China International Capital Corporation Limited 3908 13.09 571 XIVA A 2018 9 30 2018 9 30 2018 1 1 2018 9 30 9,832,853,595 2,720,718,630 2017 4 1 2018 1 1 2018 9 302017 1 1 2017 9 30 2017 4 1 2017 9 30 1
1 1.1 2018 9 30 2017 12 31 261,147.9 237,811.9 9.8% 41,360.4 36,706.7 12.7% 2018 2017 9 30 9 30 9,832.9 7,576.8 29.8% 2,720.7 1,953.2 39.3% 2,679.4 1,913.0 40.1% (11,512.5) (19,763.9) (41.7%) 0.4 6.97% 6.55% 0.65 0.56 16.4% 0.65 0.56 16.4% 2
1.2 1.2.1 2017 3 21 2017 4 1 1.2.2 2017 22 2324 374 2018 1 1 2018 1 1 15,213,647 48,226,392 2017 14 2018 1 1 3
1.2.3 2018 2017 9 30 9 30 (860.6) (46.9) (813.7) 1,735.2% 35.5 73.4 4,660.9 2,764.2 1,896.7 68.6% 108.3 (62.5) 170.8 (55.7) (39.8) (15.8) 39.7% (6,258.1) (4,949.0) (1,309.1) 26.5% (25.2) 4.2 (29.4) 384.8 (251.2) 636.0 (11,512.5) (19,763.9) 8,251.4 (41.7%) (1,256.0) 38,484.0 (39,740.0) 11,960.1 18,081.6 (6,121.6) (33.9%) 4
1.2.4 2018 9 30 2017 12 31 29,751.8 18,897.4 10,854.4 57.4% 7,248.4 3,447.9 3,800.5 110.2% 2,111.4 1,470.5 640.9 43.6% 3.0 1.8 1.2 68.2% 652.1 468.2 184.0 39.3% 4,566.1 3,448.3 1,117.7 32.4% 1,732.9 1,117.8 615.1 55.0% (90.9) (491.0) 400.0 (81.5%) 5
1.3 2018 9 30 XV 2 3 336 (%) (%) 1 2,334,655,680 2,734,800 55.684 0.065 94.714 0.111 H 207,537,059 4.950 12.012 2 TPG Asia V Delaware, L.P. H 171,749,719 4.096 9.941 TPG 3 GIC Private Limited H 158,162,635 3.772 9.154 127,562,960 3.043 5.175 4 H 122,559,265 2.923 7.094 5 JPMorgan Chase & Co. H 5,128,743 0.122 0.297 3,201,999 0.076 0.185 37,600 0.001 0.002 98,411,329 2.347 5.696 OppenheimerFunds, Inc. H 91,913,460 2.192 5.320 6
(1) 2,734,800 2018 6 6 Haier Group (Qingdao) Financial Holdings Ltd. 398,500,000 9.505% 16.167% 5,411.63 Haier Group (Qingdao) Financial Holdings Ltd. 2018 9 30Haier Electric International Co., Ltd.Haier Group (Qingdao) Financial Holdings Ltd. Qingdao Haichuangke Management Consulting Enterprise (Limited Partnership)Haier Electric International Co., Ltd. 48.8% Haier Group CorporationHaier Electric International Co., Ltd. 51.2% Qingdao Haichuangke Investment Management Co., Ltd.Qingdao Haichuangke Management Consulting Enterprise (Limited Partnership) 10%Haier Group (Qingdao) Financial Holdings Ltd. (2) 2018 9 30 Tencent Mobility Limited Tencent Mobility LimitedH Tencent Mobility Limited 207,537,059 H (3) TPG Asia GenPar V, L.P.TPG TPG Asia GenPar V Advisors, Inc. TPG Asia GenPar V, L.P. TPG Holdings I, L.P.TPG Asia GenPar V Advisors, Inc. TPG Holdings I-A, LLCTPG Holdings I, L.P. TPG Group Holdings (SBS), L.P.TPG Holdings I-A, LLC TPG Holdings II-A, LLC TPG Group Holdings (SBS) Advisors, LLC. TPG Group Holdings (SBS), L.P. TPG Group Holdings (SBS) Advisors, Inc TPG Group Holdings (SBS) Advisors, LLC James Coulter TPG Group Holdings (SBS) Advisors, Inc.50% TPG Capital Management, L.P.TPGTPG Capital Advisors, LLC TPG Capital Management, LLCTPG Capital Management, L.P. TPG Holdings II Sub, L.P.TPG Capital Advisors, LLC TPG Holdings II, L.P.TPG Holdings II Sub, L.P. TPG Holdings II-A, LLC TPG Holdings II, L.P. TPGH Coulter TPG H (4) 2018 9 30 47.20% (5) 2018 9 30 96.12% CCM Trust (Cayman) Limited LBJ Regents Limited Dolios Limited 7
2 2.1 2018 7 1 2018 9 30 18 C2 1,500 18 02 2,000 18 03 1,000 CICC Hong Kong Finance 400 2016 MTN Limited 3 2018 8 29 2021 8 29 4.70% 2018 9 3 2020 9 3 4.72% 2018 9 21 2021 9 21 4.99% 2018 9 11 2021 9 11 2021 9 11 LIBOR +1.20% 2018 6 30 2018 2018 9 30 801 34,846.762018 9 30 12,970.942018 9 30 150.00 485.33 8
2.2 2.3 2.3.1 2018 3 23 Tencent Mobility Limited 207,537,059 H H 1,727,714,428 H 4,192,667,868 2,860.82 66.77% 2018 9 30 950.60 2017 9 20 2018 3 23 2.3.2 2.3.3 2018 1 1 2018 6 30 6 2018 1 1 9
3 3.1 2018 9 30 2017 12 31 53,099,037,173 50,218,243,796 32,716,389,131 34,096,416,937 8,590,459,623 12,138,821,124 6,689,294,601 10,129,725,282 18,781,143,666 21,882,853,461 103,032,081,362 97,011,710,932 7,248,382,466 3,447,916,489 16,815,135,580 14,438,273,927 11,963,147,380 9,401,697,222 2,111,415,005 1,470,485,414 3,489,000,825 2,785,186,146 29,751,784,912 18,897,376,454 1,267,090,704 1,128,283,260 403,243,038 381,089,293 3,028,064 1,800,808 1,404,021,968 1,406,228,221 1,582,678,646 1,582,678,646 954,127,460 1,151,148,106 652,144,198 468,156,337 261,147,922,070 237,811,949,636 10
2018 9 30 2017 12 31 12,077,852,545 10,626,880,896 9,544,975,017 10,280,774,792 14,894,691,902 12,194,242,171 4,566,082,254 3,448,340,994 33,632,031,547 30,653,643,454 43,050,287,604 47,346,517,792 4,683,019,541 5,309,626,298 809,773,348 749,254,469 26,406,695,258 23,075,813,280 1,732,934,697 1,117,799,714 61,679,772,053 49,934,441,431 258,523,614 226,771,876 6,270,011,559 5,955,404,847 219,606,650,939 200,919,512,014 11
2018 9 30 2017 12 31 4,192,667,868 3,985,130,809 1,000,000,000 1,000,000,000 1,000,000,000 1,000,000,000 24,822,602,955 22,721,145,372 (90,942,751) (490,950,114) 347,068,722 347,068,722 2,058,879,644 2,030,134,969 9,030,079,712 7,114,159,008 41,360,356,150 36,706,688,766 180,914,981 185,748,856 41,541,271,131 36,892,437,622 261,147,922,070 237,811,949,636 12
2018 9 30 2017 12 31 16,568,126,920 14,153,420,622 10,051,887,310 10,566,145,376 3,135,951,188 5,776,526,001 1,635,637,846 4,251,420,196 2,051,035,236 2,601,117,119 51,687,077,991 57,636,833,184 3,226,819,781 2,174,603,119 10,373,855,070 7,798,915,694 3,828,888,308 3,109,363,064 1,191,791,126 799,484,436 1,155,200,677 1,019,638,439 18,837,896,208 12,441,158,265 22,140,266,045 21,983,719,721 254,163,649 216,074,876 69,105,286 41,583,600 494,832,119 571,311,196 1,331,408,573 168,547,120 136,346,418,177 130,492,296,456 13
2018 9 30 2017 12 31 5,509,409,000 6,724,300,000 8,881,437,132 5,036,719,092 1,320,759,597 473,797,949 1,208,251,739 895,172,310 17,338,285,000 20,156,178,836 11,760,205,475 14,893,153,400 2,715,848,213 2,779,595,234 379,652,215 355,390,929 11,586,288,339 11,881,996,735 1,163,848,712 756,946,809 37,190,556,395 32,523,458,925 393,486,959 353,297,548 99,448,028,776 96,830,007,767 4,192,667,868 3,985,130,809 1,000,000,000 1,000,000,000 1,000,000,000 1,000,000,000 27,044,602,544 24,943,144,961 71,050,760 (101,380,693) 347,068,722 347,068,722 1,813,131,330 1,813,108,200 2,429,868,177 1,675,216,690 36,898,389,401 33,662,288,689 136,346,418,177 130,492,296,456 14
9 30 2018 2017 9,832,853,595 7,576,816,972 5,826,341,621 4,796,183,541 2,096,656,058 1,958,258,837 2,172,680,717 1,496,017,422 415,824,423 394,396,585 (860,646,552) (46,897,423) 66,338,850 51,242,451 3,191,876,373 3,317,460,973 1,468,988,903 (553,260,608) 108,297,067 (62,533,374) 31,657,333 74,621,412 (6,339,486,082) (4,985,017,435) (55,664,663) (39,842,519) (6,258,063,373) (4,948,956,934) 4,223,301 (25,223,608) (534,438) (441,283) 3,493,367,513 2,591,799,537 15
16 9 30 2018 2017 3,493,367,513 2,591,799,537 3,755,697 9,630,267 (33,714,775) (17,134,731) 3,463,408,435 2,584,295,073 (711,523,680) (591,741,791) 2,751,884,755 1,992,553,282 2,751,884,755 1,992,553,282 2,720,718,630 1,953,217,317 31,166,125 39,335,965 384,793,716 (251,174,664) 14,356 (4,548,139) (29,314,300) 102,362,239 (1,339,259) 283,756,380 (217,312,225) (50,043) 384,793,716 (251,224,707) 3,136,678,471 1,741,328,575 3,105,512,346 1,702,042,653 31,166,125 39,285,922 0.65 0.56
9 30 2018 2017 5,176,380,923 3,365,062,980 2,559,164,286 2,168,271,121 874,524,224 822,885,877 1,217,965,690 907,178,606 333,706,486 298,458,479 (1,305,849,397) (674,682,981) 36,664,420 29,707,209 3,667,081,270 1,379,654,001 125,625,011 501,208,134 93,695,333 (41,818,744) 2,724,240 (3,562,335,893) (2,492,323,782) (25,322,817) (20,367,380) (3,508,701,097) (2,473,603,021) 1,646,619 (28,311,979) 1,614,045,030 872,739,198 17
9 30 2018 2017 1,614,045,030 872,739,198 2,052,488 7,930,529 (13,983,573) (13,656,652) 1,602,113,945 867,013,075 (122,409,153) (197,975,776) 1,479,704,792 669,037,299 1,479,704,792 669,037,299 (25,795,631) 168,961,322 287,194 169,248,516 (25,795,631) 1,648,953,308 643,241,668 18
9 30 2018 2017 3,101,747,593 572,843,249 2,438,356,000 8,969,544,868 9,032,594,470 554,182,486 8,432,199,631 13,885,893,509 10,115,658,362 26,511,368,456 30,591,651,712 (4,296,230,188) (225,495,869) (735,799,775) (12,738,005,313) (29,910,108,786) (1,862,466,898) (1,492,803,182) (5,139,963,297) (4,515,074,442) (931,675,218) (1,142,736,282) (12,319,722,356) (13,069,350,006) (38,023,863,045) (50,355,568,567) (11,512,494,589) (19,763,916,855) 19
9 30 2018 2017 33,476,387 526,071,722 38,246,153,333 109,014,852 374,133,797 1,767,366 1,571,381 144,258,605 39,147,930,233 (1,090,515,652) (480,069,314) (309,772,666) (183,855,134) (1,400,288,318) (663,924,448) (1,256,029,713) 38,484,005,785 20
9 30 2018 2017 32,256,749,400 10,130,290,000 9,500,000,000 12,000,000,000 7,152,300,000 5,140,656,016 2,500,000,000 2,274,420,000 2,308,994,643 2,850,000 349,171,868 3,345,528,976 59,207,871,927 27,753,088,976 (32,207,400,400) (7,577,669,009) (4,000,000,000) (3,770,703,962) (3,500,000,000) (1,079,262,000) (2,316,122,214) (1,984,816,131) (374,327,883) (108,991,651) (47,247,816,459) (9,671,476,791) 11,960,055,468 18,081,612,185 535,271,409 (191,675,720) (273,197,425) 36,610,025,395 61,638,509,398 26,616,233,744 61,365,311,973 63,226,259,139 21
9 30 2018 2017 550,350,862 272,094,718 3,264,980,181 3,581,875,665 3,502,077,717 3,844,718,040 13,641,316,557 534,002,649 5,234,175,332 3,700,704,459 13,745,122,548 24,381,173,632 (3,132,947,925) (224,995,500) (22,888,286,628) (5,398,876,425) (1,005,114,212) (806,790,984) (2,664,979,782) (2,322,910,391) (257,609,032) (558,147,301) (4,989,702,728) (5,260,740,997) (17,449,230,104) (32,061,871,801) (3,704,107,556) (7,680,698,169) 22
9 30 2018 2017 69,523,283 69,709 42,102 69,709 69,565,385 (123,427,723) (104,847,430) (212,086,170) (108,760,001) (335,513,893) (213,607,431) (335,444,184) (144,042,046) 23
9 30 2018 2017 21,971,109,400 8,962,590,000 5,500,000,000 8,000,000,000 2,500,000,000 2,100,000,000 2,308,994,643 32,280,104,043 19,062,590,000 (22,978,850,400) (6,600,373,509) (4,000,000,000) (1,665,342,148) (1,028,855,817) (1,108,127) (812,874) (28,645,300,675) (7,630,042,200) 3,634,803,368 11,432,547,800 93,695,333 (41,818,744) (311,053,039) 3,565,988,841 19,778,263,648 16,132,861,407 19,467,210,609 19,698,850,248 2018 11 15 24