_BOCI ETF_IR2018_CoverC3

Transcription

1 Interim Report As of 29 June 2018 ETFs World Index Shares ETFs Fund Manager and Interim Report Issuer BOCI-Prudential Asset Management

2 , W.I.S.E.-CSI HK 100 TRACKER TM and W.I.S.E.-SSE 50 CHINA TRACKER (Sub-Funds of World Index Shares ETFs) TM 50 ETFs CONTENTS PAGE(S) MANAGEMENT AND ADMINISTRATION 1 REPORT OF THE MANAGER TO THE UNITHOLDERS 2 STATEMENTS OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME (UNAUDITED) 10 STATEMENTS OF FINANCIAL POSITION UNAUDITED) 13 STATEMENTS OF CHANGES IN NET ASSETS ATTRIBUTABLE TO UNITHOLDERS (UNAUDITED) 16 STATEMENTS OF CASH FLOWS (UNAUDITED) INVESTMENT PORTFOLIO (UNAUDITED) 22 STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) 36 PERFORMANCE TABLE (UNAUDITED) 70 W.I.S.E.-CSI HK 100 TRACKER TM 100 TM INVESTMENT PORTFOLIO (UNAUDITED) 71 STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) 75 PERFORMANCE TABLE (UNAUDITED) 80 W.I.S.E.-SSE 50 CHINA TRACKER 50 INVESTMENT PORTFOLIO (UNAUDITED) 81 STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) 84 PERFORMANCE TABLE (UNAUDITED) 88

3 , W.I.S.E.-CSI HK 100 TRACKER TM and W.I.S.E.-SSE 50 CHINA TRACKER (Sub-Funds of World Index Shares ETFs) TM 50 ETFs MANAGEMENT AND ADMINISTRATION MANAGER AND LISTING AGENT BOCI-Prudential Asset Management Limited 27/F, Bank of China Tower 1 Garden Road Central Hong Kong DIRECTORS OF THE MANAGER AND LISTING AGENT Wang Zhongze Lee Yui Leung Tse Yung Hoi Guy Robert Strapp Julian Christopher Vivian Pull TRUSTEE AND CUSTODIAN BOCI-Prudential Trustee Limited 12/F & 25/F, CITICorp Centre 18 Whitfield Road Causeway Bay Hong Kong Standard Chartered Bank (China) Limited 28/F, Standard Chartered Tower 201, Century Avenue Pudong Shanghai China REGISTRAR Computershare Hong Kong Investor Services Limited 46/F, Hopewell Centre 183 Queen s Road East Wanchai Hong Kong CONVERSION AND SERVICE AGENT HK Conversion Agency Services Limited 10/F, One International Finance Centre 1 Harbour View Street Central Hong Kong LEGAL ADVISER TO THE MANAGER Baker & McKenzie 23/F, One Pacific Place 88 Queensway Hong Kong AUDITOR Ernst & Young 22nd Floor, CITIC Tower 1 Tim Mei Avenue Central Hong Kong 1 27 Guy Robert Strapp Julian Christopher Vivian Pull

4 REPORT OF THE MANAGER TO THE UNITHOLDERS OF (SUB-FUND OF WORLD INDEX SHARES ETFs) Fund Performance The W.I.S.E.-CSI 300 China Tracker ( WISE-CSI300 or the Sub-Fund ) is an index-tracking exchange traded fund which seeks to track the performance of the CSI 300 Index (the Underlying Index or CSI300 ). As of 28 June 2018, the net asset value ( NAV ) per unit of the Sub-Fund was with a total of 62,400,000 units outstanding and total assets under management ( AUM ) of 2,032,500,297. The WISE-CSI300 adopts a representative sampling strategy. A summary of the performance of the WISE- CSI300 is shown below. 300 ETFs ,400,000 AUM 2,032,500, Since Inception Total Return (a) YTD (Annualized) (f) (a) (f) CSI 300 (RMB) (b) % 23.99% -9.47% 7.04% 55.61% -5.33% 0.60% 300 (b) CSI 300 () (c) % 33.35% % 2.13% 51.95% -2.55% 1.86% 300 (c) WISE-CSI300 NAV-to-NAV (d) % 30.09% % 2.13% 40.27% -8.24% -1.44% 300 (d) WISE-CSI300 Market-to-Market (e) -9.07% 33.56% % 2.80% 28.29% % -0.77% 300 (e) as of 28 June 2018 (last dealing date of June, 2018) Past performance figures shown are not indicative of the future performance of the Sub-Fund. Starting from 1 July 2014, CSI 300 Total Return Index is replaced with CSI 300 Net Total Return Index for index performance calculation. CSI 300 Net Total Return Index is denominated in RMB. For the purpose of performance comparison, index performance is presented in and calculated by referring to the foreign exchange rates for RMB / quoted by Bloomberg Bloomberg RMB (CNY) rate (Tokyo Composite) at 4:00 p.m. Hong Kong time on the corresponding dealing dates (CNY) (a) (b) (c) (d) (e) (f) Total returns represent the rate that an investor would have earned (or lost) on an investment, assuming reinvestment of all dividends and distributions. The index performance in RMB calculated on a total return basis reflects returns due to both price changes and dividend income. An investor cannot invest directly in an index and the index performance returns do not reflect management fees, transaction costs or other expenses, which would reduce performance returns of the Sub-Fund. The index performance in calculated on a total return basis reflects returns due to both price changes and dividend income. An investor cannot invest directly in an index and the index performance returns do not reflect management fees, transaction costs or other expenses, which would reduce performance returns of the Sub-Fund. The Sub-Fund performance is calculated in on NAV-to-NAV basis with gross distribution reinvested. Units in the Sub-Fund are issued and redeemed at NAV. Market returns are calculated in using historical market closing prices, and do not represent the returns you would receive if you traded units at other times. This is the annualized return since the Sub-Fund inception. The Sub-Fund inception date is 13 July (a) (b) (c) (d) (e) (f) Source: BOCI-Prudential Asset Management Ltd., China Securities Index Co., Ltd. and Bloomberg 2

5 REPORT OF THE MANAGER (continued) TO THE UNITHOLDERS OF (SUB-FUND OF WORLD INDEX SHARES ETFs) (continued) 300 ETFs Fund Activities As of 28 June 2018, there were 62,400,000 units outstanding in the Sub-Fund and the Sub-Fund had exposure to 274 stocks. 62,400, On 8 February 2018, the Manager announced that the requirement to obtain collateral in relation to the Sub-Fund has been removed. Moreover, the Manager has applied for and has been granted approval by the SFC to remove the Synthetic Fund Name Condition and the removal of such Synthetic Fund Name Condition has taken effect from 28 December The Sub-Fund s current holding in physical A Shares has increased to and will be maintained at more than 90% of its Net Asset Value on an ongoing basis. The Sub-Fund currently does not invest in AXPs. A 90% AXP On 30 April 2018, the Manager announced that with effect from 1 May 2018, there was a change in the composition of the board of directors of the Manager. The details were shown in the addendum to the Prospectus. On 13 June 2018, the Manager announced that with effect from 13 July 2018, there was a change in distribution policy of the Sub-Fund and changes to the offering documents of the Sub-Fund and Trust Deed of the World Index Shares ETFs. ETFs The distribution policy of the Sub-Fund was revised so that although distributions will normally be paid out of net income, in the event that net income is insufficient to pay distributions, the Manager may determine in its absolute discretion that distributions be paid out of capital. The reason for the change in distribution policy is to offer greater flexibility to the Manager in making distributions for the Sub-Fund. Please refer to the relevant announcements published on the Manager s website 1 ( for details. 1 ( 1 The Manager s website has not been reviewed by the SFC. 1 3

6 REPORT OF THE MANAGER (continued) TO THE UNITHOLDERS OF (SUB-FUND OF WORLD INDEX SHARES ETFs) (continued) 300 ETFs Index Activities The CSI 300 Index underwent one regular semi-annual review in the first half of The details of the index changes are summarized in Figure Please refer to the relevant announcements published on the CSI web-site ( for details. ( Figure 1 1 Deletion Addition Effective Date Stock Code Stock Name Stock Code Stock Name 11-Jun Jun Jun Jun Jun Jun Jun Jun Jun Jun Jun Jun Jun Jun China High-Speed Railway Technology Co., Ltd Northeast Securities Co., Ltd AECC Aero-Engine Control Co., Ltd Sealand Securities Co., Ltd Youzu Interactive Co.,Ltd Alpha Group Guizhou Bailing Group Pharmaceutical Co., Ltd Suzhou Victory Precision Manufacture Co.,Ltd Guangzhou Haige Communications Group Incorporated Company ShenZhen Yuto Packaging Technology Co., Ltd Jiangsu Zhangjiagang Rural Commercial Bank Co., Ltd Guangzhou Shiyuan Electronic Technology Company Limited Ourpalm Co., Ltd Shanghai Electric Power Company Limited Beijing New Building Materials Public Limited Company China Merchants Expressway Network Technology Co., Ltd Zhejiang Sanhua Intelligent Controls Co., Ltd Zhejiang Wanfeng Auto Wheel Co., Ltd Rongsheng Petrochemical Co., Ltd Kuang-Chi Technologies Co., Ltd Xiamen Intretech Inc Chaozhou Three-Circle (Group) Co., Ltd Lens Technology Co., Ltd Huaneng Lancang River Hydropower Inc China Jushi Co.,Ltd China Petroleum Engineering Co., Ltd Hengli Petrochemical Co., Ltd HLA Corp., Ltd. 4

7 REPORT OF THE MANAGER (continued) TO THE UNITHOLDERS OF (SUB-FUND OF WORLD INDEX SHARES ETFs) (continued) 300 ETFs Index Activities (continued) Figure 1 (continued) 1 Deletion Addition Effective Date Stock Code Stock Name Stock Code Stock Name 11-Jun Jun Jun Jun Jun Jun Jun Jun Jun Jun Jun Jun Jun Jiangsu Protruly Vision Techonology Group Co., Ltd Beijing Xinwei Technology Group Co., Ltd Shanghai SMI Holding Co., Ltd CSSC Offshore & Marine Engineering (Group) Company Limited Shanghai Bailian Group Co., Ltd Sinopec Oilfield Service Corporation Shanghai Zhangjiang Hi-Tech Park Development Co.,Ltd China Hainan Rubber Industry Group Co.,LTD Triangle Tyre Co., Ltd Central China Securities Co., Ltd CITIC Heavy Industries Co., Ltd China Merchants Energy Shipping Co., Ltd Shandong Linglong Tyre Co.,Ltd Tongwei Co., Ltd Hengtong Optic-Electric Co.,Ltd FangDa Carbon New Material Co.,Ltd Shanxi Xinghuacun Fen Wine Factory Co., Ltd Tonghua Dongbao Pharmaceutical Co., Ltd Caitong Securities Co., Ltd Guangzhou Automobile Group Co., Ltd Security Technology Inc China Oilfield Services Limited Red Star Macalline Group Corporation Ltd Bank of Chengdu Co., Ltd Hoshine Silicon Industry Co., Ltd Foshan Haitian Flavouring and Food Company Ltd. Source: China Securities Index Co., Ltd., Shanghai Stock Exchange and Shenzhen Stock Exchange 5

8 REPORT OF THE MANAGER (continued) TO THE UNITHOLDERS OF W.I.S.E.-CSI HK 100 TRACKER TM (SUB-FUND OF WORLD INDEX SHARES ETFs) 100 TM ETFs Fund Performance The W.I.S.E.-CSI HK 100 Tracker TM ( WISE-CSIHK100 or the Sub-Fund ) is an index-tracking exchange traded fund which seeks to track the performance of the CSI Hong Kong 100 Index (the Underlying Index or CSIHK100 ). As of 29 June 2018, the net asset value ( NAV ) per unit of the Sub-Fund was with a total of 40,567,500 units outstanding and total assets under management ( AUM ) of 1,057,382, TM ,567,500AUM 1,057,382,151 The WISE-CSIHK100 adopts a representative sampling strategy, and invests in a representative sample of the index securities of the Underlying Index. A summary of the performance of the WISE-CSIHK100 is shown below Total Return (a) in YTD Since Inception (Annualized) (e) (a) (e) CSIHK100 (b) -2.09% 44.02% 4.39% -5.78% 5.31% 6.61% 4.88% 100 (b) WISE-CSIHK100 NAV-to-NAV (c) -2.48% 42.52% 2.09% -6.38% 4.44% 4.55% 3.70% 100 (c) WISE-CSIHK100 Market-to-Market (d) -3.54% 41.39% 3.58% -7.42% 5.03% 3.31% 3.61% 100 (d) as of 29 June 2018 (last dealing date of June, 2018) Past performance figures shown are not indicative of the future performance of the Sub-Fund. (a) Total returns represent the rate that an investor would have (a) earned (or lost) on an investment, assuming reinvestment of all dividends and distributions. (b) The index performance calculated on a total return basis reflects (b) returns due to both price changes and dividend income. An investor cannot invest directly in an index and the index performance returns do not reflect management fees, transaction costs or other expenses, which would reduce performance returns of the Sub-Fund. (c) Units in the Sub-Fund are issued and redeemed at NAV. The Sub-Fund performance is calculated on NAV-to-NAV basis with (c) gross distribution reinvested. (d) Market returns are calculated using historical market closing (d) prices, and do not represent the returns you would receive if you traded units at other times. (e) This is the annualized return since the Sub-Fund inception. The (e) Sub-Fund inception date is 13 May Source: BOCI-Prudential Asset Management Ltd., China Securities Index Co., Ltd. and Bloomberg 6

9 REPORT OF THE MANAGER (continued) TO THE UNITHOLDERS OF W.I.S.E.-CSI HK 100 TRACKER TM (SUB-FUND OF WORLD INDEX SHARES ETFs) (continued) 100 TM ETFs Fund Activities As of 29 June 2018, there were 40,567,500 outstanding in the Sub-Fund and the Sub-Fund had exposure to 97 stocks. On 30 April 2018, the Manager announced that with effect from 1 May 2018, there was a change in the composition of the board of directors of the Manager. The details were shown in the third addendum to the Prospectus. On 13 June 2018, the Manager announced that with effect from 13 July 2018, there was a change in distribution policy of the Sub-Fund and changes to the offering documents of the Sub-Fund and Trust Deed of the World Index Shares ETFs. The distribution policy of the Sub-Fund was revised so that although distributions will normally be paid out of net income, in the event that net income is insufficient to pay distributions, the Manager may determine in its absolute discretion that distributions be paid out of capital. The reason for the change in distribution policy is to offer greater flexibility to the Manager in making distributions for the Sub-Fund. Please refer to the relevant announcements published on the Manager s website 1 ( for details. Index Activities The CSI HK 100 Index underwent one regular semi-annual review in the first half of The details of the index changes are summarized in Figure 1. Please refer to the relevant announcements published on the CSI web-site ( for details. Figure 1 Deletion 40,567,50097 ETFs 1 ( ( 1 Addition Effective Date Stock Code Stock Name Stock Code Stock Name 11-Jun HK Wheelock and Company Limited 0023.HK The Bank of East Asia, Limited 11-Jun HK Zall Group Ltd HK China Literature Limited 11-Jun HK Standard Chartered Plc 1378.HK China Hongqiao Group Limited Source: China Securities Index Co., Ltd. and HKEX 1 The Manager s website has not been reviewed by the SFC. 1 7

10 REPORT OF THE MANAGER (continued) TO THE UNITHOLDERS OF W.I.S.E.-SSE 50 CHINA TRACKER (SUB-FUND OF WORLD INDEX SHARES ETFs) 50 ETFs Fund Performance The W.I.S.E.-SSE 50 China Tracker ( WISE-SSE50 or the Sub-Fund ) is an index-tracking exchange traded fund which seeks to provide investment performance (before taxes) that tracks the performance of the SSE 50 Index (the Underlying Index or SSE50 ). As of 28 June 2018, the net asset value ( NAV ) per unit of the Sub-Fund was with a total of 4,000,000 units outstanding and total assets under management ( AUM ) of 92,997,457. The WISE-SSE50 adopts a representative sampling strategy. The Sub-Fund, at present, invests directly in A Shares via the Shanghai-Hong Kong Stock Connect. A summary of the performance of the WISE-SSE50 is shown below ,000,000 AUM 92,997, A50 Since Inception Total Return (a) YTD (Annualized) (f) (a) (f) SSE50 (RMB) (b) % 27.98% -3.01% -4.42% 69.34% % 5.44% 50 (b) SSE50 () (c) % 37.74% -9.35% -8.73% 65.23% -9.75% 5.95% 50 (c) WISE SSE50 NAV-to-NAV (d) % 35.55% -3.66% % 57.60% % 2.63% 50 (d) WISE SSE50 Market-to-Market (e) % 39.36% -6.85% -7.34% 52.10% % 2.69% 50 (e) as of 28 June 2018 (last dealing date of June, 2018) It was a synthetic ETF during 15 April 2009 to 11 May Please note that the investment strategy of the Sub-Fund has changed from synthetic replication to physical replication with effect from 12 May Past performance figures shown are not indicative of the future performance of the Sub-Fund. Starting from 1 July 2014, SSE 50 Total Return Index is replaced with SSE 50 Net Total Return Index for index performance calculation. SSE 50 Net Total Return Index is denominated in RMB. For the purpose of performance comparison, index performance is presented in and calculated by referring to the foreign exchange rates for RMB / quoted by Bloomberg Bloomberg RMB (CNY) rate (Tokyo Composite) at 3:00 p.m. Hong Kong time on the corresponding dealing dates. (a) Total returns represent the rate that an investor would have earned (or lost) on an investment, assuming reinvestment of all dividends and distributions. (b) The index performance in RMB calculated on a total return basis reflects returns due to both price changes and dividend income. An investor cannot invest directly in an index and the index performance returns do not reflect management fees, transaction costs or other expenses, which would reduce performance returns of the Sub-Fund. (c) The index performance in calculated on a total return basis reflects returns due to both price changes and dividend income. An investor cannot invest directly in an index and the index performance returns do not reflect management fees, transaction costs or other expenses, which would reduce performance returns of the Sub-Fund. (d) The Sub-Fund performance is calculated in on NAV-to-NAV basis with gross distribution reinvested. Units in the Sub-Fund are issued and redeemed at NAV. (e) Market returns are calculated in using historical market closing prices, and do not represent the returns you would receive if you traded units at other times. (f) This is the annualized return since the Sub-Fund inception. The Sub-Fund inception date is 9 April Source: BOCI-Prudential Asset Management Ltd., China Securities Index Co., Ltd. and Bloomberg (CNY) (a) (b) (c) (d) (e) (f) 8

11 REPORT OF THE MANAGER (continued) TO THE UNITHOLDERS OF W.I.S.E.-SSE 50 CHINA TRACKER (SUB-FUND OF WORLD INDEX SHARES ETFs) (continued) 50 ETFs Fund Activities As of 28 June 2018, there were 4,000,000 units outstanding in the Sub-Fund and the Sub-Fund had exposure to 48 stocks. On 30 April 2018, the Manager announced that with effect from 1 May 2018, there was a change in the composition of the board of directors of the Manager. The details were shown in the sixth addendum to the Prospectus. On 13 June 2018, the Manager announced that with effect from 13 July 2018, there was a change in distribution policy of the Sub-Fund and changes to the offering documents of the Sub-Fund and Trust Deed of the World Index Shares ETFs. The distribution policy of the Sub-Fund was revised so that although distributions will normally be paid out of net income, in the event that net income is insufficient to pay distributions, the Manager may determine in its absolute discretion that distributions be paid out of capital. The reason for the change in distribution policy is to offer greater flexibility to the Manager in making distributions for the Sub-Fund. Please refer to the relevant announcements published on the Manager s website 1 ( for details. Index Activities The SSE 50 Index underwent one regular semi-annual review in first half of The details of the index changes are summarized in Figure 1. Please refer to the corresponding announcements on the CSI web-site ( for details. Figure 1 Deletion 4,000,00048 ETFs 1 ( ( 1 Addition Effective Date Stock Code Stock Name Stock Code Stock Name 11-Jun Jun Jun Jun Jun Kangmei Pharmaceutical Co.,Ltd Haitong Securities Co., Ltd Bank of Jiangsu Co., Ltd Power Construction Corporation of China, Ltd (Powerchinaltd) China National Nuclear Power Co., Ltd Jiangsu Hengrui Medicine Co.,Ltd Anhui Conch Cement Company Limited Qingdao Haier Co.,Ltd Sanan Optoelectronics Co.,Ltd Security Technology Inc. Source: China Securities Index Co., Ltd. and Shanghai Stock Exchange 1 The Manager s website has not been reviewed by the SFC. 1 9

12 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME (UNAUDITED) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE 2018 W.I.S.E. CSI 300 China Tracker to # to # INCOME Dividend income 20,599,329 72,323,257 Interest income 13,980 30,165 Other income 32,085 4,142,925 20,645,394 76,496,347 EXPENSE Auditor s remuneration 61, ,191 Legal & professional fee 155,651 1,026,572 Maintenance fee Management fee 11,818,335 33,178,378 Trustee fee Custodian and bank charges 326, ,734 Transaction costs on investments 1,120,553 35,071,201 Transaction handling fee 135,113 1,069,581 Other expenses 104,337 5,845,009 13,721,908 77,277,666 NET PROFIT (LOSS) BEFORE INVESTMENT AND EXCHANGE GAIN (LOSS) 6,923,486 (781,319) NET INVESTMENT AND EXCHANGE GAIN (LOSS) Net exchange gain (loss) (322,902) (827,421) Realised gain (loss) on sale of investments 107,721, ,877,840 Unrealised appreciation (diminution) in value of investments (485,209,947) 617,770,179 PROFIT (LOSS) BEFORE TAX (370,888,135) 908,039,279 Tax (2,066,827) (7,543,832) PROFIT (LOSS) AND TOTAL COMPREHENSIVE INCOME FOR THE PERIOD/ YEAR (372,954,962) 900,495,447 # 28 June 2018 is the last dealing day of June 2018 # 10

13 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE 2018 (continued) W.I.S.E. CSI HK 100 Tracker TM 100 TM to to INCOME Dividend income 16,669,294 28,287,389 Interest income Other income 16,669,539 28,287,916 EXPENSE Auditor s remuneration Legal & professional fee 1,167 Maintenance fee Management fee 5,178,876 8,071,346 Trustee fee Custodian and bank charges Transaction costs on investments 281, ,205 Transaction handling fee 29,590 38,803 Other expenses 5,491,206 8,513,354 NET PROFIT (LOSS) BEFORE INVESTMENT AND EXCHANGE GAIN (LOSS) 11,178,333 19,774,562 NET INVESTMENT AND EXCHANGE GAIN (LOSS) Net exchange gain (loss) (10,969) 405 Realised gain (loss) on sale of investments 8,925,016 9,339,712 Unrealised appreciation (diminution) in value of investments (50,125,769) 249,454,333 PROFIT (LOSS) BEFORE TAX (30,033,389) 278,569,012 Tax (523,886) (1,282,338) PROFIT (LOSS) AND TOTAL COMPREHENSIVE INCOME FOR THE PERIOD/ YEAR (30,557,275) 277,286,674 11

14 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE 2018 (continued) W.I.S.E. SSE 50 China Tracker to # to # INCOME Dividend income 1,319,213 2,340,620 Interest income 224 1,699 Other income 1,319,437 2,342,319 EXPENSE Auditor s remuneration Legal & professional fee 1,167 4,090 Maintenance fee Management fee 480, ,395 Trustee fee Custodian and bank charges Transaction costs on investments 34,066 66,208 Transaction handling fee 16,500 19,800 Other expenses 532, ,493 NET PROFIT (LOSS) BEFORE INVESTMENT AND EXCHANGE GAIN (LOSS) 786,727 1,411,826 NET INVESTMENT AND EXCHANGE GAIN (LOSS) Net exchange gain (loss) (15,719) 76,528 Realised gain (loss) on sale of investments (892,637) (5,633,161) Unrealised appreciation (diminution) in value of investments (16,072,016) 33,311,814 PROFIT (LOSS) BEFORE TAX (16,193,645) 29,167,007 Tax (131,921) (238,789) PROFIT (LOSS) AND TOTAL COMPREHENSIVE INCOME FOR THE PERIOD/ YEAR (16,325,566) 28,928,218 # 28 June 2018 is the last dealing day of June 2018 # 12

15 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF FINANCIAL POSITION (UNAUDITED) AS AT 29TH JUNE 2018 W.I.S.E. CSI 300 China Tracker # # CURRENT ASSETS Investments 2,028,589,177 2,639,031,292 Prepayments 14,941 18,239 Depository reserve Dividends and other receivables 288,098 Amount due from broker Bank balances 6,094,016 6,142,677 Total current assets 2,034,698,134 2,645,480,306 CURRENT LIABILITIES Management fee payable 2,069,815 3,483,730 Trustee fee payable Distributions payable Tax payable Amounts payable on redemption Other accounts payable and accruals 128, ,917 Total current liabilities 2,197,837 3,900,647 Net current assets 2,032,500,297 2,641,579,659 Net assets attributable to unitholders 2,032,500,297 2,641,579,659 Units in issue 62,400,000 68,000,000 Net asset value per unit # 28 June 2018 is the last dealing day of June 2018 # 13

16 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF FINANCIAL POSITION (UNAUDITED) (continued) AS AT 29TH JUNE 2018 (continued) W.I.S.E. CSI HK 100 Tracker TM 100 TM CURRENT ASSETS Investments 1,042,785,967 1,003,044,462 Prepayments 13,996 17,351 Depository reserve Dividends and other receivables 5,647,150 32,735 Amount due from broker Bank balances 9,853,488 8,143,071 Total current assets 1,058,300,601 1,011,237,619 CURRENT LIABILITIES Management fee payable 906, ,383 Trustee fee payable Distributions payable 16,364,700 Tax payable Amounts payable on redemption Other accounts payable and accruals 11,576 5,276 Total current liabilities 918,450 17,246,359 Net current assets 1,057,382, ,991,260 Net assets attributable to unitholders 1,057,382, ,991,260 Units in issue 40,567,500 37,192,500 Net asset value per unit

17 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF FINANCIAL POSITION (UNAUDITED) (continued) AS AT 29TH JUNE 2018 (continued) W.I.S.E. SSE 50 China Tracker # # CURRENT ASSETS Investments 92,410, ,149,032 Prepayments 13,622 16,919 Depository reserve Dividends and other receivables Amount due from broker Bank balances 649,631 1,246,239 Total current assets 93,074, ,412,190 CURRENT LIABILITIES Management fee payable 72,805 85,267 Trustee fee payable Distributions payable 1,000,000 Tax payable Amounts payable on redemption Other accounts payable and accruals 3,900 3,900 Total current liabilities 76,705 1,089,167 Net current assets 92,997, ,323,023 Net assets attributable to unitholders 92,997, ,323,023 Units in issue 4,000,000 4,000,000 Net asset value per unit # 28 June 2018 is the last dealing day of June 2018 # 15

18 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF CHANGES IN NET ASSETS ATTRIBUTABLE TO UNITHOLDERS (UNAUDITED) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE 2018 W.I.S.E. CSI 300 China Tracker 300 Total Balance as at 1 January ,296,694,212 Total comprehensive income 900,495,447 Issue of units Redemption of units (1,555,610,000) Distributions Balance as at 31 December ,641,579,659 Balance as at 1 January ,641,579,659 Total comprehensive income (372,954,962) Issue of units 83,963,520 Redemption of units (320,087,920) Distributions Balance as at 28 June 2018 # # 2,032,500,297 Number of units in issue W.I.S.E. CSI 300 China Tracker to # to # Units Units Units in issue at the beginning of the period/year 68,000, ,400,000 Issue of units 2,400,000 Redemption of units (8,000,000) (42,400,000) Units in issue at the end of the period/year 62,400,000 68,000,000 # 28 June 2018 is the last dealing day of June 2018 # 16

19 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF CHANGES IN NET ASSETS ATTRIBUTABLE TO UNITHOLDERS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE 2018 (continued) W.I.S.E. CSI HK 100 Tracker TM 100 TM Total Balance as at 1 January ,916,660 Total comprehensive income 277,286,674 Issue of units 149,295,049 Redemption of units (7,142,423) Distributions (16,364,700) Balance as at 31 December ,991,260 Balance as at 1 January ,991,260 Total comprehensive income (30,557,275) Issue of units 132,107,105 Redemption of units (38,158,939) Distributions Balance as at 29 June ,057,382,151 Number of units in issue W.I.S.E. CSI HK 100 Tracker TM 100 TM to to Units Units Units in issue at the beginning of the period/year 37,192,500 31,000,000 Issue of units 4,772,000 6,494,200 Redemption of units (1,397,000) (301,700) Units in issue at the end of the period/year 40,567,500 37,192,500 17

20 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF CHANGES IN NET ASSETS ATTRIBUTABLE TO UNITHOLDERS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE 2018 (continued) W.I.S.E. SSE 50 China Tracker 50 Total Balance as at 1 January ,394,805 Profit (loss) for the year/period and total comprehensive income (expense) 28,928,218 Issue of units Redemption of units Distributions (1,000,000) Balance as at 31 December ,323,023 Balance as at 1 January ,323,023 Profit (loss) for the year/period and total comprehensive income (expense) (16,325,566) Issue of units Redemption of units Distributions Balance as at 28 June 2018 # # 92,997,457 Number of units in issue W.I.S.E. SSE 50 China Tracker to # to # Units Units Units in issue at the beginning of the period/year 4,000,000 4,000,000 Issue of units Redemption of units Units in issue at the end of the period/year 4,000,000 4,000,000 # 28 June 2018 is the last dealing day of June 2018 # 18

21 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF CASH FLOWS (UNAUDITED) FOR THE PERIOD ENDED 29TH JUNE 2018 W.I.S.E. CSI 300 China Tracker to # to # CASH FLOW FROM OPERATING ACTIVITIES Purchase of investments (591,009,113) (2,964,403,282) Sale of investments 515,754,954 2,993,212,978 Depositary reserve 492,054 Interest received 13,980 30,165 Other income received 320,183 3,854,828 Management fee paid (13,232,250) (34,021,937) Trustee fee paid Fund expenses paid (2,837,378) (50,027,353) Dividend received 20,599,329 72,323,257 Tax (paid) refund (2,066,827) (7,543,832) NET CASH (USED IN) FROM OPERATING ACTIVITIES (72,457,122) 13,916,878 CASH FLOW FROM FINANCING ACTIVITIES Proceeds (Payment) from issuance of units 83,907,528 Proceeds (Payment) for redemption of units (11,518,584) (76,394,624) Distributions paid NET CASH (USED IN) FROM FINANCING ACTIVITIES 72,388,944 (76,394,624) NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS (68,178) (62,477,746) EFFECT OF FOREIGN EXCHANGE RATE CHANGES 19,517 (827,421) CASH AND CASH EQUIVALENTS AT THE BEGINNING OF THE PERIOD/YEAR 6,142,677 69,447,844 CASH AND CASH EQUIVALENTS AT THE END OF THE PERIOD/YEAR, represented by Bank balances 6,094,016 6,142,677 # 28 June 2018 is the last dealing day of June 2018 # 19

22 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF CASH FLOWS (UNAUDITED) (continued) FOR THE PERIOD ENDED 29TH JUNE 2018 (continued) W.I.S.E. CSI HK 100 Tracker TM 100 TM to to CASH FLOW FROM OPERATING ACTIVITIES Purchase of investments (151,552,680) (215,501,480) Sale of investments 70,610,423 99,513,659 Depositary reserve Interest received Other income received Management fee paid (5,148,385) (7,721,457) Trustee fee paid Fund expenses paid (302,676) (496,099) Dividend received 11,054,879 26,972,316 Tax (paid) refund (523,886) NET CASH (USED IN) FROM OPERATING ACTIVITIES (75,862,080) (97,232,534) CASH FLOW FROM FINANCING ACTIVITIES Proceeds (Payment) from issuance of units 132,107, ,601,796 Proceeds (Payment) for redemption of units (38,158,939) (7,142,423) Distributions paid (16,364,700) (10,540,000) NET CASH (USED IN) FROM FINANCING ACTIVITIES 77,583,466 90,919,373 NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS 1,721,386 (6,313,161) EFFECT OF FOREIGN EXCHANGE RATE CHANGES (10,969) 405 CASH AND CASH EQUIVALENTS AT THE BEGINNING OF THE PERIOD/YEAR 8,143,071 14,455,827 CASH AND CASH EQUIVALENTS AT THE END OF THE PERIOD/YEAR, represented by Bank balances 9,853,488 8,143,071 20

23 Sub-Funds of World Index Shares ETFs ETFs STATEMENTS OF CASH FLOWS (UNAUDITED) (continued) FOR THE PERIOD ENDED 29TH JUNE 2018 (continued) W.I.S.E. SSE 50 China Tracker to # to # CASH FLOW FROM OPERATING ACTIVITIES Purchase of investments (15,569,988) (21,422,211) Sale of investments 15,343,458 20,762,010 Depositary reserve Interest received 224 1,699 Other income received Management fee paid (490,142) (819,870) Trustee fee paid Fund expenses paid (51,733) (90,998) Dividend received 1,319,213 2,340,620 Tax (paid) refund (131,921) (238,789) NET CASH (USED IN) FROM OPERATING ACTIVITIES 419, ,461 CASH FLOW FROM FINANCING ACTIVITIES Proceeds (Payment) from issuance of units Proceeds (Payment) for redemption of units Distributions paid (1,000,000) NET CASH (USED IN) FROM FINANCING ACTIVITIES (1,000,000) NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS (580,889) 532,461 EFFECT OF FOREIGN EXCHANGE RATE CHANGES (15,719) 76,528 CASH AND CASH EQUIVALENTS AT THE BEGINNING OF THE PERIOD/YEAR 1,246, ,250 CASH AND CASH EQUIVALENTS AT THE END OF THE PERIOD/YEAR, represented by Bank balances 649,631 1,246,239 # 28 June 2018 is the last dealing day of June 2018 # 21

24 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) China AECC Aviation Power Co Ltd-A A 133,700 3,432, Agricultural Bank of China Ltd-A A 6,862,400 27,467, Aier Eye Hospital Group Co Ltd-A 158,793 5,942, A Air China Ltd-A A 324,300 3,341, Aisino Corp-A A 204,200 5,856, Aluminum Corp of China Ltd-A A 1,139,800 5,061, Angang Steel Co Ltd-A A 278,200 1,874, Anhui Conch Cement Co Ltd-A A 312,000 11,989, Anxin Trust Co Ltd-A A 273,000 2,334, AVIC Aircraft Co Ltd-A A 187,248 3,319, AVIC Capital Co Ltd-A A 780,143 4,240, AVIC Helicopter Co Ltd-A A 37,315 1,703, Bank of Beijing Co Ltd-A A 2,418,000 17,065, Bank of China Ltd-A A 3,651,700 15,351, Bank of Communications Co Ltd-A A 4,735,300 31,794, Bank of Guiyang Co Ltd-A A 195,000 2,805, Bank of Hangzhou Co Ltd-A A 99,852 1,285, Bank of Jiangsu Co Ltd-A A 1,193,539 8,960, Bank of Nanjing Co Ltd-A A 960,622 8,645, Bank of Ningbo Co Ltd-A A 439,449 8,399, Bank of Shanghai Co Ltd-A A 166,800 3,069, Baoshan Iron & Steel Co Ltd-A A 1,469,717 13,331, BBMG Corp-A A 544,600 2,057, Beijing Capital Development Co Ltd-A 210,130 1,694, A Beijing Dabeinong Technology Group Co Ltd-A 556,275 2,687, A Beijing New Building Materials Plc-A 101,400 2,122, A Beijing Orient Landscape & Environment Co Ltd-A A 180,000 3,203,

25 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) Beijing Originwater Technology Co Ltd-A 320,325 5,105, A Beijing Sanju Environmental Protection and New Material Co 146,288 4,031, Ltd-A A Beijing Tongrentang Co Ltd-A A 124,800 5,079, Beijing Xinwei Technology Group Co Ltd-A 94,900 1,639, A BOE Technology Group Co Ltd-A 3,244,500 13,101, A Bohai Capital Holding Co Ltd-A A 357,200 2,466, BYD Co Ltd-A A 148,200 8,072, Changjiang Securities Co Ltd-A A 975,000 6,130, Chaozhou Three-Circle Group Co Ltd-A 163,793 4,472, A China CITIC Bank Corp Ltd-A A 556,000 4,036, China Coal Energy Co Ltd-A A 278,200 1,564, China Communications Construction Co Ltd-A 292,850 3,908, A China Construction Bank Corp-A A 1,196,900 9,099, China Eastern Airlines Corp Ltd-A A 436,800 3,367, China Everbright Bank Co Ltd-A A 2,720,300 11,629, China Film Co Ltd-A A 93,725 1,755, China Fortune Land Development Co Ltd-A 202,993 6,019, A China Galaxy Securities Co Ltd-A A 101, , China Gezhouba Group Co Ltd-A 507,000 4,250, A China Grand Automotive Services Co Ltd-A 466,306 3,142, A China Hainan Rubber Industry Group Co Ltd-A 82, , A China International Travel Service Corp Ltd-A A 164,900 12,392,

26 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) China Jushi Co Ltd-A A 249,600 2,932, China Life Insurance Co Ltd-A A 312,000 8,205, China Merchants Bank Co Ltd-A A 1,757,054 53,765, China Merchants Securities Co Ltd-A A 569,400 8,947, China Merchants Shekou Industrial Zone Co Ltd-A 390,533 8,458, A China Minsheng Banking Corp Ltd-A 3,954,600 32,406, A China Molybdenum Co Ltd-A A 265,200 1,912, China National Chemical Engineering Co Ltd-A 366,600 2,843, A China National Nuclear Power Co Ltd-A 702,000 4,622, A China Northern Rare Earth Group High-Tech Co Ltd-A 153 2,031 - A China Nuclear Engineering Corp Ltd-A 93, , A China Pacific Insurance Group Co Ltd-A 546,000 20,056, A China Petroleum & Chemical Corp-A 1,864,200 14,216, A China Railway Construction Corp Ltd-A 711,916 7,106, A China Railway Group Ltd-A A 1,003,200 8,862, China Reform Health Management and Services Group Co Ltd-A 131,690 4,503, A China Shenhua Energy Co Ltd-A A 339,500 7,900, China Shipbuilding Industry Co Ltd-A 1,541,393 7,210, A China Shipbuilding Industry Group Power Co Ltd-A 137,360 2,797, A China Southern Airlines Co Ltd-A A 592,800 5,784, China Spacesat Co Ltd-A A 102,500 2,252,

27 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) China State Construction Engineering Corp Ltd-A 2,551,886 23,299, A China United Network Communications Ltd-A 1,557,900 8,873, A China Vanke Co Ltd-A A 819,000 23,160, China Yangtze Power Co Ltd-A A 1,084,200 20,709, Chinese Universe Publishing and Media Co Ltd-A 140,357 2,075, A Chongqing Changan Automobile Co Ltd-A 442,829 4,630, A Chongqing Zhifei Biological Products Co Ltd-A 76,300 3,884, A CITIC Securities Co Ltd-A A 1,349,200 25,835, COSCO Shipping Development Co Ltd-A 689,200 1,999, A COSCO Shipping Co Ltd-A 646,729 3,691, A CRRC Corp Ltd-A A 1,270,600 11,435, Daqin Railway Co Ltd-A A 1,026,957 9,826, Datang International Power Generation Co Ltd-A 447,567 1,584, A DHC Software Co Ltd-A A 277,416 2,674, Dong-E-E-Jiao Co Ltd-A A 112,302 7,015, Dongxing Securities Co Ltd-A 189,405 2,879, A Dongxu Optoelectronic Technology Co Ltd-A 342,300 2,403, A Dr Peng Telecom & Media Group Co Ltd-A 198,200 2,750, A East Money Information Co Ltd-A A 607,257 8,945, Everbright Securities Co Ltd-A A 351,713 4,481, Fangda Carbon New Material Co Ltd-A A 101,400 2,849,

28 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) Fiberhome Telecommunication Technologies Co Ltd-A 89,483 2,502, A Financial Street Co Ltd-A A 249,733 2,348, First Capital Securities Co Ltd-A A 326,900 2,578, Focus Media Information Technology Co Ltd-A 1,006,386 12,918, A Foshan Haitian Flavouring & Food Co Ltd-A 132,541 11,216, A Founder Securities Co Ltd-A A 702,000 5,461, Future Land Co Ltd-A A 140,810 4,703, Fuyao Glass Industry Group Co Ltd-A 271,452 8,184, A GD Power Development Co Ltd-A A 2,005,800 6,151, Gemdale Corp-A A 389,100 4,497, GF Securities Co Ltd-A A 553,347 8,544, Giant Network Group Co Ltd-A A 101,400 2,837, Goertek Inc-A A 322,914 3,762, Great Wall Motor Co Ltd-A A 224,600 2,585, Gree Electric Appliances Inc of Zhuhai-A 807,572 43,197, A Greenland Corp Ltd-A A 670,800 5,115, Guangshen Railway Co Ltd-A A 598,300 2,933, Guangzhou Baiyunshan Pharmaceutical Co Ltd-A 151,120 6,412, A Guosen Securities Co Ltd-A A 422,347 4,351, Guotai Junan Securities Co Ltd-A A 623,927 10,964, Guoxuan High-Tech Co Ltd-A A 97,886 1,606, Guoyuan Securities Co Ltd-A A 345,000 2,945, Hainan Airlines Holding Co Ltd-A A 2,141,950 8,172, Haitong Securities Co Ltd-A A 1,410,000 15,378, Hangzhou Hikvision Digital Technology Co Ltd-A A 631,600 26,723,

29 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) Hangzhou Robam Appliances Co Ltd-A 95,190 3,352, A Han s Laser Technology Industry Group Co Ltd-A 161,000 9,656, A Heilan Home Co Ltd-A A 304,111 4,461, Henan Shuanghui Investment & Development Co Ltd-A 234,774 7,050, A Hengli Petrochemical Co Ltd-A A 101,400 1,700, Hengtong Optic-Electric Co Ltd-A A 78,000 2,746, Hesteel Co Ltd-A A 710,600 2,448, Hithink Royalflush Information Network Co Ltd-A 39,000 1,729, A Huaan Securities Co Ltd-A A 179,400 1,189, Huadong Medicine Co Ltd-A 145,500 8,008, A Hualan Biological Engineering Inc-A 110,616 4,052, A Huaneng Power International Inc-A 725,400 5,377, A Huatai Securities Co Ltd-A A 631,800 10,728, Huaxia Bank Co Ltd-A A 1,142,160 10,144, Huayi Brothers Media Corp-A A 324,098 2,302, Huayu Automotive Systems Co Ltd-A 271,294 7,459, A Hubei Biocause Pharmaceutical Co Ltd-A 226,200 1,829, A Hundsun Technologies Inc-A A 62,307 3,657, Iflytek Co Ltd-A A 257,400 9,254, Industrial & Commercial Bank of China Ltd-A 3,504,054 21,535, A Industrial Bank Co Ltd-A A 2,144,765 36,141, Industrial Securities Co Ltd-A A 858,000 5,263,

30 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) Inner Mongolia Baotou Steel Union Co Ltd-A 2,753,400 4,956, A Inner Mongolia Junzheng Energy & Chemical Industry Group Co 509,700 1,979, Ltd-A A Inner Mongolia Yili Industrial Group Co Ltd-A 1,053,000 33,667, A Jiangsu Bicon Pharmaceutical Listed Co-A 75,054 2,518, A Jiangsu Broadcasting Cable Information Network Corp Ltd-A 269,669 1,577, A Jiangsu Hengrui Medicine Co Ltd-A 375,150 32,354, A Jiangsu Yanghe Brewery Joint-Stock Co Ltd-A 104,953 15,930, A Jiangsu Zhongnan Construction Group Co Ltd-A 202,953 1,446, A Jiangsu Zhongtian Technology Co Ltd-A 390,263 3,942, A Jiangxi Copper Co Ltd-A A 144,767 2,684, Jiangxi Ganfeng Lithium Co Ltd-A A 128,550 5,749, Jihua Group Corp Ltd-A A 228,400 1,068, Jilin Aodong Pharmaceutical Group Co Ltd-A 225,078 4,728, A Jinduicheng Molybdenum Co Ltd-A A 167,140 1,209, Kangde Xin Composite Material Group Co Ltd-A 386,608 7,819, A Kangmei Pharmaceutical Co Ltd-A A 492,440 13,138, Kingenta Ecological Engineering Group Co Ltd-A 172,500 1,376, A Kweichow Moutai Co Ltd-A A 85,865 72,291, Lens Technology Co Ltd-A A 77,928 1,778, Lepu Medical Technology Beijing Co Ltd-A A 187,200 7,696,

31 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) Liaoning Cheng Da Co Ltd-A A 132,750 2,380, Lomon Billions Group Co Ltd-A A 99,750 1,485, Longi Green Energy Technology Co Ltd-A 233,934 4,545, A Luxshare Precision Industry Co Ltd-A 268,100 6,756, A Luzhou Laojiao Co Ltd-A A 140,407 9,854, Meinian Onehealth Healthcare Co Ltd-A 236,986 6,081, A Metallurgical Corp of China Ltd-A A 1,041,168 4,044, Midea Group Co Ltd-A A 779,600 46,252, Muyuan Foodstuff Co Ltd-A A 63,500 3,262, Nanjing Xinjiekou Department Store Co Ltd-A 95,890 2,074, A Nari Technology Co Ltd-A A 469,520 8,784, New China Life Insurance Co Ltd-A 132,754 6,558, A New Hope Liuhe Co Ltd-A A 421,600 3,105, Ningbo Zhoushan Port Co Ltd-A A 624,000 3,066, Offshore Oil Engineering Co Ltd-A A 394,900 2,375, O-Film Tech Co Ltd-A A 309,215 5,470, Oppein Home Group Inc-A A 23,387 3,484, Orient Securities Co Ltd/China-A A 579,455 6,175, Pacific Securities Co Ltd/The/China-A A 1,154,500 3,130, Perfect World Co Ltd/China-A A 62,500 2,236, Petrochina Co Ltd-A A 1,147,300 10,447, Ping An Bank Co Ltd-A A 1,468,600 15,512, Ping An Insurance Group Co of China Ltd-A 1,840, ,795, A Poly Real Estate Group Co Ltd-A 1,217,097 16,906, A Power Construction Corp of China Ltd-A 761,300 4,904, A Qingdao Haier Co Ltd-A A 606,400 13,105,

32 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) Qinghai Salt Lake Industry Co Ltd-A 187,297 2,339, A Risesun Real Estate Development Co Ltd-A 256,400 2,550, A Rongsheng Petro Chemical Co Ltd-A A 179,300 2,159, SAIC Motor Corp Ltd-A A 592,800 23,839, Sanan Optoelectronics Co Ltd-A A 414,400 8,828, Sany Heavy Industry Co Ltd-A A 592,800 5,995, SDIC Capital Co Ltd-A A 187,200 2,026, SDIC Power Co Ltd-A A 834,000 7,091, SF Holding Co Ltd-A A 31,200 1,630, Shaanxi Coal Industry Co Ltd-A A 624,000 5,904, Shandong Buchang Pharmaceuticals Co Ltd-A 21,000 1,037, A Shandong Gold Mining Co Ltd-A A 112,900 3,155, Shandong Nanshan Aluminum Co Ltd-A 1,098,800 3,461, A Shanghai Construction Group Co Ltd-A 778,900 2,767, A Shanghai Electric Group Co Ltd-A A 418,086 3,138, Shanghai Fosun Pharmaceutical Group Co Ltd-A 156,105 7,305, A Shanghai International Airport Co Ltd-A 156,177 10,116, A Shanghai International Port Group Co Ltd-A 529,180 3,665, A Shanghai Lujiazui Finance & Trade Zone Development Co Ltd-A 183,636 3,361, A Shanghai Oriental Pearl Group Co Ltd-A 195,000 3,392, A Shanghai Pharmaceuticals Holding Co Ltd-A A 234,519 6,445,

33 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) Shanghai Pudong Development Bank Co Ltd-A 1,996,114 22,432, A Shanghai Raas Blood Products Co Ltd-A 161,117 3,722, A Shanghai Tunnel Engineering Co Ltd-A 482,726 3,304, A Shanxi Securities Co Ltd-A A 310,200 2,435, Shanxi Xinghuacun Fen Wine Factory Co Ltd-A 38,929 2,791, A Shanxi Xishan Coal & Electricity Power Co Ltd-A 288,600 2,542, A Shenwan Hongyuan Group Co Ltd-A 1,085,500 5,501, A Shenzhen Goodix Technology Co Ltd-A 7, , A Shenzhen Inovance Technology Co Ltd-A 171,600 6,563, A Shenzhen Overseas Chinese Town Co Ltd-A 627,392 5,148, A Shenzhen Salubris Pharmaceuticals Co Ltd-A 61,012 2,600, A Shenzhen Sunway Communication Co Ltd-A 132,727 4,628, A Shenzhen Zhongjin Lingnan Nonfemet Co Ltd-A 447,900 2,524, A Siasun Robot & Automation Co Ltd-A 210,640 4,138, A Sichuan Chuantou Energy Co Ltd-A 384,400 3,914, A Sinolink Securities Co Ltd-A A 660,199 5,464, Sinopec Shanghai Petrochemical Co Ltd-A A 282,400 1,889,

34 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) Songcheng Performance Development Co Ltd-A 78,000 2,112, A Soochow Securities Co Ltd-A A 445,349 3,533, Southwest Securities Co Ltd-A A 502,210 2,253, Spring Airlines Co Ltd-A A 40,100 1,619, Suning.Com Co Ltd-A A 663,100 10,498, Suofeiya Home Collection Co Ltd-A A 93,781 3,537, Suzhou Gold Mantis Construction Decoration Co Ltd-A 189,452 2,221, A Tasly Pharmaceutical Group Co Ltd-A 167,440 4,897, A Tbea Co Ltd-A A 865,800 6,961, TCL Corp-A TCL A 1,421,200 4,746, Tianqi Lithium Corp-A A 114,035 6,573, Tonghua Dongbao Pharmaceutical Co Ltd-A 198,309 5,366, A Tongling Nonferrous Metals Group Co Ltd-A 1,128,500 2,913, A Tongwei Co Ltd-A A 241,800 1,944, Tsinghua Tongfang Co Ltd-A A 176,100 1,762, Tus-Sound Environmental Resources Co Ltd-A 161,000 3,203, A Unisplendour Corp Ltd-A A 21,458 1,503, Wanda Film Holding Co Ltd-A A 49,566 3,053, Wangsu Science & Technology Co Ltd-A 250,373 3,030, A Wanhua Chemical Group Co Ltd-A 265,780 13,568, A Wanxiang Qianchao Co Ltd-A A 261,800 2,049, Weichai Power Co Ltd-A A 843,900 8,434, Western Securities Co Ltd-A A 308,554 2,703, Wintime Energy Co Ltd-A A 865,600 1,752, Wuchan Zhongda Group Co Ltd-A A 304,200 1,837,

35 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) Wuhu Shunrong Sanqi Interactive Entertainment Network 70, , Technology Co Ltd-A A Wuliangye Yibin Co Ltd-A A 325,513 28,386, Xcmg Construction Machinery Co Ltd-A 753,900 3,633, A Xiamen C & D Inc-A A 251,100 2,616, Xinhu Zhongbao Co Ltd-A 756,400 3,358, A Xinjiang Goldwind Science & Technology Co Ltd-A 436,800 6,548, A Yango Group Co Ltd-A A 288,600 2,006, Yanzhou Coal Mining Co Ltd-A A 42, , Yonghui Superstores Co Ltd-A A 647,424 5,788, Yonyou Network Technology Co Ltd-A 155,040 4,182, A Youngor Group Co Ltd-A A 449,285 4,032, YTO Express Group Co Ltd-A A 54, , Yunnan Baiyao Group Co Ltd-A A 110,300 13,530, Zhangzhou Pientzehuang Pharmaceutical Co Ltd-A 54,600 7,039, A Zhejiang Century Huatong Group Co Ltd-A 52,608 2,024, A Zhejiang China Commodities City Group Co Ltd-A 509,000 2,555, A Zhejiang Chint Electrics Co Ltd-A A 24, , Zhejiang Dahua Technology Co Ltd-A 296,200 7,443, A Zhejiang Huayou Cobalt Co Ltd-A A 63,200 6,923, Zhejiang Longsheng Group Co Ltd-A A 413,400 5,536,

36 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (Stock Connect) (continued) Zhejiang Sanhua Intelligent Controls Co Ltd-A 132,600 2,740, A Zhejiang Zheneng Electric Power Co Ltd-A 702,112 3,816, A Zhengzhou Yutong Bus Co Ltd-A A 109,200 2,437, Zhongtian Financial Group Co Ltd-A 910,234 5,238, A Zijin Mining Group Co Ltd-A A 1,708,200 7,342, Zoomlion Heavy Industry Science and Technology Co Ltd-A 673,080 3,220, A ZTE Corp-A A 451,202 6,903, Total investments - Listed equities (stock connect) 2,025,325,

37 300 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 % of net asset value Securities name Fair value (%) Listed equities (QFII) (QFII) China Shanghai Raas Blood Products Co Ltd-A 78,820 1,821, A Wanda Film Holding Co Ltd-A A 23,400 1,442, Total investments Listed equities (QFII) (QFII) 3,263, Total investments 2,028,589, Other net assets 3,911, Net assets value as at 28th June 2018 # # 2,032,500, Total investments, at cost 2,148,915,918 # 28 June 2018 is the last dealing day of June 2018 # 35

38 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers Additions Bonus Disposals AXP AXP # China AECC Aero-Engine Control Co Ltd 10,000 (10,000) AECC Aviation Power Co Ltd 17,000 (17,000) Agricultural Bank of China Ltd 903,000 (903,000) Air China Ltd 42,000 (42,000) Aisino Corp 25,000 (25,000) Alpha Group 11,000 (11,000) Aluminum Corp of China Ltd 149,000 (149,000) Anhui Conch Cement Co Ltd 48,000 (48,000) Anxin Trust Co Ltd 38,000 (38,000) AVIC Aircraft Co Ltd 23,000 (23,000) AVIC Capital Co Ltd 100,000 (100,000) AVIC Helicopter Co Ltd 5,000 (5,000) Bank of Beijing Co Ltd 352,000 (352,000) Bank of China Ltd 481,000 (481,000) Bank of Communications Co Ltd 601,000 (601,000) Bank of Guiyang Co Ltd 25,000 (25,000) Bank of Hangzhou Co Ltd 38,000 (38,000) Bank of Jiangsu Co Ltd 153,000 (153,000) Bank of Nanjing Co Ltd 123,200 (123,200) Bank of Ningbo Co Ltd 58,500 (58,500) Bank of Shanghai Co Ltd 37,000 (37,000) Baoshan Iron & Steel Co Ltd 189,000 (189,000) BBMG Corp 70,000 (70,000) Beijing Capital Co Ltd 51,000 (51,000) Beijing Capital Development Co Ltd 28,000 (28,000) 36

39 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # Beijing Dabeinong Technology Group Co Ltd 41,000 (41,000) Beijing Enlight Media Co Ltd 15,000 (15,000) Beijing Orient Landscape & Environment Co 24,000 (24,000) Ltd Beijing Originwater Technology Co Ltd 40,000 (40,000) Beijing Sanju Environmental Protection and 19,500 (19,500) New Material Co Ltd Beijing Shiji Information Technology Co Ltd 16,000 (16,000) Beijing Shougang Co Ltd 33,000 (33,000) Beijing Tongrentang Co Ltd 11,000 (11,000) BOE Technology Group Co Ltd 500,000 (500,000) Bohai Capital Holding Co Ltd 43,000 (43,000) BYD Co Ltd 11,000 (11,000) Central China Securities Co Ltd 17,000 (17,000) Changjiang Securities Co Ltd 75,000 (75,000) China Avionics Systems Co Ltd 13,000 (13,000) China CITIC Bank Corp Ltd 74,000 (74,000) China Communications Construction Co Ltd 27,000 (27,000) China Construction Bank Corp 159,000 (159,000) 37

40 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # China CSSC Ltd 20,000 (20,000) China Eastern Airlines Corp Ltd 80,000 (80,000) China Everbright Bank Co Ltd 358,000 (358,000) China Film Co Ltd 12,000 (12,000) China Fortune Land Development Co Ltd 26,000 (26,000) China Galaxy Securities Co Ltd 13,000 (13,000) China Gezhouba Group Co Ltd 65,000 (65,000) China Grand Automotive Services Co Ltd 59,800 (59,800) China Hainan Rubber Industry Group Co Ltd 18,000 (18,000) China High-Speed Railway Technology Co Ltd 43,000 (43,000) China International Travel Service Corp Ltd 20,000 (20,000) China Life Insurance Co Ltd 35,000 (35,000) China Merchants Bank Co Ltd 228,000 (228,000) China Merchants Securities Co Ltd 50,000 (50,000) China Merchants Shekou Industrial Zone 52,000 (52,000) Co Ltd China Minsheng Banking Corp Ltd 507,000 (507,000) China Molybdenum Co Ltd 82,000 (82,000) 38

41 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # China National Nuclear Power Co Ltd 109,000 (109,000) China Northern Rare Earth Group High-Tech Co 48,000 (48,000) Ltd China Nuclear Engineering Corp Ltd 12,000 (12,000) China Pacific Insurance Group Co Ltd 70,000 (70,000) China Petroleum & Chemical Corp 239,000 (239,000) China Railway Construction Corp Ltd 99,000 (99,000) China Railway Group Ltd 149,000 (149,000) China Reform Health Management and 12,000 (12,000) Services Group Co Ltd China Shenhua Energy Co Ltd 40,000 (40,000) China Shipbuilding Industry Co Ltd 200,000 (200,000) China Shipbuilding Industry Group Power Co Ltd 8,000 (8,000) China Southern Airlines Co Ltd 76,000 (76,000) China Spacesat Co Ltd 14,000 (14,000) China State Construction Engineering Corp Ltd 295,000 (295,000) China United Network Communications Ltd 191,000 (191,000) China Vanke Co Ltd 108,000 (108,000) China Yangtze Power Co Ltd 141,000 (141,000) 39

42 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # Chinese Universe Publishing and Media Co Ltd 18,000 (18,000) Chongqing Changan Automobile Co Ltd 57,000 (57,000) CITIC Guoan Information Industry Co Ltd 67,000 (67,000) CITIC Heavy Industries Co Ltd 32,000 (32,000) CITIC Securities Co Ltd 166,000 (166,000) COSCO Shipping Development Co Ltd 83,000 (83,000) COSCO Shipping Co Ltd 69,000 (69,000) CRRC Corp Ltd 162,000 (162,000) CSSC Offshore and Marine Engineering Group 5,000 (5,000) Co Ltd Daqin Railway Co Ltd 140,000 (140,000) DHC Software Co Ltd 36,000 (36,000) Dong-E-E-Jiao Co Ltd 12,000 (12,000) Dongxing Securities Co Ltd 26,000 (26,000) Dongxu Optoelectronic Technology Co Ltd 90,000 (90,000) Dr Peng Telecom & Media Group Co Ltd 33,000 (33,000) East Money Information Co Ltd 57,600 (57,600) Everbright Securities Co Ltd 59,000 (59,000) Fiberhome Telecommunication Technologies Co 11,000 (11,000) Ltd Financial Street Co Ltd 33,000 (33,000) 40

43 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # First Capital Securities Co Ltd 8,000 (8,000) Focus Media Information Technology Co Ltd 108,000 (108,000) Founder Securities Co Ltd 84,000 (84,000) Future Land Co Ltd 20,000 (20,000) Fuyao Glass Industry Group Co Ltd 30,000 (30,000) GD Power Development Co Ltd 261,000 (261,000) Gemdale Corp 49,000 (49,000) GF Securities Co Ltd 69,000 (69,000) Giant Network Group Co Ltd 13,000 (13,000) Goertek Inc 40,000 (40,000) Great Wall Motor Co Ltd 30,000 (30,000) Gree Electric Appliances Inc of Zhuhai 103,000 (103,000) Greenland Corp Ltd 86,000 (86,000) Guangshen Railway Co Ltd 81,000 (81,000) Guangzhou Baiyunshan Pharmaceutical 11,000 (11,000) Co Ltd Guangzhou Haige Communications Group Inc Co 49,000 (49,000) Guizhou Bailing Group Pharmaceutical Co Ltd 9,000 (9,000) Guosen Securities Co Ltd 55,000 (55,000) Guotai Junan Securities Co Ltd 103,000 (103,000) Guoxuan High-Tech Co Ltd 13,000 (13,000) 41

44 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # Guoyuan Securities Co Ltd 39,000 (39,000) Hainan Airlines Holding Co Ltd 255,000 (255,000) Haitong Securities Co Ltd 174,000 (174,000) Hangzhou Hikvision Digital Technology Co Ltd 74,000 (74,000) Hangzhou Robam Appliances Co Ltd 19,000 (19,000) Han s Laser Technology Industry Group Co Ltd 17,000 (17,000) Henan Shuanghui Investment & Development 20,000 (20,000) Co Ltd Hesteel Co Ltd 98,000 (98,000) Hithink Royalflush Information Network Co Ltd 5,000 (5,000) Huaan Securities Co Ltd 23,000 (23,000) Huadong Medicine Co Ltd 15,000 (15,000) Hualan Biological Engineering Inc 13,000 (13,000) Huaneng Power International Inc 93,000 (93,000) Huatai Securities Co Ltd 69,000 (69,000) Huaxia Bank Co Ltd 142,000 (142,000) Huayi Brothers Media Corp 43,000 (43,000) Huayu Automotive Systems Co Ltd 33,000 (33,000) Hubei Biocause Pharmaceutical Co Ltd 29,000 (29,000) Hundsun Technologies Inc 10,000 (10,000) Iflytek Co Ltd 22,000 (22,000) Industrial & Commercial Bank of China Ltd 450,000 (450,000) Industrial Bank Co Ltd 268,000 (268,000) 42

45 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # Industrial Securities Co Ltd 98,000 (98,000) Inner Mongolia Baotou Steel Union Co Ltd 247,000 (247,000) Inner Mongolia Junzheng Energy & Chemical 54,000 (54,000) Industry Group Co Ltd Inner Mongolia Yili Industrial Group Co Ltd 135,000 (135,000) Jiangsu Bicon Pharmaceutical Listed Co 10,000 (10,000) Jiangsu Broadcasting Cable Information 38,000 (38,000) Network Corp Ltd Jiangsu Hengrui Medicine Co Ltd 43,000 (43,000) Jiangsu Protruly Vision Technology Group Co 33,000 (33,000) Ltd Jiangsu Yanghe Brewery Joint-Stock Co Ltd 13,000 (13,000) Jiangsu Zhongnan Construction Group Co Ltd 26,000 (26,000) Jiangsu Zhongtian Technology Co Ltd 50,000 (50,000) Jiangxi Copper Co Ltd 19,000 (19,000) Jiangxi Ganfeng Lithium Co Ltd 11,000 (11,000) Jihua Group Corp Ltd 31,000 (31,000) Jilin Aodong Pharmaceutical Group Co Ltd 22,100 (22,100) Jinduicheng Molybdenum Co Ltd 23,000 (23,000) Kangde Xin Composite Material Group Co Ltd 57,000 (57,000) 43

46 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # Kangmei Pharmaceutical Co Ltd 63,000 (63,000) Kingenta Ecological Engineering Group Co Ltd 43,000 (43,000) Kweichow Moutai Co Ltd 11,000 (11,000) Lepu Medical Technology Beijing Co Ltd 24,000 (24,000) Liaoning Cheng Da Co Ltd 28,000 (28,000) Longi Green Energy Technology Co Ltd 31,000 (31,000) Luxshare Precision Industry Co Ltd 30,000 (30,000) Luzhou Laojiao Co Ltd 16,000 (16,000) Meinian Onehealth Healthcare Co Ltd 25,000 (25,000) Metallurgical Corp of China Ltd 110,000 (110,000) Midea Group Co Ltd 97,000 (97,000) Muyuan Foodstuff Co Ltd 9,000 (9,000) Nanjing Xinjiekou Department Store Co Ltd 11,000 (11,000) Nari Technology Co Ltd 31,000 (31,000) New China Life Insurance Co Ltd 17,000 (17,000) New Hope Liuhe Co Ltd 47,000 (47,000) Ningbo Zhoushan Port Co Ltd 86,000 (86,000) Northeast Securities Co Ltd 30,000 (30,000) Offshore Oil Engineering Co Ltd 53,000 (53,000) O-Film Tech Co Ltd 42,500 (42,500) Orient Securities Co Ltd/China 75,000 (75,000) 44

47 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # Ourpalm Co Ltd 8,000 (8,000) Pacific Securities Co Ltd/The/China 128,000 (128,000) Petrochina Co Ltd 106,000 (106,000) Ping An Bank Co Ltd 194,000 (194,000) Ping An Insurance Group Co of China Ltd 217,000 (217,000) Poly Real Estate Group Co Ltd 143,000 (143,000) Power Construction Corp of China Ltd 98,000 (98,000) Qingdao Haier Co Ltd 67,000 (67,000) Qinghai Salt Lake Industry Co Ltd 27,000 (27,000) Risesun Real Estate Development Co Ltd 35,000 (35,000) SAIC Motor Corp Ltd 74,000 (74,000) Sanan Optoelectronics Co Ltd 55,000 (55,000) Sany Heavy Industry Co Ltd 92,000 (92,000) SDIC Capital Co Ltd 24,000 (24,000) SDIC Power Co Ltd 85,000 (85,000) Sealand Securities Co Ltd 66,000 (66,000) SF Holding Co Ltd 4,000 (4,000) Shaanxi Coal Industry Co Ltd 89,000 (89,000) Shandong Buchang Pharmaceuticals Co Ltd 7,000 (7,000) Shandong Gold Mining Co Ltd 15,000 (15,000) Shandong Linglong Tyre Co Ltd 5,000 (5,000) 45

48 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # Shandong Nanshan Aluminum Co Ltd Shanghai Bailian Group Co Ltd Shanghai Construction Group Co Ltd Shanghai Electric Group Co Ltd Shanghai Electric Power Co Ltd Shanghai Fosun Pharmaceutical Group Co Ltd Shanghai International Airport Co Ltd Shanghai International Port Group Co Ltd Shanghai Lujiazui Finance & Trade Zone Development Co Ltd Shanghai Oriental Pearl Group Co Ltd Shanghai Pharmaceuticals Holding Co Ltd Shanghai Pudong Development Bank Co Ltd Shanghai Raas Blood Products Co Ltd Shanghai Smi Holding Co Ltd Shanghai Tunnel Engineering Co Ltd Shanghai Zhangjiang High-Tech Park Development Co Ltd 123,000 (123,000) 18,000 (18,000) 136,000 (136,000) 56,000 (56,000) 18,000 (18,000) 20,000 (20,000) 20,000 (20,000) 73,000 (73,000) 24,000 (24,000) 29,000 (29,000) 21,000 (21,000) 228,800 (228,800) 16,000 (16,000) 26,000 (26,000) 32,000 (32,000) 21,000 (21,000) 46

49 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # Shanxi Securities Co Ltd 40,000 (40,000) Shanxi Xishan Coal & Electricity Power Co Ltd 37,000 (37,000) Shenwan Hongyuan Group Co Ltd 180,000 (180,000) Shenzhen Goodix Technology Co Ltd 1,000 (1,000) Shenzhen Inovance Technology Co Ltd 22,000 (22,000) Shenzhen Overseas Chinese Town Co Ltd 70,000 (70,000) Shenzhen Sunway Communication Co Ltd 17,000 (17,000) Shenzhen Zhongjin Lingnan Nonfemet Co Ltd 27,000 (27,000) Siasun Robot & Automation Co Ltd 20,000 (20,000) Sichuan Chuantou Energy Co Ltd 51,000 (51,000) Sinolink Securities Co Ltd 40,000 (40,000) Sinopec Oilfield Service Corp 62,000 (62,000) Sinopec Shanghai Petrochemical Co Ltd 64,000 (64,000) Songcheng Performance Development Co Ltd 8,000 (8,000) Soochow Securities Co Ltd 45,000 (45,000) Southwest Securities Co Ltd 67,000 (67,000) Spring Airlines Co Ltd 6,000 (6,000) Suning.Com Co Ltd 105,000 (105,000) Suofeiya Home Collection Co Ltd 12,000 (12,000) 47

50 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # Suzhou Gold Mantis Construction Decoration 40,000 (40,000) Co Ltd Suzhou Victory Precision Manufacture Co Ltd 39,000 (39,000) Tasly Pharmaceutical Group Co Ltd 24,000 (24,000) Tbea Co Ltd 84,400 (84,400) TCL Corp TCL 137,000 (137,000) Tianqi Lithium Corp 14,950 (14,950) Tongling Nonferrous Metals Group Co Ltd 150,000 (150,000) Triangle Tyre Co Ltd 5,000 (5,000) Tsinghua Tongfang Co Ltd 40,000 (40,000) Tus-Sound Environmental Resources Co Ltd 11,000 (11,000) Unisplendour Corp Ltd 3,000 (3,000) Wanda Film Holding Co Ltd 10,000 (10,000) Wangsu Science & Technology Co Ltd 32,950 (32,950) Wanhua Chemical Group Co Ltd 28,000 (28,000) Wanxiang Qianchao Co Ltd 57,000 (57,000) Weichai Power Co Ltd 116,000 (116,000) Western Securities Co Ltd 35,280 (35,280) Wintime Energy Co Ltd 143,000 (143,000) Wuchan Zhongda Group Co Ltd 39,000 (39,000) Wuhu Shunrong Sanqi Interactive 9,000 (9,000) Entertainment Network Technology Co Ltd Wuliangye Yibin Co Ltd 42,000 (42,000) 48

51 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # Xcmg Construction Machinery Co Ltd 112,000 (112,000) Xiamen C & D Inc 40,000 (40,000) Xiamen Tungsten Co Ltd 9,000 (9,000) Xinhu Zhongbao Co Ltd 99,000 (99,000) Xinjiang Goldwind Science & Technology Co Ltd 50,700 (50,700) Yango Group Co Ltd 37,000 (37,000) Yanzhou Coal Mining Co Ltd 9,000 (9,000) Yonghui Superstores Co Ltd 83,000 (83,000) Yonyou Network Technology Co Ltd 13,000 (13,000) Youngor Group Co Ltd 68,000 (68,000) Youzu Interactive Co Ltd 8,000 (8,000) YTO Express Group Co Ltd 7,000 (7,000) Yunnan Baiyao Group Co Ltd 15,000 (15,000) Zhangzhou Pientzehuang Pharmaceutical Co 7,000 (7,000) Ltd Zhejiang Century Huatong Group Co Ltd 7,000 (7,000) Zhejiang China Commodities City Group Co Ltd 100,000 (100,000) Zhejiang Chint Electrics Co Ltd 9,000 (9,000) Zhejiang Dahua Technology Co Ltd 31,000 (31,000) Zhejiang Huayou Cobalt Co Ltd 7,000 (7,000) Zhejiang Longsheng Group Co Ltd 50,000 (50,000) 49

52 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # AXPs issued by AXP issuers (continued) Additions Bonus Disposals AXP AXP # Zhejiang Zheneng Electric Power Co Ltd 90,000 (90,000) Zhengzhou Yutong Bus Co Ltd 33,000 (33,000) Zhongjin Gold Corp Ltd 37,000 (37,000) Zhongtian Financial Group Co Ltd 69,000 (69,000) Zijin Mining Group Co Ltd 235,000 (235,000) Zoomlion Heavy Industry Science and 121,000 (121,000) Technology Co Ltd ZTE Corp 38,000 (38,000) # 28 June 2018 is the last dealing day of June 2018 # 50

53 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) Additions Bonus Disposals # China AECC Aero-Engine Control Co Ltd-A 70,100 9,000 (79,100) A AECC Aviation Power Co Ltd-A 128,600 20,400 (15,300) 133,700 A Agricultural Bank of China Ltd-A 6,577,500 1,076,700 (791,800) 6,862,400 A Aier Eye Hospital Group Co Ltd-A 94,899 31,300 42,494 (9,900) 158,793 A Air China Ltd-A A 311,200 50,400 (37,300) 324,300 Aisino Corp-A 202, ,700 (150,282) 204,200 Alpha Group-A A 84,100 9,900 (94,000) Aluminum Corp of China Ltd-A 1,138,700 43,800 (42,700) 1,139,800 A Angang Steel Co Ltd-A A 299,300 10,800 (31,900) 278,200 Anhui Conch Cement Co Ltd-A 360,004 55,200 (103,204) 312,000 A Anxin Trust Co Ltd-A A 290, , ,871 (425,030) 273,000 Aurora Optoelectronics Co Ltd-A 54,720 (54,720) A AVIC Aircraft Co Ltd-A 180,748 27,900 (21,400) 187,248 A AVIC Capital Co Ltd-A 749, ,000 (89,800) 780,143 A AVIC Helicopter Co Ltd-A 35,615 6,000 (4,300) 37,315 A Bank of Beijing Co Ltd-A 2,590, ,800 (582,647) 2,418,000 A Bank of China Ltd-A A 3,499, ,300 (421,200) 3,651,700 Bank of Communications Co Ltd-A 4,558, ,000 (546,300) 4,735,300 A Bank of Guiyang Co Ltd-A 187,500 30,000 (22,500) 195,000 A Bank of Hangzhou Co Ltd-A 73,252 38,100 (11,500) 99,852 A Bank of Jiangsu Co Ltd-A A 1,147, ,600 (137,500) 1,193,539 51

54 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Bank of Nanjing Co Ltd-A 923, ,700 (110,700) 960,622 A Bank of Ningbo Co Ltd-A 420,449 69,400 (50,400) 439,449 A Bank of Shanghai Co Ltd-A 146,100 39,600 (18,900) 166,800 A Baoshan Iron & Steel Co Ltd-A 1,412, ,500 (169,200) 1,469,717 A BBMG Corp-A A 525,000 84,000 (64,400) 544,600 Beijing Capital Co Ltd-A 379,900 45,900 (425,800) A Beijing Capital Development Co Ltd-A 209,930 25,200 (25,000) 210,130 A Beijing Dabeinong Technology Group Co Ltd-A 172, ,025 (63,900) 556,275 A Beijing Enlight Media Co Ltd-A 212,913 13,500 (226,413) A Beijing New Building Materials Plc-A 101, ,400 A Beijing Orient Landscape & Environment Co 180,000 21,600 (21,600) 180,000 Ltd-A A Beijing Originwater Technology Co Ltd-A 308,925 48,300 (36,900) 320,325 A Beijing Sanju Environmental Protection and 146,088 17,500 (17,300) 146,288 New Material Co Ltd-A A Beijing Shiji Information Technology Co Ltd-A 54,300 14,400 (68,700) A Beijing Shougang Co Ltd-A 247,438 29,700 (277,138) A Beijing Tongrentang Co Ltd-A 89,800 46,400 (11,400) 124,800 A Beijing Xinwei Technology Group Co Ltd-A A 94,900 94,900 52

55 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # BOE Technology Group Co Ltd-A 2,100,800 1,602,500 (458,800) 3,244,500 A Bohai Capital Holding Co Ltd-A 318,500 38, ,200 A BYD Co Ltd-A A 97,400 67,000 (16,200) 148,200 Central China Securities Co Ltd-A 127,500 15,300 (142,800) A Changjiang Securities Co Ltd-A 518, ,045 (186,370) 975,000 A Chaozhou Three-Circle Group Co Ltd-A 163, ,793 A China Avionics Systems Co Ltd-A 108,476 11,700 (120,176) A China CITIC Bank Corp Ltd-A 532,000 87,900 (63,900) 556,000 A China Coal Energy Co Ltd-A 299,300 10,800 (31,900) 278,200 A China Communications Construction Co Ltd-A 290,650 35,700 (33,500) 292,850 A China Construction Bank Corp-A 1,145, ,000 (137,700) 1,196,900 A China CSSC Ltd-A 249,700 (249,700) A China Eastern Airlines Corp Ltd-A 823,200 88,800 (475,200) 436,800 A China Everbright Bank Co Ltd-A 2,607, ,900 (313,600) 2,720,300 A China Film Co Ltd-A A 89,925 14,400 (10,600) 93,725 China Fortune Land Development Co Ltd-A 194,993 31,200 (23,200) 202,993 A China Galaxy Securities Co Ltd-A 97,500 15,600 (11,700) 101,400 A China Gezhouba Group Co Ltd-A A 487,500 78,000 (58,500) 507,000 53

56 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # China Grand Automotive Services Co Ltd-A 448,006 71,800 (53,500) 466,306 A China Hainan Rubber Industry Group Co Ltd-A 75,600 16,200 (9,700) 82,100 A China High-Speed Railway Technology Co Ltd-A 324,800 38,700 (363,500) A China International Travel Service Corp Ltd-A 164, ,900 (107,518) 164,900 A China Jushi Co Ltd-A A 249, ,600 China Life Insurance Co Ltd-A 229, ,900 (119,856) 312,000 A China Merchants Bank Co Ltd-A 1,710, ,754 (289,716) 1,757,054 A China Merchants Securities Co Ltd-A 365, ,300 (53,500) 569,400 A China Merchants Shekou Industrial Zone 218, ,850 (47,700) 390,533 Co Ltd-A A China Minsheng Banking Corp Ltd-A 3,802, ,400 (456,300) 3,954,600 A China Molybdenum Co Ltd-A 615,000 84,000 (433,800) 265,200 A China National Chemical Engineering Co Ltd-A 408,900 (42,300) 366,600 A China National Nuclear Power Co Ltd-A 1,017, ,492 (841,174) 702,000 A China Northern Rare Earth Group High-Tech Co 359,953 43,200 (403,000) 153 Ltd-A A China Nuclear Engineering Corp Ltd-A 90,000 14,400 (10,800) 93,600 A China Pacific Insurance Group Co Ltd-A 562, ,800 (133,317) 546,000 A China Petroleum & Chemical Corp-A A 1,792, ,800 (215,100) 1,864,200 54

57 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # China Railway Construction Corp Ltd-A A China Railway Group Ltd-A A China Reform Health Management and Services Group Co Ltd-A A China Shenhua Energy Co Ltd-A A China Shipbuilding Industry Co Ltd-A A China Shipbuilding Industry Group Power Co Ltd-A A China Southern Airlines Co Ltd-A A China Spacesat Co Ltd-A A China State Construction Engineering Corp Ltd-A A China United Network Communications Ltd-A A China Vanke Co Ltd-A A China Yangtze Power Co Ltd-A A Chinese Universe Publishing and Media Co Ltd-A A Chongqing Changan Automobile Co Ltd-A A Chongqing Zhifei Biological Products Co Ltd-A A CITIC Guoan Information Industry Co Ltd-A A 677, ,400 (81,900) 711, , ,100 (105,400) 1,003, ,190 15,900 (11,400) 131, ,200 49,200 (38,900) 339,500 1,479, ,400 (178,000) 1,541, ,260 12,600 (15,500) 137, ,000 91,200 (68,400) 592,800 97,700 16,500 (11,700) 102,500 2,482, ,600 (294,300) 2,551,886 1,505, ,900 (179,500) 1,557, , ,700 (119,700) 819,000 1,024, ,200 (293,100) 1,084, ,824 21,533 (16,000) 140, ,229 68,400 (50,800) 442,829 80,300 3,000 (7,000) 76, ,600 60,300 (550,900) 55

58 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # CITIC Heavy Industries Co Ltd-A 112,000 (112,000) A CITIC Securities Co Ltd-A 1,303, ,300 (155,500) 1,349,200 A COSCO Shipping Development Co Ltd-A 667, ,100 (79,200) 689,200 A COSCO Shipping Co Ltd-A 634,229 87,000 (74,500) 646,729 A CRRC Corp Ltd-A A 1,222, ,700 (146,500) 1,270,600 CSSC Offshore and Marine Engineering Group 37,885 (37,885) Co Ltd-A A Daqin Railway Co Ltd-A 979, ,557 (118,300) 1,026,957 A Datang International Power Generation Co 481,767 17,100 (51,300) 447,567 Ltd-A A DHC Software Co Ltd-A A 266,116 43,200 (31,900) 277,416 Digital China Information Service Co Ltd-A 24,000 (24,000) A Dong-E-E-Jiao Co Ltd-A 109,902 15,000 (12,600) 112,302 A Dongxing Securities Co Ltd-A 180,405 30,600 (21,600) 189,405 A Dongxu Optoelectronic Technology Co Ltd-A 674, ,300 (755,971) 342,300 A Dr Peng Telecom & Media Group Co Ltd-A 178,000 37,200 (17,000) 198,200 A East Money Information Co Ltd-A 493,048 75,200 99,909 (60,900) 607,257 A Everbright Securities Co Ltd-A 325,613 66,600 (40,500) 351,713 A Fangda Carbon New Material Co Ltd-A A 101, ,400 56

59 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Fiberhome Telecommunication Technologies Co 86,183 13,200 (9,900) 89,483 Ltd-A A Financial Street Co Ltd-A 239,233 39,300 (28,800) 249,733 A First Capital Securities Co Ltd-A 344,700 19,800 (37,600) 326,900 A Focus Media Information Technology Co Ltd-A 809, ,400 (97,000) 1,006,386 A Foshan Haitian Flavouring & Food Co Ltd-A 132, ,541 A Founder Securities Co Ltd-A 660, ,585 (568,794) 702,000 A Future Land Co Ltd-A 149, ,810 (150,923) 140,810 A Fuyao Glass Industry Group Co Ltd-A 264,752 37,500 (30,800) 271,452 A GD Power Development Co Ltd-A 1,925, ,000 (231,300) 2,005,800 A Gemdale Corp-A A 374,800 59,100 (44,800) 389,100 GF Securities Co Ltd-A 533,700 83,347 (63,700) 553,347 A Giant Network Group Co Ltd-A 3, ,200 (11,700) 101,400 A Goertek Inc-A A 311,514 48,300 (36,900) 322,914 Great Wall Motor Co Ltd-A 214,500 35,700 (25,600) 224,600 A Gree Electric Appliances Inc of Zhuhai-A 776, ,900 (92,900) 807,572 A Greenland Corp Ltd-A 645, ,200 (77,400) 670,800 A Guangshen Railway Co Ltd-A A 571,100 96,000 (68,800) 598,300 57

60 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Guangzhou Baiyunshan Pharmaceutical 162,520 5,700 (17,100) 151,120 Co Ltd-A A Guangzhou Haige Communications Group Inc 360,800 44,100 (404,900) Co-A A Guizhou Bailing Group Pharmaceutical Co Ltd-A 68,600 8,100 (76,700) A Guosen Securities Co Ltd-A 405,247 65,700 (48,600) 422,347 A Guotai Junan Securities Co Ltd-A 760, ,587 (253,453) 623,927 A Guoxuan High-Tech Co Ltd-A 93,486 15,600 (11,200) 97,886 A Guoyuan Securities Co Ltd-A 336,300 48,300 (39,600) 345,000 A Hainan Airlines Holding Co Ltd-A 1,912, ,500 2,141,950 A Haitong Securities Co Ltd-A 1,361, ,900 (162,200) 1,410,000 A Hangzhou Hikvision Digital Technology Co 613,400 90,900 (72,700) 631,600 Ltd-A A Hangzhou Robam Appliances Co Ltd-A 84,100 20,690 (9,600) 95,190 A Han s Laser Technology Industry Group Co 157,800 21,600 (18,400) 161,000 Ltd-A A Heilan Home Co Ltd-A 304, ,111 A Henan Shuanghui Investment & Development 234,774 27,000 (27,000) 234,774 Co Ltd-A A Hengli Petrochemical Co Ltd-A 101, ,400 A Hengtong Optic-Electric Co Ltd-A 78,000 78,000 A Hesteel Co Ltd-A A 677, ,500 (81,900) 710,600 58

61 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Hithink Royalflush Information Network Co 37,500 6,000 (4,500) 39,000 Ltd-A A Huaan Securities Co Ltd-A 172,500 27,600 (20,700) 179,400 A Huadong Medicine Co Ltd-A 90,700 18,900 46,700 (10,800) 145,500 A Hualan Biological Engineering Inc-A 107,341 15,875 (12,600) 110,616 A Huaneng Power International Inc-A 697, ,600 (83,700) 725,400 A Huatai Securities Co Ltd-A 517, ,900 (169,423) 631,800 A Huaxia Bank Co Ltd-A 1,101, ,600 (131,400) 1,142,160 A Huayi Brothers Media Corp-A 310,098 51,300 (37,300) 324,098 A Huayu Automotive Systems Co Ltd-A 262,100 40,194 (31,000) 271,294 A Hubei Biocause Pharmaceutical Co Ltd-A 217,500 34,800 (26,100) 226,200 A Hundsun Technologies Inc-A 82,300 71,307 (91,300) 62,307 A Iflytek Co Ltd-A A 165,000 29,700 82,500 (19,800) 257,400 Industrial & Commercial Bank of China Ltd-A 3,368, ,681 (404,100) 3,504,054 A Industrial Bank Co Ltd-A 2,068, ,665 (247,300) 2,144,765 A Industrial Securities Co Ltd-A 734, ,100 (480,030) 858,000 A Inner Mongolia Baotou Steel Union Co Ltd-A A 1,782,300 1,288,800 (317,700) 2,753,400 59

62 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Inner Mongolia Junzheng Energy & Chemical Industry Group Co Ltd-A A Inner Mongolia Yili Industrial Group Co Ltd-A A Jiangsu Bicon Pharmaceutical Listed Co-A A Jiangsu Broadcasting Cable Information Network Corp Ltd-A A Jiangsu Hengrui Medicine Co Ltd-A A Jiangsu Protruly Vision Technology Group Co Ltd-A A Jiangsu Yanghe Brewery Joint-Stock Co Ltd-A A Jiangsu Zhongnan Construction Group Co Ltd-A A Jiangsu Zhongtian Technology Co Ltd-A A Jiangxi Copper Co Ltd-A A Jiangxi Ganfeng Lithium Co Ltd-A A Jihua Group Corp Ltd-A A Jilin Aodong Pharmaceutical Group Co Ltd-A A Jinduicheng Molybdenum Co Ltd-A A Kangde Xin Composite Material Group Co Ltd-A A 503,700 18,000 (12,000) 509,700 1,012, ,000 (121,500) 1,053,000 74,951 8,903 (8,800) 75, ,769 (10,100) 269, ,900 53,100 83,250 (62,100) 375, ,400 (235,400) 54,453 62,600 (12,100) 104, ,953 31,200 (23,200) 202, ,000 59,963 (44,700) 390, ,367 22,800 (16,400) 144,767 82,500 14,700 41,250 (9,900) 128, ,900 36,600 (26,100) 228, ,478 28,500 (25,900) 225, ,040 27,000 (18,900) 167, ,508 51,300 (19,200) 386,608 60

63 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Kangmei Pharmaceutical Co Ltd-A A Kingenta Ecological Engineering Group Co Ltd-A A Kweichow Moutai Co Ltd-A A Lens Technology Co Ltd-A A Lepu Medical Technology Beijing Co Ltd-A A Liaoning Cheng Da Co Ltd-A A Lomon Billions Group Co Ltd-A A Longi Green Energy Technology Co Ltd-A A Luxshare Precision Industry Co Ltd-A A Luzhou Laojiao Co Ltd-A A Meinian Onehealth Healthcare Co Ltd-A A Metallurgical Corp of China Ltd-A A Midea Group Co Ltd-A A Muyuan Foodstuff Co Ltd-A A Nanjing Xinjiekou Department Store Co Ltd-A A Nari Technology Co Ltd-A A New China Life Insurance Co Ltd-A A 472,440 78,300 (58,300) 492, ,400 (104,900) 172,500 82,440 13,125 (9,700) 85,865 77,928 77, ,000 28,800 (21,600) 187, ,550 30,300 (15,100) 132, ,150 3,600 (6,000) 99, ,451 36,821 93,055 (128,393) 233, ,500 37,200 (30,600) 268, ,507 38,000 (14,100) 140, ,989 31,500 37,997 (22,500) 236,986 1,021, ,900 (119,700) 1,041, , ,410 (111,474) 779,600 60,200 10,500 (7,200) 63,500 85,790 13,200 (3,100) 95, , ,920 (39,500) 469, ,496 20,358 (15,100) 132,754 61

64 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # New Hope Liuhe Co Ltd-A 411,700 58,500 (48,600) 421,600 A Ningbo Zhoushan Port Co Ltd-A 922, ,400 (400,327) 624,000 A Northeast Securities Co Ltd-A 125, ,000 (644,930) A Offshore Oil Engineering Co Ltd-A 377,100 63,000 (45,200) 394,900 A O-Film Tech Co Ltd-A A 294,315 50,200 (35,300) 309,215 Oppein Home Group Inc-A 23,387 23,387 A Orient Securities Co Ltd/China-A 556,355 89,700 (66,600) 579,455 A Ourpalm Co Ltd-A A 359,300 7,200 (366,500) Pacific Securities Co Ltd/The/China-A 1,127, ,600 (133,000) 1,154,500 A Perfect World Co Ltd/China-A 65,700 2,400 (5,600) 62,500 A Petrochina Co Ltd-A 1,140, ,500 (132,300) 1,147,300 A Ping An Bank Co Ltd-A 1,406, ,000 (169,200) 1,468,600 A Ping An Insurance Group Co of China Ltd-A 1,844, ,100 (270,045) 1,840,800 A Poly Real Estate Group Co Ltd-A 1,181, ,500 (140,400) 1,217,097 A Power Construction Corp of China Ltd-A 731, ,600 (87,500) 761,300 A Qingdao Haier Co Ltd-A 573, ,200 (102,974) 606,400 A Qinghai Salt Lake Industry Co Ltd-A 177,220 31,477 (21,400) 187,297 A Risesun Real Estate Development Co Ltd-A A 244,500 41,400 (29,500) 256,400 62

65 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Rongsheng Petro Chemical Co Ltd-A 179, ,300 A SAIC Motor Corp Ltd-A 555, ,400 (135,600) 592,800 A Sanan Optoelectronics Co Ltd-A 396,700 65,400 (47,700) 414,400 A Sany Heavy Industry Co Ltd-A 925, ,600 (437,981) 592,800 A SDIC Capital Co Ltd-A 180,000 28,800 (21,600) 187,200 A SDIC Power Co Ltd-A 821, ,600 (96,100) 834,000 A Sealand Securities Co Ltd-A 497,279 59,400 (556,679) A SF Holding Co Ltd-A A 30,000 4,800 (3,600) 31,200 Shaanxi Coal Industry Co Ltd-A 26, ,700 (164,400) 624,000 A Shandong Buchang Pharmaceuticals Co Ltd-A 16,000 7,200 (2,200) 21,000 A Shandong Gold Mining Co Ltd-A 107,800 17,700 (12,600) 112,900 A Shandong Linglong Tyre Co Ltd-A 36,500 (36,500) A Shandong Nanshan Aluminum Co Ltd-A 1,072, ,000 (126,700) 1,098,800 A Shanghai Bailian Group Co Ltd-A 75,565 16,200 (91,765) A Shanghai Construction Group Co Ltd-A 749, ,400 (93,400) 778,900 A Shanghai Electric Group Co Ltd-A 417,586 50,400 (49,900) 418,086 A Shanghai Electric Power Co Ltd-A A 142,200 16,200 (158,400) 63

66 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Shanghai Fosun Pharmaceutical Group Co Ltd-A A Shanghai International Airport Co Ltd-A A Shanghai International Port Group Co Ltd-A A Shanghai Lujiazui Finance & Trade Zone Development Co Ltd-A A Shanghai Oriental Pearl Group Co Ltd-A A Shanghai Pharmaceuticals Holding Co Ltd-A A Shanghai Pudong Development Bank Co Ltd-A A Shanghai Raas Blood Products Co Ltd-A A Shanghai Smi Holding Co Ltd-A A Shanghai Tunnel Engineering Co Ltd-A A Shanghai Zhangjiang High-Tech Park Development Co Ltd-A A Shanxi Securities Co Ltd-A A Shanxi Xinghuacun Fen Wine Factory Co Ltd-A A Shanxi Xishan Coal & Electricity Power Co Ltd-A A Shenwan Hongyuan Group Co Ltd-A A Shenzhen Goodix Technology Co Ltd-A A 149,905 24,000 (17,800) 156, ,977 24,000 (17,800) 156, ,080 86,100 (61,000) 529, ,736 28,800 (20,900) 183, , ,586 (223,086) 195, ,619 27,900 (27,000) 234,519 1,943, ,700 (230,200) 1,996, ,717 14,400 (15,000) 161, ,909 23,400 (218,309) 490,926 47,400 (55,600) 482, ,216 18,900 (178,116) 297,700 48,000 (35,500) 310,200 38,929 38, ,500 44,400 (33,300) 288,600 1,006, ,700 (125,100) 1,085,500 7,500 1,200 (900) 7,800 64

67 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Shenzhen Inovance Technology Co Ltd-A A Shenzhen Overseas Chinese Town Co Ltd-A A Shenzhen Salubris Pharmaceuticals Co Ltd-A A Shenzhen Sunway Communication Co Ltd-A A Shenzhen Zhongjin Lingnan Nonfemet Co Ltd-A A Siasun Robot & Automation Co Ltd-A A Sichuan Chuantou Energy Co Ltd-A A Sinolink Securities Co Ltd-A A Sinopec Oilfield Service Corp-A A Sinopec Shanghai Petrochemical Co Ltd-A A Songcheng Performance Development Co Ltd-A A Soochow Securities Co Ltd-A A Southwest Securities Co Ltd-A A Spring Airlines Co Ltd-A A Suning.Com Co Ltd-A A Suofeiya Home Collection Co Ltd-A A Suzhou Gold Mantis Construction Decoration Co Ltd-A A 165,000 26,400 (19,800) 171, ,400 86,992 (72,000) 627,392 65,612 2,400 (7,000) 61, ,427 20,400 (15,100) 132, ,100 41, ,600 (34,200) 447, ,840 26,100 (24,300) 210, ,900 60,600 (44,100) 384, , ,300 (76,000) 660, ,800 55,800 (545,600) 246,400 68,400 (32,400) 282, ,823 85,200 (210,023) 78, ,049 57,600 (51,300) 445, ,010 60,300 (60,100) 502,210 37,700 6,900 (4,500) 40, , ,000 (76,500) 663,100 89,981 14,400 (10,600) 93, ,852 43,200 (21,600) 189,452 65

68 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Suzhou Victory Precision Manufacture Co Ltd-A 159,802 35,100 (194,902) A Tasly Pharmaceutical Group Co Ltd-A 107,000 27,900 46,040 (13,500) 167,440 A Tbea Co Ltd-A A 586, ,035 (224,096) 865,800 TCL Corp-A TCL A 1,407, ,900 (163,800) 1,421,200 Tianqi Lithium Corp-A 109,135 17,900 (13,000) 114,035 A Tonghua Dongbao Pharmaceutical Co Ltd-A 198, ,309 A Tongling Nonferrous Metals Group Co Ltd-A 1,080, ,500 (130,000) 1,128,500 A Tongwei Co Ltd-A A 241, ,800 Triangle Tyre Co Ltd-A 37, ,500 (168,000) A Tsinghua Tongfang Co Ltd-A 191, ,000 (444,772) 176,100 A Tus-Sound Environmental Resources Co Ltd-A 112,100 16,200 44,200 (11,500) 161,000 A Unisplendour Corp Ltd-A A 20,058 3,600 (2,200) 21,458 Wanda Film Holding Co Ltd-A 49,566 49,566 A Wangsu Science & Technology Co Ltd-A 239,973 39,200 (28,800) 250,373 A Wanhua Chemical Group Co Ltd-A 195,580 70, ,780 A Wanxiang Qianchao Co Ltd-A 230,400 61,500 (30,100) 261,800 A Weichai Power Co Ltd-A 804, ,800 (97,200) 843,900 A Western Securities Co Ltd-A 300,354 43,700 (35,500) 308,554 A Wintime Energy Co Ltd-A A 886,600 (21,000) 865,600 66

69 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Wuchan Zhongda Group Co Ltd-A 292,500 46,800 (35,100) 304,200 A Wuhu Shunrong Sanqi Interactive 67,455 10,800 (7,900) 70,355 Entertainment Network Technology Co Ltd-A A Wuliangye Yibin Co Ltd-A 295,685 65,328 (35,500) 325,513 A Xcmg Construction Machinery Co Ltd-A 710, ,900 (86,800) 753,900 A Xiamen C & D Inc-A A 234,300 45,600 (28,800) 251,100 Xiamen Tungsten Co Ltd-A 67,500 8,100 (75,600) A Xinhu Zhongbao Co Ltd-A 725, ,200 (87,100) 756,400 A Xinjiang Goldwind Science & Technology Co 288, ,218 (317,256) 436,800 Ltd-A A Yango Group Co Ltd-A 277,500 44,400 (33,300) 288,600 A Yanzhou Coal Mining Co Ltd-A 37,701 9,600 (4,700) 42,601 A Yonghui Superstores Co Ltd-A 622,524 99,600 (74,700) 647,424 A Yonyou Network Technology Co Ltd-A 57,200 88,480 15,570 (6,210) 155,040 A Youngor Group Co Ltd-A 422,400 78,585 (51,700) 449,285 A Youzu Interactive Co Ltd-A 60,000 7,200 (67,200) A YTO Express Group Co Ltd-A 52,426 8,400 (6,100) 54,726 A Yunnan Baiyao Group Co Ltd-A A 105,200 17,700 (12,600) 110,300 67

70 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (Stock Connect) (continued) Additions Bonus Disposals # Zhangzhou Pientzehuang Pharmaceutical Co 52,500 8,400 (6,300) 54,600 Ltd-A A Zhejiang Century Huatong Group Co Ltd-A 52,408 6,300 (6,100) 52,608 A Zhejiang China Commodities City Group Co 458, ,500 (58,500) 509,000 Ltd-A A Zhejiang Chint Electrics Co Ltd-A 125,440 9,000 (110,440) 24,000 A Zhejiang Dahua Technology Co Ltd-A 290,900 39,300 (34,000) 296,200 A Zhejiang Huayou Cobalt Co Ltd-A 2,100 67,500 (6,400) 63,200 A Zhejiang Longsheng Group Co Ltd-A 435, ,400 (270,000) 413,400 A Zhejiang Sanhua Intelligent Controls Co Ltd-A 132, ,600 A Zhejiang Zheneng Electric Power Co Ltd-A 674, ,000 (80,800) 702,112 A Zhengzhou Yutong Bus Co Ltd-A 247,324 33,900 (172,024) 109,200 A Zhongjin Gold Corp Ltd-A 282,200 33,300 (315,500) A Zhongtian Financial Group Co Ltd-A 606, , ,234 A Zijin Mining Group Co Ltd-A 1,856, ,200 (425,957) 1,708,200 A Zoomlion Heavy Industry Science and 1,038, ,700 (500,000) 673,080 Technology Co Ltd-A A ZTE Corp-A A 439,402 51,000 (39,200) 451,202 68

71 300 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (QFII) Additions Bonus Disposals # (QFII) China BOE Technology Group Co Ltd-A 1,732,100 (1,732,100) A BYD Co Ltd-A A 44,600 (44,600) China Merchants Bank Co Ltd-A 77,000 (77,000) A China Merchants Energy Shipping Co Ltd-A 694,800 (694,800) A China Merchants Shekou Industrial Zone 200,556 (200,556) Co Ltd-A A China Shipbuilding Industry Co Ltd-A 3,100 (3,100) A Jiangsu Yanghe Brewery Joint-Stock Co Ltd-A 48,200 (48,200) A Kangmei Pharmaceutical Co Ltd-A 69,200 (69,200) A Leshi Internet Information & Technology Corp 113,400 (113,400) Beijing-A A Shanghai Raas Blood Products Co Ltd-A 78,820 78,820 A Wanda Film Holding Co Ltd-A 23,400 23,400 # 28 June 2018 is the last dealing day of June 2018 # AXP A Share access products, being a security (including without limitation, warrant, note or participation certificate) linked to an A Share or a Basket of A Shares. AXP AA A 69

72 300 ETFs PERFORMANCE TABLE (UNAUDITED) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # 1. NET ASSET VALUE Net asset value Net per unit At the end of financial period/year asset value 28 June 2018 # # 2,032,500, December ,641,579, HIGHEST ISSUE/LOWEST REDEMPTION PRICE PER UNIT Highest Lowest issue redemption unit price unit price Financial period/year ended 28 June 2018 # # December # 28 June 2018 is the last dealing day of June 2018 # 70

73 W.I.S.E.-CSI HK 100 TRACKER TM 100 TM ETFs INVESTMENT PORTFOLIO (UNAUDITED) AS AT 29TH JUNE 2018 % of net asset value Securities name Fair value (%) Listed equities Hong Kong AAC Technologies Hldgs Inc 57,000 6,292, Agricultural Bank of China Ltd-H H 2,636,000 9,674, AIA Group Ltd 1,020,800 70,026, Anta Sports Products Ltd 84,000 3,490, Bank of China Ltd-H H 7,025,000 27,257, Bank of Communications Co Ltd-H H 970,000 5,829, Bank of East Asia Ltd 82,000 2,566, Beijing Enterprises Hldgs Ltd 33,000 1,260, Beijing Enterprises Water Group Ltd 410,000 1,750, BOC Hong Kong (Hldgs) Ltd 357,000 13,191, Brilliance China Automotive Hldgs Ltd 274,000 3,874, Cathay Pacific Airways Ltd 136,000 1,675, China Cinda Asset Management Co Ltd-H 700,000 1,757, H China CITIC Bank Corp Ltd-H H 814,000 3,988, China Communications Construction Co Ltd-H 384,000 2,906, H China Construction Bank Corp-H H 10,115,000 73,232, China Everbright Intl Ltd 198,000 2,007, China Evergrande Group 346,000 6,913, China Gas Hldgs Ltd 162,000 5,103, China Huarong Asset Management Co Ltd-H 862,000 1,948, H China Life Insurance Co Ltd-H H 614,000 12,402, China Literature Ltd 30,000 2,209, China Mengniu Dairy Co Ltd 220,000 5,841, China Merchants Bank Co Ltd-H H 387,000 11,184, China Merchants Ports Hldgs Co Ltd 80,000 1,272, China Minsheng Banking Corp Ltd-H 698,400 3,911, H China Mobile Ltd 516,000 35,939, China Overseas Land & Investment Ltd 354,000 9,133, China Pacific Insurance (Group) Co-H H 243,200 7,381,

74 W.I.S.E.-CSI HK 100 TRACKER TM 100 TM ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 29TH JUNE 2018 % of net asset value Securities name Fair value (%) Listed equities (continued) Hong Kong (continued) China Petroleum & Chemical Corp-H 2,044,000 14,308, H China Resources Beer Hldgs Co Ltd 132,000 5,009, China Resources Gas Group Ltd 70,000 2,376, China Resources Land Ltd 223,304 5,895, China Resources Pharmaceutical Group Ltd 158,500 1,711, China Resources Power Hldgs Co 132,000 1,818, China Shenhua Energy Co Ltd-H H 264,000 4,915, China State Construction Intl Hldgs Ltd 200,000 1,610, China Taiping Insurance Hldgs Co Ltd 162,800 3,988, China Telecom Corp Ltd-H H 1,226,000 4,499, China Unicom (Hong Kong) Ltd 606,000 5,932, CK Asset Hldgs Ltd 221,000 13,768, CK Hutchison Hldgs Ltd 219,000 18,220, CK Infrastructure Hldgs Ltd 68,000 3,954, CLP Hldgs Ltd 170,000 14,365, CNOOC Ltd 1,385,000 18,725, Country Garden Hldgs Co Ltd 759,000 10,459, CSPC Pharmaceutical Group Ltd 418,000 9,885, Dali Foods Group Co Ltd 160, , Enn Energy Hldgs Ltd 68,000 5,239, Fosun Intl Ltd 243,500 3,584, Galaxy Entertainment Group Ltd 221,000 13,425, Geely Automobile Hldgs Ltd 444,000 9,013, Guangdong Investment Ltd 274,000 3,397, Haier Electronics Group Co Ltd 116,000 3,108, Haitong Securities Co Ltd-H H 237,600 1,884, Hang Lung Properties Ltd 182,000 2,944, Hang Seng Bank Ltd 64,600 12,674, Henderson Land Development Co Ltd 139,506 5,789, Hengan Intl Group Co Ltd 62,000 4,677, Hong Kong & China Gas Co Ltd 781,800 11,742, Hong Kong Exchanges & Clearing Ltd 103,500 24,405,

75 W.I.S.E.-CSI HK 100 TRACKER TM 100 TM ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 29TH JUNE 2018 % of net asset value Securities name Fair value (%) Listed equities (continued) Hong Kong (continued) HSBC Hldgs Plc 1,458, ,249, Industrial & Commercial Bk of China-H 7,267,000 42,584, H Kunlun Energy Co Ltd 274,000 1,879, Lenovo Group Ltd 546,000 2,320, Longfor Properties Co Ltd 136,500 2,886, MGM China Hldgs Ltd 109,200 1,985, MTR Corp Ltd 156,000 6,762, New China Life Insurance Co Ltd-H 68,000 2,216, H New World Development Co Ltd 483,000 5,332, Petrochina Co Ltd-H H 1,638,000 9,762, PICC Property & Casualty Co Ltd-H 594,000 5,025, H Ping An Insurance Group Co of China Ltd-H 438,000 31,601, H Postal Savings Bank of China Co Ltd-H 1,149,000 5,859, H Power Assets Hldgs Ltd 143,000 7,843, Prada Spa 40,600 1,463, Sands China Ltd 204,000 8,547, Shenzhou Intl Group Hldgs Ltd 68,000 6,585, Shimao Property Hldgs Ltd 116,000 2,389, Sino Biopharmaceutical Ltd 729,000 8,748, Sino Land Co Ltd 344,000 4,389, Sun Art Retail Group Ltd 300,000 3,078, Sun Hung Kai Properties Ltd 128,100 15,167, Sunac China Hldgs Ltd 208,000 5,699, Sunny Optical Technology Group Co Ltd 71,500 10,431, Swire Pacific Ltd A A 47,324 3,932, Techtronic Industries Co Ltd 147,000 6,423, Tencent Hldgs Ltd 296, ,702, Tianhe Chemicals Group Ltd 72,000 8,

76 W.I.S.E.-CSI HK 100 TRACKER TM 100 TM ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 29TH JUNE 2018 % of net asset value Securities name Fair value (%) Listed equities (continued) Hong Kong (continued) Tingyi (Cayman Islands) Hldg Corp 120,000 2,181, Want Want China Hldgs Ltd 510,000 3,559, WH Group Ltd 816,993 5,204, Wharf Hldgs Ltd 98,000 2,469, Wharf Real Estate Investment Co Ltd 109,000 6,087, Wynn Macau Ltd 119,200 3,009, Yue Yuen Industrial Hldg 66,000 1,461, Collective Investment Scheme Link Real Estate Investment Trust 190,000 13,613, Total investment 1,042,785, Tax Other net assets 14,596, Net assets value as at 29th June ,057,382, Total investments, at cost 862,364,480 74

77 W.I.S.E.-CSI HK 100 TRACKER TM 100 TM ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE 2018 Securities name as at as at Listed equities Additions Bonus Disposals Hong Kong CK Hutchison Hldgs Ltd 199,000 29,000 (9,000) 219,000 CLP Hldgs Ltd 145,000 48,000 (23,000) 170,000 Hong Kong & China Gas Co Ltd 590, ,000 66, ,800 Wharf Hldgs Ltd 66,000 32,000 98,000 HSBC Hldgs Plc 1,260, ,600 1,458,179 Power Assets Hldgs Ltd 99,000 53,000 (9,000) 143,000 Hang Seng Bank Ltd 54,600 10,000 64,600 Henderson Land Development Co Ltd 110,460 18,000 11, ,506 Sun Hung Kai Properties Ltd 99,100 29, ,100 New World Development Co Ltd 483, ,000 Swire Pacific Ltd A A 47,324 47,324 Wheelock & Co Ltd 66,000 (66,000) Bank of East Asia Ltd 82,000 82,000 Galaxy Entertainment Group Ltd 198,000 23, ,000 MTR Corp Ltd 155,500 38,000 (37,500) 156,000 Sino Land Co Ltd 344, ,000 Hang Lung Properties Ltd 132,000 50, ,000 Kunlun Energy Co Ltd 274, ,000 China Merchants Ports Hldgs Co Ltd 132,000 (52,000) 80,000 Want Want China Hldgs Ltd 528, ,000 (118,000) 510,000 Geely Automobile Hldgs Ltd 377,000 67, ,000 China Everbright Intl Ltd 198, ,000 Guangdong Investment Ltd 274, ,000 WH Group Ltd 616, , ,993 China Resources Beer Hldgs Co Ltd 132, ,000 75

78 W.I.S.E.-CSI HK 100 TRACKER TM 100 TM ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE 2018 Securities name as at as at Listed equities (continued) Additions Bonus Disposals Hong Kong (continued) Cathay Pacific Airways Ltd 66,000 70, ,000 Tingyi (Cayman Islands) Hldg Corp 208,000 (88,000) 120,000 Beijing Enterprises Water Group Ltd 410, ,000 China Gas Hldgs Ltd 132,000 30, ,000 China Petroleum & Chemical Corp-H 1,944, ,000 2,044,000 H Hong Kong Exchanges & Clearing Ltd 96,000 7, ,500 Beijing Enterprises Hldgs Ltd 33,000 33,000 United Co Rusal 856,000 (856,000) Yue Yuen Industrial Hldg 66,000 66,000 Fosun Intl Ltd 243, ,500 Techtronic Industries Co Ltd 121,000 26, ,000 China Overseas Land & Investment Ltd 326,000 28, ,000 Tencent Hldgs Ltd 316,900 2,500 (22,900) 296,500 China Telecom Corp Ltd-H 1,226,000 1,226,000 H China Unicom (Hong Kong) Ltd 546, ,000 (100,000) 606,000 China Literature Ltd 30,000 30,000 Shimao Property Hldgs Ltd 116, ,000 China Resources Power Hldgs Co 132, ,000 Petrochina Co Ltd-H 1,518, ,000 1,638,000 H CNOOC Ltd 1,335,000 50,000 1,385,000 China Construction Bank Corp-H H 8,845,000 1,270,000 10,115,000 76

79 W.I.S.E.-CSI HK 100 TRACKER TM 100 TM ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE 2018 Securities name as at as at Listed equities (continued) Additions Bonus Disposals Hong Kong (continued) China Mobile Ltd 430,000 86, ,000 Longfor Properties Co Ltd 136, ,500 China Taiping Insurance Hldgs Co Ltd 162, ,800 Lenovo Group Ltd 546, ,000 China CITIC Bank Corp Ltd-H 814, ,000 H CK Infrastructure Hldgs Ltd 83,000 13,000 (28,000) 68,000 Hengan Intl Group Co Ltd 62,000 62,000 China Shenhua Energy Co Ltd-H 264, ,000 H CSPC Pharmaceutical Group Ltd 350,000 68, ,000 China Resources Land Ltd 187,304 36, ,304 CK Asset Hldgs Ltd 190,000 31, ,000 Brilliance China Automotive Hldgs Ltd 274, ,000 Wynn Macau Ltd 119, ,200 Haier Electronics Group Co Ltd 66,000 50, ,000 Sino Biopharmaceutical Ltd 434, , ,000 (120,000) 729,000 China Resources Gas Group Ltd 70,000 70,000 Agricultural Bank of China Ltd-H 2,636,000 2,636,000 H AIA Group Ltd 878, ,000 1,020,800 New China Life Insurance Co Ltd-H 61,600 22,000 (15,600) 68,000 H China Cinda Asset Management Co Ltd-H 990,000 (290,000) 700,000 H Industrial & Commercial Bk of China-H H 6,637, ,000 7,267,000 77

80 W.I.S.E.-CSI HK 100 TRACKER TM 100 TM ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE 2018 Securities name as at as at Listed equities (continued) Additions Bonus Disposals Hong Kong (continued) Tianhe Chemicals Group Ltd 72,000 72,000 Postal Savings Bank of China Co Ltd-H 1,449, ,000 (500,000) 1,149,000 H China Communications Construction Co 384, ,000 Ltd-H H Prada Spa 26,400 32,000 (17,800) 40,600 Sunac China Hldgs Ltd 208, ,000 Sands China Ltd 184,000 20, ,000 China Minsheng Banking Corp Ltd-H 582, , ,400 H Wharf Real Estate Investment Co Ltd 218,000 14,000 (123,000) 109,000 Country Garden Hldgs Co Ltd 799,000 50,000 (90,000) 759,000 AAC Technologies Hldgs Inc 60,000 (3,000) 57,000 Anta Sports Products Ltd 66,000 18,000 84,000 MGM China Hldgs Ltd 109, ,200 Shenzhou Intl Group Hldgs Ltd 66,000 15,000 (13,000) 68,000 Ping An Insurance Group Co of China 401,000 37, ,000 Ltd-H H China Mengniu Dairy Co Ltd 258,000 (38,000) 220,000 PICC Property & Casualty Co Ltd-H 274, , , ,000 H Sunny Optical Technology Group Co Ltd 6,000 65,500 71,500 BOC Hong Kong (Hldgs) Ltd 307,000 50, ,000 78

81 W.I.S.E.-CSI HK 100 TRACKER TM 100 TM ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE 2018 Securities name as at as at Listed equities (continued) Additions Bonus Disposals Hong Kong (continued) China Pacific Insurance (Group) Co-H 218,200 25, ,200 H China Life Insurance Co Ltd-H 564,000 50, ,000 H Enn Energy Hldgs Ltd 68,000 68,000 China Huarong Asset Management Co 602, , ,000 Ltd-H H Standard Chartered Plc 221,400 25,000 (246,400) China State Construction Intl Hldgs Ltd 148, ,000 (48,000) 200,000 China Resources Pharmaceutical Group 158, ,500 Ltd Bank of Communications Co Ltd-H 1,140,000 (170,000) 970,000 H China Evergrande Group 306,000 40, ,000 Dali Foods Group Co Ltd 160, ,000 China Merchants Bank Co Ltd-H 361,000 26, ,000 H Bank of China Ltd-H 6,225, ,000 7,025,000 H Country Garden Services Hldgs Co Ltd 97,586 (97,586) Sun Art Retail Group Ltd 380,000 (80,000) 300,000 Haitong Securities Co Ltd-H H 237, ,600 Collective Investment Scheme Hong Kong Link Real Estate Investment Trust 177,000 13, ,000 79

82 W.I.S.E.-CSI HK 100 TRACKER TM 100 TM ETFs PERFORMANCE TABLE (UNAUDITED) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 29TH JUNE NET ASSET VALUE Net asset value Net per unit At the end of financial period/year asset value 29 June ,057,382, December ,991, HIGHEST ISSUE/LOWEST REDEMPTION PRICE PER UNIT Highest Lowest issue redemption unit price unit price Financial period/year ended 29 June December

83 W.I.S.E.-SSE 50 CHINA TRACKER 50 ETFs INVESTMENT PORTFOLIO (UNAUDITED) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities China Agricultural Bank of China Ltd-A A 711,500 2,851, Anhui Conch Cement Co Ltd-A A 35,000 1,346, Bank of Beijing Co Ltd-A A 261,500 1,847, Bank of China Ltd-A A 405,000 1,704, Bank of Communications Co Ltd-A A 480,000 3,226, Bank of Shanghai Co Ltd-A A 68,000 1,252, Baoshan Iron & Steel Co Ltd-A A 159,993 1,453, Beijing Xinwei Technology Group Co Ltd-A 47, , A China Communications Construction Co Ltd-A 23, , A China Everbright Bank Co Ltd-A A 252,500 1,080, China Fortune Land Development Co Ltd-A 21, , A China Life Insurance Co Ltd-A A 31, , China Merchants Bank Co Ltd-A A 183,000 5,606, China Merchants Securities Co Ltd-A A 48, , China Minsheng Banking Corp Ltd-A 417,000 3,421, A China Molybdenum Co Ltd-A A 45, , China Northern Rare Earth Group Hi-Tech Co Ltd-A 38, , A China Pacific Insurance (Group) Co Ltd-A 57,982 2,132, A China Petroleum & Chemical Corp-A 194,000 1,481, A China Railway Construction Corp Ltd-A 79, , A China Railway Group Ltd-A A 102, , China Shenhua Energy Co Ltd-A A 30, , China Shipbuilding Industry Co Ltd-A 153, , A China Southern Airlines Co Ltd-A A 70, ,

84 W.I.S.E.-SSE 50 CHINA TRACKER 50 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (continued) China State Construction Engineering Corp Ltd-A 267,000 2,440, A China United Network Communications Ltd-A 129, , A CITIC Securities Co Ltd-A A 140,000 2,683, CRRC Corp Ltd-A A 140,000 1,261, Daqin Railway Co Ltd-A A 104, , Greenland Hldgs Corp Ltd-A A 72, , Guotai Junan Securities Co Ltd-A A 64,026 1,126, Huatai Securities Co Ltd-A A 58, , Industrial & Commercial Bank of China Ltd-A 381,500 2,347, A Industrial Bank Co Ltd-A A 225,000 3,795, Inner Mongolia Yili Industrial Group Co Ltd-A 107,500 3,441, A Jiangsu Hengrui Medicine Co Ltd-A 39,447 3,406, A Kweichow Moutai Co Ltd-A A 9,000 7,586, New China Life Insurance Co Ltd-A 12, , A Orient Securities Co Ltd-A A 58, , Petrochina Co Ltd-A A 120,000 1,094, Ping An Insurance Group Co of China Ltd-A 191,600 12,900, A Poly Real Estate Group Co Ltd-A 125,500 1,745, A Qingdao Haier Co Ltd-A A 64,000 1,384, SAIC Motor Corp Ltd-A A 65,000 2,617, Sanan Optoelectronics Co Ltd-A A 41, , Shandong Gold Mining Co Ltd-A A 12, , Shanghai Pudong Development Bank Co Ltd-A A 213,000 2,396,

85 W.I.S.E.-SSE 50 CHINA TRACKER 50 ETFs INVESTMENT PORTFOLIO (UNAUDITED) (continued) AS AT 28TH JUNE 2018 # # % of net asset value Securities name Fair value (%) Listed equities (continued) Wanhua Chemical Group Co Ltd-A A 29,000 1,482, ,410, Total investment A Shares A 92,410, Other net assets 586, Net assets value as at 28 June 2018 # # 92,997, Total investments, at cost 101,901,677 # 28 June 2018 is the last dealing day of June 2018 # 83

86 W.I.S.E.-SSE 50 CHINA TRACKER 50 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities Additions Bonus Disposals # China Agricultural Bank of China Ltd-A A Anhui Conch Cement Co Ltd-A A Bank of Beijing Co Ltd-A A Bank of China Ltd-A A Bank of Communications Co Ltd-A A Bank of Jiangsu Co Ltd-A A Bank of Shanghai Co Ltd-A A Baoshan Iron & Steel Co Ltd-A A Beijing Xinwei Technology Group Co Ltd-A A China Communications Construction Co Ltd-A A China Everbright Bank Co Ltd-A A China Fortune Land Development Co Ltd-A A China Life Insurance Co Ltd-A A China Merchants Bank Co Ltd-A A China Merchants Securities Co Ltd-A A China Minsheng Banking Corp Ltd-A A China Molybdenum Co Ltd-A A 711, ,500 35,000 35, ,600 21,400 (63,500) 261, , , , ,491 (24,491) 480, ,000 (138,000) 30,000 38,000 68, , ,993 47,000 47,000 23,000 23, ,500 60, ,500 21,500 21,500 41,500 (10,000) 31, ,800 9,200 (17,000) 183,000 48,000 48, ,000 (43,000) 417,000 45,000 45,000 84

87 W.I.S.E.-SSE 50 CHINA TRACKER 50 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (continued) Additions Bonus Disposals # China National Nuclear Power Co Ltd-A A China Northern Rare Earth Group Hi-Tech Co Ltd-A A China Pacific Insurance (Group) Co Ltd-A A China Petroleum & Chemical Corp-A A China Railway Construction Corp Ltd-A A China Railway Group Ltd-A A China Shenhua Energy Co Ltd-A A China Shipbuilding Industry Co Ltd-A A China Southern Airlines Co Ltd-A A China State Construction Engineering Corp Ltd-A A China United Network Communications Ltd-A A CITIC Securities Co Ltd-A A CRRC Corp Ltd-A A Daqin Railway Co Ltd-A A Greenland Hldgs Corp Ltd-A A Guotai Junan Securities Co Ltd-A A Haitong Securities Co Ltd-A A 106,500 (106,500) 38,500 38,500 57,982 57, , ,000 79,500 79, , ,529 30,500 30, , , ,000 (35,000) 70, , ,000 69,500 60, , ,415 (15,415) 140, , ,000 72,027 32, ,027 72,500 72,500 49,026 15,000 64, ,000 (150,000) 85

88 W.I.S.E.-SSE 50 CHINA TRACKER 50 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (continued) Additions Bonus Disposals # Huatai Securities Co Ltd-A A Industrial & Commercial Bank of China Ltd-A A Industrial Bank Co Ltd-A A Inner Mongolia Yili Industrial Group Co Ltd-A A Jiangsu Hengrui Medicine Co Ltd-A A Kangmei Pharmaceutical Co Ltd-A A Kweichow Moutai Co Ltd-A A New China Life Insurance Co Ltd-A A Orient Securities Co Ltd-A A Petrochina Co Ltd-A A Ping An Insurance Group Co of China Ltd-A A Poly Real Estate Group Co Ltd-A A Power Construction Corp of China Ltd-A A Qingdao Haier Co Ltd-A A SAIC Motor Corp Ltd-A A Sanan Optoelectronics Co Ltd-A A 41,000 17,000 58, ,000 (87,500) 381, ,500 (22,500) 225, ,500 5,500 (14,500) 107,500 39,447 39,447 61,500 9,000 (70,500) 10,500 (1,500) 9,000 26,902 (14,902) 12,000 58,000 58,000 91,000 29, , ,500 (12,900) 191, ,000 18, ,500 75,000 (75,000) 64,000 64,000 65,000 65,000 41,500 41,500 86

89 W.I.S.E.-SSE 50 CHINA TRACKER 50 ETFs STATEMENT OF MOVEMENTS IN PORTFOLIO HOLDINGS (UNAUDITED) (continued) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # Securities name as at as at # Listed equities (continued) Additions Bonus Disposals # Shandong Gold Mining Co Ltd-A A Shanghai Pudong Development Bank Co Ltd-A A Wanhua Chemical Group Co Ltd-A A 12,000 12, ,085 (35,085) 213,000 22,000 7,000 29,000 # 28 June 2018 is the last dealing day of June 2018 # 87

90 W.I.S.E.-SSE 50 CHINA TRACKER 50 ETFs PERFORMANCE TABLE (UNAUDITED) FOR THE PERIOD FROM 1ST JANUARY 2018 TO 28TH JUNE 2018 # # 1. NET ASSET VALUE Net asset value Net per unit At the end of financial year/period asset value 28 June 2018 # # 92,997, December ,323, HIGHEST ISSUE/LOWEST REDEMPTION PRICE PER UNIT Highest Lowest issue redemption unit price unit price Financial year/period ended 28 June 2018 # # December # 28 June 2018 is the last dealing day of June 2018 # Any opinion contained in this Interim Report represents the Manager s view as at the date of this report and is given in good faith but is subject to change without notice. The information contained in this Interim Report does not constitute recommendation nor is it intended to provide any investment advice. Investors should refer to the Prospectus of the relevant sub-fund for further details (including risk factors, fees and charges and other fund information). The Prospectus of the relevant sub-fund is available for viewing on the website of the Manager at Information contained in the Manager s website has not been reviewed by the SFC. 88

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