1398 2013 9 30 13.09 1. 1.1 1.2 2013 10 30 2013 1.3 1.4 1
2. 2.1 A 601398 H 1398 A 113002 55 100140 86-10-66108608 86-10-66107571 ir@icbc.com.cn 2.2 2.2.1 2013 9 30 2012 12 31 % 18,742,548 17,542,217 6.84 9,644,520 8,803,692 9.55 234,885 220,403 6.57 4,379,588 4,083,887 7.24 17,507,159 16,413,758 6.66 14,692,718 13,642,910 7.69 1,219,635 1,486,805 (17.97) 1,231,739 1,124,997 9.49 3.51 3.22 9.01 2
2013 1 9 2012 1 9 % 432,474 393,740 9.84 205,771 185,711 10.80 205,533 185,602 10.74 69,831 883,704 (92.10) 0.59 0.53 11.32 0.58 0.52 11.54 % 23.00 24.24 1.24 2.2.2 2013 9 30 3
2.3 890,238H 147,766 A 742,472 10 890,238 2013 9 30 A+H 10 2013 9 30 % A 35.4 124,155,852,951 A 35.2 123,316,451,864 H 24.5 86,008,737,030 A 1.1 3,888,418,475 A 0.3 1,053,190,083 A 0.2 599,835,700 A 0.2 544,890,787 A 0.1 508,268,123 005L FH002 A 0.1 394,224,285 005L CT001 A 0.1 301,137,350 (1) H H (2) 2013 6 14 2013 6 13 2013 6 13 2013 9 30A 175,445,497 2013 9 300.050% (3) 005L CT001 005L FH002 4
2.4 XV 2 3 2013 9 30 336 A A % % 44.74 33.66 A 118,006,174,032 (1) 118,006,174,032 44.74 33.66 (2) (1) 2013 9 30 123,316,451,864 (2) 2013 9 30 124,155,852,951 H H H % % 10,405,376,524 11.99 2.97 Temasek Holdings 7,002,665,393 8.07 2.00 (Private) Limited JPMorgan Chase & Co. 652,143,385 0.75 0.19 1,404,910,833 1.62 0.40 4,042,223,891 4.66 1.15 6,099,278,109 7.03 1.74 273,429,763 0.32 0.08 Blackrock, Inc. 5,152,004,522 5.94 1.47 5
2.5 10 A 1,761,162,000 1,219,112,000 642,093,000 629,612,000 550,255,000 UBS AG 491,374,000 351,611,000 GOVERNMENT OF SINGAPORE INVESTMENT CORPORATION PTE LTD 314,293,000 311,631,000 305,000,000 2012 5 21 A 2.5.1 2.5.2 2013 6 26 3.77 3.53 2.5.3 2011 3 1 2013 9 30 56,913,370 A 1,552,650,555 193,086,630 77.23% 2.5.4 [2013] 056 AAA AAA 6
3. 2,057.71 10.80%1.51% 23.00% 1.24 4,324.74 9.84% 3,276.36 5.22% 955.03 19.85% 26.08% 187,425.48 12,003.31 6.84% 96,445.20 8,408.28 9.55% 7,224.75 9.16%68,459.73 26,507.75 1,477.72 65.2% 175,071.59 10,934.01 6.66% 146,927.18 10,498.08 7.69% 75,895.92 68,416.16 2,615.10 12,353.89 1,069.30 9.48% 873.61 127.86 0.91% 0.06 268.87% 26.68 2.44% 2.56% 10.59%10.59% 13.17% 1 1 7
4. 4.1 2013 9 30 2012 12 31 % 43,888 20,463 114.47 327,935 201,208 62.98 19,600 14,756 32.83 792 1,133 (30.10) 451,565 319,742 41.23 335,071 237,764 40.93 88,648 38,009 133.23 494,094 372,541 32.63 2013 1 9 2012 1 9 % 731 368 98.64 (2,002) (4,674) (57.17) 919 616 49.19 9,687 6,374 51.98 238 109 118.35 8
4.2 4.2.1 20% 2013 4 2 20% 20% 2013 4.3 5% 5% 2013 9 30 2013 4.4 2013 6 72012 2013 6 25 2012 1 1 2012 12 31 10 2.39836 4.5 9
5. 5.1 5.2 5.3 6. (www.hkexnews.hk) (www.icbc.com.cn www.icbc-ltd.com) (www.sse.com.cn) (www.icbc.com.cn www.icbc-ltd.com) 2013 10 30 M C 10
2013 9 30 2013 2013 2012 2012 7 9 1 9 7 9 1 9 194,262 566,769 182,795 537,317 (82,515) (239,133) (75,484) (225,948) 111,747 327,636 107,311 311,369 31,186 103,698 27,348 86,184 (3,065) (8,195) (2,465) (6,497) 28,121 95,503 24,883 79,687 1,069 731 616 368 (2,092) (2,002) (3,211) (4,674) 311 919 162 616 1,842 9,687 1,151 6,374 140,998 432,474 130,912 393,740 (48,979) (140,728) (45,697) (130,228) (6,337) (28,264) (5,707) (24,736) (342) (356) (515) (723) 85,340 263,126 78,993 238,053 468 1,523 635 1,787 85,808 264,649 79,628 239,840 (18,514) (58,878) (17,158) (54,129) 67,294 205,771 62,470 185,711 11
2013 9 30 2013 2013 2012 2012 7 9 1 9 7 9 1 9 67,186 205,533 62,442 185,602 108 238 28 109 67,294 205,771 62,470 185,711 0.19 0.59 0.18 0.53 0.19 0.58 0.18 0.52 12
2013 9 30 2013 2013 2012 2012 7 9 1 9 7 9 1 9 67,294 205,771 62,470 185,711 (9,198) (10,420) (5,526) 1,600 (3) (177) 32 125 161 985 154 77 (1,115) (9,042) (70) (757) 21 (4) 9 (10,155) (18,633) (5,414) 1,054 57,139 187,138 57,056 186,765 57,096 187,064 57,032 186,651 43 74 24 114 57,139 187,138 57,056 186,765 13
2013 9 30 2013 9 30 2012 12 31 3,360,532 3,174,943 636,745 636,450 43,888 20,463 327,935 201,208 19,600 14,756 406,661 544,579 9,409,635 8,583,289 4,007,765 3,862,216 28,534 33,284 148,343 135,889 24,401 22,789 328,509 312,351 18,742,548 17,542,217 14
2013 9 30 2013 9 30 2012 12 31 792 1,133 451,565 319,742 15,932 13,261 1,219,635 1,486,805 335,071 237,764 88,648 38,009 14,692,718 13,642,910 44,640 56,922 437 552 246,881 232,186 410,840 384,474 17,507,159 16,413,758 350,572 349,620 2,306 2,708 384,767 400,128 494,094 372,541 1,231,739 1,124,997 3,650 3,462 1,235,389 1,128,459 18,742,548 17,542,217 15
2013 9 30 2013 1 9 2012 1 9 264,649 239,840 (1,523) (1,787) 10,691 9,465 1,477 1,282 (215) (2,850) 28,264 24,736 356 723 4,729 3,142 8,138 7,204 (1,479) (646) (820) (583) 83 (24) 2,002 4,674 (493) (426) (99) (33) 315,760 284,717 (342,618) (112,314) 82,152 (55,007) (23,564) 3,354 (126,788) (17,166) 13,473 (6,277) (867,484) (854,641) (16,955) (79,765) (1,281,784) (1,121,816) 16
2013 9 30 2013 1 9 2012 1 9 131,603 75,097 (341) 137 (261,286) 237,898 97,307 16,395 51,138 3,770 1,060,148 1,373,053 26,912 78,910 1,105,481 1,785,260 139,457 948,161 (69,626) (64,457) 69,831 883,704 (26,814) (17,720) 493 826 (1,176,389) (817,072) 1,012,866 669,238 (1,830) (13) 487 645 815 (188,712) (165,756) 17
2013 9 30 2013 1 9 2012 1 9 155 (12,893) 20,000 31,114 11,668 (6,878) (5,426) (83,565) (70,912) (40) (41) (72,107) (44,711) (190,988) 673,237 1,201,647 848,308 (8,002) (1,282) 1,002,657 1,520,263 555,843 518,055 (192,559) (186,003) 18
1 1,225,035 1,150,531 1,225,055 1,150,531 1,523,899 1,435,774 10.59% 10.57% 10.59% 10.57% 13.17% 13.19% 10.64% 10.92% 13.36% 13.36% 1 19