1. 2. 3 *16 * 3 16 3. 3 *16+852 3903 2688clientservice. asiapac@blackrock.com 5 * 3 16 1
4. 3 *16 (www.blackrock.com/hk) * 3 16 5. Graham Douglas Turl Ryan David Stork (Susan Wai-lan Chan) Michael Timothy Marquardt (Sam Y. Kim) Belinda Boa 6. Marc Bovell Paul Desmidt 7. Michael Timothy Marquardt (Sam Y. Kim) (Scientific Active Equity) Colden Capital Management 2
Belinda Boa (Scientific Active Equity) BoaBoa Boa Boa RMB Asset Management BoaLondon Quant Group Boa 8. Citicorp Financial Services Limited 18-22 9 9. Citicorp Financial Services Limited 10. Citicorp Financial Services Limited 11. 18-229 3
12. (SEDOL) % BMMV2K8 00700 P 8.21 6158163 00005 8.15 B4TX8S1 01299 5.02 6073556 00941 4.40 B0LMTQ3 00939 H 4.31 B1G1QD8 01398 H 2.91 BW9P816 00001 2.61 B154564 03988 H 2.26 6267359 00388 2.17 B01FLR7 02318 1.75 41.79 * 296 * 107,080 * 4
13. (SEDOL) % BMMV2K8 00700 P 9.35 6073556 00941 7.91 B0LMTQ3 00939 H 7.75 B1G1QD8 01398 H 5.23 B154564 03988 H 4.06 B01FLR7 02318 H 3.15 B00G0S5 00883 2.63 6718976 02628 H 2.39 6291819 00386 H 2.32 6226576 00857 H 1.89 46.68 * 204 * 59,540 * 5
14. (SEDOL) % 6889106 02330 3.88 6771720 005930 Samsung Electronics 3.75 BMMV2K8 00700 3.67 B4TX8S1 01299 2.24 6073556 00941 1.97 B0LMTQ3 00939 1.93 B1G1QD8 01398 1.30 BW9P816 00001 1.17 6438564 02317 1.14 6205122 INFY Infosys Ltd 1.08 22.13 * 787 * 239,520 * 6
FATCA 15. FATCA(a) (Foreign Account Tax Compliance Act)FATCA FATCA FATCA 30% FATCA 16. FATCA(b) FATCA BlackRock Group FATCA 17. Blackrock Group 7
18. A. 1. 90% 98% 2. 0.05% 0.04% 0.05% 3. 5%5% 8
19. B. 20. C. 21. 100% 22. (HKIFA) Willis Towers Watson (Towers Watson)) 23. 9
1. Graham Douglas Turl Ryan David Stork Marc Bovell Paul Desmidt (Susan Wai-lan Chan) Michael Timothy Marquardt 2. Graham Douglas Turl Marc Bovell Paul Desmidt (Susan Chan) Michael Timothy Marquardt Graham Douglas TurlTurl Linklaters GrahamTurl Turl Guildford College of Law Marc Bovell Paul Desmidt Desmidt DesmidtMerrill Lynch Investment Managers (MLIM) Desmidt MLIM Desmidt 1
(Susan Wai-lan Chan)iSharesiShares ishares isharesishares DBx EFS Global EFS Executive Committee Asia Pacific Structuring Executive Committee Women's Internal Network Michael Timothy Marquardt Marquardt (BGI)BGI BGIBJL BGI BGI Marquardt 3. (SEDOL) % 6158163 00005 9.00 BMMV2K8 00700 P 6.72 B4TX8S1 01299 4.93 6073556 00941 4.77 B0LMTQ3 00939 H 4.75 B1G1QD8 01398 H 3.15 BW9P816 00001 2.78 B154564 03988 H 2.54 B01FLR7 02318 2.05 6718976 02628 H 1.90 42.59 * 282 * 104,720 * 2
4. (SEDOL) % BMMV2K8 00700 P 9.20 6073556 00941 8.43 B0LMTQ3 00939 H 8.40 B1G1QD8 01398 H 5.56 B154564 03988 H 4.49 6718976 02628 H 3.36 B01FLR7 02318 H 3.19 B00G0S5 00883 2.61 6226576 00857 H 2.29 6291819 00386 H 2.22 49.75 * 191 * 59,300 * 5. 3
6. (SEDOL) % 6771720 005930 4.14 6889106 02330 3.32 BMMV2K8 00700 3.18 B4TX8S1 01299 2.33 6073556 00941 2.26 B0LMTQ3 00939 2.25 B1G1QD8 01398 1.49 BW9P816 00001 1.31 6438564 02317 1.26 B154564 03988 1.20 22.06 * 724 * 221,370 * 4
7. ISIN % % HK0000094984 0.97 2016 12 8 10.15 HK0000138351 0.61 2018 2 5 8.03 HK0000059292 2.93 2020 1 13 6.93 HK0000185717 1.47 2019 2 20 4.87 HK0000235769 1.06 2020 2 5 4.48 HK0000209236 2.22 2024 8 7 4.46 HK0000135431 1.1 2023 1 17 4.43 HK0000085537 2.46 2021 8 4 4.05 HK0000194412 1.02 2017 4 10 2.91 HK0000088754 0.79 2016 9 19 2.13 52.43 * 61 * 1,050 * 8. B. 9. C. 5
1. Graham Douglas Turl Ryan David Stork Marc Bovell Paul Desmidt (Susan Chan) Michael Timothy Marquardt 2. (Shirley Jane Leung) CFA (Susan Chan) isharesishares ishares isharesishares DBx EFS (Global EFS Executive Committee) (Asia Pacific Structuring Executive Committee) Women's Internal Network
3. (SEDOL) % 6158163 00005 8.46 BMMV2K8 00700 P 5.49 B4TX8S1 01299 5.15 6073556 00941 4.71 B0LMTQ3 00939 H 4.11 B1G1QD8 01398 H 3.58 B154564 03988 H 2.91 6718976 02628 H 2.09 6448068 00013 1.95 B01FLR7 02318 H 1.88 40.33 * 277 * 110,270 * 2
4. (SEDOL) % BMMV2K8 00700 P 9.33 6073556 00941 8.26 B0LMTQ3 00939 H 7.20 B1G1QD8 01398 H 6.28 B154564 03988 H 5.10 6718976 02628 H 3.67 B01FLR7 02318 H 3.29 6226576 00857 H 2.76 B00G0S5 00883 2.66 6291819 00386 H 2.49 51.04 * 185 * 62,870 * 5. (i) 65% (ii) 3
6. (SEDOL) % 6771720 005930 4.33 6889106 02330 3.53 BMMV2K8 00700 2.45 B4TX8S1 01299 2.30 6073556 00941 2.10 B0LMTQ3 00939 1.83 B1G1QD8 01398 1.60 B154564 03988 1.30 6438564 02317 1.10 6205122 INFY Infosys Ltd. 1.06 21.60 * 717 * 247,240 * 4
7. ISIN % % HK0000094984 0.97 2016 12 8 9.94 HK0000059292 2.93 2020 1 13 6.79 HK0000148442 0.34 2016 5 9 6.10 HK0000185717 1.47 2019 2 20 4.75 HK0000135431 1.10 2023 1 17 4.32 HK0000085537 2.46 2021 8 4 3.97 HK0000138351 0.61 2018 2 5 3.71 HK0000209236 2.22 2024 8 7 2.92 HK0000194412 1.02 2017 4 10 2.84 HK0000077278 1.91 2016 3 21 2.12 47.46 * 64 * 1,070 * 8. 5
9. 4. SWIFT CITIHKHX CITITRUST LTD-BLKAJEF 1238358015 6
2 3 4 4 5 5 8 10 16 22 23 24 24 25 26 27 27 28 30 30 31 32 BlackRock Group 32 35 38 42 43
Cititrust Limited (www.blackrock.com/hk) V 1 104 BlackRock, Inc. BlackRock, Inc. 1 2 469 A 2
3
2 16 Graham Douglas Turl Ryan David Stork Marc Bovell Paul Desmidt (Shirley Jane Leung) Michael Timothy Marquardt BlackRock (Singapore) Limited #18-01 Twenty Anson 20 Anson Road Singapore, 079912 Cititrust Limited 3 50 Citi Fund Services (Asia) Limited 3 50 3 50 1 28 18 5 10 22 4
2 16+852 3903 2688clientservice.asiapac@blackrock.com 5 BlackRock Group BlackRock BlackRock, Inc. II (a) (b) (c) (d) 20% 20% (a) (a) (b) (c) 5
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Citi Fund Services (Asia) Limited 571 Cititrust Limited S 7
BlackRock, Inc. BlackRock, Inc. 1 2 46 9 Graham Douglas Turl Turl TurlTurl Hottingham University Marc Bovell Paul DesmidtAlpha Desmidt DesmidtMerrill Lynch Investment Managers (MLIM) Desmidt MLIM Desmidt (Shirley Jane Leung) CFAiSharesiShares ishares ishares (BGI) BGIiShares BGIBerger and Associates, LLC Donaldson, Lufkin, and Jenrette Michael Timothy MarquardtMarquardt (BGI) MarquardtBGI MarquardtMarquardtBGI BGIMarquardt Marquardt Ryan David Stork Stork BlackRock Solutions Aladdin Business Aladdin Aladdin Business Stork Aladdin Aladdin Business Stork Stork Stork PennCorp Financial Group Conning Asset ManagementStork BlackRock (Singapore) Limited #18-01, Twenty Anson, 20 Anson Road, Singapore 079912 289 8
Cititrust Limited Cititrust Limited Citigroup Inc. (i) (ii) 2210 9
10 BlackRock GroupBlackRock Group ADR GDR ADR GDR
11
12
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14 10% H P GAAR GAAR
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104 FATCA FATCA FATCAFATCA30%FATCA FATCA (A) (B) 16
10% 17
10% AB 1 (FTSE International Limited) H P (i) (ii) www.ftse.com/products/indices/mpf (SEDOL) % 6158163 00005 9.02 BMMV2K8 00700 P 5.09 B4TX8S1 01299 4.89 6073556 00941 4.48 B0LMTQ3 00939 (H) H 3.97 B1G1QD8 01398 (H) H 3.54 B154564 03988 (H) H 2.86 6718976 02628 (H) H 1.89 6267359 00388 1.87 6448068 00013 1.75 39.36 * 272 * 106,170 * 1 18
10% AB H P (i) (ii) www.ftse.com/products/indices/mpf (SEDOL) % 6073556 00941 8.19 BMMV2K8 00700 P 8.09 B0LMTQ3 00939 (H) H 7.27 B1G1QD8 01398 (H) H 6.48 B154564 03988 (H) H 5.23 6718976 02628 (H) H 3.46 B00G0S5 00883 2.90 6226576 00857 (H) H 2.89 6291819 00386 (H) H 2.66 B01FLR7 02318 (H) H 2.32 49.49 19
* 180 * 58,040 * 10% AB (i)(ii) www.ftse.com/products/indices/mpf 20
(SEDOL) % 6771720 005930 4.00 6889106 02330 3.40 BMMV2K8 00700 2.23 B4TX8S1 01299 2.14 6073556 00941 1.96 B0LMTQ3 00939 H 1.74 B1G1QD8 01398 H 1.55 B154564 03988 H 1.25 6438564 02317 1.23 6205122 INFY Infosys Ltd. 1.04 20.54 * 712 * 242,500 * 20% (i) (ii) 10%BB+ (B) (c) 30% 30% 21
(ALBI) (ALBI) www.blackrock.com/hk www.hsbcnet.com ISIN % % HK0000072824 1.43% 2015 12 2 10.13% HK0000094984 0.97% 2016 12 8 9.27% HK0000059292 2.93% 2020 1 13 6.34% HK0000148442 0.34% 2016 5 9 5.66% HK0000185717 1.47% 2019 2 20 4.42% HK0000135431 1.10% 2023 1 17 3.97% HK0000085537 2.46% 2021 8 4 3.68% HK0000138351 0.61% 2018 2 5 3.46% HK0000194412 1.02% 2017 4 10 2.64% HK0000081809 1.57% 2016 6 13 1.97% HK0000077278 1.91% 2016 3 21 1.96% 53.50% * 64 * 1,150 * AIX 2 A2 3 A3 5 A5 22
23 (i) A2 (ii) I2X2 A2 A2 www.blackrock.com/hk A 5,000I 8,000,000X 100,000,000 A5,000 I 8,000,000 X100,000,000
www.blackrock.com/hk 1.5% 10% 24
A5,000 I8,000,000 X100,000,000 486 25
(a) (b) 26
2% 0.25% BlackRock Group BlackRock Group 27
28 5% (i) 2% (ii)2% 104 0.2%
0.2% 10% H P FATCA (a) (Foreign Account Tax Compliance Act)FATCA FATCA FATCA 30% FATCA FATCA FATCA (b) (c) FATCA BlackRock Group FATCA FATCA FATCA30% FATCA FATCA FATCA 29
30 www.blackrock.com/hk 2 16 (www.blackrock.com/hk) 1. (a) 60 (b) (c) (d) (e) 30 (f) 30 2. (c) (a) (HK$150,000,000) (b) (c) (d) 3. (HK$150,000,000) 4.
1. 2. 3. 4. (a) (i) (ii) (iii) (iv) (b) (d) (c) (d) (e) (f) 5. 6. (a) (b) (c) (d) (e) (f) 7. 31
1. (a) (b) (c) (d) (e) (f) (g) (h) 2. (a) (b) (i) (ii) 3. 4. BlackRock Group BlackRock, Inc.PNC Financial Services Group Inc. BlackRock, Inc. PNC Group PNC Group(a) (b) PNC Group BlackRock Group PNC Group (a) (b) PNC Group 32
BlackRock Group PNC Group (a) (b) (c) (d) (e) (f) (g) BlackRock Group PNC Group BlackRock Group BlackRock Group BlackRock Group BlackRock Group BlackRock Group BlackRock Group PNC Group BlackRock Group BlackRock Group BlackRock Group BlackRock Group BlackRockBlackRock Group BlackRock Group BlackRock Group - BlackRock Group BlackRock Group BlackRock GroupBlackRock Group BlackRock Group BlackRock Group BlackRock GroupBlackRock Group BlackRock Group BlackRock Group BlackRock 33
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35 (A) (a) 10% (b) 10% (c) 15% (d) 30% (e) 15% 15% (f) 20% (i) (ii) (g) 25% (h) (i) 10% (ii) 30% (iii) 7 7 (iv) (v) (i) (j) (i)10% (ii)
36 (k) (l) (m) (n) (o) 0.5%5% (p) (A)(g) (B) (a) (b) (A)(a)10% (i) 10% (ii) (c) (B)(b)(i) (B)(b)(ii)(A)(d)30% (C) (a) (b) (c) (C)(a) (C)(b) 10% (d) (C)(c) 7 7 (e) (f) (g) (i) 30% (ii) 10% 8
(h) (i) (D) 7 (a) (b) (i)(ii) (iii) (iv) (c) (d) 10% (E) (a) (b) (c) (d) (e) (f) 90 397 2; 10%(E) (d); 155 150,000,000 10% 25% 30% (E)(c) (E)(d) 1,000,000 25% 1 1(1) 10% 37
I. 38
A. 1. 90% 98% 2. 0.05% 0.04% 0.05% 3. 5%5% B. a. b. (REIT) (REIT)REIT http://www.sfc.hk/productlistweb/searchproduct/reit.do?lang=en 39
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1. 2. 3. 4 5 4. SWIFT SWIFT CITIHKHX Cititrust Limited BRHKEIF 1217081005 SWIFT CITIHKHX Cititrust Limited BLKCEIF 1233733004 SWIFT CITIHKHX Cititrust Limited BRHKGBIF 1227892001 5. 43
+852 3903-2800 +852 3903-2688 www.blackrock.com/hk