在中華人民共和國註冊成立的股份有限公司 股份代號 2799 2017 年度報告 2017 年度報告 地址 北京市西城區金融大街8號 郵編 100033 電話 010-59618888 傳真 010-59618000 網址 http://www.chamc.com.cn

目錄 2 公司簡介 4 釋義 8 重要提示 9 公司基本情況 11 財務概要 15 管理層討論與分析 71 股本變動及主要股東持股情況 74 董 事 監 事 及 高 級 管 理 人 員 情 況 90 公司治理報告 115 內部控制 119 董事會報告 127 監事會報告 130 重要事項 132 組織架構圖 134 審計報告及財務報表 308 董 事 高 級 管 理 人 員 關於年度報告的確認意見 309 境內外機構名錄

2 1. 公 司 簡 介 中 國 華 融 資 產 管 理 股 份 有 限 公 司 簡 稱 中 國 華 融 股 份 代 號 2799 前 身 為 中 國 華 融 資 產 管 理 公 司 成 立 於1999年11月1日 2012年 9月28日 經國務院批准 本公司整體改制為股份有限公司 2015年10 月30日 中 國 華 融 在 香 港 聯 交 所 主 板 上 市 目 前 中 國 華 融 設 有31家 分 公 司 服 務 網 絡 遍 及 中 國30個 省 自 治區 直轄市和香港 澳門 旗下擁有華融證券 華融金融租賃 華融 湘 江 銀 行 華融信託 華融期貨 華融融德 華融置業 華融國際 華 融 消 費 金 融 等 多 家 營 運 子 公 司 中 國 華 融 對 外 提 供 不 良 資 產 經 營 資 產 經 營 管 理 銀 行 證 券 信 託 金 融 租 賃 投 資 期 貨 消 費 金 融 等 多 牌 照 多 功 能 一 攬 子 綜 合 金 融 服 務

3 2017 年 中 國 華 融 成 功 入 選 中 國 企 業 聯 合 會 中 國 企 業 家 協 會 2017中國企業500強 和 2017中國服務業企業500強 財富 雜誌 中 國500強 企 業 東 方 財 富 網 中 國 上 市 公 司 市 值500強 榮獲中國證券 金 紫 荊 獎 最 佳 上 市 公 司 中 國 金 融 機 構 金 牌 榜 年 度 最 佳 資 產 管 理 公 司 等 榮 譽 和 獎 項

2. A A 1.00 4 A 6,894,742,669 A / / (1) (2) (3) (4) (5) 1999

2. 1.00 5 / H 1.00

2. 6 2018 4 18 2015 10 30 OFAC 2017 6 23 2 200 / (PRC GAAP) (generally accepted accounting principles in the PRC) 2015 10 16

2. 2017 12 31 (ROAA) (ROAE) (return on average assets) (return on average equity attributable to equity holders) 7 571 1.00H

3. 8 2018 3 20 122017 2017 10 10 2017 101.689 2017 2018 3 20 6. 6.4

4. China Huarong Asset Management Co., Ltd. China Huarong 9 8 100033 www.chamc.com.cn 28 18 H www.hkexnews.hk H 2799 H 183 17 1712 1716

4. J0001H111000001 911100007109255774 10 5 20 15 26 88 35 222 30

5. 資產規模持續領先資產總額 ( 人民幣十億元 ) 盈利能力突出歸屬於本公司股東淨利潤 ( 人民幣十億元 ) 1,870.3 22.0 19.6 1,412.0 600.5 866.5 8.7 10.7 14.5 11 408.4 2013 2014 2015 2016 2017 2013 2014 2015 2016 2017 成長性優異收入總額 ( 人民幣十億元 ) 股東權益大幅增值歸屬於本公司股東權益 ( 人民幣十億元 ) 128.1 115.2 128.2 95.2 98.1 75.4 69.4 37.3 51.1 42.0 2013 2014 2015 2016 2017 2013 2014 2015 2016 2017 股東回報出色 平均股權回報率 成本管控有效 成本收入比率 22.7% 25.9% 24.7% 19.1% 18.9% 18.4% 18.1% 21.6% 17.7% 17.7% 17.3% 2013 2014 2015 2016 2017 2013 2014 2015 2016 2017 加權平均股權回報率

5. 12 12 31 2017 2016 2015 2014 2013 30,753.4 25,140.0 23,095.0 15,662.0 8,918.0 4,661.3 3,852.3 1,637.3 886.2 509.1 8,109.5 5,782.1 3,347.1 1,289.2 941.7 21,015.0 16,444.1 14,067.1 12,047.6 10,075.6 44,179.7 24,678.4 19,167.3 9,803.6 8,179.5 13,039.1 12,920.1 10,398.0 7,985.6 6,784.6 917.6 2,027.7 427.4 128.0 14.3 5,395.0 4,363.0 3,246.6 3,258.5 1,896.6 128,070.6 95,207.7 75,385.8 51,060.7 37,319.4 (50,691.1) (31,416.8) (25,902.2) (17,903.7) (10,930.6) (1,296.2) (1,035.9) (945.3) (452.5) (328.4) (15,140.9) (12,286.8) (11,487.5) (8,469.4) (7,016.6) (17,463.6) (16,717.0) (12,603.8) (6,225.6) (4,850.2) (84,591.8) (61,456.5) (50,938.8) (33,051.2) (23,125.8) (7,823.7) (3,376.3) (2,456.6) (1,307.2) (554.8) 946.6 134.4 255.5 72.1 0.9 36,601.7 30,509.3 22,245.9 16,774.4 13,639.7 (10,014.0) (7,400.8) (5,295.1) (3,743.6) (3,546.5) 26,587.7 23,108.5 16,950.8 13,030.8 10,093.2 21,992.6 19,613.5 14,482.1 10,656.2 8,659.6 1,140.5 455.8 174.0 0.7 3,454.6 3,039.2 2,294.7 2,373.9 1,433.6 26,587.7 23,108.5 16,950.8 13,030.8 10,093.2

5. 12 31 2017 2016 2015 2014 2013 33,207.1 27,259.8 24,982.1 26,945.3 21,152.0 162,881.1 154,329.9 76,896.3 51,633.2 29,922.9 230,045.3 95,167.3 85,458.2 33,115.2 20,264.0 41,238.1 36,347.7 32,538.9 21,841.9 40,463.7 195,520.7 140,292.6 64,994.2 43,966.7 28,965.7 701,192.4 549,478.0 328,685.8 227,033.2 124,320.0 158,221.9 118,406.0 81,625.2 63,239.4 48,176.4 95,703.9 84,991.3 71,672.5 63,494.3 55,546.3 252,249.8 205,696.7 99,693.2 69,251.9 39,556.3 1,870,260.3 1,411,969.3 866,546.4 600,521.1 408,367.3 10,158.4 6,962.5 15,468.2 13,660.0 16,017.9 773,057.3 511,308.6 295,031.8 239,885.2 136,131.1 60,317.0 56,390.6 30,361.9 26,203.1 33,988.6 202,349.9 172,405.9 139,998.9 117,246.1 87,885.9 331,962.9 243,075.2 143,053.8 48,002.1 17,886.2 309,779.9 271,745.5 123,831.2 71,992.5 63,923.4 1,687,625.4 1,261,888.3 747,745.8 516,989.0 355,833.1 128,174.6 115,243.0 98,117.4 69,408.2 41,966.6 23,185.4 15,030.3 6,454.1 1,450.7 31,274.9 19,807.7 14,229.1 12,673.2 10,567.6 182,634.9 150,081.0 118,800.6 83,532.1 52,534.2 1,870,260.3 1,411,969.3 866,546.4 600,521.1 408,367.3 13

5. 12 31 2017 2016 2015 2014 2013 14 (1) 18.1% 18.4% 17.3% 19.1% 22.7% (2) 1.6% 2.0% 2.3% 2.6% 2.8% (3) 17.7% 17.7% 21.6% 24.7% 25.9% (4) 90.2% 89.4% 86.3% 86.1% 87.1% (5) 0.56 0.50 0.43 0.38 0.34 (6) 0.50 0.43 (1) (2) (3) (4) (5) (6)

6. 6.1 2017 15 2017 6.9% 7.1% 2017

6. 6.2 6.2.1 16 2017 21,992.62,379.1 12.1%18.1%1.6% 12 31 2017 2016 30,753.4 25,140.0 5,613.4 22.3% 4,661.3 3,852.3 809.0 21.0% 8,109.5 5,782.1 2,327.4 40.3% 21,015.0 16,444.1 4,570.9 27.8% 44,179.7 24,678.4 19,501.3 79.0% 13,039.1 12,920.1 119.0 0.9% 917.6 2,027.7 (1,110.1) (54.7%) 5,395.0 4,363.0 1,032.0 23.7% 128,070.6 95,207.7 32,862.9 34.5% (50,691.1) (31,416.8) (19,274.3) 61.4% (1,296.2) (1,035.9) (260.3) 25.1% (15,140.9) (12,286.8) (2,854.1) 23.2% (17,463.6) (16,717.0) (746.6) 4.5% (84,591.8) (61,456.5) (23,135.3) 37.6% (7,823.7) (3,376.3) (4,447.4) 131.7% 946.6 134.4 812.2 604.3% 36,601.7 30,509.3 6,092.4 20.0% (10,014.0) (7,400.8) (2,613.2) 35.3% 26,587.7 23,108.5 3,479.2 15.1% 21,992.6 19,613.5 2,379.1 12.1% 1,140.5 455.8 684.7 150.2% 3,454.6 3,039.2 415.4 13.7% 26,587.7 23,108.5 3,479.2 15.1%

6. 6.2.1.1 2016 95,207.7 34.5% 2017 128,070.6 12 31 2017 2016 30,753.4 25,140.0 5,613.4 22.3% 4,661.3 3,852.3 809.0 21.0% 8,109.5 5,782.1 2,327.4 40.3% 21,015.0 16,444.1 4,570.9 27.8% 44,179.7 24,678.4 19,501.3 79.0% 13,039.1 12,920.1 119.0 0.9% 917.6 2,027.7 (1,110.1) (54.7%) 5,395.0 4,363.0 1,032.0 23.7% 128,070.6 95,207.7 32,862.9 34.5% 17 6.2.1.1.1 2016 25,140.0 22.3% 2017 30,753.42016 2017 26.4% 24.0%

6. 6.2.1.1.2 (i) (ii) 18 2016 3,852.3 21.0% 2017 4,661.3 6.2.1.1.3 (i) (ii) 2016 5,782.1 40.3% 2017 8,109.5 6.2.1.1.4 12 31 2017 2016 9,085.2 6,657.8 2,427.4 36.5% 6,181.1 5,522.1 659.0 11.9% 2,483.3 1,866.6 616.7 33.0% 2,372.7 1,758.7 614.0 34.9% 483.8 444.5 39.3 8.8% 408.9 194.4 214.5 110.3% 21,015.0 16,444.1 4,570.9 27.8% 2016 16,444.1 27.8% 2017 21,015.0

6. 2016 6,657.8 36.5% 2017 9,085.2 2016 12 31 121,065.4 33.8% 2017 12 31 162,011.2 (i) (ii) 2016 5,522.1 11.9% 2017 6,181.1 2016 12 31 97,704.2 12.2% 2017 12 31 109,580.2 19 6.2.1.1.5 12 31 2017 2016 26,245.2 16,751.2 9,494.0 56.7% 8,142.4 3,693.5 4,448.9 120.5% 6,275.1 1,622.9 4,652.2 286.7% 2,352.6 1,311.2 1,041.4 79.4% 1,164.4 1,299.6 (135.2) (10.4%) 44,179.7 24,678.4 19,501.3 79.0% 2016 24,678.4 79.0% 2017 44,179.7 2016 2017 25.9% 34.5% 2016 16,751.2 56.7% 2017 26,245.2 2016 3,693.5 120.5% 2017 8,142.4 (i) (ii)

6. 6.2.1.1.6 20 12 31 2017 2016 8,674.4 8,314.2 360.2 4.3% 2,027.8 1,475.2 552.6 37.5% 1,683.7 2,221.8 (538.1) (24.2%) 530.5 834.0 (303.5) (36.4%) 122.7 74.9 47.8 63.8% 13,039.1 12,920.1 119.0 0.9% 2016 12,920.1 0.9% 2017 13,039.1 2016 1,475.2 37.5% 2017 2,027.8 2016 2,221.8 24.2% 2017 1,683.7 6.2.1.1.7 12 31 2017 2016 3,640.4 2,837.6 802.8 28.3% 442.9 278.2 164.7 59.2% 265.5 233.6 31.9 13.7% / (151.6) 236.6 (388.2) (164.1%) 1,197.8 777.0 420.8 54.2% 5,395.0 4,363.0 1,032.0 23.7% 2016 4,363.0 23.7% 2017 5,395.0

6. 6.2.1.2 12 31 2017 2016 (50,691.1) (31,416.8) (19,274.3) 61.4% (1,296.2) (1,035.9) (260.3) 25.1% (15,140.9) (12,286.8) (2,854.1) 23.2% (17,463.6) (16,717.0) (746.6) 4.5% (84,591.8) (61,456.5) (23,135.3) 37.6% 21 2016 61,456.5 37.6% 2017 84,591.8 6.2.1.2.1 12 31 2017 2016 (33,216.6) (19,188.5) (14,028.1) 73.1% (11,710.2) (7,639.5) (4,070.7) 53.3% (2,373.1) (768.6) (1,604.5) 208.8% (2,303.0) (2,708.4) 405.4 (15.0%) (623.4) (440.6) (182.8) 41.5% (142.4) (352.3) 209.9 (59.6%) (73.7) (24.8) (48.9) 197.2% (47.0) (124.4) 77.4 (62.2%) (201.7) (169.7) (32.0) 18.9% (50,691.1) (31,416.8) (19,274.3) 61.4%

6. 2016 31,416.8 61.4% 2017 50,691.1 2016 19,188.5 73.1% 2017 33,216.6 22 2016 7,639.5 53.3% 2017 11,710.2 2016 12 31 243,075.2 36.6% 2017 12 31 331,962.9 6.2.1.2.2 12 31 2017 2016 (489.6) (489.4) (0.2) (443.3) (351.4) (91.9) 26.2% (321.7) (148.9) (172.8) 116.1% (41.6) (46.2) 4.6 (10.0%) (1,296.2) (1,035.9) (260.3) 25.1% 2016 1,035.9 25.1% 2017 1,296.2

6. 6.2.1.2.3 12 31 2017 2016 (5,607.8) (5,090.3) (517.5) 10.2% (1,384.3) (1,625.7) 241.4 (14.8%) (2,043.8) (1,459.5) (584.3) 40.0% (6,105.0) (4,111.3) (1,993.7) 48.5% (717.9) (594.7) (123.2) 20.7% (515.5) (366.7) (148.8) 40.6% (291.7) (203.5) (88.2) 43.3% (74.7) (50.0) (24.7) 49.4% (26.1) (20.6) (5.5) 26.7% (15,140.9) (12,286.8) (2,854.1) 23.2% 23 2016 12,286.8 23.2% 2017 15,140.9 2016 5,090.3 10.2% 2017 5,607.8 (i) (ii) (iii)

6. 6.2.1.2.4 12 31 24 2017 2016 (8,110.5) (3,351.2) (4,759.3) 142.0% (3,662.5) (10,774.5) 7,112.0 (66.0%) (859.0) (2.5) (856.5) 34,260.0% (1,929.5) (1,271.4) (658.1) 51.8% (1,502.7) (786.5) (716.2) 91.1% (425.0) (445.8) 20.8 (4.7%) (974.4) (85.1) (889.3) 1,045.0% (17,463.6) (16,717.0) (746.6) 4.5% 2016 16,717.0 4.5% 2017 17,463.6 6.2.1.3 2016 30,509.3 20.0% 2017 36,601.7 6.2.1.4 12 31 2017 2016 36,601.7 30,509.3 6,092.4 20.0% (10,014.0) (7,400.8) (2,613.2) 35.3% 27.4% 24.3% 2016 7,400.8 35.3% 2017 10,014.0 2016 201724.3% 27.4%

6. 6.2.1.5 (i) (ii) (iii) 25 12 31 2017 2016 68,912.9 50,695.6 18,217.3 35.9% 30,931.4 24,450.0 6,481.4 26.5% 32,479.9 21,701.7 10,778.2 49.7% (4,253.6) (1,639.6) (2,614.0) 159.4% 128,070.6 95,207.7 32,862.9 34.5% 12 31 2017 2016 20,276.1 15,890.6 4,385.5 27.6% 7,561.7 6,986.6 575.1 8.2% 11,013.0 7,678.7 3,334.3 43.4% (2,249.1) (46.6) (2,202.5) 4,726.4% 36,601.7 30,509.3 6,092.4 20.0%

6. 26 12 31 2017 2016 934,966.4 628,712.6 306,253.8 48.7% 572,779.7 515,150.5 57,629.2 11.2% 435,906.9 302,715.7 133,191.2 44.0% (86,792.9) (43,910.7) (42,882.2) 97.7% 1,856,860.1 1,402,668.1 454,192.0 32.4% 2016 2017 12 31 707,636.8 721,415.4 12 31 2017 2016 22.1% 20.7% 18.0% 20.3% 33.5% 36.2%

6. 2016 50,695.6 35.9% 2017 68,912.9 2016 15,890.6 27.6% 2017 20,276.1 2016 628,712.6 48.7% 2017 934,966.4 2016 24,450.0 26.5% 2017 30,931.4 2016 6,986.6 8.2% 2017 7,561.7 2016 515,150.5 11.2% 2017 572,779.7 27 2016 21,701.7 49.7% 2017 32,479.9 2016 7,678.7 43.4% 2017 11,013.0 2016 302,715.7 44.0% 2017 435,906.9

6. 6.2.2 2016 2017 12 31 1,411,969.3 1,870,260.3 32.5% 1,261,888.3 1,687,625.4 33.7% 150,081.0 182,634.9 21.7% 28 2017 12 31 2016 33,207.1 1.8% 27,259.8 1.9% 162,881.1 8.7% 154,329.9 10.9% 67,257.7 3.6% 87,731.3 6.2% 230,045.3 12.3% 95,167.3 6.7% 41,238.1 2.2% 36,347.7 2.6% 195,520.7 10.5% 140,292.6 9.9% 64,451.2 3.4% 44,884.2 3.2% 701,192.4 37.5% 549,478.0 38.9% 158,221.9 8.5% 118,406.0 8.4% 95,703.9 5.1% 84,991.3 6.0% 42,097.1 2.3% 9,564.0 0.7% 78,443.8 4.1% 63,517.2 4.6% 1,870,260.3 100.0% 1,411,969.3 100.0% 10,158.4 0.6% 6,962.5 0.6% 773,057.3 45.8% 511,308.6 40.5% 60,317.0 3.6% 56,390.6 4.5% 202,349.9 12.0% 172,405.9 13.7% 331,962.9 19.7% 243,075.2 19.3% 309,779.9 18.3% 271,745.5 21.4% 1,687,625.4 100.0% 1,261,888.3 100.0% 128,174.6 70.2% 115,243.0 76.8% 23,185.4 12.7% 15,030.3 10.0% 31,274.9 17.1% 19,807.7 13.2% 182,634.9 100.0% 150,081.0 100.0% 1,870,260.3 100.0% 1,411,969.3 100.0%

6. 6.2.2.1 2016 2017 12 31 1,411,969.3 1,870,260.3 32.5% (i)(ii) (iii) (iv) (v) (vi) 6.2.2.1.1 29 2016 2017 12 31 154,329.9 162,881.1 5.5% 2018 6.2.2.1.2 2016 2017 12 31 87,731.3 67,257.7 23.3% 6.2.2.1.3 2016 2017 12 31 95,167.3 230,045.3 141.7%

6. 6.2.2.1.4 30 12 31 2017 2016 73,483.4 34,608.4 38,875.0 112.3% 599.2 638.1 (38.9) (6.1%) 15,999.2 23,275.6 (7,276.4) (31.3%) 6,735.1 2,834.7 3,900.4 137.6% 33,601.4 7,348.0 26,253.4 357.3% 27,612.6 40,236.8 (12,624.2) (31.4%) 23,932.0 23,232.7 699.3 3.0% 6,237.7 3,529.7 2,708.0 76.7% 4,885.7 1,161.9 3,723.8 320.5% 3,346.2 2,070.5 1,275.7 61.6% 1,603.2 (1,603.2) (100.0%) 196,432.5 140,539.6 55,892.9 39.8% (911.8) (247.0) (664.8) 269.1% 195,520.7 140,292.6 55,228.1 39.4% 2016 2017 12 31 140,292.6 195,520.7 39.4%

6. 6.2.2.1.5 12 31 2017 2016 51,186.3 54,263.5 (3,077.2) (5.7%) 317,242.1 239,475.2 77,766.9 32.5% (23,744.1) (23,666.5) (77.6) 0.3% 344,684.3 270,072.2 74,612.1 27.6% 371,723.9 287,227.4 84,496.5 29.4% (15,215.8) (7,821.6) (7,394.2) 94.5% 356,508.1 279,405.8 77,102.3 27.6% 701,192.4 549,478.0 151,714.4 27.6% 31 2016 2017 12 31 549,478.0 701,192.4 27.6% (i) (ii) 2016 2017 12 31 5,322.3 7,381.1 1.8% 2.0%

6. 6.2.2.1.6 32 12 31 2017 2016 108,863.7 80,884.7 27,979.0 34.6% 5,689.5 8,796.5 (3,107.0) (35.3%) 114,553.2 89,681.2 24,872.0 27.7% 10,556.1 9,816.0 740.1 7.5% 11,390.8 7,087.5 4,303.3 60.7% 17,987.7 7,488.1 10,499.6 140.2% 39,934.6 24,391.6 15,543.0 63.7% 7,523.4 6,992.6 530.8 7.6% 162,011.2 121,065.4 40,945.8 33.8% (3,789.3) (2,659.4) (1,129.9) 42.5% 158,221.9 118,406.0 39,815.9 33.6% 2016 2017 12 31 118,406.0 158,221.9 33.6%

6. 6.2.2.1.7 12 31 2017 2016 34,965.0 31,900.8 3,064.2 9.6% 70,832.4 63,850.1 6,982.3 10.9% 3,782.8 1,953.3 1,829.5 93.7% 109,580.2 97,704.2 11,876.0 12.2% (11,852.8) (11,074.5) (778.3) 7.0% (2,023.5) (1,638.4) (385.1) 23.5% 95,703.9 84,991.3 10,712.6 12.6% 29,913.5 27,148.7 2,764.8 10.2% 64,215.8 57,629.3 6,586.5 11.4% 3,598.1 1,851.7 1,746.4 94.3% 97,727.4 86,629.7 11,097.7 12.8% 33 2016 2017 12 31 84,991.3 95,703.9 12.6% 6.2.2.2 (i) (ii) (iii) 6.2.2.2.1 2016 2017 12 31 511,308.6 773,057.3 51.2%

6. 6.2.2.2.2 34 12 31 2017 2016 127,208.0 83,503.4 43,704.6 52.3% 95,051.6 95,008.8 42.8 54,662.9 36,121.9 18,541.0 51.3% 20,193.4 14,376.9 5,816.5 40.5% 15,469.2 9,286.6 6,182.6 66.6% 10,976.5 10,976.5 100.0% 7,801.3 4,477.6 3,323.7 74.2% 300.0 300.0 100.0% 300.0 300.0 331,962.9 243,075.2 88,887.7 36.6% 2016 2017 12 31 243,075.2 331,962.9 36.6% (i)100.0 (ii) 492.124.010.0 (iii) 64.710.0 30.0 (iv) 17.2 35.0 60.0 (v) 20.099.51 (vi) 30.010.0 (vii) 3.0 (viii) 71.2 5.0

6. 6.2.2.2.3 12 31 2017 2016 96,481.6 71,800.2 24,681.4 34.4% 19,344.7 16,545.4 2,799.3 16.9% 36,435.8 36,845.3 (409.5) (1.1%) 26,738.4 24,407.5 2,330.9 9.5% 9,340.5 10,698.9 (1,358.4) (12.7%) 14,008.9 12,108.6 1,900.3 15.7% 202,349.9 172,405.9 29,944.0 17.4% 35 2016 2017 12 31 172,405.9 202,349.9 17.4% 6.2.3 2016 2017 12 31 110.1 109.6

6. 6.2.4 36 6.3 (i) (ii) (iii) 12 31 2017 2016 68,912.9 53.8% 50,695.6 53.2% 30,931.4 24.2% 24,450.0 25.7% 32,479.9 25.3% 21,701.7 22.8% (4,253.6) (3.3%) (1,639.6) (1.7%) 128,070.6 100.0% 95,207.7 100.0% 12 31 2017 2016 20,276.1 55.4% 15,890.6 52.1% 7,561.7 20.7% 6,986.6 22.9% 11,013.0 30.1% 7,678.7 25.2% (2,249.1) (6.2%) (46.6) (0.2%) 36,601.7 100.0% 30,509.3 100.0% 2017 53.8% 24.2% 25.3%55.4% 20.7% 30.1%

6. 6.3.1 2016 2017 50,695.6 68,912.9 53.2% 53.8% 15,890.6 20,276.1 52.1% 55.4% (i) (ii) (iii) (iv) (v) (vi) 37 12 31 2017 2016 (1) 468,892.2 328,202.4 (2) (22,846.7) (23,649.9) 446,045.5 304,552.5 407,993.7 348,022.9 (3) 33,742.7 28,533.5 2,439.5 3,622.5 36,182.2 32,156.0 12,455.3 19,128.8 151.4 176.2 3,209.7 1,699.9 3,397.0 2,959.9 807.0 389.3 39,865.4 25,889.1 1,421.2 455.2 (4) 12,509.0 (5) 3,647.8 2,381.9 921.3 624.4 767.6 321.7 1,076.0 462.6 983.3 253.7 3,640.4 2,837.6

6. (1) (i) (ii) (2) (3) (i) (ii) 38 (4) (5) 6.3.1.1 6.3.1.1.1 (i) (ii) 12 31 2017 2016 114,023.2 27.9% 117,350.7 33.7% 293,970.5 72.1% 230,672.2 66.3% 407,993.7 100.0% 348,022.9 100.0% (1) 127,719.4 27.2% 82,493.8 25.1% 341,172.8 72.8% 245,708.6 74.9% 468,892.2 100.0% 328,202.4 100.0% (2) 5,799.7 17.2% 6,867.0 24.1% 27,943.0 82.8% 21,666.5 75.9% 33,742.7 100.0% 28,533.5 100.0% (1) (i) (ii) (2) (i) (ii)

6. 6.3.1.1.1.1 39 12 31 2017 2016 59,219.7 51.9% 57,469.6 49.0% 40,001.1 35.1% 35,165.6 30.0% 4,861.8 4.3% 8,115.2 6.9% 796.5 0.7% 1,093.6 0.9% 104,879.1 92.0% 101,844.0 86.8% 9,144.1 8.0% 15,506.7 13.2% 114,023.2 100.0% 117,350.7 100.0% 6.3.1.1.1.2 (i) (ii) (iii)

6. 6.3.1.1.2 40 12 31 2017 2016 137,563.9 33.7% 106,676.2 30.7% 270,429.8 66.3% 241,346.7 69.3% 407,993.7 100.0% 348,022.9 100.0% (1) 140,902.5 30.1% 59,595.0 18.2% (2) 327,989.7 69.9% 268,607.4 81.8% 468,892.2 100.0% 328,202.4 100.0% (3) 4,583.1 12.7% 3,650.6 11.4% 31,599.1 87.3% 28,505.4 88.6% 36,182.2 100.0% 32,156.0 100.0% (1) (2) (3)

6. 6.3.1.1.2.1 41 12 31 2017 2016 59,595.0 48,735.5 137,563.9 106,676.2 56,465.6 96,632.8 (1) 140,902.5 59,595.0 (2) 4,373.9 2,834.5 209.2 816.1 4,583.1 3,650.6 (3) 11.9% 15.9% (1) (2) (3)

6. 42 12 31 2017 2016 (1) 53,320.3 37.8% 21,305.3 35.8% (2) 15,310.4 10.9% 9,350.4 15.7% (3) 16,247.0 11.5% 10,862.6 18.2% (4) 20,751.5 14.7% 5,682.6 9.5% (5) 31,108.6 22.1% 9,580.8 16.1% (6) 4,164.7 3.0% 2,813.3 4.7% 140,902.5 100.0% 59,595.0 100.0% (1) (2) (3) (4) (5) (6) 6.3.1.1.2.2

6. 12 31 2017 2016 902 944 1,387 1,250 (1) 327,989.7 268,607.4 (2) (22,846.7) (23,649.9) (3) 305,143.0 244,957.5 270,429.8 241,346.7 (4) 29,159.6 24,882.9 2,439.5 3,622.5 31,599.1 28,505.4 (5) 9.8% 12.1% (6) 7,381.1 5,322.3 (7) 2.25% 1.98% (8) 7.0% 8.8% (9) 309.5% 444.4% (10) 37.4% 36.0% 43 (1) (2) (3) (4) (5) (6) (7) (8) (9) (10)

6. 44 2017 12 31 2016 (1) 68,941.5 21.0% 52,364.6 19.5% (2) 49,412.7 15.1% 37,257.6 13.9% (3) 42,893.9 13.1% 29,214.2 10.9% (4) 65,043.8 19.8% 52,549.9 19.6% (5) 84,668.0 25.8% 80,232.6 29.9% (6) 17,029.8 5.2% 16,988.5 6.2% 327,989.7 100.0% 268,607.4 100.0% (1) (2) (3) (4) (5) (6) 2017 12 31 2016 193,292.0 58.9% 152,634.2 56.8% 31,780.4 9.7% 35,830.9 13.3% 18,885.4 5.8% 12,271.0 4.6% 5,474.2 1.7% 6,121.0 2.3% 18,023.6 5.5% 12,264.4 4.6% 14,373.0 4.4% 13,701.0 5.1% 4,007.9 1.2% 3,116.4 1.2% 42,153.2 12.8% 32,668.5 12.1% 327,989.7 100.0% 268,607.4 100.0%

6. 6.3.1.2 2017 12 31157 8,510.2 20 3,945.1 45 12 31 2017 2016 177 200 157 173 20 27 12,455.3 19,128.8 8,510.2 9,862.6 3,945.1 9,266.2 (i) (ii) (iii) (iv)

6. 46 12 31 2017 2016 23 17 3,209.7 1,699.9 3,397.0 2,959.9 (1) 2.1 2.7 151.4 176.2 (1) 20173,397.0 2.1 6.3.1.3 2016 2017 389.3 807.0 2016 2017 12 31 113,856.1 118,719.1 6.3.1.4

6. 6.3.1.4.1 12 31 2017 2016 39,865.4 25,889.1 (779.5) (16.5) 39,085.9 25,872.6 1,421.2 455.2 47 6.3.1.4.2 (1) (2) 2017 12 31 6,756.0 9,000.0 15,756.0

6. 6.3.1.5 48 12 31 2017 2016 52,613.2 41,930.4 3,647.8 2,381.9 1,168.9 1,165.5 2.5% 3.5% 14.8% 15.4% 15.4% 18.7% 2017 921.3 767.6 1,076.0 983.3 117.8 113.5 169.9 101.8 6.3.1.6 2016 2017 2,837.6 3,640.4

6. 6.3.2 2016 2017 25.7% 24.2% 49 12 31 2017 2016 8,811.7 7,053.6 2,096.7 2,100.9 120,860.9 135,750.3 13,781.0 10,800.0 7,354.9 5,924.2 2,180.7 1,965.7 132,014.8 118,467.1 14,239.7 11,124.7 13,999.6 11,382.2 3,156.2 2,956.8 314,525.6 260,185.6 19,950.1 14,445.2 765.7 90.1 128.0 (36.8) 6,827.5 1,862.3 668.2 563.2

6. 6.3.2.1 50 2016 7,053.6 24.9% 2017 8,811.7 2016 2,100.9 0.2% 2017 2,096.7 12 31 2017 2016 (1) (2) 17.9% 22.4% (3) 12.9% 15.5% (4) 1.2% 1.5% (5) 22.8% 29.5% (6) 253.2% 231.9% 100% 131.4% 131.3% 40% 54.9% 63.8% 8% 41.8% 48.6% 20% 8.5% 24.6% 100% 145.5% 101.5% 500% (1) (2) (3) (4) (5) (6) 2017

6. 12 31 2017 2016 4,754.3 54.0% 2,642.7 37.5% 2,544.6 28.9% 2,326.1 33.0% 731.8 8.3% 1,416.2 20.1% 380.6 4.3% 303.8 4.3% 400.4 4.5% 364.8 5.1% 8,811.7 100.0% 7,053.6 100.0% 51 2016 2,642.7 79.9% 2017 4,754.3 2016 2017 12 31 12,318.9 21,991.1 2016 2,326.1 9.4% 2017 2,544.6 2016 1,416.2 48.3% 2017 731.8 2016 303.8 25.3% 2017 380.6 2016 2017 12 31 306,138.7 272,620.9

6. 6.3.2.2 52 2017 12 31 312017 12 31 132,014.8 14,239.7 12.8%66 7 5 12 2016 2017 12 31 97,704.2 107,653.02016 2017 1,471.6 1,628.6 10.7% 12 31 2017 2016 (1) 1.3% 1.5% (2) 12.8% 13.9% (3) 1.9% 2.4% (4) 2.4% 3.0% (5) 17.2% 17.1% (6) 1.32% 1.21% (7) 157.5% 155.8% (8) 11.9% 10.5% (8) 12.5% 11.1% (1) (2) (3) (4) (5) (6) (7) (8)

6. 12 31 2017 2016 5,888.5 80.1% 4,728.4 79.8% 526.8 7.2% 839.9 14.2% 939.6 12.7% 355.9 6.0% 7,354.9 100% 5,924.2 100.0% 53 12 31 2017 2016 17,945.9 18.7% 18,883.9 21.8% 46,178.2 48.1% 35,077.7 40.5% 4,955.1 5.1% 7,232.4 8.3% 4,859.1 5.1% 4,569.3 5.3% 1,454.1 1.5% 2,007.4 2.3% 1,636.0 1.7% 2,329.4 2.7% 118.8 0.1% 179.3 0.2% 18,948.6 19.7% 16,350.3 18.9% 96,095.8 100.0% 86,629.7 100.0%

6. 6.3.2.3 54 2017 25 2016 2017 12 31 260,185.6 314,525.6 113,609.5 149,706.8 172,483.7 202,638.22016 2017 2,337.3 2,510.4 7.4% 2017 12 31 1.48% 159.1% 9.9% 13.2% AAA 12 31 2017 2016 (1) 0.9% 1.0% (2) 14.6% 17.1% (3) 2.5% 2.8% (4) 2.6% 2.7% (5) 31.4% 34.5% (6) 1.48% 1.48% (7) 159.1% 152.7% (8) 2.4% 2.3% (9) 9.9% 8.6% (9) 13.2% 11.5% (10) 72.1% 65.9% (11) 42.9% 36.6% (1) (2)

6. (3) (4) (5) (6) (7) 55 (8) (9) (10) (11) 2016 2017 12 31 90,876.4 115,938.4 27.6% 28,272.1 40,793.8 31.1% 35.2% 108,723.3 133,205.7 22.5% 2016 2017 12 31 22,733.0 33,768.4 48.5% 40,952.9 46,083.1 12.5%

6. 56 12 31 2017 2016 10,556.0 31.3% 9,816.0 43.2% 11,390.8 33.7% 7,087.5 31.2% 11,821.6 35.0% 5,829.5 25.6% 33,768.4 100.0% 22,733.0 100.0% 2016 2017 12 31 5,240.3 7,594.9 22,559.1 16,093.4 6.3.2.4 2016 2017 12 31 6,166.2 6,827.52017 105.0 6.3.3 2016 2017 12 31 302,715.7 435,906.9 21.6% 23.5% 2016 2017 21,701.7 32,479.9 22.8% 25.3%

6. 12 31 2017 2016 322,053.3 242,592.7 2,556.1 2,079.4 1,598.5 1,475.2 1,129.6 1,149.5 57 112,213.2 82,310.2 1,345.5 2,252.7 (1) 62,390.7 70,117.8 (2) 6,234.8 5,329.5 274,763.5 134,871.2 18,244.9 9,516.2 6,175.5 4,521.1 4,098.6 2,523.9 (1) (2)

6. 6.3.3.1 58 (1) (2) 2016 2017 12 31 242,592.7 322,053.3 32.8%384 396 2016 20172,079.4 2,556.1 12 31 2017 2016 50,088.8 33,078.4 136,851.6 86,182.5 33,853.2 31,827.8 34,736.7 34,293.6 64,113.0 43,567.7 2,410.0 13,642.7 322,053.3 242,592.7

6. 6.3.3.2 2017 12 31 43 59 12 31 2017 2016 43 40 112,213.2 82,310.2 63,385.3 47,918.7 1,345.5 2,252.7 694.4 675.9

6. 6.3.3.3 2016 2017 12 31 70,117.8 62,390.72016 2017 5,329.5 6,234.8 60 12 31 2017 2016 60,283.4 96.6% 63,761.1 91.0% 2,107.3 3.4% 6,356.7 9.0% 62,390.7 100.0% 70,117.8 100.0% 6.3.3.3.1 2016 2017 12 31 63,761.1 60,283.4 6.3.3.3.2 2016 2017 12 31 6,356.7 2,107.3

6. 6.3.3.4 2016 2017 12 31 134,871.2 235,482.22016 20179,516.2 15,108.9 4,521.1 5,098.7 61 6.3.3.5 2016 2017 2,523.9 4,098.6

6. 6.3.4 62 2017 (i)(ii)(iii) (iv)(v) 153,172.49 9,867.28 6.3.5 6.3.6 2017 2020 IFRS 9 2017

6. IFRS 9 IFRS 9 63 6.3.7 2017 12 31 12,5202,6659,855 50 2017 12 31 % 35 7,293 58% 36 45 2,847 23% 46 55 2,154 17% 55 226 2% 12,520 100%

6. 2017 12 31 64 % 227 2% 4,018 32% 6,837 55% 1,438 11% 12,520 100% 2017

6. 6.4 2017 6.4.1 65 2017 2017 6.4.2 2017

6. 6.4.3 66 2017 2017 6.4.4 2017

6. 67 6.4.5

6. 6.4.6 68 2017 ISO27001/20000 6.4.7 2017 2017

6. 6.4.8 2017 69 10. 6.4.9 2017

6. 6.4.10 70 6.5 2016 2017 12 31 12.86% 13.06% 2016 2017 12 31 9.1 1 10.8 1 6.6 20182017 2018

7. 7.1 2017 12 31 H 25,043,852,918 64.10% 14,026,355,544 35.90% 39,070,208,462 100.00% 71 7.2 7.2.1 2017 12 31 XV 2 3 336 % (6) % (7) 12,376,355,544 (L) 88.24 (L) 31.68 (L) H (1) 12,376,355,544 (L) 49.42 (L) 31.68 (L) H (2) 1,716,504,000 (L) 6.85 (L) 4.39 (L) 1,650,000,000 (L) 11.76 (L) 4.22 (L) Central Huijin Investment H 1,716,504,000 (L) 6.85 (L) 4.39 (L) Ltd. (2) Warburg Pincus & Co. (3) H 2,060,000,000 (L) 8.23 (L) 5.27 (L) Warburg Pincus Financial H 2,060,000,000 (L) 8.23 (L) 5.27 (L) International Ltd (3) Sino-Ocean Group Holding H 1,771,410,000 (L) 7.07 (L) 4.53 (L) Limited Sino-Ocean Land Holdings Limited (4) (5) H 1,716,504,000 (L) 6.85 (L) 4.39 (L) (5) H 1,716,504,000 (L) 6.85 (L) 4.39 (L) Fabulous Treasure Investments Limited (2) (4) (5) H 1,716,504,000 (L) 6.85 (L) 4.39 (L) (L)

7. (1) 2015 12 1 72 (2) Central Huijin Investment Ltd. 2015 12 17 Fabulous Treasure Investments Limited 1,716,504,000 HAgricultural Bank of China Limited ABC International Holdings Limited ABCI Investment Management Limited Glorious Align Limited SOL Investment Fund LP Fabulous Treasure Investments Limited Central Huijin Investment Ltd. Central Huijin Investment Ltd. Agricultural Bank of China Limited ABC International Holdings Limited ABCI Investment Management Limited Glorious Align Limited SOL Investment Fund LP Fabulous Treasure Investments Limited (3) Warburg Pincus & Co. 2015 11 13 Warburg Pincus Financial International Ltd 2,060,000,000 HWP Global LLC Warburg Pincus XI, L.P. Warburg Pincus Private Equity XI, L.P. Warburg Pincus International Capital LLC WP Financial L.P. Warburg Pincus International L.P. Warburg Pincus Financial International Ltd Warburg Pincus & Co. Warburg Pincus & Co. WP Global LLC Warburg Pincus XI, L.P. Warburg Pincus Private Equity XI, L.P. Warburg Pincus International Capital LLC WP Financial L.P. Warburg Pincus International L.P. Warburg Pincus Financial International Ltd (4) Sino-Ocean Group Holding Limited Sino-Ocean Land Holdings Limited 2016 9 13 Fabulous Treasure Investments Limited Shining Grand Limited 1,716,504,000 H 54,906,000 HShine Wind Development Limited Faith Ocean International Limited Sino-Ocean Land (Hong Kong) Limited Team Sources Holdings Limited SOL GP Limited Profit Raise Partner 1 Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited Shining Grand Limited Sino-Ocean Group Holding Limited Sino-Ocean Group Holding Limited Shine Wind Development Limited Faith Ocean International Limited Sino-Ocean Land (Hong Kong) Limited Team Sources Holdings Limited SOL GP Limited Profit Raise Partner 1 Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited 1,716,504,000 H Sino- Ocean Group Holding Limited Shine Wind Development Limited Faith Ocean International Limited Sino- Ocean Land (Hong Kong) Limited Shining Grand Limited 54,906,000 H (5) 2015 12 16 Fabulous Treasure Investments Limited 1,716,504,000 HRECAS Global Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited RECAS Global Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited (6) 2017 12 31 14,026,355,544 H 25,043,852,918 (7) 2017 12 3139,070,208,462

7. 7.2.2 5% 73 (Warburg Pincus LLC) 1966 (IBS) (TMT) 1994 Warburg Pincus Financial International Ltd Warburg Pincus International L.P. Warburg Pincus International L.P. 1993 O2O

8. 8.1 74 (1) 1 (2) 53 2017 4 2 (3) 58 2017 1 2017 2 2017 2 3 55 2012 9 2017 2 2017 2 4 46 2012 9 2017 2 2017 2 5 (4) 37 2017 4 6 71 2012 9 2017 2 2017 2 7 70 2015 3 2017 2 2017 2 8 68 2015 6 2017 2 2017 2

8. 9 61 2016 11 2017 2 2017 2 1 55 2012 9 2017 2 75 2017 2 2018 4 2 53 2012 9 2017 2 2017 2 2017 8 3 60 2012 9 2017 2 2017 2 2017 10 4 53 2012 9 2017 1 5 56 2015 3 2017 2 (1) 2017 2 14 2017 1 (2) 2016 10 31 20162017 4 12 (3) 2016 10 31 2016 2017 1 3 (4) 2016 9 13 2016 2017 4 12

8. 8.1.1 76 53 2017 4 122015 5 1985 7 1987 12 1989 9 1992 7 1994 9 1997 8 2012 9 2012 102017 4 1985 7 1992 7 1997 7 2005 10 2008 1

8. 8.1.2 58 2017 1 3 1978 4 1985 6 1989 2 1989 3 1996 11 1996 11 1997 9 1997 9 1998 2 1998 3 2000 2 1998 9 2000 7 2000 2 2000 6 2000 6 2006 82006 9 2014 8 2014 8 2017 1 77 55 2012 9 27 1997 10 1985 8 1998 8 1998 8 2004 2 2004 2 2012 12 2011 8 2012 8 1985 7 1996 7 46 2012 9 27 1993 7 1999 7 2006 10

8. 78 37 2017 4 12 2005 (Warburg Pincus LLC) Wacai Holdings Limited 2003 2004 2004 2005 2002 8.1.3 71 2012 9 27 2004 5 2010 5 00939 601939 2010 5 2013 3 2013 2016 12 2003 10 2016 10 1988 8 1992 1994 70 2015 3 23 1976 1984 2003 1997 2000 2004 11 00302 2005 5 2016 12 00915 2005 6 00883 2005 9 00728 2007 6 00297 2007 10 00880 2013 3 1970 11

8. 68 2015 6 23 1982 1992 1992 2015 72003 5 2009 6 000927 2016 11 2008 3 2014 6 300128 002013 00681 1982 7 1988 7 1994 7 79 61 2016 11 11 1988 1989 (European University Institute) 1990 (European University Institute) 1991 19941994 1996 2001 2002 1995 2006 2003 2004 2016(ICSID) /20052005 2015 2015 (International Construction Law Association) 2016 1978 1982 1985 1988

8. 8.2 80 (1) 1 51 2016 10 2017 2 2017 2 2 65 2015 4 2017 2 2017 2 3 (2) 59 2017 2 4 54 2014 2 2017 2 2017 2 5 (3) 46 2017 9 1 (4) 61 2012 9 2017 2 2 (4) 52 2015 3 2017 2 3 (5) 52 2017 2 2017 9 (1) 2017 1 23 2017 2 14 2017 2017 2 15 1 2017 9 14 (2) 2017 2 14 2017 2017 2 14 (3) 2017 9 14 2017 9 14 (4) 2017 2 14 (5) 2017 9 14

8. 51 2016 10 1996 12 1988 7 1996 11 1997 61997 6 2003 9 2003 9 2016 4 2016 4 1988 7 2000 6 81 65 2015 41994 1984 1994 1994 1998 1998 2000 2000 20142010 6 2015 2 01359 2009 5 2016 6 01398 601398 1978 7 1997 8 59 2017 21993 11 1982 1 1988 4 1988 4 2002 11 2002 12 2015 1 2015 3 00855 1982 1 1997 12

8. 82 54 2014 2 1997 1984 8 2000 1 2000 12010 12 2010 12 2011 4 2011 4 2011 7 2011 7 2014 1 2014 1984 7 2001 9 2003 8 / (IMBA) 46 2017 9 2012 11 1993 8 1995 1 1995 1 1996 5 1996 5 2015 1 2015 1 2017 9 2017 9 1993 8

8. 8.3 1 55 2012 9 83 2 53 2012 10 3 57 2012 10 4 53 2014 11 5 56 2014 11 6 53 2015 12 7 52 2015 12 8 45 2017 10 1 53 2012 9 2017 8 2 54 2014 11 2017 4

8. 84 55 2012 9 1997 11 1984 8 1998 12 1998 12 2003 9 2003 9 2006 2 2006 2 2012 9 1984 7 1998 12 53 2017 4 8.1.1

8. 57 2012 10 1997 9 1980 10 1985 1 2000 4 2000 4 2001 9 2009 11 2009 11 2010 1 2010 1 2011 2 2011 2 2012 10 2012 10 2011 4 2012 121988 7 1997 7 85 53 2014 11 2000 12 1981 12 1985 2 2000 4 2000 42004 8 2004 8 2009 12 2009 12 2014 1 2012 9 2014 11 1997 2003 8 56 2014 11 1994 12 1986 7 1987 3 1999 12 1999 122003 6 2003 6 2006 8 2006 8 2009 12 2009 12 2010 6 2010 6 2011 4 2011 4 2013 4 2012 9 2014 11 1983 7 1986 7

8. 86 53 2015 122003 10 1983 12 1984 5 1999 1 1999 1 2000 2 2000 22012 10 2003 9 2004 5 2012 10 2015 12 2013 1 2015 12 2015 12 2016 5 2016 5 2017 8 2017 8 2018 1 2018 1 2009 7 52 2015 122001 10 1984 7 1985 1 2000 4 1992 11 1994 11 1994 11 1997 3 2000 4 2001 2 2003 5 2003 5 2006 6 2006 6 2008 8 2008 8 2010 122010 12 2012 8 2012 9 2015 7 2013 11 2014 12 2015 1 2015 72015 7 2015 11 2015 11 2015 12 2015 12 2016 5 2016 5 2016 9 2016 9 2018 1 2018 1 1998 8 2003 7

8. 45 2017 10 1998 5 1994 7 2000 8 2003 9 2003 9 2006 8 2006 8 2009 2 2009 2 2010 3 2010 32013 10 2013 10 2015 2 2015 2 2017 10 2017 10 2017 11 2017 11 1994 7 2014 6 87 8.4 8.4.1 2017 2 14 2017 2 14 2016 10 31 2017 4 12 2017 4 19 2016 10 31 2017 1 3 2017 1 9 2016 9 13 2017 4 12 2017 4 19

8. 2017 8 23 2017 8 23 88 2017 10 27 2017 10 27 8.4.2 2017 1 232017 2 14 2017 2 15 2017 9 14 2017 1 23 2017 2 14 2017 2 15 2017 9 14 2017 9 142017 9 14 2017 2 14 2017 1 23 2017 2 14 2017 9 14 2017 9 14

8. 8.4.3 2017 4 14 2017 4 17 2017 4 14 2017 10 26 2017 4 17 2017 10 30 89 2017 8 23 2017 8 23 2017 4 14 2017 4 17 8.4.4 15. 16. 15. 57. 2017 15. 17.

9. 9.1 90 9.1.1

9. 9.1.2 監事會董事會股東大會高級管理層經營決策委員會風險管理和內部控制委員會資金財務審查委員會資產評估審查委員會信息科技管理委員會獎懲委員會大額採購委員會企業年金管理委員會資產負債管理委員會投資者戰略合作框架協議指導委員會全面預算管理委員會總部部室分公司子公司關聯交易委員會風險管理委員會戰略發展委員會審計委員會提名和薪酬委員會履職與財務監督委員會風險內控與子公司管理監督委員會91

9. 9.1.3 92 2017 8 72017 A 2017 6 23 9.2 9.2.1 (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11)(12) (13)(14) (15) (16) (17) (18)

9. (19) (20) 9.2.2 6 15 27 1 93 A 2017 2016 2016 2016 2017 9.2.3 10% 10

9. 94 5 10 5 9010% 3% 3% 10 2 10% 10 10% H

9. 9.2.4 95 2017 / 5/6 83% 4/4 100% 6/6 100% 6/6 100% 5/6 83% 2/4 50% 5/6 83% 5/6 83% 6/6 100% 6/6 100% 2/3 67% 3/4 75% 0/1 0% 1 8. 8.4 2 3

9. 9.2.5 96 9.3 9.3.1 91 44 3.10(1) 3.10(2) 3.10A (1) (2) (3)(4) (5) (6) (7)(8) (9) (10) (11)(12) (13) (14)

9. (15) (16) (17) (18) (19) (20) (21) (22) (23) (24) (25) (26) (27) (28) (29)(30) 97

9. 9.3.2 98 201710 4 6 71 10 35519 12 20162017 2016 2017 2016 2017 10.

9. 9.3.3 2017 / 9/10 90% 7/7 100% 10/10 100% 10/10 100% 9/10 90% 5/7 71% 10/10 100% 9/10 90% 10/10 100% 10/10 100% 4/5 80% 6/6 100% 0/1 0% 99 1 8. 8.4 2 3 4 9.4 5

9. 9.4.1 100 9 2017 8 2017 11

9. 2017 / 7/8 88% 6/6 100% 8/8 100% 8/8 100% 7/8 88% 4/6 67% 8/8 100% 7/8 88% 8/8 100% 8/8 100% 4/4 100% 5/5 100% 0/1 0% 101 1 8. 8.4 2 3 4 9.4.2 4

9. 102 2017 52017 2017 17 2017 / 5/5 100% 3/3 100% 5/5 100% 4/5 80% 1 8. 8.4 2 3 4

9. 9.4.3 4 103 2017 4 2017 7 2017 / 4/4 100% 4/4 100% 4/4 100% 4/4 100% 1 8. 8.4 2 3 4

9. 9.4.4 104 7 2017 72016 40

9. 2017 / 7/7 100% 7/7 100% 6/7 86% 7/7 100% 7/7 100% 7/7 100% 7/7 100% 105 1 8. 8.4 2 3 4 9.4.5 5

9. 2017 6 2016 2016 21 2017 106 / 6/6 100% 6/6 100% 6/6 100% 6/6 100% 6/6 100% 1 8. 8.4 2 3 4 / 14 7 7 7

9. / 107 9.5 9.5.1 (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14)

9. 9.5.2 5 1 2 2 108 9.5.3 9.5.4 6 107 2/3 9.5.5 729 2016 2016 2016 2017 2016 2016 2016 2016

9. 9.5.6 / 7/7 100% 7/7 100% 6/6 100% 7/7 100% 2/2 100% 1/1 100% 1/1 100% 3/4 75% 109 1 2 3 9.5.7 2 4 3 2016 13

9. 4 110 2 2016 2 9.5.8 9.6 A.2.1

9. 9.7 9.7.1 8 8. 8.3 111 9.7.2 9.7.3 11. 11.26 9.8 9.8.1 2017

9. 9.8.2 112 8 86-10-59619119 ir@chamc.com.cn 9.9 9.10 2017 2017 135 140 2016 2017 12 31 2017 2016 / 26.1 20.5 15.6 22.5 0.1 0.5 41.8 43.5

9. 9.11 9.12 113 9.13 9.14 3.13 9.15

9. 2017 114 2017 5 10 2017 5 24 27 9.16 2017 9.17 3.28 / 15 3.29

10. 10.1 115 2017 2017 10.2

10. 10.3 116 10.4 1 OFAC OFAC 2 3 4

10. 5 10.5 117 1 2 3 11.19 4 5 6

10. 10.6 118

11. 11.1 6. 6.3 6. 6.4 8. 8.4 119 11.6 11.30 6. 6.3 6.3.7 11.10 11.11 11.2 2017 12 31 6. 6.2 2017 12 31H39,070,208,462 H 101.689 2017 65.99 2017 30.01% 2017 2018 5 21 2017 2018 2 H [2008]897 H2017 10%

11. 120 < > 2015 60 [1993]045 [2011]348 H 2017 H H (1) H 10% 201710% (2) H 2017 10% (3) 2017 20% 11.3 2017 12 31

11. 11.4 2017 12 31 11.5 2017 12 31 5. 121 11.6 2017 (ESG) 2017 ESG 142017 ESG 2017 11.7 201747.0 11.8 14.04(9) 5% 2017 12 3115. 35.

11. 11.9 122 11.10 30% 11.11 201730% 11.12 2017 12 31 39,070,208,4625117. 11.13 11.14 2017 12 31

11. 11.15 15. 45. 2017 8 72017 2017 2017H 2017 6 12 2017 6 23 2017 8 7 2017 9 122017 2017 2017H A2017 7 19 2017 7 28 2017 9 12 A 123 11.16 7. 7.2 7.2.1 11.17 2015 10 30 19,697.7 2017 12 3116,223.9 13,700.0 9,600.0 2,500.0 1,600.0 2017 12 31 2,865 11.18 2017 12 31 7,730.6 15. 42. 11.19 2017 12 31 6 3 3 21

11. 124 3 2018 3 2018 3 11.20 8. 9. 11.21 2017 12 31 XV 352 11.22 2017

11. 11.23 11.24 125 11.25 11.26 11.27 11.28

11. 11.29 126 15. 57. 14A 14A 11.30 11.31 15. 63. 11.32 2017 11.33

12. 12.1 2017 7 2016 2016 2017 29 52016 2016 2016 15 127

12. 128 15 12.2 12.2.1 12.2.2 12.2.3 2017 12.2.4

12. 12.2.5 12.2.6 2017 129

13. 13.1 130 2017 12 31 1,000 9.89 1,000 294.44 13.2 13.3 13.4 13.5 13.5.1

13. 13.5.2 13.6 131 13.7 15.

14. 2017 年度報告 132 經營決策委員會風險管理和內部控制委員會資金財務審查委員會資產評估審查委員會信息科技管理委員會獎懲委員會大額採購委員會企業年金管理委員會資產負債管理委員會投資者戰略合作框架協議指導委員會全面預算管理委員會金融市場部業務審查部資產經營事業部投資拓展部股權事業部子公司管理部辦公室上市辦公室計劃財務部國際業務管理部(海外業務管理總部)法律合規部風險管理部(第一重組辦公室)業務評估部研究發展部人力資源部(黨委組織部)審計部紀委監察室黨委巡視辦公室信息科技部工會委員會黨群宣傳部(黨委宣傳部)戰略發展委員會風險管理委員會關聯交易委員會審計委員會提名和薪酬委員會高級管理層董事會股東大會董事會辦公室 ( 黨委辦公室 ) 總部綜合管理部(雄安新區事業部)

14. 133 山西分公司內蒙古分公司遼寧分公司吉林分公司黑龍江分公司上海分公司江蘇分公司福建分公司山東分公司河南分公司湖北分公司湖南分公司廣東分公司廣西分公司雲南分公司貴州分公司陝西分公司風險內控與子公司管理監督委員會履職與財務監督委員會甘肅分公司新疆分公司大連分公司深圳分公司北京分公司天津分公司浙江分公司安徽分公司海南分公司四川分公司上海自貿區分公司監事會主要營運子公司監事會辦公室 ( 監事會工作部 ) 分公司河北分公司江西分公司重慶分公司華融湘江銀行股份有限公司華融證券股份有限公司華融國際信託有限責任公司華融期貨有限責任公司華融融德資產管理有限公司華融置業有限責任公司華融金融租賃股份有限公司華融消費金融股份有限公司中國華融國際控股有限公司

15. 2017 12 31 134 135-140 141 142 143-144 145 146-148 149-307

135 141 307 2017 12 31 2017 12 31 2017 12 31

136 24 25 29 51%

22 27 18% 137

138 32

139

140 2018 3 20

2017 12 31 12 31 2017 2016 2 30,753,417 25,140,048 3 4,661,251 3,852,330 4 8,109,503 5,782,109 5 21,014,963 16,444,090 6 44,179,688 24,678,434 7 13,039,077 12,920,129 917,609 2,027,719 8 5,395,042 4,362,862 128,070,550 95,207,721 9 (50,691,073) (31,416,755) 10 (1,296,167) (1,035,945) 11 (15,140,925) (12,286,782) 12 (17,463,643) (16,717,039) (84,591,808) (61,456,521) 32 (7,823,672) (3,376,316) 946,624 134,419 36,601,694 30,509,303 13 (10,013,982) (7,400,772) 26,587,712 23,108,531 21,992,590 19,613,458 1,140,525 455,825 3,454,597 3,039,248 26,587,712 23,108,531 14 0.56 0.50 14 N/A 0.50 141

2017 12 31 142 12 31 2017 2016 26,587,712 23,108,531 (10,621) (8,697) (1,249,372) (2,931,761) (3,985,573) (1,054,141) 838,001 673,874 854,724 1,146,980 (3,542,220) (2,165,048) (8,111) (96,404) (895,282) (207,741) 22, 51 280,665 (46,310) (4,221,879) (2,477,890) 22,365,833 20,630,641 18,121,224 17,209,761 1,140,525 455,825 3,104,084 2,965,055 22,365,833 20,630,641

2017 12 31 12 31 2017 2016 18 33,207,112 27,259,805 19 162,881,077 154,329,885 20 9,822,736 4,902,346 21 67,257,709 87,731,296 22 230,045,342 95,167,253 23 41,238,105 36,347,736 24 158,221,948 118,405,979 25 95,703,929 84,991,341 26 16,640,824 16,418,914 27 195,520,697 140,292,637 28 64,451,200 44,884,175 29 701,192,438 549,477,957 30 42,097,082 9,564,011 34 2,135,383 1,828,408 35 8,645,191 7,145,821 342,051 206,873 36 13,400,222 9,301,184 37 27,457,236 23,713,676 1,870,260,282 1,411,969,297 38 4,647,000 1,987,000 39 10,158,354 6,962,544 40 2,101,560 4,278,497 41 60,316,970 56,390,595 42 773,057,262 511,308,643 22 2,547,383 43 202,349,949 172,405,868 44 6,025,835 4,680,635 36 1,380,333 700,372 45 331,962,869 243,075,227 46 293,077,905 260,098,916 1,687,625,420 1,261,888,297 143

2017 12 31 12 31 2017 2016 144 47 39,070,208 39,070,208 48 19,015,028 18,320,682 49 5,299,688 3,615,201 50 12,882,925 10,304,363 51 (799,550) 3,071,816 52,706,296 40,860,728 128,174,595 115,242,998 52 23,185,421 15,030,256 31,274,846 19,807,746 182,634,862 150,081,000 1,870,260,282 1,411,969,297 141 307 2018 3 20

2017 12 31 2017 1 1 39,070,208 18,320,682 3,615,201 10,304,363 3,071,816 40,860,728 115,242,998 15,030,256 19,807,746 150,081,000 21,992,590 21,992,590 1,140,525 3,454,597 26,587,712 (3,871,366) (3,871,366) (350,513) (4,221,879) (3,871,366) 21,992,590 18,121,224 1,140,525 3,104,084 22,365,833 63 567,789 567,789 8,950,334 9,518,123 (5,883,973) (5,883,973) (946,477) (6,830,450) 49 1,684,487 (1,684,487) 50 2,578,562 (2,578,562) 52 19,246,542 19,246,542 52 (11,307,658) (11,307,658) 52 (924,244) (924,244) (21,168) (21,168) 424,202 424,202 (12,172) (12,172) 126,557 126,557 (31,703) 94,854 2017 12 31 39,070,208 19,015,028 5,299,688 12,882,925 (799,550) 52,706,296 128,174,595 23,185,421 31,274,846 182,634,862 2016 1 1 39,070,208 18,404,795 2,441,087 8,571,665 5,475,513 24,154,082 98,117,350 6,454,112 14,229,140 118,800,602 19,613,458 19,613,458 455,825 3,039,248 23,108,531 (2,403,697) (2,403,697) (74,193) (2,477,890) (2,403,697) 19,613,458 17,209,761 455,825 2,965,055 20,630,641 3,667,732 3,667,732 (765,935) (765,935) 49 1,174,114 (1,174,114) 50 1,732,698 (1,732,698) 52 9,973,523 9,973,523 52 (1,450,000) (1,450,000) 52 (403,204) (403,204) (101,052) (101,052) (163,635) (163,635) (187,194) (350,829) 79,522 79,522 79,522 2016 12 31 39,070,208 18,320,682 3,615,201 10,304,363 3,071,816 40,860,728 115,242,998 15,030,256 19,807,746 150,081,000 145

2017 12 31 12 31 2017 2016 146 36,601,694 30,509,303 17,463,643 16,717,039 590,180 416,682 291,741 203,502 (946,624) (134,419) (424,217) (2,730,853) (414,311) (233,110) (35,985,775) (19,477,394) 60 28,917,756 11,945,329 7,823,672 3,376,316 (917,609) (2,027,719) 12,999 98 235,863 (202,742) (521) (53,690) 53,248,491 38,308,342 (42,117,899) (38,008,628) (10,986,738) (13,764,648) 2,531,923 (13,558,902) (88,546,708) (83,717,750) (522,736) 1,198,706 605,151 (11,113,080) (79,888,221) (115,036,148) 3,209,335 1,653,256 29,944,081 32,376,326 2,660,000 1,967,000 1,018,873 (5,191,908) 691,375 25,816,229 164,807,294 114,346,919 (3,779,625) (20,404,757) 6,137,879 28,681,626 39,012,475 (56,447,417) (11,276,247) (9,123,383) 27,736,228 (65,570,800)

2017 12 31 12 31 2017 2016 402,980,372 257,259,277 36,472,794 17,266,929 1,869,760 1,449,695 4,812,559 3,469,875 130,887 103,796 (571,825,244) (463,536,954) (34,662,944) (5,840,854) 3,331,341 (3,548,797) (3,260,664) (839,631) 1,119,946 (1,969,326) 899,965 (130,782) (158,131,228) (196,316,772) 9,518,123 3,667,732 60 (11,987,311) 117,756,339 (12,172) (350,829) 19,246,542 9,973,523 (8,300,000) (1,450,000) 60 252,708,202 197,825,281 60 (159,755,281) (95,773,540) 60 183,033,045 130,275,008 60 (278,880) (272,293) 60 (92,794,634) (33,648,904) 60 (22,486,578) (12,443,431) 60 (6,761,781) (1,932,619) (924,244) (403,204) 161,205,031 313,223,063 147

2017 12 31 12 31 2017 2016 30,810,031 51,335,491 138,854,990 86,728,444 148 (544,940) 791,055 53 169,120,081 138,854,990 50,303,353 39,843,203 (27,750,491) (18,806,340) 22,552,862 21,036,863

2017 12 31 1999 11 1 2012 9 28 8 100033 149 J0001H111000001 911100007109255774 2015 10 30

2017 12 31 150 7 12 12 2014 2016 7 (i) (ii) (iii)(iv)(v) 60 60

2017 12 31 9 1 15 1 151 16 2 17 4 22 1 23 2 2 1 4 9 4 1 9 2 10 28 3 19 2 28 2 28 2014 2016 1 40 1 2015 2017 2 1 2018 1 1 2 2019 1 1 3 4 2021 1 1

2017 12 31 9 152 9 9 9 9 9 39 9 39 39 9 2017 12 31 9

2017 12 31 9 27 9 9 9 9 (i) (ii) 2018 1 1 153 27 9 2018 1 1 27 9 15% 92018 1 1 9 2018 1 1

2017 12 31 9 154 29 9 30% 9 29 9 2018 1 1 39 9 2018 1 1 2% 9 9 9 2018 1 1 2% 9

2017 12 31 15 15 15 18 11 155 15 1 2 3 4 5 15 15 15

2017 12 31 15 156 2016 4 15 7 8 15 15 15 16 16 17 16 16 17 16 16 17 16

2017 12 31 16 55 2017 12 312,970 16 16 157 17 16 1. 2. 2 17 2 36

2017 12 31 2. 158 3.

2017 12 31 3. 159 (i) (ii) 39

2017 12 31 4. 160

2017 12 31 4. 161 5. 4 6 6.

2017 12 31 6. 162 39 36 36 39

2017 12 31 6. 163 7. 8.

2017 12 31 8. 164 9. 9.1 9.2

2017 12 31 9. 9.2 165 39

2017 12 31 9. 166 9.2

2017 12 31 9. 9.2 167 9.3 (1) (2) (3) (4) (5)

2017 12 31 9. 168 9.3 (6) (7) (8)

2017 12 31 9. 9.3 169 9.4 (1) (2)

2017 12 31 9. 170 9.5 39

2017 12 31 9. 9.5 171 37

2017 12 31 9. 172 9.5

2017 12 31 9. 9.6 173 9.7 9.8 (1) (2)

2017 12 31 10. 174 11.

2017 12 31 12. 175 5 35 3% 5% 2.71% 19.40% 5 20 3% 5% 4.75% 19.40% 3 10 3% 5% 9.50% 32.33% 5 10 3% 5% 9.50% 19.40%

2017 12 31 13. 176 14.

2017 12 31 15. 177

2017 12 31 16. 178 16.1 16.2 17.

2017 12 31 18. 179 18.1 18.2 18.3

2017 12 31 18. 180 18.4

2017 12 31 18. 18.5 181 (1) (2) (3) (4) (5) 19. 19.1

2017 12 31 19. 182 19.2

2017 12 31 19. 19.2 183 20. 20.1 20.2

2017 12 31 20. 184 20.3 21.

2017 12 31 22. 185

2017 12 31 22. 186 23.

2017 12 31 24. 187

2017 12 31 188 1.

2017 12 31 2. 2017 12 31 195,521 1,5032016 12 31 140,293 787 189 3. 3 32

2017 12 31 190 1. 2017 12 31 416,0102016 12 31 237,548 2. 24 25 29

2017 12 31 1. 191 10%

2017 12 31 1. 192 2017 12 31 30,753,417 30,753,417 4,661,251 4,661,251 2,404,850 3,331,769 2,372,884 8,109,503 913,739 18,712,155 2,945,185 (1,556,116) 21,014,963 19,919,029 6,361,119 20,193,238 (2,293,698) 44,179,688 6,129,300 2,175,467 4,867,756 (133,446) 13,039,077 296,353 621,256 917,609 3,834,941 350,855 1,479,572 (270,326) 5,395,042 68,912,880 30,931,365 32,479,891 (4,253,586) 128,070,550 (28,088,376) (12,011,157) (12,201,861) 1,610,321 (50,691,073) (426,094) (784,786) (151,463) 66,176 (1,296,167) (7,968,697) (4,617,677) (2,838,684) 284,133 (15,140,925) (8,303,854) (2,845,232) (6,314,557) (17,463,643) (44,787,021) (20,258,852) (21,506,565) 1,960,630 (84,591,808) (3,790,889) (3,110,894) (965,781) 43,892 (7,823,672) (58,857) 70 1,005,411 946,624 20,276,113 7,561,689 11,012,956 (2,249,064) 36,601,694 (10,013,982) 26,587,712 94,688 2,503,121 271,777 2,869,586 259,401 477,358 145,162 881,921 2017 12 31 934,966,367 572,779,725 435,906,899 (86,792,931) 1,856,860,060 12,336,700 6,370 29,754,012 42,097,082 13,400,222 1,870,260,282 835,238,155 525,159,713 396,366,198 (76,544,814) 1,680,219,252 1,380,333 6,025,835 1,687,625,420

2017 12 31 1. 2016 12 31 25,140,048 25,140,048 3,852,330 3,852,330 506,830 1,257,929 4,017,350 5,782,109 1,420,880 14,999,629 1,301,207 (1,277,626) 16,444,090 9,131,246 5,083,261 10,501,836 (37,909) 24,678,434 6,978,577 2,964,885 3,176,171 (199,504) 12,920,129 (1,378) 2,029,097 2,027,719 3,667,075 144,337 676,008 (124,558) 4,362,862 50,695,608 24,450,041 21,701,669 (1,639,597) 95,207,721 (16,316,171) (8,752,497) (7,656,292) 1,308,205 (31,416,755) (396,620) (648,364) (16,559) 25,598 (1,035,945) (6,298,865) (4,456,294) (1,790,860) 259,237 (12,286,782) (10,953,100) (2,005,427) (3,758,512) (16,717,039) (33,964,756) (15,862,582) (13,222,223) 1,593,040 (61,456,521) (987,649) (1,600,887) (787,780) (3,376,316) 147,392 (12,973) 134,419 15,890,595 6,986,572 7,678,693 (46,557) 30,509,303 (7,400,772) 23,108,531 215,307 558,871 65,453 839,631 181,720 396,407 42,057 620,184 2016 12 31 628,712,579 515,150,506 302,715,707 (43,910,679) 1,402,668,113 265,444 9,298,567 9,564,011 9,301,184 1,411,969,297 544,781,261 478,569,397 276,538,211 (43,381,579) 1,256,507,290 700,372 4,680,635 1,261,888,297 193

2017 12 31 2. 194 29 2017 12 31 3002016 183 3. 22 4. 12 31 2017 2016 4,323,381 2,447,887 3,786,122 3,334,222 8,109,503 5,782,109

2017 12 31 5. 195 12 31 2017 2016 5,991,587 4,990,526 2,534,990 1,202,451 558,665 464,792 6,181,136 5,522,059 2,483,324 1,866,649 2,372,683 1,758,728 483,779 444,513 408,799 194,372 21,014,963 16,444,090 80,116 43,502 2017 12 31 2 6 86,6412016 12 31 61,269 6. 12 31 2017 2016 26,245,155 16,751,246 6,275,111 1,622,890 2,352,624 1,311,154 8,142,403 3,693,534 1,164,395 1,299,610 44,179,688 24,678,434 33,330 6,109

2017 12 31 7. 196 12 31 2017 2016 8,674,390 8,314,193 2,027,787 1,475,226 1,683,680 2,221,836 530,502 834,043 122,718 74,831 13,039,077 12,920,129 8. 12 31 2017 2016 3,640,356 2,837,574 442,863 278,248 (1) 265,464 233,579 (151,612) 236,576 1,197,971 776,885 5,395,042 4,362,862 (1)

2017 12 31 9. 12 31 2017 2016 (33,216,640) (19,188,493) (11,710,213) (7,639,536) (2,373,071) (768,599) (2,302,964) (2,708,408) (623,393) (440,597) (142,435) (352,254) (73,738) (24,805) (47,048) (124,393) (201,571) (169,670) (50,691,073) (31,416,755) 197 10. 12 31 2017 2016 (489,552) (489,454) (443,334) (351,414) (321,701) (148,862) (41,580) (46,215) (1,296,167) (1,035,945)

2017 12 31 11. 198 12 31 2017 2016 (1) (5,607,814) (5,090,298) (1,384,318) (1,625,726) (2,043,806) (1,459,549) (6,104,987) (4,111,209) (717,874) (594,730) (515,466) (366,709) (291,741) (203,502) (74,714) (49,973) (26,118) (20,574) (15,140,925) (12,286,782) (1) 12 31 2017 2016 (3,962,624) (3,693,341) (511,235) (417,324) (279,080) (235,829) (267,060) (223,851) (221,465) (183,594) (170,473) (155,319) (87,103) (99,073) (108,774) (81,967) (5,607,814) (5,090,298)

2017 12 31 12. 12 31 2017 2016 (3,662,540) (10,774,533) (8,110,476) (3,351,233) (858,992) (2,509) (1,929,517) (1,271,383) (1,502,742) (786,501) (425,010) (445,804) (974,366) (85,076) (17,463,643) (16,717,039) 199 13. 12 31 2017 2016 (10,994,904) (10,006,473) (1,569,509) (617,414) (16,992) (40,042) 43,120 36 2,607,465 3,179,995 (10,013,982) (7,400,772) 25% 2016 25% 15% 2016 15% 16.5% 2016 16.5% 12% 2016

2017 12 31 13. 200 12 31 2017 2016 36,601,694 30,509,303 25% (9,150,424) (7,627,326) 168,014 181,005 (541,200) (192,157) 99,589 346,168 (40,042) 43,120 (559,031) (151,582) 9,112 (10,013,982) (7,400,772)

2017 12 31 14. 12 31 2017 2016 201 21,992,590 19,613,458 N/A N/A 21,992,590 19,613,458 39,070,208 39,070,208 39,070,208 39,070,208 0.56 0.50 N/A 0.50 2016 12 31 2016 1 2017 12 31

2017 12 31 15. 202 12 31 2017 2016 2016 (1) 5,883,973 (1) 2016 2017 5 122016 5,884 101.506 (2) 2017 12 31101.689 6,599

2017 12 31 16. 2017 12 31 203 397 208 32 637 (1) 262 138 17 417 (2) 366 185 25 576 (3) 284 156 24 464 (4)(5) (4) (4) (4)(6) (4)(7) (4)(8) 250 250 250 250 250 250 (9) 250 250 (10) 397 208 14 619 (11)(12) (11) (13) 183 183 20 440 1,069 36 1,565 (14) 7 269 1,133 23 1,432 (15) 12 276 309 26 623 (16) 2 423 1,681 29 2,135 1,224 3,114 5,087 226 9,651

2017 12 31 16. 2016 12 31 204 404 380 39 823 (1) 400 95 29 524 (3) 374 344 35 753 (4) (4) (4) (4)(17) (4)(8) 250 250 (18) 63 63 250 250 250 250 (9) 42 42 (19) 136 159 17 312 (10) 204 191 7 402 (11)(12) (11) 20 390 1,085 30 1,525 (16) 20 337 990 23 1,370 895 2,245 3,244 180 6,564 (1) 2017 8 (2) 2017 4 (3) 2016 9 2017 10 (4)

2017 12 31 16. (5) 2017 1 (6) 2017 1 (7) 2017 4 205 (8) 2017 2 (9) 2016 11 (10) 2016 4 2016 10 (11) 2017 2016 (12) 2017 2 (13) 2017 2 (14) 2017 9 (15) 2017 2 2017 9 (16) 2017 2 (17) 2016 3 (18) 2016 11 (19) 2016 10 2016 2017 2017 12 31 2016 2016 2016 5.81 6.56 17

2017 12 31 17. 206 2017 12 31 12 31 2017 2016 2,904 4,085 285 265 15,422 18,186 18,611 22,536 2016 2017 12 31 2017 2016 4,000,0014,500,000 4 2 4,500,0015,000,000 1 2 6,500,0017,000,000 1 5 5

2017 12 31 18. 12 31 2017 2016 497,304 428,735 (1) 29,392,184 22,964,487 (2) 3,011,766 3,675,129 305,858 191,454 33,207,112 27,259,805 207 (1) 2017 12 31 14.5% 2016 12 31 13.5% 5% 2016 12 31 5% (2)

2017 12 31 19. 208 12 31 2017 2016 (1) 158,190,292 145,636,190 (1)(2) 3,579,401 4,736,006 1,111,384 3,957,689 162,881,077 154,329,885 (1) 2017 12 31 6,6022016 12 31 12,189 46 (2) 20. 2016 12 31 2017 12 31

2017 12 31 21. 12 31 2017 2016 28,071,002 48,329,744 2,401,265 684,287 903,100 757,610 346,547 4,549,186 9,837,509 4,116,182 10,386,791 10,413,218 7,575,268 6,631,343 7,290,694 11,456,817 445,533 792,909 67,257,709 87,731,296 209

2017 12 31 22. 210 2017 12 31 2016 150,807,178 68,436,032 20,836,769 5,504,082 18,492,657 649,713 (1) (2) 14,202,645 5,094,059 13,010,094 9,954,520 (3) 7,670,492 2,129,900 3,509,948 3,398,947 1,515,559 230,045,342 95,167,253 12 31 2017 2016 2,012,075 535,308 2,547,383 (1) 2017 12 312,1282016 12 31 659 2017 12 31 1,2472016 12 31 8973,1822016 12 31 2,360

2017 12 31 22. (2) 211 2017 12 31 430 2021 4 27 3.577% 3.2% 600 294 400 2025 11 7 4.355% 3.8% 500 2020 4 27 3.327% LIBOR +1.65% 1,000 2022 4 27 3.725% LIBOR + 1.85% 200 2022 11 7 3.22% LIBOR + 1.15% 400 2022 11 7 3.22% LIBOR + 1.15% 800 2019 7 27 2.695% LIBOR + 1% 2017 12 31 4192016 12 31 (3) 23. 12 31 2017 2016 39,968,293 36,287,736 494,812 775,000 60,000 41,238,105 36,347,736

2017 12 31 23. 212 2017 12 31 64,7132016 12 31 76,427 500 2016 12 31 2017 12 312016 12 31 24. 2017 12 31 2016 108,863,712 80,884,667 5,689,485 8,796,542 114,553,197 89,681,209 10,556,064 9,816,041 11,390,788 7,087,467 15,483,236 6,405,757 2,504,521 1,082,292 39,934,609 24,391,557 7,523,393 6,992,610 162,011,199 121,065,376 (1,082,706) (614,538) (2,706,545) (2,044,859) (3,789,251) (2,659,397) 158,221,948 118,405,979

2017 12 31 24. 213 2017 12 31 159,726,600 435,241 1,849,358 2,284,599 162,011,199 1.41% (2,529,782) (176,763) (1,082,706) (1,259,469) (3,789,251) 157,196,818 258,478 766,652 1,025,130 158,221,948 2016 12 31 119,375,337 304,550 1,385,489 1,690,039 121,065,376 1.40% (1,943,552) (101,307) (614,538) (715,845) (2,659,397) 117,431,785 203,243 770,951 974,194 118,405,979 2017 1 1 614,538 2,044,859 2,659,397 1,495,099 1,699,386 3,194,485 (282,459) (982,509) (1,264,968) 141,943 24,604 166,547 (823,213) (62,881) (886,094) (63,202) (16,914) (80,116) 2017 12 31 1,082,706 2,706,545 3,789,251

2017 12 31 24. 214 2016 1 1 289,333 1,540,884 1,830,217 918,033 1,361,719 2,279,752 (179,130) (829,239) (1,008,369) 883 3,447 4,330 (379,548) (23,483) (403,031) (35,033) (8,469) (43,502) 2016 12 31 614,538 2,044,859 2,659,397 25. 12 31 2017 2016 1 1 34,965,022 31,900,780 1 5 5 70,832,369 63,850,148 5 3,782,800 1,953,318 109,580,191 97,704,246 (11,852,781) (11,074,497) 97,727,410 86,629,749 (2,023,481) (1,638,408) 95,703,929 84,991,341 1 1 29,913,503 27,148,678 1 5 5 64,215,768 57,629,331 5 3,598,139 1,851,740 97,727,410 86,629,749

2017 12 31 25. 2017 2017 1 1 491,926 1,146,482 1,638,408 264,678 160,332 425,010 (46,712) (46,712) 8,000 8,000 (1,225) (1,225) 2017 12 31 717,892 1,305,589 2,023,481 215 2016 1 1 376,433 823,717 1,200,150 123,039 322,765 445,804 (8,146) (8,146) 600 600 2016 12 31 491,926 1,146,482 1,638,408 26. 12 31 2017 2016 12,443,281 13,135,323 3,467,908 2,651,184 729,635 632,407 16,640,824 16,418,914 8612016 763