2 3 CEO 4 10 15 17 23 26 75 83 87 92 110 128

2 2015 2015

3 2015 2015 2015 2015 11 9 64.01 2016 2016 3 29

4 2015 CEO 2015 6 2015 25 GDP SDR 2016

CEO 5 2016 2015 2015 2015 95.1 54.4% 19.5 74.6% 20.4% 5.3 90% 3% H 2015 2015 164.4 2014 105.7%

6 2015 2015 2015 2015 IPO

CEO 7 2015 IPO 2015 2015 2015 2015 101.7% 77.3% 29.2%

8 2015 2015 QFII RQFII 2015 17.6 2015 QFII/RQFII

CEO 9 (VaR) 2016 2016 3 29

10 2015 / / `

11 China International Capital Corporation (Singapore) Pte. Limited China International Capital Corporation (UK) Limited CICC US Securities Inc. 1.00 / GIC GIC Private Limited Great Eastern The Great Eastern Life Assurance Company Limited

12 2015 H 1.00 28.57% (IASC) (IAS) KKR Institutions Investments KKR Institutions Investments L.P. H

13 (National Association of Securities Dealers Automated Quotations) (2008 ) H 2015 10 27 2015 12 31 571 1.00 TPG TPG Asia V Delaware, L.P.

14 2015 / / / % *

15

16 2015

17 I. China International Capital Corporation Limited 2,306,669,000 1 2 27 28 1 2 27 28 http://www.cicc.com Investorrelations@cicc.com.cn 1 29 1 2 27 28 +86-10-65051166 +86-10-65051156 2015 2015 3 16 2015 6 1 2015 7 30

18 2015 II. 1 GIC 2001 11 GIC 2,736,026 1% 2004 9 43.35% 2010 8 2010 11 34.30% TPG KKR Institutions Investments GIC Great Eastern 10.30% 10.00% 9.00% 5.00% 2015 4 0.18% 2015 6 1 GIC TPG KKR Institutions Investments Great Eastern 1,667,473,000 1,667,473,000 1.00 2015 11 555,824,000 H 83,372,000 H 63,919,600 H GIC TPG KKR Institutions Investments Great Eastern 817,061,769 H 1,667,473,000 2,306,669,000 2015 12 31 18 20 1996 2002

19 2004 2004 2007 QDII 2007 2008 2010 2011 RQFII 2012 2013 QFII 2014 2 2015

20 2015 2015 2015 2015 36 IPO 40 3 2015 3A 12.8 8.18 IPO 2015 3A 12.8 4.01

21 2015 40 2015 72.2 IPO 2015 2015 1995

22 2015 2015 A&B H P H 2015 2015 StarMine 2015 2015 2015 12 2014 2014 Top10 3 Top5 Top5 IPO Top5 IPO Top5 2015

23 I. 2015 2014 2013 2012 9,506.7 6,155.8 54.4% 4,064.8 4,099.1 6,989.8 4,717.7 48.2% 3,612.2 3,684.0 2,620.6 1,505.9 74.0% 501.5 457.3 1,952.6 1,118.5 74.6% 370.1 307.7 (5,226.6) 1,042.1 (2,539.5) 956.3 1.12 0.67 67.2% 0.22 0.18 20.4% 15.1% 5.3% 5.5% 4.8% 2015 12 31 2014 12 31 2013 12 31 2012 12 31 94,108.8 52,700.1 78.6% 32,834.5 28,600.6 77,666.8 44,707.9 73.7% 25,967.7 22,053.7 16,442.0 7,992.2 105.7% 6,866.8 6,546.8 25,218.1 15,054.3 67.5% 5,706.2 7,816.5 2,306.7 1,667.5 38.3% 1,667.5 1,667.5 6.7 4.8 39.6% 4.1 3.9 (%) 76.1% 78.8% (2.7%) 74.7% 68.5%

24 2015

25 II. 2015 2014 2015 12 31 2014 12 31 III. 2015 12 31 10,980.9 2014 12 31 4,540.6 141.8 % 2015 2015 12 31 2014 12 31 10,980.9 4,540.6 897.5% 551.7% 69.2% 78.2% 37.6% 27.1% 54.4% 34.7% 27.5% 30.3% 203.7% 210.1%

26 2015 I. 2014 2020 17.2% 25% GDP 100% IMF 2015 8,000 2018 1

27

28 2015 SDR QFII RQFII ETF

29 2016 II. 2015 A 2015 A 949,695 89.1%IPO 157,086 105.1% 792,609 86.2% 2015 72,987 35.2%IPO 31,342 21.8% 41,646 47.4%

30 2015 2015 A IPO 8 4,459 83.3% A 10 23,947 119.3% A 4 19,500 143.8% 2015 IPO 5 2015 IPO 8 4,249 12.9% 10 1,606 39.1% 2015 2014 A 4,459 8 2,433 3 23,947 10 10,921 10 19,500 4 8,000 2 47,906 22 21,353 15 4,249 8 4,879 11 1,606 10 1,154 6 5,855 18 6,033 17

31 2016 2016 2015 2015 73 135,273 35.7% 50 12.8 30 50 20 12.8 15 2007

32 2015 2016 2016 2015 Dealogic 5,479 773,105 53.9% 614,580 158,525 TMT 73.1% 2015 Dealogic 113,438 2016 2016 2015 5,000 2015 A 2

33 11,060 243.9% 2015 5.2 2014 22% 2015 3,539.18 9.4% 12,664.89 15.0% 300 3,731.00 5.6% 2015 2013 2014 2015 13.6% 32.6% 29.0% 2015 4 A 2015 21,914.40 7.2% H 9,661.03 19.4% 4,052.12 6.9%

34 2015 90 2015 12 31 QFII/ RQFII 177 37.6% 2015 QFII/RQFII 31 40% 2015 12 31 2,065 2014 232 4 10 2016 2015 2014

35 2015 2015 2015 2015 2016 2015 2015 99% 2015 26,600 93% 3,990 85% 15 2015 12 31 2014 12 31 26,600 13,800 3,990 2,160

36 2015 2015 2015 2015 16,438 23.1% 2015 2015 12 31 70,600 1,039% 2016 2016 2015 12 31 11.89

37 QDII RQFII QFII 2015 2015 12 31 107,001 2014 23.0% 7,556 90,912 8,533 205 11,012 10.3% 2015 12 31 100 2015 12 31 2014 12 31 7,556 8,049 90,912 78,943 8,533 107,001 86,993

38 2015 2015 1,000 51,635 50% 90% 200 2015 10 40 2016 2016 2015 2015 2015 12 31 11,016 259.5% 5,143 415.5% 5,874 184.2% 5,914 172.4% 2015 A 2015 8.4

39 2016 2016 2015 VIE 2015 IT IPO IPO 2015 2015 2015 13 64.6 TMT VIE 2015 5 IPO 2015 12 31 174 50-80 2015 5 2015 2015 100-150

40 2015 2015 2015 12 31 95 114.2% 2016 2015 12 31 100 2015 12 31 40 800 2/3 2015 10,000 2015 2006 2015 2012 2015

41 III. 2015 2015 9,506.7 54.4% 1,952.6 74.6% 1.12 67.2% 20.4% 5.3 2015 94,108.8 2014 52,700.1 78.6% 77,666.8 2014 44,707.9 73.7% 16,442.0 2014 7,992.2 105.7% 25,218.1 68,890.7 52,448.7 76.1% 2014 78.8% 2.7 4.2 2014 4.7 11.0% 2015 12 31 47,394.9 50.4% 32,735.4 34.8% 4,853.0 5.2% 9,125.4 9.7%

42 2015 2015 12 31 25,218.1 32.5% 14,013.7 18.0% 3,336.8 4.3% 6,655.3 8.6% 7,694.8 9.9% 20,748.0 26.7% 2015 4,369.2 3,993.4 2015 5,226.6 2014 1,042.1 2015 2015 764.1 2014 238.8 525.3 2015 10,360.0 2014 427.5 2015

43 1. 2015 1,952.6 74.6% 2015 2014 6,587.8 4,151.9 2,435.9 58.7% 1,020.5 449.8 570.7 126.9% 1,853.3 1,526.8 326.6 21.4% 9,461.7 6,128.5 3,333.2 54.4% 45.0 27.3 17.7 64.8% 9,506.7 6,155.8 3,350.9 54.4% 6,989.8 4,717.7 2,272.1 48.2% 103.7 67.8 35.9 53.0% 2,620.6 1,505.9 1,114.7 74.0% 667.9 387.4 280.5 72.4% 1,952.6 1,118.5 834.2 74.6% 1,952.6 1,118.5 834.2 74.6%

44 2015 2015 9,506.7 54.4% 69.3% 1.8 10.7% 3.4 19.5% 5.3 2015 2014 69.3% 67.5% 1.8% 10.7% 7.3% 3.4% 19.5% 24.8% (5.3%) 0.5% 0.4% 0.0% 100.0% 100.0% 2015 2015 2014 2014 2015 6,168.3 57.2% 2015 2015 2014 2,734.1 1,408.9 1,325.2 94.1% 2,196.6 1,753.1 443.5 25.3% 537.5 208.5 329.0 157.8% 210.7 258.2 (47.5) (18.4%) 908.9 523.2 385.7 73.7% 6,587.8 4,151.9 2,435.9 58.7% 419.6 227.8 191.8 84.2% 6,168.3 3,924.1 2,244.2 57.2%

45 2015 2014 1,325.2 94.1% 2015 A 244% 52% A 0.071% 2014 443.5 25.3% A 329.0 157.8% 2015 47.5 18.4% 385.7 73.7%

46 2015 2015 74.3 74.6% 2015 2015 2014 1,020.5 449.8 570.7 126.9% 569.2 181.5 387.7 213.6% 381.0 181.1 199.9 110.4% 68.0 86.3 (18.3) (21.2%) 2.3 0.9 1.4 151.6% 1,094.8 742.1 352.7 47.5% 172.6 43.0 129.6 301.5% 345.5 294.1 51.4 17.5% 137.7 79.0 58.7 74.4% 417.9 319.2 98.7 30.9% 21.1 6.8 14.3 211.7% (74.3) (292.3) 218.0 (74.6%) 387.7 213.6% 199.9 110.4%

47 18.3 21.2% 352.7 47.5% 2015 2015 1,853.3 21.4% 2015 2015 2014 104.2 19.9 84.3 423.60% 12.9 12.9 N/A 2,356.5 568.9 1,787.6 314.2% 870.3 867.6 2.8 0.3% 99.3 100.7 (1.4) -1.4% (1,589.9) (30.2) (1,559.7) 5158.1% 1,853.3 1,526.8 326.6 21.4% 84.3 423.6%

48 2015 12.9 1,787.6 2015 2014 2015 2015 2015 2014 2015 2015 2014 2015 2015 2015 2015 2015 1,559.7

49 2015 5,475.4 46.1% 2015 2015 2014 4,051.0 2,555.5 1,495.5 58.5% 51.1 59.9 (8.8) (14.7%) 406.3 248.0 158.3 63.8% 963.7 852.8 110.9 13.0% 3.4 31.6 (28.2) (89.3%) 5,475.4 3,747.8 1,727.6 46.1% 1,495.5 58.5% 8.8 14.7% 158.3 63.8% 110.9 13.0%

50 2015 2. 2015 2014 2,317.6 1,650.0 667.6 40.5% 2.5 18.2 (15.7) (86.5%) 11.3 14.4 (3.1) (21.8%) 0.4 0.2 0.1 52.0% 2,331.7 1,682.9 648.8 38.6% (1,335.4) (1,128.0) (207.4) 18.4% 996.3 554.9 441.4 79.5% (1) 42.7% 33.0% 9.7% 2,125.5 1,289.9 835.7 64.8% 290.1 129.0 161.2 125.0% 219.0 243.1 (24.1) (9.9%) 4.1 1.0 3.0 296.0% 2,638.7 1,663.0 975.7 58.7% (1,108.5) (749.8) (358.7) 47.8% 1,530.2 913.2 617.0 67.6% (1) 58.0% 54.9% 3.1%

51 2015 2014 130.1 71.9 58.1 80.8% 40.5 22.6 17.9 78.9% 1,428.3 1,201.4 226.9 18.9% 8.2 0.0 8.2 1,607.0 1,295.9 311.1 24.0% (754.9) (710.0) (44.9) 6.3% 852.1 585.9 266.2 45.4% (1) 53.0% 45.2% 7.8% 1,049.6 564.2 485.4 86.0% 542.0 239.3 302.7 126.5% 90.7 33.8 57.0 168.7% 14.5 3.9 10.5 266.2% 1,696.8 841.3 855.5 101.7% (1,081.7) (592.8) (488.9) 82.5% 615.1 248.4 366.7 147.6% (1) 36.3% 29.5% 6.8% 964.9 575.3 389.5 67.7% 10.2 5.8 4.4 76.1% 97.9 27.3 70.6 258.3% 10.1 2.4 7.7 321.5% 1,083.1 610.8 472.3 77.3%

52 2015 2015 2014 (723.4) (514.5) (208.9) 40.6% 82.1 40.7 41.4 101.8% 441.8 137.0 304.8 222.5% (1) 40.8% 22.4% 18.4% (2) 0.2 0.5 (0.3) (69.2%) 135.3 34.9 100.4 287.5% 6.2 6.8 (0.6) (8.7%) 7.8 19.7 (11.9) (60.5%) 149.4 61.9 87.5 141.4% (1,985.9) (1,022.6) (963.3) 94.2% 21.6 27.1 (5.5) (20.3%) (1,814.9) (933.6) (881.3) (1) (2) 1. 2015 12 31 94,108.8 78.6%

53 2015 12 31 68,890.7 83.0% 2015 12 31 2014 12 31 1,199.4 434.0 765.4 176.4% 452.6 565.4 (112.8) (19.9%) 45,459.3 21,653.7 23,805.6 109.9% 736.2 732.8 3.4 0.5% 4,853.0 5,079.9 (226.9) (4.5%) 167.8 137.8 30.0 21.7% 7,152.4 8,677.7 (1,525.3) (17.6%) 24,301.4 11,084.6 13,216.8 119.2% 8,434.1 3,418.3 5,015.7 146.7% 1,352.6 915.9 436.7 47.7% 94,108.8 52,700.1 41,408.7 78.6%

54 2015 2015 12 31 47,847.5 24,461.6 104.6% 50.8% 6.5 2015 12 31 2014 12 31 1,199.4 434.0 765.4 176.4% 452.6 565.4 (112.8) (19.9%) 45,459.3 21,653.7 23,805.6 109.9% 736.2 732.8 3.4 0.5% 47,847.5 23,385.9 24,461.6 104.6% 2015 12 31 765.4 176.4% 1.3% 2015 12 31 2014 12 31 1,198.9 413.1 785.7 190.2% 0.5 20.8 (20.3) (97.7%) 1,199.4 434.0 765.4 176.4%

55 2015 12 31 112.8 19.9% 0.5% 2015 12 31 2014 12 31 386.1 536.5 (150.3) (28.0%) 66.5 29.0 37.6 129.6% 452.6 565.4 (112.8) (19.9%) 2015 12 31 23,805.6 109.9% 48.3% 2015 12 31 2014 12 31 8,557.3 9,361.5 (804.2) -8.6% 3,179.0 77.9 3,101.1 3981.4% 740.5 300.3 440.1 146.6% 12,476.7 9,739.7 2,737.0 28.1% 2,017.6 89.8 1,927.8 2147.1% 18,562.2 10,755.8 7,806.3 72.6% 20,579.8 10,845.6 9,734.2 89.8%

56 2015 2015 12 31 2014 12 31 1,057.9 438.1 619.7 141.4% 11,345.0 630.3 10,714.7 1700.0% 12,402.8 1,068.4 11,334.4 1060.9% 45,459.3 21,653.7 23,805.6 109.9% 8,557.3 18.8% 6,254.4 13.8% 3,179.0 2,017.6 1,057.9 1,316.8 18,562.2 40.8% 11,345.0 25.0%

57 740.5 1.6% 2015 12 31 167.8 21.7% 2015 12 31 2014 12 31 166.4 135.2 31.2 23.1% 1.4 2.6 (1.2) (46.6%) 167.8 137.8 30.0 21.7% 2015 12 31 5,015.7 IPO 2015 12 31 2014 12 31 8,434.1 3,418.3 5,015.7 146.7%

58 2015 2. 2015 12 31 77,666.8 32,958.9 73.7% 2015 52,448.7 76.9% 2015 2015 12 31 2014 12 31 25,218.1 15,054.3 10,163.8 67.5% 6,655.3 8,263.7 (1,608.4) (19.5%) 3,336.8 2,429.6 907.2 37.3% 14,013.7 8,350.5 5,663.3 67.8% 7,694.8 4,009.6 3,685.2 91.9% 20,748.0 6,600.2 14,147.8 214.4% 77,666.8 44,707.9 32,958.9 73.7%

59 2015 12 31 25,218.1 67.5% 2015 2014 2015 12 31 2014 12 31 2,545.0 1,832.7 712.4 38.9% 22,673.0 13,221.6 9,451.4 71.5% 25,218.1 15,054.3 10,163.8 67.5% 2015 12 31 6,655.3 19.5% 2015 12 31 14,013.7 67.8% 2015 12 31 3,336.8 1,700.0 1,636.8 2014 37.3% 2015 12 31 7,694.8 5,000.0 1,071.0 1,623.4 2014 3,685.2 2015 5 29 20.0 2015 7 17 1,623.4 2015 12 31 20,748.0 214.4%

60 2015 2015 12 31 16,442.0 105.7% IPO 2015 2015 12 31 2014 12 31 2,306.7 1,667.5 639.2 38.3% 7,705.7 26.5 7,679.2 29,005.8% 152.8 473.4 (320.6) (67.7%) 1,453.1 1,142.4 310.7 27.2% 71.5 24.2 47.3 195.1% (298.2) (447.7) 149.5 (33.4%) 4,050.5 5,106.1 (1,055.6) (20.7%) 1,000.0 1,000.0 16,442.0 7,992.2 8,449.8 105.7% 2015 5 29 1,000.0 5 2015 12 31 2015 12 31

61 25% 16.5% [2012]57 2015 12 31 IV. 2015 2015 11 9 2015 11 18 703,115,600 H 63,919,600 H 639,196,000 H 10.28 64.01 2015 12 31 1 13 30.0 2013 7 25 2019 7 25 6% 9% 2016 7 25 15 20.0 2015 5 29 2021 5 29 5.25% 8.25% 2018 5 29

62 2015 15 10.0 2015 5 29 5.70% 1.65 2011 4 28 2021 4 28 6.375% 2016 4 28 2.5 2015 7 17 2018 5 19 +2.5% 30 2015 4,100 3,470 2015 12 31 1,700 2015 12 31 90.97

63 V. 5+1 IPO QFII/QDII VI. AA

64 2015 (i) (ii) (iii) (iv) (1) (2)

65 (i) (ii) (iii) (iv) (v) (i) (ii) (iii) (iv) (i) (ii) (i) (ii) (iii) (i) (ii) (iii) (i) (ii) (iii)

66 2015 (i) (ii) (iii) (iv) (i) (ii) (iii)

67 (i) (ii) (iii) (VaR) 95%

68 2015 (VaR) 56 12 3) (1) 11.4 5.1 7.4 13.5 3.1 8.3 22.5 1.0 (2) 18.8 9.3 14.4 21.5 7.4 11.7 16.4 7.8 (3) 5.6 2.9 4.3 9.7 0.1 4.2 8.8 0.4 22.5 12.3 16.7 24.5 8.9 16.2 29.3 8.7 (1) (2) (3)

69 2015

70 2015 DV01 Spread DV01 AAA 12.8 0.01 AA AA+ 154.3 0.02 0.03 A A+ 1,289.2 0.27 0.27 A- 1,784.1 0.36 0.45 3,240.4 0.66 0.75 AAA 11,624.5 2.31 1.47 AA AA+ 2,165.6 0.35 0.34 A A+ A- 13,790.1 2.66 1.81 3,549.3 0.93 0.05 20,579.8 4.25 2.61 (DV01) (Spread DV01) (DV01) (Spread DV01)

71 14,591.0 433% 433% 10% 20% 391% 354% 4,776.9 393%

72 2015 2015 2015 2015 303.78% 169.87% 2015 AAA

73 (i) (ii) (iii)

74 2015

75 I. II. 2015 12 31 III. [2015]1816 2015 11 10.28 555,824,000 H 10.28 83,372,000 55.61 8.39 64.01 52.52 1. 45% 2. 20% 3. 5% 4. 20% 5. 10%

76 2015 42.12 11.17 0.83778 2,369,482,836.45 56% 1,053,107,141.99 25% 263,276,785.49 6% 0 0% 526,553,570.99 13% 4,212,420,334.92 100% IV. 2015 20 10 41 V.

77 VI. VII. VIII. IX. 2015 12 31 18 18 X. XI. (i)

78 2015 (ii) 2015 (iii) H H 20% 20% H [2008]897 H 2008 10% [2014]81 H H 20%

79 H H 12 (iv) (v) 2015 10%

80 2015 (vi) 2015 300 1. 2015 2,132,760.88 488,000.00 1,328,000.00 3-5

81 56,760.88 200,000.00

82 2015 60,000.00 2. 2015 8 12 3. 2015 6 2015 7 2015 12 300 71,050.00

83 I. II. III. GIC GIC GIC GIC GIC 1 2 GIC 3 GIC GIC (i) GIC (ii)

84 2015 GIC GIC 2015 2016 2017 GIC 50.2 65.9 76.5 GIC 300.0 300.0 300.0 14.07 0.1% 5% 14A.76 GIC 2015 GIC 2015 2015 GIC 39.9 (1) 50.2 GIC 0 300.0 1. GIC

85 14A GIC (i) (ii) GIC (iii) (iv) (v) GIC (1) (2) (3) a. b. c. d.

86 2015 2015 12 31 50 IV. V. 2015 2 2014 1 1 2015 1 31 2015 4 2 [2015]42 6 2015 7 1 VI. 2016 1 7.0 3 14 5 2016 3 5.0 4

87 2015 12 31 656,193,871 28.448% 83.433% 911,600 0.040% 0.116% 911,600 0.040% 0.116% 911,600 0.040% 0.116% GIC 274,131,035 H 11.884% 18.033% TPG 171,749,719 H 7.446% 11.298% KKR Institutions Investments 166,747,300 H 7.229% 10.969% 127,562,960 5.530% 16.219% 122,559,265 H 5.313% 8.062% Great Eastern 83,373,650 H 3.614% 5.484% H 701,616,400 H 30.417% 46.154% I. 2015 11 9 555,824,000 H 83,372,000 H 63,919,600 H GIC TPG KKR Institutions Investments Great Eastern 817,061,769 H 1,667,473,000 2,306,669,000

88 2015 II. 2015 12 31 5 H 621 2015 12 31 28.57% 2015 12 31

89 III. 2015 12 31 XV 352 H 1 171,749,719 7.446 11.298 H 753,600 0.033 0.050 2 122,559,265 5.313 8.062 H 356,000 0.015 0.023 H 3 116,800 0.005 0.008 H 100,000 0.004 0.007 H 4 116,800 0.005 0.008

90 2015 (1) TPG 171,749,719 H TPG Asia GenPar V, L.P. TPG TPG Asia GenPar V Advisors, Inc. TPG Asia GenPar V, L.P. TPG Holdings I, L.P. TPG Asia GenPar V Advisors, Inc. TPG Holdings I-A, LLC TPG Holdings I, L.P. TPG Group Holdings (SBS), L.P. TPG Holdings I-A, LLC TPG Holdings II-A, LLC TPG Group Holdings (SBS) Advisors, Inc. TPG Group Holdings (SBS), L.P. James Coulter TPG Group Holdings (SBS) Advisors, Inc. 50% TPG Capital Management, L.P. TPG TPG Capital Advisors, LLC TPG Capital Management, L.P. TPG Holdings II Sub, L.P. TPG Capital Advisors, LLC TPG Holdings II, L.P. TPG Holdings II Sub, L.P. TPG Holdings II- A, LLC TPG Holdings II, L.P. TPG H Coulter TPG (2) 122,559,265 H 96.12% CCM Trust (Cayman) Limited, LBJ Regents Limited Dolios Limited (3) (4) 2015 12 31 XV 2 3 336 656,193,871 28.448 83.433 1 2,734,800 0.119 0.348 GIC H 274,131,035 11.884 18.033 TPG 2 H 171,749,719 7.446 11.298 KKR Institutions H 166,747,300 7.229 10.969 Investments 3 4 127,562,960 5.530 16.219 5 H 122,559,265 5.313 8.062 Great Eastern 6 H 83,373,650 3.614 5.484

91 (1) 2,734,800 (2) TPG Asia GenPar V, L.P. TPG TPG Holdings I, L.P. TPG Asia GenPar V Advisors, Inc. TPG Holdings I-A, LLC TPG Holdings I, L.P. TPG Group Holdings (SBS) L.P. TPG Holdings I-A, LLC TPG Holdings II-A, LLC TPG Group Holdings (SBS) Advisors, Inc. TPG Group Holdings (SBS), L.P. James Coulter TPG Group Holdings (SBS) Advisors, Inc. 50% TPG Capital Management, L.P TPG TPG Capital Advisors, LLC TPG Capital Management, L.P. TPG Holdings II Sub, L.P TPG Capital Advisors,LLC TPG Holdings II, L.P. TPG Holdings II Sub, L.P. TPG Holdings II-A, LLC TPG Holdings II, L.P. TPG H Coulter TPG H (3) Each of KKR Associates Asia L.P. KKR Institutions Investments KKR Associates Millennium L.P. KKR Institutions Investments KKR Millennium GP LLC KKR Associates Millennium L.P. KKR Asia Limited (Cayman Islands) KKR Associates Asia L.P. KKR Fund Holdings L.P. KKR Asia Limited (Cayman Islands) KKR Fund Holdings GP Limited KKR Fund Holdings L.P. KKR Group Holdings L.P. KKR Fund Holdings L.P. KKR Fund Holdings GP Limited KKR Group Limited KKR Group Holdings L.P. KKR & Co. L.P. KKR Group Limited KKR Management LLC KKR & Co. L.P. Henry R. Kravis George R. Roberts KKR Management LLC KKR Institutions Investments H Henry R. Kravis George R. Roberts KKR Institutions Investments H (4) 47.20% (5) 96.12% CCM Trust(Cayman) Limited LBJ Regents Limited Dolios Limited (6) Oversea-Chinese Banking Corporation Limited Great Eastern Holdings Limited 87.60% Great Eastern Holdings Limited Great Eastern 100% Oversea-Chinese Banking Corporation Limited Great Eastern Holdings Limited Great Eastern H IV. H 41.16% 8.08 V. 2015 12 31 H

92 2015 I. 56 60 51 73 45 43 64 75 47 61 50

93 62 44 58 51 41 52 52 53 47 47 42 53 60 62 38 44

94 2015 II. 56 60 (George Mason University)

95 51 1398 601398 1336 601336 (University of Maryland) 73 Texas Pacific GroupTPGTPG TPG Robert M. Bass Group, Inc.RMBG Keystone Group, L.P. RMBG Arnold & Porter (Tulane University School of Law) Ryanair Holdings Plc RYA RYARYAAY Energy Future Holdings Corp TXU Corporation Caesars Entertainment Corporation Harrah s Entertainment, Inc.CZR Kite Pharma, IncKITE Caesars Entertainment Operating Company, Inc. The Wilderness Society Grand Canyon Trust Costar Group, Inc Realty Information GroupCSGP Armstrong World Industries, Inc AWI General Motors Company GM VTB Group

96 2015 VTBR VTBR LI (University of Washington) (Harvard Law School) (Sheldon Fellow) 45 KKR KKR KKR KKR 3360 600690 U19 1365 KKR Kohlberg Kravis Roberts & Co. L.P. (Columbia University) Tau Beta Pi Edwin Howard Armstrong 43

97 64 C.M. Capital Corporation 480 896 (Mathematical Sciences Research Institute) (Carnegie Mellon University) 75 (Princeton University) (Graduate School

98 2015 of Arts and Sciences of Harvard University) (Harvard Business School of Harvard University) 47 3968 600036 998 61 30 600015 600361 47 1165 6863

99 F17 267 552 1816 BHG Retail Trust Management Pte. Ltd. (The University of Sheffield) 50 2142 168 600704 (Purdue University) 62 Goldman Financial Group Corporation Waterbury Farrel Technology Corporation China Enterprise Management Corp. MasterCard International

100 2015 (Boston University) 44 1336 601336 (The University of Iowa) (London Business School of University of London) 58 Beijing Integrity Investment Consulting Ltd. Beijing Integrity Management Consulting Ltd. 600428 336 154 NetBrain Technologies Inc. (Oxford University)

101 51 (Northeastern University) (Leonard N. Stern School of Business of New York University) 41 China International Capital Corporation (Singapore) Pte. Limited (University of Georgia)

102 2015 52 (University of York) 1359 (Brown University) 52 939 601939 53 (London School of Economics and Political Science)

103 (Indiana University) 47 (University of Denver) (Georgetown University) 47 Advanced Technology Laboratories China Network International Global Standard Investment (University of Mississippi) (University of Michigan) 42

104 2015 53 (BZW) (Michigan Technological University) (University of Pittsburgh) 60 (University of Connecticut School of Law) (Cornell University Law School) (Sydney University Law School)

105 62 EG&G MLJ LCC 38 44

106 2015 III. 2018 IV. 2015 6,383,738 2015 81,215,521

107 V. 2015 12 31 2,267 1,947 320 86% 14% 37% 58% 40% 67% 472 21% 428 24% 179 8% 110 6% 117 5% 72 4% 403 18% 385 22% 237 10% 112 6% 158 7% 131 7% 701 31% 558 31% 2,267 100% 1,796 100% 77 3% 42 2% 1,237 55% 1,007 56% 848 37% 691 39% 105 5% 56 3% 2,267 100% 1,796 100%

108 2015

109

110 2015 I. II. (i) 4 (ii) 4 1.

111 2. H H H 3. 4.

112 2015 III. (i) (ii) (11) (1) (6) (4) 3.13

113 (iii) 7 1. 2. H H H H 3. 4.

114 2015 5. H H H 6. 7.

115 (iv) 7 7 7 0 7 7 0 7 7 0 7 5 2 7 6 1 7 6 1 7 7 0 7 7 0 7 5 2 7 7 0 7 7 0 3 3 0 (v)

116 2015 IV. (i) 1. (i) (ii) (iii) 2. 1 (i) (ii) (iii)

117 (ii) 1. (i) (ii) (iii) 2. 1 (iii) 1. (i) (ii) (iii) (iv) 2.

118 2015 (iv) 1. (i) (ii) (iii) (iv) 2. 1 (i) (ii) (iii) (v) 1. (i) (ii) (iii) (iv) (v)

119 2. 1 V. VI. (i)

120 2015 (ii) (iii) 3 1. 2. 3. 2015 8 25 (iv) 3 3 3 3 3 3 3

121 VII. (i) (ii) (iii) (iv) 222 (IPO) 1,536 65 (v)

122 2015 (vi) 15 (vii) (www.cicc.com) E.1.2

123 (viii) (ix) A.5.6

124 2015 (x) (xi) 1 2

125 3

126 2015 4 5 2015 2015 12 31

127 1211 1231 2015 12 31 2015

128 CICC Annual Report 2015

129 131 230 2015 12 31 2015 12 31

130 2015 2015 12 31 10 8

131 2015 12 31 2015 2014 6 6,587,816,025 4,151,886,773 7 1,020,499,994 449,808,145 8 1,853,336,139 1,526,769,247 9,461,652,158 6,128,464,165 9 45,032,477 27,327,179 9,506,684,635 6,155,791,344 10 419,557,701 227,772,376 11 1,094,781,365 742,081,785 12 4,050,985,852 2,555,522,127 15 51,081,279 59,910,934 406,279,919 247,998,331 16 963,710,851 852,802,787 17 3,375,632 31,619,896 6,989,772,599 4,717,708,236 2,516,912,036 1,438,083,108 103,665,364 67,773,612 2,620,577,400 1,505,856,720 18 667,927,437 387,403,405 1,952,649,963 1,118,453,315 19 1,952,649,963 1,118,453,315 20 1.12 0.67 138 230

132 2015 2015 12 31 2015 2014 1,952,649,963 1,118,453,315 181,809,905 33,084,000 (14,787,481) (4,043,748) (117,110,671) (19,906,591) 149,525,466 (2,156,843) 199,437,219 6,976,818 2,152,087,182 1,125,430,133 2,152,087,182 1,125,430,133 138 230

133 2015 12 31 12 31 2015 2014 21 166,368,921 135,188,965 22 1,410,550 2,640,794 23 452,647,843 565,433,784 24 581,340,923 388,451,021 25 517,873,149 325,017,473 26 680,324,436 484,277,325 27 59,654,549 58,058,293 2,459,620,371 1,959,067,655 28 6,673,871,943 8,335,721,064 29 3,296,432,047 3,458,003,477 24 618,025,166 45,510,660 30 45,459,259,668 21,653,725,243 31 736,244,468 732,808,142 32 1,556,613,621 1,621,848,431 33 478,508,038 341,953,007 34 24,301,353,512 11,084,580,427 35 8,434,085,678 3,418,342,380 94,742,209 48,552,559 91,649,136,350 50,741,045,390 94,108,756,721 52,700,113,045 138 230

134 2015 2015 12 31 12 31 2015 2014 37 5,584,316,162 7,525,929,706 31 1,071,011,928 737,805,695 38 25,218,051,446 15,054,264,345 39 1,636,815,800 1,529,569,000 40 1,700,000,000 900,000,000 41 14,013,713,250 8,350,463,005 3,013,948,204 2,142,051,626 625,831,436 118,988,286 42 16,391,938,868 4,028,052,712 69,255,627,094 40,387,124,375 22,393,509,256 10,353,921,015 24,853,129,627 12,312,988,670 671,839,359 269,154,233 39 1,623,400,000 43 6,071,444,000 4,009,635,000 26 31,685,238 28,913,466 44 12,760,096 13,040,255 8,411,128,693 4,320,742,954 16,442,000,934 7,992,245,716 45 2,306,669,000 1,667,473,000 45 9,084,877,604 1,218,716,529 46 1,000,000,000 4,050,454,330 5,106,056,187 16,442,000,934 7,992,245,716 2016 3 29 138 230

135 2015 45(i) 46 45(ii) 45(ii) 45(ii) 45(ii) 45(ii) 2014 1 1 1,667,473,000 26,474,648 412,316,113 1,020,053,307 15,096,490 (445,582,169) 4,170,984,194 6,866,815,583 1,118,453,315 1,118,453,315 9,133,661 (2,156,843) 6,976,818 9,133,661 (2,156,843) 1,118,453,315 1,125,430,133 61,084,314 (61,084,314) 122,297,008 (122,297,008) 2014 12 31 2015 1 1 1,667,473,000 26,474,648 473,400,427 1,142,350,315 24,230,151 (447,739,012) 5,106,056,187 7,992,245,716 1,952,649,963 1,952,649,963 49,911,753 149,525,466 199,437,219 49,911,753 149,525,466 1,952,649,963 2,152,087,182 152,845,657 (152,845,657) 310,726,323 (310,726,323) 1,000,000,000 1,000,000,000 H 639,196,000 4,661,113,410 5,300,309,410 3,020,721,641 (473,400,427) (2,641,374) (2,544,679,840) (2,641,374) (2,641,374) 2015 12 31 2,306,669,000 1,000,000,000 7,705,668,325 152,845,657 1,453,076,638 71,500,530 (298,213,546) 4,050,454,330 16,442,000,934 138 230

136 2015 2015 12 31 2015 2014 2,620,577,400 1,505,856,720 440,534,761 318,406,982 51,081,279 59,910,934 3,375,632 31,619,896 6,166,012 1,060,481 (26,461,310) (601,425,587) (59,877,579) (1,692,030) (92,441,537) (11,724,454) (116,541,567) (67,773,612) 2,826,413,091 1,234,239,330 161,571,430 (1,360,465,345) (853,351,799) (4,908,219,515) 60,234,810 688,464,017 (20,907,609,384) (1,202,992,477) 16,841,306 (6,996,207) (13,216,773,085) (5,849,068,214) (375,325,979) 56,777,738 (192,774,607) (104,816,964) 10,163,787,101 9,348,074,677 3,843,250,245 1,074,642,130 13,629,305,951 2,202,980,356 (4,844,430,920) 1,172,619,526 (382,169,980) (130,503,097) (5,226,600,900) 1,042,116,429 138 230

137 2015 12 31 2015 2014 122,951,135 82,193,800 815,989 262,597,073 15,588,134 12,876,203 (694,360) 2,893,768 (1,067,043,221) (277,352,418) (54,143) (94,831,996) (62,885,795) (764,145,166) (238,800,665) 5,300,309,410 4,100,000,000 6,300,000,000 2,000,000,000 1,000,000,000 3,470,000,000 100,000,000 1,623,400,000 (6,770,000,000) (6,500,000,000) (352,555,403) (324,109,163) (11,202,668) (3,365,919) 10,359,951,339 (427,475,082) 4,369,205,273 375,840,682 3,351,782,566 2,972,760,197 271,212,046 3,181,687 36 7,992,199,885 3,351,782,566 884,266,743 414,595,519 (619,332,884) (413,891,687) 138 230

138 2015 1 2015 6 1 2015 11 9 1 2 27 28 2 (a) 2015 12 31 2015 12 31 27 2015 12 31 2015 12 31 5 (b) 2(f) (ii)

139 2 (b) 3 (c) (i)

140 2015 2 (c) (ii) 2(f) 2(c)(iii) 2(k)

141 2 (c) (iii) 2(k) 2(f)

142 2015 2 (d) (i) (ii) (e)

143 2 (f) (i) (1)

144 2015 2 (f) (i) (2) 2(f)(iii) (3) 2(f)(iii) (4)

145 2 (f) (i) (4) 2(o)(iv) 2(f)(iii) (5) (ii)

146 2015 2 (f) (iii) (1)

147 2 (f) (iii) (2) (3)

148 2015 2 (f) (iv) (v) (vi)

149 2 (f) (vii) (g) (h) (i) 2(k) 2(k)

150 2015 2 (h) (ii) (iii) 20 5% 2-5 0% - 10% 3-5 0% - 10% 3 0% - 10% 0% (iv) (i)

151 2 (i) (i) 2(h) 2(k) (ii) (j) 2(k)

152 2015 2 (k)

153 2 (l) (m) (i) (ii) (iii)

154 2015 2 (n) (o) (i) (ii) (iii) (iv) (v)

155 2 (p) (i) (ii) (iii) (q)

156 2015 2 (q) (r)

157 2 (s) (t) (i) (1) (2) (3) (ii) (1) (2) (3) (4) (5) (6) (i) (7) (i)(1)

158 2015 2 (u) (v) 3 (a) 2(f)(i) 2(f)(ii)

159 3 (b) 2(f)(i) 2(f)(i) 2(f)(i) (c) 20% (d)

160 2015 3 (e) (f) (g) (i) (ii) (iii)

161 4 (a) 5% 7% 3% 2% (b) 2015 12 6% 7% 3% 2% (c) 25% 16.5% 5 2015 12 31 2015 12 31 9 15 2018 1 1 2018 1 1

162 2015 5 2015 12 31 9 2009 11 9 9 2010 10 2013 11 9 9 2014 7 a) b) 9 39 9 39 9 9

163 5 2015 12 31 9 9 39 9 9 15 15 15 15 6 12 31 2015 2014 2,734,074,667 1,408,903,412 2,196,579,154 1,753,050,090 537,545,484 208,532,694 210,682,234 258,182,062 908,934,486 523,218,515 6,587,816,025 4,151,886,773

164 2015 7 12 31 2015 2014 569,185,640 181,484,236 381,020,021 181,105,836 67,991,501 86,302,720 2,302,832 915,353 1,020,499,994 449,808,145 8 12 31 2015 2014 104,234,468 19,906,591 12,876,203 3,326,117,143 1,537,099,716 (1,589,891,675) (30,237,060) 1,853,336,139 1,526,769,247 9 12 31 2015 2014 8,267,386 7,053,510 19,671,416 14,186,628 17,093,675 6,087,041 45,032,477 27,327,179

165 10 12 31 2015 2014 258,174,146 104,800,872 83,702,460 68,824,565 77,681,095 54,146,939 419,557,701 227,772,376 11 12 31 2015 2014 172,567,808 42,984,632 345,510,698 294,145,990 117,524,392 78,956,656 60,735,099 74,552,995 65,462,363 64,630,250 242,209,073 180,000,000 49,507,735 39,726 20,158,500 21,105,697 6,771,536 1,094,781,365 742,081,785 12 12 31 2015 2014 3,862,059,045 2,398,637,658 74,384,167 58,465,905 71,370,036 58,669,859 43,172,604 39,748,705 4,050,985,852 2,555,522,127

166 2015 12 2015 6 13 2015 12 31 2 1,249,419 3,448,055 34,095 4,731,569 3 & 4 4 37,730 37,730 5 6 37,730 37,730 37,730 37,730 7 115,502 115,502 8 25,278 25,278 9 312,645 312,645 9 301,445 301,445 9 316,045 316,045 9 312,645 312,645 10 & 11 10 & 12 10 155,419 155,419 1,652,169 1,249,419 3,448,055 34,095 6,383,738

167 13 2014 12 31 13 1,436,860 1,436,860 3 & 4 4 115,095 115,095 115,095 115,095 115,095 115,095 115,095 115,095 6 89,817 89,817 14 25,278 25,278 575,475 1,436,860 2,012,335 1 2 2015 5 2015 12 31 3 2014 10 4 5 2015 2 6 2013 12 2014 1 2015 7 2015 7 8 2015 4 9 2015 5 10 2015 5 11 12 13 2013 5 2014 10 14 2013 12 2014 1

168 2015 14 13 12 31 2015 2014 8,063,952 8,270,699 72,919,770 61,269,706 231,799 752,803 81,215,521 70,293,208 2015 2014 12,000,001 12,500,000 1 13,500,001 14,000,000 2 14,000,001 14,500,000 2 1 15,500,001 16,000,000 1 16,000,001 16,500,000 1 17,000,001 17,500,000 1 19,500,001 20,000,000 1 2015 15 12 31 2015 2014 49,826,580 57,687,793 1,254,699 2,223,141 51,081,279 59,910,934

169 16 12 31 2015 2014 234,737,005 222,419,466 316,058,418 279,069,711 101,526,428 95,501,988 115,066,336 76,125,990 109,340,395 79,787,627 40,409,779 34,879,576 30,242,554 17,256,813 10,484,308 3,365,673 5,845,628 44,395,943 963,710,851 852,802,787 17 12 31 2015 2014 (8,081,121) 31,619,896 5,777,853 5,678,900 3,375,632 31,619,896

170 2015 18 (a) 12 31 2015 2014 819,600,714 156,070,645 50,016,094 65,467,446 869,616,808 221,538,091 (201,689,371) 165,865,314 667,927,437 387,403,405 (b) 2015 12 31 25% 12 31 2015 2014 2,620,577,400 1,505,856,720 655,144,350 376,464,180 38,800,568 29,288,806 (19,009,851) (8,592,545) (3,219,051) (47,710,242) (92,729,201) 40,300,144 87,797,081 3,621,519 (4,824,916) 667,927,437 387,403,405

171 19 2014 2015 610,843,137 1,528,456,576 20 12 31 2015 2014 1,952,649,963 1,118,453,315 (33,887,671) 1,720,739,333 1,667,473,000 1.12 0.67 2015 6 1 1 1,667,473,000 2014 1 1 2015 12 31

172 2015 21 2015 1 1 555,797,490 46,264,853 1,366,588 449,540,286 1,052,969,217 4,294,530 13,424,558 21,846 2,138,086 19,879,020 49,937,043 2,171,988 21,293,057 73,402,088 (38,508,146) (1,140,719) (18,343,012) (57,991,877) 4,643,458 532,592 3,373,315 8,549,365 2015 12 31 4,294,530 585,294,403 47,850,560 1,366,588 458,001,732 1,096,807,813 2015 1 1 (464,184,162) (42,245,203) (878,109) (410,472,778) (917,780,252) (712,880) (6,654,264) (17,315) (336,125) (7,720,584) (155,342) (31,481,312) (623,156) (150,780) (17,415,990) (49,826,580) 34,462,923 637,812 17,419,491 52,520,226 (4,008,783) (533,671) (3,089,248) (7,631,702) 2015 12 31 (868,222) (471,865,598) (42,781,533) (1,028,889) (413,894,650) (930,438,892) 2015 12 31 3,426,308 113,428,805 5,069,027 337,699 44,107,082 166,368,921 2014 12 31 91,613,328 4,019,650 488,479 39,067,508 135,188,965

173 21 2014 1 1 539,018,175 46,197,946 863,988 440,125,196 1,026,205,305 45,775,961 345,686 502,600 14,126,809 60,751,056 (28,326,606) (147,692) (3,378,978) (31,853,276) (670,040) (131,087) (1,332,741) (2,133,868) 2014 12 31 555,797,490 46,264,853 1,366,588 449,540,286 1,052,969,217 2014 1 1 (457,477,838) (40,315,428) (777,589) (391,350,211) (889,921,066) (32,103,844) (2,191,401) (100,520) (23,292,028) (57,687,793) 24,747,462 132,923 3,252,302 28,132,687 650,058 128,703 917,159 1,695,920 2014 12 31 (464,184,162) (42,245,203) (878,109) (410,472,778) (917,780,252) 2014 12 31 91,613,328 4,019,650 488,479 39,067,508 135,188,965 2013 12 31 81,540,337 5,882,518 86,399 48,774,985 136,284,239

174 2015 22 2015 1 1 41,268,843 886,715 42,155,558 24,455 24,455 2015 12 31 41,268,843 911,170 42,180,013 2015 1 1 (39,085,799) (428,965) (39,514,764) (1,210,000) (44,699) (1,254,699) 2015 12 31 (40,295,799) (473,664) (40,769,463) 2015 12 31 973,044 437,506 1,410,550 2014 12 31 2,183,044 457,750 2,640,794 2014 1 1 41,268,843 885,395 42,154,238 1,320 1,320 2014 12 31 41,268,843 886,715 42,155,558 2014 1 1 (36,911,886) (379,737) (37,291,623) (2,173,913) (49,228) (2,223,141) 2014 12 31 (39,085,799) (428,965) (39,514,764) 2014 12 31 2,183,044 457,750 2,640,794 2013 12 31 4,356,957 505,658 4,862,615

175 23 12 31 2015 2014 386,124,611 536,464,839 66,523,232 28,968,945 452,647,843 565,433,784 500,000,000 35% 35% 232,050,000 40% 40% (a) 12 31 2015 2014 886,852,396 826,493,823 140,975,904 144,678,406 745,876,492 681,815,417 235,721,224 274,632,699 64,083,509 77,921,947 745,876,492 681,815,417 35% 35% 261,056,772 238,635,396 261,056,772 238,635,396

176 2015 23 (b) 12 31 2015 2014 192,141,547 182,859,373 289,195 431,163 191,852,352 182,428,210 247,672 3,250 (2,137,755) (392,413) 191,852,352 182,428,210 40% 40% 76,740,941 72,971,284 76,740,941 72,971,284 (c) 12 31 2015 2014 114,850,130 253,827,104 82,062,187 40,658,631 82,062,187 40,658,631

177 24 12 31 2015 2014 581,340,923 388,451,021 581,340,923 388,451,021 12 31 2015 2014 617,536,584 24,693,897 488,582 20,816,763 618,025,166 45,510,660 20,621,166 45,510,660 597,404,000 618,025,166 45,510,660 25 12 31 2015 2014 460,331,605 309,110,919 57,541,544 15,906,554 517,873,149 325,017,473

178 2015 26 (a) 2015 1 1 12 31 455,636,756 194,485,730 1,770,795 1,453,938 653,347,219 653,347,219 41,787,884 (4,035,849) - 2,351,901 40,103,936 40,103,936 6,154,449 (532,454) - 347,615 5,969,610 5,969,610 (45,954,347) (43,036,512) - (88,990,859) (88,990,859) (7,720,487) (14,787,481) - (22,507,968) (22,507,968) 5,459,604 54,808,456 121,042 328,158 60,717,260 61,334,991 (617,731) 455,363,859 201,689,371 (14,787,481) 1,891,837 4,481,612 648,639,198 760,755,756 (112,116,558) (80,431,320) 80,431,320 680,324,436 (31,685,238)

179 26 (a) 2014 1 1 12 31 453,351,318 1,688,241 597,197 455,636,756 455,636,756 128,048,520 (86,439,379) 178,743 41,787,884 41,787,884 6,334,712 (198,601) 18,338 6,154,449 6,154,449 35,983,859 (81,938,206) - (45,954,347) (45,954,347) (3,676,739) (4,043,748) (7,720,487) (7,720,487) 4,447,885 1,022,631 (10,912) 5,459,604 28,419,008 (22,959,404) 624,489,555 (165,865,314) (4,043,748) 783,366 455,363,859 531,998,097 (76,634,238) (47,720,772) 47,720,772 484,277,325 (28,913,466)

180 2015 26 (b) 2(q) 2015 2014 12 31 274 239 27 12 31 2015 2014 54,289,749 54,118,534 5,364,800 3,939,759 59,654,549 58,058,293

181 28 (a) 12 31 2015 2014 5,071,528,802 7,219,375,203 841,560,561 772,007,054 261,351,438 162,636,256 137,649,542 79,759,881 380,270,140 127,363,421 (18,488,540) (25,420,751) 6,673,871,943 8,335,721,064 (b) 2015 12 31 % % 1 1 6,417,571,780 95.89% 1 2 2 195,734,655 2.92% (3,399,300) 18.39% 2 3 3 60,652,516 0.91% (15,069,240) 81.51% 3 18,401,532 0.28% (20,000) 0.10% 6,692,360,483 100.00% (18,488,540) 100.00% 2014 12 31 % % 1 1 8,209,482,812 98.19% 1 2 2 91,911,670 1.10% (14,607,100) 57.46% 2 3 3 33,717,743 0.40% (10,813,651) 42.54% 3 26,029,590 0.31% 8,361,141,815 100.00% (25,420,751) 100.00%

182 2015 28 (c) 12 31 2015 2014 (25,420,751) 8,081,121 (31,619,896) 13,226,813 6,382,263 (13,851,705) (183,118) (524,018) (18,488,540) (25,420,751) (d) 29 (a) 12 31 2015 2014 2,482,904,142 2,772,733,577 819,305,758 685,269,900 (5,777,853) 3,296,432,047 3,458,003,477

183 29 (b) 12 31 2015 2014 14,051,288,840 10,800,280,120 521,097,559 391,412,434 18,601,623 17,263,409 14,590,988,022 11,208,955,963 30 (a) 2015 12 31 5,915,045,555 6,561,603,309 12,476,648,864 20,279,792,939 300,000,000 20,579,792,939 11,648,354,424 754,463,441 12,402,817,865 37,843,192,918 7,616,066,750 45,459,259,668 2014 12 31 1,987,342,058 7,752,346,039 9,739,688,097 10,750,613,852 95,000,000 10,845,613,852 296,683,114 771,740,180 1,068,423,294 13,034,639,024 8,619,086,219 21,653,725,243

184 2015 30 (b) 12 31 2015 2014 86,748,557 64,299,878 26,796,474,944 11,421,731,507 10,959,969,417 1,548,607,639 37,843,192,918 13,034,639,024 12 31 2015 2014 560,967,563 64,679,725 5,641,568,999 7,687,666,314 1,413,530,188 866,740,180 7,616,066,750 8,619,086,219

185 31 2015 12 31 24,449,855,650 304,847,442 (150,729,764) 11,502,202,868 111,807,536 (79,420,725) 19,445,891,385 185,668,395 (731,288,281) 793,018,956 9,643,105 (7,598,748) 5,802,642,935 124,277,990 (102,580,525) 61,993,611,794 736,244,468 (1,071,618,043) 606,115 736,244,468 (1,071,011,928) 2014 12 31 32,562,424,433 238,356,627 (207,472,346) 20,282,135,137 126,206,220 (147,510,409) 35,449,880,261 181,164,624 (210,581,520) 2,520,129,484 24,103,922 (23,151,664) 10,284,163,112 162,976,749 (155,440,230) 101,098,732,427 732,808,142 (744,156,169) 6,350,474 732,808,142 (737,805,695) 2014 2015 12 31

186 2015 32 (a) 12 31 2015 2014 426,512,532 234,660,170 1,135,779,989 1,387,188,261 (5,678,900) 1,556,613,621 1,621,848,431 (b) 12 31 2015 2014 150,153,796 1,261,601,089 1,452,295,261 144,858,736 169,553,170 1,556,613,621 1,621,848,431 33 12 31 2015 2014 371,184,775 265,624,416 19,204,648 53,997,583 66,410,992 16,027,745 21,707,623 6,303,263 478,508,038 341,953,007

187 34 35 12 31 2015 2014 182,032 294,276 7,897,452,142 2,949,195,650 536,451,504 468,852,454 8,434,085,678 3,418,342,380 36 12 31 2015 2014 182,032 294,276 7,897,452,142 2,949,195,650 536,451,504 468,852,454 (441,885,793) (66,559,814) 7,992,199,885 3,351,782,566

188 2015 37 2015 12 31 21,583,407 5,426,566,098 5,448,149,505 134,201,447 134,201,447 1,965,210 1,965,210 155,784,854 5,428,531,308 5,584,316,162 2014 12 31 81,290,082 7,228,287,398 7,309,577,480 216,352,226 216,352,226 297,642,308 7,228,287,398 7,525,929,706 38 12 31 2015 2014 24,696,953,887 14,689,371,185 521,097,559 364,893,160 25,218,051,446 15,054,264,345

189 39 (a) 12 31 2015 2014 996,000,000 853,000,000 640,815,800 676,569,000 1,636,815,800 1,529,569,000 1,623,400,000 3,260,215,800 1,529,569,000 2.5 2015 7 17 2018 5 19 30 (b) 12 31 2015 2014 1 1 590,651,000 1.1% - 2.3% 361,021,000 0.0% - 5.0% 1 3 3 650,164,800 3.6% - 10.0% 253,000,000 5.0% - 10.0% 3 1 1 396,000,000 5.0% - 10.0% 315,548,000 0.0% - 5.0% 600,000,000 5.0% - 10.0% 1 3 3 1,623,400,000 1M Libor 2.5% p.a. 3,260,215,800 1,529,569,000

190 2015 40 12 31 2015 2014 (a) 800,000,000 (b) 1,700,000,000 100,000,000 1,700,000,000 900,000,000 (a) 2015 1 1 2015 12 31 14 CP007 16/12/2014 16/03/2015 5.40% 800,000,000 (800,000,000) 15 CP001 14/01/2015 14/04/2015 4.90% 900,000,000 (900,000,000) 15 CP002 19/03/2015 17/06/2015 4.90% 800,000,000 (800,000,000) 15 CP003 10/04/2015 09/07/2015 4.80% 800,000,000 (800,000,000) 15 CP004 19/06/2015 17/09/2015 3.55% 800,000,000 (800,000,000) 15 CP005 17/07/2015 15/10/2015 3.00% 800,000,000 (800,000,000) 800,000,000 4,100,000,000 (4,900,000,000) 2014 1 1 2014 12 31 13 CP003 25/10/2013 23/01/2014 5.20% 1,000,000,000 (1,000,000,000) 14 CP001 15/01/2014 15/04/2014 6.00% 1,000,000,000 (1,000,000,000) 14 CP002 11/04/2014 10/07/2014 4.84% 1,000,000,000 (1,000,000,000) 14 CP003 25/04/2014 24/07/2014 4.65% 1,000,000,000 (1,000,000,000) 14 CP004 17/07/2014 15/10/2014 4.59% 800,000,000 (800,000,000) 14 CP005 24/07/2014 22/10/2014 4.77% 700,000,000 (700,000,000) 14 CP006 16/09/2014 15/12/2014 4.64% 1,000,000,000 (1,000,000,000) 14 CP007 16/12/2014 16/03/2015 5.40% 800,000,000 800,000,000 1,000,000,000 6,300,000,000 (6,500,000,000) 800,000,000

191 40 (b) 2015 1 1 2015 12 31 1 26/12/2014 25/06/2015 5.80% 50,000,000 (50,000,000) 1 26/12/2014 25/06/2015 50,000,000 (50,000,000) 2 04/02/2015 04/08/2015 5.20% 60,000,000 (60,000,000) 3 27/03/2015 29/06/2015 5.50% 100,000,000 (100,000,000) 4 02/04/2015 28/09/2015 5.70% 50,000,000 (50,000,000) 5 03/04/2015 06/07/2015 4.30% 10,000,000 (10,000,000) 6 08/04/2015 07/07/2015 5.62% 50,000,000 (50,000,000) 7 30/04/2015 27/10/2016 6.10% 300,000,000 300,000,000 8 08/05/2015 08/11/2016 6.20% 200,000,000 200,000,000 9 24/06/2015 23/12/2015 5.70% 50,000,000 (50,000,000) 10 24/06/2015 23/12/2015 5.70% 100,000,000 (100,000,000) 11 26/06/2015 23/12/2015 5.80% 100,000,000 (100,000,000) 12 19/06/2015 16/12/2015 5.80% 50,000,000 (50,000,000) 13 26/06/2015 23/12/2015 5.80% 100,000,000 (100,000,000) 14 23/12/2015 22/01/2016 3.95% 50,000,000 50,000,000 2 12/05/2015 10/08/2015 5.60% 200,000,000 (200,000,000) 1 03/04/2015 29/09/2015 6.05% 200,000,000 (200,000,000) 2 07/07/2015 21/07/2015 5.00% 700,000,000 (700,000,000) 3 21/12/2015 21/01/2016 4.00% 500,000,000 500,000,000 4 23/12/2015 23/03/2016 4.20% 500,000,000 500,000,000 5 28/12/2015 28/01/2016 4.00% 150,000,000 150,000,000 100,000,000 3,470,000,000 (1,870,000,000) 1,700,000,000

192 2015 40 (b) 2014 1 1 2014 12 31 1 26/12/2014 25/06/2015 5.80% 50,000,000 50,000,000 1 26/12/2014 25/06/2015 50,000,000 50,000,000 100,000,000 100,000,000 300 41 (a) 12 31 2015 2014 13,013,713,250 6,381,463,005 1,000,000,000 1,969,000,000 14,013,713,250 8,350,463,005 (b) 12 31 2015 2014 8,310,657,781 3,901,847,826 4,463,010,000 2,098,009,681 1,240,045,469 2,350,605,498 14,013,713,250 8,350,463,005

193 42 12 31 2015 2014 127,424,038 241,798,859 228,545,389 116,284,255 352,570,132 202,190,291 13,453,013,694 2,726,239,521 2,230,385,615 741,539,786 16,391,938,868 4,028,052,712 43 12 31 2015 2014 (a) 5,000,000,000 3,000,000,000 (b) 1,071,444,000 1,009,635,000 6,071,444,000 4,009,635,000 6,402,662,243 4,019,831,342

194 2015 43 (a) 2015 1 1 2015 12 31 13 (i) 25/07/2013 25/07/2019 1-3 6% 4-6 9% 15 (ii) 29/05/2015 29/05/2021 1-3 5.25% 4-6 8.25% 3,000,000,000 3,000,000,000 2,000,000,000 2,000,000,000 3,000,000,000 2,000,000,000 5,000,000,000 2014 1 1 2014 12 31 13 (i) 25/07/2013 25/07/2019 1-3 6% 4-6 9% 3,000,000,000 3,000,000,000 3,000,000,000 3,000,000,000 (i) (ii) 2013 7 25 2019 7 25 30 2016 7 25 2015 5 29 2021 5 29 20 2018 5 29 (b) 2011 4 28 1.65 2021 4 28 2016 4 28

195 44 12 31 2015 2014 10,200,000 10,200,000 2,560,096 2,840,255 12,760,096 13,040,255 45 (i) 46 (ii) (ii) (ii) (ii) 2015 1 1 1,667,473,000 2,296,343,756 473,400,427 1,118,968,691 2,641,374 2,542,038,465 8,100,865,713 1,528,456,576 1,528,456,576 26,219 26,219 26,219 1,528,456,576 1,528,482,795 152,845,657 (152,845,657) 305,691,316 (305,691,316) 1,000,000,000 1,000,000,000 H 639,196,000 4,613,243,891 5,252,439,891 3,020,721,641 (473,400,427) (2,641,374) (2,544,679,840) (2,641,374) (2,641,374) 2015 12 31 2,306,669,000 1,000,000,000 9,927,667,914 152,845,657 1,424,660,007 26,219 1,067,278,228 15,879,147,025

196 2015 45 (i) (ii) (ii) (ii) (ii) 2014 1 1 1,667,473,000 1,448,741 412,316,113 996,800,063 (389,945) 2,114,448,270 5,192,096,242 610,843,137 610,843,137 3,031,319 3,031,319 3,031,319 610,843,137 613,874,456 61,084,314 (61,084,314) 122,168,628 (122,168,628) 2,294,895,015 2,294,895,015 2014 12 31 1,667,473,000 2,296,343,756 473,400,427 1,118,968,691 2,641,374 2,542,038,465 8,100,865,713 (i) 2015 6 1 1,667,473,000 1 2015 11 9 555,824,000 1 H 10.28 2015 11 8 83,372,000 1 H 10.28

197 45 (ii) (1) 12 31 2015 2014 (a) 7,680,642,418 (b) 25,025,907 26,474,648 7,705,668,325 26,474,648 12 31 2015 2014 (a) 9,927,667,914 2,294,895,015 (b) 1,448,741 9,927,667,914 2,296,343,756 (a) 2014 12 31 2014 12 31 2,294,895,015 H 45(i) (b) 1998

198 2015 45 (ii) (2) 10% 50% 25% (3) 42 [2007] 23 10% 10% (4) (5) (iii)

199 46 2015 5 29 10 5 47 (a) 2015 12 31 2014 12 31 12 31 2015 2014 158,806,837 220,115,472 (b) 12 31 2015 2014 1 1 215,715,886 196,695,912 1 2 2 202,178,532 155,787,759 2 3 3 187,815,098 86,724,947 3 350,638,130 140,214,792 956,347,646 579,423,410 (c) 2015 12 31 2014 12 31 30

200 2015 48 (a) 2015 2014 12 31 7,297,392,170 652,964,507 1,316,799,412 84,141,793 (b) 12 31 2015 2014 4,172,418,061 365,005,617 500,000,000

201 48 (c) 12 31 2015 2014 3,744,860,220 240,045,810 517,927,380 352,162,337 396,874,795 200,879,998 2015 12 31 2014 12 31 908,934,486 521,216,448 48(a) 49 2015 2015 12 31 2014 12 31

202 2015 50 (a) 13 12 31 2015 2014 21,232,891 11,282,395 111,817,522 34,625,047 413,373 185,047 133,463,786 46,092,489 12 (b) (i) 12 31 2015 2014 12,299,413 37,264,682 (2,087,529) 104,176,746 75,752,671 182,756,025 70,598,502 80,530,045 60,826,993 37,213,168 106,229,693 (44,706,753) (33,203,044) (13,848,555)

203 50 (b) (ii) 12 31 2015 2014 (540,000,000) (340,000,000) (15,160,499) (8,942,466) 9,039,480,902 4,345,104,062 4,510,548 374,258,713 802,744,202 (1,020,255,279) (1,209,800,000) (6,749) (7,381,625) 1,853,537 12,646,092,578 12,294,536,177 (iii) 2014 2 27 247,653,726 2012 12 31 2013 1 1 56(5)) (c) (i) 23

204 2015 50 (c) (ii) 12 31 2015 2014 2,150,411 8 1,712,792 3,923,597 2,002,069 28,849 (iii) 12 31 2015 2014 6,196,689 4,069,959 (d) 14A 14A (e)

205 51

206 2015 51 (a) 2015 12 31 2,317,592,012 2,125,533,360 130,057,292 1,049,611,653 964,867,725 153,983 6,587,816,025 2,468,389 290,124,617 40,454,101 542,009,019 10,180,711 135,263,157 1,020,499,994 11,252,742 218,972,964 1,428,268,921 90,725,619 97,925,732 6,190,161 1,853,336,139 369,795 4,052,849 8,231,700 14,455,293 10,136,672 7,786,168 45,032,477 2,331,682,938 2,638,683,790 1,607,012,014 1,696,801,584 1,083,110,840 149,393,469 9,506,684,635 (1,335,360,321) (1,108,491,419) (754,910,295) (1,081,692,254) (723,384,655) (1,985,933,655) (6,989,772,599) 996,322,617 1,530,192,371 852,101,719 615,109,330 359,726,185 (1,836,540,186) 2,516,912,036 82,062,186 21,603,178 103,665,364 996,322,617 1,530,192,371 852,101,719 615,109,330 441,788,371 (1,814,937,008) 2,620,577,400 (12,687,837) (222,770,549) (417,205,697) (328,956,689) (59,723,415) (53,437,178) (1,094,781,365) (781,139) (5,930,669) (2,542,188) (13,687,608) (6,148,367) (21,991,308) (51,081,279) 10,567,627 (1,994,829) (40,388) (9,461,924) (2,446,118) (3,375,632)

207 51 (a) 2014 12 31 1,650,038,177 1,289,878,963 71,926,343 564,217,436 575,325,563 500,291 4,151,886,773 18,224,566 128,954,793 22,613,105 239,332,667 5,780,119 34,902,895 449,808,145 14,391,223 243,108,537 1,201,388,061 33,765,107 27,332,654 6,783,665 1,526,769,247 243,343 1,023,318 150 3,947,594 2,404,897 19,707,877 27,327,179 1,682,897,309 1,662,965,611 1,295,927,659 841,262,804 610,843,233 61,894,728 6,155,791,344 (1,127,965,951) (749,763,484) (710,049,995) (592,815,847) (514,511,077) (1,022,601,882) (4,717,708,236) 554,931,358 913,202,127 585,877,664 248,446,957 96,332,156 (960,707,154) 1,438,083,108 40,658,630 27,114,982 67,773,612 554,931,358 913,202,127 585,877,664 248,446,957 136,990,786 (933,592,172) 1,505,856,720 (10,253,039) (158,827,495) (445,747,729) (153,763,817) (55,641,091) 82,151,386 (742,081,785) (781,951) (9,031,312) (749,915) (12,725,762) (4,170,174) (32,451,820) (59,910,934) (29,652,265) (91,273) 183,118 (671,278) (1,388,198) (31,619,896)

208 2015 51 (b) 12 31 2015 2014 7,747,449,789 4,437,812,602 1,759,234,846 1,717,978,742 9,506,684,635 6,155,791,344 12 31 2015 2014 1,003,955,079 905,149,887 193,999,933 181,189,422 1,197,955,012 1,086,339,309 12 31 2015 2014 2,928,070,738 1,788,781,309 (1,730,115,726) (702,442,000) 1,197,955,012 1,086,339,309 (c) 10%

209 52 (i) (ii) (iii) 43 (iv) (a)

210 2015 52 (a) 2015 12 31 2,520,861,785 3,394,183,770 5,915,045,555 4,933,179,067 15,346,613,872 20,279,792,939 4,268,714,082 7,379,640,342 11,648,354,424 6,058,517,273 503,086,036 6,561,603,309 300,000,000 300,000,000 12,896,243 649,086,470 92,480,728 754,463,441 4,452,372 731,792,096 736,244,468 20,132,584 1,178,744,923 1,198,877,507 488,582 488,582 17,819,241,988 28,004,402,586 1,571,225,651 47,394,870,225 (21,583,407) (21,583,407) (134,201,447) (134,201,447) (5,426,566,098) (5,426,566,098) (1,965,210) (1,965,210) (1,668,050) (1,054,245,119) (15,098,759) (1,071,011,928) (25,216,667) (6,615,012,664) (15,098,759) (6,655,328,090)

211 52 (a) 2014 12 31 1,987,342,058 1,987,342,058 2,491,456,286 8,259,157,566 10,750,613,852 36,098,778 260,584,336 296,683,114 7,752,346,039 7,752,346,039 95,000,000 95,000,000 650,128,342 121,611,838 771,740,180 24,151,641 708,656,501 732,808,142 24,693,897 388,451,021 413,144,918 20,816,763 20,816,763 12,336,905,462 9,973,526,745 510,062,859 22,820,495,066 (81,290,082) (81,290,082) (216,352,226) (216,352,226) (7,228,287,398) (7,228,287,398) (24,130,839) (682,364,416) (31,310,440) (737,805,695) (105,420,921) (8,127,004,040) (31,310,440) (8,263,735,401)

212 2015 52 (a) (i) 2015 12 31 372,286,560 2014 12 31 2015 12 31 (ii) 2015 12 31 2014 12 31 2015 1 1 121,611,838 388,451,021 (31,310,440) 478,752,419 (9,826,838) 105,317,740 (56,034,732) 39,456,170 (34,087,893) (34,087,893) 300,695,728 719,064,055 1,019,759,783 (20,000,000) 72,246,413 52,246,413 2015 12 31 392,480,728 1,178,744,923 (15,098,759) 1,556,126,892 (2,980,838) 105,317,740 (56,034,732) 46,302,170

213 52 (a) (ii) 2014 1 1 165,095,364 304,210,707 469,306,071 6,184,974 4,729,728 (31,310,440) (20,395,738) 1,615,057 1,615,057 331,500 77,895,529 78,227,029 (50,000,000) (50,000,000) 2014 12 31 121,611,838 388,451,021 (31,310,440) 478,752,419 6,754,835 4,729,728 (31,310,440) (19,825,877)

214 2015 52 (a) (ii) (b) 43

215 53 (a) (1) (2) (3) (i) 12 31 2015 2014 517,873,149 325,017,473 20,579,792,939 10,845,613,852 731,792,096 707,812,289 1,556,613,621 1,621,848,431 3,296,432,047 3,458,003,477 24,301,353,512 11,084,580,427 8,433,903,646 3,418,048,104 6,673,871,943 8,335,721,064 478,508,038 341,953,007 66,570,140,991 40,138,598,124

216 2015 53 (a) (ii) 2015 12 31 441,460,235 76,412,914 517,873,149 20,421,644,420 158,148,519 20,579,792,939 349,715,701 382,076,395 731,792,096 1,411,754,885 144,858,736 1,556,613,621 2,883,148,789 413,283,258 3,296,432,047 21,376,543,436 2,924,810,076 24,301,353,512 6,095,783,747 2,338,119,899 8,433,903,646 2,138,576,426 4,535,295,517 6,673,871,943 446,867,719 31,640,319 478,508,038 55,565,495,358 11,004,645,633 66,570,140,991 2014 12 31 259,419,729 65,597,744 325,017,473 10,537,837,895 307,775,957 10,845,613,852 263,022,315 444,789,974 707,812,289 1,452,295,261 169,553,170 1,621,848,431 3,080,736,883 377,266,594 3,458,003,477 8,564,625,856 2,519,954,571 11,084,580,427 1,889,338,257 1,528,709,847 3,418,048,104 2,545,639,940 5,790,081,124 8,335,721,064 321,521,289 20,431,718 341,953,007 28,914,437,425 11,224,160,699 40,138,598,124

217 53 (a) (iii) 12 31 2015 2014 AAA 12,767,638 112,765,592 AA- AA+ 154,287,550 A- A+ 1,289,204,552 147,052,695 A- 1,784,186,051 892,204,317 3,240,445,791 1,152,022,604 AAA 11,624,449,994 5,963,265,910 AA- AA+ 2,165,641,558 1,895,541,569 A- A+ 124,744,442 A- 56,798,575 13,790,091,552 8,040,350,496 3,549,255,596 1,558,240,752 20,579,792,939 10,750,613,852 (b)

218 2015 53 (b) 1 1 2015 12 31 1 5 5 5 25,218,051,446 25,218,051,446 1,715,952,905 1,688,572,556 3,404,525,461 5,584,316,162 5,584,316,162 1,050,998,003 20,013,925 1,071,011,928 14,072,208,130 14,072,208,130 1,753,660,479 1,753,660,479 353,304,554 4,623,218,220 3,258,642,980 8,235,165,754 6,027,521,646 8,258,869,380 14,286,391,026 31,245,573,092 32,789,309,613 6,331,804,701 3,258,642,980 73,625,330,386 1 1 2014 12 31 1 5 5 5 15,054,264,345 15,054,264,345 1,554,580,856 1,554,580,856 7,525,929,706 7,525,929,706 725,350,389 12,455,306 737,805,695 8,428,705,275 8,428,705,275 912,090,137 912,090,137 244,364,231 977,456,925 4,300,910,953 5,522,732,109 1,211,179,799 1,495,591,313 2,706,771,112 16,265,444,144 20,886,611,907 989,912,231 4,300,910,953 42,442,879,235

219 53 (c) (i) VaR VaR VaR VaR 95% VaR 95% VaR VaR 1 1 95% 5% VaR VaR

220 2015 53 (c) (i) VaR 2015 12 31 2015 12 31 11,366,690 7,379,698 13,498,988 3,058,591 18,817,474 14,404,938 21,538,018 7,421,385 5,644,320 4,275,177 9,710,264 139,412 22,454,205 16,735,503 24,481,161 8,944,654 2014 12 31 2014 12 31 5,066,514 8,256,177 22,531,366 1,024,160 9,349,148 11,658,709 16,356,235 7,809,575 2,853,477 4,216,332 8,757,569 381,721 12,299,477 16,165,060 29,341,276 8,668,035

221 53 (c) (ii) (1) VaR 12 31 2015 2014 50 (41,675,673) (15,865,256) 50 0 42,495,268 16,848,413 50 12

222 2015 53 (c) (ii) (2) 12 10% 12 31 2015 2014 10% (245,253,461) (47,700,324) 10% 208,477,797 54,783,730 10% (23,635,476) 15,130,604 12 31 10%

223 54 2012 11 16 2012 [2012]37 2008 (i) 100% 1 (ii) 40% 2 (iii) 8% 3 (iv) 20% 4 (v) 100% 5 (vi) 500% 6