股份代號 Stock Code: 604 Interim Report 2016 中期報告

2 3 8 20 22 23 24 26 28 29 73 76

2 2016 9 8 00604 183 22 www.shenzheninvestment.com

2016 3 6,382.71.6% 1,654.768.0% 588.634.6%22.41 53.5% 7.00

4 2016 140.4185 76.0%83.3% 82%

2016 5 CES CES LOFT-D5 CES 37.9%

6 2016 290 80%140.483.3% 76%

2016 7

8 2016 6,382.71.6%33.8% 1,654.768.0% 588.634.6% 22.4153.5%

2016 9 38.2 87.3% 3,887.2 4,621.0 1.9% 36.5% T2 45.4%72.2% 56.2%32.1% 20.5%16.0%

10 2016 2016 20,719 108.5 5,237 47,506 202.0 4,253 622 3.1 4,994 54,768 195.2 3,564 731 7.7 10,478 1,226 12.9 10,498 30,257 128.3 4,240 7,497 86.1 11,482 12,965 47.8 3,685 423 7.2 16,934 383 9.8 25,518 76,127 502.9 6,606 5,434 40.5 7,443 24,361 87.8 3,606 25,914 458.3 17,685 4,098 117.4 28,658 8,848 235.6 26,626 1,260 11.0 8,719 18,537 1,337.2 72,136 28,015 137.7 4,917 8,568 63.7 7,437 4,144 86.5 20,880 382,403 3,887.2 10,165

2016 11 59.16 14083.3% 2016 116,919 6,702 57,324 48,468 2,958 61,029 19,191 532 27,702 48,838 388 7,947 15,979 323 20,233 53,816 322 5,983 62,706 309 4,931 56,999 263 4,623 35,631 245 6,862 20,547 107 5,220 * 2,612 101 38,828 24,419 90 3,674 7,388 89 12,067 13,630 89 6,541 8,375 85 10,165 2,476 79 31,737 11,608 48 4,107 3,969 44 10,978 12,195 42 3,466 5,125 35 6,761 348 14 39,684 170 6 36,000 20,154 1,168 57,954 591,563 14,039 23,732 * 50%

12 2016 9.549.4 2016 I-I 5# 17,946 14,108 6# 04-01 76,733 57,200 94,679 71,308 2016 2.1 123,778 87,115 2.2 100,807 96,325 3.1 B 116,008 73,452 1.1 153,801 91,693 494,394 348,585 901.3 785.6694.8598.9 432.2374.4 320.6273.2

2016 13 2016 6 30 1,3 1,3 62% 1% 37% 36% 20% 44% 2,3 2,3 65% 1% 34% 33% 23% 44% 1. 2. 3.

14 2016 Fairwind Power Limited 95% Fairwind Power Limited 526.2 62 9.11.16 100 386.21.2% 87.2%2.7 741.5

2016 15 4,000 734.410.1% 29320 203 19090 200 84.5 0.4% 144.8 38.4%

16 2016 51% 1.3 50% 142.8 64.652.7% 59.74.3% 15.5 61.5 230,000,000 1,000,000,000

2016 17 22,280.6 21,375.117,681.9 17,903.5 80.4%4,377.1 19.6% 12,902.557.9% 42.1%4.6% 14,384.1 13,818.8 93.0% 7.0% 42.1% 57.9% 33,041.5 33,325.9 23.9% 37.9% 65.6%

18 2016 22,280.6 21,375.1 17,903.5 16,100.9 4,377.1 5,274.2 17,681.9 16,672.7 14,384.1 13,818.8 23.9% 22.7% 37.9% 36.5% 1,172.4 1,917.6 18 6,549.3 8,857.7 26

2016 19 75.05% 5.4 17,72917,606 37 520.7 497.8

20 2016 2272 34 34

2016 21 2410 34 10 8

22 2016 4 6,382,666 6,279,078 (4,225,765) (4,147,060) 2,156,901 2,132,018 4 616,766 268,333 741,479 753,971 72 1,933 (156,241) (161,366) (407,426) (383,896) (116,362) (109,618) 5 (313,566) (418,103) 212,601 168,137 79,057 (35,103) 6 2,813,281 2,216,306 7 (1,120,729) (1,184,483) 1,692,552 1,031,823 1,654,741 984,733 37,811 47,090 1,692,552 1,031,823 8 22.41 14.60 22.40 14.57 2972 9

2016 23 1,692,552 1,031,823 (4,255) 9,581 1,064 (2,395) (3,191) 7,186 (973,170) 5,092 (65,375) (10,859) (1,041,736) 1,419 (72) (72) (1,041,736) 1,347 650,816 1,033,170 664,643 987,201 (13,827) 45,969 650,816 1,033,170 2972

24 2016 10 4,049,919 4,144,176 39,777 40,355 322,449 322,542 11 21,672,747 20,908,173 13 3,794,378 3,838,027 14 3,125,602 3,037,310 117,115 123,684 15 2,955,053 1,778,889 1,429,425 1,386,915 6,922 7,075 37,513,387 35,587,146 88,064 98,803 7,103,241 9,031,517 12 41,446,537 30,311,525 9,000 9,576 16 429,426 528,154 1,880,608 1,696,026 3,769 3,696 17 4,125,111 4,110,729 17 10,258,993 9,708,046 65,344,749 55,498,072

2016 25 18 4,377,053 5,274,153 19 811,531 1,013,126 20 23,174,892 13,920,890 27(d)(ii) 1,463,932 158,301 4,478,299 3,816,007 5,479,877 6,494,559 39,785,584 30,677,036 25,559,165 24,821,036 63,072,552 60,408,182 18 17,903,502 16,100,940 27(d)(ii) 342,800 348,894 965,897 25,126 32,088 9,387,322 7,391,297 27,658,750 24,839,116 35,413,802 35,569,066 22 17,478,481 17,478,481 22 15,563,003 15,847,384 33,041,484 33,325,865 2,372,318 2,243,201 35,413,802 35,569,066 2972

26 2016 14,564,800 (279,127) 69,525 59,019 216,214 24,271 1,799,651 3,341,494 9,834,726 865,287 30,495,860 2,277,775 32,773,635 984,733 984,733 47,090 1,031,823 (72) 7,186 (4,646) 2,468 (1,121) 1,347 (72) 7,186 (4,646) 984,733 987,201 45,969 1,033,170 (94,318) (865,287) (959,605) (959,605) 175,007 (34,995) 140,012 140,012 2,730,275 2,730,275 2,730,275 21 11,187 11,187 11,187 13,377 (13,377) 17,470,082 (279,127) 45,717 59,019 216,142 31,457 1,813,028 3,336,848 10,711,764 33,404,930 2,323,744 35,728,674

2016 27 17,478,481 (208,140) 57,504 59,019 216,142 19,575 1,837,976 1,515,524 12,349,784 33,325,865 2,243,201 35,569,066 1,654,741 1,654,741 37,811 1,692,552 (3,191) (986,907) (990,098) (51,638) (1,041,736) (3,191) (986,907) 1,654,741 664,643 (13,827) 650,816 (959,922) (959,922) (959,922) 21 7,891 7,891 7,891 146,867 146,867 (3,923) (3,923) 107 2,900 3,007 3,007 17,478,481 (208,140) 65,395 59,126 219,042 16,384 1,837,976 528,617 13,044,603 33,041,484 2,372,318 35,413,802 2972

28 2016 6,990,344 (835,717) (2,447,728) (1,282,913) 4,542,616 (2,118,630) (110,955) (98,058) 23 (2,158,664) (89,584) 185,913 (2,359,203) 87,855 4,348,489 7,773,277 (4,603,350) (6,478,203) (1,466,046) 3,209,960 (1,720,907) 4,505,034 462,506 2,474,259 9,708,046 8,375,476 88,441 3,367 10,258,993 10,853,102 2972

2016 29 1. 98 3 2.1 34 2.2 34

30 2016 2.1 2410 20 21 622 436 662(3)6 3 406(2)407(2) (3)

2016 31 2.2 1 34 1 1

32 2016 3. (a) (b) (c) (d) (e)

2016 33 3. 4,621,049 386,246 734,394 144,782 496,195 6,382,666 17,342 17,686 39,788 74,816 4,621,049 403,588 752,080 144,782 535,983 6,457,482 (74,816) 6,382,666 1,834,285 527,625 42,994 7,884 (68,153) 2,344,635 741,479 741,479 1,834,285 1,269,104 42,994 7,884 (68,153) 3,086,114 (2,165) 77,267 72 (34,441) (313,566) 2,813,281 59,430,172 24,080,036 326,713 146,070 3,677,667 87,660,658 15,197,478 102,858,136 25,160,496 1,625,293 728,603 71,879 626,933 28,213,204 39,231,130 67,444,334

34 2016 4,709,603 381,542 667,132 235,023 285,778 6,279,078 5,336 11,895 36,129 53,360 4,709,603 386,878 679,027 235,023 321,907 6,332,438 (53,360) 6,279,078 1,333,949 434,200 37,157 1,021 (37,833) 1,768,494 753,971 753,971 1,333,949 1,188,171 37,157 1,021 (37,833) 2,522,465 (28,565) 171,842 13,409 1,933 (46,675) (418,103) 2,216,306 48,747,765 22,729,484 162,570 184,983 3,924,577 75,749,379 15,335,839 91,085,218 16,624,958 1,057,481 623,955 39,371 499,493 18,845,258 36,670,894 55,516,152

2016 35 4. 4,621,049 4,709,603 734,394 667,132 386,246 381,542 144,782 235,023 496,195 285,778 6,382,666 6,279,078 77,267 171,842 1,628 59,468 23 526,249 11,622 37,023 616,766 268,333

36 2016 5. 396,620 718,760 106,670 14,214 143,612 108,854 6,669 10,062 2,637 656,964 851,134 (343,398) (433,031) 313,566 418,103

2016 37 6. 3,026,341 3,177,192 1,199,424 969,868 10 94,761 69,499 (6,233) 27(d)(ii) (6,095) 19,179 452 580 4 (1,628) (59,468) (2,329) 127

38 2016 7. 25% 30% 60% 505,749 585,548 9,173 519,293 693,059 116,625 (48,483) 37,161 36,880 (58,099) (91,694) 1,120,729 1,184,483

2016 39 8. 1,654,741 984,733 7,384,016,988 6,745,807,053 3,212,710 14,003,321 7,387,229,698 6,759,810,374

40 2016 9. 13.00 13.00 (i) 751,256 4,846 208,666 954,759 959,922 959,605 7.00 3.00(ii) 516,881 221,447 (i) (ii) 13.00 13.00 7.00 3.00

2016 41 10. 4,144,176 3,240,502 110,955 295,474 1,711 11 800,637 69,714 (15,725) (2,048) (4,117) (94,761) (155,936) (94,389) (102,098) 4,049,919 4,144,176 238,795,000 344,270,000 723,147,000 728,180,000 18(a)(i)

42 2016 11. 14,486,000 6,422,173 20,908,173 247,146 230,449 477,595 88,596 88,596 652,883 652,883 (36,979) (36,979) (268,527) (148,994) (417,521) 15,169,119 6,503,628 21,672,747 739,851 739,851

2016 43 11. 13,163,533 6,855,061 20,018,594 615,598 615,598 10 (800,637) (800,637) 12 (21,533) (21,533) 589,317 589,317 432,102 432,102 925,294 156,882 1,082,176 (61,860) (61,860) (562,386) (383,198) (945,584) 14,486,000 6,422,173 20,908,173 1,331,094 156,882 1,487,976

44 2016 11. 1,412,415,000 1,226,953,000 1,519,378,000 1,884,717,000 18(a)(iv) 21,672,747,000

2016 45 11. 17,684,729 17,684,729 3,988,018 3,988,018 21,672,747 21,672,747 16,768,302 16,768,302 4,139,871 4,139,871 20,908,173 20,908,173

46 2016 11. 8,500-120,000 (64,250) 7,200-39,500 (23,350) 8,600-67,400 (26,800) 5,800-35,300 (15,500)

2016 47 12. 30,717,690 31,082,841 3,043,524 6,009,465 10,824,881 21,533 (319) (2,026,748) (5,126,801) (751,971) (1,269,029) 41,807,376 30,717,690 (360,839) (406,165) 41,446,537 30,311,525 15,022,144 5,001,472 26,424,393 25,310,053 41,446,537 30,311,525 32,621,947,000 23,954,811,00040 70

48 2016 12. 363,320,000 615,389,000 18(a)(iii) 2,181,466,000 6,132,337,000 13. 4,518,801 4,547,054 91,577 91,577 15,396 (816,000) (816,000) 3,794,378 3,838,027 1,349,728 1,487,556 15,396,000 20

2016 49 13. a * 418,587,000 15.08 15.08 ** b 73,994,000 27.34 27.34 * 0.10 20% ** 0.10 a. b.

50 2016 13. 14. 2,826,986 2,953,663 6,116 6,116 292,500 77,531 3,125,602 3,037,310

2016 51 14. 100,000,000 51 50 51 100,000,000 50 50 50.* 62,000,000 37.53* 50 50 * 75.05%50% 37.53% 15. 1,777,933,000 1,778,889,000 27(d)(iv)

52 2016 16. 518,860 562,412 (89,434) (34,258) 429,426 528,154 316,382 513,645 113,044 14,509 429,426 528,154

2016 53 17. 12,423,460 11,757,506 1,960,644 2,061,269 * (4,125,111) (4,110,729) 10,258,993 9,708,046 * 631,800,000540,000,000 644,328,000540,000,000 26(ii) 3,493,311,000 3,464,015,000 13,372,371,014 12,813,860,000

54 2016 18. 5.225-5.390 131,075 4.750-5.225 393,009 4.350-6.180 +2.150 +2.600 +2.600 4,245,978 4.350-5.8966 +2.150 +2.400 +2.400 4,761,824 5.880 119,320 4,377,053 5,274,153 4.900-5.463 1,041,342 4.900-5.7000 1,524,595 4.750-6.180 + 2.600 + 3.750 + 2.600 + 2.850 13,937,160 4.750-5.2252 + 2.600 + 3.750 + 2.600 + 3.750 11,593,345 (d) 6.8004 2,925,000 7.140 2,983,000 17,903,502 16,100,940 22,280,555 21,375,093

2016 55 18. 4,377,053 5,154,833 2,040,393 4,117,928 12,716,979 8,676,188 221,130 323,824 19,355,555 18,272,773 119,320 1,170,000 2,386,400 1,755,000 596,600 2,925,000 3,102,320 22,280,555 21,375,093

56 2016 18. (a) 1,172,417,000 1,917,604,000 (i) (ii) 723,147,000 728,180,000 10 66,738,000 (iii) 363,320,000 615,389,00012 (iv) 1,519,378,000 1,884,717,00011 5,583,825,000 4,534,160,00027(b) (b) 6,954,363,000 5,342,228,000 5,948,143,000 5,114,000,000 (c)

2016 57 18. (d) 2,500,000,000 2,925,000,000 6.80% 19. 313,305 518,661 183,911 315,539 225,960 140,049 88,355 38,877 811,531 1,013,126

58 2016 20. 14,781,005 8,365,551 (a) 3,001,046 4,472,876 (b) 312,621 285,883 (c) 5,080,220 796,580 23,174,892 13,920,890 (a) 110,994,000 126,481,000 522,103,000 142,300,000 446,547,000 100,437,000 7.50 75,556,000 41,863,000 (b) 312,621,000 285,883,000 (c) 2,703,194,000

2016 59 21. 2.8839 126,406,000 2.7429 181,927,600 3.1080 6,920,000 3.3960 7,846,000 2.5190 (56,687,830) 2.8500 (2,506,000) 2.6774 (4,173,770) 2.8955 133,326,000 2.8839 126,406,000 3.7612

60 2016 21. * 118,560,000 2.8500 7,846,000 3.3960 6,920,000 3.1080 133,326,000 * 3,501,6590.5060 7,890,716 11,186,828 133,326,000 133,326,000452,876,643

2016 61 22. (a) 7,384,016,988 7,384,016,988 17,478,481 17,478,481 (b) 26 27 23. Fairwind Power Limited 95%Fairwind Power Limited Fairwind Power Limited (a)1,132,116,645(b) 1,132,116,645

62 2016 23. Fairwind Power LimitedFairwind Power 1,711 10,824,880 509,769 105,569 (1,337) (5,133,855) (1,393,300) (1,976,087) 2,937,350 Fairwind Power Limited 95% 4 (526,249) (2,264,233)

2016 63 23. Fairwind Power Limited (2,264,233) 105,569 (2,158,664) (1,637) 6,382,666,0001,692,552,000 24. 60,144 60,144 65,583 65,583 3,769 3,769 3,696 3,696 63,913 63,913 69,279 69,279

64 2016 24.

2016 65 24. 60,144 60,144 3,769 3,769 63,913 63,913 65,583 65,583 3,696 3,696 69,279 69,279

66 2016 25. 7,972,884 7,786,034 26. (i) 6,549,332,000 8,857,658,000

2016 67 26. (ii) 75.05% 316,000,000 540,000,000

68 2016 27. (a) (1) 27(d)(i) 143,612 108,854 (iv) 1,604 1,683 (i) 3,566 3,763 (2) (i) 5,140 6,174 (ii) 213 180 23 2,264,233 (3) 29,367 24,301 (iii) 174 114 (4) 27(d)(v) 6,669 613 (i) 246 258 (5) 27(d)(iv) 93,116

2016 69 27. (a) (i) (ii) (iii) (iv) (v) (a) (b) 1,010,000594,0001,060,000623,000 14A (b) 5,583,825,000 4,534,160,000 18(a) (c) 27(a) 5,215,05610,430,1123,240,8641,080,288

70 2016 27. (d) (i) 4,195,212,000 3,670,730,000 5.5 (ii) 1,463,932,000 158,301,000 741,100,000 342,800,000 348,894,000 6,095,000

2016 71 27. (d) (iii) 20 (iv) 1415 359,878,000 12 589,975,000 457,584,000 (v) 12,131,000 13,091,000 20

72 2016 27. (e) 7,645 5,497 1,004 3,112 6,700 11,761 12,197 (a)(1) (a)(2) (a)(4) (b) 14A

2016 73 XV XV78 352 1,122,383 7,830,000 8,952,383 0.12 3,196,000 3,196,000 0.04 5,246,000 5,246,000 0.07 5,246,000 5,246,000 0.07 3,400,000 3,400,000 0.05 1,131,866 1,131,866 0.02 7,384,016,988

74 2016 XV XV78 352 XV23 336

2016 75 1 4,480,478,142 2 60.68 4,419,373,328 59.85 61,104,814 3 0.83 1. 7,384,016,988 2. 4,480,478,142 3. 61,104,814Successful Years Holdings Limited Successful Years Holdings Limited 61,104,814 XV23336

76 2016 6,920,000 133,326,000 21 7,830,000 7,830,000 3,196,000 3,196,000 5,246,000 5,246,000 5,246,000 5,246,000 21,518,000 21,518,000 100,238,000 100,238,000 4,650,000 4,650,000 6,920,000 6,920,000 104,888,000 6,920,000 111,808,000 126,406,000 6,920,000 133,326,000 * * * * * * ** 2.85 3.396 2.85 2.85 2.85 3.396 3.108

2016 77 * 40% 70% 100% ** 40% 70% 100% 3.00 7.00 3.00

78 2016 18322 A.6.7E.1.2 A.6.7 E1.2

2016 79 13.21 300,000,000 235,000,000 1,833,000,000 1,654,000,000

80 2016 435,000,000 3,393,000,000 2,510,000,000 400,000,000 200,000,000 230,000,0001,000,000,000 35% 51%

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