Shanghai Dazhong Public Utilities (Group) Co., Ltd. * 1635 2017 12 31 2017 12 312017 20172018 4 20H www.hkex.com.hk www.dzug.cn 2018 3 29 *
1 2. 3 2017 4 5 2017 379,353,000 474,133,000 201710%37,935,0002016 545,030,0002017177,146,000 709,302,0002018 3 292,952,434,675100.6 177,146,000532,156,000 2018 7 16 2017 1 2017
6 7 8 9 2017 2
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2017 2017 12 31100.6 A 1.00 BOT BT 1992 1 1 2017 4
2014 8 8 2010 4 22 99% 1% 2008 6 25 1994 6 6 A600611.SHB900903.SH1992 8 7 5 2017
H 1.00 IPO 2018 3 27 H 2017 1 12017 12 31 571 1995 3 10 90% 10% 2017 6
AH 1430.HK) TOT 7 2017
8 2017 518 1515 8 1 82 8204B DZUG A 600635 H 1635 A 166 H 183 17 1712 1716 www.dzug.cn
1 (1) 2017 2016 (%) 4,741,950 4,568,396 3.8 474,133 547,642 (13.42) 507,041 594,708 (14.74) 2017 2016 (%) 7,184,577 7,063,045 1.72 20,400,001 17,009,889 19.93 9 2017
(2) 2017 2016 (%) 0.16 0.22 (27.27) 0.16 0.22 (27.27) (%) 6.73 8.47 1.74 2016H 20171.1 2017 2016 2017 10
2013 2014 2015 2016 2017 3,929,849 4,212,557 4,616,595 4,568,396 4,741,950 363,335 416,763 573,157 680,510 627,344 (49,898) (42,508) (37,432) (46,700) (71,841) 313,437 374,255 535,725 633,810 555,503 279,068 340,469 463,800 547,642 474,133 34,369 33,786 71,925 86,168 81,370 115,469 57,422 148,038 177,146 177,146 0.11 0.14 0.19 0.22 0.16 8,995,304 9,717,614 11,198,410 12,281,560 13,531,200 1,441,724 2,215,145 2,982,156 4,728,329 6,868,801 (2,856,154) (3,585,647) (4,008,239) (5,292,242) (8,613,166) (1,414,430) (1,370,502) (1,026,083) (563,913) (1,744,365) 7,580,874 8,347,112 10,172,327 11,717,647 11,786,835 (2,865,842) (3,039,644) (3,393,141) (3,523,225) (3,483,559) 4,715,032 5,307,468 6,779,186 8,194,422 8,303,281 3,870,877 4,349,476 5,718,064 7,063,045 7,184,577 844,155 957,992 1,061,122 1,131,377 1,118,704 11 2017
2017 A+H 475.56 2017 1 (1) 2017 2017 2017 2017 12
(2) 2017 4.2 A+ (3) 2017 (4) 2017 (5) 2017 6 (6) 2017 13 2017
2 (1) 2017 2017 2017 80% (2) 2017eAPP 2017eAPPe CJeAPP (3) (4) 2017 2017 14
3 (1) 2017NC (2) (3) 2017 EHR (4) 2017 2018 (5) 2017 15 2017
(6) 2017 (7) 2017 + + A+ 2017 16
4 5 6 2017 17 2017
1. 1 2017 1822017 97,92842.7 201719,30040% 80% 2017 18
2 17 35 258162 10 19 2017
3 3300 10 4 PPP PPP PPP PPP PPP 2017 20
5 80 2015 21 2017
201747.4245.68 3.81% 6.275.564.74 7.81% 12.35%13.42% 2016 12 3145.683.81%2017 12 31 47.42 2016 12 3142.443.39%2017 12 3143.88[ ]20162017 12 31 92.95% 92.53% 2016 12 311.7816.3%2017 12 31 2.07[ ]20162017 12 31 3.90% 4.37% 2017 22
2016 12 3155 10.91%2017 12 3149[ ]2016 12 312017 12 31 1.20% 10.33% 2016 12 3123 8.70%2017 12 3121[ ] 2016 12 3168 13.24%2017 12 31 77[ ] 2016 12 31740 6.49%2017 12 31 7882016 12 31511 5.48% 2017 12 31539 2016 12 31 12.04% 2017 12 31 12.28% 23 2017
2016 12 31168 11.31%2017 12 31 187 2016 12 31377 41.91%2017 12 31 535 2016 12 31111 231.53%2017 12 31 368 2016 12 31502 16.73%2017 12 31 418 2016 12 31681 7.93%2017 12 31 627 2017 24
2016 12 31634 12.30%2017 12 31 556 2016 12 31297 12.12%2017 12 31 261 25 2017
2017 2016 % 584,887 361,496 223,391 61.80 729,022 615,247 113,775 18.49 95,691 77,227 18,464 23.91 21,178 74,103 (52,925) (71.42) 175,000 160,000 15,000 9.38 219,473 159,000 60,473 38.03 4,912,508 3,258,733 1,653,775 50.75 IPO 1,179,745 1,272,939 (93,194) (7.32) 368,033 111,126 256,907 231.19 418,045 501,613 (83,568) (16.66) (108,315) (273,009) 164,694 60.33 (2,091) (62,941) 60,850 96.68 (1,543) (728) (815) 111.95 507,041 594,708 (87,667) (14.74) (1,458,645) (619,827) (865,818) (139.69) 2,745,799 1,716,112 1,029,687 60.00 2017 26
2017 12 31 3,8362016 12 31 2,323 65.13% 2017 12 31 8283,008 2016 12 312017 12 31 2017 12 31 2016 12 31 3,008 1,944.6 828 145.1 233.1 3,836 2,322.8 27 2017
[2011]20792012 1 6166 1 67 6 2012 1 6 6.98%2012 7 62013 1 56.56% 2013 1 62013 7 56.30%2013 7 62014 1 5 6.85%2014 1 62014 7 57.29% 2014 7 62015 1 56.59%2015 1 62015 7 56.44%2015 7 62016 1 56.26% 2016 1 62016 7 55.34%2016 7 6 2017 1 55.28%2017 1 62017 7 5 5.36%2017 7 62018 1 55.71% 2018 1 8 2011 2017-0585.71%184 2017 1 62018 1 5 365 111,00028.785 1,000 2017 5 252017 7 142017 18 2017 10 30 [2017]1928 169,000 2017 11 7 2017 28
1 2017 12 31 59.36%2016 12 3151.82%7.54 2017 12 319122016 12 31 552 37 1 15 2017 12 31 2016 12 31 4,853 694 2,909 2,980 4,199 5,899 11,961 9,573 (1) 100% 29 2017
(I) A. (1) (2) (3) (4)(1) (2) 1. (1) 6,5002,2002016 1430.HK (2) 6 BT 2017 30
(3) 600611.SH 1.6 + (4) BOT 2. (1) e (2) 4 31 2017
1 2015 193120203600 2015 135020202070 -- 750 20152016 10 2017 80.1 / 2017 6 2020 2 2017 1 2.17 2.68202095% 12.595,022 4,2205,644 2017 32
PPP 2020 3 2017 2035 2016 7 2858 7 2017 4 8%10.7% 3.95% 2017 2018 2 33 2017
O2O APP 5 2017 10279 IPO IPO5762017 1190IPO 201723 IPO 31 2017 2017 34
B. 1. (1) (%) 100 3,000 60.24 5 19.75 1719.96 Infini Capital L.P. 100 23,256 40 14978.1888 26.71 10648.87 35 2017
(1) 2017 1 19 3,000 2017-004 (2) 2017 3 10 9,00091,000 60.24%2017-010 (3) 2017 3 302.2 7,818,00017,199,600 2017 3 30 178,352,000 19.75% 2017-019 (4) 2017 6 13Infini Capital L.P. 23,256 (5) 2017 10 20 100%80% 20% 2017-050 (6) 22,531,78010,648.87 2017 36
(2) (3) 1 2017 2016 154,619 478,317 21,178 74,103 ( ) (1) 2017 3 10 9,000 910 830 830500 60.24%2017 3 13 (2) 2017 7 14 50,00030,000 2017-040 (3) 2017 12 8 10,000 50% 10,2502017-056 37 2017
( ) 2,364,122,864 10,186,305 9,759,614 2,558,616 431,120 4,202,249,520 26,223,255 13,518,445 1,006,913 1,442,006 H 2017 1 9H3.60 54,703,000H49,730,000H4,973,000 H175.0 H485,130,000 H1,619.5 35% 30% 25% 10% 2017 12 312016 11 23 2017 38
C. 1 1994 1999 2 3 20 4 5 39 2017
6 A+H D. 2017 12 312,174581 2017 40
(II) 2018 (1) 1 2017 2017-2018 2017 10 2+26300 2017 7 202010% 1482030 15%350 41 2017
2 64.6 15-2015%- 20%2017 2016-2020 3 4 PPP 2017 42
5 2020 2018265.7 2018 6 30 96 6 2017 1000 43 2017
(2) 2018 (3) 1 2 3 4 2018 2017 44
5 2018 6 2018 (4) 1 2 3 45 2017
4 5 6 2017 46
2017 12 31 12 31 2017 2016 % % 4,387,723 92.53 4,243,555 92.89 206,909 4.36 178,133 3.90 49,291 1.04 55,497 1.21 4,643,923 4,477,185 20,698 0.44 22,869 0.50 77,329 1.63 68,342 1.50 4,741,950 100.00 4,568,396 100.00 25 47 2017
2017 12 31 [ ][ ]% [ ]% 201678.2% 59.1% 5% 2017 12 31[ ] [ ]% [ ]% 2016[ ]% [ ]% 5% [ ] 2018 3 30 2017 48
50% BT BOT 49 2017
BOT TOT BT 2017 12 31 20 2017 50
2017 12 3121 2017 12 31[ ] [ ] 2017 12 310.60 177.152018 7 16 [2009] 124[1993] 045 [2011] 348 HH H HH10% HH H 51 2017
H H H [2008] 897 10%HH H H H H 2018 5 172018 3 29 2018 4 172018 5 17 2018 4 16 2018 4 16H 183 17 1712 1716 45 2017 52
25 1. H 2017 1 954,703,000H49,730,000 H4,973,000H H3.60 2. % 11 122112 2012 2018 16 1 6 1 5 2011 2.95 01 143500 2018 2023 5 5.58 3 13 3 13 2018 [2011]20792012 1 6166 1 67 6 2012 1 6 6.98%2012 7 62013 1 56.56% 2013 1 62013 7 56.30%2013 7 62014 1 56.85%2014 1 62014 7 57.29% 2014 7 62015 1 56.59%2015 1 62015 7 56.44%2015 7 62016 1 5 6.26%2016 1 62016 7 55.34% 2016 7 62017 1 55.28%2017 1 62017 7 5 5.36%2017 7 62018 1 55.71% 53 2017
2018 1 8 2011 2017-0585.71%184 2017 1 62018 1 5 365 111,00028.785 1,000 1 2016 9 222016 http://www.chinamoney.com.cnhttp://www.shclearing.com 16SCP001 011698497 3 270 1002.90%2016 9 232017 6 202017 12 31 (2) 2017 2 232017 http://www.chinamoney.com.cnhttp://www.shclearing.com 17SCP001 011764014 5 180 1004.43%2017 2 242017 8 232017 12 31 (3) 2017 8 102017 http://www.chinamoney.com.cnhttp://www.shclearing.com 17MTN001 101764040 63 1004.88%2017 8 112020 8 11 2017 54
(4) 2017 8 152017 http://www.chinamoney.com.cnhttp://www.shclearing.com 17CP001 041764018 5 365 1004.63%2017 8 162018 8 16 (5) 2017 8 152017 http://www.chinamoney.com.cnhttp://www.shclearing.com 17MTN002 101764045 53 1004.85%2017 8 182020 8 18 6 2017 11 222017 http://www.chinamoney.com.cnhttp://www.shclearing.com 17SCP002 011764133 5 270 1005.39%2017 11 24 2018 8 21 55 2017
46 2017 56
57 2017
14A 1. 2,378 2015 12 16 2014 1 12033 12 31 202015 12 162018 12 31 2017 58
201620172018 12 31 2,6002,6602,720 20182023 2028 12 31 14A.07(1) 2. 2017 5 25 I I I 150168 IIIII II I100 II163,179,287.76 182,760,802.29 15% 14A.16 14A IIIII 59 2017
III I 14A.81I II 2017 12 31 (i) (ii) (iii) (i) (ii) (iii) 2017 60
1. 2. 2. 2017 7 14 300345.6 (1)(2) 49 49 14A 14A 61 2017
2017 5 252017 7 142017 18 2017 10 30 [2017]1928 169,0002018 3 15,2018 5 54 2017 42 2017 5 28 2017 16 2017 6 12 2017 1 12017 1 1 2017 2017 2017 62
16 42 2017 1 12 (1) (2) (3) (4) (5) 547,273,701.94 633,812,148.75 0 1,695,436.48 7,131,755.08 926,967.44 212,943.46 63 2017
2017 12 31 2017 64
I. (I) 1. 3 [2013]43 2. 20162016 12 31 2,952,434,675 0.06 177,146,080.502017 5 252016 2017 7 25 2017 7 17 http://www.sse.com.cn 2016 3. 65 2017
(II) 10 10 10 (%) 2017 0.06 177,146 474,133 37.36 2016 0.06 177,146 547,642 32.35 2015 0.06 148,038 463,800 31.92 (III) (IV) 2017 66
II. (I) 12 AB 5,000,000 100,000,000 A9B 1 2016 12 22 12 67 2017
III. 120 18 120 2 40 2017 5 252016 2017 2017120 40 120 IV. 2017 68
V (I) 1. 2. (1) 2017-013 2017109,866.03 265,752.8175,891.23 2017267,044.39 2017 12 3174,599.65 (2) 2017-013 2017496 2017 32016472.38 3. 69 2017
(II) 1. 50,00030,000 http://www.sse.com.cn 2017-040 2017 70
2. 2017 3 30 15% 2017 2 287,5002017-015 2017 5 25 30,000 15,000 2017-027 3. 4. VI. (I) 2017 12 31 2,500,000,000 2016 12 311,242,257,000 71 2017
VII 2017 12 31 [ ] 50,000 3 524 13,000 3 145 50,000 3 561 10,000 1 577 50,000 1 2,750 2,000 1 129 2017 72
VIII. (1) 2017 1 9H 54,703,000 2A 4,973,000,2,952,434,675 A 2,418,791,67581.93% H 533,643,00018.07% (2) 2017 5 25 2017 7 142017 182017 10 30 2017 1928169,000 2018 3 15,2018 5 (3) 3,750 500 500100% 2018 2 13 VIII. (I) 2018 3 30 2017 73 2017
I. (I) 1. (%) (%) I. 1. 2. 3. 4. II. 2,902,704,675 100 49,730,000 2,952,434,675 100 1. 2,423,764,675 83.50 (4,973,000) 2,418,791,675 81.93 2. 3. 478,940,000 16.50 54,703,000 533,643,000 18.07 4. III. 2,902,704,675 100 49,730,000 2,952,434,675 100 2017 74
2. 3. 2017 12 31H 2,902,704,675 2,952,434,675 102,793,000 H 2,952,434,67520172.86 0.16 II. (I) H 2016 12 28 3.60 54,703,000 2017 1 9 54,703,000 2012 1 6 5.36% 1,600,000,000 2012 2 23 1,600,000,000 2018 1 5 2018 3 13 5.58% 500,000,000 2018 3 28 500,000,000 2023 3 13 1. H 75 2017
2. 2018 1 82011 2017 10 30 2017 1928, 169,0002018 3 15,2018 5 2017 76
(II) H 1. 2017 1 9 (%) 2,902,704,675 2,952,434,675 49,730,000 1.71 2016 12 28 H 54,703,000 H 4,973,000 H 4,973,000 H 2017 1 9 159.9 III. (I) 201,111 196,719 0 0 77 2017
(II) (%) 54,771,000 533,387,000 18.07 0 0 495,143,859 16.77 0 440,500,000 (4,841,412) 153,832,735 5.21 0 17,447,077 27,447,077 0.93 0 [ ] 20,817,978 0.71 0 [ ] 13,189,105 0.45 0 [ ] 12,093,895 0.41 0 0 11,370,700 0.39 0 [ ] 10,188,898 0.35 0 1,547,200 9,147,200 0.31 0 2017 78
533,387,000 533,387,000 495,143,859 495,143,859 153,832,735 153,832,735 27,447,077 27,447,077 20,817,978 20,817,978 13,189,105 13,189,105 12,093,895 13,189,105 11,370,700 11,370,700 10,188,898 10,188,898 9,147,200 9,147,200 10 79 2017
IV. (I) 1 1995 3 10 2017 80
2017 12 31 XV2 3 336 (1) A 495,143,859 (L) 16.77% 20.47% H 37,389,000 (L) 1.27% 7.01% A 495,143,859 (L) 16.77% 20.47% (2) H 37,389,000 (L) 1.27% 7.01% A 158,674,147 (L) 5.37% 6.56% ) (3) A 158,674,147 (L) 5.37% 6.56% (4) H 129,261,000 (L) 4.38% 24.22% (4) H 129,261,000 (L) 4.38% 24.22% (4) H 129,261,000 (L) 4.38% 24.22% (5) H 86,174,000 (L) 2.92% 16.15% (5) H 86,174,000 (L) 2.92% 16.15% (5) H 86,174,000 (L) 2.92% 16.15% (5) H 86,174,000 (L) 2.92% 16.15% (6) H 53,859,000 (L) 1.82% 10.09% Investstar Limited (7) H 53,859,000 (L) 1.82% 10.09% 81 2017
(1) (7) H 53,859,000 (L) 1.82% 10.09% (7) H 53,859,000 (L) 1.82% 10.09% Faxson Investment Limited (7) H 53,859,000 (L) 1.82% 10.09% (7) H 53,859,000 (L) 1.82% 10.09% (7) H 53,859,000 (L) 1.82% 10.09% Hopkins (Cayman) Limited (8) H 53,859,000 (L) 1.82% 10.09% Riddick (Cayman) Limited (8) H 53,859,000 (L) 1.82% 10.09% Rimmer (Cayman) Limited (8) H 53,859,000 (L) 1.82% 10.09% (9) H 53,859,000 (L) 1.82% 10.09% H 31,544,000 (L) 1.07% 5.91% H 28,169,000 (L,LP) 0.95% 5.28% H 23,658,000 (L) 0.80% 4.43% 2017 82
(1) (L) (S) (LP) (2) (a)(b)(c) 90%A (3) A (4) 02688.HK H (5) 100%61.78% (BVI)100% (BVI)100% (BVI) 86,174,000 H (6) New China Asset Management Company Limited60.0%New China Asset Management Company Limited1336.HK99.4%New China Asset Management Company Limited53,859,000 H (7) Investstar Limited 0003.HK Faxson Investment Limited41.52% 72.7%Faxson Investment Limited Investstar Limited53,859,000 H (8) Hopkins (Cayman) Limited Rimmer (Cayman) Limited Riddick (Cayman) LimitedRimmer (Cayman) Limited Riddick (Cayman) Limited Hopkins (Cayman) LimitedInveststar Limited53,859,000 H (9) Rimmer (Cayman) Limited Riddick (Cayman) Limited Hopkins (Cayman) Limited Rimmer (Cayman) Limited Riddick (Cayman) Limited Hopkins (Cayman) Limited HInveststar Limited 53,859,000 H 83 2017
[ ][ ] 611992 11992 1 1 A 600611A 600530 A 600676 002454A 601788 6178 000421 A 6008341995 4 1995 112000 4 2005 10 2006 12 MBA2013 1120132015 12 1997 7 2017 84
442000 92015 7 28 2015 6 2006 12016 62008 42015 6 2014 42015 62016 4 2015 6 2000 111995 71999 3 2013 42015 5 2014 92013 1995 7 2002 11 571999 52015 7 281999 52016 62002 52015 72002 8 2008 42011 51993 12 2012 52003 7 562002 1 2002 12008 42002 52003 52002 52008 4 2008 42014 42014 4 2016 6 014301995 12 1983 7 2004 7 8 85 2017
482017 5 252004 32014 5 2015 7 10 2000 112004 21992 7 1999 7 B.B.S., C.Eng., F.H.K.I.E., F.I. Mech.E., F.I.G.E.M., F.E.I., M.Sc. (Eng), B.Sc. (Eng) 672017 5 251997 5 00032004 4 6011392007 3 1 1083 Investstar Limited 2014 72016 72008 11 2016 7 2016 1 11974 19832016 4 2005 12DHL 2006 11 20152015 102016 10 20152016 100CEO2015 12 2017 86
572011 5 2011 62012 42012 4 2013 12 1995 11 1990 72004 10 522017 5 252014 3 2688 1998 2002 42010 3 20062012 7 CEO 2014 52013 582017 5 25 1990 71995 2 1995 22001 12 2001 122016 7 2009 122014 12 6006181984 7 1987 71992 5 1997 12 2012 12012 11 2014 9 2014 11 87 2017
522015 72015 7 28 1994 1 1001 2004 22009 611602008 6 2011 980802004 1801988 5 1992 6 20042008 572016 42012 4 2012 32012 6 006592015 22015 10 81812013 12 006072015 6 26662015 9 6833 1991 71993 12 2009 20092016 2 2016 2015 12 1983 11 2017 88
622017 5 251983 81998 11 1998 122016 102011 5 6008372014 12002636 2016 9 6030202016 10 6030092016 12 6006551983 7 2006 31995 8 2015 10 482017 5 25 2011 42017 4 002706 2014 9 3000912016 1 6003752016 2 0020182016 4 600530 1991 7 2002 6 2002 32004 12 2005 62010 1 2014 4 2013 52017 2 89 2017
592004 52017 52011 5 19 2004 52005 52005 8 1998 122005 4A 6003581981 7 1990 7 1997 7 462014 42014 41993 72008 82008 8 2015 52013 6 2015 51993 7 392017 5 2004 22015 62017 5 2014 3 2015 6 18 2000 72003 12 2007 22000 7 2011 1 2017 90
462017 5 252010 5 2015 92013 5 2015 92015 9 2016 52016 52016 9 2016 92017 3 542017 5 251996 5 26[ ] 20011997 4 2004 6 91 2017
1. 2016 2015 5 25 2016 2016 2017 92
2016 2015 5 25 2016 2015 5 25 2016 2016 93 2017
2016 2016 2015 5 25 2016 2017 2 20 2016 2016 2017 94
2017 5 25 2017 5 25 2017 5 25 2016 2017 5 25 95 2017
2016 2017 5 25 2017 96
2. 46.15% 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 97 2017
3. 66.67% 1. 2. 3. 1. 2. 3. 4. 60% 2016 1. 2. 3. 4. 5. 1. 2. 3. 4. 5. 2017 98
(I) 2014 6 2 2014 6 1 99 2017
(I) 2015 5 15 2018 5 14 2015 6 25 2018 6 24 2001 9 28 2012 5 25 2016 4 18 2019 4 17 2014 9 15 2017 9 14 2015 5 20 2018 5 19 2014 5 15 2017 5 14 2016 3 16 2019 3 16 2017 5 9 2020 5 9 2017 100
2015 8 21 2018 8 20 2015 5 15 2018 5 14 2015 6 25 2018 6 24 2015 7 2014 12 24 2017 12 23 2010 4 22 2015 3 2012 4 25 2010 4 22 101 2017
2014 8 8 2017 8 7 2016 4 7 2003 7 14 2017 8 31 2006 3 2018 2 7 2004 2 2017 11 27 2013 4 2016 6 30 2019 6 29 2016 4 7 2013 12 12 2017 102
[ ] [ ] 2012 6 1 2013 12 18 1994 1 2004 9 2012 4 2013 12 2015 6 2015 9 2014 4 15 2017 4 14 103 2017
2013 6 5 2017 6 22 2016 4 7 2016 4 1997 5 1 2007 3 1 2013 9 12 CEO 2017 9 2014 2 2016 11 22 2017 104
2016 12 29 2019 12 28 2014 11 14 2018 1 3 2016 6 13 2019 9 12 2016 10 31 2018 1 26 1998 11 1 2016 1 11 2016 2 23 2014 9 21 2016 4 25 105 2017
2015 5 15 2018 5 14 2017 8 31 2020 8 29 2017 8 23 2020 8 29 2015 10 26 2021 10 25 2015 6 15 2017 12 31 XV(a)7 8 (b) XV352(c) (1)(9) 2,097,861 A 0.07% 0.09% (4)(9) 712,621 A 0.02% 0.03% (2)(9) 495,059 A 0.02% 0.02% (5)(9) 500,306 A 0.02% 0.02% (3)(9) 222,300 A 0.01% 0.01% 2017 106
(6)(9) 115,000 A 0.00% 0.00% (7)(9) 57,387 A 0.00% 0.00% (8)(9) 54,000 A 0.00% 0.00% (1) 14,229,8009.55% (2) 611,5000.41% (3) 112,1000.07% (4) 949,0000.63% (5) 137,6000.09% 107 2017
(6) 50,0000.03% (7) 669,2000.44% (8) 164,0000.11% (9) 90%495,143,859 A I. (I) 61 2017.5.25 2020.5.25 2,097,861 2,097,861 0 192 44 2017.5.25 2020.5.25 222,300 222,300 0 212 57 2017.5.25 2020.5.25 712,621 712,621 0 203 56 2017.5.25 2020.5.25 115,000 115,000 0 153 48 2017.5.25 2020.5.25 54,000 54,000 0 124 2017 108
67 2017.5.25 2020.5.25 0 0 0 0 57 2017.5.25 2020.5.25 0 0 0 0 52 2017.5.25 2020.5.25 0 0 0 0 58 2017.5.25 2020.5.25 0 0 0 0 52 2017.5.25 2020.5.25 0 0 0 10 57 2017.5.25 2020.5.25 0 0 0 10 62 2017.5.25 2020.5.25 0 0 0 0 48 2017.5.25 2020.5.25 0 0 0 0 59 2017.5.25 2020.5.25 500,306 500,306 0 125 46 2017.5.25 2020.5.25 0 0 0 30 39 2017.5.25 2020.5.25 50,000 50,000 0 113 46 2017.5.25 2020.5.25 0 0 0 138 109 2017
54 2017.5.25 2020.5.25 0 0 0 140 63 2014.4.29 2017.4.29 495,059 495,059 0 193 73 2014.4.29 2017.4.29 0 0 0 0 47 2014.4.29 2017.2.20 0 0 0 0 59 2014.4.29 2017.4.29 57,387 57,387 0 0 48 2015.7.10 2017.4.29 0 0 0 0 39 2015.6.18 2017.2.14 50,000 50,000 0 0 / / / 4,304,534 4,304,534 0 1,643 / 2017 110
II. 2017 2017 15,938 111 2017
I. 1 11 2017 112
2 3 135 7 4 31 6 5 6 E H 113 2017
7 2014[2014]47 H 8 2017 114
(13) (5)(3)(5) 115 2017
(7) II. (I) 7 3 4 0 0 2 7 3 4 0 0 2 7 3 4 0 0 2 7 3 4 0 0 2 4 1 2 0 0 0 7 3 4 0 0 0 7 3 4 0 0 0 4 2 2 0 0 0 7 2 4 1 0 0 4 1 2 1 0 0 4 2 2 0 0 0 4 2 2 0 0 0 4 2 2 0 0 0 3 1 2 0 0 0 3 1 2 0 0 1 3 1 2 0 0 0 3 0 0 3 0 0 7 3 4 0 2017 116
(1) (2) (3) 3.13 117 2017
2017 12 31 2017 118
2017 12 31 B, C B, C B, C B, C A, C A, C B, C B, C B, C B, C A, B A, B A, B A B C 119 2017
(4) 2017 120
1 1 0 0 1 1 0 0 1 1 0 0 121 2017
1 1 1 0 0 1 1 0 0 1 1 0 0 2017 12 3115 2017 122
12 1 50 3 5059 7 6069 3 70 0 3 5 3 5 3 5 5 1 1 1 0 0 1 1 0 0 1 1 0 0 123 2017
D.3.1 III. 2016 2017 5 25 http://www.sse.com.cn 2017 5 26 2017 2017 7 14 2017 7 15 http://www.sse.com.cn 2016 42 690,751,172 23.3690%20162016 2016 2016 20172016 2016 2017 2017 2017 7 142017 2017 36695,018,549 23.54% 2017 124
76 (i) 10%10% (ii) 30 4 795% 20% 5% 10 2 125 2017
1515 8 +86(21) 64288727 master@dzug.cn www.dzug.cn 2017 12 31 [ ] [ ] 2017 126
2017 12 31 1.21.61.2 2017 12 31 127 2017
2017 12 31 3.29 15 IV. V. 2017 128
VI. VII. 2017 2018 3 30www.sse.com.cn VIII. 2018 3 30www.sse.com.cn 129 2017
[ ][ ] 2017 12 31 2017 12 31 2017 130
50% 5(a)4(b) 2017 12 3150% 50%50% 50% 50% 50% 50% 50% 50% 50% 50%50% 131 2017
5(a)4(c) 2017 12 31 13.93% 16.13% 19.75% 2017 132
5(b) 29 334(j)(ii) 2017 12 31 1,510,048,000 160,830,00014,953,000 23,323,000 133 2017
2017 134
135 2017
P01220 2018 3 29 2017 136
2017 12 31 2017 2016 7 4,741,950 4,568,396 (3,954,023) (3,828,280) 787,927 740,116 8 37,776 57,110 (186,555) (167,749) (535,329) (376,951) 11 368,033 111,126 9 (4,529) 12 (262,553) (180,226) 26 418,045 501,613 14 627,344 680,510 17 (71,841) (46,700) 555,503 633,810 (108,315) (273,009) (2,091) (62,941) (186,700) (1,163) (1,543) (728) 3,766 558 (294,883) (337,283) 260,620 296,527 474,133 547,642 81,370 86,168 555,503 633,810 181,562 195,672 79,058 100,855 137 2017 260,620 296,527 19 0.16 0.22
2017 12 31 2017 2016 20 4,921,963 4,590,460 21 62,751 64,948 22 71,084 69,421 23 1,312 1,312 24 584,887 361,496 26 5,501,551 4,684,486 27 893,244 791,989 28 149,445 463,337 29 729,022 615,247 30 581,670 618,369 1,865 31 32,406 20,495 13,531,200 12,281,560 32 26,735 27,909 26 318,996 28 306,649 335,940 29 620,231 375,685 33 137,507 224,885 34 93,826 77,227 30 36,698 34,847 35 21,178 74,103 27 175,000 160,000 36 219,473 159,000 36 4,912,508 3,258,733 6,868,801 4,728,329 37 3,008,013 1,944,671 38 2,609,653 302,417 39 1,263,609 1,289,529 40 836,597 997,366 41 212,693 210,633 42 641,345 517,811 43 1,977 2,130 39,279 27,685 8,613,166 5,292,242 (1,744,365) (563,913) 11,786,835 11,717,647 2017 138
2017 12 31 2017 2016 37 827,882 378,155 38 1,092,799 1,595,052 40 343,148 275,573 41 1,117,635 1,116,838 43 34,738 39,087 44 32,560 19,295 31 34,792 99,225 3,483,554 3,523,225 8,303,281 8,194,422 45 2,952,435 2,902,705 4,232,142 4,160,340 7,184,577 7,063,045 1,118,704 1,131,377 8,303,281 8,194,422 139 2017
2017 12 31 45 46(a) 46(b) 46(c) 46(d) 46(e) 46(f) 2016 1 1 2,467,305 169,240 669,878 5,942 293,393 1,451,247 661,059 5,718,064 1,061,122 6,779,186 547,642 547,642 86,168 633,810 (273,009) (273,009) (273,009) (77,349) (77,349) 14,408 (62,941) (1,163) (1,163) (1,163) (728) (728) (728) 43 279 279 279 558 (728) (78,512) (272,730) 547,642 195,672 100,855 296,527 H45(ii) 435,400 882,191 1,317,591 1,317,591 9,544 9,544 201518 (148,038) (148,038) (148,038) (29,118) (29,118) 63,495 (63,495) 25 (19,504) (19,504) (11,026) (30,530) (740) (740) (740) 2016 12 31 2017 1 1 2,902,705 1,031,187 733,373 5,214 214,881 1,178,517 997,168 7,063,045 1,131,377 8,194,422 2017 140
2017 12 31 45 46(a) 46(b) 46(c) 46(d) 46(e) 46(f) 2016 12 31 2017 1 1 2,902,705 1,031,187 733,373 5,214 214,881 1,178,517 997,168 7,063,045 1,131,377 8,194,422 474,133 474,133 81,370 555,503 (108,315) (108,315) (108,315) 2,104 2,104 (4,195) (2,091) (186,700) (186,700) (186,700) (1,543) (1,543) (1,543) 43 1,883 1,883 1,883 3,766 (1,543) (184,596) (106,432) 474,133 181,562 79,058 260,620 H45(ii) 49,730 102,793 152,523 152,523 50,000 50,000 201618 (177,146) (177,146) (177,146) (53,751) (53,751) 148 (148) 66,895 (66,895) 25 4,035 4,035 (87,980) (83,945) (39,442) (39,442) (39,442) 2017 12 31 2,952,435 1,138,015 800,268 3,671 30,285 1,032,791 1,227,112 7,184,577 1,118,704 8,303,281 141 2017
2017 12 31 2017 2016 627,344 680,510 262,553 180,226 (418,045) (501,613) 2,083 2,084 25,405 22,834 339,981 328,898 2,197 2,199 1,112 603 15,408 526 14,953 2,118 (484) 2,368 563 11,826 13,358 4,529 42,002 124,835 (251,253) (13,643) (15,138) (2,450) (17,984) 1,621 (125,660) (213,610) (7,879) 110,172 (11,910) (31,660) (32,793) (36,001) (40,716) (21,316) (14,620) (4,119) 542,465 518,386 611 (5,227) 342,071 71,885 (20,582) 117,908 (25,920) 180,750 (408,104) (392,319) 2,857 45,989 123,534 81,198 556,932 618,570 21,316 14,620 4,119 (71,207) (42,601) 507,041 594,708 2017 142
2017 12 31 2017 2016 76,514 719,784 (899,300) (933,846) 526,026 695,843 (95,300) (197,300) 167,270 172,700 (60,473) (155,603) 450,000 175,000 972 11,269 6,976 34,848 33,090 196,276 (846,391) (514,098) (318,996) 60,335 (90,433) (31,353) 2,945 42,178 (629,603) (704,802) (1,485,645) (619,827) 3,446,401 3,623,441 (1,933,332) (3,226,900) 1,500,000 300,000 1,100,000 (800,000) 152,523 1,391,871 (283,354) (96,678) (177,146) (148,038) (53,751) (29,118) 50,000 9,544 (87,980) (30,530) (167,562) (77,480) 2,745,799 1,716,112 1,767,195 1,690,993 (113,420) 18,085 3,258,733 1,549,655 4,912,508 3,258,733 143 2017
2017 12 31 1. 1992 1 1 1993 3 4 5181515 2016 12 5 2. (a) 2017 1 1 20142016 7 12 12 7 53 2017 144
2017 12 31 2. (a) 2017 1 1 12 20142016 12 12 12 5 12 5 145 2017
2017 12 31 2. (b) 20142016 20142016 1 1 28 1 2 1 9 1 15 1 15 15 1 40 1 1 22 2 23 9 2 16 2 17 3 10 3 28 1 2018 1 1 2 2019 1 1 3 2021 1 1 4 2016 1 1 2017 146
2017 12 31 2. (b) 201420161 1 2014201628 28 2 9 9 147 2017
2017 12 31 2. (b) 9 39 939 9 39 99 39 (i)(ii) 9 [rider A to be insert] 2017 148
2017 12 31 2. (b) 15 15 18 11 15 1 2 3 4 5 15 15 1518 149 2017
2017 12 31 2. (b) 15 15 15 40 22 23 12 2017 150
2017 12 31 2. (b) 9 16 16 12 16 2017 12 31 11,961,0002016 9,573,00016 151 2017
2017 12 31 2. (b) 1028 3. (a) (b) 2017 12 31 1,744,365,000 37 (c) 2017 152
2017 12 31 4. (a) (i) (ii) 153 2017
2017 12 31 4. (a) (b) (1) (2)(3) (c) 2017 154
2017 12 31 4. (c) (d) 155 2017
2017 12 31 4. (e) 8 40 5 9 3 10 4 25 1 20 2017 156
2017 12 31 4. (f) (g) (h) 157 2017
2017 12 31 4. (h) (i) 20 30 5 10 (j) (i) 2017 158
2017 12 31 4. (j) (i) (i) (ii) (iii) 159 2017
2017 12 31 4. (j) (i) (ii) 2017 160
2017 12 31 4. (j) (ii) 161 2017
2017 12 31 4. (j) (iii) (iv) (v) (vi) (i) 37(ii) 18 2017 162
2017 12 31 4. (j) (vii) 39 (k) 163 2017
2017 12 31 4. (l) (m) BOT TOTBOT TOT BOT 12 (i) (ii) 2017 164
2017 12 31 4. (m) (a) (b) (a) (b) 4(j) 4(i) 165 2017
2017 12 31 4. (m) 4(k) 4(n) (a) (b) 4(v) (n) (i) (ii) 2017 166
2017 12 31 4. (n) (iii) 4(k) (iv) 16 18 (v) (vi) 4(k) (vii) (viii) (ix) (x) (xi) (xii) 167 2017
2017 12 31 4. (o) (p) 2017 168
2017 12 31 4. (q) (r) 169 2017
2017 12 31 4. (s) (i) (ii) (iii) 2017 170
2017 12 31 4. (s) (iv) (t) 171 2017
2017 12 31 4. (u) (i) (a) (b) (c) (ii) (a) (b) (c) (d) (e) (f) (i) (g) (i)(a) (h) (i) (ii) (iii) 2017 172
2017 12 31 4. (v) 5. (a) 50% 50% 173 2017
2017 12 31 5. (a) 50% (a)(b) (c)(d) (e) 2017 174
2017 12 31 5. (a) 50% 50% 50% (i)(ii) 175 2017
2017 12 31 5. (a) 50% 50% 50%26(a) 20%2.16% 10% 10% 10% 2017 176
2017 12 31 5. (a) 26(a) 13.93% (1) 13(2) 2 26(a)26(a) 16.13% 19.75% (1)(2) (1) (2) 29% 30% 40% 42.5% (1) (2) 177 2017
2017 12 31 5. (b) 4(e) 4(f) 4(g) 4(i) 2017 12 31 1,312,0002016 1,312,000 2017 178
2017 12 31 5. (b) 4(k) 179 2017
2017 12 31 5. (b) 43 12 4(m) 12 BOT TOT (i)bot TOT (ii) BOT 2017 180
2017 12 31 5. (b) 12 5.4% 181 2017
2017 12 31 5. (b) 2017 182
2017 12 31 6. 183 2017
2017 12 31 6. (a) 2017 12 31 4,387,723 206,909 49,291 98,027 4,741,950 4,387,723 206,909 49,291 98,027 4,741,950 137,168 72,773 17,258 495,356 228,414 32,687 983,656 (197,061) 12,654 (171,905) 627,344 (71,841) 555,503 5,887,681 1,256,164 678,780 3,836,093 2,632,114 1,852,979 16,143,811 3,801,091 * 455,099 20,400,001 3,965,325 447,831 194,734 226,748 1,338,897 6,173,535 1,959,300 3,702,452 261,433 12,096,720 2017 184
2017 12 31 6. (a) 2017 12 31 17,657 1,776 170,198 228,414 418,045 5,486 547 631 1,523 475 8,662 14,307 24,008 16,133 10,595 25,605 90,648 368,033 368,033 2,785 24,219 82 27,086 334,584 2,966 1 671 338,222 1,023 91 (2) 1,112 30,361 30,361 (903) (96) 2 83 6 (908) 563 563 (11,826) (11,826) 404,233 2,465,204 2,632,114 5,501,551 434,462 315,322 8 55 749,847 * 62.241.01.3 2.319.1319.0 # 224.011.4 23.01.2 185 2017
2017 12 31 6. (a) 2016 12 31 4,243,555 178,133 55,497 91,211 4,568,396 4,243,555 178,133 55,497 91,211 4,568,396 142,854 60,598 28,600 429,416 140,548 60,769 862,785 (64,545) 8,573 (126,303) 680,510 (46,700) 633,810 5,588,581 1,220,905 745,190 2,996,725 2,469,758 1,533,123 14,554,282 2,329,727 * 125,880 17,009,889 4,028,188 236,871 251,284 397,246 754,321 5,667,910 799,300 1,897,469 450,788 8,815,467 2017 186
2017 12 31 6. (a) 2016 12 31 11,726 11 349,328 140,548 501,613 7,243 524 769 689 941 10,166 12,667 4,103 9,678 6,422 21,053 53,923 111,126 111,126 1,927 22,639 82 24,648 324,436 3,005 89 666 328,196 463 143 (3) 603 526 526 (73) 421 2 29 379 13,350 13,350 4,529 4,529 22,090 22,090 372,572 30,059 1,812,097 2,469,758 4,684,486 655,897 163,662 15,987 835,546 * 30.165.01.3 0.229.3 # 370.324.11.8 54.6 (b) (c) 187 2017
2017 12 31 7. 2017 2016 3,679,765 3,545,669 409,358 350,787 41 222,149 218,112 76,451 128,987 175,249 145,340 31,660 32,793 13,290 14,781 36,001 40,716 20,698 22,869 77,329 68,342 4,741,950 4,568,396 8. 2017 2016 21,316 14,620 4,119 12,600 13,060 20 (11,826) (13,358) 6,665 10,567 22,090 9,021 6,012 37,776 57,110 2016 20162016 2017 188
2017 12 31 9. 2016 7 14 51% 2016 7 14 4,748 22,408 33 1,372 15,303 550 1,304 (7,384) (2,307) (157) (2,345) 33,525 (2,588) 30,937 4,837 9,673 16,427 30,937 4,837 (1,304) 3,533 189 2017
2017 12 31 9. 2016 7 14 7,670 21,893 1,306 4,421 722 636 (2,750) (369) (1,329) (3,034) 29,166 (1,941) 27,225 4,079 8,157 14,989 27,225 4,079 (636) 3,443 2017 190
2017 12 31 10. 2016 6 29100% 1,515 397 369 14,215 140,292 372 (60,358) 96,802 (98,114) 23) 1,312 98,114 (140,292) (42,178) 369,000 1,312,000 2016 1 1 4,569.9678.4 2016 1 1 191 2017
2017 12 31 11. 2017 2016 (42,002) (124,835) 251,253 13,643 15,138 2,450 224,389 (108,742) 17,984 (1,621) 125,660 213,610 7,879 368,033 111,126 12. 2017 2016 264,644 180,486 (2,091) (260) 262,553 180,226 5.00% 20165.00% 2017 192
2017 12 31 13. 2017 2016 402,622 385,011 93,343 103,358 85,063 61,424 581,028 549,793 14. 2017 2016 2,955,714 2,802,652 2,083 2,084 25,405 22,834 2,700 2,700 339,981 328,898 2,197 2,199 1,112 603 15,408 526 14,953 563 2,118 (484) 10,486 10,322 193 2017
2017 12 31 15. 2017 12 31 1,920 1,920 2,122 2,122 2,030 2,030 1,534 1,534 (e) 1,930 1,930 (g) 1,250 1,250 (f) 1,240 1,240 (h) (d) (h) (h) 100 100 (a) 100 100 (h) (h) (e) (c) (e) 100 100 300 300 (g) (h) 1,127 1,127 2,520 11,233 13,753 2017 194
2017 12 31 15. 2016 12 31 4,170 334 4,504 (e) 2,767 221 2,988 3,273 262 3,535 2,900 232 3,132 (g) 2,262 181 2,443 1,889 151 2,040 (d) (e) (b) 100 (c) 100 100 100 (a) 100 100 1,186 95 1,281 300 18,447 1,476 20,223 (a) (b) (c) (d) (e) (f) (g) (h) 2016 4 2016 12 2017 2 20 2017 5 25 2016 12 2017 4 2017 5 2017 5 2017 5 195 2017
2017 12 31 16. 201615 2017 12 31 2016 2016 17. 2017 2016 79,866 47,620 2,289 144 646 31) (10,960) (1,064) 71,841 46,700 25% 201625% 16.5% 201616.5% 2017 196
2017 12 31 17. 2017 2016 627,344 680,510 25% 201625% 156,836 170,128 (22,226) (35,260) 3,982 7,699 (104,511) (125,403) (3,278) (9,912) 47,954 49,903 (212) (2,929) (3,871) (6,019) (5,293) (1,651) 2,289 144 71,841 46,700 2014 2016 [2015]78 70% 2017202020202023 2016201920192022 2016201820192021 197 2017
2017 12 31 18. 2017 2016 0.6 2016 0.06 177,146 177,146 2018 3 292017 12 310.6 177,146,0002018 3 29 2,952,434,675 10% 19. 2017 2016 474,133 547,642 2017 198
2017 12 31 19. 2017 2016 2,951,208,456 2,499,424,347 2016 12 5435,400,000 HH 3.6043,540,000 A43,540,000 H H 478,940,000A43,540,0002016 12 31478,940,000 H2,423,764,675 AHA 2017 1 949,730,000 H 4,973,000 A H 54,703,000 HA4,973,0002017 12 31 H 533,643,000A 2,418,791,675 199 2017
2017 12 31 20. 2016 1 1 197,897 14,634 59,314 6,006,330 50,829 647,804 6,976,808 # 3,095 3,434 2,543 2,289 1,053 806,044 818,458 10 30 6 1,416 63 1,515 318 6,496 674,430 2,447 (683,691) 24 (47,388) (14,366) (174,004) (235,758) 9 (203) (12,263) (12,466) (2,118) (7,345) (101,270) (3,825) (47,627) (162,185) 2016 12 312017 1 1 153,922 15,980 60,811 6,568,829 50,567 536,263 7,386,372 # 282 69 1,343 1,775 866 669,262 673,597 707 123 10,599 11,429 3,815 5,143 416,264 7,559 (432,781) (1,800) (4,029) (3,945) (24,339) (9,976) (44,089) 2017 12 31 156,219 12,727 63,475 6,962,529 49,016 783,343 8,027,309 2016 1 1 72,554 9,729 25,730 2,444,641 33,785 2,586,439 5,291 1,694 5,671 312,135 4,107 328,898 24 (11,795) (10,227) (22,022) 9 (48) (48) (211) (6,385) (87,123) (3,636) (97,355) 2016 12 312017 1 1 66,050 11,212 24,968 2,659,426 34,256 2,795,912 4,955 2,036 5,634 321,885 5,471 339,981 (1,050) (4,029) (3,138) (12,774) (9,556) (30,547) 2017 12 31 69,955 9,219 27,464 2,968,537 30,171 3,105,346 2017 12 31 86,264 3,508 36,011 3,993,992 18,845 783,343 4,921,963 2016 12 31 87,872 4,768 35,843 3,909,403 16,311 536,263 4,590,460 # 2017 12 312,091,0002016 260,000 12 2017 12 3112,588,0002016 12,899,000 2017 200
2017 12 31 21. 2016 1 12016 12 312017 1 12017 12 31 99,400 2016 1 1 32,253 2,199 2016 12 312017 1 1 34,452 2,197 2017 12 31 36,649 2017 12 31 62,751 2016 12 31 64,948 2017 12 31 341,660 2016 12 31 301,110 502049 3 201 2017
2017 12 31 21. 2017 12 313,096,0002016 3,246,000 22. 2016 1 1 97,407 (11,063) 2016 12 312017 1 1 86,344 3,746 2017 12 31 90,090 2016 1 1 16,572 2,084 (1,733) 2016 12 312017 1 1 16,923 2,083 2017 12 31 19,006 2017 12 31 71,084 2016 12 31 69,421 2017 202
2017 12 31 23. 2016 1 1 10 1,312 2016 12 312017 1 12017 12 31 1,312 3% 20163% 18% 2016 18% 203 2017
2017 12 31 24. 2016 1 1 247,398 10,516 5,646 263,560 31,279 74 31,353 20 213,736 213,736 9 (59,107) (59,107) 2016 12 312017 1 1 433,306 10,590 5,646 449,542 60,951 60,951 181,452 6,393 187,845 2017 12 31 675,709 16,983 5,646 698,338 2016 1 1 69,456 4,916 5,646 80,018 22,067 767 22,834 9 (14,806) (14,806) 2016 12 312017 1 1 76,717 5,683 5,646 88,046 23,702 1,703 25,405 2017 12 31 100,419 7,386 5,646 113,451 2017 12 31 575,290 9,597 584,887 2016 12 31 356,589 4,907 361,496 2017 204
2017 12 31 24. 2016 2016 12 31213,736,000 12 2017 12 3137) 12 TOTBOT BOT20 30 BOTBOT TOT30 TOTTOT BOT TOT 205 2017
2017 12 31 25. 2017 2016 3,412,199 2,973,115 2017 12 31 (1)(6) 2001 1 3 900,000,000 50 (1) 2001 4 18 8,500,000 100 (1) 2003 8 14 107,100,000 100 (1) 2003 12 11 280,000,000 50 (1) 2004 4 28 1,000,000 80 (1) 1990 5 25 20,000,000 100 2017 206
2017 12 31 25. (1) 2006 2 8 20,500,000 70 (1) 2007 2 5 50,000,000 100 (1) 1995 4 4 50,000,000 80 (1)(5) 2004 12 2 4,800,000 100 (1)(5) 2007 12 19 5,800,000 100 (1) 2003 9 15 120,000,000 100 (1) 2004 2 11 190,050,000 90 (1) 2006 3 17 200,000,000 10 90 (1) 2007 4 24 5,800,000 100 207 2017
2017 12 31 25. (1) 2007 12 27 5,800,000 100 (1) 2010 4 12 38,000,000 100 (1) 2003 9 24 285,000,000 87.16 12.84 (1) 1998 6 4 30,000,000 100 (1) 1992 12 18 75,600,000 87.67 2008 11 10 10,500,000 95.24 4.76 (1) 2010 4 22 500,000,000 99 1 (1) 2008 6 25 100,000,000 100 Fretum Construction & Engineering Enterprise Limited FCEEL 2012 9 17 3,000,000 100 2017 208
2017 12 31 25. Galaxy Building & Development Corporation Limited GBDCL 2012 9 17 3,000,000 100 Ace Best Investing Management Corporation Limited ABIMCL 2012 9 17 5,000,000 100 (1) 2014 1 8 5,500,000 100 (1) 2014 8 8 500,000,000 100 (1)(5) 2014 9 19 500,000,000 55 25 (1) 2013 11 14 200,000,000 50 (1). 2003 7 14 252,000,000 88.97 11.03 Interstellar Capital Investment Co., Limited 2014 12 19 10,000,000 100 (7) 2016 4 8 50,000,000 100 209 2017
2017 12 31 25. (1) 2016 7 12 10,000,000 100 (1) 2016 8 4 2,000,000 70 Platinum Capital Investment Limited (3) 2017 7 31 1 100 Dazhong (Vietnam) Corporation Limited (4) 2017 12 22 100 1. 2. 2016 12 3193.37%100% 3. 2017 12 311 4. 2017 12 315,000,000 2017 12 31 5. 2017 12 31 15%80% 6. 2017 12 31 2,000,000100,000,0002017 12 31 7. 2017 12 31 40%50,000,000 2017 12 3150%50% 80% 100% 2017 210
2017 12 31 25. 2017 2016 3,634,647 3,587,344 93,894 78,946 95,871 108,318 44,063 36,307 354,148 387,367 (421,496) (305,748) 88,364 (11,374) 21,016 70,245 2017 2016 819,005 560,142 3,651,847 3,482,990 (2,545,530) (2,340,759) (630,150) (603,073) 1,295,171 1,099,300 647,208 555,458 211 2017
2017 12 31 25. 2017 2016 753,076 656,211 64,170 43,874 48,639 43,874 23,557 22,652 (17,500) 14,500 125,069 149,083 (122,722) (169,706) (40,549) (32,399) (38,202) (53,022) 2017 2016 358,822 335,343 1,120,819 1,137,795 (431,122) (447,072) (645,983) (637,169) 402,536 388,897 200,251 194,194 2017 212
2017 12 31 25. 2017 2016 77,329 68,342 36,950 43,377 30,247 43,377 8,978 15,182 (17,500) 53,769 54,090 (492,891) (179,376) 391,083 15,823 (48,039) (109,463) 2017 2016 1,000,443 684,265 901,434 619,305 (609,313) (295,215) (754,937) (450,975) 537,627 557,380 107,525 195,083 213 2017
2017 12 31 26. 2017 2016 5,259,680 4,461,515 241,871 222,971 5,501,551 4,684,486 318,996,000 (a) 2017 12 31 (1)(3) 1988 12 24 2,364,122,864 19.95% 6.76% (1)(2) 1999 8 26 4,202,249,520 13.93 (1) SEISYS 2007 12 12 100,000,000 28.00 (1)(2) 2004 4 22 255,600,000 16.13 (1) 2008 6 4 40,000,000 20.00 2017 214
2017 12 31 26. (a) 2017 12 31 (1) 2012 11 3 150,000,000 20.00 (2) 2013 7 4 50,000,000 19.75 (1)(4)(5) 2007 3 10 830,000,000 42.17 (1)(6) 2014 3 11 20,000,000 40.00 1. 2. 20% 5(a) 3. 0.95% 20161.80% 215 2017
2017 12 31 26. (a) 2017 12 31 4. 60.24% 5. 2017 3 2152017 7 14 50,00030,000 42.17% 6. 40% (b) (i) 2017 2016 2,558,616 3,226,318 927,289 620,237 (496,169) 313,448 431,120 933,685 45,133 37,621 6,281,938 6,012,168 9,557,367 9,925,854 (5,177,538) (5,084,022) 9,021,153 (1,070,685) 9,759,614 9,783,315 26.71% 25.76% 2,531,078 2,387,668 118,884 99,938 (17,848) (17,848) 2,632,114 2,469,758 3,040,372 3,778,752 2017 216
2017 12 31 26. (c) 2017 2016 26,661 179,203 (112,813) 26,661 66,390 2017 2016 1,159,771 512,470 27. 2017 2016 11,743 18,104 121,698 460,213 817,402 368,903 950,843 847,220 (57,599) (55,231) 893,244 791,989 * 175,000 160,000 * (i) (ii) 217 2017
2017 12 31 27. (i) (ii) 20% 5(a) 2017 218
2017 12 31 28. 2017 2016 327,623 351,652 4,150 327,623 355,802 (20,974) (19,862) 306,649 335,940 149,445 463,337 456,094 799,277 60 2017 12 3124.51% 2016 26.46%14.28% 201611.53% 2017 2016 1 297,561 327,088 1 2 6,915 6,929 2 3 3,415 2,962 3 4 2,146 2,336 4 5 1,837 1,764 5 15,749 14,723 327,623 355,802 (20,974) (19,862) 306,649 335,940 219 2017
2017 12 31 28. 2017 2016 290,459 301,986 1 4,126 22,189 1 2 6,570 6,582 2 3 3,073 2,666 3 4 1,502 1,635 4 5 919 882 306,649 335,940 5 15 2017 2016 12 31 2017 12 31 166,926,00037 2017 220
2017 12 31 28. 2017 2016 19,862 19,259 1,112 603 20,974 19,862 29. 2017 12 31 34,900 1,195,625 212,708 66,815 1,510,048 (1,993) (129,385) (9,908) (4,556) (145,842) (332) (14,621) (14,953) 12 31 32,907 1,065,908 202,800 47,638 1,349,253 221 2017
2017 12 31 29. 2017 12 31 1 718,586 (85,553) (12,801) 619,827 1 2 443,808 (42,871) (2,152) 398,785 2 3 279,052 (14,962) 264,090 3 4 65,789 (2,437) 63,352 4 5 2,813 (18) 2,795 1,510,048 (145,842) (14,953) 1,349,253 (791,463) 60,289 2,152 (729,022) 718,585 (85,553) (12,801) 620,231 2016 12 31 67,383 540,468 407,005 107,026 1,121,882 (6,380) (79,560) (34,223) (10,787) (130,950) 12 31 61,003 460,908 372,782 96,239 990,932 2017 222
2017 12 31 29. 2016 12 31 1 446,665 (70,980) 375,685 1 2 399,750 (37,452) 362,298 2 3 167,359 (14,581) 152,778 3 4 60,757 (6,251) 54,506 4 5 47,351 (1,686) 45,665 1,121,882 (130,950) 990,932 (675,217) 59,970 (615,247) 446,665 (70,980) 375,685 2,291,662,0872016 1,561,460,000 223 2017
2017 12 31 30. 2017 2016 1 36,698 34,847 581,670 618,369 618,368 653,216 BOT (a) 25 (b) 618,368,0002016 653,216,00037 BOT 5.4%20165.4% BOT 2017 224
2017 12 31 31. 2016 1 1 399 4,171 (99,134) (6,078) (100,642) 237 (47) (3) (1,251) (1,064) 21,794 1,182 22,976 2016 12 31 2017 1 1 636 4,124 (77,343) (6,147) (78,730) 9,149 3,316 3,152 (26,577) (10,960) 62,233 25,071 87,304 2017 12 31 9,785 7,440 (11,958) (7,653) (2,386) 2017 2016 32,406 20,495 (34,792) (99,225) (2,386) (78,730) 225 2017
2017 12 31 31. 2017 2016 202,583 242,310 474,385 308,122 676,968 550,432 2017 2016 2017 7,107 2018 78,911 79,740 2019 12,762 13,340 2020 8,279 8,323 2021 179,532 199,612 2022 142,351 474,385 308,122 32. 2017 2016 10,046 14,681 2,404 579 14,285 12,649 26,735 27,909 2017 226
2017 12 31 33. 2017 2016 160,830 232,800 (23,323) (7,915) 137,507 224,885 302,000,0002016 338,537,000 2017 2016 100,584 122,364 1 11,250 57,635 1 25,673 44,886 137,507 224,885 2017 2016 1 80,000 149,100 1 2 36,600 33,000 2 3 44,230 50,700 160,830 232,800 227 2017
2017 12 31 33. 2017 2016 7,915 7,389 15,408 526 23,323 7,915 34. 2017 2016 20,368 9,635 72,860 73,018 23 26 9,021 876 102,272 83,555 (8,446) (6,328) 93,826 77,227 2017 2016 6,328 23,153 2,118 (484) (16,341) 8,446 6,328 2017 228
2017 12 31 35. 2017 2016 19,440 72,541 1,738 1,562 21,178 74,103 36. 2017 2016 5,131,981 3,417,733 (219,473) (159,000) 4,912,508 3,258,733 2017 12 31 209,010,00030,500,000 3710,463,000 2016 12 31158,000,00049,750,000 371,000,000 229 2017
2017 12 31 37. 2017 2016 798,962 537,296 2,209,051 1,407,375 3,008,013 1,944,671 113,450 14,550 714,432 363,605 827,882 378,155 3,835,895 2,322,826 2.44% 5.23% 0.93% 5.00% 12 31 2017 2016 1 3,008,013 1,944,671 12 827,882 145,043 25 233,112 3,835,895 2,322,826 2017 230
2017 12 31 37. 2017 2016 (i) 618,368 653,216 (ii) 178,243 (ii) (iii) 549,707 (iv) 209,010 158,000 (v) 18,104 (v) 74,066 (v) (vi) 590,073 (i) 128,000,0002016 185,000,000 30 (ii) 353,985,000201628 (iii) 117,684,0002016 24 (iv) 30,500,000 199,293,00036 (v) 2016 12 3121,730,000262735 (vi) 2016 12 3149,750,000722636 2017 12 31 2,500,000,000 2016 2,500,000,0002017 12 31 1,242,257,0002016 1,002,699,000 231 2017
2017 12 31 37. 300,000,0002016 300,000,000 3.92% 20163.92% 8,189,758,0002016 6,846,782,000 3,835,895,00020162,322,826,000 2017 12 31 4,353,863,0002016 4,523,956,000 38. [2011]2079 2012 1 6 162018 1 5 2.95% 2017 2016 1,595,052 1,590,465 93,174 94,425 (88,551) (89,838) 1,599,675 1,595,052 1 (1,599,675) 1,595,052 2017 232
2017 12 31 38. [2016] MTN3782017 8 112017 8 18 65 3 4.88% 4.85% 2017 2016 1,100,000 13,796 (20,997) 1,092,799 2016 9[2016] SCP2512016 9 23 3270 2.90% 20162017 6 2017 2[2016] SCP251 201752017 2 234.43%181 52017 8 164.63%152017 11 245.39%27020175 2017 8 233 2017
2017 12 31 38. 2017 2016 302,417 1,500,000 300,000 (800,000) 24,920 2,417 (17,359) 1,009,978 302,417 39. 2017 2016 745,996 738,468 517,613 551,061 1,263,609 1,289,529 2017 234
2017 12 31 39. 2017 2016 1 1,210,918 1,275,151 1 2 42,026 7,432 2 3 3,900 244 3 6,765 6,702 1,263,609 1,289,529 40. 2017 2016 566,969 758,815 20,091 20,091 142,731 133,017 73,716 81,697 26,797 2,563 911 911 5,382 272 836,597 997,366 37,310 37,310 158,039 130,685 147,799 107,578 343,148 275,573 1,179,745 1,272,939 235 2017
2017 12 31 41. 2017 2016 1,327,471 1,281,482 225,006 264,101 (222,149) (218,112) 1,330,328 1,327,471 212,693 210,633 1,117,635 1,116,838 1,330,328 1,327,471 2017 12 31139,434,0002016 139,434,000 2001 50% 8,944,0002016 8,944,000 42. 2017 2016 287,854 289,334 (929,199) (807,145) (641,345) (517,811) (641,345) (517,811) 2017 236
2017 12 31 43. 2017 12 31 2017 2016 4.00% 3.50% 8.00% 8.00% 0.00% 0.00% 237 2017
2017 12 31 43. 2017 2016 (752) 533 577 1,405 1,226 1,186 1,803 (3,766) (558) (3,766) (558) (2,580) 1,245 2017 2016 36,715 41,217 36,715 41,217 1 (1,977) (2,130) 1 34,738 39,087 2017 238
2017 12 31 43. 2017 2016 41,217 42,017 533 577 1,405 1,226 (3,766) (558) (3,214) (2,045) 36,175 41,217 1%2017 12 31 4,190,0002016 4,826,0005,209,0002016 6,035,000 1%2017 12 31 94,000 2016 108,000131,0002016 151,000 1%2017 12 31 809,0002016 966,000 239 2017
2017 12 31 43. 2017 12 31 30201630 2017 2016 4.1 5.1 22.0 22.3 44.2 42.7 44. 2017 2016 19,295 19,486 6,122 7,143 6,093 (5,379) (905) 32,560 19,295 2017 240
2017 12 31 45. A H 2016 1 1 2,467,304,675 2,467,304,675 2,467,305 2,467,305 1Hi 435,400,000 435,400,000 435,400 435,400 AHi (43,540,000) 43,540,000 2016 12 312017 1 1 2,423,764,675 478,940,000 2,902,704,675 2,902,705 2,902,705 1Hii 49,730,000 49,730,000 49,730 49,730 AHii (4,973,000) 4,973,000 2017 12 31 2,418,791,675 533,643,000 2,952,434,675 2,952,435 2,952,435 (i) 2016 12 5H3.60435,400,000H 43,540,000 A43,540,000 H478,940,000 H 43,540,000 A2016 12 31478,940,000 H2,423,764,675 AH A (ii) 2017 1 949,730,000 H4,973,000 A H 54,703,000 H 4,973,000 A2017 12 31533,643,000 H2,423,764,675 A H A 241 2017
2017 12 31 46. (a) (b) (d) (e) (f) 2016 1 1 65,517 427,962 242,822 1,519,529 384,585 2,640,415 342,759 342,759 (286,409) (286,409) (82,440) (82,440) (82,440) (286,409) 347,776 (26,090) H45(i) 882,191 882,191 2015 (148,038) (148,038) 34,276 (34,276) (2,863) (2,863) 2016 12 31 2017 1 1 944,845 462,238 160,382 1,233,120 545,030 3,345,615 379,353 379,353 (75,886) (75,886) (160,382) (160,382) (160,382) (75,886) 379,353 143,085 H45(ii) 102,793 102,793 201618 (177,146) (177,146) 37,935 (37,935) (30,775) (30,775) 2017 12 31 1,047,638 500,173 1,126,459 709,302 3,383,572 2017 242
2017 12 31 46. (a) (b) (c) (d) (e) (f) 47. 12 31 2017 2016 54,525 20,506 41,008 42,360 2,264 213 25 3,412,199 2,973,115 4,355,781 3,631,283 69,227 326,694 7,935,004 6,994,171 332,118 15,877 12,549 25 981,810 593,673 2,337 36 3,612,713 2,112,019 4,928,978 2,734,154 243 2017
2017 12 31 47. 12 31 2017 2016 1,959,300 799,300 2,609,653 302,417 165,616 294,458 25 699,409 434,151 5,433,978 1,830,326 (505,000) 903,828 7,430,004 7,897,999 1,092,799 1,595,052 1,198 54,627 1,093,997 1,649,679 6,336,007 6,248,320 45 2,952,435 2,902,705 46 3,383,572 3,345,615 6,336,007 6,248,320 2017 244
2017 12 31 48. (a) 115 2017 2016 1 4,853 694 25 2,909 2,980 5 4,199 5,899 11,961 9,573 2017 2016 1 4,808 5,662 25 10,548 16,563 5 20,129 18,302 35,485 40,527 245 2017
2017 12 31 48. (b) 2017 2016 (i) 51,678 51,678 (ii), (iii), (iv) 82,671 10,000 (i) 2010 4 29 250,000,00020172016 12 31 9198,322,00051,678,000 (ii) 2016 7 1210,000,000 2017 12 31 (iii) 2017 12 22Dazhong (Vietnam) Corporation Limited 5,000,000 32,671,0002017 12 31 (iv) 2017 12 31 50%200,000,000 100,000,0002017 12 31 100,000,0002018 2017 246
2017 12 31 49. 2017 2016 25 4,035 25 3,053 2,378,367 2,366,954 4,960 4,724 4,119 4,671 4,437 40,949 10 98,114 11,799 11,398 2017 2016 18,049 18,254 1,460 18,049 19,714 247 2017
2017 12 31 49. 4 20162 2017 2016 1,000,000 1 1,000,0011,500,000 1 1 1,500,0012,000,000 2 26 37 39 40 2017 2016 (i) 140 145 (ii) 876 876 (iii) 8,145 (ii) 320 345 (iv) 143 (v) 6,372 (vi) 12,074 (vii) 322,218 (iii) 5,491 (i) (ii) (iii) (iv) (v) (vi) (vii) 2016 2017 248
2017 12 31 49. 2017 12 312016 14,861,000 50. 2017 2016 21,178 74,103 456,094 799,277 1,349,253 990,932 618,368 653,216 318,996 137,507 224,885 73,458 67,592 219,473 159,000 4,912,508 3,258,733 133,441 478,317 759,803 313,672 175,000 160,000 3,835,895 2,322,826 1,263,609 1,289,529 884,005 1,032,072 3,702,452 1,897,469 249 2017
2017 12 31 50. (a) (b) (c) 1 2017 2016 133,441 478,317 21,178 74,103 2017 250
2017 12 31 51. 2017 2016 25 11,514 6,506 25 (11,514) (6,506) 251 2017
2017 12 31 51. 2017 2016 5% (4,830) 8,093 5% 4,830 (8,093) 5% 80,480 (76,894) 5% (80,480) 76,894 27 2017 252
2017 12 31 51. 2017 12 31 1 2 5 2017 12 31 3,102,892 940,705 4,043,597 1,601,317 1,601,317 56,294 1,191,055 1,247,349 1,033,296 1,033,296 1,263,609 1,263,609 688,484 195,349 883,833 688,484 7,057,408 2,327,109 10,073,001 2016 12 31 1,976,745 417,355 2,394,100 89,394 1,596,524 1,685,918 306,525 306,525 1,289,529 1,289,529 864,077 167,995 1,032,072 864,077 3,662,193 2,181,874 6,708,144 52. 253 2017
2017 12 31 53. 40 37 38 2017 1 1 2,563 2,322,826 1,897,469 3,446,401 (1,933,332) (110,620) (126,907) 1,100,000 1,500,000 (800,000) (110,620) 1,513,069 1,673,093 132,104 131,890 132,104 131,890 2017 12 31 24,047 3,835,895 3,702,452 2017 254
2017 12 31 54. [rider to be insert] 55. 2017 12 31 2018 3 29 255 2017