 19,015 (24,066) 20,609 239 (198) 2,608,666 26,006 (26,200) 2,629,275 26,245 (26,398) 66,624 1,105 (328) 749,805 2,097 (2,075) 816,429 3,202 (2,403) 87,233 1,344 (526) 3,358,471 28,103 (28,275) 3,445,704 29,447 (28,801) 84 交通银行股份有限公司

2019 1 16 30 4 2019 6 30 2,855,768 1,785,452 1,251,118 1,384,347 200,643 129,328 150,996 73,817 4,458,525 3,372,944 2019 6 30 2,891,611 1,822,669 1,249,538 1,405,397 173,626 148,811 142,359 68,827 4,457,134 3,445,704 (1) 1 16 30 6 2019 2018 (2,580) 884 2,598 (918) 18 (34) 1 16 30 6 2019 2018 (2,420) 803 2,458 (823) 38 (20) 二零一九年半年度报告 A 股 85

2019 1 16 30 4 (2) 2019 6 30156 212 2018 6 30126 35 5 2019 6 30 21,080 116,871 19,430 2,846 30 92 (44) (166) 40,496 119,643 2019 6 30 9,779 111,362 19,430 2,846 17 85 (44) (165) 29,182 114,128 86 交通银行股份有限公司

2019 1 16 30 6 6.1 2019 6 30 1,067,683 1,007,528 454,677 505,190 131,857 122,909 1,654,217 1,635,627 2,986,670 2,822,323 240,052 211,600 3,226,722 3,033,923 4,880,939 4,669,550 (129,936) (123,861) 4,751,003 4,545,689 222,048 156,686 27,625 27,498 249,673 184,184 494 494 15,114 14,195 (2,160) (2,190) 5,013,630 4,742,372 二零一九年半年度报告 A 股 87

2019 1 16 30 6 6.1 2019 6 30 1,052,243 992,947 454,540 505,035 115,759 109,589 1,622,542 1,607,571 2,816,659 2,663,660 237,825 209,760 3,054,484 2,873,420 4,677,026 4,480,991 (125,124) (119,297) 4,551,902 4,361,694 222,048 156,686 27,625 27,498 249,673 184,184 14,167 13,076 (2,149) (2,179) 4,813,593 4,556,775 88 交通银行股份有限公司

2019 1 16 30 6 6.2 2019 6 30 1,589,444 1,554,652 874,074 895,738 2,667,094 2,403,838 1,811,166 1,732,818 855,928 671,020 5,130,612 4,854,228 2019 6 30 1,528,135 1,496,747 801,886 832,431 2,596,678 2,335,997 1,778,399 1,703,410 818,279 632,587 4,926,699 4,665,175 6.3 1 90 2019 6 30 90 360 360 3 3 11,571 12,615 675 582 25,443 7,560 9,089 11,257 3,982 31,888 9,084 9,307 13,100 4,660 36,151 7,761 8,174 11,304 4,009 31,248 1,323 1,133 1,796 651 4,903 28,215 31,011 25,032 9,224 93,482 二零一九年半年度报告 A 股 89

2019 1 16 30 6 6.3 1 90 90 360 360 3 3 11,133 10,402 400 460 22,395 6,344 10,847 9,561 4,099 30,851 8,366 10,830 11,930 4,792 35,918 7,553 9,429 10,329 4,306 31,617 813 1,401 1,601 486 4,301 25,843 32,079 21,891 9,351 89,164 1 90 2019 6 30 90 360 360 3 3 11,533 12,607 499 338 24,977 6,610 9,047 10,973 3,911 30,541 8,883 9,180 12,368 4,659 35,090 7,663 8,047 10,734 4,008 30,452 1,220 1,133 1,634 651 4,638 27,026 30,834 23,840 8,908 90,608 1 90 90 360 360 3 3 10,940 10,390 243 456 22,029 6,099 10,593 9,534 3,797 30,023 8,054 10,063 11,829 4,788 34,734 7,300 8,827 10,229 4,302 30,658 754 1,236 1,600 486 4,076 25,093 31,046 21,606 9,041 86,786 90 交通银行股份有限公司

2019 1 16 30 6 6.4 1 2 3 12 2019 1 1 23,323 42,503 36,577 102,403 1,903 956 1,800 4,659 (11,568) (11,568) 368 (6,057) 5,689 12 397 (397) 13 (29) 29 23 (5,660) 5,660 (585) 6,235 3,693 9,343 756 756 (644) (644) (16) 4 (12) 2019 6 30 24,993 43,637 36,307 104,937 1 2 3 12 2018 1 1 25,027 50,159 36,406 111,592 (2,123) 1,320 30,879 30,076 (527) (38,461) (38,988) 381 (8,488) 8,107 12 741 (741) 13 (360) 360 23 (7,747) 7,747 1,062 1,062 (1,447) (1,447) 38 39 31 108 23,323 42,503 36,577 102,403 二零一九年半年度报告 A 股 91

2019 1 16 30 6 6.4 1 2 3 12 2019 1 1 20,638 42,065 35,331 98,034 1,854 846 1,751 4,451 (11,564) (11,564) 372 (6,061) 5,689 12 401 (401) 13 (29) 29 23 (5,660) 5,660 (585) 6,235 3,693 9,343 754 754 (631) (631) (17) 6 (11) 2019 6 30 22,262 43,085 35,029 100,376 1 2 3 12 2018 1 1 22,118 49,633 35,549 107,300 (2,081) 1,412 30,551 29,882 (527) (38,323) (38,850) 583 (8,488) 7,905 12 741 (741) 13 (158) 158 23 (7,747) 7,747 1,056 1,056 (1,429) (1,429) (28) (6) (12) (46) 46 41 34 121 20,638 42,065 35,331 98,034 92 交通银行股份有限公司

2019 1 16 30 6 6.4 1 2 3 12 2019 1 1 7,710 2,302 11,446 21,458 504 (639) 1,496 1,361 (5,608) (5,608) 235 (1,021) 786 12 235 (235) 13 23 (786) 786 (1,312) 1,992 6,630 7,310 562 562 (84) (84) 40 (40) 2019 6 30 7,137 2,674 15,188 24,999 1 2 3 12 2018 1 1 6,506 1,395 11,626 19,527 730 1,450 10,557 12,737 (11,180) (11,180) 460 (545) 85 12 272 (272) 13 188 (188) 23 (273) 273 517 517 (171) (171) 14 2 12 28 7,710 2,302 11,446 21,458 二零一九年半年度报告 A 股 93

2019 1 16 30 6 6.4 1 2 3 12 2019 1 1 7,677 2,248 11,338 21,263 503 (655) 1,453 1,301 (5,604) (5,604) 235 (1,021) 786 12 235 (235) 13 23 (786) 786 (1,312) 1,992 6,630 7,310 562 562 (84) (84) 2019 6 30 7,103 2,564 15,081 24,748 1 2 3 12 2018 1 1 6,503 1,340 11,572 19,415 744 1,455 10,513 12,712 (11,156) (11,156) 457 (525) 68 12 272 (272) 13 185 (185) 23 (253) 253 514 514 (171) (171) (40) (25) (14) (79) 13 3 12 28 7,677 2,248 11,338 21,263 94 交通银行股份有限公司

2019 1 16 30 6 6.4 1 2 3 12 2019 1 1 1,163 283 233 1,679 (224) (361) (3) (588) (148) 141 7 12 (141) 141 13 (7) 7 2019 6 30 791 63 237 1,091 1 2 3 12 2018 1 1 1,587 278 131 1,996 (138) (279) 100 (317) (286) 284 2 12 (284) 284 13 (2) 2 1,163 283 233 1,679 二零一九年半年度报告 A 股 95

2019 1 16 30 7 2019 6 30 71,109 90,320 23,219 32,914 9,284 5,505 1,977 2,528 256,879 187,554 37,046 10,332 38,769 37,232 9,818 8,393 1,203 1,608 449,304 376,386 2019 6 30 66,729 90,056 21,864 32,579 7,780 4,856 1,977 2,528 243,674 177,922 16,268 1,195 38,769 37,232 9,818 8,393 1,125 1,590 408,004 356,351 96 交通银行股份有限公司

2019 1 16 30 8 2019 6 30 1,480,827 1,420,130 27,903 27,997 244,034 286,460 30,285 37,941 171,132 202,246 27,580 29,100 (3,331) (3,369) 1,978,430 2,000,505 2019 6 30 1,479,832 1,419,142 27,669 27,759 244,127 286,555 29,568 37,147 154,822 186,019 27,452 28,924 (3,158) (3,195) 1,960,312 1,982,351 1 2 3 12 2019 1 1 2,884 485 3,369 (176) 138 (38) (4) 4 12 13 (4) 4 23 2019 6 30 2,704 627 3,331 二零一九年半年度报告 A 股 97

2019 1 16 30 8 1 2 3 12 2018 1 1 3,246 10 475 3,731 (336) (10) (16) (362) (26) 26 12 13 (26) 26 23 2,884 485 3,369 1 2 3 12 2019 1 1 2,710 485 3,195 (118) 81 (37) 12 13 23 2019 6 30 2,592 566 3,158 98 交通银行股份有限公司

2019 1 16 30 8 1 2 3 12 2018 1 1 3,068 10 475 3,553 (334) (10) (16) (360) (26) 26 12 13 (26) 26 23 2 2 2,710 485 3,195 9 2019 6 30 333,815 309,893 68,577 54,183 142,344 66,059 3,408 3,618 5,213 3,877 553,357 437,630 2,145 2,414 6,366 4,974 8,511 7,388 561,868 445,018 二零一九年半年度报告 A 股 99

2019 1 16 30 9 2019 6 30 245,126 220,476 48,482 43,628 128,080 49,532 2,721 2,779 4,060 2,783 428,469 319,198 1,127 1,422 5,800 4,302 6,927 5,724 435,396 324,922 2019 6 30 89,185 81,69667,742 64,091 2019 6 30 544,088 9,867 553,955 434,678 8,881 443,559 548,144 8,511 556,655 433,753 7,388 441,141 2,245 (1,356) 889 (203) (1,493) (1,696) (1,104) (1,104) (1,185) (1,185) 2019 6 30 420,955 8,274 429,229 317,308 7,270 324,578 424,409 6,927 431,336 316,415 5,724 322,139 1,780 (1,347) 433 (149) (1,546) (1,695) (973) (973) (1,033) (1,033) 100 交通银行股份有限公司

2019 1 16 30 9 1 2 3 12 2019 1 1 718 467 1,185 (104) (104) 12 13 23 22 1 23 2019 6 30 636 468 1,104 1 2 3 12 2018 1 1 438 454 892 273 (8) 265 12 13 23 7 21 28 718 467 1,185 二零一九年半年度报告 A 股 101

2019 1 16 30 9 1 2 3 12 2019 1 1 566 467 1,033 (61) (61) 12 13 23 1 1 2019 6 30 505 468 973 1 2 3 12 2018 1 1 355 454 809 201 (8) 193 12 13 23 10 21 31 566 467 1,033 102 交通银行股份有限公司

2019 1 16 30 10 2019 6 30 10.2 4,376 3,645 8 8 4,384 3,653 2019 6 30 10.1 54,111 46,110 10.2 3,982 3,454 58,093 49,564 10.1 2019 1 1 2019 6 30 8,500 8,500 5,100 5,100 45 130 130 3,303 3,303 1,759 1,759 141 342 342 37 37 77 77 57 57 77 77 695 695 10,000 10,000 14,797 14,797 Bocom Brazil Holding Company Ltda 1,058 1,058 (1) 8,000 8,000 178 1 179 46,110 8,000 1 54,111 186 (1) 2019 6 680 2019 6 30 100% 二零一九年半年度报告 A 股 103

2019 1 16 30 10 10.1 2018 1 1 2018 12 31 8,500 8,500 5,100 5,100 20 130 130 1,428 1,875 3,303 1,759 1,759 134 342 342 37 37 77 77 57 57 6 77 77 644 (644) 42 695 695 10,000 10,000 14,797 14,797 Bocom Brazil Holding Company Ltda 962 96 1,058 174 4 178 29,982 16,768 (644) 4 46,110 202 10.1.1 (%) 333 100.00 333 85.00 847 8 65.00 333 62.50 68 73.14 8 100.00 61.00 1 168-170 51.00 1 127 51.00 156 51.00 4th Floor,1 Bartholomew Lane,London 100.00 EC2N 2AX UK 7 Ruede la Chapelle, 100.00 LuXembourg,L-1325 333 100.00 20 100.00 333 100.00 Bocom Brazil Holding Rua Voluntários dapátria, 89 1st floor 100.00 Company Ltda room 103 and 104, Botafogo, Rio de Janeiro, Brazil BANCO BoCom BBM S.A. Praca Pio X, 98. 7 andar 20091 040 Rio de Janeiro RJ, Brazil 80.00 104 交通银行股份有限公司

2019 1 16 30 10 10.1 10.1.2 2019 6 30 10.2 (%) 9.01 (1) (2) 10.60 (1) 15 3 (2) 11 3 2019 1 1 2019 6 30 2,650 355 93 22 (45) 3,075 804 100 3 907 2018 1 1 2018 12 31 2,533 135 18 (36) 2,650 731 79 (6) 804 2019 6 30 二零一九年半年度报告 A 股 105

2019 1 16 30 11 2019 1 1 7,249 650 7,899 40 40 10 10 50 50 2019 6 30 7,249 700 7,949 2018 1 1 7,707 510 8,217 117 117 23 23 140 140 (458) (458) (458) (458) 7,249 650 7,899 106 交通银行股份有限公司

2019 1 16 30 11 2019 1 1 2,763 350 3,113 34 34 1 1 35 35 2019 6 30 2,763 385 3,148 2018 1 1 2,763 299 3,062 36 36 15 15 51 51 2,763 350 3,113 二零一九年半年度报告 A 股 107

2019 1 16 30 11 2019 6 30 7,949 7,949 7,899 7,899 2019 6 30 3,148 3,148 3,113 3,113 108 交通银行股份有限公司

2019 1 16 30 12 2019 1 1 61,594 18,372 108,553 7,151 9,133 204,803 18 256 18,515 151 24 18,964 2 48 50 123 (123) (56) (362) (1,886) (130) (31) (2,465) 2019 6 30 61,681 18,266 125,182 7,172 9,051 221,352 2019 1 1 16,860 15,091 11,540 5,197 5,103 53,791 989 710 2,692 364 394 5,149 (27) (339) (223) (125) (10) (724) 2019 6 30 17,822 15,462 14,009 5,436 5,487 58,216 2019 1 1 117 117 2019 6 30 117 117 2019 1 1 44,734 3,281 96,896 1,954 4,030 150,895 2019 6 30 43,859 2,804 111,056 1,736 3,564 163,019 5,149 50 2019 6 30 110,9432018 12 31 96,62360,1772018 12 31 59,279 2019 6 30 203 (203 二零一九年半年度报告 A 股 109

2019 1 16 30 12 2018 1 1 58,158 18,288 82,885 6,896 7,961 174,188 1,367 1,498 25,745 651 139 29,400 458 458 2,433 643 3,076 (528) 528 (294) (1,414) (77) (396) (138) (2,319) 61,594 18,372 108,553 7,151 9,133 204,803 2018 1 1 15,006 14,691 7,018 4,916 4,251 45,882 1,890 1,588 4,591 661 866 9,596 (7) 7 (29) (1,188) (69) (380) (21) (1,687) 16,860 15,091 11,540 5,197 5,103 53,791 2018 1 1 84 84 33 33 117 117 2018 1 1 43,152 3,597 75,783 1,980 3,710 128,222 44,734 3,281 96,896 1,954 4,030 150,895 9,596 3,076 110 交通银行股份有限公司

2019 1 16 30 12 2019 1 1 57,435 18,070 674 7,015 8,939 92,133 1 243 2 76 11 333 2 48 50 123 (123) (53) (309) (20) (129) (31) (542) 2019 6 30 57,508 18,004 656 6,962 8,844 91,974 2019 1 1 16,359 14,707 576 5,109 5,025 41,776 939 691 15 306 374 2,325 (27) (300) (19) (125) (10) (481) 2019 6 30 17,271 15,098 572 5,290 5,389 43,620 2019 1 1 41,076 3,363 98 1,906 3,914 50,357 2019 6 30 40,237 2,906 84 1,672 3,455 48,354 2,325 50 2018 1 1 54,497 18,024 698 6,800 7,903 87,922 1,139 1,453 50 628 70 3,340 2,384 643 3,027 (528) (20) (27) 452 (123) (57) (1,387) (74) (386) (129) (2,033) 57,435 18,070 674 7,015 8,939 92,133 2018 1 1 14,618 14,509 608 4,849 4,220 38,804 1,776 1,545 39 646 846 4,852 (7) (11) (12) (28) (58) (28) (1,336) (71) (374) (13) (1,822) 16,359 14,707 576 5,109 5,025 41,776 2018 1 1 39,879 3,515 90 1,951 3,683 49,118 41,076 3,363 98 1,906 3,914 50,357 4,852 3,027 二零一九年半年度报告 A 股 111

2019 1 16 30 13 13.1 2019 6 30 776 776 776 776 300 300 279 279 239 239 219 219 151 151 151 151 121 121 121 121 102 102 91 91 91 91 944 (16) 928 770 (16) 754 2,724 (16) 2,708 2,407 (16) 2,391 2019 6 30 776 776 776 776 300 300 279 279 239 239 219 219 151 151 151 151 121 121 121 121 102 102 91 91 91 91 940 (16) 924 762 (16) 746 2,720 (16) 2,704 2,399 (16) 2,383 112 交通银行股份有限公司

2019 1 16 30 13 13.2 2018 12 31 2019 6 30 (%) 786 776 98.75 776 512 279 21 58.61 300 273 219 20 87.69 239 201 151 75.41 151 213 121 56.83 121 109 102 93.47 102 100 91 90.88 91 770 230 (50) (6) 944 2,407 373 (50) (6) 2,724 2018 12 31 2019 6 30 (%) 786 776 98.75 776 512 279 21 58.61 300 273 219 20 87.69 239 201 151 75.41 151 213 121 56.83 121 109 102 93.47 102 100 91 90.88 91 762 230 (50) (2) 940 2,399 373 (50) (2) 2,720 2018 12 31 2019 6 30 96 16 16 二零一九年半年度报告 A 股 113

2019 1 16 30 14 2019 1 1 3,028 2,417 5,445 112 5 117 (4) (55) (59) 2019 6 30 3,136 2,367 5,503 2019 1 1 1,719 548 2,267 145 30 175 (2) (10) (12) 2019 6 30 1,862 568 2,430 2019 1 1 1,309 1,869 3,178 2019 6 30 1,274 1,799 3,073 175 2018 1 1 2,780 2,320 5,100 270 203 473 (22) (106) (128) 3,028 2,417 5,445 2018 1 1 1,452 486 1,938 271 62 333 (4) (4) 1,719 548 2,267 2018 1 1 1,328 1,834 3,162 1,309 1,869 3,178 333 114 交通银行股份有限公司

2019 1 16 30 14 2019 1 1 2,813 2,414 5,227 89 5 94 (55) (55) 2019 6 30 2,902 2,364 5,266 2019 1 1 1,588 548 2,136 130 29 159 (10) (10) 2019 6 30 1,718 567 2,285 2019 1 1 1,225 1,866 3,091 2019 6 30 1,184 1,797 2,981 159 2018 1 1 2,612 2,320 4,932 215 200 415 (14) (106) (120) 2,813 2,414 5,227 2018 1 1 1,346 486 1,832 245 62 307 (3) (3) 1,588 548 2,136 2018 1 1 1,266 1,834 3,100 1,225 1,866 3,091 307 二零一九年半年度报告 A 股 115

2019 1 16 30 15 15.1 2019 1 1 18,947 (538) 484 (412) 1,516 102 (584) 1,862 21,377 1,685 (662) 1,470 (204) (4) (114) (34) 2,137 (420) (641) 11 (9) (1,059) 2019 6 30 20,212 (1,200) (157) 1,069 1,312 98 (698) 1,819 22,455 2018 1 1 21,848 952 1,095 (163) 110 99 (522) 1,988 25,407 (2,901) (1,490) (243) 1,406 3 (62) (126) (3,413) (611) (6) (617) 18,947 (538) 484 (412) 1,516 102 (584) 1,862 21,377 2019 1 1 17,986 (479) 489 (162) 1,509 102 (509) 1,598 20,534 1,587 (570) 1,420 (204) (4) (8) (69) 2,152 (516) (510) 4 (9) (1,031) 2019 6 30 19,057 (1,049) (21) 1,262 1,305 98 (517) 1,520 21,655 2018 1 1 21,401 952 1,018 (160) 109 99 (514) 1,524 24,429 (3,415) (1,431) 10 1,400 3 5 74 (3,354) (529) (12) (541) 17,986 (479) 489 (162) 1,509 102 (509) 1,598 20,534 116 交通银行股份有限公司

2019 1 16 30 15 15.2 2019 6 30 80,848 20,212 1,832 458 1,668 416 23,956 5,988 5,245 1,312 395 98 7,408 1,852 121,352 30,336 (6,632) (1,658) (2,292) (573) (2,792) (698) (19,676) (4,919) (132) (33) (31,524) (7,881) 89,828 22,455 二零一九年半年度报告 A 股 117

2019 1 16 30 15 15.2 75,789 18,947 1,866 467 2,288 572 28,921 7,230 6,063 1,516 408 102 7,782 1,946 123,117 30,780 (4,021) (1,005) (351) (88) (2,334) (584) (30,566) (7,642) (336) (84) (37,608) (9,403) 85,509 21,377 118 交通银行股份有限公司

2019 1 16 30 15 15.2 2019 6 30 76,227 19,057 1,831 458 1,659 416 24,066 6,016 5,219 1,305 394 98 6,081 1,520 115,477 28,870 (6,026) (1,507) (1,748) (437) (2,067) (517) (19,015) (4,754) (28,856) (7,215) 86,621 21,655 二零一九年半年度报告 A 股 119

2019 1 16 30 15 15.2 71,945 17,986 1,850 462 2,167 542 28,801 7,200 6,034 1,509 407 102 6,390 1,598 117,594 29,399 (3,762) (941) (213) (53) (2,034) (509) (29,447) (7,362) (35,456) (8,865) 82,138 20,534 2019 1 1 6 30 21,377 15,936 30,780 25,563 (9,403) (9,627) 9,471 48 2,137 (3,413) 49 (1,059) (617) 22,455 21,377 30,336 30,780 (7,881) (9,403) 120 交通银行股份有限公司

2019 1 16 30 15 15.2 2019 1 1 6 30 20,534 14,958 29,399 24,318 (8,865) (9,360) 9,471 48 2,152 (3,354) 49 (1,031) (541) 21,655 20,534 28,870 29,399 (7,215) (8,865) 15.3 2019 6 30 7,2118,805 7,1628,819 16 2019 6 30 1 4,044 3,849 16.1 45,150 36,069 10,866 14,677 522 692 486 425 16.2 829 824 16.3 433 437 16.4 6,629 16.5 33 33 712 925 69,704 57,931 二零一九年半年度报告 A 股 121

2019 1 16 30 16 2019 6 30 1 4,027 3,835 16.1 36,821 29,835 2,319 1,201 494 659 323 265 16.2 753 753 16.4 6,155 16.5 33 33 712 925 51,637 37,506 1 16.1 2019 6 30 (%) (%) 1 45,081 94.82 (986) 44,095 35,830 93.74 (788) 35,042 1-2 211 0.44 (107) 104 170 0.45 (66) 104 2-3 510 1.07 (33) 477 718 1.88 (28) 690 3 1,746 3.67 (1,272) 474 1,503 3.93 (1,270) 233 47,548 100.00 (2,398) 45,150 38,221 100.00 (2,152) 36,069 2019 6 30 (%) (%) 1 37,530 95.72 (981) 36,549 30,374 95.00 (788) 29,586 1-2 197 0.50 (107) 90 153 0.48 (66) 87 2-3 104 0.27 (31) 73 111 0.35 (28) 83 3 1,375 3.51 (1,266) 109 1,335 4.17 (1,256) 79 39,206 100.00 (2,385) 36,821 31,973 100.00 (2,138) 29,835 3 17 122 交通银行股份有限公司

2019 1 16 30 16 16.1 2019 6 30 12,427 (12) 12,415 7,562 (7) 7,555 7,006 (1,601) 5,405 5,819 (1,364) 4,455 15,294 (15) 15,279 9,554 (9) 9,545 12,821 (770) 12,051 15,286 (772) 14,514 47,548 (2,398) 45,150 38,221 (2,152) 36,069 2019 6 30 10,384 (10) 10,374 6,336 (6) 6,330 2,825 (1,592) 1,233 2,624 (1,352) 1,272 14,601 (14) 14,587 9,236 (9) 9,227 11,396 (769) 10,627 13,777 (771) 13,006 39,206 (2,385) 36,821 31,973 (2,138) 29,835 16.2 2019 6 30 924 913 20 20 15 19 959 952 (130) (128) 829 824 2019 6 30 842 835 20 20 15 19 877 874 (124) (121) 753 753 二零一九年半年度报告 A 股 123

2019 1 16 30 16 16.2 18 93 [2005]53 17 16.3 2018 12 31 2019 6 30 200 200 122 122 BANCO BoCom BBM S.A 115 (4) 111 437 (4) 433 2017 12 31 2018 12 31 200 200 122 122 BANCO BoCom BBM S.A 131 (16) 115 453 (16) 437 2007 9 1,22085% 200 2010 1 19651% 122 2016 11 Bocom Brazil Holding Company LtdaBBM80% 111 124 交通银行股份有限公司

2019 1 16 30 16 16.4 2019 6 30 14,493 1,005 (1,179) 14,319 7,372 1,327 (1,009) 7,690 2019 1 1 7,121 2019 6 30 6,629 2019 6 30 6,557 2019 6 30 170 2019 6 30 13,705 877 (1,117) 13,465 7,060 1,203 (953) 7,310 2019 1 1 6,645 2019 6 30 6,155 2019 6 30 6,071 2019 6 30 170 二零一九年半年度报告 A 股 125

2019 1 16 30 16 16.5 2019 6 30 37 37 (4) (4) 33 33 17 17 2019 1 16 30 254 (47) 1 208 1,334 47 28 1,409 166 (122) 44 123,861 22,673 (728) (17,176) 1,318 (12) 129,936 2,190 (30) 2,160 1,679 (588) 1,091 3,369 (38) 3,331 1,185 (104) 23 1,104 2,152 678 (5) (468) 40 1 2,398 202 72 274 117 117 16 16 128 6 (4) 130 4 4 136,657 22,547 (733) (17,648) 1,358 41 142,222 126 交通银行股份有限公司

2019 1 16 30 17 2018 232 19 3 254 1,407 (135) 62 1,334 94 73 (1) 166 131,119 42,813 (1,618) (50,168) 1,579 136 123,861 995 1,127 41 27 2,190 1,996 (317) 1,679 3,731 (362) 3,369 892 265 28 1,185 1,940 1,075 (41) (864) 41 1 2,152 164 38 202 84 33 117 16 16 129 27 (1) (27) 128 4 4 142,803 44,656 (1,619) (51,059) 1,620 256 136,657 2019 1 16 30 225 (49) 1 177 1,491 65 25 1,581 165 (122) 1 44 119,297 22,405 (715) (17,168) 1,316 (11) 125,124 2,179 (30) 2,149 1,679 (588) 1,091 3,195 (37) 3,158 1,033 (61) 1 973 2,138 681 (5) (469) 40 2,385 198 69 267 16 16 121 6 (3) 124 4 4 131,741 22,339 (720) (17,640) 1,356 17 137,093 二零一九年半年度报告 A 股 127

2019 1 16 30 17 2018 229 (7) 3 225 1,402 27 62 1,491 94 71 165 126,715 42,594 (1,725) (50,006) 1,570 149 119,297 995 1,132 41 11 2,179 1,996 (317) 1,679 3,553 (360) 2 3,195 809 193 31 1,033 1,933 1,072 (41) (864) 41 (3) 2,138 164 34 198 16 16 125 24 (1) (27) 121 4 4 138,035 44,463 (1,726) (50,897) 1,611 255 131,741 18 2019 6 30 251,018 327,250 15,647 16,729 661,650 724,295 9,606 11,851 7,227 21,199 945,148 1,101,324 2019 6 30 251,531 327,679 19,696 20,051 674,618 738,646 9,992 13,136 7,266 21,535 963,103 1,121,047 128 交通银行股份有限公司

2019 1 16 30 19 2019 6 30 233,009 131,865 239,168 260,241 651 651 10,811 8,083 2,184 2,478 485,823 403,318 2019 6 30 157,540 67,723 225,990 247,083 569 865 1,697 1,898 385,796 317,569 20 2019 6 30 15,515 11,493 12,747 11,449 203 167 28,465 23,109 2019 6 30 15,515 11,493 12,747 11,449 203 167 28,465 23,109 二零一九年半年度报告 A 股 129

2019 1 16 30 20 2019 6 30 15,515 11,493 15,454 11,496 61 (3) 2019 6 30 2018 12 31 21 2019 6 30 47,783 107,367 32,636 30,072 74 74 80,493 137,513 2019 6 30 36,756 103,477 32,636 30,072 44 72 69,436 133,621 130 交通银行股份有限公司

2019 1 16 30 22 2019 6 30 1,822,126 1,748,857 714,387 687,393 2,287,312 2,195,241 1,227,345 1,089,095 3,558 3,903 6,054,728 5,724,489 80,720 68,835 6,135,448 5,793,324 323,589 297,707 2019 6 30 1,808,043 1,735,808 676,705 649,842 2,276,048 2,186,242 1,143,016 1,001,442 2,255 3,288 5,906,067 5,576,622 79,939 68,111 5,986,006 5,644,733 321,036 295,119 23 BANCO BoCom BBM S.A. 二零一九年半年度报告 A 股 131

2019 1 16 30 24 2019 6 30 8,672 9,516 (13,732) 4,456 1 439 (439) 1 95 220 (265) 50 16 800 (791) 25 14 742 (734) 22 2 58 (57) 3 6 778 (764) 20 13 156 (145) 24 20 1 (3) 18 55(1) 78 1,644 (1,657) 65 62 1,185 (1,201) 46 2 36 (35) 3 14 423 (421) 16 55(2) 408 13 (26) 395 408 13 (26) 395 9,309 13,567 (17,822) 5,054 2019 6 30 7,645 8,378 (12,416) 3,607 401 (401) 74 184 (233) 25 13 758 (758) 13 11 703 (703) 11 2 55 (55) 2 5 731 (718) 18 225 (222) 3 20 1 (3) 18 55(1) 37 1,539 (1,542) 34 34 1,118 (1,122) 30 2 33 (32) 3 1 388 (388) 1 55(2) 407 13 (26) 394 407 13 (26) 394 8,201 12,230 (16,319) 4,112 132 交通银行股份有限公司

2019 1 16 30 25 2019 6 30 5,798 2,279 4,315 3,721 869 794 10,982 6,794 2019 6 30 4,635 1,334 4,228 3,552 789 771 9,652 5,657 26 2019 6 30 (a) 1,161 982 (b) 4,084 5,081 5,245 6,063 2019 6 30 (a) 1,145 966 (b) 4,074 5,068 5,219 6,034 (a) 2019 1 1 2019 6 30 982 405 (1) (225) 1,161 982 405 (1) (225) 1,161 2018 1 1 2018 12 31 449 641 (17) (91) 982 449 641 (17) (91) 982 二零一九年半年度报告 A 股 133

2019 1 16 30 26 (a) 2019 1 1 2019 6 30 966 404 (225) 1,145 966 404 (225) 1,145 2018 1 1 2018 12 31 434 637 (14) (91) 966 434 637 (14) (91) 966 (b) 1 2 3 12 2019 1 1 4,741 340 5,081 (510) (150) (660) (11) 11 12 (11) 11 (295) (42) (337) 1 (1) 2019 6 30 3,926 158 4,084 1 2 3 12 2018 1 1 5,445 725 6,170 (1,125) (17) (1,142) 376 (376) 12 376 (376) 45 8 53 4,741 340 5,081 134 交通银行股份有限公司

2019 1 16 30 26 (b) 1 2 3 12 2019 1 1 4,730 338 5,068 (507) (151) (658) (11) 11 12 (11) 11 (295) (42) (337) 1 1 2019 6 30 3,918 156 4,074 1 2 3 12 2018 1 1 5,445 725 6,170 (1,129) (18) (1,147) 376 (376) 12 376 (376) (7) (7) 45 7 52 4,730 338 5,068 二零一九年半年度报告 A 股 135

2019 1 16 30 27 2019 6 30 27.1 39,450 39,450 27.2 70,029 70,017 27.2 1,994 1,994 27.3 114,930 115,431 27.3 80,838 70,777 27.3 23,798 16,429 6,933 3,590 337,972 317,688 2019 6 30 27.1 39,500 39,500 27.2 70,029 70,017 27.3 114,930 115,431 27.3 23,798 16,429 5,488 2,786 253,745 244,163 136 交通银行股份有限公司

2019 1 16 30 27 27.1 2019 6 30 % 0902 4.00 13,500 2009/07/01 15 (a) 13,500 269 268 537 13,500 13,500 1101 5.75 26,000 2011/10/21 15 (b) 26,000 283 741 1,024 25,950 25,950 39,500 552 1,009 1,561 39,450 39,450 (a) 2019 7 3 (b) 2021 10 245.75% 27.2 2019 6 30 % 1401 5.80 28,000 2014/08/18 10 (a) 28,000 601 805 1,406 27,978 27,976 1401 4.50 1,200 2014/10/03 10 (b) 8,250 91 188 (196) 83 8,193 8,169 1401 3.625 500 2014/10/03 12 (c) 3,909 35 71 (71) 35 3,889 3,904 17 4.50 30,000 2017/04/11 10 (d) 30,000 973 669 (1,350) 292 29,969 29,968 70,159 1,700 1,733 (1,617) 1,816 70,029 70,017 18 5.15 2,000 2018/09/18 10 (e) 2,000 29 51 80 1,994 1,994 2,000 29 51 80 1,994 1,994 72,159 1,729 1,784 (1,617) 1,896 72,023 72,011 (a) 2019 8 191401 (b) 2019 10 32019 10 35 285 (c) 2021 10 32021 10 35 300 (d) 5 2022 4 13 (e) 10 5 二零一九年半年度报告 A 股 137

2019 1 16 30 27 27.3 2019 6 30 % 15 3.45 30,000 2015/12/17 5 30,000 28 521 549 30,000 30,000 16 01 2.94 10,000 2016/11/18 3 10,000 32 146 178 10,000 10,000 16 02 3.25 20,000 2016/11/18 5 20,000 71 322 393 20,000 20,000 17 4.29 20,000 2017/10/30 3 20,000 148 426 574 20,000 20,000 18 3.79 10,000 2018/11/30 3 10,000 33 188 221 10,000 10,000 14 B 3.85 500 2014/06/23 5 500 10 (10) 499 14 C 4.15 500 2014/06/23 7 500 10 (10) 500 499 1701 3MLibor+0.78 700 2017/05/15 3 4,812 22 80 (81) 21 4,806 4,802 1702 3MLibor+0.88 300 2017/05/15 5 2,062 10 35 (36) 9 2,060 2,058 1703 3MLibor+0.80 400 2017/12/04 3 2,750 7 46 (46) 7 2,747 2,744 1704 3MLibor+0.90 600 2017/12/04 5 4,125 11 71 (71) 11 4,120 4,116 1801 3MLibor+0.75 600 2018/05/17 3 4,125 18 68 (69) 17 4,120 4,116 1802 3MLibor+0.85 700 2018/05/17 5 4,812 21 94 (93) 22 4,806 4,802 P14JHTP1B 3.75 900 2014/12/04 5 900 2 17 (17) 2 885 898 P14JHTP1C 3.90 700 2014/12/04 7 700 2 14 (14) 2 689 698 P14JHTP1D 4.00 200 2014/12/04 10 200 1 4 (4) 1 197 199 115,486 406 2,052 (451) 2,007 114,930 115,431 13 3.75 500 2013/03/06 10 3,437 41 64 (64) 41 3,433 3,427 14 3.375 500 2014/04/25 5 3,437 21 56 (77) 3,428 5 3.125 385 2015/08/18 5 2,647 31 41 (42) 30 2,645 2,642 3 2.23 400 2016/03/15 3 2,750 18 12 (30) 2,745 5 2.748 600 2016/03/15 5 4,125 33 56 (56) 33 4,116 4,105 3 3.50 300 2018/01/25 3 2,062 31 36 (36) 31 2,054 2,035 5 3.75 950 2018/01/25 5 6,531 106 121 (122) 105 6,502 6,496 10 4.00 250 2018/01/25 10 1,719 30 34 (35) 29 1,700 1,692 16 01 3.17 4,000 2016/07/21 3 4,000 53 63 116 3,900 3,898 16 02 3.05 1,500 2016/09/07 3 1,500 14 23 37 1,200 1,199 16 03 3.25 500 2016/09/07 5 500 5 8 13 449 449 17 01 4.53 2,000 2017/07/18 3 2,000 41 45 86 1,948 1,947 17 02 4.60 3,000 2017/08/22 3 3,000 49 68 117 2,397 2,395 17 03 4.70 3,000 2017/10/18 3 3,000 28 70 98 2,396 2,395 18 01 4.53 4,000 2018/07/05 3 4,000 87 90 177 3,992 3,990 18 02 4.14 4,000 2018/10/22 3 4,000 31 82 113 3,991 3,989 Azure Nova 2.283 500 2016/10/25 3 3,437 14 39 (35) 18 3,439 3,431 Azure Nova 2.714 1,000 2016/10/25 5 6,875 33 93 (92) 34 6,857 6,847 Azure Nova 3.00 700 2017/03/21 3 4,812 40 71 (72) 39 4,812 4,788 Azure Nova 3.50 1,050 2017/03/21 5 7,218 70 125 (125) 70 7,199 7,171 Azure Nova 4.25 250 2017/03/21 10 1,719 20 36 (36) 20 1,704 1,708 1901 4.00 800 2019/01/22 3 5,500 96 96 5,453 1902 4.375 700 2019/01/22 5 4,812 92 92 4,769 1903 3.8035 120 2019/04/12 3 825 7 7 825 19 01 3.68 5,000 2019/05/20 3 5,000 20 20 4,989 19 110%SELIC 200 2019/01/30 5 345 10 10 68 89,251 796 1,458 (822) 1,432 80,838 70,777 204,737 1,202 3,510 (1,273) 3,439 195,768 186,208 138 交通银行股份有限公司

2019 1 16 30 27 27.3 2019 6 30 % 14 4.00 500 2014/02/14 7 440 6 9 (9) 6 440 451 449 14 02 3.20 350 2014/04/02 5 308 2 3 (5) 307 16 2.25 500 2016/01/25 3 3,437 34 5 (39) 3,429 16 3MLibor+0.875 550 2016/08/16 3 3,781 14 64 (62) 16 3,781 3,779 3,777 17 3MLibor+0.775 850 2017/02/21 3 5,843 23 95 (97) 21 5,843 5,840 5,833 18 2.95 3,000 2018/05/18 2 2,639 48 39 (78) 9 2,639 2,650 2,634 19 3.40 2,500 2019/03/21 2 2,500 23 23 2,500 2,500 19 2.85 3,500 2019/03/21 5 3,079 24 24 3,079 3,084 19 3MLibor+0.78 800 2019/03/21 3 5,500 48 (43) 5 5,500 5,494 27,527 127 310 (333) 104 23,782 23,798 16,429 28 2019 6 30 28.1 76,990 59,999 28,628 22,821 2,936 3,014 28.2 25,101 77 33,170 25,916 6,557 173,382 111,827 2019 6 30 28.1 58,793 41,476 2,917 2,976 28.2 25,038 71 21,611 14,573 6,071 114,430 59,096 二零一九年半年度报告 A 股 139

2019 1 16 30 28 28.1 2019 6 30 35,511 21,692 7,616 7,677 2,251 2,238 11,699 12,677 19,913 15,715 76,990 59,999 2019 6 30 33,295 20,519 10,990 10,341 14,508 10,616 58,793 41,476 28.2 29 74,263 1 2019 6 30 A 39,251 39,251 H 35,012 35,012 74,263 74,263 140 交通银行股份有限公司

2019 1 16 30 30 30.1 2015-07-29 5.00% 20 122,500,000 2,450 14,982 2016-09-02 3.90% 100 450,000,000 45,000 45,000 59,982 (106) 59,876 30.2 (1) (i) (ii) 5.00% 55 3.344% (2) (3) 1.00 7.7555 H 6.51 二零一九年半年度报告 A 股 141

2019 1 16 30 30 30.2 (4) (5) 2020 7 29 (1) (i) (ii) 3.90% 5205 0.01%1.37% (2) (3) A6.25 142 交通银行股份有限公司

2019 1 16 30 30 30.2 (4) (5) 2021 9 2 30.3 2019 6 30 122,500,000 122,500,000 14,924 14,924 450,000,000 450,000,000 44,952 44,952 30.4 2019 6 30 716,490 698,405 656,614 638,529 59,876 59,876 2,671 2,618 2,671 2,618 7,258 6,903 7,258 6,903 二零一九年半年度报告 A 股 143

2019 1 16 30 31 2019 6 30 113,046 113,046 472 472 148 148 (41) (41) 16 16 22 22 113,663 113,663 2019 6 30 112,769 112,769 472 472 148 148 16 16 22 22 113,427 113,427 32 2019 6 30 64,516 110 64,626 139,796 19 139,815 204,312 129 204,441 2019 6 30 63,072 63,072 139,764 139,764 202,836 202,836 144 交通银行股份有限公司

2019 1 16 30 33 2019 6 30 114,281 2,850 117,131 2019 6 30 108,717 2,738 111,455 [2012]20 34 2019 1 1 6 30 129,161 (616) 128,545 42,749 (110) (19) (2,850) (22,279) (2,671) 143,365 2019 1 1 6 30 113,491 (609) 112,882 39,290 (2,738) (22,279) (2,671) 124,484 二零一九年半年度报告 A 股 145

2019 1 16 30 34 (1) 2019 4 292019 7 29 5% 1.36 2019 9 7 2019 9 9 3.9%1,755 2019 6 212018 2,738 2018 12 3174,263AH0.30 22,279 35 1 16 306 2019 2018 71,326 66,890 44,866 39,316 3,673 3,480 43,620 41,207 10,602 10,483 5,958 6,785 1,817 2,385 181,862 170,546 (70,047) (63,620) (15,309) (20,470) (7,032) (8,701) (7,198) (5,373) (6,431) (6,230) (5,783) (5,494) (111,800) (109,888) 70,062 60,658 728 927 146 交通银行股份有限公司

2019 1 16 30 35 1 16 306 2019 2018 67,437 63,797 44,450 38,950 3,673 3,480 40,928 39,955 11,517 11,112 5,953 6,782 1,713 2,001 175,671 166,077 (68,872) (62,854) (15,391) (20,658) (7,032) (8,701) (7,013) (5,186) (5,772) (4,878) (4,795) (4,622) (108,875) (106,899) 66,796 59,178 715 901 二零一九年半年度报告 A 股 147

2019 1 16 30 36 1 16 306 2019 2018 10,213 9,301 7,372 6,511 2,632 2,470 2,274 1,736 1,437 1,400 1,024 1,170 118 158 25,070 22,746 (1,341) (1,048) (437) (344) (170) (172) (1,948) (1,564) 23,122 21,182 1 16 306 2019 2018 10,194 9,292 5,882 5,212 1,842 1,625 2,487 2,079 1,445 1,401 1,006 1,165 57 73 22,913 20,847 (1,337) (1,045) (236) (177) (205) (191) (1,778) (1,413) 21,135 19,434 148 交通银行股份有限公司

2019 1 16 30 37 1 16 306 2019 2018 1,127 67 5,843 4,681 87 17 241 292 140 7,590 4,905 1 16 306 2019 2018 1,074 221 5,175 4,529 68 17 145 (21) 186 152 193 127 6,841 5,025 38 1 16 306 2019 2018 (4,802) 1,081 1,704 (157) 2,598 (918) 942 2,407 40 23 482 2,436 1 16 306 2019 2018 (4,483) 962 1,704 (157) 2,458 (823) 580 2,450 34 19 293 2,451 二零一九年半年度报告 A 股 149

2019 1 16 30 39 1 16 306 2019 2018 482 395 2,135 (1,899) (1,740) 2,616 877 1,112 1 16 306 2019 2018 516 318 1,690 (1,936) (1,211) 2,437 995 819 40 1 16 306 2019 2018 5,918 4,951 807 1,228 699 1,102 7,424 7,281 1 16 306 2019 2018 529 592 807 1,228 873 1,123 2,209 2,943 150 交通银行股份有限公司

2019 1 16 30 41 1 16 306 2019 2018 550 508 372 365 355 383 1,277 1,256 1 16 306 2019 2018 532 487 357 347 308 342 1,197 1,176 42 1 16 306 2019 2018 (1) 13,570 12,967 9,516 9,250 55 1,660 1,576 2,394 2,141 15,101 12,810 4,034 2,796 32,705 28,573 1 16 306 2019 2018 (1) 12,233 11,914 8,378 8,357 55 1,555 1,494 2,300 2,063 14,507 12,341 3,787 2,691 30,527 26,946 (1) 24 二零一九年半年度报告 A 股 151

2019 1 16 30 43 1 16 306 2019 2018 (47) (20) 47 (1) (122) (12) 22,673 17,429 (588) (267) (997) (1,960) (38) (45) (104) 246 678 363 (30) 1,094 72 (164) 21,544 16,663 1 16 306 2019 2018 (49) (38) 65 (1) (122) (14) 22,405 17,295 (588) (267) (995) (1,966) (37) (47) (61) 214 681 354 (30) 1,094 69 (163) 21,338 16,461 152 交通银行股份有限公司

2019 1 16 30 44 1 16 306 2019 2018 6 3 1 16 306 2019 2018 6 1 45 1 16 306 2019 2018 748 1,149 4,290 2,697 578 351 5,616 4,197 1 16 306 2019 2018 748 1,149 367 132 1,115 1,281 二零一九年半年度报告 A 股 153

2019 1 16 30 46 1 16 306 2019 2018 15 36 15 119 132 119 134 168 134 1 16 306 2019 2018 15 36 15 113 129 113 128 165 128 47 1 16 306 2019 2018 180 (12) 26 7 26 123 153 123 329 148 149 1 16 306 2019 2018 179 (15) 26 7 26 116 152 116 321 144 142 154 交通银行股份有限公司

2019 1 16 30 48 1 16 306 2019 2018 7,128 6,632 569 485 251 296 7,948 7,413 (2,137) (937) 5,811 6,476 1 16 306 2019 2018 6,282 5,946 338 368 228 275 6,848 6,589 (2,152) (977) 4,696 5,612 1 16 306 2019 2018 48,959 47,470 25% 12,240 11,868 86 (4) 649 1,209 (1) (7,595) (5,821) 431 (776) 5,811 6,476 1 16 306 2019 2018 43,986 44,041 25% 10,997 11,010 539 1,199 (1) (7,271) (5,821) 431 (776) 4,696 5,612 (1) 二零一九年半年度报告 A 股 155

2019 1 16 30 49 2019 1 16 30 2019 1 1 2019 6 30 (1,116) 171 (945) 207 (31) 171 5 10 3 13 3 3 (1,106) 94 (1,012) 130 (31) 94 5 (20) 74 54 74 74 3,965 731 4,696 2,252 (469) (1,028) 731 24 1,485 (901) 584 (709) (192) (901) 1,018 1,561 2,579 2,639 (241) (838) 1,561 (1) 24 (61) (37) 156 (228) 11 (61) 93 116 209 141 116 25 1,345 16 1,361 25 (9) 16 2,849 902 3,751 2,459 (469) (1,059) 902 29 2019 1 16 30 2019 1 1 2019 6 30 (1,169) 226 (943) 276 (50) 226 10 3 13 3 3 (1,159) 149 (1,010) 199 (50) 149 (20) 74 54 74 74 3,376 264 3,640 1,649 (404) (981) 264 1,485 (901) 584 (642) (259) (901) 921 1,121 2,042 1,983 (145) (717) 1,121 29 (43) (14) 212 (259) 4 (43) (404) 71 (333) 71 71 1,345 16 1,361 25 (9) 16 2,207 490 2,697 1,925 (404) (1,031) 490 156 交通银行股份有限公司

2019 1 16 30 50 1 16 306 2019 2018 42,749 40,771 (2,671) (2,618) 40,078 38,153 40,078 38,153 1 16 306 2019 2018 74,263 74,263 74,263 74,263 1 16 306 2019 2018 0.54 0.51 0.54 0.51 2015 7 292016 9 230 2,671 2019 6 30 2019 6 30 二零一九年半年度报告 A 股 157

2019 1 16 30 51 (1) 1 16 306 2019 2018 7,664 307 39,402 35,177 47,066 35,484 1 16 306 2019 2018 10,084 22,918 27,445 33,002 27,445 (2) 1 16 306 2019 2018 51,326 47,157 9,327 9,026 (43,419) 2,670 17,234 58,853 1 16 306 2019 2018 31,087 42,700 3,321 7,233 7,545 (22,443) (5,042) 15,877 48,524 158 交通银行股份有限公司

2019 1 16 30 52 (1) 1 16 306 2019 2018 43,148 40,994 21,550 16,666 5,807 (1,379) 6,758 4,958 180 (12) (132) (11) (43,620) (41,207) (728) (927) 1,258 (5,052) (620) (157) 5,783 5,494 (1,150) (351) 72 78 (347,043) (241,770) 311,682 298,883 2,945 76,207 181,301 251,049 (243,492) (228,919) (62,191) 22,130 二零一九年半年度报告 A 股 159

2019 1 16 30 52 (1) 1 16 306 2019 2018 39,290 38,429 21,344 16,462 3,787 2,691 179 (15) (47) (10) (40,928) (39,955) (715) (901) 918 (4,888) (592) (275) 4,795 4,622 (1,128) (386) 7 (71) (312,967) (186,401) 283,131 183,139 (2,926) 12,441 159,255 227,012 (225,724) (223,796) (66,469) 3,216 (2) 2019 6 30 2018 6 30 12,759 13,837 79,943 118,642 88,599 118,570 181,301 251,049 2019 6 30 2018 6 30 12,327 13,458 78,512 116,440 68,416 97,114 159,255 227,012 160 交通银行股份有限公司

2019 1 16 30 53 (1) 12 2019 6 30 2019 6 30 499,037 697,288 415,400 581,070 35,892 32,308 35,892 32,308 534,929 729,596 451,292 613,378 2019 6 30 2019 6 30 476,220 694,108 405,051 578,241 35,892 32,308 35,892 32,308 512,112 726,416 440,943 610,549 54 (2) 2019 6 30 02,758 2019 6 302018 12 31 54 (1) 2019 6 302018 12 31 21 二零一九年半年度报告 A 股 161

2019 1 16 30 54 (1) 2019 6 30 2019 6 30 6,119 4,094 5,284 3,797 2019 6 30 2019 6 30 5,440 3,032 4,606 2,736 (2) 2019 6 30 6,3002018 12 313,810 (3) 2019 6 3072,652 72,09498,763 93,777 2019 6 30 5,8496,108 (4) 2019 6 306 7,69720188,9712,6022018 3,448 162 交通银行股份有限公司

2019 1 16 30 55 (1) 2009 1 1 1 16 306 2019 2018 24 1,221 1,176 24 423 382 1,644 1,558 1 16 306 2019 2018 24 1,151 1,118 24 388 358 1,539 1,476 2019 6 30 24 49 64 24 16 14 65 78 2019 6 30 24 33 36 24 1 1 34 37 二零一九年半年度报告 A 股 163

2019 1 16 30 55 (2) 2008 12 31 2019 6 30 24 395 408 2019 6 30 24 394 407 2019 6 30 2018 6 30 16 17 (3) 15 13 32 2019 6 30 2018 6 30 16 17 (3) 15 13 32 2019 6 3010.62 2018 12 3110.95 164 交通银行股份有限公司

2019 1 16 30 55 (2) 3.31%2.10% 2018 12 313.47%2.12% 60 5519.70 28.70 2018 12 3119.70 28.70 56 (1) 2019 6 3037,393 138,366 (2) 2019 6 30 2019 6 30 2019 6 30 267,011 242,502 1,034,162 1,054,073 1,008,106 960,003 2,309,279 2,256,578 2019 6 30 1,9602018 6 301,452 6852018 6 30904 二零一九年半年度报告 A 股 165

2019 1 16 30 56 (2) 2019 6 302018 12 31 2019 6 30 246,644 246,644 7,246 169,815 177,061 2,989 2,989 256,879 169,815 426,694 180,547 180,547 4,906 200,861 205,767 2,101 2,101 187,554 200,861 388,415 166 交通银行股份有限公司

2019 1 16 30 2019 6 30 197.03 2018 12 31197.03 26.53% 2018 12 3126.53% 2019 6 30 545,756 524,736 7,466 8,017 1 16 306 2019 2018 9,000 7,426 1 16 306 2019 2018 % % 2.13~5.41 1.94~5.05 2019 6 30 109.34 2018 12 31109.23 14.72% 2018 12 3114.71% 2019 6 30 15,150 26,650 329 359 1 16 306 2019 2018 390 858 二零一九年半年度报告 A 股 167

2019 1 16 30 1 16 306 2019 2018 % % 3.85~6.10 3.85~6.10 2019 6 30138.86 2018 12 31138.86 18.70% 2018 12 3118.70% 2019 6 30 1,207 2,250 2,300 910 1,592 970 1,301 1,314 224 230 4,390 4,410 1,033 1,289 15,118 13,298 2,153 2,832 40,811 48,776 938 760 2,585 1,807 182,051 138,544 1 16 306 2019 2018 14 16 (759) 286 (72) (472) 92 72 914 539 168 交通银行股份有限公司

2019 1 16 30 1 16 306 2019 2018 % % 0.01~3.88 0.01~2.84 1.39~2.65 2.00~2.05 1.50~4.74 1.50~4.75 0.01~3.80 0.01~6.10 (0.16)~3.46 (0.01)~4.75 1.40~3.44 0.69~3.17 2.42~2.80 4.00~5.30 1.38~3.10 2.73~5.60 2019 6 30 330 484 72,376 74,791 1,651 7,298 1,756 1,721 262 126 18,044 19,904 11,438 10,255 3,142 2,201 52 51 24 31 1 16 306 2019 2018 1,202 1,070 232 224 489 490 15 21 281 158 109 94 二零一九年半年度报告 A 股 169

2019 1 16 30 1 16 306 2019 2018 % % 0.01~4.00 0.72~4.60 0.02~5.40 0.03~5.45 3.05~4.70 3.05~4.70 2.18~4.30 0.03~4.70 0.01~4.18 0.20~4.85 (0.30)~3.01 0.10~3.00 0.01~2.39 0.01~1.91 5.75 5.75 2019 6 30 20 8 4 4 1 16 306 2019 2018 5 4 1 1 170 交通银行股份有限公司

2019 1 16 30 2019 6 30 101 608 222 689 10 577 1 16 306 2019 2018 1 2 14 1 16 306 2019 2018 % % 3.88 0.01~5.50 1.35~5.58 0.75~2.65 1.38~2.50 2.66~2.75 2019 6 30 852 4,337 1 6 667 1,910 12 18 46,804 42,094 630 1,076 二零一九年半年度报告 A 股 171

2019 1 16 30 1 16 306 2019 2018 51 103 712 610 1 16 306 2019 2018 % % 3.92~6.31 3.92~5.00 0.35~5.80 3.65~5.80 1.10~4.18 1.30~4.88 2019 6 30 4,263 3,242 1,161 982 2019 6 30 4,227 3,156 1,145 966 172 交通银行股份有限公司

2019 1 16 30 1 2019 6 30 59,017 58,440 (1) 1 18,761 12,709 (2) 1 40,256 45,731 718,801 759,994 146,916 141,137 271,120 268,097 238,066 228,550 1,433,920 1,456,218 2019 6 30 55,926 54,141 (1) 1 18,364 12,289 (2) 1 37,562 41,852 718,801 754,369 146,815 141,031 269,756 266,936 238,029 228,487 1,429,327 1,444,964 2 2019 6 30 61,201 66,968 2019 6 30 8,975 9,319 二零一九年半年度报告 A 股 173

2019 1 16 30 3 3,918 2,772 1,908 2,215 1,532 12,345 3,769 2,691 1,880 2,204 1,532 12,076 2019 6 30 13,366 11,204 13,057 11,045 12,640 10,768 24,033 20,983 49,465 59,827 112,561 113,827 4 2019 6 30 80,36874,423 2019 6 30 174 交通银行股份有限公司

2019 1 16 30 1 20102009 1 1 2 242 2.1 2019 1 16 30 11,602 3,442 46,842 20,989 9,316 7,298 18,691 118,180 8,616 2,537 24,698 15,817 7,164 4,527 6,703 70,062 14,691 4,528 42,140 24,189 11,763 16,709 67,842 181,862 (14,898) (4,397) (29,413) (16,677) (7,619) (12,124) (26,672) (111,800) 8,823 2,406 11,971 8,305 3,020 (58) (34,467) 2,418 805 6,776 4,663 1,817 1,539 5,104 23,122 627 44 1 401 6,517 7,590 99 193 292 3 42 53 16 368 482 179 23 497 185 61 (4) (64) 877 8,291 20 8,311 387 78 5,633 224 273 799 30 7,424 (1) (1) 140 (6) 132 138 3 39 180 (4,388) (3,986) (29,055) (7,768) (3,975) (2,475) (17,379) (69,026) (187) (58) (421) (224) (124) (50) (213) (1,277) (3,133) (1,591) (8,218) (5,278) (2,449) (2,274) (9,762) (32,705) (809) (2,254) (7,400) (2,086) (1,288) 99 (7,806) (21,544) (1) 5 (10) (6) (7,872) (6) (7,878) (259) (82) (5,149) (170) (114) (244) 402 (5,616) 7,214 (544) 17,787 13,221 5,341 4,823 1,312 49,154 5 5 40 36 16 23 9 134 (92) (8) 216 (16) (410) 4 (23) (329) 7,127 (547) 18,043 13,241 4,947 4,850 1,298 48,959 (5,811) 43,148 (539) (212) (1,151) (789) (438) (285) (620) (4,034) (47) (27) (18,859) (152) (74) (73) (193) (19,425) 二零一九年半年度报告 A 股 175

2019 1 16 30 2 2.1 2018 1 16 30 10,683 3,438 36,936 18,624 8,329 5,915 17,940 101,865 7,845 2,469 20,546 13,940 6,346 3,024 6,488 60,658 14,271 4,793 38,493 21,246 10,619 12,711 68,413 170,546 (16,577) (4,736) (30,231) (17,034) (7,488) (9,689) (24,133) (109,888) 10,151 2,412 12,284 9,728 3,215 2 (37,792) 2,098 814 6,678 4,169 1,625 1,522 4,276 21,182 161 2 3 4,739 4,905 13 127 140 10 9 28 133 2,256 2,436 146 23 606 164 76 594 (497) 1,112 4,106 16 4,122 591 122 4,679 322 276 623 668 7,281 (1) 9 (1) 4 11 4 142 2 10 158 (2,576) (4,976) (20,953) (6,115) (4,498) (2,391) (12,906) (54,415) (180) (66) (429) (212) (114) (48) (207) (1,256) (2,902) (1,419) (7,924) (4,585) (2,054) (1,873) (7,816) (28,573) 816 (3,392) (5,560) (1,091) (2,164) (276) (4,996) (16,663) (1) (2) (3) (3,718) (5) (3,723) (310) (99) (3,321) (227) (166) (187) 113 (4,197) 8,107 (1,538) 15,983 12,509 3,831 3,524 5,034 47,450 5 1 51 27 13 37 34 168 1 2 (64) 5 (14) (10) (68) (148) 8,113 (1,535) 15,970 12,541 3,830 3,551 5,000 47,470 (6,476) 40,994 (372) (170) (818) (523) (297) (114) (502) (2,796) (22) (20) (11,451) (114) (121) (192) (275) (12,195) 176 交通银行股份有限公司

2019 1 16 30 2 2.1 2019 6 30 1,163,007 355,952 2,851,510 1,566,735 727,453 1,063,300 4,220,242 (2,084,716) 9,863,483 4 6 391 3,983 4,384 23,125 9,886,608 (1,155,850) (356,987) (2,727,689) (1,542,874) (723,893) (1,032,483) (3,707,130) 2,084,716 (9,162,190) (670) (9,162,860) 1,157,867 339,827 2,669,816 1,434,255 688,096 1,006,195 4,224,506 (2,011,366) 9,509,196 4 7 67 3,575 3,653 21,975 9,531,171 (1,140,638) (342,636) (2,534,865) (1,399,199) (681,169) (991,077) (3,747,047) 2,011,366 (8,825,265) (598) (8,825,863) 二零一九年半年度报告 A 股 177

2019 1 16 30 2 2.2 2019 1 16 30 51,718 44,455 9,817 12,190 118,180 36,090 29,976 2,869 1,127 70,062 25,603 22,114 21,218 1,127 70,062 10,487 7,862 (18,349) 8,704 13,217 59 1,142 23,122 48 6,604 938 7,590 292 292 (31) 164 349 482 757 (1) 121 877 8,311 8,311 5,981 1,225 218 7,424 85 47 132 84 38 58 180 (28,258) (29,322) (1,207) (10,239) (69,026) (515) (682) (53) (27) (1,277) (10,935) (18,532) (1,417) (1,821) (32,705) (12,450) (9,333) 263 (24) (21,544) (6) (6) (7,878) (7,878) (4,358) (775) (483) (5,616) 23,460 15,133 8,610 1,951 49,154 12 5 117 134 (182) (1) (146) (329) 23,290 15,137 8,610 1,922 48,959 (5,811) 43,148 (1,214) (2,544) (89) (187) (4,034) (5,844) (12,255) (426) (900) (19,425) 178 交通银行股份有限公司

2019 1 16 30 2 2.2 2018 1 16 30 48,679 35,548 10,493 7,145 101,865 33,570 22,616 3,384 1,088 60,658 24,885 18,487 16,198 1,088 60,658 8,685 4,129 (12,814) 8,416 11,341 59 1,366 21,182 (98) 5,001 2 4,905 140 140 39 2,532 (135) 2,436 1,607 (11) (484) 1,112 4,122 4,122 5,008 1,602 1 670 7,281 11 11 137 21 158 (23,163) (24,428) (1,487) (5,337) (54,415) (540) (589) (93) (34) (1,256) (9,612) (16,459) (1,230) (1,272) (28,573) (10,281) (6,215) (162) (5) (16,663) (3) (3) (3,723) (3,723) (2,730) (1,165) (2) (300) (4,197) 25,516 11,120 9,006 1,808 47,450 2 8 158 168 (1) (1) (1) (145) (148) 25,517 11,127 9,005 1,821 47,470 (6,476) 40,994 (842) (1,764) (61) (129) (2,796) (3,668) (7,694) (268) (565) (12,195) 二零一九年半年度报告 A 股 179

2019 1 16 30 2 2.2 2019 6 30 3,439,644 1,744,021 4,589,963 89,855 9,863,483 4,384 4,384 23,125 9,886,608 (4,445,891) (1,975,188) (2,682,135) (58,976) (9,162,190) (670) (9,162,860) 3,181,294 1,721,526 4,529,647 76,729 9,509,196 3,653 3,653 21,975 9,531,171 (4,247,625) (1,806,316) (2,742,362) (28,962) (8,825,265) (598) (8,825,863) 3 3.1 3.1.1 3.1.2 1+4+2 180 交通银行股份有限公司

2019 1 16 30 3 3.2 (VaR) 3.2.1 (VaR) (VaR) 99% 1 2019 1 16 30 617 607 674 545 182 181 209 145 669 656 695 597 2018 1 16 30 582 554 621 467 69 185 212 68 582 520 613 454 二零一九年半年度报告 A 股 181

2019 1 16 30 3 3.2 3.2.2 2019 6 301 6.8747 2018 12 31 6.8632 1 0.87966 2018 12 310.8762 2019 6 30 758,351 27,927 3,246 13,432 802,956 47,007 94,342 3,082 5,909 150,340 306,714 275,907 6,437 6,888 595,946 16,901 987 1,412 376 19,676 38,898 611 987 40,496 4,471,873 316,494 154,223 71,040 5,013,630 397,148 33,442 1,746 16,968 449,304 1,958,728 16,876 2,826 1,978,430 213,212 247,397 51,513 49,746 561,868 133,712 131,367 7,357 1,526 273,962 8,342,544 1,145,350 229,016 169,698 9,886,608 (432,020) (5,013) (4,022) (441,055) (900,454) (36,391) (1,691) (6,612) (945,148) (101,636) (340,898) (11,791) (31,498) (485,823) (3,503) (1,445) (11,656) (11,861) (28,465) (18,695) (2,981) (1,951) (329) (23,956) (61,690) (16,843) (1,960) (80,493) (5,437,879) (438,441) (223,579) (35,549) (6,135,448) (387,495) (80,690) (7,413) (13,569) (489,167) (225,420) (102,341) (6,224) (3,987) (337,972) (166,473) (18,859) (6,101) (3,900) (195,333) (7,735,265) (1,043,902) (270,406) (113,287) (9,162,860) 607,279 101,448 (41,390) 56,411 723,748 1,267,431 126,967 23,462 16,060 1,433,920 182 交通银行股份有限公司

2019 1 16 30 3 3.2 3.2.2 784,959 30,993 3,390 20,829 840,171 39,345 110,567 7,736 5,998 163,646 331,447 223,464 5,439 4,428 564,778 25,102 1,738 3,344 546 30,730 117,450 548 5 1,640 119,643 4,245,922 297,273 138,325 60,852 4,742,372 328,378 29,449 759 17,800 376,386 1,981,956 15,707 2,842 2,000,505 157,284 199,484 45,069 43,181 445,018 121,427 117,928 7,410 1,157 247,922 8,133,270 1,027,151 211,477 159,273 9,531,171 (512,487) (5,032) (2,619) (520,138) (1,052,496) (36,290) (2,200) (10,338) (1,101,324) (83,240) (282,487) (164) (37,427) (403,318) (4,155) (1,137) (7,234) (10,583) (23,109) (24,021) (900) (2,809) (375) (28,105) (127,900) (8,551) (1,062) (137,513) (5,122,012) (437,650) (207,753) (25,909) (5,793,324) (252,635) (87,590) (9,587) (16,941) (366,753) (215,200) (95,116) (3,448) (3,924) (317,688) (99,298) (26,700) (5,029) (3,564) (134,591) (7,493,444) (981,453) (238,224) (112,742) (8,825,863) 639,826 45,698 (26,747) 46,531 705,308 1,281,258 134,995 27,704 12,261 1,456,218 二零一九年半年度报告 A 股 183

2019 1 16 30 3 3.2 3.2.2 2019 6 30 756,734 27,797 2,272 13,344 800,147 37,144 90,404 3,067 5,777 136,392 338,099 311,379 8,193 9,269 666,940 15,920 969 1,800 326 19,015 29,178 1 3 29,182 4,364,904 283,991 100,434 64,264 4,813,593 361,717 28,689 778 16,820 408,004 1,941,948 16,596 1,768 1,960,312 161,655 201,676 45,864 26,201 435,396 154,562 9,661 22,199 2,203 188,625 8,161,861 971,163 184,607 139,975 9,457,606 (432,020) (5,013) (4,022) (441,055) (913,995) (40,175) (1,932) (7,001) (963,103) (53,707) (278,485) (19,556) (34,048) (385,796) (3,503) (1,445) (11,656) (11,861) (28,465) (18,666) (2,663) (2,497) (240) (24,066) (57,722) (10,433) (1,281) (69,436) (5,407,306) (411,656) (139,723) (27,321) (5,986,006) (387,495) (80,690) (7,413) (7,832) (483,430) (197,409) (46,195) (6,224) (3,917) (253,745) (116,670) (11,072) (2,744) (2,980) (133,466) (7,588,493) (887,827) (191,745) (100,503) (8,768,568) 573,368 83,336 (7,138) 39,472 689,038 1,267,393 126,732 20,543 14,659 1,429,327 184 交通银行股份有限公司

2019 1 16 30 3 3.2 3.2.2 783,088 30,982 1,376 20,514 835,960 36,651 99,493 7,789 5,544 149,477 355,531 256,882 13,244 6,131 631,788 23,909 1,650 3,394 494 29,447 114,126 2 114,128 4,143,533 271,331 87,847 54,064 4,556,775 311,997 26,317 442 17,595 356,351 1,965,031 15,552 1,768 1,982,351 93,593 168,374 35,875 27,080 324,922 135,911 6,954 21,569 2,160 166,594 7,963,370 877,535 171,536 135,352 9,147,793 (512,482) (5,032) (2,619) (520,133) (1,069,393) (37,534) (3,421) (10,699) (1,121,047) (35,625) (229,456) (14,119) (38,369) (317,569) (4,155) (1,137) (7,234) (10,583) (23,109) (24,021) (888) (3,602) (290) (28,801) (125,659) (7,962) (133,621) (5,096,975) (406,508) (123,346) (17,904) (5,644,733) (252,635) (87,588) (9,587) (10,956) (360,766) (192,675) (44,116) (3,448) (3,924) (244,163) (54,490) (19,008) (2,633) (2,903) (79,034) (7,368,110) (839,229) (167,390) (98,247) (8,472,976) 595,260 38,306 4,146 37,105 674,817 1,281,110 134,835 17,791 11,228 1,444,964 二零一九年半年度报告 A 股 185

2019 1 16 30 3 3.2 3.2.2 5% 5% 2019 6 30 5% (2,064) (956) (1,755) (891) 5% 2,064 956 1,755 891 2019 6 30 5% (2,180) (290) (1,751) (232) 5% 2,180 290 1,751 232 3.2.3 2013 7 20 2015 10 24 186 交通银行股份有限公司

2019 1 16 30 3 3.2 3.2.3 2019 6 30 1 1-3 3-1 1-5 5 782,994 19,962 802,956 99,442 17,936 32,078 2 882 150,340 116,455 76,592 254,834 131,173 11,461 5,431 595,946 19,676 19,676 39,328 591 358 189 30 40,496 2,164,798 561,726 1,825,616 135,547 54,029 271,914 5,013,630 25,098 19,818 49,769 28,406 30,409 295,804 449,304 30,781 50,305 201,494 1,134,944 533,343 27,563 1,978,430 77,180 141,636 72,511 191,873 64,944 13,724 561,868 486 273,476 273,962 3,336,562 868,604 2,436,660 1,622,134 694,186 928,462 9,886,608 (57,615) (67,702) (315,738) (441,055) (545,471) (91,297) (300,652) (501) (7,227) (945,148) (194,718) (139,491) (92,407) (34,469) (22,554) (2,184) (485,823) (2,865) (5,447) (8,158) (10,907) (1,088) (28,465) (23,956) (23,956) (34,959) (13,107) (25,739) (6,614) (74) (80,493) (3,169,017) (667,320) (1,238,110) (945,382) (19,941) (95,678) (6,135,448) (57,443) (53,561) (365,727) (11,444) (992) (489,167) (3,900) (4,978) (32,434) (174,585) (115,142) (6,933) (337,972) (160) (109) (1,745) (8,292) (28,873) (156,154) (195,333) (4,066,148) (1,043,012) (2,380,710) (1,192,194) (186,510) (294,286) (9,162,860) (729,586) (174,408) 55,950 429,940 507,676 634,176 723,748 二零一九年半年度报告 A 股 187

2019 1 16 30 3 3.2 3.2.3 1 1-3 3-1 1-5 5 815,408 24,763 840,171 128,692 15,496 18,458 68 932 163,646 174,716 50,145 184,251 143,472 5,463 6,731 564,778 30,730 30,730 118,018 100 1,049 383 93 119,643 2,211,528 521,424 1,544,308 101,108 64,324 299,680 4,742,372 27,857 18,051 48,317 43,896 33,166 205,099 376,386 41,240 59,505 210,740 1,165,477 494,443 29,100 2,000,505 50,183 123,857 80,836 125,220 53,657 11,265 445,018 425 247,497 247,922 3,568,067 788,578 2,087,959 1,579,624 651,053 855,890 9,531,171 (52,092) (74,776) (384,416) (8,854) (520,138) (522,607) (139,144) (412,413) (833) (5,128) (21,199) (1,101,324) (96,572) (94,329) (148,532) (40,014) (21,393) (2,478) (403,318) (2,968) (5,760) (5,948) (7,401) (1,032) (23,109) (28,105) (28,105) (105,304) (16,867) (10,107) (5,162) (73) (137,513) (2,970,102) (391,142) (1,609,799) (661,237) (75,540) (85,504) (5,793,324) (41,063) (105,522) (204,873) (14,246) (1,049) (366,753) (3,429) (2,745) (27,436) (165,429) (115,058) (3,591) (317,688) (247) (237) (903) (6,096) (26,029) (101,079) (134,591) (3,794,384) (830,522) (2,804,427) (900,418) (243,148) (252,964) (8,825,863) (226,317) (41,944) (716,468) 679,206 407,905 602,926 705,308 188 交通银行股份有限公司

2019 1 16 30 3 3.2 3.2.3 2019 6 30 1 1-3 3-1 1-5 5 780,617 19,530 800,147 86,872 16,640 32,027 853 136,392 134,981 88,553 271,242 139,782 26,588 5,794 666,940 19,015 19,015 28,574 591 17 29,182 2,105,414 556,137 1,756,018 92,282 32,905 270,837 4,813,593 24,385 19,814 48,927 25,223 26,030 263,625 408,004 30,215 50,099 198,210 1,125,195 529,158 27,435 1,960,312 50,282 101,671 57,523 170,207 44,726 10,987 435,396 323 188,302 188,625 3,241,663 833,505 2,363,947 1,552,689 659,407 806,395 9,457,606 (57,615) (67,702) (315,738) (441,055) (561,914) (91,298) (301,630) (996) (7,265) (963,103) (190,434) (106,406) (76,489) (10,771) (1,696) (385,796) (2,865) (5,447) (8,158) (10,907) (1,088) (28,465) (24,066) (24,066) (25,383) (11,719) (25,676) (6,614) (44) (69,436) (3,088,689) (631,774) (1,211,172) (943,312) (19,941) (91,118) (5,986,006) (57,303) (53,176) (363,188) (9,138) (625) (483,430) (3,778) (24,233) (110,570) (109,676) (5,488) (253,745) (1) (5) (225) (2,686) (130,549) (133,466) (3,984,203) (971,301) (2,326,289) (1,092,533) (132,303) (261,939) (8,768,568) (742,540) (137,796) 37,658 460,156 527,104 544,456 689,038 二零一九年半年度报告 A 股 189

2019 1 16 30 3 3.2 3.2.3 1 1-3 3-1 1-5 5 811,592 24,368 835,960 114,409 15,566 18,314 1,188 149,477 186,854 70,673 196,033 149,801 21,264 7,163 631,788 29,447 29,447 113,059 100 885 84 114,128 2,148,836 513,416 1,470,279 84,179 41,648 298,417 4,556,775 27,857 17,919 47,587 43,567 32,166 187,255 356,351 40,343 58,874 209,699 1,155,005 489,506 28,924 1,982,351 32,402 94,901 43,858 112,748 32,506 8,507 324,922 265 166,329 166,594 3,475,617 771,449 1,986,655 1,545,300 617,090 751,682 9,147,793 (52,092) (74,776) (384,411) (8,854) (520,133) (542,124) (139,144) (412,283) (833) (5,128) (21,535) (1,121,047) (90,623) (77,336) (127,271) (20,441) (1,898) (317,569) (2,968) (5,760) (5,948) (7,401) (1,032) (23,109) (28,801) (28,801) (102,139) (16,867) (9,801) (4,743) (71) (133,621) (2,900,931) (365,981) (1,561,238) (659,373) (75,540) (81,670) (5,644,733) (40,687) (104,922) (202,753) (11,713) (691) (360,766) (3,429) (15,531) (112,752) (109,665) (2,786) (244,163) (2) (5) (248) (2,721) (76,058) (79,034) (3,734,993) (784,788) (2,719,241) (817,504) (193,054) (223,396) (8,472,976) (259,376) (13,339) (732,586) 727,796 424,036 528,286 674,817 190 交通银行股份有限公司

2019 1 16 30 3 3.2 3.2.3 100 2019 6 30 100 12,477 (8,886) 14,029 (5,572) 100 (12,477) 8,116 (14,029) 5,740 2019 6 30 100 12,747 (7,004) 13,583 (4,496) 100 (12,747) 6,677 (13,583) 4,527 3.2.4 二零一九年半年度报告 A 股 191

2019 1 16 30 3 3.3 3.3.1 (1) (1) (2) (3) (4) (2) 192 交通银行股份有限公司

2019 1 16 30 3 3.3 3.3.1 (2) (3) (4) 二零一九年半年度报告 A 股 193

2019 1 16 30 3 3.3 3.3.2 (a) (b) (c) (1) 12(ECL) 90 (a) (b) (c) (d) (e) 90 194 交通银行股份有限公司

2019 1 16 30 3 3.3 3.3.2 (1) (a) (b) (c) (d) 30 3-6 (2) 12 (PD) (LGD) (EAD) (PD) (EAD) (LGD) (PD) (EAD) (LGD) 二零一九年半年度报告 A 股 195

2019 1 16 30 3 3.3 3.3.2 (2) (GDP) 2019 6 30 IMF / 3.3.3 3.3.3.1 196 交通银行股份有限公司

2019 1 16 30 3 3.3 3.3.3 3.3.3.1 2018 2019 6 30 12 31 764,958 764,958 25,239 790,197 790,197 825,506 1,603,667 903,908 113,919 53,801 2,675,295 551,427 3,226,722 (104,937) 3,121,785 2,931,520 1 1,603,264 875,961 2,708 2,481,933 542,298 3,024,231 (24,993) 2,999,238 2,825,633 2 403 27,947 111,211 139,561 6,412 145,973 (43,637) 102,336 85,317 3 53,801 53,801 2,717 56,518 (36,307) 20,211 20,570 138,956 102,279 8,180 258 249,673 249,673 249,673 184,184 1 138,956 99,889 4,097 242,942 242,942 242,942 177,711 2 2,390 4,083 6,473 6,473 6,473 6,448 3 258 258 258 258 25 1,186,895 387,941 23,710 18,528 1,617,074 37,143 1,654,217 (24,999) 1,629,218 1,614,169 1 1,186,658 386,882 15,722 1,589,262 36,826 1,626,088 (7,137) 1,618,951 1,604,705 2 237 1,059 7,988 9,284 113 9,397 (2,674) 6,723 5,570 3 18,528 18,528 204 18,732 (15,188) 3,544 3,894 533,852 3,576 537,428 251,015 788,443 (1,661) 786,782 848,067 1,902,380 37,388 1,080 1,940,848 40,913 1,981,761 (3,331) 1,978,430 2,000,505 1 1,902,380 37,388 1,939,768 40,604 1,980,372 (2,704) 1,977,668 1,999,905 2 3 1,080 1,080 309 1,389 (627) 762 600 167,669 1,255 168,924 384,433 553,357 553,357 437,630 1 167,669 1,255 168,924 384,433 553,357 553,357 437,630 2 3 2 23,923 272 1,382 25,579 15,791 41,370 (2,672) 38,698 25,838 1 1 23,914 23,915 15,791 39,706 (1,703) 38,003 25,251 2 1 9 272 282 282 (84) 198 131 3 1,382 1,382 1,382 (885) 497 456 6,298,379 1,460,270 146,081 75,049 7,979,779 1,305,961 9,285,740 (137,600) 9,148,140 8,867,419 1 1,054,253 300,623 1,737 1,356,613 71,910 1,428,523 (3,926) 1,424,597 1,446,824 2 2,489 2,636 5,125 272 5,397 (158) 5,239 4,313 1,054,253 303,112 4,373 1,361,738 72,182 1,433,920 (4,084) 1,429,836 1,451,137 7,352,632 1,763,382 150,454 75,049 9,341,517 1,378,143 10,719,660 (141,684) 10,577,976 10,318,556 二零一九年半年度报告 A 股 197

2019 1 16 30 3 3.3 3.3.3 3.3.3.2 2019 6 30 494 19,676 30,730 106,792 132,875 256,879 187,554 38,769 37,232 9,818 8,393 431,934 397,278 2019 6 30 19,015 29,447 99,475 131,609 243,674 177,922 38,769 37,232 9,818 8,393 410,751 384,603 3.3.3.3 (a) 198 交通银行股份有限公司

2019 1 16 30 3 3.3 3.3.3 3.3.3.3 (a) 90% 90% 90% 60% 65% 70% 70% 50% 2019 6 30 56,776 (36,306) 20,470 16,709 18,732 (15,188) 3,544 13,245 1,389 (627) 762 1,041 (b) 二零一九年半年度报告 A 股 199

2019 1 16 30 3 3.3 3.3.4 (1) 2019 6 30 % % 117,501 2.29 119,091 2.45 612,185 11.93 581,412 11.98 111,967 2.18 104,806 2.16 117,573 2.29 95,858 1.97 32,773 0.64 33,241 0.68 94,733 1.85 93,828 1.93 28,823 0.56 29,146 0.60 226,316 4.41 224,533 4.64 205,487 4.01 186,117 3.83 154,961 3.02 114,577 2.36 590,007 11.49 573,151 11.82 34,324 0.67 28,682 0.59 241,410 4.71 246,706 5.08 35,702 0.70 34,486 0.71 109,974 2.14 98,342 2.03 247,113 4.82 216,536 4.46 448,900 8.75 413,716 8.52 273,767 5.34 263,235 5.42 89,985 1.75 89,436 1.84 93,031 1.81 96,428 1.99 222,048 4.33 156,686 3.23 1,067,683 20.81 1,007,528 20.75 454,677 8.86 505,190 10.41 131,857 2.57 122,909 2.53 5,130,612 100.00 4,854,228 100.00 200 交通银行股份有限公司

2019 1 16 30 3 3.3 3.3.4 (1) 2019 6 30 % % 110,913 2.25 113,762 2.44 597,479 12.14 567,994 12.16 108,181 2.20 102,334 2.19 117,524 2.39 95,833 2.05 30,757 0.62 31,851 0.68 93,151 1.89 92,459 1.98 28,362 0.58 28,627 0.61 219,504 4.46 216,890 4.65 186,704 3.79 169,046 3.62 142,451 2.89 104,105 2.23 535,698 10.87 517,759 11.11 32,453 0.66 26,929 0.58 233,271 4.73 238,925 5.12 35,299 0.72 34,062 0.73 99,189 2.01 89,973 1.93 234,936 4.77 208,220 4.46 442,657 8.98 409,475 8.78 260,114 5.28 249,612 5.35 87,092 1.77 86,383 1.85 83,853 1.70 84,673 1.82 222,048 4.51 156,686 3.36 1,052,243 21.35 992,947 21.28 454,540 9.23 505,035 10.83 115,759 2.35 109,589 2.35 4,926,699 100.00 4,665,175 100.00 二零一九年半年度报告 A 股 201

2019 1 16 30 3 3.3 3.3.4 (2) 2019 6 30 % % 1 650,053 12.67 619,891 12.77 2 206,241 4.02 205,989 4.24 3 2,349,697 45.80 2,250,486 46.36 4 1,034,907 20.17 941,511 19.40 5 509,681 9.93 480,670 9.90 6 380,033 7.41 355,681 7.33 5,130,612 100.00 4,854,228 100.00 2019 6 30 % % 1 650,053 13.19 619,891 13.29 2 206,241 4.19 205,989 4.42 3 2,221,481 45.09 2,131,085 45.68 4 1,034,907 21.01 941,511 20.18 5 507,028 10.29 478,369 10.25 6 306,989 6.23 288,330 6.18 4,926,699 100.00 4,665,175 100.00 (1) (2) (3) (4) (5) (6) 202 交通银行股份有限公司

2019 1 16 30 3 3.4 3.4.1 (1) (2) (3) (4) (5) (6) 3.4.2 二零一九年半年度报告 A 股 203

2019 1 16 30 3 3.4 3.4.2 2019 6 30 1 1-3 3-1 1-5 5 704,239 98,407 310 802,956 77,823 21,861 18,117 33,330 2 151,133 116,742 77,488 261,660 138,212 15,660 609,762 39,374 620 375 220 40,589 48,057 719,037 356,677 1,324,518 1,568,372 2,812,607 6,829,268 458 289,054 5,089 8,542 11,722 52,014 55,668 58,431 480,978 762 29,442 48,829 256,068 1,331,286 605,058 2,271,445 8,511 42,514 27,061 100,447 340,524 70,852 589,909 891 42,304 43,195 50,168 1,001,804 223,623 977,512 540,824 2,028,412 3,434,284 3,562,608 11,819,235 (57,723) (68,107) (323,081) (448,911) (467,799) (80,004) (93,222) (309,223) (537) (950,785) (195,342) (140,661) (94,627) (38,146) (28,697) (497,473) (885) (2,894) (5,574) (8,409) (11,149) (28,911) (34,996) (13,191) (26,068) (6,826) (81,081) (2,546,036) (656,718) (688,037) (1,298,914) (1,013,631) (23,468) (6,226,804) (57,837) (54,256) (373,408) (12,748) (498,249) (5,355) (7,970) (39,072) (209,872) (127,893) (390,162) (69,375) (160) (109) (1,745) (8,292) (28,873) (108,554) (3,084,095) (1,091,029) (1,071,127) (2,474,547) (1,301,201) (208,931) (9,230,930) 50,168 1,001,804 (2,860,472) (113,517) (530,303) (446,135) 2,133,083 3,353,677 2,588,305 204 交通银行股份有限公司

2019 1 16 30 3 3.4 3.4.2 1 1-3 3-1 1-5 5 713,376 126,424 371 840,171 93,517 36,052 15,723 19,160 68 164,520 181,362 52,339 188,232 145,053 5,471 572,457 118,127 103 1,088 464 119,782 36,953 680,810 287,572 1,307,557 1,520,092 2,574,873 6,407,857 458 194,838 8,232 7,416 10,235 51,034 72,536 54,336 399,085 600 39,005 55,896 266,384 1,375,516 557,879 2,295,280 7,388 12,314 28,455 114,936 252,017 63,611 478,721 781 34,679 35,460 38,792 915,602 262,852 1,075,086 450,694 1,948,391 3,365,746 3,256,170 11,313,333 (53,785) (77,159) (397,252) (528,196) (438,924) (100,528) (144,001) (428,638) (840) (5,148) (1,118,079) (97,268) (95,049) (149,736) (44,097) (27,171) (413,321) (865) (2,980) (5,857) (6,265) (7,726) (23,693) (105,389) (16,959) (10,219) (5,340) (137,907) (2,443,124) (555,345) (399,059) (1,659,473) (704,621) (80,025) (5,841,647) (41,447) (106,436) (209,534) (15,446) (372,863) (3,665) (3,474) (39,527) (199,677) (129,224) (375,567) (52,322) (247) (237) (903) (6,096) (26,029) (85,834) (2,935,235) (960,654) (848,231) (2,901,547) (983,843) (267,597) (8,897,107) 38,792 915,602 (2,672,383) 114,432 (397,537) (953,156) 2,381,903 2,988,573 2,416,226 二零一九年半年度报告 A 股 205

2019 1 16 30 3 3.4 3.4.2 2019 6 30 1 1-3 3-1 1-5 5 703,293 96,544 310 800,147 66,514 20,615 16,865 33,863 137,857 135,296 89,505 278,317 147,273 34,727 685,118 28,618 620 29,238 46,837 713,178 352,002 1,303,053 1,460,668 2,726,352 6,602,090 458 256,953 5,089 7,824 11,718 51,358 52,379 53,955 439,734 513 29,061 48,569 252,708 1,319,393 600,778 2,251,022 6,927 25,904 21,112 82,409 276,816 49,542 462,710 891 26,853 27,744 48,699 967,173 195,000 960,496 540,701 2,001,708 3,256,529 3,465,354 11,435,660 (57,723) (68,107) (323,081) (448,911) (484,048) (80,217) (93,223) (310,231) (1,095) (968,814) (191,118) (107,315) (78,418) (11,441) (388,292) (885) (2,894) (5,574) (8,409) (11,149) (28,911) (25,389) (11,791) (26,003) (6,826) (70,009) (2,491,824) (626,558) (652,149) (1,271,603) (1,011,488) (23,468) (6,077,090) (57,684) (53,827) (370,603) (9,980) (492,094) (540) (5,770) (32,215) (139,123) (121,101) (298,749) (58,793) (1) (5) (225) (2,686) (61,710) (3,035,550) (1,042,123) (997,757) (2,420,568) (1,191,327) (147,255) (8,834,580) 48,699 967,173 (2,840,550) (81,627) (457,056) (418,860) 2,065,202 3,318,099 2,601,080 206 交通银行股份有限公司

2019 1 16 30 3 3.4 3.4.2 1 1-3 3-1 1-5 5 712,805 122,784 371 835,960 81,210 34,231 15,792 19,021 150,254 189,182 72,120 200,946 151,243 185,090 798,581 113,164 103 910 114,177 39,144 671,331 283,094 1,285,874 1,414,417 2,486,644 6,180,504 458 177,016 8,232 7,416 10,217 50,311 72,096 53,322 379,068 600 38,095 55,332 263,516 1,364,906 552,844 2,275,293 5,724 8,206 22,697 71,363 209,023 41,729 358,742 781 16,478 17,259 40,983 895,545 228,704 1,061,625 459,726 1,891,941 3,211,685 3,319,629 11,109,838 (53,785) (77,159) (397,247) (528,191) (458,466) (100,841) (144,001) (428,505) (840) (5,148) (1,137,801) (91,504) (78,136) (129,852) (21,662) (321,154) (865) (2,980) (5,857) (6,265) (7,726) (23,693) (102,222) (16,959) (9,902) (4,882) (133,965) (2,391,005) (535,004) (373,697) (1,610,544) (702,693) (80,025) (5,692,968) (40,984) (105,700) (207,112) (12,281) (366,077) (3,473) (301) (25,250) (140,729) (122,714) (292,467) (41,477) (1) (5) (248) (2,721) (44,452) (2,891,813) (930,793) (801,811) (2,814,682) (891,061) (210,608) (8,540,768) 40,983 895,545 (2,663,109) 130,832 (342,085) (922,741) 2,320,624 3,109,021 2,569,070 二零一九年半年度报告 A 股 207

2019 1 16 30 3 3.4 3.4.3 2019 6 30 2 1 3 145 246 948 2,196 69 3,604 147 246 949 2,196 69 3,607 (174) (77) (1,787) (2,038) (151) (328) (1,283) (3,860) (574) (6,196) (325) (405) (3,070) (3,860) (574) (8,234) 6 6 99 257 1,016 2,316 180 3,868 105 257 1,016 2,316 180 3,874 (145) (220) (389) (754) (64) (200) (760) (1,836) (104) (2,964) (209) (420) (1,149) (1,836) (104) (3,718) 208 交通银行股份有限公司

2019 1 16 30 3 3.4 3.4.3 2019 6 30 2 1 3 144 235 906 2,142 68 3,495 146 235 907 2,142 68 3,498 (174) (77) (1,787) (2,038) (146) (310) (1,167) (3,530) (492) (5,645) (320) (387) (2,954) (3,530) (492) (7,683) 6 6 185 219 897 2,389 220 3,910 191 219 897 2,389 220 3,916 (145) (220) (389) (754) (142) (177) (650) (1,939) (160) (3,068) (287) (397) (1,039) (1,939) (160) (3,822) 二零一九年半年度报告 A 股 209

2019 1 16 30 3 3.4 3.4.3 2019 6 30 1 1-3 3-1 1-5 5 953,509 635,502 1,303,171 72,053 3,402 2,967,637 (951,915) (636,080) (1,308,363) (72,243) (1,660) (2,970,261) 1,594 (578) (5,192) (190) 1,742 (2,624) 1 1-3 3-1 1-5 5 746,029 542,837 1,458,647 41,052 2,870 2,791,435 (745,533) (542,190) (1,458,561) (41,111) (1,241) (2,788,636) 496 647 86 (59) 1,629 2,799 2019 6 30 1 1-3 3-1 1-5 5 808,110 590,605 1,249,818 69,006 601 2,718,140 (807,369) (591,172) (1,254,965) (69,198) (575) (2,723,279) 741 (567) (5,147) (192) 26 (5,139) 1 1-3 3-1 1-5 5 680,525 511,682 1,385,104 37,518 69 2,614,898 (680,077) (511,082) (1,386,251) (37,565) (69) (2,615,044) 448 600 (1,147) (47) (146) 210 交通银行股份有限公司

2019 1 16 30 3 3.4 3.4.4 2019 6 30 1 1-3 3-1 1-5 5 704,239 98,407 310 802,956 77,823 21,859 18,055 32,601 2 150,340 116,691 77,196 257,414 133,061 11,584 595,946 4,617 2,696 8,352 2,958 1,053 19,676 39,334 604 365 193 40,496 39,521 698,389 325,143 1,206,740 1,115,048 1,628,789 5,013,630 458 289,054 5,089 8,471 11,338 48,838 42,453 43,603 449,304 762 28,673 44,965 218,229 1,152,449 533,352 1,978,430 8,511 42,304 26,595 94,398 323,238 66,822 561,868 891 182,388 59,654 18 7,569 19,871 3,571 273,962 41,632 1,184,192 240,973 960,338 506,920 1,874,506 2,789,273 2,288,774 9,886,608 (57,615) (67,702) (315,738) (441,055) (467,799) (79,872) (92,684) (304,286) (507) (945,148) (195,189) (140,077) (93,106) (34,725) (22,726) (485,823) (885) (2,869) (5,494) (8,183) (11,034) (28,465) (4,340) (2,645) (11,255) (4,218) (1,498) (23,956) (34,984) (13,129) (25,746) (6,634) (80,493) (2,545,033) (652,504) (681,432) (1,268,883) (967,606) (19,990) (6,135,448) (57,595) (53,768) (366,175) (11,629) (489,167) (4,016) (5,143) (32,614) (177,540) (118,659) (337,972) (67,124) (26,354) (16,197) (6,700) (46,735) (32,223) (195,333) (3,080,841) (1,115,338) (1,078,271) (2,432,686) (1,260,628) (195,096) (9,162,860) 41,632 1,184,192 (2,839,868) (155,000) (571,351) (558,180) 1,528,645 2,093,678 723,748 二零一九年半年度报告 A 股 211

2019 1 16 30 3 3.4 3.4.4 1 1-3 3-1 1-5 5 713,376 126,424 371 840,171 93,420 35,913 15,594 18,651 68 163,646 176,924 51,378 187,891 143,114 5,471 564,778 5,601 6,887 13,831 2,859 1,552 30,730 118,099 101 1,053 390 119,643 26,853 664,962 257,043 1,191,035 1,088,301 1,514,178 4,742,372 458 194,838 8,232 7,253 9,786 47,586 58,183 50,050 376,386 600 38,084 52,330 227,158 1,187,867 494,466 2,000,505 7,388 13,348 27,707 106,691 232,364 57,520 445,018 781 169,617 54,240 165 499 21,311 1,309 247,922 28,692 1,085,219 282,316 1,060,184 421,362 1,794,395 2,734,457 2,124,546 9,531,171 (53,648) (76,716) (389,774) (520,138) (438,924) (98,453) (141,112) (416,874) (833) (5,128) (1,101,324) (97,237) (94,934) (149,363) (40,304) (21,480) (403,318) (865) (2,968) (5,801) (5,978) (7,497) (23,109) (5,036) (6,199) (14,435) (2,199) (236) (28,105) (105,351) (16,875) (10,116) (5,171) (137,513) (2,442,774) (554,332) (397,452) (1,649,194) (674,006) (75,566) (5,793,324) (41,268) (105,764) (205,243) (14,478) (366,753) (3,462) (2,889) (27,557) (166,392) (117,388) (317,688) (50,084) (8,538) (9,547) (5,644) (33,330) (27,448) (134,591) (2,932,647) (970,293) (857,289) (2,874,178) (944,210) (247,246) (8,825,863) 28,692 1,085,219 (2,650,331) 89,891 (435,927) (1,079,783) 1,790,247 1,877,300 705,308 212 交通银行股份有限公司

2019 1 16 30 3 3.4 3.4.4 2019 6 30 1 1-3 3-1 1-5 5 703,293 96,544 310 800,147 66,514 20,562 16,754 32,562 136,392 135,237 89,180 273,946 141,801 26,776 666,940 4,732 2,723 8,372 2,996 192 19,015 28,578 604 29,182 38,519 692,670 320,739 1,186,191 1,017,982 1,557,492 4,813,593 458 256,953 5,089 7,750 11,333 48,142 39,161 39,118 408,004 513 28,277 44,742 214,886 1,142,735 529,159 1,960,312 6,927 25,798 20,695 76,625 259,563 45,788 435,396 891 116,088 42,600 18 6,830 18,771 3,427 188,625 40,381 1,083,261 210,747 943,604 507,098 1,847,554 2,623,009 2,201,952 9,457,606 (57,615) (67,702) (315,738) (441,055) (484,048) (80,085) (92,685) (305,276) (1,009) (963,103) (190,977) (106,884) (77,145) (10,790) (385,796) (885) (2,869) (5,494) (8,183) (11,034) (28,465) (4,705) (2,713) (11,186) (4,102) (1,360) (24,066) (25,386) (11,734) (25,682) (6,634) (69,436) (2,490,821) (622,357) (645,611) (1,241,721) (965,506) (19,990) (5,986,006) (57,442) (53,344) (363,455) (9,189) (483,430) (3,906) (24,423) (112,363) (113,053) (253,745) (58,793) (26,080) (13,876) (2,011) (26,745) (5,961) (133,466) (3,034,547) (1,067,516) (1,003,949) (2,374,820) (1,147,372) (140,364) (8,768,568) 40,381 1,083,261 (2,823,800) (123,912) (496,851) (527,266) 1,475,637 2,061,588 689,038 二零一九年半年度报告 A 股 213

2019 1 16 30 3 3.4 3.4.4 1 1-3 3-1 1-5 5 712,805 122,784 371 835,960 81,135 34,169 15,664 18,509 149,477 189,521 71,905 199,656 149,434 21,272 631,788 5,447 6,758 13,915 2,838 489 29,447 113,139 101 888 114,128 29,065 656,141 253,844 1,174,810 1,002,139 1,440,776 4,556,775 458 177,016 8,232 7,241 9,763 46,859 57,741 49,041 356,351 600 37,064 51,720 226,066 1,177,393 489,508 1,982,351 5,724 9,034 21,533 63,264 189,578 35,789 324,922 781 109,652 34,356 868 19,712 1,225 166,594 30,904 1,005,197 246,507 1,051,756 431,659 1,744,835 2,598,835 2,038,100 9,147,793 (53,648) (76,716) (389,769) (520,133) (458,466) (98,765) (141,112) (416,743) (833) (5,128) (1,121,047) (91,419) (77,799) (127,695) (20,656) (317,569) (865) (2,968) (5,801) (5,978) (7,497) (23,109) (5,022) (6,187) (15,228) (2,148) (216) (28,801) (102,185) (16,875) (9,809) (4,752) (133,621) (2,390,654) (533,999) (372,103) (1,600,293) (672,118) (75,566) (5,644,733) (40,849) (105,099) (203,014) (11,804) (360,766) (3,462) (126) (15,570) (113,089) (111,916) (244,163) (41,476) (7,101) (8,261) (2,429) (16,120) (3,647) (79,034) (2,891,461) (939,418) (810,079) (2,786,528) (849,017) (196,473) (8,472,976) 30,904 1,005,197 (2,644,954) 112,338 (378,420) (1,041,693) 1,749,818 1,841,627 674,817 214 交通银行股份有限公司

2019 1 16 30 3 3.4 3.4.5 2019 6 30 33,655 22,912 2,450 59,017 718,801 718,801 144,638 2,138 140 146,916 157,396 112,278 1,446 271,120 238,066 238,066 1,292,556 137,328 4,036 1,433,920 27,892 21,417 9,131 58,440 759,994 759,994 139,618 1,354 165 141,137 158,994 105,382 3,721 268,097 228,550 228,550 1,315,048 128,153 13,017 1,456,218 2019 6 30 32,344 22,767 815 55,926 718,801 718,801 144,537 2,138 140 146,815 156,075 112,256 1,425 269,756 238,029 238,029 1,289,786 137,161 2,380 1,429,327 25,482 21,317 7,343 54,142 754,368 754,368 139,512 1,354 165 141,031 157,947 105,297 3,692 266,936 228,487 228,487 1,305,796 127,968 11,200 1,444,964 二零一九年半年度报告 A 股 215

2019 1 16 30 3 3.5 3.5.1 (1) (2) (3) 216 交通银行股份有限公司

30,539 984 31,523 2019 1 16 30 3 3.5 3.5.2 2019 6 30 9,314 395,179 44,811 449,304 249,657 16 249,673 157,750 397,056 7,062 561,868 18,695 981 19,676 167,064 1,060,587 52,870 1,280,521 (28,465) (28,465) (23,956) (23,956) (23,902) (23,902) (76,323) (76,323) 7,888 348,923 19,575 376,386 494 494 184,159 25 184,184 212,590 226,755 5,673 445,018 29,749 981 30,730 220,478 789,586 26,748 1,036,812 (23,109) (23,109) (28,105) (28,105) (16,537) (16,537) (67,751) (67,751) 二零一九年半年度报告 A 股 217

2019 1 16 30 3 3.5 3.5.2 2019 6 30 4,504 383,716 19,784 408,004 249,657 16 249,673 93,525 336,071 5,800 435,396 19,015 19,015 98,029 988,459 25,600 1,112,088 (28,465) (28,465) (24,066) (24,066) (23,902) (23,902) (76,433) (76,433) 6,156 343,372 6,823 356,351 184,159 25 184,184 141,466 178,838 4,618 324,922 29,447 29,447 147,622 735,816 11,466 894,904 (23,109) (23,109) (28,801) (28,801) (16,537) (16,537) (68,447) (68,447) 218 交通银行股份有限公司

2019 1 16 30 3 3.5 3.5.2 2019 1 1 5,673 25 19,575 494 981 70 3 1,248 (1) 1,248 71 3 1,472 27,650 (107) (12) (1,507) (46) (54) (2,101) (494) 2019 6 30 7,062 16 44,811 981 2019 6 30 (1) 15 71 3 1,233 2018 1 1 1,499 78 14,107 (180) (102) 217 32 217 (212) (102) 4,787 49 12,604 494 981 (1,016) (433) (6,337) 5,673 25 19,575 494 981 2018 12 31 33 327 (213) (102) (110) 二零一九年半年度报告 A 股 219

2019 1 16 30 3 3.5 3.5.2 2019 1 1 4,618 25 6,823 180 3 62 (1) 62 181 3 1,002 15,000 (12) (2,101) 2019 6 30 5,800 16 19,784 2019 6 30 (1) 181 3 62 2018 1 1 895 78 10,318 (178) (102) 370 15 370 (193) (102) 3,901 49 2,444 (6,309) 4,618 25 6,823 2018 12 31 15 (193) 102 370 2019 6 302018 12 31 220 交通银行股份有限公司

2019 1 16 30 3 3.5 3.5.3 2019 6 30 1,978,430 2,006,887 2,000,505 2,013,818 1,978,430 2,006,887 2,000,505 2,013,818 (314,070) (317,311) (301,151) (304,328) (314,070) (317,311) (301,151) (304,328) 2019 6 30 1,960,312 1,988,549 1,982,351 1,994,771 1,960,312 1,988,549 1,982,351 1,994,771 (229,843) (232,113) (227,626) (229,486) (229,843) (232,113) (227,626) (229,486) 2019 6 30 8,921 1,809,929 188,037 2,006,887 8,921 1,809,929 188,037 2,006,887 (317,311) (317,311) (317,311) (317,311) 二零一九年半年度报告 A 股 221

2019 1 16 30 3 3.5 3.5.3 14,022 1,793,650 206,146 2,013,818 14,022 1,793,650 206,146 2,013,818 (304,328) (304,328) (304,328) (304,328) 2019 6 30 7,705 1,809,522 171,322 1,988,549 7,705 1,809,522 171,322 1,988,549 (232,113) (232,113) (232,113) (232,113) 12,794 1,792,799 189,178 1,994,771 12,794 1,792,799 189,178 1,994,771 (229,486) (229,486) (229,486) (229,486) 3.6 2019 6 30 2019 8 300 10020292034 20242029 2019 8 27 222 交通银行股份有限公司

补充资料 2019 1 16 30 1 2019 1 1 6 30 2018 1 1 6 30 47 11 40 23 165 166 (89) (76) (14) (5) 149 119 1(2008) 2 15 2014 [2014]54 2019 1 16 30 2019 1 1 6 30 2019 6 30 3 9 2010 2019 1 16 30 % 12.57 0.54 0.54 12.53 0.54 0.54 2018 1 16 30 % 12.76 0.51 0.51 12.72 0.51 0.51 二零一九年半年度报告 A 股 223

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 1 4 1 1 802,956 802,956 2 150,340 147,986 3 595,946 605,230 4 19,676 19,665 5 40,496 39,447 6 5,013,630 5,013,214 7 449,304 436,038 8 1,978,430 1,963,699 9 561,868 541,891 10 4,384 10,106 11 163,019 159,481 12 1,505 1,505 13 23,125 23,080 14 434 312 15 1,568 1,536 16 79,927 75,470 17 9,886,608 9,841,616 18 441,055 441,055 19 945,148 945,151 20 485,823 485,911 21 28,465 28,465 22 80,493 75,529 23 6,135,448 6,137,515 24 23,956 23,955 25 337,972 338,022 26 5,054 4,915 27 10,982 10,802 28 670 642 29 5,245 5,245 30 662,549 622,509 31 9,162,860 9,119,716 32 74,263 74,263 33 59,876 59,876 34 113,663 113,731 35 3,751 4,144 36 204,441 204,387 37 117,131 117,080 38 143,365 143,430 39 7,258 4,989 40 723,748 721,900 224 交通银行股份有限公司

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 2 802,956 147,986 605,230 19,665 39,447 5,013,214 436,038 660 a 207 b 22,208 c 1,963,699 541,891 896 d 635 e 10,106 3,655 f 3,075 g 907 h 159,481 1,505 i 23,080 j 0 k 23,080 1,536 l 312 m 75,470 9,841,616 二零一九年半年度报告 A 股 225

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 2 441,055 945,151 485,911 28,465 75,529 6,137,515 23,955 338,022 90,127 n 4,915 10,802 642 o 0 p 0 q 5,245 622,509 9,119,716 74,263 74,263 r 0 s 59,876 t 113,731 u 4,144 v 696 w (59) x 204,387 y 117,080 z 143,430 aa 4,989 1,526 ab 203 ac 364 ad 721,900 226 交通银行股份有限公司

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 3 1 74,263 r 2 464,897 2a 204,387 y 2b 117,080 z 2c 143,430 aa 3 117,875 3a 113,731 u 3b 4,144 v 4 0 0 5 1,526 ab 6 658,561 7 0 8 312 m-p 9 1,536 l-q 10 0 k 11 (59) x 12 0 13 0 14 0 15 0 16 0 17 0 18 0 19 0 20 0 21 0 22 0 15% 23 0 24 0 25 0 26a 3,655 f 26b 0 26c 0 27 0 28 5,444 29 653,117 30 59,876 31 59,876 t 32 0 33 0 34 203 ac 35 0 36 60,079 37 0 38 0 39 0 40 0 二零一九年半年度报告 A 股 227

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 3 41a 0 41b 0 41c 0 42 0 43 0 44 60,079 45 + 713,196 46 90,127 n 47 0 48 364 ad 49 0 50 28,002 51 118,493 52 0 53 0 54 0 55 0 56a 0 56b 0 56c 0 57 0 58 118,493 59 + 831,689 60 6,011,424 61 10.86 62 11.86 63 13.84 64 3.50 65 2.50 66 0.00 67 1.00 68 5.86 69 5.00 70 6.00 71 8.00 72 27,021 b+c+d+e+g 73 1,567 a+h 74 0 75 22,438 j-k-(o-p-q) 76 6,254 77 4,740 78 124,773 79 23,262 80 0 81 0 82 0 83 0 84 20,100 85 19,400 228 交通银行股份有限公司

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 4 1 2 3328 601328 1428013 XS1113240268 XS1115459528 4605 360021 1728007 3 4 5 6 7 8 89,498 97,534 27,975 8,203 3,882 14,924 44,952 29,967 9 35,012 39,251 28,000 1,200 500 2,450 45,000 30,000 10 11 2005/6/23 2007/4/24 2014/8/19 2014/10/3 2014/10/3 2015/7/29 2016/9/2 2017/4/13 12 13 2024 8 19 2024 10 3 2026 10 3 2027 4 13 14 15 2019/8/19 2019/10/3 2021/10/3 2020 7 29 2021 9 7 2022/4/13 16 17 18 19 7 29 5 5 5.80% 54.5% 5 2019 10 3 5 285 7 7 73.625% 7 2021 10 3 7 300 5 5 55% 5 5 334.4 9 7 5 5 53.9% 5 137 9 2 20 5 0.01% 4.50% 二零一九年半年度报告 A 股 229

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 4 20 21 22 23 24 25 26 27 28 29 5.125% (1) (2) H H H 5.125% (1) (2) A A A 6.25 5 H A 30 230 交通银行股份有限公司

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 4 31 32 33 34 35 36 (1) (2) (1) (2) (1) (2) (1) (2) 二零一九年半年度报告 A 股 231

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 5 5 1 9,886,608 2 (44,992) 3 0 4 44,971 5 5,130 6 708,145 7 (5,444) 8 10,594,418 1 9,727,472 2 (5,444) 3 9,722,028 4 19,353 5 44,971 6 0 7 0 8 0 9 0 10 0 11 64,324 12 94,791 13 0 14 5,130 15 0 16 99,921 17 1,637,972 18 (929,827) 19 708,145 20 713,196 21 10,594,418 22 (%) 6.73 232 交通银行股份有限公司

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 6 2019 1 1,731,215 2 1,588,322 149,649 3 180,082 8,825 4 1,408,240 140,824 5 4,052,234 1,825,105 6 2,246,546 560,294 7 1,801,889 1,261,012 8 3,799 3,799 9 9,406 10 1,472,394 696,986 11 661,038 650,664 12 83 83 13 811,273 46,239 14 38,991 38,991 15 1,074,075 36,058 16 2,756,195 17 107,038 105,786 18 835,984 593,725 19 703,622 677,781 20 1,646,644 1,377,292 21 1,731,215 22 1,378,903 23 (%) 125.62 二零一九年半年度报告 A 股 233

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 7 2018 <6 6-12 1 1 700,663 96,813 797,476 2 700,663 70,013 770,676 3 26,800 26,800 4 766,856 1,141,392 42,938 4,977 1,780,127 5 361,674 10,461 9,536 4,361 366,949 6 405,182 1,130,931 33,402 616 1,413,179 7 2,074,218 3,049,485 698,144 502,464 2,553,216 8 2,063,546 139,772 83,264 4,633 1,147,924 9 10,673 2,909,712 614,880 497,831 1,405,292 10 11 31,159 56,462 50,419 278,334 293,785 12 28,105 13 31,159 56,462 50,419 250,229 293,785 14 5,424,604 15 307,883 16 69,480 31,031 205 3 50,361 17 77,797 1,998,457 1,010,125 3,204,454 4,073,278 18 108,001 592 16,496 19 486,498 154,914 101,470 252,333 20 1,310,976 780,291 1,799,249 2,572,752 21 35% 12,642 5,131 27,829 26,975 22 495 756 986,480 839,256 23 35% 24 77,797 92,487 73,573 317,254 392,441 25 26 146,963 46,228 3,543 86,549 254,965 27 16,624 14,131 28 2,486 2,113 29 30,701 2,596 30 28,105 5,621 31 130,339 46,228 3,543 53,362 230,504 32 2,132,785 71,799 33 4,758,285 34 (%) 114.00 1. 2. 30 26 234 交通银行股份有限公司

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 8 2019 <6 6-12 1 1 720,972 89,826 810,798 2 720,972 69,726 790,698 3 20,100 20,100 4 769,825 1,251,417 84,358 5,162 1,918,141 5 353,346 3,195 2,237 4,729 345,568 6 416,479 1,248,222 82,121 433 1,572,573 7 2,095,332 3,120,371 788,003 443,987 2,608,669 8 2,088,039 147,479 76,831 4,749 1,160,924 9 7,294 2,972,892 711,172 439,238 1,447,745 10 11 29,670 60,837 15,774 269,667 272,545 12 22,859 13 29,670 60,837 15,774 246,808 272,545 14 5,610,153 15 296,015 16 67,199 1,292 498 34,743 17 89,360 1,933,693 999,981 3,417,468 4,205,873 18 69,249 9,712 19 570,748 223,845 86,504 284,580 20 2 1,245,293 753,756 1,913,508 2,625,619 21 35% 52,353 27,065 13,730 48,634 22 504 749 1,017,817 865,771 23 35% 24 89,359 47,899 21,630 399,638 420,191 25 26 153,253 38,439 2,727 109,538 280,514 27 16,771 14,255 28 1,744 1,483 29 24,337 1,478 30 22,859 4,572 31 136,482 38,439 2,727 83,456 258,726 32 2,145,647 71,938 33 4,889,083 34 (%) 114.75 1. 2. 30 26 二零一九年半年度报告 A 股 235

资本充足率 杠杆率 流动性覆盖率和净稳定资金比例信息补充资料 9 2019 <6 6-12 1 1 719,004 90,127 809,131 2 719,004 70,027 789,031 3 20,100 20,100 4 798,942 1,205,218 105,147 5,030 1,922,523 5 376,473 3,612 2,249 4,531 367,749 6 422,469 1,201,605 102,899 499 1,554,774 7 2,196,159 3,052,275 823,009 448,328 2,698,556 8 2,189,281 150,476 59,642 6,097 1,205,797 9 6,878 2,901,799 763,367 442,231 1,492,759 10 11 36,348 91,166 4,138 266,725 267,565 12 23,955 13 36,348 91,166 4,138 242,770 267,565 14 5,697,775 15 325,617 16 97,114 1,170 497 49,639 17 81,349 1,929,399 975,935 3,504,443 4,282,347 18 8,779 1,317 19 584,785 247,621 125,962 337,592 20 10 1,300,683 690,852 1,943,319 2,645,458 21 35% 49,890 11,572 12,549 38,888 22 524 720 1,038,953 883,732 23 35% 24 81,339 34,629 36,741 396,209 414,248 25 26 161,852 89,971 8,275 40,474 275,488 27 48,579 41,292 28 1,761 1,497 29 19,665 30 23,955 4,791 31 113,273 89,971 8,275 19,048 227,908 32 2,175,200 91,266 33 5,024,357 34 % 113.40 1. 2. 30 26 236 交通银行股份有限公司