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A 2017 2017AA 3. 20172017 178.2263% 14 H IPO 4. 2017 30
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A 2017 2017IPO31 IPO 9.75 20 2017 IPO 138.14 3.1 31 2 416.57 1,092.15 28 40 571.5 918.9 20 16 Wind 2017 269.85 578.02 35
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A 2017 2017 3,273 24% 2017 513.47 37,789.11 622.17 25,285.33 2,707.36 25,483.36 7,776.52 30,617.53 52.34 228.57 7.62 74.23 3,273.17 63,501.04 8,406.31 55,977.09 (2) FOF ETF 20172,049 50814.4% 2017 2017 4,285 37
A 2017 (3) 2017 PE 34 17617 IPO 201713.81 10.71% 5. 20172017 1688 5 IPO 20172017 1010 201721.78 16.90% 6. 2017 + IDC TMT PPP 2017AAA 201715.62 12.12% 38
A 2017 7. 14 24 660 IPO 201711.56 8.97% 2017 1. 2017 39
A 2017 (1) 2017 21 72 5 22 3 54 (2) 2017 (3) 2017 319 2016 0.22 25.3 2. 7 7 7 7 40
A 2017 41 7 6 1 7 7 7 6 1 7 5 2 7 5 2 7 7 7 7 4 4 3 3 4 4 7 7 3 2 1 7 5 2
A 2017 2018 1. 2018 2. 2018-2020 3. 42
A 2017 4. 5. 6. E 43
A 2017 7. 2017 201830 2018 6 21 44
B 2017 2017 1 2017 2017 12 31 5,347.061,177.55 752.92 282.2286.18 0.75 10.24 50 180 300 HH 1002017 A AA 2017 2017 2017 1. 2017511 1 45
B 2017 5 1 2017 3 29 1. 2016 2. 2016 3. 2016 4. 2016 5. < > 2 2017 4 27 2017 + 46
B 2017 3 2017 8 29 1. 2017 + 2. 2017 3. < > 4 2017 10 27 2017 + 5 2017 12 15 + 2. 20172017 6 62016 5 2017 3 29 2017 4 272017 8 29 2017 10 272017 12 15 47
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B 2017 4. 2017 2017 2018 5. 2017 49
B 2017 6. 2017 7. 2017 2017 4 2017 50
B 2017 2018 3 272017 20182017 2017 20172017 2017 1. 2017 A(2018) ZA10893 2017H 2017 A H A H AHAH AH 2017 2017 2. 2017 2017 51
B 2017 3. 2017165 120 45 4. 2017 IPO 63% 5 52
B 2017 5. 1. 2. 3. 2018 1. 2. 3. 4. 53
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C 2017 2017 1 2017 2017 A H 2017 2016 2017 2016 (%) (%) 5,347.06 5,608.66-4.66% 5,347.06 5,608.66-4.66% 4,050.12 4,389.07-7.72% 4,050.12 4,389.07-7.72% 1,177.55 1,101.30 6.92% 1,177.55 1,101.30 6.92% 752.92 786.64-4.29% 752.92 786.64-4.29% 1 A 55
C 2017 A H 2017 2016 2017 2016 (%) (%) 282.22 280.11 0.75% 413.25 424.92-2.75% 159.35 173.63-8.22% 291.44 315.31-7.57% 128.89 111.62 15.48% 128.89 111.62 15.48% 86.18 80.43 7.15% 86.18 80.43 7.15% 101.36 76.49 32.52% 101.36 76.49 32.52% 0.75 0.70 7.14% 0.75 0.70 7.14% 20175,347.06 5,608.66 261.60 4.66% 218.62 92.96 40.33 37.18 120.27 26% 22%18% 12% 1% 2017 4,050.12 4,389.07 338.95 7.72%202.85 178.97 56
C 2017 76.84 114.26 24.41 2017 282.22280.11 2.11 0.75% 1 39.41 53.14 13.73 25.84% 2 20.9816.41 4.57 27.85%3 36.6638.40 1.74 4.53% 4100.36 63.08 37.28 59.09% 5 51.9668.41 16.45 24.05% 2017 159.35173.63 14.28 8.22% 11.664.91 3.25 66.18%2016 5 2 97.5595.64 1.91 2.00% 3 16.8714.19 2.68 18.82% 4 43.2758.89 15.62 26.53% 57
C 2017 2017 128.8986.1880.43 5.75 7.15%61.88 2.028.76 33.154.12 3.78 17.73 3.52 2.211.30 0.49 8.76 2017 0.75 0.700.05 2017 101.3676.49 24.87 20171,177.55 1,101.30 76.25 6.92%86.18 2016 25.3015.18 201710.249.580.66 2017 752.92 786.64 33.72 56.14 9.55 3.8076.50 70.46% 58
C 2017 AH H A AH 2017 128.8937.91 11.64 19.85 13.81 21.78 15.62 11.5612.51 20174.68% (4.47%)0.21 133 e 201711.6 9.36% 2017 9.17% (8.43%)0.74% AA 2017 21 2017 37.91 29.41% 59
C 2017 2017 2017 31 IPO 20 2017 11.64 9.03% 6.22 4.53ETF 201719.85 15.40% 2017 3,273 24% 2,051 50714.4% 4,285 1,886 2017PE34 174 2017 12 IPO 201713.81 10.71% 60
C 2017 20172017 168 8 5 IPO 2017 20171010 201721.78 16.90% 2017 + IDCTMT PPP 2017AAA 201715.62 12.12% 24 660 61
C 2017 IPO 201711.56 8.97% 2017 2016 (%) 2015 1 5,347.06 5,608.66-4.66 5,764.49 2 1,177.34 1,101.30 6.90 1,076.95 3 1,296.94 1,219.58 6.34 1,169.28 4 4,050.12 4,389.07-7.72 4,595.21 5 3,212.38 3,348.48-4.06 3,304.95 6 10.24 9.58 6.90 9.36 7 36.65% 32.89% 3.76 32.59% 8 71.24% 73.30% 2.06 73.87% 9 3.48 3.75-0.27 3.83 10 4.12 4.60-0.48 4.93 62
C 2017 2017 2016 (%) 2015 1 282.22 280.11 0.75 380.86 2 97.55 95.64 2.00 112.14 3 128.89 111.62 15.48 211.19 4 98.76 89.31 10.58 168.41 5 86.18 80.43 7.15 158.39 6 7.56% 7.39% 0.17 17.56% 7 0.75 0.70 7.14 1.48 8 43.54% 38.01% 5.52 55.01% 9 34.57% 34.14% 0.43 29.44% 10 1.14 1.25-0.11 1.55 2017 2016 (%) 2015 1 3,082.77 3,172.34-2.82 3,856.93 2 1,068.59 1,012.45 5.55 1,011.20 3 2,014.18 2,159.89-6.75 2,845.73 4 1,500.93 1,507.21-0.42 1,917.89 5 752.92 786.64-4.29 937.07 6 70.46% 77.70% 7.24 92.67% 7 50.16% 52.56% 2.40 49.00% 63
C 2017 = = =100% = =100% =100% = 20177.56% (7.39%)0.17 2017 43.54% (38.01%)5.53 2017 3.48(3.75)0.27 2017 71.24% 2018 2018 6 21 64
D 2017 2017 2017 135 19512011 11 28 19962004 8CC3 2013 6 ( SK72015 5 2015 10 STT GDC Pte. Ltd. 40 19482013 5 27 1968 71971 9 1971 91975 1 1975 11984 21984 2 1985 81985 11987 8 1987 81990 9 1990 91995 11 1995 11 1999 8 1999 82007 2 2007 22012 11 65
D 2017 2017 72018 1 2013 7 0025732013 8 0005062016 4 0680.HK2016 4 0250.HK 1959MPP 2014 12 30 1993 1 1984 91990 12 1991 11991 12 1992 11992 12 1958 2016 6 12 1983 2008 5 82014 12 30 2010 52016 5 600626 2009 5 600843 2011 6 66
D 2017 600639 2015 5 600327 2016 5 600000 1959 2017 4 6 2015 5 (TMT) 19812001 1981 61988 12 1989 41989 111989 111993 8 1995 11996 12 2000 42001 91993 71995 1 1998 121999 10 2001 92003 4 2003 12006 9 2007 52015 3 185 620 8072 2017 9 1312 11 8096233 585 497 67
D 2017 391318 393 223 8227 16822277 2122188 931 4128228 455Asia-Pacific Strategic Investments Limited5RA Rowsley LimitedA50 Top Global Limited519 Singapore edevelopment Limited40V Sunwah International LimitedSWH Vietnam Equity Holding3MS AustChina Holdings LimitedAUH Coalbank LimitedAdamas Finance Asia LimitedADAM 19632014 12 302017 4 6 2004 12 1987 71993 41993 41995 10 68
D 2017 1995 101997 12 1998 1 2014 6 1. 1 2017 6 62016 2017A2017H 2 20177 7 5 2 0 0 7 5 2 0 0 7 3 2 2 0 69
D 2017 7 5 2 0 0 4 4 0 0 0 3 0 2 1 0 3 4 22 53 2 0 2 0 0 0 2 1 70
D 2017 2 0 2 0 2 0 1 0 1 1 5 0 5 0 5 0 3 0 2 2 3 0 3 0 3 1 2. 71
D 2017 1. 2017 3 29 2017 (1) (2) (3) (4) 2017 2. 2017 3 29 72
D 2017 2017 4 27 Haitong International Holdings / 5 5 10 2015 2017 8 29 (Haitong International Holdings Ltd) 9 9 10 10 2015 73
D 2017 3. 1 2017 5 123.36% A 2017 6 6 2016 2017 8 18 2 2017 3 29 2017 3 29 2017 5 12 3 2017 3 29 2016 74
D 2017 2016 2016 2017 4 27 4. 2017 1 24 2016 5. 2017 2017 75
D 2017 6. 2016 11,501,700,000 0.22 2,530,374,000.00 7. 8. 2017 A58412H 138 9. 76
D 2017 10. 20177 2 52 2321 77
D 2017 2018 2018 6 21 78
E 2018 2018 2018 1 BE 2017 (%) 952.37 0.19% 79
E 2018 2017 (%) 12.17 0.00% 89.12 0.01% 31,000.00 80
E 2018 2017 (%) 19,012.00 34,000.00 213.34 0.03% 81
E 2018 2017 (%) 1,014.57 0.16% 2 2017 (%) 0.31 0.00% 14A.76(1) A 82
E 2018 3 2017 (%) 13,695.97 2.76% 3,817.04 0.39% 41.62 0.01% 83
E 2018 2017 (%) 12,691.44 0.84% 8,550.06 0.75% 23,282.30 0.28% 84
E 2018 2017 (%) 10,031.34 0.34% 1,632,697.50 545,000.00 90,000.00 85
E 2018 2017 (%) 279,149.10 4.55% 253.44 0.08% 4 14A.76(1) A 86
E 2018 2018 2014 1 BE 2017 12 31BE 49% 33% BE (BNPP IP) (BNPP) BE A A 2 66.67%33.33% A 2003 11 25,000 1993 5 87
E 2018 3 1 2 1 2017 5% 2 3 88
E 2018 A A 14A.76(1) A A A 89
F A 1 2 3 4 5 1 2 (QFII) 10 2 90
F A A 3 A 1,618,426,236 1,618,426,236 200 A 4 20 A90% 20=20 2020 91
F A 5 200 1 100 2 FICC 40 3 10 4 40 5 10 200 6 7 92
F A 8 [2012]37 3 9 93
F A A A A 94
F A A HAITONG SECURITIES CO., LTD. 1,150,170 689 AH 600837.SH 6837.HK http://www.htsec.com haitong@htsec.com 9131000013220921X6 95
F A A (QFII) 10 2 96
F A A A 1.00 10 (QFII) 10 2 97
F A A A 1,618,426,236 1,618,426,236 200 A 20 A90% 20=20 2020 98
F A 10 5%5% 48 5% 12 12 99
F A 200 1 100 2 FICC 40 3 10 4 40 5 10 200 100
F A 200 1 100 2012 2017 480.33 267.27% 1,120.69 231.56% 101
F A 2 FICC FICC40 FICC ETF FICC FICC FICC FICC FICC FICC 102
F A 3 10 2011 ITIT IT IT IT IT 103
F A 4 40 201760% PE 8 PEPEPE 1 400 2002 2007 2010 2014 1 2015 9Banco Espírito Santo de Investimento, S.A.HAITONG 104
F A BANK, S.A. 2014 40 5 10 A 105
F A IT 106
F A 51% CEPA 402017 A A H IPO 107
F A A AA 2017 A 108
F A 2014 5 2014 5 13 2016 6 109
F A 110
F A 2017 12 3175.74%200 73.01% 111
F A 2 112
F A 113
F A 201520162017 10 2017 2.3 2,645,391,000.00 8,618,423,293.06 30.69% 2016 2.2 2,530,374,000.00 8,043,334,519.30 31.46% 2015 4.5 5,175,765,000.00 15,838,850,897.61 32.68% 10,351,530,000.00 10,833,536,236.66 95.55% 2017 114
F A 2018-2020 1 2018-2020 30% 2 3 115
F A A [2013]110 [2015]31 A 11,501,700,000 1,618,426,236 1 2018 9 30 2 1,618,426,236200 3 2017861,842.33 2018 2017 20% 20%1,034,210.80 861,842.33 689,473.86 116
F A 2018 4 2017 2,645,391,0002018 6 2018 12 31=2018 +2018 + 2018 5 6 2017 2017 12 31 2018 2018 12 31 11,501,700,000 11,501,700,000 13,120,126,236 117
F A 2017 2017 12 31 2018 2018 12 31 2017 11,775,547.87 2017 264,539.10 2,000,000.00 1,618,426,236 2018201720%1,034,210.80 11,775,547.87 12,545,219.57 14,545,219.57 0.75 0.90 0.87 0.74 0.90 0.87 10.24 10.91 11.09 (%) 7.56 8.50 8.17 20182017861,842.33 11,775,547.87 12,372,851.10 14,372,851.10 0.75 0.75 0.72 0.74 0.75 0.72 10.24 10.76 10.95 (%) 7.56 7.14 6.85 118
F A 2017 2017 12 31 2018 2018 12 31 2018201720%689,473.86 11,775,547.87 12,200,482.63 14,200,482.63 0.75 0.60 0.58 0.74 0.60 0.58 10.24 10.61 10.82 (%) 7.56 5.75 5.52 9 14%2018 3.6% 2018 201720% 16%2018 4%2018 20%23% 119
F A 2,000,000 20152016 20173,808,626.77 2,801,101.46 2,822,166.72 1,583,885.09 804,333.45 861,842.33 PE 2017 10,084 90% 120
F A 30 121
F A 122
F A 3 2018-2020 30% 103.52 30% 1 2 3 4 5 123
F A 5% H H IPO 124
F A WTO 125
F A 1 2 126
F A 127
F A 128
G A A A 129
G A A 1,618,426,236 1,618,426,236 200 1 100 2 FICC 40 3 10 4 40 5 10 200 A 130
G A IT 131
G A 51% CEPA 402017 A A H IPO 132
G A A AA 2017 A 133
G A 2014 5 2014 5 13 2016 6 1 100 2012 2017 480.33 267.27% 1,120.69 231.56% 134
G A 2 FICC FICC40 FICC ETF FICC FICC 135
G A FICC FICC FICC FICC 3 10 2011 ITIT IT IT IT IT 136
G A 4 40 201760% PE 8 PEPEPE 1 400 2002 137
G A 2007 2010 2014 1 2015 9Banco Espírito Santo de Investimento, S.A.HAITONG BANK, S.A. 2014 40 5 10 138
H (18) E00214 2017 12 31 [2007]500 3101 139
H [2007]500 140
H 2017 [2007]500 [2015]811 2015 5 29 17.18 1,916,978,820 H32,933,696,128.00 H 32,933,696,128.00186,696,098.00 32,747,000,030.00 2015 5 29 (15) 0897 027-532-20158968) 84691975-4050) 012-875-1-244898-8) 861512011580 25,825,553,084.42 2017 12 31 141
H 2017 12 31 2017 12 31 142
H 2017 12 31 2,597,269.01 2,623,864.77 2,582,555.31 2,623,864.77 1 60% 2 15% 3 10% 4 5% 5 10% 60% 1,573,973.62 1,573,973.62 1,573,973.62 1,573,973.62 1,573,973.62 1,573,973.62 15% 393,171.85 393,171.85 393,171.85 393,171.85 393,171.85 393,171.85 10% 262,114.57 262,114.57 262,114.57 262,114.57 262,114.57 262,114.57 5% 130,000.00 130,000.00 130,000.00 130,000.00 130,000.00 130,000.00 10% 264,604.73 264,604.73 264,604.73 264,604.73 264,604.73 264,604.73 143
I A A [2013]110 [2015]31 A 11,501,700,000 1,618,426,236 1 2018 9 30 2 1,618,426,236200 144
I A 3 2017861,842.33 2018 2017 20% 20%1,034,210.80 861,842.33 689,473.86 2018 4 2017 264,539.10 2018 6 2018 12 31=2018 +2018 + - 2018 5 6 145
I A 2017 2017 12 31 2018 2018 12 31 11,501,700,000 11,501,700,000 13,120,126,236 2017 11,775,547.87 2017 264,539.10 2,000,000.00 1,618,426,236 2018201720%1,034,210.80 11,775,547.87 12,545,219.57 14,545,219.57 0.75 0.90 0.87 0.74 0.90 0.87 10.24 10.91 11.09 (%) 7.56 8.50 8.17 20182017861,842.33 11,775,547.87 12,372,851.10 14,372,851.10 0.75 0.75 0.72 0.74 0.75 0.72 10.24 10.76 10.95 (%) 7.56 7.14 6.85 2018201720%689,473.86 11,775,547.87 12,200,482.63 14,200,482.63 0.75 0.60 0.58 0.74 0.60 0.58 10.24 10.61 10.82 (%) 7.56 5.75 5.52 146
I A 9 14%2018 3.6% 2018 201720% 16%2018 4%2018 20% 23% A 147
I A 1 2 IT 148
I A 3 51%CEPA 402017 A AH IPO 149
I A 4 1 A AA 2017 A 150
I A 2 2014 5 2014 5 13 2016 6 1 2,000,000 151
I A 2 2015201620173,808,626.77 2,801,101.46 2,822,166.72 1,583,885.09 804,333.45 861,842.33 PE 3 2017 10,084 90% 152
I A 30 1 2 H IPO 153
I A WTO 3 154
I A 4 155
I A 3 156
I A 2018-2020 30% 103.52 30% 1 2 3 4 5 5% H 157
I A 2018 158
J (2018-2020) (2018-2020) 3 (2018-2020 159
J (2018-2020) 1 2 3 4 5 2018-2020 160
J (2018-2020) 1 (1) (2) (3) 2 2018-2020 30% 161
J (2018-2020) 162
J (2018-2020) 163