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於中華人民共和國註冊成立的股份有限公司股份代號 6066 2016 年度報告 2016 年度報告

目錄釋義........................................ 2 董事長致辭.................................. 5 第一節重要提示........................... 9 第二節重大風險提示........................ 10 第三節公司基本情況........................ 11 第四節財務概要........................... 22 第五節管理層討論與分析.................... 28 第六節董事會報告.......................... 75 第七節其他重要事項........................ 85 第八節股份變動及主要股東情況............... 91 第九節董事監事高級管理人員及員工情況.... 99 第十節企業管治報告........................ 129 第十一節環境社會及管治報告................. 152 附件獨立核數師報告及合併財務報表附註..... 164

1.00 FICC H 1.00 H H IPO H 2016 12 9 2016 3

QDII QFII 2016 1 12016 12 31 RQFII 1.00H 2016 12 31 4

11 2016 2015 122016 2016 175.8452.59 18.10% 2016 5

2016 12 1 55% 5 2016 6

2016 12 9 H 2 26 2016 7

2017 4 20 8

2016 101.80 2016 9

CSC Financial Co., Ltd. CSC 2016 12 31 2015 12 31 6,100,000,000.00 1 6,100,000,000.00 36,198,482,225.10 2 28,829,580,240.62 1 2016 12 317,176,470,0002017 1 5 7,246,385,238 2 2016 2016 11

1 32016 1 2 3 4 5 6 7 8 QDII 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A 26 27 28 29 30 31 32 33 34 35 12

36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 66 4 100101 188 100010 18 www.csc108.com +8610-8513 0588 +8610-6518 6399 95587/400 8888 108 +8610-6560 8107 91110000781703453H www.hkexnews.hk www.csc108.com 2016 13

188 +8610-8513 0852 +8610-6518 6399 Investorrelations@csc.com.cn 188 18 H 6066 2005 [2005]1122005 11 2 66 4 27 16.2 60%10.8 40% 2010 11 95% [2010]15885% 12.1545%2010 11 15 14

[2009]77 40%2010 11 18 5%[2010]1659 5%10.8 40%2010 12 16 2010 11 255% [2010]16935% 2.168%2010 12 16 2011 6 30 [2011]1037 61 2011 9 28 2016 3 83 4.92%8% 3.08% 4.92% 2016 8 22 150,624,8152.47%3.08% 0.61%2.47% 2016 15

2016 12 9 H1,261,023,762 7,246,385,23882.60% H 17.40%7,246,385,238 2016 10 13 2005 11 2 66 4 1100001901768 78170345-3 16

2016 17

3 1 225 36 16 5 10 3 2 5 4 10 2 5 1 17 12 11 13 12 11 23 2 8 7 1 1 3 1 1 1 1 1 225 18

202 211 22 H 183 17M 2016 1. Dealogic A IPO Dealogic 2. DCM FinanceAsia 3. 4. 5. 2016 19

6. 7. 2016 8. 9. 2016 10. IPO 20

1. 2016 2016 2016 2. 2016 3. 20162016 1. 2016 2. 2016 2016 2016 21

2016 2015 (%) 2014 17,584 24,512-28.26 11,452 7,060 11,461-38.40 4,543 7,057 11,461-38.43 4,543 5,259 8,639-39.12 3,407 20,411-11,418-4,636 2016 2015 2014 12 31 12 31 12 31 (%) 181,695 183,188-0.82 123,406 140,432 153,005-8.22 106,678 41,063 30,106 36.39 16,669 7,176 6,100 17.64 6,100 22

2016 2015 (%) 2014 0.81 1.37-40.88 0.56 0.81 1.37-40.88 0.56 (%) 18.10 40.00 21.90 22.90 2016 2015 2014 12 31 12 31 12 31 (%) 5.72 4.94 15.79 2.73 (%) 66.98 72.84 5.86 79.07 2016 23

2016 6 16 2016 2016 10 1 2015 12 31 2016 12 31 361.982015 12 31288.30 73.68H 2016 2016 12 31 2015 12 31 36,198 28,830 40,068 29,488 15,778 10,830 (%) 229.43 266.19 (%) 27.83 20.80 (%) 172.00 253.07 (%) 154.52 136.30 (%) 90.34 97.77 (%) 52.92 42.70 (%) 58.58 43.68 (%) 14.02 18.57 (%) 127.56 122.53 24

2016 2015 2014 2013 17,584 24,512 11,452 7,322 10,524 13,051 6,909 4,901-3 7,057 11,461 4,543 2,421 5,259 8,639 3,407 1,787 2016 2015 2014 2013 12 31 12 31 12 31 12 31 7,176 6,100 6,100 6,100 41,263 30,183 16,728 13,154 41,063 30,106 16,669 13,091 140,432 153,005 106,678 54,786 56,736 72,045 43,487 19,653 181,695 183,188 123,406 67,940 2016 25

2016 2015 2014 2013 0.18 0.03 0.81 1.37 0.56 0.29 0.81 1.37 0.56 0.29 (%) 18.10 40.00 22.90 14.30 (%) 66.98 72.84 79.07 72.76 (1) (2) 26

2016 27 2016 2015 2014 2013 7,322 11,452 24,512 17,584 2016 2015 2014 2013 1,787 3,407 8,639 5,259 2016 2015 2014 2013 67,940 123,406 183,188 181,695 2016 2015 2014 2013 13,091 16,669 30,106 41,063 2016 2015 2014 2013 14.30% 22.90% 40.00% 18.10% 2016 2015 2014 2013 72.76% 79.07% 72.84% 66.98%

2016 IPO 2016 2015 2016 2017 FICC 28

2017 2017 H 2017 2016 45 30 30 2016 12 3188 88 19348 3.69 3.04 2016 29

2017 20161,816.9520150.82% 410.63201536.39% 175.84 28.26% 105.24 19.36% 52.59 39.12% 46.82 37.79% 72.34 47.53% 35.75 34.33% 15.64 11.71% 30

2016AIPO A 1,033 4.79% 19,7562015 27.81% 2016 631,034 IPO 183IPO14 2016 2016 2015 183.49 14 28.66 5 850.33 49 575.33 44 1,033.82 63 603.99 49 2016 31

20167 IPO 2 2017 2017 2016 2016284242.17% 5,718 187.16% 2016 2016 2015 5,718.18 284 1,991.32 83 204.50 17 202.00 18 11.11 1 24.00 1 1,168.00 23 1,401.70 27 1,750.44 140 2,299.61 127 8,852.23 465 5,918.63 256 32

201613 2017 2017 ABS 2016 9 2016A 300 8,239201518.92% 11.02% 2016 18 422 15.10% 20165,034 42% 2016 6 2016 9,211952 2016 33

2016156359 20162 2017 2017 2017 138.9148.72% 2016IB 34

2016 3.21% 7.75 2.98% 780 5.60%1291.82 62.62% 601.441.614.77% 5 3,837.45 2016225 56% 36 201685 30% 25073% 2017 2017 2016 35

20162016 9,392.49201520.01% 2016 299201515.58% 3.18% 11127,020 2015 5.41% 2017 2017 2016 2016 12,840.05201585.04% 2016 356201566.15% 22016 3.7020155.55% 1 36

2017 20172017 QFII 2014 72016 84 201564.71%20% 10.402015 56.86% 2015 4 ETF 2016 37

2017 2017 2016 53% FICCFICC FICC 2016 2016 304.752015 52.77%59.16% 20166.41% 38

2016 2016 2017 2017 2016143 2,284 242,073 2016 39

2016 34 2017 2017 2016 1,291 125%996 793 627 90% 2.3 2017 QFII QFIIQFII RQFIIQFII RQFII 2016 QFII RQFII 3367 40

2017 2017QFII RQFII QFII RQFII QDII 2016 8,114 201547.08% 2016 1,532201527.54% 2016 41

2016 12 31 2015 12 31 224.90 194.86 7,808.45 5,278.88 80.96 43.35 8,114.31 5,517.09 2016 6.582016 11 30 2016 2017 2017 42

2013 9 2016 2,1242015146.65% 952,0292015 64.56% 152.51% 2015 2016 12 10 2017 2017 2016 201612624 8.9 26.64% 201670 6 189360% 2016 100 2016 43

2017 2017 2016 2016175.84 28.26% 52.59 39.12%0.8140.88% 18.10% 21.90 2016H 2016 12 31 1,816.9514.93 0.82% 1,249.59138.16 12.43% 2016 12 31 1,404.32125.73 8.22% 836.9627.36 3.38% 2016 12 31410.63109.57 36.39% 44

2016 12 31 1,249.59 50.43% 30.98%14.03% 4.56% 2016 12 31 836.96 29.91% 29.75%16.31% 3.72% 20.31% 2016 12 31 66.98% 5.86 201613.72 31.16 2016204.11 2015 114.18 318.29 2016 172.94 2015 41.24 131.70 2016 17.45 2015 200.30 217.75 2016 45

20162015 46

201670.57 38.43% 2016 2015 10,584 14,901 4,441 5,573 2,412 3,980 147 58 10,524 13,051-3 7,057 11,461 1,744 2,810 5,259 8,639 2016175.84 28.26% 2016 2015 2014 2013 60.19% 60.79% 57.12% 59.93% 25.25% 22.73% 25.59% 22.14% 13.72% 16.24% 16.61% 17.03% 0.84% 0.24% 0.68% 0.90% 100.00% 100.00% 100.00% 100.00% 2016 47

2016 91.95 27.39% 2015 2016 2016 2015 4,731 10,686-5,955-55.73% 4,682 3,398 1,284 37.79% 1,100 776 324 41.75% 71 41 30 73.17% 1,389 2,237-848 -37.91% 9,195 12,664-3,469-27.39% 48

2015 2016 2016 2015 0.67% 10.39% 5.21% 0.28% 44.24% 44.70% 22.80% 71.71% 59.55 55.73% 2016A 50% 12.84 37.79% 2016 3.24 41.75% 2016 12 31 8,1142015 2,597 5 2016 49

2016 15.927.62 32.37% 2016 2015 2,417 3,238-821 -25.36% 198 110 88 80.00% 1,790 2,217-427 -19.26% 36 8 28 350.00% 228 311-83 -26.69% 677 1,052-375 -35.65% 231 281-50 -17.79% 40 32 8 25.00% 1,457 1,385 72 5.20% 216 158 58 36.71% 1,592 2,354-762 -32.37% 8.21 25.36% 2016 A 0.88 80.00% 50

4.27 19.26% 3.70 11.49% 201624.12 39.40% 2016 2015 1,470 1,637-167 -10.20% 950 2,869-1,919-66.89% -8-526 518 2,412 3,980-1,568-39.40% 1.67 10.20% 3.56 42.56%1.89 23.55% 19.19 66.89% 17.58 1.61 5.18 2016 51

2016 62.8613.09 17.24% 2016 2015 4,282 4,743-461 -9.72% 347 1,144-797 -69.67% 1,659 1,553 106 6.83% -2 155-157 -101.29% 6,286 7,595-1,309-17.24% 4.61 9.72% 7.97 69.67% 2016 5 2016 0.02 1.57 2016 2015 15 24-9 -37.50% -38 117-155 -132.48% 21 2 19 950.00% 12-12 -100.00% -2 155-157 -101.29% 52

2016 12 31 1,816.95 0.82% 2016 12 311,249.59 12.43% 2016 12 31 2015 12 31 34,595 17,348 17,247 99.42% 172 50 122 244.00% 654 388 266 68.56% 27,553 29,990-2,437-8.13% 49 142-93 -65.49% 31,007 35,931-4,924-13.70% 7,705 6,896 809 11.73% 17,526 16,154 1,372 8.49% 5,698 4,244 1,454 34.26% 124,959 111,143 13,816 12.43% 2016 53

2016 2015 14.03% 4.56% 27.69% 14.53% 3.83% 15.61% 0.04% 6.17% 6.20% 0.35% 0.14% 0.52% 26.98% 24.81% 0.03% 22.05% 32.33% 0.13% 2016 12 31630.23151.05 31.52% 50.43% 7.32 2016 12 31 2015 12 31 34,595 27.69% 17,348 15.61% 172 0.14% 50 0.04% 654 0.52% 388 0.35% 27,553 22.05% 29,990 26.98% 49 0.03% 142 0.13% 63,023 50.43% 47,918 43.11% 54

2016 12 31172.47 99.42% 27.69% 2016 12 31 2015 12 31 20,169 58.30% 9,919 57.18% 1,607 4.65% 1,249 7.20% 423 1.22% 61 0.35% 12,396 35.83% 6,119 35.27% 34,595 100.00% 17,348 100.00% 2016 12 31 2015 12 31 172 50 122 244.00% 2016 12 311.22 244.00% 2016 55

2016 12 31 22.05%24.37 8.13% 2016 12 31 2015 12 31 21,513 20,983 530 2.53% 1,247 1,865-618 -33.14% 1,210 4,372-3,162-72.32% 325 1,504-1,179-78.39% 3,258 1,266 1,992 157.35% 27,553 29,990-2,437-8.13% 2016 12 3113.72 2016 12 31 2015 12 31 17,526 16,154 1,372 8.49% 56

2016 12 31 1,404.32125.73 8.22% 2016 12 31 836.96 3.38% 2016 12 31 2015 12 31 56,736 72,045-15,309-21.25% 24,899 22,733 2,166 9.53% 3,115 284 2,831 996.83% 25,031 29,262-4,231-14.46% 13,653 15,072-1,419-9.41% 16,998 13,609 3,389 24.90% 140,432 153,005-12,573-8.22% A 20152016 12 31 567.3640.40%153.09 21.25% 2016 57

2016 12 31 2015 12 31 54,898 71,350-16,452-23.06% 42,742 57,208-14,466-25.29% 12,156 14,142-1,986-14.04% 1,838 695 1,143 164.46% 56,736 72,045-15,309-21.25% 2016 12 31 248.99 9.53% 2016 12 31 31.15 996.83% 2016 12 31 42.31 14.46% 2016 12 31 136.53 14.19 201645 58

2016 12 31 412.63 36.71%2016 H 2016 12 31 2015 12 31 7,176 6,100 5,000 5,000 6,740 1,436 2,294 1,752 6,152 5,114-188 256 102 44 13,787 10,404 200 77 41,263 30,183 2016 59

4 100% 1993 3 16 7 107 11-B11-A 8-B4 9-B C 107 11-B 11-A 8-B4 9-B C 100% 2009 7 31 6.5 B 12 188 6 2 100% 2012 7 12 8 18 8 10 18 55% 2013 9 9 3 B 17 19 31 +8623 86769699 +8610 85130648 +852 34655600 +8610 59100211 10% 2013 1 28 5 60

(1) 7 2016 12 31 6,462.11979.042016 408.58 221.03187.51 (2) 6.50 2016 12 31 1,683.22884.382016 93.42 37.5212.95 (3) 10 2016 12 31 6,173.68926.552016 421.15 63.6739.08 (4) 3 2016 12 31 467.19396.932016 331.46 141.75109.44 2016 61

52016 12 31 1,266.191,241.822016 85.28 42.1341.24 1 24 A 3 2012 2 6 +8627-87890238 2 518 1605 1606 1607 2012 2 6 +8621-55138027 3 61 12 1 2012 2 7 +8624-24850032 4 58 2012 2 13 +8625-83156599 5 2 9 2013 3 1 +86731-82221988 6 33 3 2013 4 16 +86591-87507275 7 225 6 604 2013 4 18 +86571-87066526 8 56 2013 4 19 +8629-87284370 62

9 30 5102 2013 4 24 +8620-38381166 5105 10 195 2014 4 14 +8623-65333789 2 2 2 11 6003 B 22 2014 4 21 +86755-23953870 12 25 2014 4 25 +8628-85582171 13 8 4 2014 5 23 +86531-86908939 14 69 2#30 05 2014 5 28 +86791-86691228 15 3 2014 6 3 +86371-87519966 16 2 15 02B 2014 9 26 +8621-68821628 17 26 201 2014 11 10 +8622-23009666 2016 63

6 10 2008 1 1 [2012]57 25% 15% 16.5% 64

2016 IPO 7.752.98% 2,624 63.27% 299 3.18% 11 2016 8,114 2016 65

2014 2016 10 2016 1.80 1,304,349,342.84 5,259,251,675.20 24.80% 2015 8,638,825,423.47 2014 3,407,125,478.00 66

2016 2016 100%2016 H 1,304,349,342.84 20165,259,251,675.2024.80%2016 39.73%7,246,385,238 10 1.80 1,304,349,342.84 H 2016 2016 2016 2016 2016 67

2016 69

2016 71

2016 FTP 72

(VaR) (VaR) VaR 2016 73

201620163,279.94 42.97% 1,234.45 49.57% 2016 5.79 9.81% 1.6413.10% 2016175.84 52.5918.10% 2017 2016 75

2016 400 2016 [1993]045 [2011]348 10% 10% 76

10%(1)10% (2)10%20% (3) 20% H [2008]897 H2008 10% [2016]127H H 20% H12 2016 77

(2017) 037 2016 H 7,330.76 6,518.732016 12 31 2,328.26 2,082.65 1,263.57 FICC 777.50 45 3030 8888 2016 12 31 123 60 502 14 30277 482017 2017 78

2016 12 31H2017 1 3 2016 79

2016 12 31 XV352 2016 12 31 18 18 80

2016 12 31 18 201610% 2016 81

H(1) 15%(2) H (3) H H H 17.40% 8.08 82

2016 2016 183.44 1 1 2016 83

2016 2017 2017 4 20 84

86 2 69 2 2007 2015 2015 2015 20172016 2016 85

( ) 2016 12 31 ( ) 1. 2016 8 22 [2016]233 3,328 2. 2016 10 10 [2016] 4 2016 11 7 2016 11 8 86

3. 2016 11 14 [2016]360 4. 2016 12 13 [2016]388 2016 12 9 2016 87

14A 51 14A.10 2016A AA 20102016 A AA 2016 2015 A AA AA 2016 88

2016 12 30 H 73,411,000 H H 69,915,238 H 3,495,7622017 1 5 7,246,385,238 464.2 2017 130 17D1 183 4.00% 2017 230 17D2 179 4.53% 2017 330 17D3 1 4.80% H 2017 2 9 2016 89

2017 3 17 2017 3 17 90

2016 12 31 2,688,010,412 37.46% 2,389,342,588 33.29% H 351,647,000 4.90% 112,740,500 1.57% 719,345,000 10.02% 427,000,000 5.95% 300,000,000 4.18% 150,624,815 2.10% 37,375,185 0.52% H H 384,500 0.01% 7,176,470,000 100.00% 2016 12 31H 351,647,000 4.90% H 112,740,500 1.57% 2016 12 31H 1,183,732,500 H 351,647,000112,740,500H719,345,000 2016 91

2017 1 5 2,684,309,017 37.04% 2,386,052,459 32.93% H 351,647,000 4.85% 112,740,500 1.56% 796,251,762 10.99% 427,000,000 5.89% 300,000,000 4.14% 150,624,815 2.08% 37,375,185 0.52% H H 384,500 0.01% 7,246,385,238 100.00% 2017 1 5H 2017 1 5 H 351,647,000 4.85% H 112,740,500 1.56% H1,260,639,262 H351,647,000112,740,500 H796,251,762 92

2016 11 232016H 2016 12 9 1,076,470,000 H6,100,000,000 7,176,470,0006,100,000,000 5,992,353,000H H1,184,117,000 H 2016 12 30 73,411,000 H 2017 1 5 7,246,385,238 2016 12 31 1146H 108H 2016 12 31H 2016 12 31 37.46% 33.29% 37.04% 32.93% 2016 93

2008 12 30 350 2003 12 2007 9 94

2016 12 31 336 (1) 1. 2,688,010,412 37.46% 44.86% 2. 2,389,342,588 33.29% 39.87% 3. 1 427,000,000 5.95% 7.13% 150,624,815 2.10% 2.51% 577,624,815 8.05% 9.64% 4. 2 300,000,000 4.18% 5.01% 5. 2 300,000,000 4.18% 5.01% 6. 2 300,000,000 4.18% 5.01% 2016 95

(1) 7. 2 300,000,000 4.18% 5.01% 8. 3 351,647,000 H 4.90% 29.70% 9. 3 351,647,000 H 4.90% 29.70% 10. 3 351,647,000 H 4.90% 29.70% 11. 3 351,647,000 H 4.90% 29.70% 12. 4 112,740,500 H 1.57% 9.52% 13. 4 112,740,500 H 1.57% 9.52% 14. 5 169,543,500 H 2.36% 14.32% 169,543,500 H 2.36% 14.32% 15. 5) 169,543,500 H 2.36% 14.32% 169,543,500 H 2.36% 14.32% 16. 5 169,543,500 H 2.36% 14.32% 169,543,500 H 2.36% 14.32% 17. 5 169,543,500 H 2.36% 14.32% 169,543,500 H 2.36% 14.32% 18. UBS Group AG 49,311,000 H 0.69% 4.16% 23,491,632 H 0.33% 1.98% 72,802,632 H 1.02% 6.14% 96

(1) 35% (2) 60% 40% (3) H (4) 38.2% 38.2% H (5) H 100%100% 37.46% H 2016 12 31 336 2016 12 31 XV2 3 2016 97

1,076,470,000 H 1. 20153.10 7 2. 8,2501.50 3 98

53 2007 2 325.73 46 2011 3 0 53 2016 8 0 47 2012 3 411.81 47 2015 4 0 46 2016 8 0 54 2011 3 0 61 2011 3 0 59 2015 4 12.00 40 2015 4 12.00 54 2016 8 3.00 61 2016 8 3.00 46 2016 8 3.00 57 2014 4 441.69 46 2016 8 0 46 2016 8 0 44 2011 3 0 51 2011 3 428.81 2016 99

46 2011 3 124.53 52 2005 11 454.88 55 2005 11 464.38 50 2009 5 450.05 52 2016 1 502.69 44 2009 1 561.69 45 2013 6 349.42 44 2014 1 585.12 48 2014 1 546.60 45 2014 1 663.69 40 2014 1 611.69 35 2016 1 577.12 51 2011 3 0 58 2012 11 0 54 2011 3 0 41 2015 4 7 51 2015 4 7 100

55 2011 3 0 49 2012 3 532.56 46 2014 1 623.69 1 2 201120122013 612279 281.6281.6281.6 276.4271.2279 20122013352 20112012 220220220 300200 2012 90 2016 101

2016 8 2016 8 2016 7 2016 7 2016 8 2016 8 2016 8 2016 8 2016 8 2016 8 2016 8 2016 8 2016 8 2016 8 2016 1 2016 1 2016 1 2016 4 2016 4 102

2009 5 2012 2 2014 7 2014 11 2010 6 2010 11 2004 9 2007 11 2014 1 2012 2 2011 11 2016 103

2000 5 2014 8 1996 7 1997 1 1987 7 2010 12 53 2005 112007 2 2011 9 2011 9 2012 7 1984 81986 91986 10 1992 11 1992 111993 10 1993 101999 9 1999 102005 11 2005 112011 9 1984 72002 1 104

46 2011 3 2016 8 2009 52010 5 2011 6600859 2011 12 00579 1992 71996 9 1996 92003 7 2003 72003 112003 112009 5 2013 72015 11600166 1992 72002 7 2011 7 (MPA) 53 2016 82012 2 2014 7 1983 71995 41995 41998 4 1998 42003 8 2003 82009 92009 92012 2 2007 12001 12 2016 105

47 2012 3 2013 72013 1 2013 1 1992 81993 61993 62005 11 2005 9 2007 8 2007 9 2012 2 1992 6 1999 6 2001 4 472015 4 2014 11 2016 1600862 2015 6 03320 1992 82000 4 2000 42007 8 2007 82012 11 2012 112014 11 1992 82003 7 106

462016 8 2010 6 1992 72001 4 2001 42002 1 2002 12009 3 2009 32009 82009 82010 6 2011 32016 8 1997 72006 6 2006 1 2016 9 542011 3 2010 11 1984 71992 2 1992 21998 7 1998 72000 6 2000 62005 1 2005 12007 6 1984 72006 7 1997 12 2016 107

612011 3 2004 9 1982 11991 101991 112004 9 2004 92011 600939 6019392012 22016 6 06818 601818 2014 122016 6 19821987 1 1993 6 54 2011 32017 32007 11 2015 9 00412 1985 81991 10 1991 111995 12 1996 12000 4 2000 52007 10 1985 7 2000 12 108

592015 4 2000 5 2014 8 00991 6019912016 5 000627 2016 10 000570 1982 72000 4 2000 52016 2 2002 52004 5 0000352002 42006 4000812 2010 32015 6 0005612008 42014 4 0007682008 42014 5 000758 2008 52014 12 6008312007 32014 9 6003432015 82017 3 300023 1982 7 1988 7 1997 7 1993 2016 109

402015 4 2013 7 2014 8 1886 2015 8 2016 8 1996 2007 9 2016 1 542016 8 1996 71997 1 2015 2 02016 2015 6 600690 2015 9 600376 2016 5 02588 2007 62013 600939 6019392007 122014 6 601766 01766 2015 2011 5 2016 10 000825 2014 92016 8 600485 2002 52007 4 000590 1983 71986 101991 6 110

612016 8 2013 6 2016 121987 7 1991 91992 10 1996 101997 10 2010 112017 2 430082 1987 72003 6 462016 8 2006 3 2007 9 2010 12 EMBA 2011 9 2011 9 2012 9 2014 10 2015 7 00185 2000 92001 112001 122003 7 2003 82010 12 1991 71994 4 2000 6 2013 122014 12 2016 111

572005 112014 4 2014 62011 5 1985 121997 9 1997 92005 11 2005 112014 4 1995 61998 4 46 2016 8 2014 1 2014 4 01958 2014 5000725 2016 6 03320 1992 61993 31993 31998 3 1998 32003 2 2003 22004 1 2004 12009 5 2009 52014 1 1992 7 1999 7 2000 3 2005 9 2008 10 112

46 2016 8 2012 2 1991 72008 5 2005 92008 5 2010 12012 2 2015 6 2014 6 44 2011 3 2007 3 1995 71999 9 2001 112002 9 2006 6 2007 2 1995 72000 9 Graduate Diploma 2006 3 2016 113

512005 112008 1 2011 3 2009 8 2011 8 1988 81990 8 1993 71993 12 1994 11994 61994 7 1995 8 1995 92005 11 2005 112007 12 1988 71993 6 19931999 462005 11 2008 12011 3 198919961996 32005 11 1999 72005 7 114

52 2005 112009 2 2016 42005 12 2006 8 1988 91992 51992 51996 51996 52005 11 2005 112014 4 1985 71988 7 1999 9 552005 112009 2 2007 2 2006 8 1982 82005 1 2005 2 2005 102005 112016 1 1982 8 1999 11 1993 12 2016 115

502007 12009 5 2007 12 2013 9 1992 51993 3 1993 32001 12 20012006 2007 12016 1 1989 71992 3 52 2005 112011 112016 1 2013 7 2012 8 1985 81988 81991 81993 2 1993 22005 11 2005 11 2011 11 1985 7 1991 7 116

44 2005 112008 12009 1 2012 11 2008 11 2013 3 1996 81998 1 1998 22005 11 2005 11 2007 12 1993 7 1996 7 2000 4 452013 62013 6 1993 82000 3 2000 32013 7 1993 71997 10 2016 117

44 2005 11 2011 112014 1 1992 81995 9 1998 72005 112005 112011 11 1992 7 1998 6 2002 72004 4 A 482005 11 2014 1 2014 42014 6 1991 81994 10 1994 11 2005 11 2005 112016 9 1991 7 2001 4 1999 8 118

45 2006 32011 4 2014 1 1995 71997 101997 102002 10 2002 102006 3 2006 32011 4 1995 7 2007 7 2005 2 A2013 5 2012 2015 32014 40 2005 112008 5 2014 1 2000 72005 11 2005 112008 5 1998 6 2000 10 2005 6 2007 11 2016 119

462005 112007 32017 1 2014 12017 2 1994 81996 10 1997 11998 8 1998 72005 11 2005 112007 3 1994 72000 6 2012 9 35 2014 62016 1 2016 1 2004 92006 11 2006 112010 1 2010 12014 6 2014 62016 1 2003 7 2004 12 2012 6 2015 2 2015 11 120

2017 3 17 2017 3 17 2017 2 2016 H 2016 121

2016 2016 A AA 122

2016 123

2016 12 31 9,611 8,819 (%) (%) 6,966 72.48% 6723 76.23% 819 8.52% 767 8.70% 443 4.61% 384 4.35% 327 3.40% 283 3.21% 51 0.53% 18 0.20% 163 1.70% 133 1.51% 132 1.37% 120 1.36% 193 2.01% 94 1.07% 37 0.38% 35 0.40% 70 0.73% 53 0.60% 98 1.02% 75 0.85% 81 0.84% 60 0.68% 45 0.47% 28 0.32% 186 1.94% 46 0.52% 9,611 100.00% 8,819 100.00% 124

(%) (%) 65 0.68% 54 0.61% 2,855 29.70% 2,586 29.32% 5,785 60.19% 5,354 60.72% 906 9.43% 825 9.35% 9,611 100.00% 8,819 100.00% 2016 125

2016 2016 2016 126

2016 171 2,5944612016 2016 127

E-learningAPP 1. 2. 3. 4. 2016 1,289 219 44 128

6 2016 129

6 (1) 2016 1 232016 (2) 2016 4 262015 2015 2015 20152015 2015 (3) 2016 7 262016 H (4) 2016 8 202016 (5) 2016 9 82016 130

(6) 2016 11 232016 4/4 3/4 1/1 3/4 4/4 1/1 4/4 4/4 4/4 4/4 2/4 1/1 1/1 1/1 201664 2 2016 131

132

3.13 14 (1) 2016 1 23 (2) 2016 4 6 2016 133

(3) 2016 4 262015 20152015 2015 2015 2015 2015 2016 2020 (4) 2016 6 23 (5) 2016 7 26 H (6) 2016 8 20 2016 134

(7) 2016 8 20 (8) 2016 9 8 (9) 2016 9 22 H H H (10) 2016 9 30 (11) 2016 10 15 H 2016 135

(12) 2016 11 23H 2016 (13) 2016 12 23 (14) 2016 12 25 14 14 0 0 14 11 3 0 7 7 0 0 14 11 3 0 14 13 1 0 8 8 0 0 14 14 0 0 14 13 1 0 14 14 0 0 14 13 1 0 14 11 3 0 7 7 0 0 7 7 0 0 7 7 0 0 136

2016 (1) (1) 2017 3 17 2016 137

(i) (ii) (iii)(iv) (v)(vi) (vii)(viii) 1 2016 4 19 2016 2020 1/1 1/1 0/0 1/1 0/0 1/1 1/1 1/1 138

(i) (ii) (iii) (iv) (v) 2 2016 4 19 2015 2015 20152015 2016 2016 11 23 2016 2016 139

1/1 2/2 2/2 2/2 2/2 1/1 1/1 (i) (ii) (iii) (iv) 2016 2016 2016 140

2016 2 2016 4 26 20152016 2015 2016 12 23 1/1 2/2 2/2 2/2 2/2 (i) (ii)(iii) 2016 141

2016 2015 3 2016 1 23 2016 4 6 2016 4 26 2015 142

0/0 3/3 3/3 3/3 3/3 0/0 0/0 2016 143

3 (1) 2016 4 262015 20152016 2015 (2) 2016 7 26 H (3) 2016 8 20 144

3 3 0 0 0 0 0 0 0 0 0 0 3 2 1 0 3 3 0 0 3 3 0 0 2016 82016 9 2016 145

2016 12 3115 3 146

A.5.6 2016 147

120 16 2 102 16 2 102 148

18 2016 149

2016 12 31 10% 3% 150

(www.csc108.com) E.1.2 2016 2016 151

27 2016 1 12016 12 31 (1) (2) (3) (4) 152

26.19 5,203,092 10,729.36 1.06 2016 153

2016 12 31 9,611 (%) 34 7,352 76.50% 3550 1,952 20.31% 51 307 3.19% 9,611 100.00% (%) 5,316 55.31% 4,295 44.69% 9,611 100% 154

(1) (2) (3) E learningapp (1) (2) 2016 155

(3) (4) 15.2 (5) 2016 44 27.1 112 1.78% 28.4 846 13.47% 25.1 5,323 84.75% 6,281 100.00% 156

15.2 6,090 44 1,346 7,436 20 2016 157

56 12 5 2 5 6 3 12 5 2 2 4 8 2 2 1 2 4 1 1 1 2 138 158

100% IT IB 2016 159

160

2016 161

(1) (2) (3) (4) 162

18 3.44 1 1 13 2016 163

170 294 164

2016 165

48 2016 12 31 12,371.83 166

27 2016 12 31 31,093.62 86.94 2016 167

21 14 2016 12 31 34,594.792016 14.78 168

2016 169

170

2017 3 17 2016 171

2016 12 31 12 31 2016 2015 7 10,584,156 14,900,872 8 4,440,820 5,572,959 9 2,411,771 3,979,922 17,436,747 24,453,753 10 147,968 58,713 17,584,715 24,512,466 11 (1,388,863) (2,237,463) 11 (2,848,795) (3,218,608) 11 (4,282,080) (4,743,028) (347,347) (1,144,428) 11 (1,658,540) (1,552,589) 14 1,667 (154,875) (10,523,958) (13,050,991) 7,060,757 11,461,475 (3,337) 7,057,420 11,461,475 15 (1,744,198) (2,809,622) 5,313,222 8,651,853 5,259,251 8,638,825 53,971 13,028 5,313,222 8,651,853 17 0.81 1.37 172

2016 12 31 12 31 2016 2015 5,313,222 8,651,853 (414,304) 257,455 103,878 (64,507) (133,531) (146,444) (443,957) 46,504 57,161 45,883 (386,796) 92,387 4,926,426 8,744,240 4,872,430 8,731,200 53,996 13,040 4,926,426 8,744,240 2016 173

2016 12 31 2016 12 31 2015 12 31 18 523,317 514,422 56,282 65,511 19 144,420 121,553 172,163 50,000 21 6,112,058 1,457,190 22 277,480 374,416 23 625,444 24 3,460,337 2,144,517 25 811,153 747,397 26 192,303 162,864 12,374,957 5,637,870 27 31,006,673 35,931,133 28 378,468 153,325 29 27,227,912 28,485,993 30 325,211 1,503,783 21 28,482,732 15,890,616 22 376,828 13,997 31 49,108 142,052 23 7,079,669 6,896,446 32 55,082,662 70,663,754 33 17,525,589 16,154,266 34 1,785,231 1,715,140 169,320,083 177,550,505 181,695,040 183,188,375 174

2016 12 31 2016 12 31 2015 12 31 35 56,736,034 72,045,265 31 132,576 190,752 36 2,972,738 93,191 37 24,531,442 27,462,271 38 9,360,000 2,284,000 39 755,982 1,591,758 40 1,781,481 1,122,779 41 7,757,199 11,322,686 42 22,184,460 19,786,250 126,211,912 135,898,952 43,108,171 41,651,553 55,483,128 47,289,423 9,938 37 500,000 1,800,000 43 13,653,036 15,072,207 25 46,847 218,610 10,628 15,703 14,220,449 17,106,520 41,262,679 30,182,903 2016 175

2016 12 31 2016 12 31 2015 12 31 44 7,176,470 6,100,000 45 5,000,000 5,000,000 46 15,099,052 8,601,818 13,787,528 10,404,347 41,063,050 30,106,165 199,629 76,738 41,262,679 30,182,903 2017 3 17 176

2016 12 31 2016 1 1 6,100,000 5,000,000 1,435,956 1,752,094 5,113,814 255,569 44,385 10,404,347 30,106,165 76,738 30,182,903 5,259,251 5,259,251 53,971 5,313,222 (443,982) 57,161 (386,821) 25 (386,796) (443,982) 57,161 5,259,251 4,872,430 53,996 4,926,426 H 1,076,470 5,303,611 6,380,081 6,380,081 71,100 71,100 46 542,351 (542,351) 46 1,038,093 (1,038,093) 16 (294,000) (294,000) (294,000) (2,205) (2,205) (1,626) (1,626) (1,626) 2016 12 31 7,176,470 5,000,000 6,739,567 2,294,445 6,151,907 (188,413) 101,546 13,787,528 41,063,050 199,629 41,262,679 2016 177

2016 12 31 2015 1 1 6,100,000 1,435,956 831,823 3,365,564 209,077 (1,498) 4,728,043 16,668,965 58,948 16,727,913 8,638,825 8,638,825 13,028 8,651,853 46,492 45,883 92,375 12 92,387 46,492 45,883 8,638,825 8,731,200 13,040 8,744,240 45 5,000,000 5,000,000 5,000,000 4,750 4,750 46 920,271 (920,271) 46 1,748,250 (1,748,250) 16 (294,000) (294,000) (294,000) 2015 12 31 6,100,000 5,000,000 1,435,956 1,752,094 5,113,814 255,569 44,385 10,404,347 30,106,165 76,738 30,182,903 178

2016 12 31 12 31 2016 2015 7,057,420 11,461,475 1,497,002 1,417,663 (989,488) (800,889) (480,187) (835,995) (40,013) (12,737) 307,095 387,087 (11,818) (255) (680) 449,761 (179,304) (31,943) 14,375 205,481 169,502 (1,667) 154,875 7,973,206 11,763,554 4,962,719 (4,106,441) 838,764 (10,256,092) 15,581,092 (27,901,787) (830,121) (4,638,234) (261,935) (2,839,452) 20,290,519 (49,742,006) 2016 179

2016 12 31 12 31 2016 2015 (15,309,231) 28,558,266 2,902,708 (771,127) (4,230,829) (2,639,522) 7,076,000 (1,300,000) 4,279,002 5,219,161 (5,282,350) 29,066,778 22,981,375 (8,911,674) (2,570,218) (2,506,240) 20,411,157 11,417,914) (17,380,842) (4,174,857) 715,404 900,056 (262,092) (282,006) (265,895) (388,413) (100,831) (178,832) (17,294,256) (4,124,052) 180

2016 12 31 12 31 2016 2015 5,000,000 6,518,732 71,100 4,750 2,892,603 5,334,951 19,316,778 40,551,059 (294,000) (2,205) (28,605,686) (29,427,643) (1,721,342) (1,246,315) 78,751 (187,041) (1,745,269) 20,029,761 1,371,632 4,487,795 15,967,225 11,447,921 89,103 31,509 47 17,427,960 15,967,225 2016 181

2016 12 31 () 1 2005 11 2 2,700,000,00066 4 2011 6 30 6,100,000,0002011 9 28 2015 12 31 91110000781703453H 2016 12 9 H 1,076,470,000 1 7,176,470,000 182

2 2016 12 31 () 2.1 2016 2016 (1) 11 (2) 16 38 (3) (2012 2014 (4) 10 12 28 (5) 1 (6) 14 2016 183

2016 12 31 () 2 2.1 2016 (1) 11 11 (2) 16 38 16 38 (3) (2012 2014 (2012 2014 5 7 1934 184

2 2016 12 31 () 2.1 2016 (4) 10 12 28 10 28 (5) 1 1 2016 185

2016 12 31 () 2 2.1 2016 (6) 14 14 1 186

2 2016 12 31 () 2.2 (1) 10 28 2016 1 1 (2) 12 2017 1 1 (3) 7 2017 1 1 (4) 2 2018 1 1 (5) 9 2018 1 1 (6) 15 2018 1 1 (7) 16 2019 1 1 (1) 10 28 1028 2016 187

2016 12 31 () 2 2.2 (2) 12 12 (3) 7 7 (4) 2 2 188

2 2016 12 31 () 2.2 (5) 9 9 2014 7 39 9 39 9 9 2016 189

2016 12 31 () 2 2.2 (5) 9 9 39 9 9 2017 9 190

2 2016 12 31 () 2.2 (6) 15 15 15 (7) 16 16 16 1617 2016 191

2016 12 31 () 2 2.2 (7) 16 2016 12 31 50(2) 9.27 16 2.3 192

3 2016 12 31 () (1) 1 1 12 31 (2) (3) (4) 2016 193

2016 12 31 () 3 (5) (a) (i) (ii) (a) (b) 194

3 2016 12 31 () (5) (a) (b) 2016 195

2016 12 31 () 3 (5) (b) (i) 196

3 2016 12 31 () (5) (b) (i) (ii) (iii) 2016 197

2016 12 31 () 3 (5) (b) (iv) (v) (vi) 198

2016 12 31 () 3 (5) (d) (i) 200

3 2016 12 31 () (5) (d) (ii) 50%12 50%36 2016 201

2016 12 31 () 3 (5) (d) (iii) (e) (f) 202

3 2016 12 31 () (6) (a) (b) (7) (8) 2016 203

2016 12 31 () 3 (9) (10) (11) (a) (i) (ii) 204

3 2016 12 31 () (11) (b) 35 2.262 5% 2 5 1.667% 4.167% 0% 5 1.617% 3% 5 1.617% 3% 3 2.778% 0% 5 1.617% 3% 5 1.617% 3% 2016 205

2016 12 31 () 3 (11) (c) (12) 206

3 2016 12 31 () (12) 10 5 (13) 2016 207

2016 12 31 () 3 (14) (i) (ii) 208

3 2016 12 31 () (14) (i) (ii) 2016 209

2016 12 31 () 3 (15) (16) 210

3 2016 12 31 () (16) (17) 5 10 (18) 2016 211

2016 12 31 () 3 (18) (19) (a) (i) (ii) (iii) 212

3 2016 12 31 () (19) (b) (i) (ii) (iii) (iv) (v) (vi) (a) (vii) (a)(i)(a)(i) (20) 2016 213

2016 12 31 () 3 (20) (21) 10% 10% 10% 50% 25% 214

3 2016 12 31 () (21) 4 (1) (2) 2016 215

2016 12 31 () 4 (3) (4) (5) 1)2) 3) 216

5 2016 12 31 () (1) 2008 1 1 [2012]57 25% 15% 16.5% (2) [2016]36 [2016]46 [2016]70 [2016]140 2016 5 16%2016 5 15% 2016 217

2016 12 31 () 5 (3) 2008540 201165 [2013]63 5% [2004]203 (i) (ii) (iii) AB B [2006]172 (4) 7% 3% [2011]72 2012 1 12% 218

5 2016 12 31 () (5) 6 2016 219

2016 12 31 () 6 2016 12 31 4,682,209 3,671,108 1,130,692 1,100,147 10,584,156 3,495,818 483,089 11,157 450,756 4,440,820 1,961,314 450,457 2,411,771 67,226 2,696 78,046 147,968 4,682,209 7,234,152 3,575,095 1,564,457 528,802 17,584,715 (2,070,144) (4,917,409) (2,731,989) (621,179) (183,237) (10,523,958) (36,509) (1,065,057) (1,604,569) (142,660) (2,848,795) (358) 15,985 (13,960) 1,667 2,612,065 2,316,743 843,106 943,278 345,565 7,060,757 (1,608) (1,729) (3,337) 2,612,065 2,316,743 843,106 941,670 343,836 7,057,420 (1,744,198) 5,313,222 952,625 85,438,883 65,694,454 13,420,725 16,188,353 181,695,040 3,394,369 66,760,579 55,773,761 10,960,103 3,543,549 140,432,361 68,036 57,425 36,881 21,854 21,285 205,481 80,117 76,187 45,901 34,947 24,940 262,092 220

6 2016 12 31 () 2015 12 31 3,397,595 9,181,015 1,531,354 790,908 14,900,872 4,578,103 537,768 10,481 446,607 5,572,959 3,374,968 593,136 11,818 3,979,922 26,963 5,628 26,122 58,713 3,397,595 13,786,081 5,444,090 1,400,153 484,547 24,512,466 (1,507,617) (7,965,550) (2,862,522) (402,871) (312,431) (13,050,991) (8,183) (1,810,950) (1,339,530) (59,945) (3,218,608) (114,943) (27,893) (12,039) (154,875) 1,889,978 5,820,531 2,581,568 997,282 172,116 11,461,475 (2,809,622) 8,651,853 510,241 107,478,581 55,308,541 11,812,500 8,078,512 183,188,375 1,537,332 98,024,312 40,311,185 9,688,253 3,444,390 153,005,472 36,735 59,720 35,649 13,578 23,820 169,502 46,107 133,333 53,484 19,445 29,637 282,006 2016 221

2016 12 31 () 7 12 31 2016 2015 4,731,029 10,686,326 4,682,209 3,397,595 1,100,147 776,313 70,771 40,638 10,584,156 14,900,872 8 12 31 2016 2015 2,416,812 3,238,062 198,141 109,398 1,790,100 2,217,215 35,767 8,284 4,440,820 5,572,959 222

9 2016 12 31 () 12 31 2016 2015 480,187 835,995 989,488 800,889 844,301 2,852,096 98,447 (35,626) 7,460 52,789 258,970 (163,689) 40,013 12,737 11,818 (307,095) (387,087) 2,411,771 3,979,922 10 12 31 2016 2015 66,097 41,167 14,991 17,183 255 684 31,943 (14,375) 34,682 14,054 147,968 58,713 2016 223

2016 12 31 () 11 12 31 2016 2015 835,533 1,882,637 519,382 327,753 33,948 27,073 1,388,863 2,237,463 227,628 311,105 676,713 1,051,761 230,549 281,335 39,708 32,201 1,457,294 1,385,462 216,903 156,744 2,848,795 3,218,608 3,682,156 4,268,723 368,818 300,865 (i) 231,106 173,440 4,282,080 4,743,028 224

11 2016 12 31 () (i) 12 31 2016 2015 284,704 228,490 205,481 169,502 162,347 131,621 153,339 204,003 120,754 99,860 103,027 90,809 95,829 152,762 63,599 83,168 62,431 97,740 56,922 46,868 35,908 32,972 3,089 1,529 358 310,752 213,265 1,658,540 1,552,589 2016 225

2016 12 31 () 12 (1) 2016 12 31 (i) 2,143 1,000 114 3,257 2011 2,600 2,600 2012 3,000 3,000 2013 520 520 2,009 2,000 109 4,118 2012 3,000 3,000 2013 520 520 (ii) (iii) (iv) (iv) 226

12 2016 12 31 () (1) 2016 12 31 (i) 120 120 120 120 (v) 30 30 (v) 30 30 (v) 30 30 (vi) 70 70 (vi) 70 70 1,525 2,800 92 4,417 2011 1,200 1,200 2012 1,200 1,200 2013 390 390 1,204 3,000 85 4,289 2012 900 900 636 550 60 1,246 (vii) (vii) (viii) 7,517 9,350 13,330 470 460 31,127 2016 227

2016 12 31 () 12 (1) 2015 12 31 (i) 2,143 4,000 110 6,253 2013 520 520 2,008 4,000 106 6,114 2013 520 520 (iv) (iv) (ix) (x) 228

12 2016 12 31 () (1) 2015 12 31 (i) (xi) 40 40 (xi) 40 40 (xii) 20 20 (xiii) 50 50 (vi) 70 70 (vi) 70 70 (xiv) 70 70 1,524 3,600 89 5,213 2013 390 390 1,199 2,000 81 3,280 2011 900 900 1,432 260 56 1,748 (iii) (viii) 8,306 13,860 2,330 360 442 25,298 2016 229

2016 12 31 () 12 (1) (i) 2013 2012 41 40% 20162011 2.602012 3.002013 0.522012 3.00 2013 0.52 2011 1.202012 1.202013 0.392012 0.90 20152013 0.522013 0.52 2013 0.39 2011 0.90 2016 2015 (ii) 2016 8 (iii) 2016 8 230

12 2016 12 31 () (1) (iv) 2016 8 (v) 2016 8 (vi) 2015 6 2016 7 (vii) 2016 8 (viii) 2016 8 (ix) 2015 5 (x) 2015 7 (xi) 2015 5 (xii) 2015 4 (xiii) 2015 5 (xiv) 2015 6 2016 231

2016 12 31 () 12 (2) 2016 2015 2016 2015 232

13 2016 12 31 () 20162015 212 2016 2015 12 31 2016 2015 5,409 4,884 45,020 15,150 3,300 1,100 399 241 54,128 21,375 12 31 2016 2015 6,000,001 7,000,000 2 7,000,001 8,000,000 8,000,001 9,000,000 1 9,000,001 10,000,000 10,000,001 11,000,000 2 11,000,001 12,000,000 3 5 3 2016 2015 2016 233

2016 12 31 () 14 12 31 2016 2015 14,775 24,120 (38,259) 116,626 21,454 2,082 363 12,047 (1,667) 154,875 15 (1) 12 31 2016 2015 1,820,662 3,202,665 10,667 2,475 1,831,329 3,205,140 (87,131) (395,518) 1,744,198 2,809,622 234

15 2016 12 31 () (2) 25% 12 31 2016 2015 7,057,420 11,461,475 1,764,355 2,865,369 (27,439) (14,896) 29,410 20,492 (56,131) (51,307) 34,003 (10,036) 1,744,198 2,809,622 16 12 31 2016 2015 294,000 294,000 201610 1.80 1,304.35 2016 235

2016 12 31 () 17 12 31 2016 2015 5,259,251 8,638,825 (i) (294,000) (294,000) 4,965,251 8,344,825 (ii) 6,164,706 6,100,000 0.81 1.37 2016 2015 (i) 2015 45 2016 2015 294.00 (ii) 2016 236

2016 12 31 () 18 2016 1 1 415,001 427,579 37,313 6,317 63,364 7,626 30,990 988,190 9,760 96,104 1,044 981 8,813 1,340 48 118,090 (22,014) (872) (58) (820) (149) (7) (23,920) 2016 12 31 424,761 501,669 37,485 7,240 71,357 8,817 31,031 1,082,360 2016 1 1 (82,625) (280,793) (27,056) (4,375) (45,590) (6,483) (26,846) (473,768) (14,148) (78,809) (3,283) (627) (9,765) (391) (2,096) (109,119) 21,979 847 56 819 137 6 23,844 2016 12 31 (96,773) (337,623) (29,492) (4,946) (54,536) (6,737) (28,936) (559,043) 2016 12 31 327,988 164,046 7,993 2,294 16,821 2,080 2,095 523,317 2015 1 1 369,522 332,846 36,551 6,006 51,954 7,411 30,686 834,976 58,700 108,107 2,870 610 12,791 342 304 183,724 (13,221) (13,374) (2,108) (299) (1,381) (127) (30,510) 2015 12 31 415,001 427,579 37,313 6,317 63,364 7,626 30,990 988,190 2015 1 1 (72,975) (242,695) (25,251) (3,996) (38,814) (5,977) (23,497) (413,205) (12,551) (51,375) (3,472) (669) (8,061) (631) (3,349) (80,108) 2,901 13,277 1,667 290 1,285 125 19,545 2015 12 31 (82,625) (280,793) (27,056) (4,375) (45,590) (6,483) (26,846) (473,768) 2015 12 31 332,376 146,786 10,257 1,942 17,774 1,143 4,144 514,422 2016 237

2016 12 31 () 19 2016 1 1 222,084 75,919 298,003 60,202 28 60,230 2016 12 31 282,286 75,947 358,233 2016 1 1 (106,850) (69,600) (176,450) (37,363) (37,363) 2016 12 31 (144,213) (69,600) (213,813) 2016 12 31 138,073 6,347 144,420 2015 1 1 164,612 75,894 240,506 58,132 25 58,157 (660) (660) 2015 12 31 222,084 75,919 298,003 2015 1 1 (77,747) (62,930) (140,677) (29,763) (6,670) (36,433) 660 660 2015 12 31 (106,850) (69,600) (176,450) 2015 12 31 115,234 6,319 121,553 238

2016 12 31 () 20 2016 12 31 2015 1 2 31 1,992,653 1,830,153 2016 12 31 2015 12 31 70,000 100% 100% 65,000 100% 100% 100% 100% 30,000 55% 55% 2016 239

2016 12 31 () 21 2016 12 31 2015 12 31 515,068 463,873 10,016 (i) 4,638,008 407,751 948,966 585,566 6,112,058 1,457,190 525,084 463,873 5,586,974 993,317 6,112,058 1,457,190 2016 12 31 2015 12 31 20,168,666 9,919,416 143,218 137,352 413,300 60,615 (i) 7,757,548 5,711,284 61,949 28,482,732 15,890,616 95,876 25,021 21,051,307 9,218,137 7,335,549 6,647,458 28,482,732 15,890,616 240

21 2016 12 31 () (i) 48 2016 12 312015 12 31 2015 7 62015 9 14,244.00 2016 12 31 3,990.58253.42 5.97%) 2016 12 31 (ii) 2016 12 310.25 2015 12 31 0.693738 10,981.772015 12 31 5,728.07 2016 241

2016 12 31 () 22 2016 12 31 2015 12 31 277,480 374,416 277,480 374,416 2016 12 31 2015 12 31 376,828 13,997 376,828 13,997 2016 12 31 679.562015 12 31 395.65 2016 12 31 332.6443 2015 12 31 259.70 242

23 2016 12 31 () 2016 12 31 2015 12 31 633,670 (8,226) 625,444 625,444 2016 12 31 2015 12 31 3,331,317 379,003 3,197,679 6,271,156 565,983 248,369 7,094,979 6,898,528 (15,310) (2,082) 7,079,669 6,896,446 674,299 3,503,972 2,514,348 3,015,552 3,891,022 376,922 7,079,669 6,896,446 2016 243

2016 12 31 () 23 2016 12 31 2015 12 31 13,676,075 7,394,042 1,517,270 4,777,400 939,366 4,743,351 24 2016 12 31 2015 12 31 1,843,701 767,458 1,579,190 1,265,730 37,446 111,329 3,460,337 2,144,517 244

25 2016 12 31 () 2015 1 1 270,134 121,047 10,241 313 401,735 418,484 (107,614) 32,688 2,676 346,234 150 (722) (572) 2015 12 31 688,618 13,583 42,207 2,989 747,397 (233) 16,249 (1,691) 3,183 17,508 46,926 (678) 46,248 2016 12 31 688,385 76,758 39,838 6,172 811,153 2015 1 1 257,294 367 257,661 (49,257) (27) (49,284) 10,233 10,233 2015 12 31 218,270 340 218,610 (71,641) 2,018 (69,623) (102,140) (102,140) 2016 12 31 44,489 2,358 46,847 2016 245

2016 12 31 () 26 2016 12 312015 12 31 27 2016 12 31 2015 12 31 29,502,776 34,812,008 1,590,840 1,244,327 31,093,616 36,056,335 (86,943) (125,202) 31,006,673 35,931,133 2016 12 31 1,282.542015 12 31 5,559.3437 2016 12 31 99,977.482015 12 31 125,164.87 246

2016 12 31 () 28 2016 12 31 2015 12 31 127,026 37,719 102,802 31,653 23,348 22,988 125,650 60,965 378,826 153,325 (358) 378,468 153,325 29 2016 12 31 2015 12 31 21,512,825 20,983,191 1,246,894 1,864,558 1,210,008 4,372,398 3,258,185 1,265,846 27,227,912 28,485,993 540,211 4,627 22,996,113 26,164,752 3,691,588 2,316,614 27,227,912 28,485,993 2016 12 31 37 38 40 13,926.13 2015 12 31 11,739.80 2016 247

2016 12 31 () 30 2016 12 31 2015 12 31 86,238 3,334 3,509 92,982 274 142,657 1,500,000 325,211 1,503,783 192,590 3,783 132,621 1,500,000 325,211 1,503,783 2016 12 3138.092015 12 31 2.8627 248

31 2016 12 31 () 2016 12 31 52,267,706 31,033 33,166 8,417,278 18,075 97,456 388,475 1,954 61,073,459 49,108 132,576 2015 12 31 46,196,440 131,346 137,432 10,509,351 10,706 49,725 483,243 3,595 57,189,034 142,052 190,752 2016 12 312015 12 31 2016 12 31 0.432015 12 3112.59 32 35 2016 249

2016 12 31 () 33 2016 12 31 2015 12 31 105 183 17,525,484 16,154,083 17,525,589 16,154,266 2016 12 3190.872015 12 31 187.04 40 6.762015 12 31 34 2016 12 31 2015 12 31 1,565,621 1,239,198 1,981 214,281 28,589 24,661 227,878 275,833 1,824,069 1,753,973 (38,838) (38,833) 1,785,231 1,715,140 250

35 2016 12 31 () 32 36 2016 12 31 2015 12 31 2,972,738 93,191 37 2016 12 31 2015 12 31 16,710,093 18,503,053 27 300,000 2,715,000 6,721,358 5,517,528 799,991 726,690 24,531,442 27,462,271 8,719,621 11,474,773 15,011,830 14,434,787 799,991 1,552,711 24,531,442 27,462,271 2016 251

2016 12 31 () 37 2016 12 31 2015 12 31 27 500,000 1,800,000 1,000,000 500,000 800,000 500,000 1,800,000 38 2016 12 31 2015 12 31 360,000 1,000,000 9,000,000 1,284,000 9,360,000 2,284,000 252

2016 12 31 () 39 2016 12 31 2015 12 31 377,263 1,115,480 44,412 503 138,912 334,307 336,863 755,982 1,591,758 40 (1) 2016 12 31 2015 12 31 1,590,489 837,780 29 110,992 109,999 33 80,000 175,000 1,781,481 1,122,779 2016 12 31 8.72% 8.82% 2015 12 31 1.90% 4.50%)HIBOR LIBOR (2) 2016 12 31 2015 12 31 42 290,001 2015 12 314.60% 2016 253

2016 12 31 () 41 2016 2016 1 1 12 31 15CP007 25/11/2015 24/02/2016 3.20% 3,000,000 (3,000,000) 15CP008 21/12/2015 18/03/2016 3.10% 2,500,000 (2,500,000) 16CP001 08/03/2016 03/06/2016 2.63% 3,000,000 (3,000,000) 16D1 15/06/2016 12/03/2017 3.28% 2,999,520 2,999,520 (i)(ii) 17/06/2016 04/01/2017 29/12/2016 03/04/2017 5,822,686 8,816,778 (9,881,785) 4,757,679 11,322,686 14,816,298 (18,381,785) 7,757,199 2015 2015 1 1 12 31 14CP007 17/10/2014 18/01/2015 4.22% 1,700,000 (1,700,000) 14CP008 14/11/2014 15/02/2015 4.09% 1,900,000 (1,900,000) 14CP009 05/12/2014 08/03/2015 4.95% 1,900,000 (1,900,000) 15CP001 13/04/2015 13/07/2015 4.74% 1,900,000 (1,900,000) 15CP002 08/05/2015 09/08/2015 3.50% 1,800,000 (1,800,000) 15CP003 08/06/2015 07/09/2015 3.08% 1,800,000 (1,800,000) 15CP004 21/07/2015 20/10/2015 2.90% 1,900,000 (1,900,000) 15CP005 18/08/2015 17/11/2015 2.80% 1,800,000 (1,800,000) 15CP006 15/09/2015 15/12/2015 2.91% 1,800,000 (1,800,000) 15CP007 25/11/2015 24/02/2016 3.20% 3,000,000 3,000,000 15CP008 21/12/2015 18/03/2016 3.10% 2,500,000 2,500,000 (i)(ii) 24/03/2015 12/01/2016 31/12/2015 28/06/2017 67,416 8,970,741 (3,215,471) 5,822,686 5,567,416 25,470,741 (19,715,471) 11,322,686 2016 12 312015 12 31 254

41 2016 12 31 () (i) 2016 12 312015 12 31 3.00% 4.20% 3.60% 6.20% (ii) 2015 12 31 42 2016 12 31 2015 12 31 2,789,462 2,829,701 885,733 760,449 668,599 136,933 573,378 576,549 294,000 294,000 60,456 52,720 33,502 48,438 58,597 45,920 6,090 6,120 9,173,295 6,017,807 40 290,001 43 6,000,000 7,713,193 1,641,348 1,014,419 22,184,460 19,786,250 2016 255

2016 12 31 () 43 2016 12 31 2015 12 31 42 6,000,000 7,713,193 13,653,036 15,072,207 (1) 2016 12 312015 12 31 (2) 2016 12 31 2015 12 31 13 (i) 4,713,193 14 (ii) 2,000,000 14 (iii) 1,000,000 15 (iv) 6,000,000 6,000,000 7,713,193 256

2016 12 31 43 () (2) 2016 12 31 2015 12 31 15 (v) 6,000,000 6,000,000 1501 (vi) 1,795,749 1,790,936 CSCIFN15B2009 (vii) 1,372,401 1,281,271 16G1 (viii) 2,990,493 16G2 (ix) 1,494,393 15 (iv) 6,000,000 13,653,036 15,072,207 (i) 2013 113 6.15% (ii) 2014 1020 32 5.50% (iii) 2014 1010 32 5.50% (iv) 2015 460 32 5.45% 2016 257

2016 12 31 () 43 (2) (v) 2015 660 53 5.32% (vi) 2015 8 18 105 4.20% (vii) CSCI Finance (2015) Co. Ltd. 2015 9 2 5 3.125% (viii) 2016 5 30 53 3.14% (ix) 2016 8 15 53 2.90% 258

44 2016 12 31 () 1 2016 12 31 2015 12 31 5,992,353 6,100,000 H 1,184,117 7,176,470 6,100,000 2016 12 31 2015 12 31 5,992,353 6,100,000 H 1,184,117 7,176,470 6,100,000 2016 12 91,076,470,000 H 107,647,000 H H 2016 259

2016 12 31 () 45 2015 1 2015 202015 3 2015 30 51 15 46 (1) 260

46 2016 12 31 () (2) (i) 10% 50% 25% (ii) (3) 10% (4) 2016 261

2016 12 31 () 46 (5) (6) 47 2016 12 31 2015 12 31 17,525,589 16,154,266 33 (97,629) (187,041) 17,427,960 15,967,225 48 (1) 262

48 2016 12 31 () (1) 2016 12 312015 12 31 2016 12 31 2015 12 31 12,371,832 11,673,215 2,303,554 1,720,396 2,496,362 2,004,671 (2) (i) 2016 12 31 2015 12 31 830.39 510.94 2016 263

2016 12 31 () 48 (2) (i) 2016 12 31 2015 12 31 2016 12 31 2015 12 31 10,037 10,037 1,280,749 393,556 1,283,193 395,717 (ii) 2016 12 31 2015 12 31 2016 12 31 2015 12 31 4,452,706 5,638,244 225,602 1,500,274 7,718,855 1,738,092 264

49 2016 12 31 () 2016 265

2016 12 31 () 49 2016 12 31 2015 12 31 293,220 38,343 3,546 38,343 296,766 284,046 50 (1) 2016 12 31 2015 12 31 7,064 8,208 266

50 2016 12 31 () (2) 2016 12 31 2015 12 31 266,957 219,449 238,517 214,895 182,688 153,227 239,094 206,558 927,256 794,129 (3) 2016 12 312015 12 31 51 (1) 2016 12 3137.46% 2015 12 3145.00%) 2016 267

2016 12 31 () 51 (1) (2) 2016 12 31 33.29% 2015 12 3140%) 12 31 2016 2015 5,814 3,206 54,773 75,614 1,008 254,029 357,129 6,866 17 (21,179) (34,934) (383) (2,775) (2,615) (3) (80,631) (37,521) (33) 268

51 2016 12 31 () (2) 2016 12 31 2015 12 31 489,599 154,724 781,983 2,266,498 3,858 19,078 9,856,640 15,777,258 5,984,859 308,234 26,084 20,557 7,865 75 3,158 16,114 3,328,106 260,469 251,333 28,321 14,356 33 290,001 (3) 24 2016 269

2016 12 31 () 51 (4) 12 31 2016 2015 47,960 2016 12 31 2015 12 31 79,600 80,000 (5) (6) 12 12 31 2016 2015 124,277 87,570 2,753 2,720 1,645 1,514 128,675 91,804 270

52 2016 12 31 () 2016 12 31 2015 12 31 2016 271

2016 12 31 () 52 (1) 2016 12 31 7,662,569 13,850,256 21,512,825 1,246,894 1,246,894 1,210,008 1,210,008 3,258,185 3,258,185 10,119,471 17,108,441 27,227,912 96,315 228,896 325,211 15,358 31,032 2,718 49,108 84,174 20,084,492 20,168,666 466,633 92,769 98,884 658,286 423,316 423,316 12,189,556 206,000 12,395,556 974,123 32,366,817 304,884 33,645,824 11,205,267 49,735,186 307,602 61,248,055 2,972,738 2,972,738 9,938 9,938 16,060 90,898 25,618 132,576 16,060 3,063,636 35,556 3,115,252 272

52 2016 12 31 () (1) 2015 12 31 7,224,063 13,759,128 20,983,191 1,864,558 1,864,558 4,372,398 4,372,398 1,265,846 1,265,846 13,461,019 15,024,974 28,485,993 3,783 1,500,000 1,503,783 10,663 131,389 142,052 120,724 9,798,692 9,919,416 579,527 21,698 601,225 54,442 6,173 60,615 2,110 6,116,925 6,119,035 756,803 15,921,790 21,698 16,700,291 14,232,268 32,578,153 21,698 46,832,119 93,191 93,191 41,721 149,031 190,752 41,721 242,222 283,943 2016 273

2016 12 31 () 52 (2) 2016 21,698 (3,202) 138 (12,455) 43,668 250,644 5,920 9,800 38,073 (1,626) (9,500) 304,884 2,718 9,938 25,618 (3,202) (138) 12,455 274

52 2016 12 31 () (2) 2015 72,017 227,138 (43,569) 19,000 (252,888) 21,698 2016 275

2016 12 31 () 52 (3) (4) 2016 2015 276

52 2016 12 31 () (5) 2016 12 312015 12 31 2016 12 31 2015 12 31 22 2016 12 31 2015 12 31 19,653,036 22,785,400 19,799,766 23,515,128 53 2016 277

2016 12 31 () 53 278

53 2016 12 31 () 2016 279

2016 12 31 () 53 280

53 2016 12 31 () 53.1 2016 281

2016 12 31 () 53 53.1 282

53 2016 12 31 () 53.1 2016 12 31 2015 12 31 28,949,550 12,005,233 654,308 388,413 7,705,113 6,896,446 3,460,337 2,144,517 31,006,673 35,931,133 25,885,137 26,457,381 228,895 1,500,000 49,108 142,052 55,082,662 70,663,754 17,525,484 16,154,083 2,135,109 1,843,806 172,682,376 174,126,818 2016 283

2016 12 31 () 53 53.2 2016 FTP 284

53 2016 12 31 () 53.2 2016 12 31 3 3 1 1 5 5 56,736,034 56,736,034 97,361 53 5,556 29,606 132,576 2,974,594 2,974,594 9,938 9,938 18,990,592 5,825,754 510,956 25,327,302 7,445,178 2,030,333 9,475,511 1,782,793 1,782,793 7,839,785 29,355 7,869,140 10,691 565,166 14,626,396 15,202,253 2,991,681 6,900,322 8,883,804 10,615 13 18,786,435 59,825,076 45,944,008 17,339,968 15,187,511 13 138,296,576 2016 285

2016 12 31 () 53 53.2 2015 12 31 3 3 1 1 5 5 72,045,265 72,045,265 49,683 898 8,646 131,525 190,752 93,222 93,222 23,043,103 4,705,115 1,886,421 29,634,639 2,325,145 2,325,145 848,838 592,325 1,441,163 9,509,260 2,010,101 11,519,361 20,237 742,148 16,528,860 17,291,245 2,494,279 4,090,742 9,709,216 15,702 1 16,309,940 74,589,227 39,931,445 17,767,551 18,562,508 1 150,850,732 286

53 2016 12 31 () 53.3 (1) (VaR) (VaR) (VaR) VaR95% 10VaR VaR 2016 287

2016 12 31 () 53 53.3 (1) (VaR) (VaR) 2016 12 31 36,653 89,955 178,640 36,653 156,075 79,501 157,120 42,667 2015 12 31 209,026 127,789 241,232 22,005 91,560 169,802 288,415 82,206 288

53 2016 12 31 () 53.3 (2) 12 31 2016 2015 25 (103,902) (107,085) 25 105,409 107,936 2016 12 31 2015 12 31 25 (152,260) (63,203) 25 154,381 64,155 2016 289

2016 12 31 () 53 53.3 (3) 2016 H 73.31 15% (4) 290

53 2016 12 31 () 53.4 20162016 2016 10 1 100% 8% 100% 100% 100% 100% 30100% 100% 2015 12 312008 2016 291

2016 12 31 () 54 2016 12 31 2015 12 31 512,606 500,919 56,282 65,511 125,500 103,310 1,992,653 1,830,153 48,272 50,000 6,924,059 2,138,588 625,444 1,963,744 1,014,824 802,818 741,442 169,863 145,585 13,221,241 6,590,332 29,745,830 35,288,258 198,573 60,852 14,407,781 16,544,954 238,973 1,503,783 27,476,955 15,502,659 49,108 142,052 6,420,749 6,692,405 49,941,012 67,126,626 16,167,801 14,113,892 1,368,306 976,553 146,015,088 157,952,034 159,236,329 164,542,366 292

2016 12 31 () 54 2016 12 31 2015 12 31 50,098,190 67,407,321 132,576 190,752 2,972,738 93,191 22,722,732 23,195,913 9,360,000 2,284,000 692,380 1,554,174 7,757,199 11,322,686 12,619,688 13,203,368 106,355,503 119,251,405 39,659,585 38,700,629 52,880,826 45,290,961 9,938 500,000 1,800,000 12,280,635 13,790,936 17,667 206,850 4,159 5,069 12,812,399 15,802,855 40,068,427 29,488,106 7,176,470 6,100,000 5,000,000 5,000,000 14,847,008 8,626,068 13,044,949 9,762,038 40,068,427 29,488,106 2016 293

2016 12 31 () 55 2016 1 1 6,100,000 5,000,000 1,435,956 1,702,588 5,066,664 420,860 9,762,038 29,488,106 5,109,873 5,109,873 (553,381) (553,381) (553,381) 5,109,873 4,556,492 H 1,076,470 5,241,359 6,317,829 510,987 (510,987) 1,021,975 (1,021,975) (294,000) (294,000) 2016 12 31 7,176,470 5,000,000 6,677,315 2,213,575 6,088,639 (132,521) 13,044,949 40,068,427 294

55 2016 12 31 () 2015 1 1 6,100,000 1,435,956 796,592 3,337,036 225,520 4,455,338 16,350,442 8,236,324 8,236,324 195,340 195,340 195,340 8,236,324 8,431,664 5,000,000 5,000,000 905,996 (905,996) 1,729,628 (1,729,628) (294,000) (294,000) 2015 12 31 6,100,000 5,000,000 1,435,956 1,702,588 5,066,664 420,860 9,762,038 29,488,106 56 (1) 2017 130 17D1 183 4.00% 2017 230 17D2 179 4.53% 2017 317D3 45 2016 295

2016 12 31 () 56 (2) 2016 12 30 H 73,411,000 H H 69,915,238 H3,495,7622017 1 5 7,246,385,238 464.20 (3) 2017 3 1720162016 H 101.80 1,304.35 296

於中華人民共和國註冊成立的股份有限公司股份代號 6066 2016 年度報告 2016 年度報告