China International Capital Corporation Limited 3908 www.hkexnews.hk www.cicc.com

2 CEO 3 9 15 16 26 29 98 103 108 115 135 160 180 313 1

2017 2

CEO 2017 A 2017GDP6.9% 2018 40 3

CEO 2017 2017 2,378.12016133.3% 367.1 201699.0% 152.6 70.7% 27.7 52.0% 8.8% 2017 4 1 2017 12 31 4

CEO 2017 2017 (KraneShares) 2017 23.221% 2017 (TMT) 2017 5

CEO 1,400 2017 2017 FoF 6

CEO 2017 2017 2017 2017 4 7

CEO 2017 7ETF 2017 9 2.075 H 4.95% 28.64 2018 2018 3 20 8

100% 1986 3 2014 2 2017 3 2015 2007 10 2005 12 2010 8 1998 3 9

1997 4 2012 4 China International Capital Corporation (Singapore) Pte. Limited 2008 7 China International Capital Corporation (UK) Limited2009 8 CICC US Securities Inc.2005 8 2005 9 CMC C.M. Capital Corporation 1969 2015 6 1 1.00 2016 11 4 100% GIC GIC Private Limited1981 5 10

H 1.00 1993 (IASC) (IAS) 1986 6 2012 10 KKR Institutions Investments KKR Institutions Investments L.P.2010 2 8 KraneShares Krane Funds Advisors, LLC 11

2018 3 20 H 2015 11 9 1988 (National Association of Securities Dealers Automated Quotations) QDII QFII H2015 10 27 2017 1 1 2017 12 31 12

RQFII 571 1.00 Tencent Mobility Limited Tencent Mobility Limited Tencent Mobility Limited 2017 9 20 207,537,059 H 700 TMT 13

TPG TPG Asia V Delaware, L.P.2009 % * 14

VI. 15

2017 12 31 I. China International Capital Corporation Limited 1 1 3,985,130,809 2 1 2 27 28 1 2 27 28 http://www.cicc.com Investorrelations@cicc.com.cn 1 29 1 2 27 28 +86-10-65051166 +86-10-65051156 1 2017 2 272017 3 1 2 2018 3 23 Tencent Mobility Limited 207,537,059 H 4,192,667,868 V. 16

2017 12 31 II. 1995 7 31 1 GIC 2015 6 1 1,667,473,000 1,667,473,0001.00 2015 11555,824,000 H 83,372,000 H 1,667,473,000 2,306,669,000 2016 11 4 100% 2017 3 211,678,461,809 2017 4 1258.58% 2,306,669,000 3,985,130,809 17

2017 12 31 2017 12 31 28200 2015 2017 2007 QDII 2008 2010 2011RQFII 2012 2013 QFII 2016 2017 18

19 2017 12 31 1. 2.

2017 12 31 III. 2017 1995 2017 2017 3A IPO 17.5 IPO 10 72.5 IPO 3.94 IPO 2017 20

2017 12 31 2017 2017 2016 2017 IPO 10.2 A IPO 41 6 15 40 3 21

2017 12 31 22 2017 A&B H P

2017 12 31 2017 2017 161 IPO 11IPO 430 2017PE 23

2017 12 31 2017 2017 2017 2017 IPO 2017 1 2016 1 24

2017 12 31 2017 2017 2016 2017 25

I. 2017 2016 2015 2014 2013 (1) 15,260.2 8,941.3 70.7% 9,506.7 6,155.8 4,064.8 11,729.7 6,667.2 75.9% 6,989.8 4,717.7 3,612.2 3,601.0 2,329.7 54.6% 2,620.6 1,505.9 501.5 2,766.3 1,820.3 52.0% 1,952.6 1,118.5 370.1 (30,484.5) (10,098.0) 201.9% (5,226.6) 1,042.1 (2,539.5) 0.76 0.76 1.12 0.67 0.22 8.8% 10.7% 1.9 20.4% 15.1% 5.5% 2017 2016 2015 2014 2013 12 31 12 31 12 31 12 31 12 31 237,811.9 101,948.5 133.3% 94,108.8 52,700.1 32,834.5 200,919.5 83,451.7 140.8% 77,666.8 44,707.9 25,967.7 36,706.7 18,446.9 99.0% 16,442.0 7,992.2 6,866.8 47,346.5 17,392.4 172.2% 25,218.1 15,054.3 5,706.2 3,985.1 2,306.7 72.8% 2,306.7 1,667.5 1,667.5 9.0 7.6 18.5% 6.7 4.8 4.1 (%) 80.6% 78.1% 2.5 76.1% 78.8% 74.7% (1) 2017 4 1 2017 12 31 26

會計數據及財務指標摘要 收入及其他收益總額 人民幣百萬元 當年淨利潤 歸屬於 本公司股東 權益持有人 及其他權益工具持有人 人民幣百萬元 2,766.3 15,260.2 1,952.6 9,506.7 1,820.3 8,941.3 1,118.5 6,155.8 4,064.8 370.1 2013 2014 2015 2016 2017 加權平均淨資產收益率 2013 2014 2015 2016 2017 資產負債率 74.7% 78.8% 76.1% 78.1% 2014 2015 80.6% 20.4% 15.1% 10.7% 8.8% 5.5% 2013 2014 2015 2016 2017 資產總額 2013 2016 2017 歸屬於本公司股東 權益持有人及其他權益 工具持有人的權益總額 人民幣百萬元 人民幣百萬元 237,811.9 36,706.7 18,446.9 16,442.0 101,948.5 94,108.8 52,700.1 6,866.8 32,834.5 2013 2014 2015 2016 2017 2013 7,992.2 2014 2015 2016 2017 27

II. 2017 2016 2017 12 31 2016 12 31 III. 2017 12 3119,347.4 2016 12 3114,164.2 36.6% 2017 2017 12 31 2016 12 31 12,898.2 9,442.8 6,449.1 4,721.4 19,347.4 14,164.2 33,662.3 16,850.3 14,106.2 9,775.0 124,005.3 63,965.7 137.2% 144.9% 10.4% 14.8% 354.8% 227.3% 129.4% 130.3% 57.5% 84.1% 23.6% 34.8% 41.1% 41.4% 51.2% 46.9% 269.9% 242.9% 28

I. 2017 2017 2017 438 1.6 2016 2.2 4,495 2016 2.6 2017 2017 2018 MSCI A 2017 IPO 29

2015 2017 4.5ppt 54.2% QFII/RQFII MSCI A 2017 A 300 A 30

2018 II. 31

15 2017 12 31 40% IPOQFII/QDII 32

III. 2017 AIPO IPOA 419 A IPO 218,60933.8% 343 676,19338.9% IPO159 16,538 34.4% 323 24,924 50.1% IPO IPO21 3,887 67% 2017 2017A IPO 12 10,257A 14 94,243 A 2017 2017 IPO 91,182 IPO15 967 33

2017 TMT TMT IPO 2.5 8 7 2017 2016 A 10,257 12 12,853 11 94,243 14 39,461 18 2017 2016 967 15 752 7 607 5 2017 2016 413 3 2018 2018 34

20179.0 17.5% 2017 247,802 81.7% 2017 211,995139.1% 2017 144 9.1% 236,923105 206,324 39 4,831 2017 15 30.437.9 CMBSCMBS 5 2018 2018 35

Dealogic 20175,964 614,975 8.0% 4,931 440,569 5.3% 1,033 174,406 30.2% 2017 6716 995 20178 15.9%2017 747 A 293 344 2017 6 36

45 2010 A 161 HVO 31 12 18 25 2014 2016 224 2017 146 2018 2018 37

2017 A 2017 3,307.17 6.6% 11,040.45 8.5% 3004,030.85 21.8% 2017A2016 5,011 11.7% 2017 3.4 11.7% 2017 2017 29,919.15 36.0% H 24.6% 23.4% 2017 88231.9% 2017 2017 35 A 4.8 38

2017 SPSA 10% 2017 1,400 3002016100% 2017A A 23% 2017 12 31 QFII/RQFII 19340% IPO 39

12 6 2018 2018 2017 100 2017 40

2017 2017 2017 IT 2018 2017 41

2017 IT 2017 2017 12 31 38,644 201628.9% 736,886 201619.1% 19 5,157 340,076 2,451,757 1,182,295277,86453,095 2018 2018 42

2018 IT 2017 2017 12 31 16.5 ABS 4.6% 2.1 3.8% 2.4 5.6% 11.93.4% 43

2017 2017 2017 12 31 331,780 2016 93% 57,466 26,099 210,909 94,772 686 313 2016 34% 2017 12 31 2016 12 31 26,099 13,124 210,909 143,744 94,772 14,691 331,780 171,559 44

2018 2018 2017 2017 12 31 4,841 11.626.6% 2017 2017 12 3112,441 38.9% 7,830 119.7% 4,612 2018 2018 45

2017 2017 2017 IT IPO IPO 2017 2018 2017 3 6 11 24 2017 12 31 2,516 121.7% 46

2018 2018 2018 2017 12 31100 401,000 2017 10,000TOP30 PRIME 2017 2006 2017 2012 2017 47

IV. 2017 3 21 2016 7 1 2017 3 31 2017 4 1 2017 12 31 2017 12 31 73,207.5 30.8% 58,108.9 28.9% 15,098.6 40.9% 2017 4,111.5 26.9% 3,465.7 29.5% 480.1 17.1% 2017 12 31 7,944.5 45.6% 2017 2016 2016 48

2017 15,260.2 6,318.9 70.7% 4,111.5 26.9% 2,207.4 24.7% 2,766.3 946.1 52.0%477.2 17.3% 468.9 25.8% 0.76 2016 8.8% 1.9 2017 12 31237,811.9 135,863.5 133.3% 73,207.5 30.8% 62,655.9 61.5%200,919.5 117,467.8 140.8% 58,108.9 28.9% 59,358.9 71.1% 36,706.7 18,259.7 99.0%47,346.5 190,465.4 153,573.0 80.6% 2016 12 31 78.1% 2.5 5.2 2016 12 31 4.6 13.2% 2017 12 31 100,459.6 42.2% 62,357.1 26.2% 36,321.1 15.3% 20,025.7 8.4%18,648.5 7.8% 49

2017 12 31 47,346.5 23.6% 30,653.6 15.3% 26,006.2 12.9% 15,642.6 7.8% 44,835.9 22.3% 36,434.7 18.1% 2017 7,795.4 6,314.7 426.4% 2017 12 31 7,944.5 45.6% 149.02017 201730,484.5 2016 10,098.0 20,386.5 201.9% 8,784.1 28.8% 11,602.4 114.9% 20177,726.3 2016 75.4 7,650.9 10,142.7% 7,631.8 201730,553.7 2016 11,503.4 19,050.3 165.6% 9,131.8 29.9% 9,918.5 86.2% 50

1. 2017 2,811.252.8% 2017 2016 8,282.2 6,070.7 2,211.5 36.4% 2,979.7 983.6 1,996.1 202.9% 4,008.5 1,704.1 2,304.4 135.2% 15,270.3 8,758.4 6,511.9 74.4% (10.1) 182.9 (193.0) 15,260.2 8,941.3 6,318.9 70.7% 11,729.7 6,667.2 5,062.5 75.9% 70.5 55.6 15.0 27.0% 3,601.0 2,329.7 1,271.4 54.6% 789.9 489.6 300.3 61.3% 2,811.2 1,840.1 971.1 52.8% 2,766.3 1,820.3 946.1 52.0% 51

201715,270.374.4% 54.2% 15.1 19.5% 8.3 26.3% 6.8 2017 2016 54.2% 69.3% 15.1 19.5% 11.2% 8.3 26.3% 19.5% 6.8 100.0% 100.0% 2017 52

2017 7,459.8 1,720.5 30.0%1,577.8 21.2% 142.8 2.5%2017 2017 2016 3,468.7 1,707.5 1,761.2 103.1% 2,235.0 2,639.3 (404.3) (15.3%) 1,671.5 816.4 855.1 104.7% 637.2 719.1 (81.9) (11.4%) 233.1 188.4 44.7 23.7% 36.6 36.6 8,282.2 6,070.7 2,211.5 36.4% 822.4 331.4 491.0 148.1% 7,459.8 5,739.3 1,720.5 30.0% 2017 2016 2017 2016 3,468.7 1,761.2 103.1% 1,678.9 48.4% 82.3 4.8% 2017 88231.9% 2016 53

2,235.0 404.3 15.3% 157.1 7.0% 561.5 21.3% 2017 2016 1,671.5 855.1 104.7% 108.6 6.5% 746.5 91.4% 2017 637.2 81.9 11.4% 27.5 4.3% 109.3 15.2% 2016 233.1 44.7 23.7% 4.5 1.9% 40.2 21.4%2017 2016 54

2017 287.9 17.5 5.7% 979.4 961.9 314.9%2017 2017 2016 1,279.7 533.8 745.9 139.7% 1,213.8 300.7 913.0 303.6% 459.2 140.9 318.4 226.0% 27.0 8.2 18.7 227.4% 2,979.7 983.6 1,996.1 202.9% 1,647.6 518.5 1,129.1 217.7% 920.3 362.9 557.4 153.6% 312.3 189.9 122.4 64.5% 198.6 120.6 78.0 64.7% 57.6 (57.6) (100.0%) 188.8 39.6 149.2 376.9% 3,267.6 1,289.0 1,978.6 153.5% (287.9) (305.4) 17.5 (5.7%) 1,279.7 745.9 139.7% 677.2 52.9% 68.7 12.9% 1,213.8 913.0 303.6% 1,015.5 83.7% 102.4 34.1% 55

459.2 318.4 226.0% 225.2 49.0% 93.2 66.2% 3,267.6 1,978.6 153.5% 938.5 28.7% 1,040.0 80.7% 2017 2017 4,008.5 2,304.4 135.2% 114.6 2.9% 2016 2,189.7 128.5%2017 2017 2016 307.8 41.3 266.6 646.1% 497.0 174.2 322.8 185.2% 3,374.3 760.2 2,614.0 343.9% 855.8 651.7 204.0 31.3% 952.0 214.2 737.8 344.4% (2,001.8) (179.3) (1,822.5) 1,016.3% 23.4 41.8 (18.3) (43.9%) (0.0) (0.0) 4,008.5 1,704.1 2,304.4 135.2% 56

307.8 266.6 646.1% 60.1 19.5% 206.5 500.4% 2016 497.0 322.8 185.2% 76.6 15.4% 246.2 141.3% 5,182.0 3,555.8 218.7% 22.5 5,204.5 3,578.4 220.0% 2,677.32017 2016 194.92017 2016 706.2 2017 2017 1. 57

2,001.82016 179.3 23.4 2017 7,639.8 2,593.0 51.4% 2,050.2 26.8% 542.8 10.8%2017 2017 2016 5,522.4 3,690.0 1,832.5 49.7% 230.4 72.5 157.9 217.8% 61.8 106.2 (44.4) (41.8%) 1,883.7 1,136.5 747.2 65.7% (58.6) 41.5 (100.1) 7,639.8 5,046.8 2,593.0 51.4% 5,522.4 1,832.5 49.7% 1,319.4 23.9% 513.0 13.9%2016 58

230.4 157.9 217.8% 108.7 47.2% 49.2 67.9% 61.8 44.4 41.8% 21.2 34.3% 65.6 61.8% 2016 5 1,883.7 747.2 65.7% 597.8 31.7% 149.4 13.1% 201758.62016 41.5 3.1 61.7 59

2. 2017 2016 2,442.5 2,772.7 (330.2) (11.9%) 5.6 5.2 0.4 8.2% 137.2 129.1 8.0 6.2% 16.8 76.2 (59.4) (78.0%) 2,602.0 2,983.2 (381.2) (12.8%) (1,644.5) (1,598.3) (46.2) 2.9% 957.5 1,384.9 (427.4) (30.9%) (1) 36.8% 46.4% 9.6 2017 2016 1,447.8 1,395.9 52.0 3.7% 197.3 286.9 (89.6) (31.2%) 1,428.4 534.1 894.3 167.4% (133.9) 13.2 (147.1) 2,939.7 2,230.1 709.5 31.8% (1,379.0) (986.3) (392.7) 39.8% 1,560.7 1,243.8 316.9 25.5% 2.7 (1) 53.1% 55.8% 60

2017 2016 243.9 363.9 (120.1) (33.0%) 152.9 105.2 47.8 45.4% 1,445.7 543.1 902.5 166.2% 42.7 26.9 15.7 58.3% 1,885.1 1,039.1 846.0 81.4% (1,720.4) (1,030.2) (690.2) 67.0% 164.7 8.9 155.8 1,743.4% (1) 8.7% 0.9% 7.9 2017 2016 679.1 735.0 (55.9) (7.6%) 520.0 446.1 73.9 16.6% 463.7 183.7 280.0 152.5% 29.2 28.6 0.6 2.1% 1,692.0 1,393.4 298.6 21.4% (1,164.2) (1,005.0) (159.2) 15.8% (0.1) (0.1) 527.8 388.3 139.4 35.9% 3.3 (1) 31.2% 27.9% 61

2017 2016 1,409.6 803.1 606.4 75.5% 21.5 14.1 7.4 52.4% 346.8 255.8 91.0 35.6% 11.9 0.5 11.4 2,417.0% 1,789.8 1,073.5 716.3 66.7% (854.1) (720.6) (133.5) 18.5% 38.1 35.3 2.8 7.9% 973.8 388.2 585.6 150.8% (1) 54.4% 36.2% 18.2 2017 2016 (3) 2,054.8 1,917.9 114.6 24.2 4,111.5 (3,465.7) (0.8) 644.9 (1) 15.7% 62

2017 2016 (2) 4.5 0.0 4.5 17,460.1% 164.3 126.0 38.3 30.4% 72.1 58.3 13.8 23.7% (0.9) 37.6 (38.5) 240.0 221.9 18.1 8.2% (1,501.7) (1,326.8) (175.0) 13.2% 33.3 20.3 13.1 64.5% (1,228.4) (1,084.6) (143.8) 13.3% (1) (2) (3) 2017 4 1 2017 12 31 63

1. 2017 12 31 237,811.9 135,863.5 133.3% 2017 12 31 190,465.4 105,909.3 125.3% 48,553.725.5% 57,355.6 67.8% 2017 12 31 2016 12 31 702.1 209.1 493.1 235.8% 1,128.3 550.5 577.8 105.0% 18,897.4 1,043.1 17,854.3 1,711.7% 10,872.2 7,062.0 3,810.1 54.0% 36,321.1 6,984.7 29,336.4 420.0% 97,011.7 55,154.8 41,856.9 75.9% 3,447.9 1,722.0 1,725.9 100.2% 44,226.1 16,717.4 27,508.8 164.6% 18,130.9 10,504.6 7,626.3 72.6% 7,074.1 2,000.2 5,073.9 253.7% 237,811.9 101,948.5 135,863.5 133.3% 64

2017 12 31 2016 12 31 2017 12 31 120,485.3 62,014.9 106.1% 12,737.8 10.6% 49,277.1 84.3% 2017 12 31 2016 12 31 18,897.4 1,043.1 17,854.3 1,711.7% 1,128.3 550.5 577.8 105.0% 97,011.7 55,154.8 41,856.9 75.9% 3,447.9 1,722.0 1,725.9 100.2% 120,485.3 58,470.4 62,014.9 106.1% 65

2017 12 31 18,897.4 17,854.3 1,711.7% 7.9% 1,868.7 9.9% 15,985.6 1,532.5% 15,854.9 99.2% 2017 2016 2017 12 31 2016 12 31 1,300.4 1,032.6 267.7 25.9% 17,426.1 17,426.1 (1) 170.9 10.4 160.5 1,537.8% 18,897.4 1,043.1 17,854.3 1,711.7% (1) 160.5 170.4 99.7% 66

2017 12 31 1,128.3 577.8 105.0% 0.5% 238.4 21.1% 339.4 61.7% 2017 2017 12 31 2016 12 31 704.6 419.4 285.2 68.0% 423.7 131.1 292.6 223.3% 1,128.3 550.5 577.8 105.0% 67

2017 12 31 97,011.7 41,856.9 75.9% 40.8% 2017 12 31 2016 12 31 37,792.7 20,313.0 17,479.7 86.1% 284.6 159.3 125.3 78.6% (1) 853.0 432.1 420.9 97.4% 38,930.2 20,904.3 18,025.9 86.2% 759.1 1,204.8 (445.7) (37.0%) 46,179.4 19,438.2 26,741.2 137.6% 46,938.5 20,643.0 26,295.5 127.4% 3,912.8 9,833.0 (5,920.2) (60.2%) (2) 7,230.2 3,774.5 3,455.7 91.6% 11,143.0 13,607.5 (2,464.5) (18.1%) 97,011.7 55,154.8 41,856.9 75.9% (1) 420.9 325.8 77.4% (2) 3,455.7 377.410.9% 3,078.3 81.6% 68

2017 12 31 10,630.6 11.0% 31,226.2 56.6% 4,514.8 5.2% 284.6417.6 3,812.7 37,792.7 43.8% 527.2 0.6% 36,693.6 42.5% 6,852.8 7.9% 69

2017 12 31 3,447.9 1,725.9 100.2% 1.4% 2016 1,762.7 220.5% 2017 12 31 2016 12 31 318.5 461.2 (142.6) (30.9%) 44.0 141.8 (97.7) (68.9%) 2,562.1 799.4 1,762.7 220.5% 5.2 13.8 (8.6) (62.6%) 518.1 305.9 212.2 69.4% 3,447.9 1,722.0 1,725.9 100.2% 2017 12 3136,321.1 29,336.4 420.0% 25,430.7 70.0% 3,905.7 55.9% 70

2017 12 31 702.1 493.1 235.8% 2017 12 31 2016 12 31 474.9 208.5 266.4 127.8% 227.2 0.6 226.6 39,686.5% 702.1 209.1 493.1 235.8% 2017 12 31 44,226.1 27,508.8 164.6% 24,218.0 54.8% 3,290.8 19.7% 2017 12 3118,130.9 7,626.3 72.6% 7,944.5 43.8% 318.1 3.0% 2017 12 31 2016 12 31 18,130.9 10,504.6 7,626.3 72.6% 71

2. 2017 12 31 200,919.5 117,467.8 140.8% 2017 12 31 153,573.0 87,513.6 132.5% 33,455.121.8% 54,058.6 81.8% 2017 2017 12 31 2016 12 31 47,346.5 17,392.4 29,954.2 172.2% 15,642.6 11,419.0 4,223.5 37.0% 26,006.2 6,178.1 19,828.0 320.9% 30,653.6 5,478.5 25,175.2 459.5% 44,835.9 18,948.5 25,887.5 136.6% 36,434.7 24,035.3 12,399.4 51.6% 200,919.5 83,451.7 117,467.8 140.8% 72

2017 12 31 2016 12 31 2017 12 31 47,346.5 29,954.2 172.2%24,653.9 52.1%5,300.3 30.5% 2017 12 31 2016 12 31 24,548.5 2,519.8 22,028.6 874.2% 22,798.1 14,872.5 7,925.5 53.3% 47,346.5 17,392.4 29,954.2 172.2% 73

2017 12 31 15,642.6 4,223.5 37.0% 2017 12 31 26,006.2 10,425.6 1,110.8691.2 3,497.8 10,280.8 2016320.9% 2017 12 31 30,653.6 25,175.2 459.5% 9,544.8 31.1% 15,630.4 285.3% 2017 12 31 44,835.9 1,032.3 16,074.33,256.0 24,473.3 2016 25,887.5 136.6% 1,032.3 4,993.0 4,000.0 22.4% 2017 3,600.0 12,500.0 2017 12 3136,434.7 12,399.4 51.6% 7,439.8 20.4% 4,959.6 20.6% 74

3. 2017 12 31 36,706.7 18,259.7 99.0% 16,700.7 2017 12 31 2016 12 31 3,985.1 2,306.7 1,678.5 72.8% 22,721.1 7,705.7 15,015.5 194.9% 347.1 255.7 91.4 35.7% 2,030.1 1,663.1 367.1 22.1% (135.1) 64.8 (199.9) (355.8) (49.8) (306.0) 614.3% 7,114.2 5,500.9 1,613.3 29.3% 1,000.0 1,000.0 36,706.7 18,446.9 18,259.7 99.0% 2017 12 31 112.2 20%) 2018 2 1 2017 12 31 2017 12 31 75

2017 12 31 25%16.5% [2012] 57 2017 12 31 V. 2017 IV. 76

2017 9 20 Tencent Mobility Limited Tencent Mobility Limited 207,537,059 H 13.80 H 12.01% 4.95% 1.00 H207,537,059 2,864.01 2,861.12 13.79 2018 3 23 Tencent Mobility Limited 207,537,059 H H 1,727,714,428 H 4,192,667,868 2017 9 20 2018 3 23 77

2017 12 31 15 G1 16 01 16 02 16 03 16 04 3,500 3,000 1,000 1,100 900 2015 7 24 2018 7 24 3.62% 2016 7 18 2021 7 18 2.99% 2019 7 18 2016 7 18 2023 7 18 3.29% 2021 7 18 2016 10 27 2021 10 27 2.95% 2019 10 27 2016 10 27 2023 10 27 3.13% 2021 10 27 16 05 2016 12 26 2019 12 26 4.50% 2,000 17 01 2017 1 20 2020 1 20 4.35% 4,000 78

17 02 2017 5 8 2020 5 8 4.97% 1,000 17 03 2017 5 8 2022 5 8 5.19% 1,000 17 04 2017 7 27 2020 7 27 4.78% 2,000 17 05 2,000 2017 10 20 2020 10 20 5.13% 17 06 2017 11 21 2020 11 21 5.45% 2,500 17 F1 2017 7 18 2020 7 18 4.95% 3,000 17 F2 2017 7 18 2022 7 18 5.10% 1,000 79

15 C1 2015 5 29 2021 5 29 5.25% 2018 5 29 2,000 8.25% 16 C1 2016 7 21 2021 7 21 3.25% 2018 7 21 2,000 6.25% 16 C2 2016 12 15 2021 12 15 4.60% 3,400 16 01 2016 12 7 2019 12 7 4.00% 2,200 16 100 2016 12 16 2024 12 16 5.00% 2021 12 16 8.00% 17 C1 2017 5 22 2022 5 22 5.39% 600 17 C2 2017 7 24 2022 7 24 4.98% 1,500 17 C3 2017 11 16 2022 11 16 5.50% 1,500 17 01 2017 2 23 2020 2 23 4.85% 1,000 17 02 2017 2 23 2022 2 23 5.00% 1,800 80

15 Y1 2015 5 29 5.70% 1,000 CICC Hong Kong 500 2016 5 18 2019 5 18 Finance 2016 2.75% MTN Limited T3+192.5bps 2.811% 3 CICC Hong Kong 170 2017 11 15 2018 5 15 2.65% Finance 2016 MTN Limited 6 2017229 18,545 2017 12 31 11,400 2017 12 31 5,873 2018 1 3 3,000 81

VI. 82

83

(i) (ii) (iii) (iv) (v) (i) (ii) (iii)(iv) 84

(i) (ii) (iii) (i) (ii) (iii) (i) (ii) (iii) II. II. (i) (ii) (iii) 85

(i) (ii) (iii) (iv) (v) (vi) (i) (ii) (iii) (iv) (v) 86

(i) (ii) (iii) (i) (ii) (iii) 87

(VaR) 95% 88

(VaR) (i) (ii) (iii) 2017 2016 201712 31 201612 31 12 31 12 31 (1) 50.1 11.8 24.8 50.9 6.0 10.0 20.1 2.3 (2) 35.2 24.1 28.1 40.3 19.4 22.4 28.4 15.7 (3) 20.6 7.6 10.8 21.5 5.1 9.4 15.7 5.2 71.6 29.7 42.4 73.8 23.4 27.4 36.0 21.2 (1) (2) (3) 2017 3 21 (i) (ii) (iii 89

2017 201712 31 12 31 (1) 57.0 27.0 59.4 6.0 (2) 43.5 36.7 50.4 19.4 (3) 20.6 10.8 21.5 5.1 83.3 50.1 83.6 23.4 1-3VaR4-6VaR VaR 7-12VaR (1) (2) (3) 100.0 80.0 60.0 40.0 20.0 0.0 17-01 17-02 17-03 17-04 17-05 17-06 17-07 17-08 17-09 17-10 17-11 17-12 90

91

2017 12 31 DV01 Spread DV01 (1) AAA 11.9 0.01 0.00 AA AA+ 85.8 0.01 0.01 A A+ 2,987.3 0.78 0.78 A- 7,234.4 1.60 1.54 10,319.4 2.40 2.33 (1) AAA 34,405.9 3.71 3.47 AA AA+ 5,141.6 1.03 1.02 A A+ 89.0 0.02 0.02 A- 10.6 0.00 0.00 39,647.1 4.76 4.52 (2) 7,438.4 1.45 0.12 (3) 6,988.5 0.48 0.48 64,393.4 9.09 7.46 (DV01) (Spread DV01) (DV01) (Spread DV01) (1 (2) (SDR) (3) 92

2017 12 31 2016 12 31 60,683.8 13,134.5 273% 413% 2017 12 31 273% 10% 20%2017 12 31 247% 222% 2017 12 31 2016 12 31 29,723.5 7,615.9 252% 234% 93

2017 AAA BBB A-2 Baa1 P-2 BBB+ F2 2017 12 31 354.8% 129.4% 94

95

96

97

I. III. VI. II. 1. 2017 2017 1,730 2017 914 2017 2016 638 57 2017 1,949 2017 (1) 2017 10%91 8.3% (2) 2017 10% 2.5%91 (3) 2017 10%91 274 2017 1,675 98

2. 2017 (1) 2017 670,826,858.88 670,826,858.88 2018 3 23 4,192,667,868 10 1.6 (2) H 2017 2017 2017 H III. 2017 9 20 V. 99

IV. 2017 16,500 3,600 V. V. VI. VII. VIII. II. IX. 2017 12 31 18 18 100

X. XI. (i) (ii) 2017 (iii) H H 20% 20% H [2008]897 H 2008 10% 101

[2014]81 [2016]127 H H 20% H H 12 (iv) (v) 2017 10% 102

I. II. III. GICGIC 2015 10 13 GIC GIC 2017 12 31 GIC(i) (ii) GIC (iii) GIC GIC (i)gic (ii) GIC 103

GIC 2017 12 31 2015 2016 2017 GIC 50.2 65.9 76.5 GIC 300.0 300.0 300.0 14.07 0.1% 5% 14A.76 GIC 2017 4 12 GIC 10% 2017 1 1 2017 4 11 GIC 2017 2017 GIC 5.3 (1) 76.5 GIC 300.0 (1) GIC 14A 104

GIC(i) (ii) GIC(iii) (iv) (v) GIC (1) (2) (3) a. b. c. d. 105

Global Bridge Capital USD Fund I, L.P. CMC Global Bridge Capital I GP, LLC ( ) Global Bridge Capital Management, LLC 500,000,00060,606,060 2017 6 16 (i)cmc (ii) CMC (iii)cmc 2017 6 16 14A 2017 12 31 50 IV. 100% 2016 11 4 100% 16,700.695 19,391.9031,678,461,809 2016 12 29 H 106

2017 3 21 1,678,461,809 2017 4 12 58.65% 2016 11 4 2016 12 5 2017 3 22 2017 4 12 V. VI. 2018 4,745.14 5,729.10 1 0.70 2.34 2.52 0.68 30 2018 3 23 207,537,059 H Tencent Mobility Limited 4,192,667,868 4,192,667,868 2,464,953,440 1,727,714,428 H 107

2017 12 31 2,334,655,680 58.584% 94.714% 911,600 0.023% 0.037% 911,600 0.023% 0.037% 911,600 0.023% 0.037% GIC 218,297,835 H 5.478% 14.360% TPG 171,749,719 H 4.310% 11.298% 127,562,960 3.201% 5.175% 122,559,265 H 3.075% 8.062% KKR Institutions Investments 76,354,300 H 1.916% 5.023% H 931,216,250 H 23.367% 61.257% I. 2017 3 211,678,461,809 2017 4 12 2,306,669,0003,985,130,809 3,985,130,8092,464,953,440 H 1,520,177,369 2018 3 23 Tencent Mobility Limited 207,537,059 H 4,192,667,868 2,464,953,440 H 1,727,714,428 V. 108

II. 2017 12 31 5 H 471 2017 12 31 58.65% 2003 12 2007 9 109

III. 2017 12 31 XV 352 H 1 171,749,719 4.310% 11.298% H 753,600 0.019% 0.050% 2 122,559,265 3.075% 8.062% H 3 636,400 0.016% 0.042% H 356,000 0.009% 0.023% H 100,000 0.003% 0.007% 110

(1) TPG 171,749,719 H TPG Asia GenPar V, L.P. TPG TPG Asia GenPar V Advisors, Inc. TPG Asia GenPar V, L.P.TPG Holdings I, L.P. TPG Asia GenPar V Advisors, Inc. TPG Holdings I-A, LLC TPG Holdings I, L.P. TPG Group Holdings (SBS), L.P. TPG Holdings I-A, LLC TPG Holdings II-A, LLC TPG Group Holdings (SBS) Advisors, Inc. TPG Group Holdings (SBS), L.P. James Coulter TPG Group Holdings (SBS) Advisors, Inc. 50% TPG Capital Management, L.P. TPG TPG Capital Advisors, LLC TPG Capital Management, LLC TPG Capital Management, L.P. TPG Holdings II Sub, L.P. TPG Capital Advisors, LLC TPG Holdings II, L.P. TPG Holdings II Sub, L.P.TPG Holdings II-A, LLC TPG Holdings II, L.P. TPG H CoulterTPG (2) 122,559,265 H2017 12 31 96.12% CCM Trust (Cayman) Limited, LBJ Regents Limited Dolios Limited (3) The Liu Family Legacy Trust 636,400 H 111

2017 12 31 XV 2 3 336 2,334,655,680 58.584% 94.714% 1 2,734,800 0.069% 0.111% GIC H 218,297,835 5.478% 14.360% Tencent Holdings Limited H 207,537,059 5.208% 13.652% 2 TPG 3 H 171,749,719 4.310% 11.298% 4 127,562,960 3.201% 5.175% 5 H 122,559,265 3.075% 8.062% OppenheimerFunds, Inc. H 80,388,800 2.017% 5.288% KKR Institutions Investments 6 H 76,354,300 1.916% 5.023% 112

(1) 2,734,800 (2) 2017 12 31 Tencent Mobility Limited Tencent Holdings Limited Tencent Holdings Limited Tencent Mobility Limited H Tencent Mobility Limited 207,537,059 H 2018 3 23Tencent Mobility Limited 207,537,059 HTencent Holdings Limited Tencent Mobility LimitedH H H 12.01% 4.95% (3) TPG Asia GenPar V, L.P. TPGTPG Asia GenPar V Advisors, Inc. TPG Asia GenPar V, L.P.TPG Holdings I, L.P. TPG Asia GenPar V Advisors, Inc. TPG Holdings I-A, LLC TPG Holdings I, L.P.TPG Group Holdings (SBS), L.P. TPG Holdings I-A, LLC TPG Holdings II-A, LLC TPG Group Holdings (SBS) Advisors, Inc. TPG Group Holdings (SBS), L.P. James Coulter TPG Group Holdings (SBS) Advisors, Inc. 50% TPG Capital Management, L.P. TPG TPG Capital Advisors, LLC TPG Capital Management, LLC TPG Capital Management, L.P. TPG Holdings II Sub, L.P. TPG Capital Advisors, LLC TPG Holdings II, L.P. TPG Holdings II Sub, L.P.TPG Holdings II-A, LLC TPG Holdings II, L.P. TPG H CoulterTPG H (4) 2017 12 3147.20% (5) 2017 12 3196.12% CCM Trust (Cayman) Limited LBJ Regents Limited Dolios Limited (6) KKR Associates Asia L.P. KKR Institutions InvestmentsKKR Associates Millennium L.P. KKR Institutions InvestmentsKKR Millennium GP LLC KKR Associates Millennium L.P. KKR Asia Limited (Cayman Islands) KKR Associates Asia L.P.KKR Fund Holdings L.P. KKR Asia Limited (Cayman Islands) KKR Fund Holdings GP Limited KKR Fund Holdings L.P.KKR Group Holdings L.P. KKR Fund Holdings L.P. KKR Fund Holdings GP Limited KKR Group Limited KKR Group Holdings L.P.KKR & Co. L.P. KKR Group Limited KKR Management LLC KKR & Co. L.P. Henry R. Kravis George R. Roberts KKR Management LLC KKR Institutions Investments H Henry R. Kravis George R. RobertsKKR Institutions Investments H 113

IV. 8.08 V. 2017 12 31 114

I. 1 62 2015 5 2015 3 2015 3 53 2011 8 75 2010 11 47 2015 2 45 2013 12 66 2002 10 77 2015 5 62 2016 6 63 2015 5 52 2015 5 53 2017 6 2017 6 46 2015 5 60 2015 5 (1) 2017 3 1 115

54 2015 4 2015 4 49 2017 2 2017 2 52 2017 6 54 2015 4 55 2015 4 49 2015 4 50 2015 4 58 2018 1 50 2017 6 45 2016 8 64 2015 4 40 2015 5 46 2015 5 43 2018 3 40 2018 3 62 2017 2 13 116

II. 62 2015 5 2017 3 2015 3 1995 8 1995 8 2006 2 2006 3 2012 11 2012 11 2015 3 1995 8 1984 1 1985 12 1985 12 1988 6 1988 6 1988 10 1988 10 1994 1 1982 12 1993 1 (George Mason University) 53 2011 8 1992 1995 1995 1997 1995 2001 2001 1 2002 1 2002 1 2005 10 2005 10 2008 12 1398 601398 2006 5 2007 9 2007 12 2009 10 2009 10 2012 2 2009 12 2016 3 1336 601336 2012 2 2012 4 2012 4 2015 42015 4 2015 10 2015 101984 1992 (University of Maryland) 117

75 2010 11 Texas Pacific Group TPG TPG 1992 TPGRobert M. Bass Group, Inc. RMBG Keystone Group, L. P. 1983 RMBG Arnold & Porter 1969 1970 1968 1969 1967 1968 (Tulane University School of Law) 1996 8Ryanair Holdings Plc RYA RYARYAAY 2017 4TPG Pace Energy Holdings Corp. TPGE2017 4TPG Pace Holdings Corp. TPGHThe Wilderness Society Grand Canyon Trust2008 1 2017 10 Caesars Entertainment Corporation Harrah s Entertainment, Inc. CZR 2011 3 2017 10 Kite Pharma, Inc. KITE 1995 5 2015 6 Costar Group, Inc. Realty Information Group CSGP2009 9 2012 6 Armstrong World Industries, Inc. AWI2009 7 2014 6 General Motors Company GM2011 3 2014 6 VTB GroupVTBR VTBR LI 2015 7 2017 3 Pace Holdings Corp. Paceline Holdings Corp. PACE 1963 6 (University of Washington) 1966 6 (Harvard Law School) (Sheldon Fellow) (i) Caesars Entertainment Operating Company, Inc. CEOC 2017 1 2017 10(ii) CEOC (iii) 2016 12 TIM Hellas Telecommunications, S.A. Q Telecommunications S.A. 2018 2 118

47 2015 2 KKR KKR KKRCEO KKR KKR 25 2009 10 3360 2014 9 6006902017 11 SUNP Tau Beta Pi Edwin Howard Armstrong KKR Kohlberg Kravis Roberts & Co. L.P. 45 2013 12 1996 7 2016 4 2001 4 2007 9 (CFA)1996 6 2011 12014 8 119

66 2002 10 C.M. Capital Advisors (HK) Limited 2000C.M. Capital Corporation1989 2004 12 480 2001 11 896 2000 4 2001 9 1989 (Carnegie Mellon University) (Mathematical Sciences Research Institute) 1973 5 (Carnegie Mellon University) 1976 6 77 2015 5 1965 1970 1970 5 1994 2 1994 3 1995 5 1995 6 1995 12 1996 1 2002 8 1962 6 (Princeton University) 1970 6 (Graduate School of Arts and Sciences of Harvard University) 1993 5 (Harvard Business School of Harvard University) 120

62 2016 6 1986 1 1984 9 1985 12 2008 12 2014 11 601618 16182009 12 2014 3 603167 2009 12 002554 2011 1 1829 2011 8 600149 2014 9 3328 2016 1 002289 2017 6 000617 1984 71989 7 63 2015 5 30 1979 1986 5 1993 7 2000 10 2002 3 2010 3 2010 10 2014 2 600015 2012 9 2015 3 600361 2012 9 2015 5 47 2013 7 2015 6 1165 121

2013 9 2015 8 68632010 12 F17 2011 5 267 2012 6 552 2014 3 1816 2015 6 2015 11BHG Retail Trust Management Pte. Ltd. 1994 7 1993 9 1979 7 (The University of Sheffield) 52 2015 5 2003 3 2005 2 2005 2 2010 4 2007 1 2010 4 2010 4 2014 4 2014 9 2142 2014 6 168 2016 2 600704 2016 12 601166 2014 5 2015 4 2014 12 2014 1 2014 8 1987 7 1990 31994 8 (Purdue University) 122

53 2017 6 2015 10 1991 6 2005 5 2005 5 2005 9 2005 9 2006 9 2006 9 2012 9 2012 9 2015 8 1986 7 2009 1 46 2015 5 2002 1 2002 6 2003 7 2007 3 2007 4 2008 2 2008 3 2011 4 2009 12 2010 9 1336 601336 2012 12 2017 5 2011 5 2016 6 2016 72014 7 1995 71997 7 1998 5 (The University of Iowa) 2003 9 (London Business School of University of London) 123

60 2015 5 1994 1995 1995 1999 Beijing Integrity Investment Consulting Ltd. 1999 2004 2016 Beijing Integrity Management Consulting Ltd. 2008 8 2012 3 600428 2011 8 2013 8336 2004 9 154 2012 8NetBrain Technologies Inc.1982 1 1993 11(Oxford University) 54 2015 4 2009 5 1993 9 2008 8 2002 9 1987 7 1993 9 (Northeastern University) (Leonard N. Stern School of Business of New York University) 1997 6 124

49 2017 2 2016 5 25 2000 3 2016 5 2008 6 2016 5 2006 12 2008 6 2000 3 2008 6 1997 7 2000 2 1991 9 1997 5 20 1994 11 1995 10 1990 6 52 2017 62011 11 2012 7 1998 12 2005 12 2005 12 2008 1 2008 1 2011 11 2005 12 2010 4 06881 601881 2007 1 2010 9 2007 11 2010 1 2011 3 2012 11 2011 11 2012 12 2015 9 2014 4 2014 4 1997 7 125

54 2015 4 2013 4 1998 2 1988 7 1998 1 939 601939 1985 7 1988 7 55 2015 4 2013 5 2007 12 1995 1 1998 6 (London School of Economics and Political Science) 1998 7 2005 8 2005 9 2007 12 2013 3 1983 7 1987 7 1994 7 (Indiana University) 49 2015 4 2013 5 2014 10 2008 11 1998 6 2003 8 2003 9 2008 11 1991 7 1993 6 (University of Denver) 1998 7 (Georgetown University) 126

50 2015 4 2003 10 2012 7 2014 6 1995 1 1997 12 Advanced Technology Laboratories 1998 1 2000 5 2000 6 2002 8 China Network International 2002 9 2003 6 Global Standard Investment 2003 8 2003 9 1990 8 (University of Mississippi) 1991 8 1993 12 1998 5 (University of Michigan) 58 2018 1 1987 11 1999 2 1993 3 1995 3 1999 3 2002 9 2002 10 2010 12 2006 2010 2011 2 2013 12 2014 1 2015 8 2015 9 2016 5 1982 6 1987 10 1998 10 127

50 2017 6 2004 4 2011 3 2015 2 1991 7 1996 3 STONE Group 1996 4 2004 3 Bank One N.A. 1991 7 1997 7 45 2016 8 2006 4 CICC Investment Management (USA), Inc. 2014 1 1996 8 2001 1 2004 9 2006 4 2014 1 2016 4 2016 5 1996 7 2001 7 2004 5(University of Pennsylvania Law School) 64 2015 4 2000 8 2014 31984 12 1987 12 1990 12 1992 5 EG&G 1992 5 1995 3 MLJ 1995 3 1996 2 LCC 1996 2 2000 8 2014 5 2015 3 1984 12 1994 1 128

40 2017 2 2015 5 2004 5 1999 7 2002 6 2002 7 2004 4 1998 7 46 2015 5 2011 9 1998 4 2014 6 1995 5 1997 8 1993 6 1996 6 43 2018 3 2000 1 2008 1 2005 1,500 (2006-2010) 1997 2000 40 2018 3 2002 2010 2000 2002 129

62 2017 2 2007 12 2016 8 1999 10 2000 2004 1980 2 1999 9 2001 1 2003 9 2002 3 2004 2 2008 2 2012 22009 10 2013 12 2012 122008 8 1986 5 (University of Connecticut School of Law) 1991 5(Cornell University Law School) 1993 5 (Sydney University Law School) 1981 1 1980 1 III. (i) 2017 2 27 2017 2 28 2017 3 1 2017 3 2 130

(ii) 2017 6 7 2017 6 2 2017 2017 6 7 2017 6 7 2017 6 7 (iii) 2017 2 7 2017 2 15 2017 2 15 2017 2 15 2017 3 21 2017 6 8 2017 6 8 2017 6 8 2018 1 31 2018 3 2 2018 3 7 131

2018 3 14 IV. 2017 739 13 2017 8,092 14 132

V. 2017 12 31 6,914 6,425489 92.9% 7.1%45.8% 37.3% 26.1%23.8% (%) (%) 956 14% 820 32% 204 3% 120 5% 347 5% 125 5% 3,482 50% 475 18% 560 8% 178 7% 168 2% 143 6% 1,197 17% 719 28% 6,914 100% 2,580 100% 112 2% 57 2% 2,468 36% 1,511 59% 3,165 46% 963 37% 1,169 17% 49 2% 6,914 100% 2,580 100% 133

134

I. A.2.1 A.2.1 V. II. II. (i) 135

(ii) 1. 2017 6 12 2016 2016 2016 2016 2016 (iii) 1 0 0 1 1 100% 1 1 100% 1 1 100% 1 1 100% 1 1 100% 1 1 100% 1 1 100% 1 1 100% 1 1 100% 1 1 100% 1 2017 2 27 136

III. (i) (ii) III. 3.13 II. 137

(iii) 1. 2017 1 25 2016 2017-2019 2016 2017 2016 2. 2017 2 7 3. 2017 2 15 4. 2017 2 28 5. 2017 3 22 20162016 2016 2016 2016 2016 2016 2016 138

6. 2017 6 8 7. 2017 8 25 20172017 2017 2017 8. 2017 9 20 H 9. 2017 9 29 10. 2017 11 3 2017 139

(iv) 1 3 2 1 10 10 0 10 10 0 10 9 1 10 8 2 10 9 1 10 10 0 10 10 0 10 10 0 10 10 0 10 9 1 1 2017 2 27 140

(v) 2017 IV. 1 1 2017 2 27 2017 3 1 141

(i) 1. (i) (ii)(iii) 2. 2017 2017 6 122017 3. 1 0 0 2 1 1 1 1 1 1 1 1 1 1 1 1 1 2017 2 27 2 2017 3 1 142

(ii) 1. (i) (ii)(iii) 2. 2017 2017 1 242017 2016 2017 2 142017 (i) 2016 (ii) 2016 (iii) 2016 (iv)2016 2017 3 212017 (i) 2017 (ii) 2017 6 122017 2017 8 242017 (i) (ii) (iii) 2017 11 22017 (i) (ii) 143

3. 6 6 6 6 6 6 6 4 (iii) 1. (i) (ii) (iii) (iv) 2. 2017 2017 2 7 2017 2017 2 14 2017 144

2017 6 2 2017 2017 8 25 2017 3. 1 2 2 4 4 4 4 4 4 4 4 1 2017 2 27 (iv) 1. (i) (ii) (iii) (iv) 145

2. 2017 2017 3 192017 (i) 2016 (ii) 2016 2016 (iii) (iv) 2016 (v) 2016 (vi) 2016(vii) 2017 1-3 2017 6 122017 (i) 2017 (ii) 2017 4-6 (iii) 2017 8 232017 (i) 20172017(ii) 2017 7-8 2017 11 32017 (i) 2017 (ii) 2018 (iii) 2017 9-10(iv) 2017 2017 11 102017 2017 146

3. 5 5 5 5 5 5 (v) 1. (i) (ii) (iii) (iv) (v) 2. 2017 2017 3 19 2017 (i) 2016(ii) 2016 (iii) 2017 6 12 2017 2017 147

2017 8 23 2017 (i) 2017 (ii) (iii) 2017 (iv) (v) 2017 11 3 2017(i) 2017 (ii) 2017 (iii) 3. 4 3 4 4 4 4 4 4 4 4 148

V. 2017 2 27 2017 3 1 A.2.1 (i) (ii)30 (iii) (iv) A.2.1 III. VI. (i) 149

(ii) II. (iii) 2017 3 22 2016 2016 20162016 2016 2016 2017 6 7 2017 8 25 2017 2017 20172017 2017 11 3 150

(iv) 1 1 1 2 3 3 4 3 4 4 1 2017 6 7 2 2017 6 2 2017 2017 6 7 VII. (i) (ii) 151

(iii) (iv) 2017 2017 2017 550 2017 347 95 (v) 2017 (vi) 2017 12 31 15 152

(vii) (www.cicc.com) I. 2017 153

(viii) 2017 30 60 2017 6 12 2016 2016 2017 (corporate day) (ix) A.5.6 154

2017 8 25 (x) 2016 12 29 2017 4 12 2017 6 122016 2018 3 23Tencent Mobility Limited2017 6 12 2016 2018 3 23 (xi) 1 155

2 156

3 III. 2017 157

4 5 158

2017 2017 12 31 1211 1231 2017 12 31 2017 159

2017 3 21 160

2016 2017 1 2016 2017 1 1 161

162

163

2017 10 17 136 6,746 49% 164

25% 20% 15% 10% 5% 0% 30 30-50 50 2 2017 9 3 2 1 0 2 CompData BenchmarkPro 2016 30,000 2016 18.1% 2018 1 16 http://www.compensationforce.com/2017/04/2016-turnover-rates-by-industry.html 165

6 1) 2) 3) 4) 166

5) 6) 1,800 5 2016 123 167

2014 LED2016 113,478 168

169 (GHG) 34,350.53 29,804,353.73 2017 2016 30% 2017 22,800

1 125 2017 5 200 2 2822017 6 10 10 170

20179,971,260.38 1,371,260.38 1,420,000 171

200,000 2,000,000 250,000 2017 5 85 14,185 25 1,500,000 200,000 100,000 1,500,000 500,000 隰 750,000 135,000 45,000 172

1 2005 20054,000,000 300 2 2012 70 71.42% 700 2012 44% 41% 85% 100 3 2017 5 22 7 7 2017 6 2017 12 173

環境 社會及管治報告 案例研究4 湖南古丈縣慧育中國項目 在支持古丈縣學前教育的過程中 我們發現縣內3歲以下兒童仍然營養不良 幼兒教育項目匱乏 因此 中金公司及中金公益基金會率先推出 慧育中國 項目 通過定期家訪提供養育指導 幼兒亦獲發成長及發 展所需的營養食品 我們藉此項目推廣嬰幼兒全面發展 打破跨代貧窮的困局 我們認為 此項目是開展 專注古丈縣兒童早期發展項目的重要步驟 案例研究5 西藏自治區母子保健協會鄉村醫生培訓計劃 為在拉薩推廣產前和產後護理 提高住院分娩率及降低母嬰死亡率 中金公司及中金公益基金會於2013年 開始為此培訓計劃提供資金 迄今讓超過1,000名鄉村醫生 實習生受惠 培訓計劃為西藏農牧地區的鄉 村醫生提供婦幼保健培訓 從而提高村民對婦幼保健的意識 174

環境 社會及管治報告 我們的附屬公司中投證券與中金公司秉承同一理念 慷慨回饋社會 2017年 中投證券共捐出人民幣6,788,600 元 以支持多個項目 慈善捐助 建設甘肅會寧縣思源實驗學校的第三批及第四批捐款 中投證券承諾投入人民幣8,000,000元建設該 所學校 建設工程已告竣工 我們已於本年度支付最後一筆分期付款共2,400,000元 一對一 愛心助學活動 本年度是中投證券連續第四年開展 一對一 愛心助學活動 幫助甘肅會寧縣的貧困學 生緩解財政困難 我們的僱員合共捐出人民幣175,000元以扶助175名學生 產業扶貧 肉牛養殖精準扶貧 我們捐出人民幣1,500,000元 聯同申萬宏源證券於會寧縣開展肉牛養殖扶貧項 目 向建檔立卡貧困戶提供養殖資助 消費扶貧 購買優質特產 為協助推廣會寧縣的優質產品 我們花費了人民幣1,363,600元購買3,409盒當地特 產 作為春節禮物贈予我們的僱員 定向捐款 建設會寧縣紅軍長征會師舊址 我們向一個公益扶貧專項資金捐出人民幣500,000元 以資助會寧縣 紅軍長征會師舊址的基礎设施建設項目 捐助山西隰縣龐村的光伏發電站建設 為響應證券業協會的號召 我們與中金公司分別捐出人民幣750,000元 以資助建設光伏發電站 援助深圳市南山區的公益機構 我們參與了廣東省扶貧關愛日活動 並向公益機構捐出人民幣100,000元 以開 展扶貧工作 175

A1.2 3 39.81 0.013 1,044.60 0.29 8,537.38 2.73 14,021.74 3.87 10,707.00 3.43 19,274.26 6.17 15,066.34 4.16 A2.1 1,000 1,000 133.86 42.86 3,512.82 969.59 10,091.02 3,231.19 16,066.65 4,434.63 B1.1 30 30 50 50 304 97 187 20 141 163 0 0 0 0 0 0 2,749 1,276 1,443 30 1,410 1,339 0 0 0 0 0 0 17 4 13 0 10 7 0 0 0 0 0 0 22 4 18 0 13 9 0 0 0 0 0 0 31 12 17 2 15 16 0 0 0 0 0 0 3,123 1,393 1,678 52 1,589 1,534 3 2017 3,123 3,623 176

30 30 50 50 66 18 41 7 23 43 0 0 0 0 0 0 3,557 1,041 2,357 159 1,712 1,845 0 0 0 0 0 0 3,623 1,059 2,398 166 1,735 1,888 B1.2 30 30 50 50 14% 13% 30% 18% 11% 11% 10% 13% 11% 10% 0% 8% 0% 0% 14% 25% 22% 0% 15% 33% 8% 6% 0% 7% 6% 11% 11% 19% 12% 10% 11% 30 30 50 50 83% 34% 0% 35% 61% 17% 11% 2% 14% 10% 18% 11% 2% 15% 11% 13% B3.1 69% 98% 78% 96% 74% 100% 71% 98% 73% 97% 72% 98% B3.2 18.4 77.9 15.7 56.7 15.5 32.7 16.9 74.0 17.4 77.2 17.2 75.6 177

A. A1 A1 A1.1 A1.2 A1.3 A1.4 A1.5 A1.6 A2 A2 A2.1 A2.2 A2.3 A2.4 A2.5 A3 A3 A3.1 178

B. B1 B1 B1.1 B1.2 B2 B2 B2.3 B3 B3 B3.1 B3.2 B4 B4 B5 B5 B6 B6 B6.5 B7 B7 B7.1 B7.2 B8 B8 B8.1 B8.2 179

180

6 220 54.24% 181

6 220 182

52 209 119,357 15,643 183

52 209 184

49 226 185

49 226 16,869 18,778 186

22 204 218226 2017 3 100.00% 16,701 2017 12 311,583 4.29% 187

22 204 218226 188

189

190

191

2017 12 31 2017 2016 6 8,282,173,466 6,070,674,572 7 2,979,663,857 983,585,880 8 4,008,480,883 1,704,130,808 15,270,318,206 8,758,391,260 9 (10,075,646) 182,945,467 15,260,242,560 8,941,336,727 10 822,372,888 331,414,050 11 3,267,583,160 1,289,023,139 12 5,522,433,419 3,689,981,794 15 230,367,714 72,499,434 61,843,589 106,235,575 16 1,883,727,379 1,136,545,316 17 (58,606,487) 41,533,685 11,729,721,662 6,667,232,993 3,530,520,898 2,274,103,734 70,522,462 55,550,187 3,601,043,360 2,329,653,921 18 789,880,653 489,582,960 2,811,162,707 1,840,070,961 2,766,349,249 1,820,257,754 44,813,458 19,813,207 20 0.76 0.76 200 312 192

2017 12 31 2017 2016 2,811,162,707 1,840,070,961 51,648,278 31,022,503 53,374,400 3,532,598 (307,842,578) (41,262,199) 3,935,459 (983,865) (306,026,863) 248,393,383 (505,895,169) 241,686,285 2,305,267,538 2,081,757,246 2,260,425,866 2,061,944,039 44,841,672 19,813,207 200 312 193

2017 12 31 12 31 2017 2016 21 474,933,404 208,497,860 22 1,582,678,646 23 227,205,975 571,063 24 1,128,283,260 550,502,725 25 1,177,822,837 730,290,776 26 1,015,578,267 27 2,785,186,146 1,023,609,582 28 1,151,148,106 830,089,639 29 1,362,139,896 70,100,033 10,904,976,537 3,413,661,678 30 9,401,697,222 6,581,290,461 31 21,882,853,461 3,045,177,445 25 17,719,553,617 312,784,706 32 97,011,710,932 55,154,841,690 33 3,447,916,489 1,722,006,524 26 13,422,695,660 3,939,568,791 34 1,470,485,414 480,752,367 35 44,226,142,219 16,717,391,180 36 18,130,922,701 10,504,589,105 192,995,384 76,427,363 226,906,973,099 98,534,829,632 237,811,949,636 101,948,491,310 200 312 194

2017 12 31 12 31 2017 2016 38 12,194,242,171 9,742,607,517 33 3,448,340,994 1,676,431,070 39 47,346,517,792 17,392,360,452 40 10,280,774,792 3,528,516,500 41 10,626,880,896 2,649,593,509 42 30,653,643,454 5,478,467,755 4,681,413,346 2,989,284,079 350,740,606 565,657,276 44 5,098,498,424 43 28,479,611,982 19,905,502,141 153,160,664,457 63,928,420,299 73,746,308,642 34,606,409,333 84,651,285,179 38,020,071,011 628,212,952 522,791,962 44 44,835,943,007 18,948,469,092 28 226,771,876 40,200,254 45 2,067,919,722 11,851,523 47,758,847,557 19,523,312,831 36,892,437,622 18,496,758,180 200 312 195

2017 12 31 12 31 2017 2016 46 3,985,130,809 2,306,669,000 47 1,000,000,000 1,000,000,000 46 24,607,398,949 9,639,367,087 7,114,159,008 5,500,908,886 36,706,688,766 18,446,944,973 185,748,856 49,813,207 36,892,437,622 18,496,758,180 2018 3 23 200 312 196

2017 46(i) 47 46(ii) 46(ii) 46(ii) 46(ii) 46(ii) 2017 1 1 2,306,669,000 1,000,000,000 7,705,668,325 255,669,229 1,663,056,264 64,793,432 (49,820,163) 5,500,908,886 18,446,944,973 49,813,207 18,496,758,180 2,766,349,249 2,766,349,249 44,813,458 2,811,162,707 (199,896,520) (306,026,863) (505,923,383) 28,214 (505,895,169) (199,896,520) (306,026,863) 2,766,349,249 2,260,425,866 44,841,672 2,305,267,538 91,399,493 (91,399,493) 367,078,705 (367,078,705) (57,000,000) (57,000,000) (57,000,000) (637,620,929) (637,620,929) (637,620,929) (17,831,593) (17,831,593) 1,678,461,809 14,993,768,126 16,672,229,935 16,672,229,935 106,199,132 106,199,132 2,850,000 2,850,000 21,708,921 21,708,921 (123,562) 21,585,359 2017 12 31 3,985,130,809 1,000,000,000 22,721,145,372 347,068,722 2,030,134,969 (135,103,088) (355,847,026) 7,114,159,008 36,706,688,766 185,748,856 36,892,437,622 2016 1 1 2,306,669,000 1,000,000,000 7,705,668,325 152,845,657 1,453,076,638 71,500,530 (298,213,546) 4,050,454,330 16,442,000,934 16,442,000,934 1,820,257,754 1,820,257,754 19,813,207 1,840,070,961 (6,707,098) 248,393,383 241,686,285 241,686,285 (6,707,098) 248,393,383 1,820,257,754 2,061,944,039 19,813,207 2,081,757,246 102,823,572 (102,823,572) 209,979,626 (209,979,626) (57,000,000) (57,000,000) (57,000,000) 30,000,000 30,000,000 2016 12 31 2,306,669,000 1,000,000,000 7,705,668,325 255,669,229 1,663,056,264 64,793,432 (49,820,163) 5,500,908,886 18,446,944,973 49,813,207 18,496,758,180 200 312 197

2017 12 31 2017 2016 3,601,043,360 2,329,653,921 1,765,748,590 580,200,212 230,367,714 72,499,434 (58,606,487) 41,533,685 2,573,588 3,597,854 167,181,505 382,658,307 136,769,861 (21,913,133) (331,665,056) (83,039,192) (149,150,929) (229,793,384) 5,364,262,146 3,075,397,704 (743,230,511) 231,195,896 (2,581,807,978) 2,601,638,065 (3,847,999,109) (2,359,757,812) (32,433,412,715) (10,982,307,076) (17,026,996,431) 3,105,609,386 7,583,962,332 (112,808,981) (69,329,617) (1,635,602,432) (499,183,142) (729,012,823) (7,676,523,901) 10,330,187,180 (7,735,245,495) 10,891,635,650 6,402,502,880 (29,419,176,618) (9,427,650,166) (1,065,361,648) (670,374,403) (30,484,538,266) (10,098,024,569) 200 312 198

2017 12 31 2017 2016 7,631,792,908 670,903,195 743,702,378 439,114,897 256,639,718 4,096,476 2,378,528 (713,833,956) (803,951,808) (305,779,090) (123,336,286) 7,726,294,430 75,432,530 18,545,294,000 11,881,870,056 16,500,000,000 8,000,000,000 3,600,000,000 5,500,000,000 1,122,578,000 3,315,600,000 703,549,967 1,900,000,000 2,850,000 30,000,000 2,048,028,117 (11,295,297,509) (10,932,276,547) (1,028,898,970) (509,557,349) (57,000,000) (57,000,000) (637,620,929) (736,164,495) (3,000,000,000) (1,623,400,000) (1,094,148,000) (113,647,932) (7,733,050) 30,553,670,249 11,503,355,110 7,795,426,413 1,480,763,071 9,898,842,564 7,992,199,885 (281,901,798) 425,879,608 37 17,412,367,179 9,898,842,564 4,740,792,742 942,254,330 (1,486,129,540) (681,413,472) 200 312 199

1 2015 6 1 2015 11 9 2017 3100% 1,678,461,8093,985,130,809 1 2 27 28 2 (a) 2017 12 31 37(b) 7 2017 12 31 200

2 (a) 2017 12 312017 12 31 5 (b) 2(g)(ii) 3 201

2 (c) (i) (ii) 202

2 (c) (ii) 2(g) 2(c)(iii) 2(l) (iii) 2(l) 203

2 (c) (iii) 2(g) (d) (i) 204

2 (d) (ii) (ii) (i) 2(l) (e) (i) 205

2 (e) (ii) (f) (g) (i) 206

2 (g) (i) (1) 207

2 (g) (i) (2) 2(g)(iii) (3) 2(g)(iii) 208

2 (g) (i) (4) 2(p)(iv)2(g)(iii) (5) (ii) 209

2 (g) (ii) (iii) 210

2 (g) (iii) (1) (2) 211

2 (g) (iii) (3) (iv) 212

2 (g) (iv) (v) (vi) (vii) (1) 213

2 (g) (vii) (1) (2) (3) 214

2 (g) (vii) (3) (h) (i) (i) 2(l) 2(l) 215

2 (i) (ii) (iii) 20 35 3% 5% 2 5 0% 10% 3 5 0% 10% 3 5 0% 10% (iv) (j) 216

2 (j) (i) 2(i) 2(l) (ii) (k) 2(l) 217

2 (l) 218

2 (m) (n) (i) (ii) (iii) 219

2 (o) (p) (i) (ii) (iii) (iv) (v) 220

2 (q) (i) (ii) (iii) (r) 221

2 (r) (s) 222

2 (t) (u) (i) (1) (2) (3) (ii) (1) (2) (3) (4) (5) (6) 2(u)(i) (7) 2(u)(i) 223

2 (v) 3 (a) 2(g)(i) 2(g)(ii) 224

3 (b) 2(g)(i) 2(g)(i) 2(g)(i) (c) 20% (d) 225

3 (e) (f) (g) (i) (ii) (iii) 226

4 (a) 2016 5 1 5% 7% 3% 2% (b) 2016 5 1 6% 7% 3% 2% (c) 25% 16.5% 5 9 2018 1 1 15 2018 1 1 16 2019 1 1 227

5 9 15 2018 6 30 9 9 39 9 39 9 9 2018 1 1 2018 1 1 9 (1)(2) (3) 9 228

5 9 9 2018 1 1 2(g) 2018 1 1 9 58 39 9 39 9 39 12 2017 12 31 3936 27 2018 1 1 939 9 229

5 15 15 18 11 13 15 34 15 16 16 17 4 1527 2019 1 1 15 16 2017 12 31 1,638,972,850 48(b) 16 230

5 16 16 4 16 2019 1 1 16 16 6 12 31 2017 2016 3,468,719,770 1,707,502,357 2,234,954,556 2,639,275,449 1,671,526,103 816,407,916 637,237,013 719,089,397 233,088,215 188,399,453 36,647,809 8,282,173,466 6,070,674,572 231

7 12 31 2017 2016 1,279,700,703 533,767,998 1,213,783,728 300,734,509 459,228,640 140,852,120 26,950,786 8,231,253 2,979,663,857 983,585,880 8 12 31 2017 2016 307,842,578 41,262,199 497,020,986 174,244,494 5,182,016,919 1,626,178,017 23,430,294 41,776,993 (2,001,822,608) (179,330,895) (7,286) 4,008,480,883 1,704,130,808 9 12 31 2017 2016 46,685,130 33,576,778 (a) 38,188,086 35,515,457 76,004,916 (b) (94,948,862) 37,848,316 (10,075,646) 182,945,467 (a) (b) 232

10 12 31 2017 2016 689,261,882 186,605,212 81,520,184 99,256,065 48,960,414 45,552,773 2,630,408 822,372,888 331,414,050 11 12 31 2017 2016 920,302,746 362,892,655 772,622,174 68,288,000 567,615,558 242,879,695 312,308,777 189,877,686 198,591,767 120,574,529 198,130,388 122,521,973 109,253,242 84,851,021 57,557,736 188,758,508 39,579,844 3,267,583,160 1,289,023,139 12 12 31 2017 2016 4,983,194,237 3,437,872,963 210,609,282 97,741,848 217,304,252 93,605,513 111,325,648 60,761,470 5,522,433,419 3,689,981,794 233

13 2017 12 31 (ii) 1,363,509 3,588,235 50,589 5,002,333 (iii) 525,200 525,200 550,200 550,200 521,000 521,000 (iv) 532,000 532,000 (v) (vi) 263,400 263,400 2,391,800 1,363,509 3,588,235 50,589 7,394,133 234

13 2016 12 31 (ii) 1,705,537 4,931,419 47,307 6,684,263 (iii) 550,000 550,000 209,800 209,800 560,600 560,600 538,600 538,600 (iv) 296,733 296,733 (vi) 259,600 259,600 2,415,333 1,705,537 4,931,419 47,307 9,099,596 (i) (ii) (iii) (iv) 2017 2 2016 6 235

13 (v) (vi) 2017 6 2017 6 20172017 14 13 12 31 2017 2016 8,174,822 8,316,253 72,435,091 72,432,583 306,961 259,524 80,916,874 81,008,360 236

14 2017 2016 14,000,00114,500,000 1 14,500,00115,000,000 1 15,000,00115,500,000 1 15,500,00116,000,000 2 2 16,500,00117,000,000 1 18,000,00118,500,000 1 19,500,00120,000,000 1 2017 15 12 31 2017 2016 157,640,471 71,631,582 29,597,963 867,852 26,129,815 16,999,465 230,367,714 72,499,434 16 12 31 2017 2016 472,600,871 319,119,480 460,728,808 257,247,830 238,806,273 112,449,737 216,759,190 152,807,679 168,841,139 107,470,293 96,402,054 36,872,715 57,504,472 40,408,608 11,620,000 14,071,000 160,464,572 96,097,974 1,883,727,379 1,136,545,316 237

17 12 31 2017 2016 (56,959,663) 11,602,017 (802,096) 20,328,808 (844,523) 9,602,860 (205) (58,606,487) 41,533,685 18 (a) 12 31 2017 2016 540,590,741 556,157,974 86,893,796 66,828,410 627,484,537 622,986,384 162,396,116 (133,403,424) 789,880,653 489,582,960 238

18 (b) 2017 12 31 25% 12 31 2017 2016 3,601,043,360 2,329,653,921 900,260,840 582,413,480 27,153,890 22,915,512 (23,339,617) (45,309,071) (17,435,601) (832,082) (94,225,895) (67,702,310) 29,909,019 10,538,813 (14,043,658) (14,995,234) (18,398,325) 2,553,852 789,880,653 489,582,960 19 2017 2016 913,994,931 1,028,235,718 239

20 12 31 2017 2016 2,766,349,249 1,820,257,754 (57,000,000) (57,000,000) 2,709,349,249 1,763,257,754 (a) 3,565,515,357 2,306,669,000 0.76 0.76 (a) 9.95 1,678,461,809 100% 2017 2016 12 31 240

21 2017 1 1 4,294,530 634,432,682 56,231,767 810,588 483,080,566 1,178,850,133 81,697,674 451,815,531 24,927,857 68,197,008 183,438,336 2,535,307 812,611,713 140,306,794 2,791,418 1,091,785 32,816,726 3,121,313 180,128,036 (3,855,812) (3,855,812) (59,146,069) (2,757,910) (5,168,257) (33,833,928) (100,906,164) (3,733,782) (608,464) (34,747) (4,177,454) (8,554,447) 2017 12 31 85,992,204 1,163,675,156 80,584,668 64,896,377 661,324,246 1,800,808 2,058,273,459 2017 1 1 (1,241,044) (486,964,982) (45,271,794) (679,269) (436,195,184) (970,352,273) (23,925,905) (352,010,499) (18,427,839) (37,767,082) (127,163,238) (559,294,563) (3,250,018) (98,976,994) (5,007,587) (6,296,457) (44,109,415) (157,640,471) 52,890,293 2,517,648 4,820,692 33,853,393 94,082,026 4,900,527 596,451 34,747 4,333,501 9,865,226 2017 12 31 (28,416,967) (880,161,655) (65,593,121) (39,887,369) (569,280,943) (1,583,340,055) 2017 12 31 57,575,237 283,513,501 14,991,547 25,009,008 92,043,303 1,800,808 474,933,404 2016 12 31 3,053,486 147,467,700 10,959,973 131,319 46,885,382 208,497,860 241

21 2016 1 1 4,294,530 585,294,403 47,850,560 1,366,588 458,001,732 1,096,807,813 88,038,875 8,830,513 23,695,615 120,565,003 (42,800,303) (750,121) (556,000) (1,447,891) (45,554,315) 3,899,707 300,815 2,831,110 7,031,632 2016 12 31 4,294,530 634,432,682 56,231,767 810,588 483,080,566 1,178,850,133 2016 1 1 (868,222) (471,865,598) (42,781,533) (1,028,889) (413,894,650) (930,438,892) (372,822) (48,368,021) (2,836,372) (150,780) (19,903,587) (71,631,582) 37,084,897 675,511 500,400 1,317,125 39,577,933 (3,816,260) (329,400) (3,714,072) (7,859,732) 2016 12 31 (1,241,044) (486,964,982) (45,271,794) (679,269) (436,195,184) (970,352,273) 2016 12 31 3,053,486 147,467,700 10,959,973 131,319 46,885,382 208,497,860 2015 12 31 3,426,308 113,428,805 5,069,027 337,699 44,107,082 166,368,921 242

22 (a) 2017 1 1 2017 12 31 (i) 1,582,678,646 1,582,678,646 1,582,678,646 1,582,678,646 (i) 100% 2016 6 30 [2016] 1350 [2016] 94 16,700,695,000 1,678,461,809 9.95 1,582,678,646 (b) 2017 3100% 22 (a) 2017 12 31 243

23 2017 1 1 41,268,843 939,535 42,208,378 122,731,804 195,031,566 317,763,370 82,037,215 82,037,215 (14,284,247) (14,284,247) (51,900) (120,337) (172,237) 2017 12 31 163,948,747 263,603,732 427,552,479 2017 1 1 (41,153,426) (483,889) (41,637,315) (36,044,000) (107,230,049) (143,274,049) (7,248,002) (22,349,961) (29,597,963) 14,084,135 14,084,135 78,688 78,688 2017 12 31 (84,445,428) (115,901,076) (200,346,504) 2017 12 31 79,503,319 147,702,656 227,205,975 2016 12 31 115,417 455,646 571,063 244

23 2016 1 1 41,268,843 911,170 42,180,013 28,365 28,365 2016 12 31 41,268,843 939,535 42,208,378 2016 1 1 (40,295,799) (473,664) (40,769,463) (857,627) (10,225) (867,852) 2016 12 31 (41,153,426) (483,889) (41,637,315) 2016 12 31 115,417 455,646 571,063 2015 12 31 973,044 437,506 1,410,550 24 12 31 2017 2016 704,593,206 419,436,703 423,690,054 131,066,022 1,128,283,260 550,502,725 245

24 1,700,000,000 17.5% 17.5% 232,050,000 40% 40% 17.5% (a) 12 31 2017 2016 2,649,432,536 897,921,098 734,186,076 91,694,772 1,915,246,460 806,226,326 518,891,820 193,529,631 152,300,134 60,420,819 1,915,246,460 806,226,326 17.5% 35% 335,168,130 282,179,214 335,168,130 282,179,214 246

24 (b) 12 31 2017 2016 193,092,114 202,786,529 78,123 193,310 193,013,991 202,593,219 4,643,681 240,176 3,692,801 (2,250,352) 193,013,991 202,593,219 40% 40% 77,205,596 81,037,288 77,205,596 81,037,288 (c) 12 31 2017 2016 715,909,534 187,286,223 37,676,736 35,289,708 41,612,195 35,289,708 247

25 12 31 2017 2016 1,112,184,827 730,290,776 65,638,010 1,177,822,837 730,290,776 44,269,556 1,133,553,281 730,290,776 1,177,822,837 730,290,776 12 31 2017 2016 17,426,114,971 188,202,859 302,350,439 105,259,082 10,434,267 (23,295) 17,719,553,617 312,784,706 2,753,521,747 14,697,216,934 20,786,207 268,814,936 291,998,499 17,719,553,617 312,784,706 248

26 (a) 12 31 2017 2016 1,016,332,500 (754,233) 1,015,578,267 12 31 2017 2016 10,909,702,283 3,056,352,061 2,518,779,381 898,498,490 7,897,000 (13,683,004) (15,281,760) 13,422,695,660 3,939,568,791 (b) 12 31 2017 2016 884,494,267 131,084,000 1,015,578,267 12 31 2017 2016 12,220,216,827 3,678,970,520 685,322,000 517,156,833 260,598,271 13,422,695,660 3,939,568,791 249

27 12 31 2017 2016 1,276,007,633 955,943,900 1,509,178,513 67,665,682 2,785,186,146 1,023,609,582 28 (a) 2017 1 1 2017 12 31 730,454,894 369,532,069 62,490,409 (671,035) 1,161,806,337 1,161,806,337 34,301,021 (10,445,318) (1,981,217) 21,874,486 21,874,486 6,321,454 (1,551,641) (347,504) 4,422,309 4,422,309 (15,458,855) 45,006,597 (279,478,404) (249,930,662) (249,930,662) (18,975,370) (23,480,877) 53,374,400 10,918,153 10,918,153 (198,231,250) 6,570,094 (191,661,156) (191,661,156) 53,246,241 54,814,704 60,018,744 (983,865) (149,061) 166,946,763 166,946,763 789,889,385 247,641,243 (162,396,116) 52,390,535 (3,148,817) 924,376,230 1,365,968,048 (441,591,818) (214,819,942) 214,819,942 1,151,148,106 (226,771,876) 250

28 (a) 2016 12 31 2016 1 1 653,347,219 75,804,092 1,303,583 730,454,894 730,454,894 40,103,936 (8,269,986) 2,467,071 34,301,021 34,301,021 5,969,610 (37,827) 389,671 6,321,454 6,321,454 (88,990,859) 73,532,004 (15,458,855) (15,458,855) (22,507,968) 3,532,598 (18,975,370) (18,975,370) 60,717,260 (7,624,859) 153,840 53,246,241 53,246,241 648,639,198 133,403,424 3,532,598 4,314,165 789,889,385 824,323,610 (34,434,225) 5,766,029 (5,766,029) 830,089,639 (40,200,254) 251

28 (b) 2(r) 20172016 12 31 216 270 29 12 31 2017 2016 1,179,022,246 131,218,127 64,630,117 51,899,523 5,469,916 1,362,139,896 70,100,033 252

30 (a) 12 31 2017 2016 7,561,248,773 4,871,670,457 829,733,557 1,177,001,142 668,660,456 349,553,354 135,751,976 102,630,660 231,857,710 106,770,348 (25,555,250) (26,335,500) 9,401,697,222 6,581,290,461 (b) 2017 12 31 % % 11 8,994,489,065 95.41% (1,889,643) 7.40% 1 2 2 197,068,581 2.09% (1,521,642) 5.95% 2 3 3 53,860,831 0.57% (1,627,667) 6.37% 3 181,833,995 1.93% (20,516,298) 80.28% 9,427,252,472 100.00% (25,555,250) 100.00% 2016 12 31 % % 11 6,251,042,750 94.61% 1 2 2 130,777,384 1.98% (12,026,200) 45.66% 2 3 3 158,773,923 2.40% (3,621,000) 13.75% 3 67,031,904 1.01% (10,688,300) 40.59% 6,607,625,961 100.00% (26,335,500) 100.00% 253

30 (c) 12 31 2017 2016 26,335,500 18,488,540 8,653,451 (7,510,375) 11,602,017 (40,288) (4,707,071) 18,561 (1,883,038) 933,453 25,555,250 26,335,500 (d) 31 (a) 12 31 2017 2016 20,323,973,978 2,013,018,847 1,582,632,074 1,058,066,403 (23,752,591) (25,907,805) 21,882,853,461 3,045,177,445 2017 12 31 20 254

31 (b) 12 31 2017 2016 59,354,039,719 12,706,864,393 1,222,699,181 379,275,312 46,197,644 48,362,698 60,855,249 60,683,791,793 13,134,502,403 (c) 12 31 2017 2016 25,907,805 5,777,853 (802,096) 20,328,808 (261,201) (1,353,118) 62,345 23,752,591 25,907,805 255

32 (a) 2017 12 31 20,883,996,306 18,046,213,074 38,930,209,380 46,770,992,879 167,524,609 46,938,517,488 4,273,156,707 6,869,827,357 11,142,984,064 71,928,145,892 25,083,565,040 97,011,710,932 2016 12 31 8,655,836,818 12,248,488,320 20,904,325,138 20,643,012,947 20,643,012,947 3,162,444,175 10,445,059,430 13,607,503,605 32,461,293,940 22,693,547,750 55,154,841,690 256

32 (b) (i) 12 31 2017 2016 3,641,387,711 67,794,789 44,391,826,871 25,033,627,843 23,894,931,310 7,359,871,308 71,928,145,892 32,461,293,940 (ii) 12 31 2017 2016 1,513,141,044 1,080,725,882 16,605,820,853 11,041,662,866 6,964,603,143 10,571,159,002 25,083,565,040 22,693,547,750 257

33 2017 12 31 (a) 10,100,000,000 7,688,506 (60,342,640) 68,512,583,777 310,848,617 (386,052,410) 7,685,476,409 44,042,978 (94,624,931) 69,813,915,504 2,562,114,764 (2,426,551,170) 1,728,125,872 5,151,263 (20,969,394) 24,638,042,672 519,284,255 (489,245,689) 182,478,144,234 3,449,130,383 (3,477,786,234) (1,213,894) 29,445,240 3,447,916,489 (3,448,340,994) 2016 12 31 152,299,321,494 461,613,648 (528,091,611) 8,936,208,038 141,751,336 (135,767,618) 32,183,452,492 799,394,616 (703,445,622) 1,614,679,684 13,781,114 (15,875,848) 14,482,631,498 307,035,150 (301,050,998) 209,516,293,206 1,723,575,864 (1,684,231,697) (1,569,340) 7,800,627 1,722,006,524 (1,676,431,070) 2017 2016 12 31 258

33 (a) 12 31 2017 2016 (37,747,475) 45,391,075 7,643,600 34 12 31 2017 2016 837,269,921 296,137,310 404,642,132 90,370,451 162,906,199 74,360,558 65,667,162 19,884,048 1,470,485,414 480,752,367 35 259

36 12 31 2017 2016 295,540 214,170 16,121,531,319 8,563,759,155 2,009,095,842 1,940,615,780 18,130,922,701 10,504,589,105 37 (a) 12 31 2017 2016 295,540 214,170 16,121,531,319 8,563,759,155 2,009,095,842 1,940,615,780 (718,555,522) (605,746,541) 17,412,367,179 9,898,842,564 (b) 2017 1 1 2017 12 31 2,649,593,509 7,201,414,458 800,000,000 (24,127,071) 10,626,880,896 1,074,710,000 4,006,173,657 17,614,767 5,098,498,424 18,948,469,092 20,893,138,849 5,204,693,479 (164,967,338) (45,391,075) 44,835,943,007 21,598,062,601 29,169,263,307 10,010,867,136 (171,479,642) (45,391,075) 60,561,322,327 260

38 2017 12 31 1,901 10,524,776,252 10,524,778,153 822,546,784 822,546,784 846,917,234 846,917,234 1,669,465,919 10,524,776,252 12,194,242,171 2016 12 31 9,236,164 7,615,908,270 7,625,144,434 2,117,463,083 2,117,463,083 2,126,699,247 7,615,908,270 9,742,607,517 39 12 31 2017 2016 44,764,529,711 17,072,589,456 2,581,988,081 319,770,996 47,346,517,792 17,392,360,452 261

40 (a) 12 31 2017 2016 10,280,774,792 1,928,516,500 1,600,000,000 10,280,774,792 3,528,516,500 (b) 12 31 2017 2016 1 1 5,644,055,700 1.55% 4.50% 342,286,500 1.00% 3.00% 1 33 1,116,880,000 4.50% 2,178,740,000 2.00% 5.00% 3 1 1 3,519,839,092 4.50% 5.42% 1,007,490,000 3.00% 5.00% 10,280,774,792 3,528,516,500 41 12 31 2017 2016 (a) 8,824,880,000 2,649,593,509 (b) 1,802,000,896 10,626,880,896 2,649,593,509 262

41 (a) 3.10% 6.80% 300 500 500 2017 1 1 2017 12 31 459,651,000 7,850,920,000 (4,055,694,000) 4,254,877,000 B 1,300,000 744,400,000 (127,900,000) 617,800,000 2,000,000,000 3,500,000,000 (4,500,000,000) 1,000,000,000 A 46,167,000 31,642,000 (76,317,000) 1,492,000 B 960,509 3,000,000 (3,960,509) 37,000,000 (37,000,000) 104,515,000 107,000,000 (211,515,000) 500,000,000 500,000,000 A 3,117,000 (3,117,000) A 982,015,000 (728,684,000) 253,331,000 30,800,000 30,800,000 A 6,000,000 6,000,000 300,000,000 800,000,000 (300,000,000) 800,000,000 500,000,000 (500,000,000) 173,910,000 (31,960,000) 141,950,000 1,092,000,000 (350,000,000) 742,000,000 476,630,000 476,630,000 1,450,000 (1,450,000) 167,700,000 (167,700,000) 2,649,593,509 800,000,000 16,470,584,000 (11,095,297,509) 8,824,880,000 263

41 (a) 2016 1 1 2016 12 31 550,000,000 (550,000,000) 1,150,000,000 9,700,000,000 (8,850,000,000) 2,000,000,000 A 752,032,000 (705,865,000) 46,167,000 B 2,772,056 (1,811,547) 960,509 B 4,200,000 (2,900,000) 1,300,000 1,104,151,000 (644,500,000) 459,651,000 37,000,000 37,000,000 281,715,000 (177,200,000) 104,515,000 1,700,000,000 11,881,870,056 (10,932,276,547) 2,649,593,509 (b) 2017 1 1 2017 12 31 (i) 1,122,578,000 (11,764,000) 1,110,814,000 CICCFP-2017-034 (ii) 19,742,007 (270,871) 19,471,136 CICCFP-2017-002 (ii) 135,828,000 (5,144,000) 130,684,000 CICCFP-2017-010 (ii) 98,295,000 (282,000) 98,013,000 CICCFP-2017-012 (ii) 99,288,000 (1,275,000) 98,013,000 CICCFP-2017-016 (ii) 232,291,500 (3,594,500) 228,697,000 CICCFP-2017-019 (ii) 33,136,500 (465,500) 32,671,000 CICCFP-2017-022 (ii) 45,211,160 (778,600) 44,432,560 CICCFP-2017-025 (ii) 39,757,800 (552,600) 39,205,200 1,826,127,967 (24,127,071) 1,802,000,896 (i) (ii) CICC Hong Kong Finance 2016 MTN Limited 2017 11 15 1.7 2018 5 15 CICC Financial Products Ltd. 2017 1.10% 2.46% 264

42 (a) 12 31 2017 2016 26,562,260,712 4,862,723,146 4,091,382,742 615,744,609 30,653,643,454 5,478,467,755 (b) 12 31 2017 2016 7,939,384,535 3,022,272,792 17,210,957,030 1,654,033,000 5,503,301,889 802,161,963 30,653,643,454 5,478,467,755 43 12 31 2017 2016 21,852,867,481 16,737,957,957 3,225,830,492 205,870,690 1,117,799,714 285,042,611 482,611,963 353,810,382 398,513,863 1,596,974,622 1,401,988,469 725,845,879 28,479,611,982 19,905,502,141 265

44 12 31 2017 2016 (a) 1,600,700,609 (c) 3,497,797,815 5,098,498,424 (a) 1,032,320,546 (b) 16,074,294,509 7,500,000,000 (c) 24,473,332,658 8,000,000,000 (d) 3,255,995,294 3,448,469,092 44,835,943,007 18,948,469,092 49,934,441,431 18,948,469,092 49,460,153,719 19,362,628,466 (a) 3.44% 5.20% 2017 1 1 2017 12 31 45 204,693,479 2,167,672 (206,861,151) 47 511,272,603 14,691,780 525,964,383 2 500,000,000 16,224,657 516,224,657 3 500,000,000 16,095,889 516,095,889 8 5,860,000 26,226 5,886,226 66 50,000,000 50,000,000 A1 5,700,000 5,700,000 A2 5,900,000 5,900,000 A3 7,250,000 7,250,000 35 1,000,000,000 1,000,000,000 715,966,082 2,074,710,000 49,206,224 (206,861,151) 2,633,021,155 266

44 (b) 2017 2017 1 1 12 31 15 C1 (i) 29/05/2015 29/05/2021 1 3 5.25% 2,000,000,000 2,000,000,000 4 6 8.25% 16 C1 (ii) 21/07/2016 21/07/2021 1 2 3.25% 2,000,000,000 2,000,000,000 3 5 6.25% 16 C2 (iii) 15/12/2016 15/12/2021 4.60% 3,400,000,000 3,400,000,000 16 (iv) 16/12/2016 16/12/2024 1 5 5.00% 100,000,000 100,000,000 6 8 8.00% 17 C1 (v) 22/05/2017 22/05/2022 5.39% 600,000,000 1,136,664 601,136,664 17 C2 (vi) 24/07/2017 24/07/2022 4.98% 1,500,000,000 (19,860,397) 1,480,139,603 17 C3 (vii) 16/11/2017 16/11/2022 5.50% 1,500,000,000 1,500,000,000 16 01 (viii) 07/12/2016 07/12/2019 4.00% 2,200,000,000 (2,730,134) 2,197,269,866 17 01 (ix) 23/02/2017 23/02/2020 4.85% 1,000,000,000 (1,377,175) 998,622,825 17 02 (x) 23/02/2017 23/02/2022 5.00% 1,800,000,000 (2,874,449) 1,797,125,551 7,500,000,000 5,000,000,000 3,600,000,000 (25,705,491) 16,074,294,509 267

44 (b) 2016 1 1 2016 12 31 13 25/07/2013 25/07/2019 1 3 6.00% 3,000,000,000 (3,000,000,000) 4 6 9.00% 15 C1 (i) 29/05/2015 29/05/2021 1 3 5.25% 2,000,000,000 2,000,000,000 4 6 8.25% 16 C1 (ii) 21/07/2016 21/07/2021 1 2 3.25% 2,000,000,000 2,000,000,000 3 5 6.25% 16 C2 (iii) 15/12/2016 15/12/2021 4.60% 3,400,000,000 3,400,000,000 16 (iv) 16/12/2016 16/12/2024 1 5 5.00% 6 8 8.00% 100,000,000 100,000,000 5,000,000,000 5,500,000,000 (3,000,000,000) 7,500,000,000 (i) (ii) (iii) (iv) (v) (vi) 2015 5 292021 5 29 20 2018 5 29 2016 7 212021 7 21 20 2018 7 21 2016 12 152021 12 15 34 2016 12 162024 12 16 1 2021 12 16 2017 5 222022 5 22 6 2017 7 242022 7 24 15 (vii) 2017 11 162022 11 16 15 (viii) 2016 12 72019 12 7 22 (ix) (x) 2017 2 232020 2 23 10 2017 2 232022 2 23 18 268

44 (c) 2017 2017 1 1 12 31 16 01 (i) 18/07/2016 18/07/2021 2.99% 3,000,000,000 3,000,000,000 16 02 (ii) 18/07/2016 18/07/2023 3.29% 1,000,000,000 1,000,000,000 16 03 (iii) 27/10/2016 27/10/2021 2.95% 1,100,000,000 1,100,000,000 16 04 (iv) 27/10/2016 27/10/2023 3.13% 900,000,000 900,000,000 16 05 (v) 26/12/2016 26/12/2019 4.50% 2,000,000,000 2,000,000,000 17 01 (vi) 20/01/2017 20/01/2020 4.35% 4,000,000,000 (25,632,082) 3,974,367,918 17 02 (vii) 08/05/2017 08/05/2020 4.97% 1,000,000,000 5,797,807 1,005,797,807 17 03 (viii) 08/05/2017 08/05/2022 5.19% 1,000,000,000 7,657,164 1,007,657,164 17 04 (ix) 27/07/2017 27/07/2020 4.78% 2,000,000,000 (14,490,231) 1,985,509,769 17 05 (x) 20/10/2017 20/10/2020 5.13% 2,000,000,000 2,000,000,000 17 06 (xi) 21/11/2017 21/11/2020 5.45% 2,500,000,000 2,500,000,000 15 G1 (xii) 24/07/2015 24/07/2018 3.62% 3,494,901,054 2,896,761 3,497,797,815 17 F1(xiii) 18/07/2017 18/07/2020 4.95% 3,000,000,000 3,000,000,000 17 F2(xiv) 18/07/2017 18/07/2022 5.10% 1,000,000,000 1,000,000,000 8,000,000,000 3,494,901,054 16,500,000,000 (23,770,581) 27,971,130,473 2016 1 1 2016 12 31 16 01 (i) 18/07/2016 18/07/2021 2.99% 3,000,000,000 3,000,000,000 16 02 (ii) 18/07/2016 18/07/2023 3.29% 1,000,000,000 1,000,000,000 16 03 (iii) 27/10/2016 27/10/2021 2.95% 1,100,000,000 1,100,000,000 16 04 (iv) 27/10/2016 27/10/2023 3.13% 900,000,000 900,000,000 16 05 (v) 26/12/2016 26/12/2019 4.50% 2,000,000,000 2,000,000,000 8,000,000,000 8,000,000,000 269

44 (c) (i) 2016 7 182021 7 18 30 2019 7 18 (ii) 2016 7 182023 7 18 10 2021 7 18 (iii) 2016 10 272021 10 27 11 2019 10 27 (iv) 2016 10 272023 10 27 9 2021 10 27 (v) 2016 12 262019 12 26 20 (vi) 2017 1 202020 1 20 40 (vii) 2017 5 82020 5 8 10 (viii) 2017 5 82022 5 8 10 (ix) 2017 7 272020 7 27 20 (x) 2017 10 202020 10 20 20 (xi) 2017 11 212020 11 21 25 (xii) 2015 7 242018 7 24 35 (xiii) 2017 7 182020 7 18 30 (xiv) 2017 7 182022 7 18 10 270

44 (d) 2017 1 1 2017 12 31 (i) 18/05/2016 18/05/2019 2.75% 3,448,469,092 (192,473,798) 3,255,995,294 2016 1 1 2016 12 31 (i) 18/05/2016 18/05/2019 2.75% 3,315,600,000 132,869,092 3,448,469,092 28/04/2011 28/04/2021 6.38% 1,071,444,000 (1,071,444,000) 1,071,444,000 3,315,600,000 (1,071,444,000) 132,869,092 3,448,469,092 (i) CICC Hong Kong Finance 2016 MTN Limited 2016 5 18 5 2019 5 18 45 12 31 2017 2016 155,958,000 10,200,000 10,200,000 1,761,722 1,651,523 1,900,000,000 2,067,919,722 11,851,523 2017 12 3131(a) 19 271

46 46 (i) 47 46 (ii) 46 (ii) 46 (ii) 46 (ii) 2017 1 1 2,306,669,000 1,000,000,000 9,927,667,914 255,669,229 1,630,307,151 (14,517) 1,730,043,230 16,850,342,007 913,994,931 913,994,931 (101,366,176) (101,366,176) (101,366,176) 913,994,931 812,628,755 91,399,493 (91,399,493) 182,801,049 (182,801,049) (57,000,000) (57,000,000) (637,620,929) (637,620,929) 1,678,461,809 14,993,768,126 16,672,229,935 21,708,921 21,708,921 2017 12 31 3,985,130,809 1,000,000,000 24,943,144,961 347,068,722 1,813,108,200 (101,380,693) 1,675,216,690 33,662,288,689 46 (i) 47 46 (ii) 46 (ii) 46 (ii) 46 (ii) 2016 1 1 2,306,669,000 1,000,000,000 9,927,667,914 152,845,657 1,424,660,007 26,219 1,067,278,228 15,879,147,025 1,028,235,718 1,028,235,718 (40,736) (40,736) (40,736) 1,028,235,718 1,028,194,982 102,823,572 (102,823,572) 205,647,144 (205,647,144) (57,000,000) (57,000,000) 2016 12 31 2,306,669,000 1,000,000,000 9,927,667,914 255,669,229 1,630,307,151 (14,517) 1,730,043,230 16,850,342,007 272

46 (i) 2015 6 1 1,667,473,000 1 2015 11 9 555,824,0001 H 10.282015 11 18 83,372,0001 H 10.28 9.95 1,678,461,809 100% 3,985,130,8092,464,953,440 1,520,177,369 H (ii) (1) 12 31 2017 2016 22,674,410,544 7,680,642,418 46,734,828 25,025,907 22,721,145,372 7,705,668,325 12 31 2017 2016 24,921,436,040 9,927,667,914 21,708,921 24,943,144,961 9,927,667,914 H 46(i) 273

46 (ii) (2) 10% 50% 25% (3) 42 [2007] 23 10% 2.5%0.25% 10% (4) (5) (iii) 2017 6 12 2016637,620,929 10 1.60 2017 8 11 2018 3 23 2017 59(f) 274

47 2015 5 29 105 48 (a) 2017 2016 12 31 12 31 2017 2016 1,593,343,836 1,300,534,042 (b) 12 31 2017 2016 1 1 539,104,713 257,638,939 1 2 2 389,937,802 252,494,773 2 3 3 240,323,288 168,040,541 3 469,607,047 303,385,046 1,638,972,850 981,559,299 (c) 2017 12 31 3,346 2016 12 31 650 275

49 (a) 2017 2016 12 3111,308,667,321 12,523,125,335 5,882,626,511 11,087,121,777 (b) 12 31 2017 2016 16,692,530,126 14,292,236,816 176,031,966 15,002,767 276

49 (c) 12 31 2017 2016 16,984,847,652 551,158,466 887,869,621 623,797,693 668,660,456 349,553,354 237,048,506 2017 2016 12 31 1,671,526,103 816,407,916 49(a) 2017 277

50 (a) 1,678,461,809 100% 2017 12 31 58.65% 2016 12 31 28.57%) (i) 12 31 2017 2016 17,663,580 3,471,878 36,347,361 20,643,903 50,560,418 41,333,277 403,419,307 128,831,726 30,258,649 67,638,580 150,078,679 715,457 10,801,459 334,677,819 87,734,517 15,165,031 736,164,495 2016 7 1 2017 3 31 278

50 (a) (ii) 12 31 2017 2016 77,867,649 38,629,655 1,339,861,115 1,574,288,790 1,128,887,205 25,579,258 24,741,694,582 5,323,204,901 170,835,700 644,751,524 2,357,793 8,929,089 2,811,696,500 1,586,230,000 24,167,000 1,395,040,000 179,825,096 4,443,000,000 3,543,800,000 60,215,961 9,618,630 12,989,062,105 13,134,242,674 279

50 (b) 12 31 2017 2016 33,404,862 29,264,251 127,790,512 143,849,090 873,766 765,396 162,069,140 173,878,737 12 (c) (i) 12 31 2017 2016 2,613,202 216,431 573,873 92,234 52,778 (ii) 12 31 2017 2016 50,075,947 17,268,760 280

50 (d) (i) 12 31 2017 2016 17,057,503 5,510,865 19,431,994 1,747,573 5,155,551 4,457,309 8,215,494 1,886,792 3,773,585 28,603 2,912,621 (iii) 12 31 2017 2016 932,055 474,283 5,869,378 (e) 14A 14A (f) 281

51 282

51 2017 3 100% 54 2017 12 31 283

51 (a) 2017 12 31 2,442,476,991 1,447,830,614 243,852,819 679,122,665 1,409,581,557 2,054,805,536 4,503,284 8,282,173,466 5,618,554 197,312,958 152,941,612 520,012,273 21,543,125 1,917,906,886 164,328,449 2,979,663,857 137,157,831 1,428,439,438 1,445,659,938 463,701,123 346,802,203 114,612,741 72,107,609 4,008,480,883 16,754,447 (133,920,566) 42,669,500 29,192,189 11,910,492 24,207,761 (889,469) (10,075,646) 2,602,007,823 2,939,662,444 1,885,123,869 1,692,028,250 1,789,837,377 4,111,532,924 240,049,873 15,260,242,560 (1,644,522,643) (1,379,002,685) (1,720,399,094) (1,164,215,359) (854,091,922) (3,465,742,801) (1,501,747,158) (11,729,721,662) 957,485,180 1,560,659,759 164,724,775 527,812,891 935,745,455 645,790,123 (1,261,697,285) 3,530,520,898 (52,640) 38,088,347 (840,188) 33,326,943 70,522,462 957,485,180 1,560,659,759 164,724,775 527,760,251 973,833,802 644,949,935 (1,228,370,342) 3,601,043,360 (33,265,237) (484,550,097) (1,351,595,028) (506,339,733) (55,536,621) (938,511,844) 102,215,400 (3,267,583,160) (5,690,042) (7,001,018) (5,081,905) (18,335,009) (13,238,920) (108,660,930) (72,359,890) (230,367,714) 6,962,044 3,280,107 1,111,551 (3,091,582) 50,344,367 58,606,487 284

51 (a) 2016 12 31 2,772,726,196 1,395,864,143 363,914,008 735,004,472 803,140,108 25,645 6,070,674,572 5,190,523 286,924,765 105,154,099 446,136,635 14,132,071 126,047,787 983,585,880 129,124,481 534,139,359 543,132,304 183,667,377 255,790,298 58,276,989 1,704,130,808 76,157,326 13,210,933 26,946,669 28,580,665 473,210 37,576,664 182,945,467 2,983,198,526 2,230,139,200 1,039,147,080 1,393,389,149 1,073,535,687 221,927,085 8,941,336,727 (1,598,284,166) (986,341,756) (1,030,211,084) (1,005,047,543) (720,580,610) (1,326,767,834) (6,667,232,993) 1,384,914,360 1,243,797,444 8,935,996 388,341,606 352,955,077 (1,104,840,749) 2,274,103,734 35,289,708 20,260,479 55,550,187 1,384,914,360 1,243,797,444 8,935,996 388,341,606 388,244,785 (1,084,580,270) 2,329,653,921 (54,932,309) (170,522,405) (721,426,052) (314,086,457) (93,390,877) 65,334,961 (1,289,023,139) (3,762,113) (6,646,511) (5,434,755) (15,843,460) (10,104,187) (30,708,408) (72,499,434) (8,742,107) (2,341,474) 18,561 (30,468,665) (41,533,685) 285

51 (b) 12 31 2017 2016 12,589,486,164 6,913,977,857 2,670,756,396 2,027,358,870 15,260,242,560 8,941,336,727 12 31 2017 2016 6,700,115,080 1,595,326,553 860,312,247 257,954,710 7,560,427,327 1,853,281,263 12 31 2017 2016 25,852,713,418 4,420,390,849 (18,292,286,091) (2,567,109,586) 7,560,427,327 1,853,281,263 286

51 (c) 10% 52 (i) (ii) (iii) 44 (iv) 287

52 (a) 288

52 (a) 2017 12 31 14,481,171,235 6,402,825,071 20,883,996,306 7,987,691,486 37,803,171,393 980,130,000 46,770,992,879 1,882,010,847 2,385,910,631 5,235,229 4,273,156,707 17,864,495,511 181,717,563 18,046,213,074 167,524,609 167,524,609 6,869,827,357 6,869,827,357 13,575,605 3,434,340,884 3,447,916,489 56,281,305 12,084,840 1,231,998,246 1,300,364,391 4,677,778,640 12,748,336,331 17,426,114,971 527,121 170,369,971 170,897,092 46,963,531,750 70,176,108,650 2,217,363,475 119,357,003,875 (1,660) (241) (1,901) (822,546,784) (822,546,784) (846,917,234) (846,917,234) (945,835,168) (9,578,941,084) (10,524,776,252) (10,585,083) (3,437,755,911) (3,448,340,994) (956,421,911) (14,686,161,254) (15,642,583,165) 289

52 (a) 2016 12 31 8,415,171,966 240,664,852 8,655,836,818 2,800,615,145 17,842,397,802 20,643,012,947 702,770,435 2,451,604,643 8,069,097 3,162,444,175 12,058,862,161 189,626,159 12,248,488,320 10,445,059,430 10,445,059,430 39,976,985 1,682,029,539 1,722,006,524 20,351,940 1,012,289,275 1,032,641,215 434,267 10,000,000 10,434,267 24,038,182,899 32,851,382,425 1,030,358,372 57,919,923,696 (9,235,906) (258) (9,236,164) (2,117,463,083) (2,117,463,083) (254,349,156) (7,361,559,114) (7,615,908,270) (29,685,607) (1,646,745,463) (1,676,431,070) (293,270,669) (11,125,767,918) (11,419,038,587) 290

52 (a) (i) 12 31 2017 2016 1,519,884,063 249,756,216 2017 2016 12 31 (ii) 2017 2016 12 31 2017 1 1 8,069,097 1,022,289,275 82,778,560 321,626,128 5,251,201 83,855,404 913,481,160 352,739,461 (18,963,588) (541,678,588) (12,084,635) 2017 12 31 985,365,229 1,231,998,246 82,922,660 173,981,544 291

52 (a) (ii) 2016 1 1 392,480,728 1,178,744,923 (15,098,759) 3,923,673 215,505,396 (29,418,183) (9,016,524) 8,976,855 352,560,876 (397,312,159) (715,505,396) 44,516,942 2016 12 31 8,069,097 1,022,289,275 (907,758) 175,519,108 292

52 (a) (ii) (b) 44 293

53 (a) (1) (2) (3) (i) 12 31 2017 2016 2,785,186,146 1,023,609,582 46,967,273,718 20,643,012,947 3,434,340,884 1,682,029,539 14,438,273,927 3,939,568,791 21,882,853,461 3,045,177,445 17,426,114,971 44,226,142,219 16,717,391,180 18,130,627,161 10,504,374,935 9,401,697,222 6,581,290,461 1,470,485,414 480,752,367 180,162,995,123 64,617,207,247 294

53 (a) (ii) 2017 12 31 2,482,895,963 302,290,183 2,785,186,146 46,748,451,164 218,822,554 46,967,273,718 2,164,939,632 1,269,401,252 3,434,340,884 13,921,117,095 517,156,832 14,438,273,927 20,895,980,306 986,873,155 21,882,853,461 15,499,805,407 1,926,309,564 17,426,114,971 39,210,288,875 5,015,853,344 44,226,142,219 15,106,403,437 3,024,223,724 18,130,627,161 3,761,966,527 5,639,730,695 9,401,697,222 1,374,572,896 95,912,518 1,470,485,414 161,166,421,302 18,996,573,821 180,162,995,123 2016 12 31 894,944,862 128,664,720 1,023,609,582 20,215,751,419 427,261,528 20,643,012,947 551,316,352 1,130,713,187 1,682,029,539 3,678,970,520 260,598,271 3,939,568,791 2,621,195,130 423,982,315 3,045,177,445 14,361,703,849 2,355,687,331 16,717,391,180 7,312,284,678 3,192,090,257 10,504,374,935 1,832,275,560 4,749,014,901 6,581,290,461 451,719,078 29,033,289 480,752,367 51,920,161,448 12,697,045,799 64,617,207,247 295

53 (a) (iii) 12 31 2017 2016 AAA 11,898,782 207,500,287 AA- AA+ 85,797,055 103,432,866 A- A+ 2,987,295,466 1,458,846,099 A- 7,234,437,261 2,047,591,703 10,319,428,564 3,817,370,955 AAA 34,405,865,376 12,655,508,993 AA- AA+ 5,141,572,582 978,824,661 A- A+ 89,000,000 43,000,000 A- 10,630,108 39,647,068,066 13,677,333,654 I 1 7,438,391,798 2,015,978,399 II 2 6,988,500,261 1,132,329,939 64,393,388,689 20,643,012,947 1 (SDR) 2 296

53 (b) 1 1 2017 12 31 1 5 5 5 47,346,517,792 47,346,517,792 10,517,039,490 10,517,039,490 12,194,242,171 12,194,242,171 3,148,791,177 299,549,817 3,448,340,994 30,758,576,151 30,758,576,151 10,933,706,871 10,933,706,871 7,243,188,060 48,150,012,625 2,077,070,000 57,470,270,685 14,789,727,641 11,289,271,945 2,109,917,102 2,759,015 28,191,675,703 62,136,245,433 86,084,815,865 50,559,479,544 2,079,829,015 200,860,369,857 297

53 (b) 1 1 2016 12 31 1 5 5 5 17,392,360,452 17,392,360,452 3,582,117,222 3,582,117,222 9,742,607,517 9,742,607,517 1,454,213,190 222,217,880 1,676,431,070 5,407,474,573 107,000,000 5,514,474,573 654,111,473 2,151,116,438 2,805,227,911 652,311,875 19,757,747,500 2,146,140,000 22,556,199,375 9,222,180,284 8,169,265,647 2,675,978 3,499,488 17,397,621,397 26,614,540,736 29,662,101,497 22,240,757,796 2,149,639,488 80,667,039,517 (c) (i) ( VaR ) VaR 298

53 (c) (i) VaR VaR 95% VaR 95%VaRVaR VaR11 95%5% VaR 299

53 (c) (i) 2017 12 31 2017 12 31 50,069,733 24,772,390 50,890,817 6,037,812 35,152,513 28,075,901 40,290,082 19,351,240 20,612,420 10,832,594 21,498,471 5,123,628 71,607,917 42,367,250 73,762,052 23,402,695 2016 12 31 2016 12 31 11,808,293 10,028,777 20,130,221 2,271,047 24,091,328 22,357,613 28,431,350 15,675,647 7,641,385 9,380,023 15,659,515 5,180,069 29,686,979 27,366,626 35,990,332 21,212,473 300

53 (c) (i) 2017 3100% 2017 12 31 2017 12 31 57,015,113 26,997,690 59,398,188 6,037,812 43,486,492 36,726,175 50,399,277 19,351,240 20,612,420 10,832,594 21,498,471 5,123,628 83,306,657 50,121,176 83,598,736 23,402,695 (ii) (1) VaR 12 31 2017 2016 50 (170,963,514) (45,389,091) 50 0 196,251,104 45,882,054 301

53 (c) (ii) (1) 5012 (2) 302

54 2017 3 100% 2017 4 12 1,678,461,809 3,985,130,809 (a) 1,678,461,809 16,700,695,000 (b) 56 303

54 (c) 2017 3 31 253,317,152 174,489,321 233,543,117 960,155,080 6,649,861,504 125,974,132 471,422,525 397,501,395 18,092,290,291 7,467,010,890 1,232,403,220 30,614,360,425 7,631,792,908 1,475,519,356 (30,683,170,163) (315,169,000) (14,844,988,519) (1,604,618,460) (236,516,976) (10,010,867,136) (223,781,282) (2,636,314,294) 15,224,215,486 (d) 2017 3 31 16,700,695,000 106,199,132 15,224,215,486 1,582,678,646 304

54 (d) (e) 2017 1 1 2017 12 31 5,506 799 3 4,087 480 55 2016 6 16 [2016]10 305

55 [2016]10 (i) (ii) *100%)100%1 *100%)8%2 (iii) 30 *100%)100%3 (iv) *100%)100%4 (v) 20%5 (vi) 8%6 (vii) 10%7 (viii) 100%8 (ix) 500%9 2017 2016 12 31 12 31 2017 2016 19,347,368,732 14,164,169,146 1 137.16% 144.90% 2 10.40% 14.76% 3 354.84% 227.31% 4 129.42% 130.32% 5 57.47% 84.06% 6 23.61% 34.77% 7 41.08% 41.37% 8 51.20% 46.87% 9 269.92% 242.93% 306

56 12 31 2017 2016 241,333,641 223,217,923 41,583,600 1,263,572 57 21,621,245,353 4,772,542,988 362,474,368 309,676,508 286,485,767 1,019,638,439 1,075,203,978 571,311,196 737,442,581 66,217,926 44,218,552 24,210,290,290 7,163,566,102 3,109,363,064 1,820,473,236 2,601,117,119 2,621,195,130 12,441,158,265 434,267 57,636,833,184 36,726,065,593 2,174,603,119 610,189,406 7,512,429,927 3,045,270,301 799,484,436 434,951,931 14,817,565,572 11,080,975,024 5,112,381,051 5,176,262,871 77,070,429 54,582,419 106,282,006,166 61,570,400,178 130,492,296,456 68,733,966,280 307

56 12 31 2017 2016 473,797,949 1,828,406,388 895,172,310 807,708,721 14,893,153,400 11,148,640,706 5,036,719,092 3,186,230,000 6,724,300,000 2,649,593,509 20,156,178,836 3,906,305,792 2,421,535,592 2,178,304,517 82,411,622 432,117,526 1,068,850,000 13,265,220,399 9,972,110,879 65,017,339,200 36,109,418,038 41,264,666,966 25,460,982,140 65,474,957,256 32,624,548,242 358,059,642 374,206,235 31,454,608,925 15,400,000,000 31,812,668,567 15,774,206,235 33,662,288,689 16,850,342,007 46 3,985,130,809 2,306,669,000 47 1,000,000,000 1,000,000,000 46 27,001,941,190 11,813,629,777 1,675,216,690 1,730,043,230 33,662,288,689 16,850,342,007 308

57 12 31 2017 2016 21,621,245,353 4,772,542,988 12 31 2017 2016 (1) 1,349,400,000 100% 100% 8,000,000,000 100% 899,377,084 100% 300,000,000 100% 100% 250,000,000 100% 100% 350,000,000 100% 100% (3) 410,000,000 100% 100% (3) 100,000,000 100% 100% (3) 843,220,000 100% 100% 309

57 12 31 2017 2016 (1) CICC Financial Products Ltd. (3) 1 100% 100% (3) 245,740,000 100% 100% China International Capital Corporation 52,000,000 100% 100% (Singapore) Pte. Limited (3) China International Capital 21,000,000 100% 100% Corporation (UK) Limited (3) CICC US Securities, Inc. (3) 61,000,000 100% 100% (3) 36,000,000 100% 100% CICC Financial Trading Limited (3) 1 100% 100% CICC Investment Group 100 100% 100% Company Limited (2) (3) CICC Investment Management 1 100% 100% Co. Ltd. (2) (3) 100,000,000 100% 100% (3) CICC Capital (Cayman) Limited (3) 1 100% 100% 310

57 (1) KPMG Service Pte. Ltd. KPMG LLP KPMG LLP (2) (3) 58 2017 12 31 112.2 20%) 2018 2 1 2017 12 31 2017 12 31 311

59 (a) (i) 2018 1 26 20 10 5.58% 2020 1 26 10 5.70% 2021 1 26 (ii) 2018 3 23 10 5.95% 2021 3 23 (b) 2018 1 1 4,745.14 5,729.10 (c) 2018 1 10.70 2.34 2.52 0.68 (d) 2018 2 7 1 2018 11 7 (e) 2018 3 23 Tencent Mobility Limited 207,537,0594,192,667,868 2,464,953,440 H 1,727,714,428 (f) 2017 2018 3 232017 670,826,859 4,192,667,868 10 1.60 312

(1) 1995 2015 (2) 1996 (3) 1997 (4) 1999 (5) 1999 (6) 2000 (7) 2001 (8) 2002 (9) 2002 (10) 2004 (11) 2004 (12) 2004 (13) 2004 (14) 2004 (15) 2005 (16) 2005 (17) 2005 (18) 2005 (19) 2005 (20) 2005 (21) 2005 (22) 2006180ETF (23) 2006 313

(24) 2006 (25) 2007 (26) 2007 (27) 2007 (28) 2007 (29) 2007 (30) 2007 (31) 2008 (32) 2008 (33) 2008 (34) 2009 (35) 2010 (36) 2010 (37) 2010 (38) 2010 (39) 2010 (40) 2010 (41) 2011 (42) 2011 (43) 2011 2012-2014 (44) 2011 (45) 2012 (46) 2012 314

(47) 2012 (48) 2012 (49) 2012 (50) 2012 (51) 2012 (52) 2013 (53) 2013 (54) 2013 (55) 2013 (56) 2013 (57) 2013 (58) 2013 (59) 2013 2017 3 (60) 2013 (61) 2014 (62) 2014 (63) 2014 (64) 2014 (65) 2014 (66) 2014 (67) 2015 (68) 2015 (69) 2015 (70) 2015 315

(71) 2015 (72) 2015 (73) 2016 (74) 2016 (75) 2017 (76) 2017 316