SEHK 資源能源業 金融業 (65.97%) (100%) (50%) (16.50%) 製造業 (90%) (100%) (67.27%) 房地產業 (100%) (100%) (59.50%) (100%) (100%) (100%) 工程承包業 (100%) (100%) 其他

二 零 一 八 年 半 年 度 報 告 中國中信股份有限公司 註冊辦事處 中國中信股份有限公司 香港中環添美道一號 中信大廈三十二樓 半年度報告2018 電話 +852 2820 2111 傳真 +852 2877 2771 www.citic.com 股份代號 00267

SEHK 00267 資源能源業 金融業 (65.97%) (100%) (50%) (16.50%) 製造業 (90%) (100%) (67.27%) 房地產業 (100%) (100%) (59.50%) (100%) (100%) (100%) 工程承包業 (100%) (100%) 其他 (59.72%) (56.35%) (100%) (100%) 2018 6 30

2 4 8 22 29 30 31 33 34 36 38 41 136 137 137 137 145 145 146 146 149 149 149 150 1

2018 6 30 2017 258,323 199,990 58,333 56,597 53,741 2,856 30,668 32,234 (1,566) 1.05 1.11 (0.06) 0.15 0.11 0.04 11,427 (92,504) 103,931 17,349 9,939 7,410 2018 6 30 2017 12 31 7,628,950 7,520,739 108,211 6,814,272 6,727,098 87,174 566,204 550,951 15,253 2018 6 30 2018 6 30 2018 6 30 7,010,250 85,174 103,068 13,125 24,256 2,980 129,313 (125) 34,994 2,822 1,279 1,545 138,195 7,814 61,125 20,188 2,406 655 46,260 133 4,015 362 704 394 159,637 (27) 5,270 4,042 4,747 (944) 158,456 (5,379) 49,822 17,785 2,498 (4,586) 2

金融業非金融業 港幣十億元 6,925 7,010 629 631 於 2017 年 12 月 31 日 於 2018 年 6 月 30 日 資源能源業 製造業 工程承包業 房地產業 其他 港幣十億元 129 130 46 160 129 138 46 160 164 於 2017 年 12 月 31 日 158 於 2018 年 6 月 30 日 歸屬於普通股股東淨利潤 港幣百萬元 39,834 41,812 43,146 43,902 32,234 30,668 2014 2015 2016 2017 2017 年上半年 ( 已重述 ) 2018 年上半年 3

307 5% 54 6% 0.15 0.04 243 5% 7% 257 35% 39% 12 1.89% 24% 5% 13%56 37% 24 31%16 57034% 60 60 5.9730% 4

2,7004 10% 3.4% 6,300 13 186%5.29 7.76 41% 19.5% 940 20% 18% 65% Mineralogy B Mineralogy 7 150 7 17%47 10% Kadooria 5

13 10% 9% 6

7

307164.9% 54 166.0% 24314% 5.0% 3.3 38.8%7.1% 13% 4.6% 24% 13 2437% 47 17% 277.03.9 EPC 13 8

歸屬於普通股股東淨利潤 港幣百萬元 39,834 41,812 43,146 43,902 32,234 30,668 2014 2015 2016 2017 2017 年上半年 ( 已重述 ) 2018 年上半年 股 股 年上半年 股 歸屬於普通股股東淨利潤 港幣 1.05 元 年上半年 港幣 1.11 元 4.9% 於 年 已 股 29,090,262,630 股 股 港幣 4,364 百萬元 2018 年 股 股港幣 0.15 元 ( 年上半年 股港幣 0.11 元 ) 每股收益每股股息 港幣百萬元 1.60 1.58 1.48 1.51 1.11 1.05 0.30 0.33 0.36 0.215 0.11 2014 2015 2016 2017 2017 年上半年 ( 已重述 ) 2018 年上半年 0.15 9

6 30 2018 2017 2018 6 30 2017 12 31 35,564 30,692 7,010,250 6,925,076 1,726 (53) 129,313 129,438 2,639 1,857 138,195 130,381 699 309 46,260 46,127 5,230 5,819 159,637 159,664 3,840 7,638 158,456 163,835 49,698 46,262 7,642,111 7,554,521 (4,015) (3,298) (883) 22 14,132 10,752 30,668 32,234 2018 年上半年 2017 年上半年 ( 已重述 ) 港幣百萬元 24,256 21,276 4,747 2,498 2,406 704 1,279 1,751 310 5,691 7,084 (266) 金融業資源能源業製造業工程承包業房地產業其他 10

2433014% 115.0% 16% 3.3 38.8%11% 33.0%1.6 34.6%121.89% 7.1% 13% 4.6% 24% 13 951 26%65% 2.315% Las Bambas 2.0 11

246.637% 12% 34% 31% 2.7 30% 7.03.9127% PPPKK EPC142% 479.417% 27 95% 254665% 54 12

7.5%EPC 256%19% 2,58358329% 1,03115% 49 5.5% 350288.8% 61120249% 2017 403.69.9%EPC 45%PPPKK 53 40329% 13

49817856% 2017 7 31 EPC19 1537% 6 30 2018 2017 % 103,068 89,943 13,125 15% 34,994 32,172 2,822 9% 61,125 40,937 20,188 49% 4,015 3,653 362 10% 5,270 1,228 4,042 329% 49,822 32,037 17,785 56% 金融業資源能源業製造業工程承包業 房地產業 其他 16% 19% 1% 2% 20% 2017 年上半年 ( 已重述 ) 45% 2% 2% 2018 年上半年 40% 24% 16% 13% 6 30 2018 2017 % 62,213 56,757 5,456 10% 29,314 28,038 1,276 5% 155,244 110,045 45,199 41% 136,645 94,646 41,999 44% 4,482 3,819 663 17% 14,117 11,580 2,537 22% 11,552 5,150 6,402 124% 14

淨利息收入淨手續費及佣金收入銷售收入其他收入 3% 5% 28% 24% 55% 2017 年上半年 ( 已重述 ) 2018 年上半年 11% 14% 60% 年上半年 及 319 上 15% 其 321 及 290 費 淨 年上半年 628 上 15% 年上半年 收入 8 利息收入 2 上 24% 利息 年上半年 利息 139% 利息 費 年上半年 費 11810 利 15

2018 6 30 2017 % 2018 2017 6 30 % 11,427 (92,504) 103,931 112% 15,231 (98,969) 114,200 115% (178,471) (71,203) (107,268) (151%) (163,387) (57,422) (105,965) (185%) 437,580 696,943 (259,363) (37%) 405,245 674,494 (269,249) (40%) (608,204) (763,279) 155,075 20% (566,719) (728,676) 161,957 22% 121,943 84,024 37,919 45% 111,753 87,607 24,146 28% 766,145 508,138 258,007 51% 696,961 453,121 243,840 54% (620,776) (402,128) (218,648) (54%) (556,411) (356,608) (199,803) (56%) (19,960) (14,167) (5,793) (41%) (14,165) (8,901) (5,264) (59%) (6,691) 6,691 100% (14,453) (14,453) (6,508) (1,232) (5,276) (428%) (179) (6) (173) (2,883%) (45,101) (79,683) 34,582 43% (36,403) (68,784) 32,381 47% 491,363 494,179 (2,816) (0.6%) 404,248 430,801 (26,553) (6%) (290) 10,134 (10,424) (103%) (355) 8,753 (9,108) (104%) 445,972 424,630 21,342 5% 367,490 370,770 (3,280) (1%) 16

金融業 資源能源業 製造業 工程承包業 房地產業 其他 港幣十億元 5 14 12 15 5 6 2 12 5 1 3 5 1 14 15 3 1 11 2014 2015 2016 2017 16 5 5 2 6 2 1 2 2 11 3 2017 年上半年 2018 年上半年 2 1 6 1 1 6 6 30 半年 港幣 元 2018 2017 年金 % 金融業 1,734 1,027 707 69% 資源能源業 835 2,419 (1,584) (65%) 製造業 6,479 1,798 4,681 260% 工程承包業 1,010 922 88 10% 房地產業 1,016 869 147 17% 其他 6,275 2,904 3,371 116% 17,349 9,939 7,410 75% 資 承 年 十 資 承 港幣 170 億元 資 承 28(f) 17

2018 6 30 2017 12 31 % 7,628,950 7,520,739 108,211 1% 3,904,130 3,721,886 182,244 5% 18 1,804,469 1,804,469 19 822,519 924,584 (102,065) (11%) 15 807,912 (807,912) 644,789 (644,798) 261,654 (261,654) 244,419 205,346 39,073 19% 198,438 196,047 2,391 1% 6,814,272 6,727,098 87,174 1% 4,226,730 4,056,158 170,572 4% 24 812,023 954,638 (142,615) (15%) 22 777,729 653,371 124,358 19% 26 315,621 284,818 30,803 11% 249,753 226,110 23,643 10% 23 147,031 142,442 4,589 3% 25 566,204 550,951 15,253 3% 75,20776,290 18

中國大陸港澳台海外 7% 1% 7% 1% 於 2017 年 12 月 31 日 於 2018 年 6 月 30 日 92% 92% 於 年 月 日 港 39,041 年 港 1,8225% 51.18% 年 1.69 港 2018 6 30 2017 年 12 月 31 日 % 2,249,219 2,231,671 17,548 1% 173,225 130,190 43,035 33% 1,536,732 1,473,346 63,386 4% 3,959,176 3,835,207 123,969 3% (113,353) (113,321) (32) (0.03%) 3,845,823 3,721,886 123,937 3% 461 57,846 58,307 3,904,130 3,721,886 182,244 5% 19

42,2671,706 4%62.03% 1.73 2018 6 30 2017 12 31 % 1,626,325 1,463,098 163,227 11% 1,807,798 1,947,517 (139,719) (7%) 3,434,123 3,410,615 23,508 0.7% 461,976 357,069 104,907 29% 317,377 281,084 36,293 13% 779,353 638,153 141,200 22% 13,254 7,390 5,864 79% 4,226,730 4,056,158 170,572 4% 2018 6 30 2017 12 31 % 5,114 7,176 (2,062) (29%) 39,851 43,900 (4,049) (9%) 32,002 28,130 3,872 14% 2,353 1,267 1,086 86% 7,936 7,898 38 0.5% 33,138 41,934 (8,796) (21%) 52,312 34,605 17,707 51% (25,675) (22,468) (3,207) (14%) 147,031 142,442 4,589 3% 20

2018 6 30 2017 12 31 % 662,613 529,238 133,375 25% 598 (598) (100%) 150 2,632 (2,482) (94%) 3,862 5,175 (1,313) (25%) 111,104 115,728 (4,624) (4%) 777,729 653,371 124,358 19% 5,662152 21

The asset and liability management committeealco 1. ALCO 2018 6 30 (1) 924,760 147,031 (2) 777,729 (3) 90,761 (4) 658,876 10,168 16,826 2018 6 30 924,760 90,761 658,876 (1) (2) (3) (4) 22

2018 6 30 1 年內或按要求償還 1 年至 2 年 2 年至 5 年 5 年以上 15% 15% 13% 57% 2018 6 30 1 年內或按要求償還借款 1 年以上借款已發行公司債券已發行次級債務已發行存款證同業存單 4% 12% 已發行票據 9% 49% 16% 0% 10% 2018 年 6 30 924,760 90,761 (5) 814,678 395,300 114% 23% (5) 23

2. 29(b) 3. 2018 6 3028 4. 2018 6 30 25(d) 5. 2018 6 30 BBB+ A3 9 24

1. ALCO 29(c) 2. 29(d) 25

3. 4. 5. 26

27

28

29

(a) (b) 30

2018 2017 139,019 125,331 (76,806) (68,574) 5(a) 62,213 56,757 32,300 30,278 (2,986) (2,240) 5(b) 29,314 28,038 5(c) 155,244 110,045 5(d) 11,552 5,150 166,796 115,195 258,323 199,990 6 (126,526) (97,013) 7 3,067 8,639 (249) (27,885) (31,696) 9 (46,859) (33,081) 543 400 4,030 3,506 1,312 3,899 61,945 58,455 805 651 (6,153) (5,365) 8 (5,348) (4,714) 9 56,597 53,741 10 (11,797) (10,755) 44,800 42,986 31

2018 2017 44,800 42,986 30,668 32,234 336 336 13,796 10,416 44,800 42,986 : 12 1.05 1.11 41 135 32

2018 2017 44,800 42,986 13 (3,901) 4,365 142 239 433 (374) 730 (7,383) 19,682 19 (730) (3,741) 16,963 41,059 59,949 27,726 44,814 336 336 12,997 14,799 41,059 59,949 41 135 33

2018 6 30 2017 12 31 15 822,519 924,584 244,419 205,346 91,350 16 46,016 79,339 17 171,278 149,204 1,820 3,436 60,956 58,552 80,986 65,349 18 3,904,130 3,721,886 19 405,874 588,631 809,964 807,912 261,654 644,789 20 100,735 98,644 21 40,144 37,418 198,438 196,047 33,068 33,073 13,444 23,721 23,705 23,989 46,442 48,585 34,765 47,477 7,628,950 7,520,739 34

2018 6 30 2017 12 31 315,621 284,818 22 812,023 954,638 80,095 90,131 2,334 16 45,205 80,075 23 249,753 226,110 3,334 5,159 83,393 160,902 24 4,226,730 4,056,158 17,751 20,429 8,862 13,446 25 147,031 142,442 26 777,729 653,371 11,356 5,474 9,075 9,438 22,155 26,332 6,814,272 6,727,098 27 381,710 381,710 7,873 7,873 176,621 161,368 566,204 550,951 248,474 242,690 814,678 793,641 7,628,950 7,520,739 41 135 35

2018 6 30 2017 12 31 381,710 7,873 (62,523) 1,917 (7,603) 45,088 191,554 (7,065) 550,951 242,690 793,641 2(c) 3,220 14 (8,495) (5,261) (2,708) (7,969) 2018 1 1 381,710 7,873 (62,523) 1,917 (4,383) 45,102 183,059 (7,065) 545,690 239,982 785,672 9 336 30,668 31,004 13,796 44,800 13 358 1,989 (5,289) (2,942) (799) (3,741) 336 358 1,989 30,668 (5,289) 28,062 12,997 41,059 202 202 11 (7,273) (7,273) (7,273) (6,549) (6,549) (336) (336) (336) 33 (816) (816) 157 157 2,683 2,840 (96) (96) (25) (121) (336) 61 (7,273) (7,548) (4,505) (12,053) 2018 6 30 381,710 7,873 (62,462) 2,275 (2,394) 45,102 206,454 (12,354) 566,204 248,474 814,678 36

2017 6 30 2017 1 1 381,710 7,873 (62,209) 1,203 (2,445) 44,497 158,040 (38,036) 490,633 205,218 695,851 2(a) 299 94 (24) 369 453 822 2017 1 1 381,710 7,873 (61,910) 1,203 (2,445) 44,497 158,134 (38,060) 491,002 205,671 696,673 9 336 32,234 32,570 10,416 42,986 13 234 (1,412) 13,758 12,580 4,383 16,963 336 234 (1,412) 32,234 13,758 45,150 14,799 59,949 104 104 11 (6,691) (6,691) (6,691) (6,434) (6,434) (336) (336) (336) 2(a) 5,303 (5,159) 144 (2) 142 33 (5) (5) (310) (310) (74) (384) (336) 4,993 (11,850) (7,193) (6,411) (13,604) 2017 6 30 381,710 7,873 (56,917) 1,437 (3,857) 44,497 178,518 (24,302) 528,959 214,059 743,018 41 135 37

2018 2017 56,597 53,741 9(b) 7,457 6,274 31,696 249 27,885 (543) (400) 6,291 (1,688) (5,342) (7,405) 5(a) 13,973 10,013 8 (805) (651) 8 6,153 5,365 (1,884) (1,937) (1,699) (6,411) 112,090 84,839 57,033 25,791 595 82,397 16,319 (29,085) (19,837) 129 90 (1,712) (8,215) (16,846) 167,330 (255,015) (266,282) 217,523 128,447 7,587 2,089 (139,112) (116,631) (8,924) (17,469) 2,348 38

2018 2017 16,006 (6,430) (1,009) 451 (78,852) (60,430) 209,451 (200,567) 34,415 11,055 (11,152) 11,785 (2,678) (2,658) 911 399 26,048 (79,872) (14,621) (12,632) 11,427 (92,504) 437,580 696,943 1,008 411 1,667 287 33 1,809 58 2,327 1,971 (608,204) (763,279) (7,466) (5,076) (7,192) (2,518) (178,471) (71,203) 39

2018 2017 202 104 2,840 57,594 41,463 (620,776) (402,128) 708,551 466,675 (19,960) (14,167) (6,172) (896) (6,691) (336) (336) 121,943 84,024 (45,101) (79,683) 1 1 491,363 494,179 (290) 10,134 6 30 445,972 424,630 41 135 40

1 622 436 622 662(3)6 3 622 406(2)407(2) (3) 2 (a) 34 16 2017 12 31 41

2 (a) 2017 9 192017 10 24 2017 5 152017 6 30 2017 12 31 9 (1) 15 (1) 2 (2) 4 4 9 (2) 1 (2) 28 (2) 40 (2) 22 (2) (1) 2(c) (2) 42

2 (a) 16 (1) 23 (1) 28 (2) 10 (1) (2) 162018 6 30 27,86128(g) (b) 9 2018 1 19 HKFRS 9 HKFRS 9 39HKAS 39 HKFRS 9 HKFRS 9 HKFRS 9 HKFRS 9HKFRS 92(c) 43

2 (b) (i) (1) 44

2 (b) (i) (1) 45

2 (b) (i) (2) 12 46

2 (b) (i) (3) (ii) 47

2 (b) 15 2018 1 115HKFRS 15 HKFRS 151811 HKFRS 15 HKFRS 15 HKFRS 15HKFRS 152(c) 48

2 (b) (i) HKFRS 9 2(b) (ii) 49

2 (b) (iii) (iv) 50

2 (c) (i) HKFRS 9 HKFRS 15 2017 12 31 HKFRS 9 HKFRS 15 2018 1 1 2(c)(ii)(iii) 924,584 (72) 924,512 205,346 (196) 205,150 91,350 (91,350) 79,339 79,339 149,204 (8,563) (2,089) 138,552 1,820 (1,820) 3,526 3,526 65,349 (44) 65,305 3,721,886 (8,374) 3,713,512 531,754 531,754 512,451 512,451 774,199 774,199 807,912 (807,912) 261,654 (261,654) 644,789 (644,789) 98,644 14 (497) 98,161 48,585 555 5 49,145 47,477 (188) 47,289 7,520,739 (4,169) (875) 7,515,695 51

2 (c) (i) HKFRS 9 HKFRS 15 2017 12 31 HKFRS 9 HKFRS 15 2018 1 1 2(c)(ii)(iii) 226,110 (1,825) 224,285 3,334 (3,334) 4,708 4,708 13,446 (1,752) (8) 11,686 5,474 4,971 10,445 26,332 165 26,497 6,727,098 3,219 (294) 6,730,023 161,368 (4,711) (550) 156,107 242,690 (2,677) (31) 239,982 793,641 (7,388) (581) 785,672 7,520,739 (4,169) (875) 7,515,695 HKFRS 9 HKFRS 15 52

2 (c) (ii) HKAS 39HKFRS 9 HKAS 39 2018 1 1HKFRS 9 2017 12 31 HKAS 39 2018 1 1 HKFRS 9 924,584 (72) 924,512 205,346 (196) 205,150 79,339 79,339 65,349 (44) 65,305 (a) 149,204 (7,336) (1,227) 140,641 3,721,886 (7,068) (8,368) 3,706,450 7,068 (6) 7,062 3,721,886 (8,374) 3,713,512 53

2 (c) (ii) HKAS 39HKFRS 9 2017 12 31 HKAS 39 2018 1 1 HKFRS 9 75,560 (75,560) 15,790 (15,790) 807,912 (807,912) 261,654 (261,654) 644,789 (644,789) 524,283 7,471 531,754 507,884 (463) 507,421 5,363 (333) 5,030 768,175 6,024 774,199 1,805,705 12,699 1,818,404 (a) 2018 1 1 HKFRS 9HKFRS 15 54

2 (c) (iii) HKAS 39HKFRS 9 HKAS 392018 1 1HKFRS 9 2017 12 31 HKAS 39 HKAS 37 2018 1 1 HKFRS 9 72 72 1 196 197 44 44 9,699 1,227 10,926 113,321 8,368 121,689 (b) 8 8 1,653 (1,653) 4,064 (4,064) 900 (900) (b) 403 733 1,136 240 (240) 4,174 431 4,605 128,738 9,939 138,677 481 4,971 5,452 129,219 14,910 144,129 (b) 55

2 (c) (iv) HKFRS 9 HKFRS 15 2017 12 31 2018 1 1HKFRS 9 HKFRS 15 2017 12 31 191,554 (7,603) 45,088 242,690 HKFRS 9 (198) 198 HKFRS 9 (7,956) 3,231 (2,677) HKFRS 9 (14) 14 HKFRS 9 223 (209) HKFRS 9 (7,945) 3,220 14 (2,677) (17) (1) (36) (30) HKFRS 15 (497) HKFRS 15 (550) (31) 2018 1 1 183,059 (4,383) 45,102 239,982 56

3 2017 12 31 (a) 29(a) 29(a) (b) 34 2013 1 30 858 57

3 (b) Sino Iron Pty LtdSino Iron 0.15%5 530 2013 12 24Sino IronSino Iron 4 Sino Iron Sino Iron 2018 6 30 (c) Mineralogy Pty Ltd.Mineralogy Sino Iron Korean Steel Pty Ltd.Korean Steel Mineralogy (Mining Right and Site Lease Agreements)Sino Iron Korean Steel20 58

3 (c) Mineralogy Pty Ltd.Mineralogy Mineralogy Clive Palmer 4 102012 4 13 Mineralogy Sino Iron Korean Steel2015 9 30Mineralogy Palmer Mineralogy 2016 3 31Mineralogy Palmer 10 2018 2 26Kenneth MartinCape Preston Resource Holdings Pty Ltd Cape Preston2018 3 19Cape Preston Cape Preston 2018 5 31Mineralogy Palmer 2018 7 31 59

3 (c) Mineralogy Pty Ltd.Mineralogy B Sino Iron Korean SteelMineralogy BSino Iron Korean Steel 2010 B MineralogyB Mineralogy CIV 1808/2013 MineralogySino Iron Korean Steel 2017 3 31B CIV 1808/20132017 6 14102017 11 24Kenneth MartinMineralogy BMineralogy CIV 1808/2013 Mineralogy CIV 3024/2017 CIV 1808/20132017 12 18Kenneth Martin CIV 1808/2013CIV 3024/2017 2017 12 18Kenneth Martin (i) Sino Iron Korean SteelMineralogy82,409,227.917,702,492.91 (ii) FortescueFCDMineralogy153,859,032.00 4,445,562.00 Kenneth Martin Mineralogy2018 1 15 60

3 (c) Mineralogy Pty Ltd.Mineralogy B Mineralogy Sino Iron Korean SteelSino Iron/Korean Steel 2018 1 12Sino IronKorean Steel MineralogyKenneth Martin Sino IronCIV 1808/2013CIV 3024/2017 Mineralogy2017 6 302017 9 302017 12 31 B113,332,300 Kenneth Martin2017 12 18 2018 12 45 FCD Mineralogy PalmerFCDMineralogy Palmer Mineralogy PalmerSino Iron Korean Steel (i) Queensland Nickel FCD 2017 6 29 CIV 1808/2013Palmer 23.24 18.065Palmer Queensland NickelQueensland Nickel Yabulu PalmerFCDPalmerMineralogy Mineralogy PalmerSino Iron Korean Steel 61

3 (c) Mineralogy Pty Ltd.Mineralogy FCD (i) Queensland Nickel FCD Palmer2015 11MineralogyQueensland Nickel Queensland Nickel Pty Limited28 BSino Iron Korean Steel MineralogyBPalmerMineralogy Queensland Nickel Pty LimitedPalmerQueensland Nickel Pty LimitedMineralogy 2018 2 5 2018 2 26Kenneth Martin MineralogySino Iron Korean Steel 2018Martin2018 5 31 Palmer Petroleum FCD 2018 9 21 62

3 (c) Mineralogy Pty Ltd.Mineralogy FCD (ii) Palmer Petroleum FCD 2018 2 16MineralogyCIV 1267/2018 26.75 Mineralogy Palmer Petroleum Pty Ltd Aspenglow Pty LtdPalmer Petroleum: (1) 2009 12 (2) 2013 20132016B MineralogyPalmer Petroleum MineralogyPalmer PetroleumPalmer Petroleum MineralogyPalmer Petroleum 2018 4 24 Martin2018 5 31Queensland Nickel FCD 2018 9 21 63

3 (c) Mineralogy Pty Ltd.Mineralogy FCD (iii) FCD PalmerMineralogyFCDPalmer 2017 12 21MineralogyCIV 3166/2017 MineralogySino Iron Korean Steel97,802,036 FCD195,604,070 Sino Iron Korean Steel2013 3 21600Sino Iron Korean Steel Mineralogy 600 Mineralogy Mineralogy 2018 4 15 2018 5 8MineralogyMineralogy 2018 4 15 64

4 2018 6 306 16.5%2017 6 306 16.5% 2018 6 306 25%2017 6 30625% 5 5(a), 5(b), 5(d) 5(c) 10% 65

5 (a) 2018 2017 6,452 6,133 5,419 3,051 801 684 29,140 24,315 97,135 76,823 14,286 72 39 139,019 125,331 (4,942) (2,947) (16,583) (23,407) (2,067) (1,500) (1,392) (1,330) (37,700) (29,361) (13,973) (10,013) (149) (16) (76,806) (68,574) 62,213 56,757 66

5 (b) 2018 2017 3,386 4,147 19,313 15,295 849 731 3,005 2,920 5,404 6,998 343 187 32,300 30,278 (2,986) (2,240) 29,314 28,038 (c) 2018 2017 136,645 94,646 4,482 3,819 14,117 11,580 155,244 110,045 67

5 (d) 2018 2017 (i) 4,304 3,929 3,775 603 3,769 246 (296) 372 11,552 5,150 (i) 2018 2017 2,900 1,429 1,680 127 (276) 2,373 4,304 3,929 6 2018 2017 114,007 85,655 3,797 3,382 8,722 7,976 126,526 97,013 68

7 2018 2017 1,697 6,411 228 1,286 1,142 942 3,067 8,639 8 2018 2017 3,123 2,245 2,958 3,103 6,081 5,348 (88) (145) 5,993 5,203 160 162 6,153 5,365 (805) (651) 5,348 4,714 69

9 (a) 2018 2017 22,127 15,893 2,301 1,868 4,249 3,658 28,677 21,419 (b) 2018 2017 1,262 1,233 6,195 5,041 4,066 2,761 1,318 1,137 565 401 144 134 515 445 14,065 11,152 70

10 2018 2017 9,756 10,848 141 12 9,897 10,860 1,017 480 71 259 10,985 11,599 812 (844) 11,797 10,755 4 11 2018 2017 20170.25 20160.23 7,273 6,691 20180.15 20170.11 4,364 3,200 71

12 2018 6 30630,6682017 6 30632,234 2018 2017 30,668 32,234 29,090 29,090 20182017 6 3062018 6 30 2018 6 302017 6 30 2018 6 306 1.052017 6 3061.11 72

13 2018 2017 (5,748) 148 1,699 (3,901) 5,968 (62) 180 (1,579) 4,507 220 588 55 19 (210) 239 433 (374) 730 (7,383) 19,682 25 (6) 19 (803) 73 (730) (3,741) 16,963 73

14 74

14 (a) 75

14 (a) 20182017 6 306 2018 6 306 103,068 34,994 61,125 4,015 5,270 49,822 29 258,323 (220) 2,065 111 63 3,123 624 (5,766) 102,848 37,059 61,236 4,078 8,393 50,446 29 (5,766) 258,323 1,167 695 51 54 2,169 (134) 28 4,030 200 694 18 31 369 1,312 8 159 188 177 166 71 680 (636) 805 8 (1,040) (680) (22) (303) (903) (3,711) 506 (6,153) 9(b) (1,728) (1,405) (2,109) (68) (106) (2,011) (30) (7,457) 1 (88) (113) (49) (249) (31,707) 22 (33) 1 62 (41) (31,696) 44,228 2,084 3,391 739 6,395 4,836 (3,920) (1,156) 56,597 (8,664) (358) (752) (40) (1,165) (996) (95) 273 (11,797) 35,564 1,726 2,639 699 5,230 3,840 (4,015) (883) 44,800 24,256 1,279 2,406 704 4,747 2,498 (4,339) (883) 30,668 11,308 447 233 (5) 483 1,342 324 14,132 2018 6 30 7,010,250 129,313 138,195 46,260 159,637 158,456 183,941 (197,102) 7,628,950 35,488 14,776 978 688 37,163 10,649 993 100,735 7,509 6,389 192 20,043 6,011 40,144 6,437,663 166,905 84,389 32,884 94,246 84,901 202,223 (288,939) 6,814,272 5,114 39,851 32,002 2,353 7,936 33,138 52,312 (25,675) 147,031 662,613 150 3,862 111,104 777,729 76

14 (a) 2017 6 306 89,943 32,172 40,937 3,653 1,228 32,037 20 199,990 (233) 1,821 119 106 55 494 (2,362) 89,710 33,993 41,056 3,759 1,283 32,531 20 (2,362) 199,990 1,065 363 28 2,003 45 2 3,506 304 543 2,786 266 3,899 8 178 151 89 291 47 430 (535) 651 8 (1,082) (457) (42) (218) (686) (3,281) 401 (5,365) 9(b) (1,663) (1,462) (1,716) (70) (93) (1,223) (47) (6,274) (27,625) 58 (66) 2 (81) (173) (27,885) 39,037 264 2,348 362 6,250 8,701 (3,245) 24 53,741 (8,345) (317) (491) (53) (431) (1,063) (53) (2) (10,755) 30,692 (53) 1,857 309 5,819 7,638 (3,298) 22 42,986 21,276 (266) 1,751 310 5,691 7,084 (3,634) 22 32,234 9,416 213 106 (1) 128 554 336 10,752 2017 12 31 6,925,076 129,438 130,381 46,127 159,664 163,835 177,797 (211,579) 7,520,739 35,567 14,524 951 370 36,150 9,959 1,123 98,644 6,362 4,995 177 19,929 5,955 37,418 6,362,774 170,212 77,721 33,626 94,851 95,165 188,253 (295,504) 6,727,098 7,176 43,900 28,130 1,267 7,898 41,934 34,605 (22,468) 142,442 529,238 598 2,632 5,175 115,728 653,371 77

14 (b) 2018 2017 2018 6 30 2017 12 31 212,973 159,335 6,992,838 6,902,597 28,351 26,595 521,810 505,686 16,999 14,060 114,302 112,456 258,323 199,990 7,628,950 7,520,739 15 2018 6 30 2017 12 31 7,214 8,150 82,698 56,367 (i) : (ii) 506,689 555,449 (iii) 101,110 106,815 (iv) 4,375 4,884 (v) 1,844 6,515 118,679 186,404 822,609 924,584 (90) 822,519 924,584 78

15 (i) (ii) 2018 6 30 13.5%2017 12 3115%13.5%2017 12 3115% 5%2017 12 315% 2018 6 309%2017 12 31 9% 2018 6 307%2017 12 317% 5%2017 12 315% (iii) (iv) (v) (vi) 2015 8 31 20%2017 12 3120%12017 9 8 2017 9 110% 2018 6 301,658 2017 12 311,601 79

16 2018 6 30 2017 12 31 9,728 174 19 11,722 147 22 464 30 14,414 18 1,292 15,498 9 1,872 1,408 11 8 366 3 2,373 526 18 2,950 1,025 72 2,123,514 5,443 5,414 1,953,696 2,907 2,767 3,160,533 38,834 38,145 4,005,534 74,209 74,821 85,333 1,009 278 61,712 1,039 308 6 1 1 15,987 213 5,397,773 46,016 45,205 6,067,465 79,339 80,075 80

16 (a) 2018 6 30 2017 12 31 3 2,671,844 2,236,638 31 2,081,421 3,310,476 15 631,143 506,712 5 13,365 13,639 5,397,773 6,067,465 (b) 2012 2018 6 3023,969 2017 12 3184,001 17 2018 6 30 2017 12 31 47,815 42,092 39,476 44,444 93,649 72,367 180,940 158,903 (9,662) (9,699) 171,278 149,204 2018 6 30 12,747 2017 12 319,356 81

18 (a) 2018 6 30 2017 12 31 2,192,554 2,177,528 173,225 130,190 56,665 54,143 2,422,444 2,361,861 671,873 604,498 206,503 198,604 388,012 399,228 270,344 271,016 1,536,732 1,473,346 3,959,176 3,835,207 (113,353) (113,321) 3,845,823 3,721,886 461 57,846 58,307 3,904,130 3,721,886 2018 6 306 82

18 (b) 2018 6 30 2017 12 31 828,324 850,404 621,630 615,561 1,886,862 1,807,140 449,596 431,912 3,786,412 3,705,017 231,071 130,190 4,017,483 3,835,207 (c) 2018 6 30 (i) 3,771,557 107,412 80,207 3,959,176 2.03% (34,322) (28,121) (50,910) (113,353) 3,737,235 79,291 29,297 3,845,823 58,307 58,307 3,795,542 79,291 29,297 3,904,130 (56) (56) 83

18 (c) 2017 12 31 (ii) 3,766,580 13,630 54,997 3,835,207 1.79% (64,054) (10,738) (38,529) (113,321) 3,702,526 2,892 16,468 3,721,886 (i) 2018 6 30 52,093 28,114 80,207 (50,910) 29,297 2018 6 3044,390 (ii) 2017 12 3154,997 2017 12 31 33,230 21,767 54,997 84

18 (d) 2018 6 30 3 31 1 3 3 10,124 8,126 1,093 349 19,692 10,082 10,372 6,401 1,453 28,308 18,428 19,311 15,911 588 54,238 2,435 2,376 2,229 113 7,153 41,069 40,185 25,634 2,503 109,391 2017 12 31 3 31 1 3 3 8,062 9,120 917 508 18,607 10,220 11,654 10,545 1,752 34,171 16,950 16,286 14,621 565 48,422 4,057 2,633 2,566 234 9,490 39,289 39,693 28,649 3,059 110,690 1 85

19 (a) 2018 6 30 227,714 71,626 2,946 55,518 20,866 2,433 19,996 6,983 738 405,874 400 541,734 2,696 3,311 17,121 23,369 588,631 363,278 159,215 1,771 285,756 4,530 814,550 (4,586) 809,964 1,804,469 2018 6 3087,023 2017 12 31116,069 86

19 (b) 2018 6 30 451,071 151,220 1,013,368 184,828 3,982 1,804,469 47,557 1,120,814 636,098 1,804,469 (c) 2018 6 30 584,693 142 85 584,920 808,871 612 5,067 814,550 (3,051) (61) (1,474) (4,586) 805,820 551 3,593 809,964 1,390,513 693 3,678 1,394,884 1,099 42 115 1,256 87

20 2018 6 30 2017 12 31 103,242 101,167 (2,507) (2,523) 100,735 98,644 21 2018 6 30 2017 12 31 41,598 38,872 (1,454) (1,454) 40,144 37,418 22 2018 6 30 2017 12 31 276,159 223,640 535,864 730,998 812,023 954,638 290,949 287,850 3 371,851 461,257 31 149,022 205,525 1 201 6 812,023 954,638 88

23 2018 6 30 2017 12 31 78,615 68,733 8,797 10,848 50,122 50,049 6,341 5,993 8,080 7,976 8,919 785 88,879 81,726 249,753 226,110 2018 6 30 2017 12 31 1 56,467 48,751 12 5,751 8,505 23 6,694 4,672 3 9,703 6,805 78,615 68,733 89

24 (a) 2018 6 30 2017 12 31 1,807,798 1,947,517 317,377 281,084 2,125,175 2,228,601 1,626,325 1,463,098 461,976 357,069 2,088,301 1,820,167 13,254 7,390 4,226,730 4,056,158 (b) 2018 6 30 2017 12 31 183,844 233,647 10,885 11,112 26,852 29,837 124,970 130,193 346,551 404,789 90

25 (a) 2018 6 30 2017 12 31 99,759 78,106 (d) 26,895 37,408 5,955 126,654 121,469 17,589 17,765 (d) 2,788 3,077 131 20,377 20,973 147,031 142,442 (b) 2018 6 30 2017 12 31 1 36,813 31,062 1 2 19,057 14,318 2 5 46,640 39,200 5 44,521 57,862 147,031 142,442 91

25 (c) 2018 6 30 2017 12 31 52,213 43,914 48,516 54,368 27,437 25,956 18,865 18,204 147,031 142,442 (d) 2018 06 3029,6832017 12 31 40,48583,959 2017 12 3190,245 (e) 29(b)2018 6 30 2017 12 31 92

26 2018 2017 6 30 12 31 (a) 82,865 91,644 (b) 148,447 147,002 (c) 87,484 88,200 (d) 2,937 3,409 (e) 455,996 323,116 777,729 653,371 1 491,560 370,069 12 96,713 7,073 25 96,570 156,004 5 92,886 120,225 777,729 653,371 2018 6 3062017 6 306 (a) 2018 2017 6 30 12 31 (i) 63,862 64,513 (ii) 14,196 19,102 (iii) 3,487 3,487 (iv) 150 2,632 (v) 1,170 598 (vi) 1,312 82,865 91,644 93

26 : (a) (i) 2018 6 30 1 500 2013-07-31 2018-07-31 5.90% 5 500 2013-04-10 2020-04-10 6.38% 2.1 500 2011-04-15 2021-04-15 6.63% 2.2 250 2014-06-23 2021-04-15 6.63% 1 150 2010-08-16 2022-08-16 6.90% 4.1 750 2012-10-17 2023-01-17 6.80% 4.2 250 2012-12-11 2023-01-17 6.80% 4.3 400 2014-07-18 2023-01-17 6.80% 6.1 110 2014-07-18 2024-01-18 4.70% 6.2 90 2014-10-29 2024-01-18 4.70% 2 420 2014-07-25 2024-07-25 4.35% 7 280 2015-04-14 2035-04-14 4.60% 8 150 2016-02-04 2041-02-04 4.88% 9 350 2016-02-04 2036-02-04 4.75% 10 90 2016-04-25 2036-04-25 4.65% 11 210 2016-04-25 2046-04-25 4.85% 12 500 2016-06-14 2021-12-14 2.80% 13 750 2016-06-14 2026-06-14 3.70% 14 200 2016-09-07 2031-09-07 3.98% 15 250 2016-09-07 2046-09-07 4.49% 16 750 2017-02-28 2027-02-28 3.88% 17 500 2017-02-28 2022-02-28 3.13% 18 250 2018-01-11 2023-07-11 3.50% 19 500 2018-01-11 2028-01-11 4.00% 20 75 2018-03-13 2038-03-13 4.85% 21 200 2018-04-18 2048-04-18 5.07% 94

26 : (a) (i) 2017 12 31 3.1 750 2012-03-21 2018-01-21 6.88% 3.2 350 2012-04-26 2018-01-21 6.88% 1 500 2013-07-31 2018-07-31 5.90% 5 500 2013-04-10 2020-04-10 6.38% 2.1 500 2011-04-15 2021-04-15 6.63% 2.2 250 2014-06-23 2021-04-15 6.63% 1 150 2010-08-16 2022-08-16 6.90% 4.1 750 2012-10-17 2023-01-17 6.80% 4.2 250 2012-12-11 2023-01-17 6.80% 4.3 400 2014-07-18 2023-01-17 6.80% 6.1 110 2014-07-18 2024-01-18 4.70% 6.2 90 2014-10-29 2024-01-18 4.70% 2 420 2014-07-25 2024-07-25 4.35% 7 280 2015-04-14 2035-04-14 4.60% 8 150 2016-02-04 2041-02-04 4.88% 9 350 2016-02-04 2036-02-04 4.75% 10 90 2016-04-25 2036-04-25 4.65% 11 210 2016-04-25 2046-04-25 4.85% 12 500 2016-06-14 2021-12-14 2.80% 13 750 2016-06-14 2026-06-14 3.70% 14 200 2016-09-07 2031-09-07 3.98% 15 250 2016-09-07 2046-09-07 4.49% 16 750 2017-02-28 2027-02-28 3.88% 17 500 2017-02-28 2022-02-28 3.13% 95

26 : (a) (ii) 2018 6 30 03-2 6,000 2003-12-10 2023-12-09 5.10% 05-2 4,000 2005-12-07 2025-12-06 4.60% 17 2,000 2017-09-04 2022-09-04 4.60% 2017 12 31 03-2 6,000 2003-12-10 2023-12-09 5.10% 05-2 4,000 2005-12-07 2025-12-06 4.60% 17SCP001 2,000 2017-08-03 2018-04-30 4.35% 17SCP002 2,000 2017-08-10 2018-05-07 4.35% 17 2,000 2017-09-04 2022-09-04 4.60% (iii) 2018 6 30 450 2013-03-05 2025-03-05 6.10% 2017 12 31 450 2013-03-05 2025-03-05 6.10% 96

26 : (a) (iv) 2018 6 30 126 2013-01-25 2020-01-25 5.20% 2017 12 31 600 2013-01-25 2020-01-25 5.20% 1,600 2017-01-18 2018-01-18 4.30% (v) 2018 6 30 1,000 2018-05-31 2021-05-31 4.90% 2017 12 31 200 2015-05-19 2018-05-19 4.50% 300 2015-06-08 2018-06-08 4.70% (vi) 2017 12 31 225 2015-04-29 2018-04-29 4.70% 97

26 : (b) 2018 6 30 2017 12 31 (i) 31,877 32,113 (ii) 112,459 113,135 (iii) 374 377 (iv) 3,737 1,377 148,447 147,002 (i) 2018 6 30 2010 3,000 2010-06-08 2020-06-10 4.60% 2010 4,000 2010-08-20 2020-08-24 4.40% 2011 3,000 2011-07-28 2018-08-02 5.85% 2011-1 2,000 2011-11-15 2018-11-16 5.10% 2011-2 6,000 2011-11-15 2021-11-16 5.30% 2012-1 4,000 2012-03-28 2019-03-29 5.00% 2012-2 5,000 2012-03-28 2022-03-29 5.18% 2017 12 31 2010 3,000 2010-06-08 2020-06-10 4.60% 2010 4,000 2010-08-20 2020-08-24 4.40% 2011 3,000 2011-07-28 2018-08-02 5.85% 2011-1 2,000 2011-11-15 2018-11-16 5.10% 2011-2 6,000 2011-11-15 2021-11-16 5.30% 2012-1 4,000 2012-03-28 2019-03-29 5.00% 2012-2 5,000 2012-03-28 2022-03-29 5.18% 98

26 : (b) (ii) 2018 6 30 17 50,000 2017-04-17 2020-04-17 4.20% 15,000 2013-11-08 2018-11-12 5.20% 8,000 2015-11-17 2020-11-17 3.61% 7,000 2015-05-21 2020-05-25 3.98% 700 2017-12-14 2020-12-14 3.24% 550 2017-12-14 2022-12-15 3.34% 3,000 2017-05-24 2020-05-24 4.40% 300 2017-12-14 2020-12-14 2.88% 250 2017-12-14 2022-12-15 3.13% 2017 12 31 17 50,000 2017-04-17 2020-04-17 4.20% 15,000 2013-11-08 2018-11-12 5.20% 8,000 2015-11-17 2020-11-17 3.61% 7,000 2015-05-21 2020-05-25 3.98% 700 2017-12-14 2020-12-14 2.47% 550 2017-12-14 2022-12-15 2.57% 3,000 2017-05-24 2020-05-24 4.40% 300 2017-12-14 2020-12-14 2.88% 250 2017-12-14 2022-12-15 3.13% 99

26 : (b) (iii) 2018 6 30 2017 315 2017-05-04 2020-03-31 5.18% 2017 12 31 2017 315 2017-05-04 2020-03-31 5.18% (iv) 2018 6 30 300 2018-03-15 2021-03-15 4.75% 6 2017-12-29 2019-12-29 170 2017-10-23 2018-10-08 4.07% 2017 12 31 6 2017-12-29 2019-12-29 170 2017-10-23 2018-10-08 4.07% 100

26 : (c) 2018 6 30 2017 12 31 2020 6(i) 3,958 3,996 2024 5(ii) 2,336 2,319 2025 5(iii) 13,640 13,757 2027 6(iv) 23,700 23,903 2024 8(v) 43,850 44,225 87,484 88,200 2018 6 30 (i) 500 2010-06-24 2020-06-24 6.88% (ii) 300 2013-11-07 2024-05-07 6.00% (iii) 11,500 2010-05-28 2025-05-28 4.30% (iv) 20,000 2012-06-21 2027-06-21 5.15% (v) 37,000 2014-08-26 2024-08-26 6.13% 2017 12 31 (i) 500 2010-06-24 2020-06-24 6.88% (ii) 300 2013-11-07 2024-05-07 6.00% (iii) 11,500 2010-05-28 2025-05-28 4.30% (iv) 20,000 2012-06-21 2027-06-21 5.15% (v) 37,000 2014-08-26 2024-08-26 6.13% (d) 1.44% 2.26%2017 12 310.70% 3.62% (e) 2018 6 30384,450455,9962017 12 31 270,096323,1163.64% 4.93%2017 12 314.00% 5.35%2017 12 31 101

27 (a) 2018 6 3029,090,262,630 2017 12 3129,090,262,630 (b) 2013 51,0007,800 2018 6 302017 12 31 (c) 2018 6 30 2017 12 31 102

28 (a) 2018 6 30 2017 12 31 1 14,830 15,923 1 1 42,869 68,321 57,699 84,244 430,931 371,230 208,031 256,028 118,941 106,739 468,688 511,919 1,284,290 1,330,160 103

28 (b) 2018 6 30 2017 12 31 441,139 420,470 (i) (ii) 0% 150% (c) 2018 6 30 2017 12 31 12,943 13,748 2018 6 302017 12 31 104

28 (d) 2018 6 30 2017 12 31 16,397 17,384 3,378 3,358 19,775 20,742 2018 6 30 2017 12 31 5,930 5,981 36 28 5,966 6,009 2018 6 302016 5,0005,9302017 12 31 5,0005,981 30 105

28 (e) (i) 2008 2008 10 22 2009 4 3 2014 9 11 (i)(ii) 2016 7 2017 4 102008 9 12 571 227(1) 106

28 (e) (i) 2008 2014 10 15 (ii) Mineralogy3(c) (iii) 3(b) (f) 2018 6 30 2017 12 31 16,962 20,794 (g) 2018 6 30 2017 12 31 1 5,353 5,384 12 4,765 5,012 23 4,187 4,029 3 13,556 12,812 27,861 27,237 107

29 (a) 108

29 (a) 2018 1 1HKFRS 9 1 112 12 2 2 3 3 HKFRS 9 109

29 (a) (1) 3090 90 (2) 110

29 (a) (3) 12 12 12 12 (4) 12 111

29 (a) (i) 2018 6 30 2017 12 31 815,305 916,434 244,419 205,346 152,673 132,971 80,986 65,349 3,904,130 3,721,886 584,920 809,964 615,461 261,654 644,789 3,436 6,595,833 6,563,890 1,304,065 1,350,902 7,899,898 7,914,792 2018 6 30 2017 12 31 46,016 79,339 78,034 376,044 422,060 157,373 112

29 (a) (ii) 2018 6 30 2017 12 31 % % 369,899 10% 323,033 371,930 10% 163,449 370,376 9% 169,065 403,707 11% 329,132 296,907 7% 111,091 266,486 7% 161,220 235,819 6% 97,186 215,353 6% 105,201 204,615 5% 180,395 231,865 6% 123,341 188,490 5% 112,091 182,855 5% 94,651 95,330 2% 36,194 99,219 3% 37,698 88,115 2% 45,285 84,639 2% 39,377 18,604 1% 3,661 22,653 1% 6,901 381,525 9% 159,353 352,964 9% 149,845 2,249,680 56% 1,237,354 2,231,671 60% 1,210,815 1,536,732 38% 1,099,104 1,473,346 37% 1,028,237 231,071 6% 130,190 3% 4,017,483 100% 2,336,458 3,835,207 100% 2,239,052 113

29 (a) (iii) 2018 6 30 2017 12 31 % % 3,804,342 94% 2,256,156 3,629,798 94% 2,157,278 186,850 5% 71,937 174,594 5% 60,434 26,291 1% 8,365 30,815 1% 21,340 4,017,483 100% 2,336,458 3,835,207 100% 2,239,052 (iv) 2018 6 30 2017 12 31 27,427 0.68% 27,809 0.73% 3 24,376 0.61% 23,757 0.62% (v) 2018 6 30 2017 12 31 114

29 (b) 2018 6 30 1 15 5 338,522 2,613,976 1,867,060 1,451,051 784,603 7,055,212 (2,658,777) (3,248,040) (647,767) (154,672) (15,520) (6,724,776) (2,320,255) (634,064) 1,219,293 1,296,379 769,083 330,436 2017 12 31 1 15 5 340,317 2,643,768 1,780,307 1,387,202 783,586 6,935,180 (2,753,714) (3,177,518) (554,683) (140,993) (4,896) (6,631,804) (2,413,397) (533,750) 1,225,624 1,246,209 778,690 303,376 115

29 (b) 2018 6 30 1 15 5 342,316 2,820,236 2,319,308 2,116,117 791,004 8,388,981 (2,663,462) (3,330,231) (723,308) (184,832) (15,520) (6,917,353) (2,321,146) (509,995) 1,596,000 1,931,285 775,484 1,471,628 2017 12 31 1 15 5 338,645 2,776,888 2,189,462 1,968,893 786,445 8,060,333 (2,750,325) (3,197,172) (629,705) (167,765) (4,896) (6,749,863) (2,411,680) (420,284) 1,559,757 1,801,128 781,549 1,310,470 116

29 (b) 2018 6 30 1 1 5 5 14,830 42,869 57,699 111,938 87,127 8,966 208,031 116,438 2,503 118,941 468,688 468,688 430,931 430,931 1,142,825 132,499 8,966 1,284,290 2017 12 31 1 1 5 5 20,459 29,262 34,523 84,244 147,717 106,360 1,951 256,028 104,128 2,611 106,739 511,828 91 511,919 371,230 371,230 1,155,362 138,324 36,474 1,330,160 117

29 (c) (i) 2018 6 30 1 15 5 543,354 5,379,222 849,435 283,201 7,055,212 (276,661) (5,729,710) (557,792) (160,613) (6,724,776) 266,693 (350,488) 291,643 122,588 330,436 2017 12 31 1 15 5 487,568 4,440,060 1,726,885 280,667 6,935,180 (296,261) (5,721,228) (492,645) (121,670) (6,631,804) 191,307 (1,281,168) 1,234,240 158,997 303,376 118

29 (c) (ii) 2018 2017 6 30 12 31 1.55%-2.33% 822,519 1.56%-2.21% 924,584 3.30% 244,419 3.07% 205,346 2.82% 80,986 2.89% 65,349 4.80% 3,904,130 4.61% 3,721,886 3.83%-4.65% 1,804,469 4.25% 644,789 140,879 136,062 (1) 3.28% 1,160,916 631,548 661,807 7,628,950 7,520,739 3.26% 315,621 3.13% 284,818 3.70% 812,023 3.75% 954,638 3.17% 80,095 2.85% 90,131 3.01% 83,393 2.91% 160,902 1.80% 4,226,730 1.59% 4,056,158 0.43%-7.13% 147,031 0.33%-6.7% 142,442 2.88%-6.95% 777,729 2.47%-6.95% 653,371 371,650 384,638 6,814,272 6,727,098 (1) 2017 12 31 119

29 (c) (iii) 2018 6 30 100 5,934 2017 12 31100 12,916 (1) (2) (3) (d) 120

29 (d) 2018 6 30 204,702 411,098 6,395,624 43,788 7,055,212 (225,242) (463,812) (5,966,004) (69,718) (6,724,776) (20,540) (52,714) 429,620 (25,930) 330,436 2017 12 31 183,728 318,142 6,389,880 43,430 6,935,180 (219,029) (446,882) (5,894,421) (71,472) (6,631,804) (35,301) (128,740) 495,459 (28,042) 303,376 2018 6 30100 3,458 2017 12 31 1003,515 (1)100 (2) (3) 121

29 (e) (i) 13 1 2 3 122

29 (e) (i) 2018 6 30 1 2 3 58,307 58,307 3 45,557 456 46,016 89,481 781,737 123,287 994,505 89,484 885,601 123,743 1,098,828 (2,269) (65) (2,334) (61) (45,140) (4) (45,205) (2,330) (45,205) (4) (47,539) 2017 12 31 1 2 3 17,111 74,229 10 91,350 78,464 875 79,339 73,039 695,115 15,160 783,314 90,150 847,808 16,045 954,003 (80,075) (80,075) 2018 6 3062017 6 3062018 6 306 2017 6 306 123

29 (e) (i) 2018 6 306 2018 1 1 875 279,125 280,000 (419) (1,732) (2,151) (4) 4 1,205 1,209 (4) (423) (2,937) (3,360) (154,106) (154,106) 2018 6 30 456 123,287 123,743 (4) 4 1,205 1,209 (4) 124

29 (e) (ii) 2018 6 30 1 2 3 809,964 811,383 2,667 492,424 316,292 809,964 811,383 2,667 492,424 316,292 82,865 79,711 150 79,561 148,447 147,698 374 143,587 3,737 87,484 90,021 6,524 83,497 2,937 3,115 3,115 455,996 453,401 453,401 777,729 773,946 7,048 763,161 3,737 2017 12 31 1 2 3 261,654 254,349 1,090 253,179 80 644,789 638,429 111,217 527,212 906,443 892,778 1,090 364,396 527,292 91,644 87,558 2,632 84,926 147,002 145,099 377 144,722 88,200 91,213 6,617 84,596 3,409 3,408 3,408 323,116 317,105 317,105 653,371 644,383 9,626 634,757 125

29 (e) (iii) 126

30 (a) (i) (ii) 1979 (b) (i) 2018 6 306 136 40 176 389 389 (2) 90 139 229 43 129 170 342 2 393 395 22 22 25 21 46 1 21 649 671 10 10 1 12 108 121 2017 6 306 15 43 58 49 66 115 (2) 194 55 249 32 68 132 232 51 11 383 445 1 1 12 36 48 60 335 395 12 12 10 196 206 127

30 (b) (i) (1) (2) (3) (ii) 2018 6 30 74 2,952 3,196 6,222 (2) 4,935 2,816 7,751 3,694 3,694 492 492 81 81 3,011 3,011 2,449 2,449 3,061 15,438 3,462 21,961 1,229 9,943 23,790 34,962 16,634 16,634 40 39 79 7,086 6,400 289 13,775 1,334 1,334 1,539 142 24,878 26,559 15 165 180 (3) 16,397 16,397 4,955 1,899 6,854 128

30 (b) (ii) 2017 12 31 75 1,450 477 2,002 (2) 11,539 6,119 17,658 1,781 1,781 797 797 229 229 551 206 757 4,051 4,051 3,023 15,598 2,584 21,205 4,202 8,377 30,733 43,312 2 32,489 32,491 85 1 86 6,905 6,400 368 13,673 1,328 1,328 1,263 12,153 13,416 19 18 37 (3) 273 17,111 17,384 6,597 7,661 14,258 (1) (2) (3) 129

30 (c) 30(b) 31 (a) 130

31 (b) 2018 6 30 2,433 2,433 2,433 6,983 23,369 285,756 316,108 316,108 55,518 2,696 159,215 217,429 217,429 660 29,173 39,661 69,494 69,494 227,714 400 228,114 228,114 293,308 55,638 484,632 833,578 833,578 2017 12 31 16,614 166,310 182,924 182,924 408 322,029 322,437 322,437 5,681 155,224 160,905 160,905 40,954 20,190 61,144 61,144 2,393 152,195 364 154,952 154,952 2,393 40,954 195,088 643,927 882,362 882,362 131

31 (c) 2018 6 30 3,450,945 2017 12 313,731,749 2018 6 30 753 2017 12 31871 2018 6 30 107,310 2017 12 3184,325 2018 6 306 66,1962017 6 30663,744 2018 6 306 2,803 2017 6 3065,257 132

31 (d) 2018 6 306 193,8332017 6 30637,298 2018 6 306 177,0482017 6 30617,196 1,7002017 6 30 6 2018 6 30 818 2017 12 31920 18 2018 6 30616,7862017 6 30620,10216,7862017 6 306 16,841 133

32 2018 6 12 3,696 100% 3,696 133 706 304 2,796 533 4,472 (434) (331) (11) (776) 3,696 3,696 (133) 3,563 (i) (ii) (iii) 22018 6 30 70678 2018 6 122018 6 30367 32018 1 1 259,70430,009 134

33 2018 2017 13,628 915 (11,471) (1,292) (816) (5) 1,341 (382) 2,091 40 61 2,304 811 2,726 2,042 40 365 (233) (347) 1,809 58 34 (a) 2018 6 11Ivanhoe Mines Ltd.Ivanhoe Mines3.68 Ivanhoe Mines 196,602,037Ivanhoe Mines 19.5%2018 7 2018 9 135

31 135 3434 2410 34 136

0.150.11 183 22 1.00 (i) (ii) (iii) 10% 364,944,416 333,505,276 10% 137

23.05.2007 18,720,000 3.26 23.05.2007 22.05.2012 17.09.2009 17.09.2009 19.08.2011 19.08.2011 17,912,500 17,912,500 24,227,500 24,227,500 2.10 2.10 1.54 1.54 17.09.2010 16.09.2015 17.09.2011 16.09.2016 19.08.2012 18.08.2017 19.08.2013 18.08.2018 26.06.2013 81,347,000 2.25 26.06.2013 25.06.2018 24.03.2015 24.03.2015 24.03.2017 24.03.2017 43,756,250 43,756,250 45,339,500 45,339,500 2.612 2.612 2.45 2.45 24.03.2016 23.03.2021 24.03.2017 23.03.2022 24.03.2018 23.03.2023 24.03.2019 23.03.2024 17.09.2009 19,451,000 2.10 21,438,072 1.91 19.08.2011 32,332,500 1.54 35,635,462 1.40 215,030,809 21,158,046 27,648,246 124,524,017 138

A. 2018 2018 2018 2018 6 30 6 30 6 30 1 1 1 2 19.08.2011 19.08.2013 18.08.2018 6,322,175 3,069,046 1,429 3,251,700 26.06.2013 26.06.2013 25.06.2018 42,270,817 18,089,000 24,181,817 24.03.2015 24.03.2016 23.03.2021 38,610,817 427,500 38,183,317 24.03.2015 24.03.2017 23.03.2022 39,771,000 427,500 39,343,500 24.03.2017 24.03.2018 23.03.2023 42,828,000 482,500 42,345,500 24.03.2017 24.03.2019 23.03.2024 42,828,000 1,727,500 41,100,500 B. 3 2018 2018 2018 2018 6 30 6 30 6 30 1 1 4 26.06.2013 26.06.2013 25.06.2018 400,000 400,000 24.03.2015 24.03.2016 23.03.2021 200,000 200,000 24.03.2015 24.03.2017 23.03.2022 600,000 600,000 24.03.2017 24.03.2018 23.03.2023 600,000 600,000 24.03.2017 24.03.2019 23.03.2024 600,000 600,000 1. 2.33 2. i)ii) 3. 4. 139

07.07.2010 23,400,000 4.766 07.07.2010 06.07.2015 08.06.2012 24,450,000 7.400 08.06.2013 07.06.2017* 30.04.2014 28,200,000 4.930 30.04.2015 29.04.2019* * 27,850,000 350,000 25% 25%50% 4.91 140

A. 2018 1 1 2018 6 30 2018 6 30 2018 6 30 2018 6 30 2018 6 30 30.04.2014 4.93 11,700,000 2 (2,000,000) 3 (950,000) 8,750,000 B. 1 2018 1 1 2018 6 30 2018 6 30 2018 6 30 2018 6 30 2018 6 30 30.04.2014 4.93 11,250,000 2 2,000,000 3 13,250,000 1. 2. 1,600,000 3. 2,000,000 22,950,000 950,000 22,000,000 141

2018 6 30 2018 2018 1 1 6 30 06.11.2013 1.77 06.11.2014 05.11.2018 200,000,000 200,000,000 06.11.2013 1.77 06.11.2015 05.11.2018 200,000,000 200,000,000 (i) 50% (ii) 50% 400,000,000 142

01.03.2010 4,375,000 0.2780 01.03.2011 01.03.2020 01.03.2010 4,375,000 0.2224 01.03.2012 01.03.2020 20.07.2010 1,500,000 0.3830 20.07.2011 20.07.2020 20.07.2010 1,500,000 0.3064 20.07.2012 20.07.2020 15.02.2013 49,950,000 0.552 15.02.2015 15.02.2023 28.03.2013 12,000,000 0.584 28.03.2015 28.03.2023 25.07.2014 6,000,000 1.135 25.07.2016 25.07.2024 25.04.2018 18,364,000 0.563 25.04.2020 25.04.2028 74,009,200 18,364,000 37,831,000 1,200,000 35,178,200 0.563 143

A. 2018 1 1 01.03.2010 1,500,000 (3,000,000) 01.03.2010 1,500,000 (3,000,000) 28.03.2013 12,000,000 (24,000,000) 2018 6 30 2018 6 30 2018 6 30 2018 6 30 3,000,000 3,000,000 24,000,000 2018 6 30 * 0.715 0.715 0.530 B. 2018 1 1 15.02.2013 18,906,500 (37,813,000) 25.07.2014 3,098,100 (6,196,200) 2018 6 30 2018 6 30 2018 6 30 2018 6 30 7,831,000 2018 6 30 29,982,000 1,000,000 5,196,200 * 0.555 25.04.2018 18,364,000 200,000 18,164,000 * 144

20.00% (Short position) 20.00% (Short position) XV XV 352 XV23336 1 317 26,055,943,755 7,446,906,755 2 3 4 CT Brilliant Investment Holdings Limited CT Brilliant 5 6 7 317 317 317 317 317 18,609,037,000 22,728,222,755 5,818,053,363 22,728,222,755 5,818,053,363 22,728,222,755 5,818,053,363 22,728,222,755 5,818,053,363 89.57% 25.60% 63.97% 78.13% 20.00% 78.13% 20.00% 78.13% 20.00% 78.13% 20.00% 145

1. 26,055,943,755 (i) 9,463,262,637 7,446,906,755(ii) 317(1) 2. 7,446,906,755 3. 18,609,037,000 (i) 9,463,262,637 (ii) 317(1) 4. 22,728,222,755 (i) 5,818,053,363 (ii) 317(1) 5,818,053,363 5,818,053,363 5. CT Brilliant 50%22,728,222,7555,818,053,363 6. CT Brilliant50%22,728,222,755 5,818,053,363 7. 50%22,728,222,7555,818,053,363 1,100,000,0006.875% (i) 750,000,000(ii) 350,000,000 www.citic.com 146

147

148

A.6.7 34 2410 13.51B(1) 149

6 +852 2820 2111 100004 +852 2877 2771 www.citic.com 00267 CUSIP 267:HK 0267.HK CTPCY 17304K102 183 22+852 2980 1333+852 2810 8185 +852 2820 2205 +852 2522 5259 ir@citic.com www.citic.com +852 2877 2771 contact@citic.com 150

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