Hua Hong Semiconductor Limited 228,696,000 22,870, ,826, % 0.003% 0.005% D %0.003% 0.005% A 14

Hua Hong Semiconductor Limited 228,696,000 22,870,000 205,826,000 12.201.0% 0.003% 0.005% 1347 32 38D 12.20 11.15 12.20 1.0%0.003% 0.005%12.20 144A 144A S

www.hkeipo.hk..................... (1)... (2) 11.... (3) www.hkexnews.hk www.huahonggrace.com (1) (2)... www.tricor.com.hk/ipo/result...

......... 8 10.

...... i iii... 1... 16... 27... 34... 36... 59... 63... 67... 72... 74... 84... 97... 110... 149... 157... 171... 183... 185... 188... 192... 255... 258... 271... 281

... I-1... II-1... III-1... IV-1... V-1... VI-1

36 200mmIBS 200mm 1.4%75 200mm 200mm RFCMOSCMOS MEMS 3,080 3,0203,0301,4601,770 5.1% 5.3% 5.2% 5.2% 5.5% (i)(ii) NEC IBS 420 21514.3% 693 7.4% 150mm 200mm 300mm

200mm 300mm200mm 200mm 200mm 300mm 200mm 150mm 200mm300mm IBS 200mm 300mm 200mm 45 200mm 1.0µm 90nm CypressSONOS SSTSuperFlash 39% 42% 46% 50% 41

% % % % % (1)... 202,410 33.2 175,378 30.7 203,468 34.8 91,717 32.5 130,007 40.1 (2)... 99,522 16.3 111,155 19.5 119,628 20.5 56,317 20.0 53,801 16.6 (3)... 121,468 19.9 125,945 22.0 114,118 19.5 56,424 20.0 64,825 20.0 (4).. 54,597 9.0 56,930 10.0 72,360 12.4 35,367 12.5 41,832 12.9 (5)... 106,774 17.5 83,360 14.6 67,051 11.5 37,095 13.2 31,447 9.7 (6)... 25,073 4.1 18,712 3.2 8,094 1.3 4,917 1.8 2,543 0.7... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 (1). SIM USB (2). (SD)(ETC) (3). MOSFET SJNFET IGBT (4). ICIC IC LED IC (5). NOR EEPROM (6).

% % % % %... 267.2 22.2 232.3 19.9 268.1 21.9 121.7 20.4 168.6 24.5... 158.6 13.2 190.4 16.3 204.4 16.7 98.4 16.5 98.1 14.3... 467.0 38.8 469.6 40.1 455.4 37.2 224.9 37.7 266.0 38.7... 121.0 10.1 126.3 10.8 183.9 15.0 89.4 15.0 103.9 15.1... 141.9 11.8 117.2 10.0 97.7 8.0 54.4 9.1 46.0 6.7... 46.7 3.9 34.4 2.9 13.2 1.2 8.0 1.3 4.1 0.7... 1,202.4 100.0 1,170.2 100.0 1,222.7 100.0 596.8 100.0 686.7 100.0 % % % % % 0.13µm (1)... 136,465 22.4 158,464 27.7 183,936 31.5 76,713 27.2 123,551 38.1 0.15µm 0.18µm... 149,448 24.5 134,657 23.6 150,942 25.8 76,810 27.3 71,917 22.2 0.25µm... 56,734 9.3 20,268 3.5 14,073 2.4 10,109 3.6 2,280 0.7 0.35µm... 267,197 43.8 258,091 45.2 235,768 40.3 118,205 41.9 126,707 39.0... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 (1) 0.13µm 0.11µm

% % % % % 0.13µm (1)... 185.1 15.4 208.9 17.9 248.4 20.3 104.9 17.6 164.9 24.0 0.15µm 0.18µm... 220.0 18.3 217.3 18.6 240.6 19.7 123.2 20.6 119.4 17.4 0.25µm... 71.3 5.9 28.8 2.5 20.9 1.7 15.0 2.5 4.1 0.6 0.35µm... 726.0 60.4 715.2 61.0 712.8 58.3 353.7 59.3 398.3 58.0... 1,202.4 100.0 1,170.2 100.0 1,222.7 100.0 596.8 100.0 686.7 100.0 (1) 0.13µm 0.11µm 200mm 200mm 124,000 200mm 1... 50 50 50 50 2... 32 34 34 34 3... 37 38 40 40... 119 122 124 124... 99 99 104 114 (1)... 83% 81% 84% 92% (1)

200mm 164,000 Cypress Microchip ON Semiconductor (i) (ii)ibs 20600 30 11 % % % % % (1)... 295,381 48.4 277,157 48.5 291,414 49.8 137,668 48.8 176,986 54.5... 218,747 35.9 178,576 31.2 146,458 25.0 77,205 27.4 66,412 20.5 (2)... 39,239 6.4 32,305 5.7 53,154 9.1 22,223 7.9 20,020 6.2 (3)... 46,657 7.7 62,028 10.9 51,500 8.9 29,288 10.4 32,471 10.0... 9,820 1.6 21,414 3.7 42,193 7.2 15,453 5.5 28,566 8.8... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 (1) (2) (3) 50%

5150 4949 1091098082 % % % % %... 226,965 37.2 235,189 41.2 265,887 45.5 126,953 45.0 162,182 50.0... 174,055 28.5 177,008 31.0 173,970 29.8 78,885 28.0 91,377 28.2... 143,618 23.5 111,879 19.6 87,093 14.9 47,035 16.7 29,237 9.0... 65,206 10.8 47,404 8.2 57,769 9.8 28,964 10.3 41,659 12.8... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 6,9404,8402,8901,49080 4,6104,0701,5307801,210 48.2% 68.2% 24.6% 25.7% 27.1%196

200mm

... 609,844 571,480 584,719 281,837 324,455 (1)... (459,172) (453,559) (459,270) (215,870) (231,937)... 150,672 117,921 125,449 65,967 92,518 (2)... 50,998 26,492 30,605 14,026 10,446... 1,322 944 2,095 1,585 412... (10,290) (8,831) (8,052) (3,868) (3,373) (1)... (61,327) (55,097) (69,043) (35,089) (38,358)... (5,618) (448) (199) (190) (1,827)... (19,168) (16,928) (16,479) (8,159) (6,539)... 3,619 6,437 4,503... 106,589 67,672 70,813 34,272 57,782... (10,966) (7,993) (8,964) (3,884) (13,085)... 95,623 59,679 61,849 30,388 44,697 (1) 2,3202,0301,070540830 2,2902,040460240380 (2) 790120556

... 614,530 526,434 603,786 582,066... 392,464 314,283 323,859 323,859... 222,066 212,151 279,927 258,207... 1,057,632 1,081,540 1,043,831 1,084,920... 377,425 329,934 267,539 251,779... 902,273 963,757 1,056,219 1,091,348... 232,379 168,932 184,234 74,233 67,884... (97,623) (149,560) (16,754) (27,088) (59,061)... (106,730) (130,644) (72,059) 17,330 (26,131)... 28,026 (111,272) 95,421 64,475 (17,308)... 309,851 329,738 218,170 218,170 317,045... (8,139) (296) 3,454 2,633 (1,601)... 329,738 218,170 317,045 285,278 298,136

1. a.... a. (6.3)% 2.3% 15.2% b.... b. (37.6)% 3.6% 47.1% 2. a.... a. 24.7% 20.6% 21.5% 28.5% 100.0% b.... b. 15.7% 10.4% 10.6% 13.8% 100.0% 3. a.... a. 11.7% 6.4% 6.1% 4.2% 100.0% b.... b. 5.8% 3.6% 3.8% 2.7% 100.0% 1. a.... a. 1.6 1.7 1.9 1.8 b.... b. 1.3 1.4 1.6 1.5 2. a.... a. 82 82 78 71 365183 b. b. 62 63 66 65 365... 183 c. c. 48 45 47 48 365... 183 1.... 18.3% 20.6% 4.5% 3.0% 100.0% 2.... 6.6 5.0 5.3 9.8 247

33.89% 20.16% 47.08% 4.75% 51.83% (1) 22.1% 10%90% 15% 11.15 12.20 11.15 12.20 (2)... 11,528 12,613 (3)... 10.31 10.54

(1) (2) 228,696,000 (3) 1,033,871,656 11.15 12.20 11.68... 323,880,324 373,511,794 12.20... 338,611,297 390,452,387 11.15... 308,866,062 356,245,419 11.68 (i) 75%2.429 (ii) 20%6,480

(iii) 5%1,620 255 115 251 (i)(ii)(iii) (iv) 36

270 700 540160 1,380

622 32 Cypress Cypress Semiconductor Corporation E. 5.

Dongbu HiTek Dongbu HiTek Co., Ltd. 32 GLOBALFOUNDRIES GLOBALFOUNDRIES Inc. Advanced Micro Devices, Inc. Grace Cayman Grace Semiconductor Manufacturing Corporation Grace Germany Grace Semiconductor Germany GmbH Grace Japan HHGrace Semiconductor Japan Co., Ltd. Grace HHGrace Japan Semiconductor Japan Co., Ltd. Grace USA HHGrace Semiconductor USA, Inc. Grace HHGrace USA Semiconductor USA, Inc.

NEC NEC www.hkeipo.hk www.hkeipo.hk Honeywell Honeywell International Inc. 22,870,000

50% NEC50% IBM International Business Machines Corporation IBS International Business Strategies, Inc. Intel Intel Corporation

205,826,000 S144A KLA-Tencor KLA-Tencor Corporation KLA Instruments Corporation Tencor Instruments, Inc.

Grace Cayman NEC Grace Cayman Hua Hong Semiconductor (Cayman) Inc. Microchip Microchip Technology Incorporated SST

NEC NEC Corporation Nippon Electric Company, Limited Nikon Nikon Corporation 1.0% 0.003% 0.005% ON Semiconductor ON Semiconductor Corporation Motorola Inc. System Solutions Co., Ltd. Sanyo Semiconductor Co., Ltd. 34,304,000 144A

S S NEC NEC 144A 144A 571 NEC

Samsung Electronics Co., Ltd SST Silicon Storage Technology, Inc. Microchip TowerJazz Tower Semiconductor Ltd. Jazz Technologies, Inc.

X-FAB X-FAB Semiconductor Foundries AG

2011 3 ASIC BCD Bipolar-CMOS-DMOS IC BCD Bipolar CMOS DMOS BiCMOS BSI British Standards Institution CIS CMOS CMOS n p

CVD DRAM eeeprom EEPROM EEPROM eflash EMS (OEM) ESF2 ESF2 SuperFlash

EEPROM HBT IGBT International Commercial Terms IC ISO International Organization for Standardization ISO 14001 ISO ISO 14064 ISO 9001 ISO

ISO/TS 16949 ISOISO 9001 LDMOS MOS LED (LED) LED MOSFET (Boolean) 1 MEMS mm 10-3 MOS MOSFET NAND USB

N N NFC (NFC) nm 10-9 NOR (ROM) NPT IGBT MOSFET ODM (ODM) P P PDBI IC PN PN PNP N P MOSFET(IGBT) (BJT)

QC 080000 IECQ HSPM IECQ HSPM LDMOS MOS CMOS CMOS IP SJNFET MOSFET SOI SONOS Silicon-Oxide-Nitride-Oxide-Silicon SuperFlash SSTNOR

Wi-Fi Wi-Fi ZigBee ZigBee µm 10-6

200mm 200mm 0.13µm

300mm200mm Nikon 207

KLA-Tencor 31.3% 37.0% 41.0% 41.8% 7.8% 11.2% 20.2% 10.2% 11.9% 10.4% 7.9% 7.9% 40.8% 37.2% 30.7% 29.2%

6,9404,8402,8901,49080 4,6104,0701,5307801,210 48.2% 68.2% 24.6% 25.7% 27.1% 15% 25% 90nm300mm 300mm 300mm 300mm 300mm

200mm

CypressSONOS SSTSuperFlash 39% 42% 46% 50%

200mm IBS 200mm 200mm 200mm 300mm 200mm 90nm 300mm 150mm 200mm300mm 300mm90nm 300mm200mm 488 474 464 459 458 452

48.4% 48.5% 49.8% 48.8% 54.5%

[2009]60110% 5% [2009]124 5%

25% 10% 25%

[2008]142 142 142 142 142

[2010]59 59 [2011]45 45 142 59 45

H1N1 H7N9

54.0%

8.12 8.12 (i) 3.05 (ii) (a) (b) (c)

(iii) 3A.19 13.46 (iv) (v) 8.17 3.28 (a) (b) (c) (a) (b) (c) 3.29 (d)

3.28 3.28 3.28 (a) 3.28 8.17 (b) (c) 3.29 (d) 3.28 8.17 8.17 3.28

571V

1,000 1347

0.1% 0.2%5 7.75 1.00

336 6 303 200433 185 6 502 200062 440 34 603 200032 238 2 1201 100043 5-1-20-111 1851 1305 200040

6A 3 C 10 B 31 26 A 336 6 303 200433 185 6 502 200062 1980 15 1908 200136 1399 201203 19 200031

1599 9 301 200135 151 403 200237 333 45 201107 500 20 502 200438 1160 94538 366 3 3301 200120 Mirko Sonntag 1599 1 1901 200135

2 68 2 68 8 63 88 28 15 23 999 17 3 35 1266 32

1 22 1 3 6 International Business Strategies, Inc. 632 Industrial Way Los Gatos CA 95030 U.S. 8 40 388 15

1 37 3701-10 288 201203 www.huahonggrace.com 1 37 3701-10 288 201203 185 6 502 200062 288 201203

183 22 12 9 900 188 328

IBS IBS IBS IBS IBS IBS99,800.00 IBS IBS IBS IBS 20IBS 15 IBS IBS IBSIBSIBS IBS

IBS IBS IBS 2,461 2,993 4.0% IBS 5.8% 4,437 IBS IBS215 420 14.3% 693 7.4% 5.7%

IBS IBS 1 20,011 47.6% 2 GLOBALFOUNDRIES 4,212 10.0% 3 4,150 9.9% 4 2,069 4.9% 5 708 1.7% 6 585 1.4% 7 568 1.4% (Dongbu HiTek) 8 TowerJazz Migdal Haemek 505 1.2% 9 351 0.8% 10 X-FAB 296 0.7% 33,455 79.6% 8,574 20.4% 42,029 100.0% IBS IBM GLOBALFOUNDRIES 300mm65nm200mm0.13µm 300mm 200mm300mm

200mmIBS 200mm 200mm 28nm 20nm 16/14nm300mm 300mm200mm DRAM NAND300mm <28nm300mm 50100 90nm 0.13µm 200mm200mm MEMS 200mm 200mm300mm 200mm300mm 5,0001200mm 200mm 200mm 200mm 10 15 IBS 200mm 200mm144 132IBS

200mm IBS 200mm300mm IBS 200mm 300mm200mm 200mm 200mm 200mm300(i) (ii) (iii) 200mm (i) (ii) (iii) 30mm 200mm 200mm CMOS CMOSCMOS CIS CMOS BiCMOS BCDMOS

IBS 200mm SIM IBS 31 64 10.6% 9.78 28 16.0%SIM 200mm 1440.9% 209 5.5% 40% IP 250 602 0.13µm 0.18µm IBS 171 320 9.3% 857 1,112 1,873 7.7% 200mm 300mm 28nm 28nm 273 592 11.7%Wi-FiZigBee NFC 3G 4G

MEMSMEMS112 213 9.6% 200mm 76 192 14.2% 200mm 300mm LED LED 7 15 11.8% LED 0.13µm 0.35µm LEDLED 200mm 200mm 300mm 300mm200mm 300mm 200mm 150mm 200mm300mm IBS 200mm IBS200mm 200mm MEMS 200mm 300mm 200mm 200mm 300mm200mm 200mm IBS200mm

IBS 1,136 1,989 8.3% 4.3% 0.1% 0.7% 45.9% 54.5% LED 0.18µm 0.13µm 90nm 200mm IBS 46 127 15.8%7.4% 420693 200mm 3550 5.2% IBS200mm 131,000124,000 200mm

... 9.6 10.3 9.7 10.2 (%)... 7.6% (6.1)% 6.1%... 3.1 3.3 3.2 3.2 (%)... 7.1% (4.8)% 2.6%... 3.0 3.1 3.0 3.1 (%)... 5.0% (3.9)% 3.9%... 2.5 2.6 2.5 2.6 (%)... 6.1% (5.9)% 4.0% (1)... 4.2 4.4 4.3 4.5 (%)... 5.7% (3.1)% 4.0%... 22.3 23.8 22.6 23.7 (%)... 6.7% (5.1)% 4.7% IBS (1) 42.9%43.3% 96 102

31 32 13.9% 13.7% 30 31 13.3% 13.2% 25 2611.1% 10.8% 42 45 18.8% 18.9%... 82.46 83.25 80.14 78.41 (%)... 1.0% -3.7% -2.2%... 7.21 7.22 7.21 7.18 (%)... 0.1% -0.1% -0.4%... 4,208 4,156 3,942 3,871 (%)... -1.2% -5.1% -1.8%... 18.72 18.75 18.72 18.69 (%)... 0.2% -0.2% -0.2%... 9.44 9.47 9.44 9.39 (%)... 0.3% -0.3% -0.5% 200mm IBS

[2000]18 [2011]4 [2000]25 (a) 80 0.25µm (b) [2012]27 (a) 0.8µm 25% (b) 0.25µm80 15%15

25% 25% 10% [2007]39 (a)515% 25%(b) 25% [2009]82

(a) (b) (c) (d)1/2 10% 25% 5%25% 10% < > [2009]124 5% < > [2009]3

17% 13% [2013]106 17% 11% 6%

[2008]142 142 142 [2011]45

[2010]59 [2013]21 [2014]2 (1) 50,000 50,000

(2)

50 50 50 IP

200mm

200mm 200mm NEC NEC (China) Co., Ltd.NECNECNEC DRAMNECDRAM NECGrace Cayman NEC Grace Cayman NEC NEC DRAM Grace Cayman NECDRAM 0.20µm 0.25/0.18µmNOR 0.25µm eflash NEC

0.15µm NECEEPROM NEC eflash Cypress0.13µm SONOS SST SuperFlash NEC0.35µm BCD 0.18µm eflash NEC0.13µm SONOS eflash 0.13µm 0.12µm NOR 0.13µm SONOS NEC0.18µm BCD Superflash0.13µm eflash NEC MOSFET NEC SuperFlash NEC600V SJNFET 1200V NPT IGBT NEC SIM0.13µm 18 NEC 1. NEC NEC127 NEC(i)5

71.4% (ii) NEC 1.3 18.6%(iii) NECNEC (China) Co., Ltd. 710%NEC NECDRAM NEC NEC (i) (ii)nec(iii) (iv)newport Fab LLC NEC NEC NECNewport Fab LLCNEC NEC (i) 61.42% 0.49%(ii) NEC17.36% (iii) 11.22%(iv)Newport Fab LLC10% 47.08% 100% NEC300mm 7NEC8.86% Newport Fab LLC3,200 68.24% 0.54% NEC19.29% 12.47%

2. Grace Cayman Grace CaymanGrace Cayman 9.936 SST Grace Cayman 69.19% 9.59% 3.12% 1.06% 17.04% Grace Cayman 7 Grace Cayman 9Grace Cayman 7 3.5 3.5 8.86% Grace Cayman 1. Grace Cayman Grace Cayman Grace CaymanGrace Cayman Grace Cayman 13.9969315 Grace Cayman 280,715,021

(a) Grace CaymanGrace Cayman Grace Cayman Grace CaymanGrace (b) GraceGrace Cayman 280,715,021 Grace Cayman 4,070 2,000Grace Cayman GraceGrace Cayman 6,900 Grace Grace 11,010,635 Grace Grace Cayman Grace Grace Cayman (1)

(1) Sino-Alliance International, Ltd. 3,645 (2) 1 Grace Cayman

(1) 1 2. (i)nec (ii) Grace Cayman Grace Cayman

NEC NEC NEC

(1) 1 (2) (3) NEC (4) (5) (6) HHGrace USA (7) HHGrace Japan (8) Grace Cayman (9) (10) (11) (12) (13) 55 55Grace Cayman 1. (14)

1. (1) NEC 58.7 NEC 200mm (2) Silicon Synergy Technology Limited Grace Cayman 10,00010,000 1.00 (3) HHGrace USA Grace USA Grace USA10,000 Grace Cayman Grace USA HHGrace USA HHGrace USA 10,000 HHGrace USA

(4) HHGrace Japan Grace Japan 800200 Grace CaymanGrace Japan 200 Grace Cayman Grace Japan HHGrace Japan HHGrace Japan 1,000 200 HHGrace Japan (5) 50050% 15% 5% NEC 15% 15% NEC NEC 4,140 (6) NEC NEC NECNEC NEC

(7) NECGrace Cayman (8) Grace Cayman Grace Cayman NECGrace Cayman 2. (1) Grace Germany Grace Germany 25,000Blitzstart Holding AG Blitz Beteiligungs GmbH Blitz 08-349 GmbH 24,750250Grace Semiconductor Europe GmbH Blitz 08-349 GmbHGrace Semiconductor Germany GmbH

200mm200mm 200mm RFCMOS CMOS PMIC MEMS (i) (ii) NEC IBS200mm 200mm200mm 124,000 200mm 164,000 1.0µm 90nm Cypress Microchip ON Semiconductor50%

200mm 200mm200mm 200mm 1.0µm 90nm 0.13µm 0.11µm 90nm 200mm SSTMicrochip SuperFlash Cypress SONOS SST ESF2 SuperFlash SuperFlash 40125 SuperFlash Cypress SONOSCypress Cypress SONOS 0.35µm 0.13µm SONOSeFlash eeeprom 200mm MOSFET MOSFET SJNFET IGBT

IBS20600 11 20.9% 49.4% CypressMicrochip ON SemiconductorSST Cypress IP IBSSIM IBS 89 333 20.7% IBS15.8% 2.91450%

200mm IC IC IC 100 200mm 86% 200mm 200mm

3,642 1,465262 34%10 35% 20 200mm 20 15 19

LED BCD 700V LED IBSSIM IC31 64 10.6% IBS IC 31.1% 43.4%SIM 34.8% 50% LED BCD 700VLED LED BSIISO/TS16949 200mm

90nm 90nm 90nm 0.11µm eflash MEMS MEMS MEMS SOI NEC

200mm 200mm164,000 300mm 200mm200mm 30mm 200mm 200mm300mm 300mm EDA 200mm 300mm 300mm 200mm 200mm 90nm 300mm 300mm17.72% 200mm 300mm 200mm 300mm 200mm

300mm 200mm 300mm 200mm 300mm 200mm 300mm300mm 200mm IP

200mm (i) (ii) 200mm 1.0µm 90nm 1 2 3... 200mm... 50,000 34,000 40,000... 16,572 5,431 13,307... 1µm 0.8µm 0.25µm 0.22µm 0.5µm 0.45µm 0.35µm 0.20µm 0.18µm 0.35µm 0.25µm 0.162µm 0.18µm 0.13µm 0.153µm 0.15µm 0.14µm 0.13µm 0.115µm/0.11µm 90nm

1 2 3... 0.13µm 0.35µm 90nm... PMIC FM USB IC

IPSONOS CypressSuperFlash NORSST LSI Corporation

% % % % % (1)... 202,410 33.2 175,378 30.7 203,468 34.8 91,717 32.5 130,007 40.1 (2)... 99,522 16.3 111,155 19.5 119,628 20.5 56,317 20.0 53,801 16.6 (3)... 121,468 19.9 125,945 22.0 114,118 19.5 56,424 20.0 64,825 20.0 (4)... 54,597 9.0 56,930 10.0 72,360 12.4 35,367 12.5 41,832 12.9 (5)... 106,774 17.5 83,360 14.6 67,051 11.5 37,095 13.2 31,447 9.7 (6)... 25,073 4.1 18,712 3.2 8,094 1.3 4,917 1.8 2,543 0.7... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 (1) SIM USB (2) (SD) (ETC) (3) MOSFET SJNFET IGBT (4) ICIC IC LED IC (5) NOR EEPROM (6)

% % % % % 0.13µm (1)... 136,465 22.4 158,464 27.7 183,936 31.5 76,713 27.2 123,551 38.1 0.15µm 0.18µm... 149,448 24.5 134,657 23.6 150,942 25.8 76,810 27.3 71,917 22.2 0.25µm... 56,734 9.3 20,268 3.5 14,073 2.4 10,109 3.6 2,280 0.7 0.35µm... 267,197 43.8 258,091 45.2 235,768 40.3 118,205 41.9 126,707 39.0... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 (1) 0.13µm 0.11µm 200mm 1... 50 50 50 50 2... 32 34 34 34 3... 37 38 40 40... 119 122 124 124... 99 99 104 114 (1)... 83% 81% 84% 92% (1)

200mm 0.13µm 90nm 200mm 1... 50 57 62 2... 39 42 45 3... 40 40 57... 129 139 164 9,6302.632,450 200mm

IPIPASIC 102 16

( GSA )( CSIA ) ( CASPA )SAE-S CypressMicrochip ON Semiconductor % % % % %... 356,475 58.5 359,650 62.9 382,803 65.5 181,487 64.4 239,851 73.9... 229,859 37.7 195,048 34.1 183,988 31.5 92,734 32.9 74,972 23.1... 23,510 3.8 16,782 3.0 17,928 3.0 7,616 2.7 9,632 3.0... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0

% % % % % (1)... 295,381 48.4 277,157 48.5 291,414 49.8 137,668 48.8 176,986 54.5... 218,747 35.9 178,576 31.2 146,458 25.0 77,205 27.4 66,412 20.5 (2)... 39,239 6.4 32,305 5.7 53,154 9.1 22,223 7.9 20,020 6.2 (3)... 46,657 7.7 62,028 10.9 51,500 8.9 29,288 10.4 32,471 10.0... 9,820 1.6 21,414 3.7 42,193 7.2 15,453 5.5 28,566 8.8... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 (1) (2) (3) 11.9% 10.4% 7.9% 7.9%40.8% 37.2% 30.7% 29.2% 5%

業務根據國際貿易術語解釋通則安排向客戶運送晶圓我們通常提供一年的質保期我們一般授予客戶介乎30天至45天的信用期但會定期進行信貸評估我們授予部分主要客戶為期 60天的信用期 Cypress的子公司 Cypress Semiconductor Technology Ltd.及同方國芯電子股份有限公司同方微電子的控股股東已同意分別於本公司股份投資1,000萬美元約7,750萬港元及 1,500萬美元約1.163億港元於歷史記錄期內 Cypress及同方微電子為我們的十大客戶產品及應用我們專注於生產種類繁多的半導體產品運用我們切合客戶特定需求的獨有先進晶圓工藝技術製造晶圓的圖片載列如下我們為客戶製造的半導體一般應用於下列四個終端市場電子消費品通訊計算機及工業及汽車下表載列我們製造按行業劃分的主要產品及應用概況終端市場產品電子消費品微控制器馬達驅動器觸控式控制器電源管理電池管理 129 主要應用 LED顯示屏

SIM MEMS PC LED

% % % % %... 226,965 37.2 235,189 41.2 265,887 45.5 126,953 45.0 162,182 50.0... 174,055 28.5 177,008 31.0 173,970 29.8 78,885 28.0 91,377 28.2... 143,618 23.5 111,879 19.6 87,093 14.9 47,035 16.7 29,237 9.0... 65,206 10.8 47,404 8.2 57,769 9.8 28,964 10.3 41,659 12.8... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 IP IP

488 474 464 459 458 452 1,100 38 15 2,300 602,230 13

SST Cypress Cypress SONOSSST SuperFlash 5 15 (i) (ii)

3,0803,0203,0301,460 1,7705.1% 5.3% 5.2% 5.2% 5.5% 2,290 2,040460240380 262 125 19 NOR 2013 2010

1) 2) 3) 4) 5) 6) 147 19

ISO/TS 16949 QC080000 IECQ HSPM ISO/TS 16949 QC080000 IECQ HSPM BSIISO 9001 1409090 50200.3% 0.2% 0.2% 0.2% 0.1% (i) (ii)(iii) 200mm

79.6% IBS 200mm 200mm 10 15 CVD 51504949 31.3% 37.0% 41.0% 41.8%

7.8% 11.2% 20.2% 10.2% 5% KLA-Tencor 200mm 200mm 30606 12

(i) (ii) 10.3 10 SUMCO CorporationShin-Etsu Handotai Co., Ltd. Siltronic AGSunEdison Semiconductor Pte. Ltd.MEMC Electronic Materials, Inc.IBS 30%

5% 1.3% 1.3% 1.4% 1.4% 1.3% 1091098082 150

8.9% 14.3% 15.9% 14.8% 16.2% 5.9% 7.7% 6.9% 7.0% 5% 3060

50% 35 35 271,910 26,159 24211,811 34 NEC300mm 7 NEC 8.86% 7 3.53.5 8.86% 17.72%

300mm 200mm 90nm 300mm 65nm 40nm MEMS 1,050 16.41% 8.33% HoneywellAMR CMOS(i) (ii)

3,6563,6193,5163,642... 11 0.3%... 102 2.8%... 458 12.6%... 112 3.1%... 34 0.9%... 2,581 70.9%... 262 7.2%... 82 2.3%... 3,642 (1) 100.0% (1)

168 1,910 2,0802,3901,0901,480

200220 230100130 360 ISO14001 ISO14064 EHS OHSAS 18001 417,830 329,85935 1,643634 4,536

1 1188 93,756/80,932 200mm 2 83,186/56,005 200mm 668 3 240,888/192,923 200mm 818 6(2) 342(1)(b) 3 34(2) 1% 8184,536 17,413

818 801 840650

33.89% 20.16% 47.08% 4.75%51.83%

73.42% 8.86% 17.72% 300mm 300mm 200mm 300mm200mm 300mm200mm 79 200mm300mm 300mm 200mm 300mm<28nm 200mm DRAM NAND 300mm<28nm 200mm MEMS 200mm 200mm 300mm 200mm 300mm 200mm 300mm200mm 300mm 200mm 200mm 300mm200mm 300mm

300mm200mm 300mm 200mm 300mm 65nm 40nm 200mm300mm 200mm 300mm 300mm 300 200mm300mm 300mm 300mm 300mm 300mm 300mm200mm

(a) (b) 5% 300mm

6 (i) (ii) (iii) 30% (i) (ii)

NEC NEC

A...... NEC Management Partner, Ltd. NEC Management............

... 1.01 14A.07(4)... 49.22% 1.01 14A.07(4) 49.22%25% 16.41%8.33% MEMS NEC Management... NEC Management NEC 1.01 14A.07(4) NEC Management... 14A.07(1) (4)... 73.42% 1.01 14A.07(4) 17.72% 300mm

... 50% NEC50% 1.01 14.07(4)... 50% NEC50% 1.01 14.07(4) 1. 220410690 630

1,2601,320 1,390 141% 5% (1) (2) (1) 75%(3)LED 141% 2. 30% 17

100 8001,600 (1) (a) 6(b) 260%(2) (i) 60% (ii) 40% 70% 3. 83 6023

50 50 14A.8214A.83 1,4102,170 3,040 A5% A 14A.36 14A.48 4.

747456 17 808090 (1) (2)46 5% A0.1% 5.0%A 5. NEC Management NEC Management NEC Purchasing Service, Ltd. NEC Management NEC NEC ManagementNEC Management NEC Management5040

NEC Management NEC ManagementNEC Management NEC Management130 80130 (1) (2)50 5% 50 5% 50 NEC Management NEC ManagementA 0.1% 5.0% NEC Management A 6. 74028 6

SIM 740 30130 140 (1) 20(2) 15 5% A0.1% 5.0% A 7. 73.42%

132 300mm 20 575,501,616.5 2.9 91,512.1 4,536.1 20 ( 115,129 7,430 7,490 8,050 4,040 8,750 9,340 9,890 20 300mm (i)20 (ii)300mm

(iii)300mm (iv) A0.1% 5.0% A 8. 50%NEC 50% 2777 201,010 1.6 17,412.87

1306 507 63 1,010 130 20 (i) 20 (ii) (iii) 14A.82 14A.83 1,140

A0.1% 5.0% A (i) (ii) 5.0% 0.1%

5.0% (i) (ii) 14A.34 14A.49 14A.51 14A.52 14A.53 14A.55 14A.59

... 59... 42... 49... 49... 54... 41... 65 (1) 62... (1)... 72 (1) (1)

59 NEC 200mm 42 NEC NEC 200mm 3666.HK

49 300330.SZ 15 49 23 (600171.SH)

54NEC NECNEC NEC Corporation (Japan Aviation Electronics Industry Ltd) 41 18 65

1359.HK 683.HK 601601.SH 2601.HK 62 Fried, Frank, Harris, Shriver & Jacobson 000039.SZ 2039.HK 72 Shanghai Desk

... 59... 42... 57... 51... 36... 51... 58... 51... 55... 52... 46 Mirko 37 Sonntag...

59 42 57NEC NEC 200mm NEC NEC NEC 51 LSI Logic Corporation LSI Logic Corporation Franklin Templeton Investments

36 51 17NOR Sun Microsystems, lnc. LSI Logic Corporation ISSI 21 20 58

51 20 55 20 GLOBALFOUNDRIES 52 Simtek Corporation 46 19

Mirko Sonntag 37 Sonntag Sonntag Sonntag 60 317.HK 600685.SH 1140.HK1171.HK 600188.SH YZC 000065.SZ31.HK 1513.HK 000513.SZ 37

(Columbia Law School) 3.21 C.3 3.25 B.1 A.5

246,000 266,000 80,000 9 10 210 3A.19 3A.23 (a) (b) (c) (d)

XV2 3 10% (1)... 350,401,100 43.52%... 350,401,100 43.52% (1)... 350,401,100 43.52% (2)... 558,757,039 69.40% (3) Sino-Alliance 173,436,585 21.55% International, Ltd. (2)... NEC... 99,038,800 12.30%... 64,010,100 7.95% 64,010,100 7.95%... (1) 47.08%XV (2) XV 25.88%173,436,585 Sino-Alliance International, Ltd. 3,645 (3) (1) (2) 43.52% 25.88%

XV2 3 10%

805,175,656... 805,175,656 100.00%... 805,175,656 77.88%... 228,696,000 22.12%... 1,033,871,656 100.00%... 805,175,656 75.38%... 263,000,000 24.62%... 1,068,175,656 100.00%

20% (a) (b) (c) 10%

(a) (b) (c)

2,5001.938 1,000 11.15 17,376,000 1.7% 11.68 16,588,000 1.6% 12.20 15,881,000 1.5%

(Tongxin Investment (Hong Kong Co., Limited) 1,5001.163 1,000 11.15 10,426,000 1.0% 11.68 9,953,0001.0% 12.20 9,529,0000.9% Cypress Semiconductor Technology Ltd.Cypress Technology Cypress Technology 1,000 ( 7,750 1,000 11.15 Cypress Technology 6,950,0000.7% 11.68Cypress

Technology6,635,000 0.6% 12.20 Cypress Technology6,352,000 0.6% Cypress Technology CypressCypress Cypress CY Cypress CypressCypressUSB SRAM RAM Cypress Cypress Cypress TechnologyCypress (a) (b)

200mm200mm 200mm RFCMOS CMOSIC MEMS (i) (ii) NEC IBS 200mm 200mm200mm 124,000 6.0985.715 5.8472.8183.245 9,5605,970 6,1803,0404,470

200mm 300mm 30.3% 29.0% 20.3% 25.4% 15.9%

83% 81% 84% 92% SIM 90nm 200mm

200mm 2.1% 6,9404,8402,8901,49080 4,610 4,0701,5307801,210 48.2% 68.2% 24.6% 25.7% 27.1% IBS 300mm 4050 200mm 300mm 1.39 9,630

200mm 124,000164,000 200mm 15% 25% 3.458 2.272

(a) (b) (c) (d) (e) 5

............... 25 5 10 5 5 5 20%

(a) (b)

(1) (2) (3)

(a) (b) (c)

6.0986.3%5.715 5.7152.3% 5.847 2.81815.2% 3.245 % % % % %... 586,334 96.1 554,698 97.1 566,791 96.9 274,221 97.3 314,823 97.0 (1)... 23,510 3.9 16,782 2.9 17,928 3.1 7,616 2.7 9,632 3.0... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 (1)

% % % % % (1)... 202,410 33.2 175,378 30.7 203,468 34.8 91,717 32.5 130,007 40.1 (2)... 99,522 16.3 111,155 19.5 119,628 20.5 56,317 20.0 53,801 16.6 (3)... 121,468 19.9 125,945 22.0 114,118 19.5 56,424 20.0 64,825 20.0 (4)... 54,597 9.0 56,930 10.0 72,360 12.4 35,367 12.5 41,832 12.9 (5)... 106,774 17.5 83,360 14.6 67,051 11.5 37,095 13.2 31,447 9.7 (6)... 25,073 4.1 18,712 3.2 8,094 1.3 4,917 1.8 2,543 0.7... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 (1) SIM USB (2) (SD) (ETC) (3) MOSFET SJNFET IGBT (4) LED (5) NOR EEPROM (6) 33.2% 30.7% 34.8% 17.5% 14.6%

11.5% 32.5%40.1% 13.2%9.7% BCD 700V LED 9.0% 12.4% 12.5%12.9% 16.3% 20.5% 20.0% 16.6% % % % % %... 267.2 22.2 232.3 19.9 268.1 21.9 121.7 20.4 168.6 24.5... 158.6 13.2 190.4 16.3 204.4 16.7 98.4 16.5 98.1 14.3... 467.0 38.8 469.6 40.1 455.4 37.2 224.9 37.7 266.0 38.7... 121.0 10.1 126.3 10.8 183.9 15.0 89.4 15.0 103.9 15.1.. 141.9 11.8 117.2 10.0 97.7 8.0 54.4 9.1 46.0 6.7... 46.7 3.9 34.4 2.9 13.2 1.2 8.0 1.3 4.1 0.7... 1,202.4 100.0 1,170.2 100.0 1,222.7 100.0 596.8 100.0 686.7 100.0

% % % % % 0.13µm (1)... 136,465 22.4 158,464 27.7 183,936 31.5 76,713 27.2 123,551 38.1 0.15µm 0.18µm... 149,448 24.5 134,657 23.6 150,942 25.8 76,810 27.3 71,917 22.2 0.25µm... 56,734 9.3 20,268 3.5 14,073 2.4 10,109 3.6 2,280 0.7 0.35µm... 267,197 43.8 258,091 45.2 235,768 40.3 118,205 41.9 126,707 39.0... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 (1) 0.13µm 0.11µm 0.13 m 0.11 m 90nm 0.13 m 22.4% 27.7% 31.5% 27.2% 38.1% 90nm 200mm 0.13 m 0.13 m

% % % % % 0.13 m (1)... 185.1 15.4 208.9 17.9 248.4 20.3 104.9 17.6 164.9 24.0 0.15 m 0.18 m... 220.0 18.3 217.3 18.6 240.6 19.7 123.2 20.6 119.4 17.4 0.25 m... 71.3 5.9 28.8 2.5 20.9 1.7 15.0 2.5 4.1 0.6 0.35 m... 726.0 60.4 715.2 61.0 712.8 58.3 353.7 59.3 398.3 58.0... 1,202.4 100.0 1,170.2 100.0 1,222.7 100.0 596.8 100.0 686.7 100.0 (1) 0.13 m 0.11 m % % % % %... 226,965 37.2 235,189 41.2 265,887 45.5 126,953 45.0 162,182 50.0... 174,055 28.5 177,008 31.0 173,970 29.8 78,885 28.0 91,377 28.2... 143,618 23.5 111,879 19.6 87,093 14.9 47,035 16.7 29,237 9.0... 65,206 10.8 47,404 8.2 57,769 9.8 28,964 10.3 41,659 12.8... 609,844 100.0 571,480 100.0 584,719 100.0 281,837 100.0 324,455 100.0 2.6592.270 37.2%45.5% 1.2701.622 45.0% 50.0% 1.4368,710

23.5%14.9% 4,7002,920 16.7% 9.0% 4.592 4.536 4.536 4.593 2.159 2.319 % % % % %... 157,172 25.8 152,794 26.7 155,005 26.5 76,395 27.1 87,237 26.9... 138,984 22.8 131,430 23.0 93,273 16.0 54,904 19.5 36,913 11.4... 61,702 10.1 68,991 12.1 75,108 12.8 34,286 12.2 44,788 13.8... 57,642 9.5 60,144 10.5 66,364 11.3 29,784 10.6 34,172 10.5... 35,033 5.7 32,077 5.6 43,104 7.4 15,660 5.6 20,098 6.2 (1)... 31,793 5.2 28,438 5.0 37,076 6.3 10,237 3.6 16,988 5.2... 482,326 79.1 473,874 82.9 469,930 80.3 221,266 78.6 240,196 74.0... (23,154) (3.8) (20,315) (3.5) (10,660) (1.8) (5,396) (1.9) (8,259) (2.5)... 459,172 75.3 453,559 79.4 459,270 78.5 215,870 76.7 231,937 71.5 (1)

1.5721.5281.550 7,6408,720 34.2% 33.7% 33.8% 35.4% 37.6% % % % % %... 62,961 40.1 65,318 42.7 65,338 42.2 32,773 42.9 37,032 42.4... 39,098 24.9 35,924 23.5 36,865 23.8 18,371 24.0 19,421 22.3... 11,164 7.1 9,559 6.3 9,858 6.4 5,317 7.0 5,864 6.7... 43,949 27.9 41,993 27.5 42,944 27.6 19,934 26.1 24,920 28.6... 157,172 100.0 152,794 100.0 155,005 100.0 76,395 100.0 87,237 100.0 1.507 1.1791.25424.7% 20.6%21.5% 6,6009,250 23.4% 28.5% 5,1002,650 3,0601,400 1,040

% % % % %... 11,482 1.9 11,930 2.1 12,952 2.2 6,373 2.3 6,595 2.0 (1)... 4,318 0.7 4,263 0.7 8,226 1.4 3,052 1.1 2,044 0.6... 7,907 1.3 1,178 0.2 550 0.1 61 0.0 (2)... 2,016 0.3 3,405 0.6 2,831 0.5 1,157 0.4 1,607 0.5 25,723 4.2 20,776 3.6 24,559 4.2 10,643 3.8 10,246 3.1... 7,240 1.2 4,145 0.7 795 0.1 200 0.1... 18,035 3.0 1,571 0.3 5,251 0.9 3,383 1.2 25,275 4.2 5,716 1.0 6,046 1.0 3,383 1.2 200 0.1... 50,998 8.4 26,492 4.6 30,605 5.2 14,026 5.0 10,446 3.2 (1) (2) 13090210 16040

% % % % %... 6,828 1.1 6,198 1.1 5,742 1.0 2,896 1.0 2,819 0.9 (1)... 3,462 0.6 2,633 0.5 2,310 0.4 972 0.3 554 0.2... 10,290 1.7 8,831 1.6 8,052 1.4 3,868 1.3 3,373 1.1 (1)

% % % % %... 28,839 4.7 28,222 4.9 28,136 4.8 13,709 4.9 16,478 5.1... 15,327 2.5 16,201 2.8 15,421 2.6 7,541 2.7 6,537 2.0... 13,192 2.2 13,147 2.3 13,269 2.3 6,618 2.3 6,192 1.9... 8,534 1.4 5,277 0.9 4,032 0.7 3,307 1.2 4,873 1.5... 5,555 0.9 (1)... 12,816 2.1 12,624 2.2 12,751 2.2 6,315 2.2 8,124 2.5... (22,936) (3.8) (20,374) (3.5) (4,566) (0.8) (2,401) (0.9) (3,846) (1.2)... 61,327 10.0 55,097 9.6 69,043 11.8 35,089 12.4 38,358 11.8 (1) 5604020 550 650

550 1,010 170 20 180 5.3014.1773.665 3.7% 3.9% 3.8% 1,9201,6901,650 820650 360640 450 (i) (ii)

25% NEC NEC15% 15% 25% 25% 34% 8.84% 30% 25.5%

25% 2.81815.2% 3.245 3,830 560 0.13 m 4,6800.25 m780 0.13 m 0.11 m 90nm 5,840 2.1597.4% 2.319

6,600 40.2% 9,250 23.4%28.5% 1,400 25.7% 1,040 340 160 75.0% 40 39012.8% 340 3,5109.4% 3,840(i) 280(ii) 270(iii) 110140 100 20 180

82020.7% 650 450 (i) (ii) 3,430 68.5% 5,780 390235.9% 1,310 11.3% 22.6%(i) (ii) 10% 3,040 4,470 5.7152.3%5.847 4.5% 2.1%

2,810 1,540BCD 700V LED 1,1801,630 0.13µm 2,5500.35µm2,230 0.13µm 0.11µm 90nm 2,320 4.5361.3%4.593 1,100 970 620 610 220 860 3,820 1.1796.4% 1.25420.6% 21.5% 2,65015.5%3,060 (i)400 (ii) 370 330 410 80

90210 8808.0%810 50 5,51025.2%6,900 1,580 4050.0%20 1,6901,650 36077.8% 640 6,7704.6% 7,080 80012.5%900 11.8% 12.7%

5,970 6,180 10.4% 10.6% 6.0986.3%5.715 2.7%2.8% 2,700 2,340 1,160 0.25µm3,650 0.13µm2,200 0.13µm 0.11µm 90nm 3,480 4.5921.2%4.536 440 760 300 340 730 250

1.50721.8% 1.17924.7%20.6% 5,10048.0%2,650 (i) 1,650(ii) 670(iii) 310 13030.8%90 1,03014.6%880 (i)60(ii) 80 6,13010.1%5,510 (i) 560 (ii) 330260 56092.9%40 550

1,920 1,690 60 130 360 1.06636.5% 6,770 1,10027.3%800 10.3% 11.8% 9,56037.6% 5,97015.7% 10.4% 2.981 2.134

. 232,379 168,932 184,234 74,233 67,884... (97,623) (149,560) (16,754) (27,088) (59,061)... (106,730) (130,644) (72,059) 17,330 (26,131)... 28,026 (111,272) 95,421 64,475 (17,308)... 309,851 329,738 218,170 218,170 317,045... (8,139) (296) 3,454 2,633 (1,601)... 329,738 218,170 317,045 285,278 298,136 (i)

(ii) 6,790 7,600810 1.015 (i)2,090 (ii) 1,440(iii)740 1,670 1.8421.925 830 1.797 (i) 1,890(ii) 470(iii) 530(i) 1,240(ii) 500 1.6891.735 450 2.163 (i) 1,770(ii) 1,410(iii) 1,060(iv) 970 (i)800 1,390800 720 (ii)360

2.3242.324 2.735 (i) 3,030(ii) 1,370(iii) 950(iv) 890 2,390 5,910 (i) 5,710(ii) 2,8902,450 820 1,680(i) 3,220(ii)2,450 3,150 820 1.496(i) 1.112(ii)5,140 (iii)3,180(iv)1,380 (i)3,440(ii) 1,660

9,760(i) 8,920(ii)3,440 (iii)2,890 4,330 2,610 (i) 1,960(ii)650 7,210(i)1.006 (ii)1,6504,500 1.306(i) 9,550 (ii)6,900(iii)1,710 5,100 1.067(i) 1.006 (ii)3,2004,070

9,490 5,940 3,480 6802,970... 89,190 51,358 32,201 5,113 28,855... 5,712 8,088 2,615 1,670 867... 94,902 59,446 34,816 6,783 29,722 1.39 3.268,7509,630 2.632,450... 5,842 3,473 16,405 31,142... 166,642 55,684 57,406

(a) 20... 12,383 12,413 12,797 12,681... 49,532 49,653 51,189 50,724... 163,043 151,029 142,904 135,265 224,958 213,095 206,890 198,670 5,610 3,9502,7701,610960 (b)... 397 1,004 350 1,189... 86 106 6,563... 24,611 483 1,110 350 32,363 Hua Hong Real Estate 410

... 105,670 97,586 99,229 81,353 81,547... 91,107 105,158 105,525 126,437 114,972... 4,789 7,456 7,193 5,134 4,420... 47,887 97,377 72,722 55,638 59,985... 35,339 687 2,072 15,368 12,459... 329,738 218,170 317,045 298,136 326,157... 614,530 526,434 603,786 582,066 599,540... 53,674 57,299 60,227 62,287 61,910... 56,549 56,782 65,649 78,546 70,047... 163,742 99,750 101,513 100,980 100,867... 67,443 56,955 63,462 48,567 53,841... 44,138 34,444 22,009 20,761 17,614... 6,918 9,053 10,999 12,718 15,063... 392,464 314,283 323,859 323,859 319,342... 222,066 212,151 279,927 258,207 280,198 2.7992,170 2.582(i)1,890 (ii)1,790(iii)1,710(iv) 1,290 (i) 2,090 (ii)1,330(iii) 1,490

2.1226,770 2.799(i) 9,890(ii)1,240 (i) 2,470(ii) 890(iii) 650 2.221990 2.122(i)1.116 (ii)3,470(iii)810 (i) 6,400(ii)4,950(iii) 1,410(iv) 1,050(v) 970 123.262

7.0328,770 6.155 1.124 4,220 6.1553,620 5.793 7,390 3,270 5.793730 5.720(i)3,250 (ii)5303,150 17.2% 18.5% 16.4% 14.0%

... 47,485 39,508 39,283 40,983... 48,677 34,745 43,276 31,178... 19,995 27,211 23,910 17,516... (10,487) (3,878) (7,240) (8,324) 105,670 97,586 99,229 81,353 1.057 9,760 1,390800 720660 9,760 9,920 850330 340 9,920 8,140 1,210 170 5,480 67.3%

(1)... 82 82 78 71 (1) 365183 82 78 71 25010340120 0.4% 0.01% 0.6% 0.4%... 62,923 90,950 88,778 93,561... 29,988 16,022 18,612 34,725 92,911 106,972 107,390 128,286... (1,804) (1,814) (1,865) (1,849)... 91,107 105,158 105,525 126,437

30 45 60 9,110 1.052 1.0521.055 1.055 1.264 (1)... 62 63 66 65 (1) 365183 6263 66 65 60

90... 55,080 76,145 79,768 87,091 90180... 5,830 12,194 6,686 3,986 1801... 209 797 459 635 61,119 89,136 86,913 91,712... 53,007 60,817 67,516 69,548 1... 4,472 18,803 12,324 18,377 1 3... 2,681 7,042 5,497 3,034 4 6... 908 1,940 1,331 724 7 12... 51 534 245 29 61,119 89,136 86,913 91,712 8102,8301,9402,220 13.3% 31.8% 22.3% 24.2% 93.5%

180180190 180... 1,312 2,339 2,284 2,475... 2,711 4,417 4,187 1,943... 766 700 722 716 4,789 7,456 7,193 5,134 480 270750 100 75030 720 720210510 220 20 5,550 1.1161.671 1.722 3.517.72% 1.7225,7002.292

0.05% 3.5%... 151,291 115,887 185,831 153,992 134,816... 213,786 102,970 133,286 159,512 203,800...... (927) (687) (2,072) (5,368) (2,459)... (34,412)... (10,000) (10,000)... 329,738 218,170 317,045 298,136 326,157 2.641.8082.622.134 3.6511.462 2.189 2.1891.002 3.191 3.1353.386 4,7909,7407,2705,560

36... 32,459 24,643... 26,603 48,193 30,068 32,787... 16,901 9,884 4,671 6,972... 2,291 3,692 4,152 4,998... 830 1,706 2,500 5,276... 664 792 1,056 1,268... 543 601 127 141... 55 50 329... 5,176 4,097... 99 47,887 97,377 72,722 55,638 5,3705,7306,0206,230 30 60 5,370 6.7%5,730 5,730 5.1%6,020 6,230

(1)... 48 45 47 48 (1) 365183 4845 4547 48 30... 30,646 33,470 34,388 43,254 3190... 14,596 16,881 17,274 12,389 91180... 3,198 2,728 2,428 2,459 181365... 985 1,237 1,719 1,068 1... 4,249 2,983 4,418 3,117 53,674 57,299 60,227 62,287

... 31,255 27,299 39,906 49,206... 12,365 12,724 11,741 13,713... 12,337 16,148 13,409 15,121... 592 811 593 506 56,549 56,782 65,649 78,546 5,650 0.4% 5,680(i) 40(ii) 20(iii)380 400 5,680 15.5% 6,560 1,260100 270 7,850

... 366,400 317,981 265,012 244,777 244,660... 366,400 317,981 265,012 244,777 244,660... 95,482 99,750 101,513 100,980 100,867... 68,260... 163,742 99,750 101,513 100,980 100,867... 530,142 417,731 366,525 345,757 345,527 3.7% 3.9% 3.8% 3.6% 6,7405,7006,3504,860

14811 1,910690620... 72,816 67,443 56,955 63,462... 69,356 48,412 28,851 801... (19,091) (6,908) (6,167)... (23,154) (20,315) (10,660) (8,259)... (22,936) (20,374) (4,566) (3,846)... (13,040) (11,454) (2,788) (3,080)... 3,492 151 1,837 (511) 67,443 56,955 63,462 48,567 4,4103,4402,2002,080

36... 42,405 32,070 20,541 15,536 SAIL International... 975 975 975 975... 183 410 1 932... 109 202 252 691... 733 NEC... 54... 189... 143 181 477 NEC Management (1)... 131 3 167... 3 8... 49... 7... 989... 839... 62... 85 44,138 34,444 22,009 20,761 (1) NEC Purchasing Service, Ltd.

2. a.... a. 82 82 78 71 365 183 b. b. 62 63 66 65... 365183 c. c. 48 45 47 48... 365183 1.... 18.3% 20.6% 4.5% 3.0% 100.0% 2.... 6.6 5.0 5.3 9.8 11.7% 6.4% 6.4% 6.1% 4.2% 5.8% 3.6% 3.6% 3.8%2.7%

1.6 1.71.9 1.8 1.3 1.41.6 1.5 60% 60% 55% 59% 52% 62% 64% 65% 70% 65% 5% 710960570740500 1% 178,000 162,000 165,000 82,000 64,000

39 4,4103,4402,2002,080 4,7909,7407,2705,560 < > [2010]111

NEC 20 NEC 9 9 NEC 36 NEC

270 700 540160 1,380 4.29 (1) (2) (4) (3)(4) 11.15... 1,068.7 308.9 1,377.6 1.33 10.31 12.20... 1,068.7 338.6 1,407.3 1.36 10.54

(1) 1,091,348,000 14,272,0008,391,000 (2) 11.15 12.20 7.751 (3) 1,033,871,656 (4) 13.13 13.19 13.13 13.19

... 96,293 262,969 24,500... 77,143 203,951 24,500... 19,150 59,018... 42,756 63,000 63,000... 11,439 38,000 38,000... 8,873 13,000 13,000... 22,443 12,000 12,000... 139,049 325,969 87,500

11.68... 323,880,324 373,511,794 12.20... 338,611,297 390,452,387 11.15... 308,866,062 356,245,419 11.68 (i) 75%2.429 (ii) 20%6,480 (iii) 5%1,620

... 30,106 135,875 16,318... 12,722 39,297... 42,827 175,172 16,318

22,870,000 205,826,000

(a) (b) (c) (d) (e) (f)

(g) (h) (i) (j) (k) (l) (m) (n) (o)

(p) (i) (ii) (iii) (iv) (v) (A)

(B) (C) (D) (A) 10.08 10.08 (B) 10.07 (a)

(b) (a) 10.07(2) 3 12 (i) 10.07(2) 2155 (ii) (A) (a)

(b) (c) (a) (b) (d) (a) (b) (c) (a) (b) (c) (a) (b) (c) (B) (a) (i)

(ii) (iii) (i) (ii) (iv) (i) (ii) (iii) (i) (ii) (iii) (A) (B) (b) (a)(i) (a)(ii) (a)(iii) (c) (a)(i) (a)(ii) (a)(iii) (I) 155

(II) Sino-Alliance International, Ltd. 3,645 (C) NEC NEC (a) (i)

(ii) (iii) (i) (ii) (iv) (i) (ii) (iii) (i) (ii) (iii) (b) (a)(i) (a)(ii) (a)(iii) NEC (I) 155 (II)

3.0% 1.0%

11.68 2,080 3A.07

(a) (b)

(a) 22,870,000 (b) S 144A 205,826,000 22,870,000 10% 2.2%

11,435,00011,435,000 5 5 11,435,000 22,870,000 50% 18 4.2 15

22,870,000 10% 1550 68,608,000 30% 50100 91,478,000 40% 100 114,348,000 50%

12.20 12.20 205,826,000 90%

30 34,304,00015% 30

(i) (ii) (iii)(i) (ii)(iv) (v)(vi) (ii) (iii) (iv) (v) 30

34,304,000 15% 34,304,000 10.07(3) 12.2011.15 www.huahonggrace.com(www.hkexnews.hk)

10% www.huahonggrace.com (www.hkexnews.hk)

(a) (b) (c) (d) 155

1,000

1. www.hkeipo.hk 2. 18 S (i) (ii)

3. www.hkeipo.hk (i) 2 68

(ii)... 4-4A 284 G... 63 617-623 B 828... 298 C 239-247 & 247A B G37-40 199 2

4. (i) (ii) (iii) (iv) (v)

(vi) (vii) (viii) (ix) (x) (xi) (xii) (i) (ii) SS 902(h)(3) (xiii) (xiv)

(xv) (xvi) (xvii) (xviii) (xix)(i) (ii) 5. 2. www.hkeipo.hk

www.hkeipo.hk 24 40 40 6. 2979-7888 https://ip.ccass.com

199 2 (i) (ii)

1,0001,000 (1) (1) (1) (1) (1) (1) 24

40 40 7. (i) (ii) 8.

9. 1,000 1,000 www.hkeipo.hk

10. 11. www.huahonggrace.com www.hkexnews.hk www.huahonggrace.com www.hkexnews.hk 24 www.tricor.com.hk/ ipo/result 3691 8488

12. (i) 40 (ii)

(iii) (iv) 50% 13. 12.20

14. (i) (ii)

(i) 1,000,000 18322 1,000,000 (ii) 1,000,000 1,000,000

(iii) 1,000,000 18322 1,000,000 (iv)

11. 15.

1 22 II 2.1 II 2.1 II 1 II 1

3.340 2410

II 2.1

I.... 6 609,844 571,480 584,719 281,837 324,455... (459,172) (453,559) (459,270) (215,870) (231,937)... 150,672 117,921 125,449 65,967 92,518... 6 50,998 26,492 30,605 14,026 10,446... 1,322 944 2,095 1,585 412... (10,290) (8,831) (8,052) (3,868) (3,373)... (61,327) (55,097) (69,043) (35,089) (38,358)... (5,618) (448) (199) (190) (1,827)... 8 (19,168) (16,928) (16,479) (8,159) (6,539)... 3,619 6,437 4,503... 7 106,589 67,672 70,813 34,272 57,782... 11 (10,966) (7,993) (8,964) (3,884) (13,085)... 95,623 59,679 61,849 30,388 44,697... 12 83,881 59,679 61,849 30,388 44,697... 11,742 95,623 59,679 61,849 30,388 44,697... 13... 0.10 0.07 0.08 0.04 0.06... 0.10 0.07 0.08 0.04 0.06

... 95,623 59,679 61,849 30,388 44,697... 42,139 1,805 30,613 16,894 (9,568)... 42,139 1,805 30,613 16,894 (9,568)... 137,762 61,484 92,462 47,282 35,129... 125,668 61,484 92,462 47,282 35,129... 12,094 137,762 61,484 92,462 47,282 35,129

... 14 703,178 615,479 579,304 571,964... 15 181,911 183,301 191,098 189,773... 16 28,819 24,955 25,004 24,419... 17 47,944 37,641 22,838 14,272... 19 22,246 36,639 45,115 41,261... 20 55,548 167,051 172,219 229,245... 2,394 1,256 1,056 5,595... 30 15,592 15,218 7,197 8,391... 1,057,632 1,081,540 1,043,831 1,084,920... 21 105,670 97,586 99,229 81,353... 22 91,107 105,158 105,525 126,437... 23 4,789 7,456 7,193 5,134... 36(d) 47,887 97,377 72,722 55,638... 24 35,339 687 2,072 15,368... 24 329,738 218,170 317,045 298,136... 614,530 526,434 603,786 582,066... 25 53,674 57,299 60,227 62,287... 26 56,549 56,782 65,649 78,546... 27 163,742 99,750 101,513 100,980... 29 67,443 56,955 63,462 48,567... 36(d) 44,138 34,444 22,009 20,761... 6,918 9,053 10,999 12,718... 392,464 314,283 323,859 323,859... 222,066 212,151 279,927 258,207

... 1,279,698 1,293,691 1,323,758 1,343,127... 27 366,400 317,981 265,012 244,777... 30 11,025 11,953 2,527 7,002... 377,425 329,934 267,539 251,779... 902,273 963,757 1,056,219 1,091,348... 31 8,052 8,052 8,052 1,229,996... 33 894,221 955,705 1,048,167 (138,648) 902,273 963,757 1,056,219 1,091,348...... 902,273 963,757 1,056,219 1,091,348

# 31 33 32 33 33 33... 5,705 563,291 1,043 1,275,865 46,224 63,822 (1,404,947) 135,051 686,054 49,998 736,052... 83,881 83,881 11,742 95,623... 41,787 41,787 352 42,139... 83,881 41,787 125,668 12,094 137,762 31... 2,917 690,083 (693,000) 35,435 25,427 1,230 62,092 (62,092)... (570) (31,430) (32,000) (32,000)... 20,868 (868) 20,000 20,000... (1,043) 41,761 40,718 40,718... (259) (259) (259)... 8,052 1,221,944* * 645,494* 45,097* 99,257*(1,295,639)* 178,068* 902,273 902,273 #

31 33 32 33 33 33 33... 8,052 1,221,944 645,494 45,097 99,257 (1,295,639) 178,068 902,273... 59,679 59,679... 1,805 1,805... 59,679 1,805 61,484... 8,052 1,221,944* * 645,494* 45,097* 99,257* (1,235,960)* 179,873* 963,757... 61,849 61,849... 30,613 30,613... 61,849 30,613 92,462... 2,416 (2,416)... 8,052 1,221,944* * 645,494* 45,097* 99,257* 2,416* (1,176,527)* 210,486* 1,056,219

31 33 32 33 33 33 33... 8,052 1,221,944 645,494 45,097 99,257 2,416 (1,176,527) 210,486 1,056,219... 44,697 44,697... (9,568) (9,568)... 44,697 (9,568) 35,129 33(a)(i))... 1,221,944 (1,221,944)... 4,614 (4,614)... 1,229,996 * * 645,494* 45,097* 99,257* 7,030* (1,136,444)* 200,918* 1,091,348... 8,052 1,221,944 645,494 45,097 99,257 (1,235,960) 179,873 963,757... 30,388 30,388... 16,894 16,894... 30,388 16,894 47,282... 8,052 1,221,944 645,494 45,097 99,257 (1,205,572) 196,767 1,011,039 * 894,221,000 955,705,000 1,048,167,000 (138,648)

... 106,589 67,672 70,813 34,272 57,782... 8 19,168 16,928 16,479 8,159 6,539... (3,619) (6,437) (4,503)... 6 (4,318) (4,263) (8,226) (3,052) (2,044)... 6 (7,240) (4,145) (795) (200)... 14 132,285 125,320 87,514 52,448 33,528... 15 (1,322) (944) (2,095) (1,585) (412)... 2,532 85 3,362 1,495 1,154... 22 510 6... 14 5,416... 17 18,996 18,496 18,339 8,736 9,264... 16 917 786 711 361 360 273,533 216,322 179,665 100,834 101,468

... (8,312) 7,999 (5,005) (729) 16,722... 23,891 (14,057) (367) (16,546) (20,912)... 6,799 (2,733) 285 (229) 2,053... (30,302) (17,671) 18,884 8,242 (7,406)... 4,285 240 (1,385) 109 (3,296)... (13,737) 3,625 2,928 (1,782) 2,060... (5,379) 87 5,296 (10,063) 2,662... (8,865) (10,639) 4,670 5,826 (14,384)... (9,534) (9,694) (12,435) (3,031) (2,962)... 232,379 173,479 192,536 82,631 76,005... (4,547) (8,302) (8,398) (8,121)... 232,379 168,932 184,234 74,233 67,884... 4,318 4,263 8,226 3,052 2,044... 8,163... (89,190) (51,358) (32,201) (5,113) (28,855)

... (5,712) (8,088) (2,615) (1,670) (867)... 43,272 16,631 44 29... (28,939) (13,824).. (31,819) (24,500) (24,069).. 31,504 24,490... (111,231) (57,145)... 13,040 11,454 2,788 712 3,080... (34,412) 34,412 (10,000)... (97,623) (149,560) (16,754) (27,088) (59,061)... (18,523) (17,165) (16,479) (8,159) (6,539)... 40,718... 5,030 51,032 45,038 44,744... (100,611) (95,511) (100,618) (19,255) (19,592)... (69,000)... (32,000)... (1,344)

... (106,730) (130,644) (72,059) 17,330 (26,131)... 28,026 (111,272) 95,421 64,475 (17,308)... 309,851 329,738 218,170 218,170 317,045... (8,139) (296) 3,454 2,633 (1,601)... 24 329,738 218,170 317,045 285,278 298,136... 24 151,291 115,887 185,831 105,153 153,992... 178,447 102,283 131,214 180,125 144,144... 24 329,738 218,170 317,045 285,278 298,136... 329,738 218,170 317,045 285,278 298,136

... 18 1,229,996 1,229,996 1,229,996 1,229,996... 1,229,996 1,229,996 1,229,996 1,229,996... 23 972 6,295... 36(d) 1,035 1,036 998 998... 24 1,904 352 6,989 11,770... 2,939 1,388 8,959 19,063... 37 1,649... 28 68,260... 36(d) 4,281 71,729 79,291 88,723... 72,541 71,729 79,328 90,372... 69,602 70,341 70,369 71,309... 1,160,394 1,159,655 1,159,627 1,158,687... 1,160,394 1,159,655 1,159,627 1,158,687... 31 8,052 8,052 8,052 1,229,996... 33 1,152,342 1,151,603 1,151,575 (71,309)... 1,160,394 1,159,655 1,159,627 1,158,687

II. 1. 137 3701-3710 15,000,000 0.01 1,500,000,0000.01 Harefield LimitedHarefield LimitedHua Hong International, Inc. NECNEC NEC NEC Shanghai Hua Hong International, Inc. (61.42%) NEC Corporation(17.36% Newport Fab LLC (10%) (11.22%)) 570,499,999NEC NEC NEC Grace Semiconductor Manufacturing CorporationGrace Cayman291,725,656 Grace Cayman 100% Grace CaymanGrace Cayman 50,00050,0001.00 1 Grace Cayman

Grace Semiconductor 0.001 100% Manufacturing Corporation Grace Cayman(1)... NEC 862,080 100% NEC(2)... 900,000 100% (3)... 100% 5,865,538 (4)... 100% 41,385 (5)... Global Synergy 10 100% Technology Limited GST(6)... HHGrace Semiconductor 100% USA Inc. (1)... HHGrace Semiconductor 10,000 100% Japan Co., Ltd. (1)... Grace Semiconductor 25 100% Germany GmbH (1)*... 50% 548,000 (7)... *

(1) (2) (3) (4) (5) (6) Bernard NG (7) 2.1 5

2.2 2.1 ( i ) (ii)(iii)(i) (ii)(iii)

3. 9 4 14 2 19 19 1 15 3 11 11 2 16 38 1638 2 16 16 41 41 2 27 27 2 1 1 1 2 3 4

4.1 (a) (b) (c) 5 20%

5 1 2

3 (a) (i) (ii)

(iii) (b) (i) (ii) (iii) (iv) (v) (vi) (a) (vii) (a)(i) 5

............... 25 5 10 5 5 5

39 (a) (b)

(a) (b)

(a) (b) (c) (d) (e) 32

4.2 (a) (1) (2) (3) (b) (c)

(a) (b) (c) (a) (b)

(c) 181,911,000 183,301,000 191,098,000 189,773,000 15 5.... 295,381 277,157 291,414 137,668 176,986... 218,747 178,576 146,458 77,205 66,412... 46,657 62,028 51,500 29,288 32,471... 39,239 32,305 53,154 22,223 20,020... 9,820 21,414 42,193 15,453 28,566 609,844 571,480 584,719 281,837 324,455 72,383,000 10% 59,264,000 10%

10% 6.... 609,844 571,480 584,719 281,837 324,455... 11,482 11,930 12,952 6,373 6,595... 4,318 4,263 8,226 3,052 2,044... 7,907 1,178 550 61... 1,027 1,399 808 81 145... 686 1,487 656 830... 989 1,320 536 420 632 25,723 20,776 24,559 10,643 10,246... 7,240 4,145 795 200... 18,035 1,571 5,251 3,383 25,275 5,716 6,046 3,383 200 50,998 26,492 30,605 14,026 10,446

7.... 482,326 473,874 469,930 221,266 240,196.. 29 (23,154) (20,315) (10,660) (5,396) (8,259) 459,172 453,559 459,270 215,870 231,937... 14 132,285 125,320 87,514 52,448 33,528... 16 917 786 711 361 360... 17 18,996 18,496 18,339 8,736 9,264... 30,849 30,159 30,259 14,603 17,668.. 29 (22,936) (20,374) (4,566) (2,401) (3,846) 7,913 9,785 25,693 12,202 13,822... 4,494 2,822 2,025 1,158 1,653... 255 199 339 170 261 9... 87,701 92,846 98,480 43,849 57,682... 9,668 10,565 10,506 5,608 7,632 97,369 103,411 108,986 49,457 65,314... (11,482) (11,930) (12,952) (6,373) (6,595)... (7,907) (1,178) (550) (61)... (18,035) (1,571) (5,251) (3,383) 1,735... 510 6... 2,532 85 3,362 1,495 1,154... (1,322) (944) (2,095) (1,585) (412)

8.... 18,523 17,905 16,479 8,159 6,539... 1,344... 19,867 17,905 16,479 8,159 6,539... (699) (977) 19,168 16,928 16,479 8,159 6,539 9....... 130 163 86 77... 111 97... 5 6 3 3 246 266 89 80

(a) (b) Ellwanger Russell Ganesh Moorthy 130,000 111,000 5,000

Ganesh Moorthy 163,000 97,0006,000 Ganesh Moorthy 86,000 3,000

Ganesh Moorthy Yuchan Ma 77,000 3,000 10. 0 1 1 1 0 9 5 4 4 4 5... 932 863 893 450 643... 76 60 36 5... 131... 15 12 15 7 11 1,023 935 944 457 790

1,000,000... 2 1,000,001 1,500,000... 2 1 1 2 4 1,500,001 2,000,000... 2 1 1 1 2,000,001 2,500,000... 1 2 2 5 4 4 4 5 11. 16.5% 25% NEC 15% 0.25µm 15%

25% 25% 34% 34%8.84% 30% 30% 25.5% 25.5% 25% --... 5,047 6,682 10,226 3,369 9,831 --... 9 22 7 8 30... 5,910 1,311 (1,284) 508 3,246 10,966 7,993 8,964 3,884 13,085

... 106,589 67,672 70,813 34,272 57,782... 26,647 16,918 17,703 8,568 14,444... (9,211) (5,416) (6,077) (2,739) (5,709)... 41 (179) (179) (50)... (543) (966) (675)... (277) (9)... 417 483 596 338 256... (7,461) (4,223) (3,352) (1,705) 15... 5 5 131... 3,703 185 (517) (404) 223... (2,207) 748 (223)... (645) (191) (200) 10%... 2,174 4,450... 10,966 7,993 8,964 3,884 13,085

1,247,000 2,166,000624,000 12. 1,675,000739,00028,00031,000 940,00033(b) 13. 833,701,000805,176,000805,176,000805,176,000 805,176,000

... 83,881 59,679 61,849 30,388 44,697... 1,794 83,881 61,473 61,849 30,388 44,697... 833,701 805,176 805,176 805,176 805,176... 386 34,858 834,087 840,034 805,176 805,176 805,176

14.... 275,830 3,223,572 25,335 2,985 111,834 3,639,556... (94,820) (2,759,121) (20,321) (2,081) (9,461) (2,885,804)... 181,010 464,451 5,014 904 102,373 753,752... 181,010 464,451 5,014 904 102,373 753,752... 1,362 54 70,555 71,971... (72) (57) (20,986) (21,115)... 119 50,291 200 230 (50,840)... (5,416) (5,416)... (9,086) (120,826) (2,031) (342) (132,285)... 9,016 21,920 235 43 5,057 36,271... 181,059 415,836 4,708 832 100,743 703,178... 290,037 3,439,754 27,876 2,728 116,243 3,876,638... (108,978) (3,023,918) (23,168) (1,896) (15,500) (3,173,460)... 181,059 415,836 4,708 832 100,743 703,178

... 290,037 3,439,754 27,876 2,728 116,243 3,876,638... (108,978) (3,023,918) (23,168) (1,896) (15,500) (3,173,460)... 181,059 415,836 4,708 832 100,743 703,178... 181,059 415,836 4,708 832 100,743 703,178... 42,165 42,165... (8) (233) (74) (2) (5,837) (6,154)... 123 36,674 1,329 468 (38,594)... (11,077) (112,382) (1,561) (300) (125,320)... 430 926 8 2 244 1,610... 170,527 340,821 4,410 1,000 98,721 615,479... 290,864 3,483,070 28,841 3,193 114,258 3,920,226... (120,337) (3,142,249) (24,431) (2,193) (15,537) (3,304,747)... 170,527 340,821 4,410 1,000 98,721 615,479

... 290,864 3,483,070 28,841 3,193 114,258 3,920,226... (120,337) (3,142,249) (24,431) (2,193) (15,537) (3,304,747)... 170,527 340,821 4,410 1,000 98,721 615,479... 170,527 340,821 4,410 1,000 98,721 615,479... 433 13 32,739 33,185... (32) (12) (44)... 25,428 34,880 775 (61,083)... (11,937) (73,880) (1,406) (291) (87,514)... 5,484 9,947 124 28 2,615 18,198... 189,502 312,169 3,904 737 72,992 579,304... 325,683 3,625,942 30,508 3,291 89,010 4,074,434... (136,181) (3,313,773) (26,604) (2,554) (16,018) (3,495,130)... 189,502 312,169 3,904 737 72,992 579,304

... 325,683 3,625,942 30,508 3,291 89,010 4,074,434... (136,181) (3,313,773) (26,604) (2,554) (16,018) (3,495,130)... 189,502 312,169 3,904 737 72,992 579,304... 189,502 312,169 3,904 737 72,992 579,304... 7 31,464 31,471... (6) (23) (29)... 1,494 27,667 1,350 2,284 (32,795)... (6,112) (26,425) (646) (117) (228) (33,528)... (1,701) (2,842) (38) (7) (9) (657) (5,254)... 183,183 310,563 4,554 613 2,047 71,004 571,964... 324,211 3,620,438 31,104 3,262 2,274 86,876 4,068,165... (141,028) (3,309,875) (26,550) (2,649) (227) (15,872) (3,496,201)... 183,183 310,563 4,554 613 2,047 71,004 571,964 368,724,000 384,567,000 456,687,000 448,469,000 27

15.... 171,782 181,911 183,301 191,098... 1,322 944 2,095 412... 8,807 446 5,702 (1,737)... 181,911 183,301 191,098 189,773 36(b) 27

31 23... 14 3.0% 5.0% 6.0% 1,839... 14 3.5% 5.0% 6.0% 1,978... 12 7.0% 7.5% 5.0%... 11 7.0% 7.5% 5.0%

16.... 36,524 29,585 25,655 25,726... (7,670) (3,210)... (917) (786) (711) (360)... 1,648 66 782 (231)... 29,585 25,655 25,726 25,135... (766) (700) (722) (716)... 28,819 24,955 25,004 24,419

26,307,000 25,655,000 25,726,000 25,135,000 27 17.... 261,475 82,123 343,598... (227,767) (57,255) (285,022)... 33,708 24,868 58,576... 33,708 24,868 58,576... 5,712 5,712... (10,962) (8,034) (18,996)... 1,441 1,211 2,652... 24,187 23,757 47,944... 274,828 92,174 367,002... (250,641) (68,417) (319,058)... 24,187 23,757 47,944... 24,187 23,757 47,944... 8,088 8,088... (10,514) (7,982) (18,496)... 48 57 105... 13,721 23,920 37,641

... 275,503 100,497 376,000... (261,782) (76,577) (338,359)... 13,721 23,920 37,641... 13,721 23,920 37,641... 2,615 2,615... (11,281) (7,058) (18,339)... 250 671 921... 2,690 20,148 22,838... 284,025 106,261 390,286... (281,335) (86,113) (367,448)... 2,690 20,148 22,838... 2,690 20,148 22,838... 867 867... (2,677) (6,587) (9,264)... (13) (156) (169)... 14,272 14,272... 281,444 106,060 387,504... (281,444) (91,788) (373,232)... 14,272 14,272 14,651,000 16,001,000 11,383,000 11,550,000 27

18.... 1,229,996 1,229,996 1,229,996 1,229,996... 1,229,996 1,229,996 1,229,996 1,229,996 19.... 22,246 36,639 45,115 38,616... 548,000 50% 1 40% 50%

... 23,529 166,950 240,273 204,227... 24,690 11 14 28,969... (3,727) (93,683) (87,751) (68,460)... (62,306) (82,214)... 44,492 73,278 90,230 82,522... 44,492 73,278 90,230 82,522... 50% 50% 50% 50%... 22,246 36,639 45,115 41,261... 22,246 36,639 45,115 41,261... 8 18,556 34,755 10,185... (5) 7,238 12,873 3,691...... (5) 7,238 12,873 3,691... (8,163) 20.... 55,548 167,051 172,219 229,245

21.... 47,485 39,508 39,283 40,983... 48,677 34,745 43,276 31,178... 19,995 27,211 23,910 17,516 116,157 101,464 106,469 89,677... (10,487) (3,878) (7,240) (8,324) 105,670 97,586 99,229 81,353 22.... 62,923 90,950 88,778 93,561... 29,988 16,022 18,612 34,725 92,911 106,972 107,390 128,286... (1,804) (1,814) (1,865) (1,849) 91,107 105,158 105,525 126,437 30 45 60

90... 55,080 76,145 79,768 87,091 90180... 5,830 12,194 6,686 3,986 180... 209 797 459 635 61,119 89,136 86,913 91,712... 1,239 1,804 1,814 1,865 7... 510 6... (5)... 60 4 51 (16) 1,804 1,814 1,865 1,849 1,804,000 1,814,000 1,865,000 1,849,000 1,804,000 1,814,000 1,865,000 1,849,000

... 53,007 60,817 67,516 69,548 1... 4,472 18,803 12,324 18,377 1 3... 2,681 7,042 5,497 3,034 4 6... 908 1,940 1,331 724 7 12... 51 534 245 29 61,119 89,136 86,913 91,712 23.... 1,312 2,339 2,284 2,475... 2,711 4,417 4,187 1,943 16... 766 700 722 716 4,789 7,456 7,193 5,134... 972 6,295

24.... 151,291 115,887 185,831 153,992... 213,786 102,970 133,286 159,512 365,077 218,857 319,117 313,504... (927) (687) (2,072) (5,368)... (34,412)... (10,000) (35,339) (687) (2,072) (15,368)... 329,738 218,170 317,045 298,136... 1,904 352 6,989 11,770 264,010,000 180,761,000 262,024,000 213,420,000

927,000 687,000 2,072,000 5,368,000 34,412,000 10,000,000 25. 30... 30,646 33,470 34,388 43,254 3190... 14,596 16,881 17,274 12,389 91180... 3,198 2,728 2,428 2,459 181365... 985 1,237 1,719 1,068 1... 4,249 2,983 4,418 3,117 53,674 57,299 60,227 62,287 3060

26.... 31,255 27,099 39,906 49,206... 12,365 12,724 11,741 13,713... 12,337 16,148 13,409 15,121... 592 811 593 506 56,549 56,782 65,649 78,546 27. (%)... 1.7-6.6 95,482 28... 2.5-2.9 68,260 163,742... 1.7-6.6 366,400 530,142 (%)... 2.1-7.1 99,750... 2.1-7.1 317,981 417,731

(%)... 2.0-7.1 101,513... 2.0-7.1 265,012 366,525 (%)... 2.0-6.6 100,980... 2.0-6.6 244,777 345,757... 95,482 99,750 101,513 100,980... 61,521 74,478 81,831 61,973... 184,563 184,701 183,181 182,804... 120,316 58,802 461,882 417,731 366,525 345,757... 68,260 530,142 417,731 366,525 345,757

23,532,000 39,255,000 58,764,000 58,230,000 96,490,000 108,566,000 80,602,000 60,367,000... 14 368,724 384,567 456,687 448,469... 15 181,911 183,301 191,098 189,773... 16 26,307 25,655 25,726 25,135... 17 14,651 16,001 11,383 11,550 591,593 609,524 684,894 674,927 36.23%

28. Grace Cayman Sino-Alliance International Ltd.SAIL International89,000,000 1.8% 0.09 20,000,0000.10 200,000,000 Grace Cayman 31(ii) 69,000,000 Grace Cayman SAIL International69,000,000 1.8% 46,949,066 69,000,000

29.... 72,816 67,443 56,955 63,462... 69,356 48,412 28,851 801. (19,091) (6,908) (6,167)... 7 (23,154) (20,315) (10,660) (8,259)... 7 (22,936) (20,374) (4,566) (3,846)... (13,040) (11,454) (2,788) (3,080)... 3,492 151 1,837 (511) 67,443 56,955 63,462 48,567

30.... 8,991 282 9,273 11... 1,426 (199) 1,227... 495 30 525... 10,912 113 11,025 11... 1,013 (113) 900... 28 28... 11,953 11,953 11... (12,135) 314 2,174 (9,647)... 182 5 34 221... 319 2,208 2,527 11... 62 4,450 4,512... (3) (34) (37)... 378 6,624 7,002 10%

10%... 12,253 7,150 19,403 11... 861 1,275 366 (7,185) (4,683)... 648 33 9 182 872... 13,762 1,308 375 147 15,592 11... 565 (940) 7 (43) (411)... 34 2 1 37... 14,361 370 383 104 15,218 11... (14,579) 975 5,279 (38) (8,363)... 218 27 95 2 342... 1,372 5,757 68 7,197 11... 173 1,108 (15) 1,266... (14) (57) (1) (72)... 1,531 6,808 52 8,391

588,000 416,000 272,000 208,000... 186,256 158,103 5 136... 466,315 467,282 455,102 447,536 652,571 625,385 455,107 447,672 31. (v) 0.01 (vi)... 1,500,000 1,500,000 1,500,000 (i)... 570,500 805,176 805,176 805,176 (ii)... 291,726 (iii)... (57,050)... 805,176 805,176 805,176 805,176

(v) 0.01 (vi)... 15,000 15,000 15,000 (i)... 5,705 8,052 8,052 8,052 (ii)... 2,917 (iii)... (570) (iv)... 1,221,944... 8,052 8,052 8,052 1,229,996 (i) 15,000,0001,500,000,000 0.01Harefield Limited 0.01 Hua Hong International, lnc. 1 NEC570,499,999 NEC 100% 570,500,000 (ii) Grace Semiconductor Manufacturing CorporationGrace Cayman 291,725,656 Grace Cayman 100% Grace Cayman 11 Grace Cayman (iii) 32,000,000 Newport Fab LLC 57,050,000 (iv) 62211 37

(v) 622 (vi) 622 135 32. (1) Grace Cayman Grace Cayman Grace Cayman Grace CaymanGrace Cayman 25,000,000 50% 50% (2) Grace Cayman 77,114,218 Grace Cayman 300 (i) (ii)0.3413 190 Grace Cayman33% Grace Cayman33%

Grace Cayman34% Grace Cayman 5% 33% 33% 34% Grace Cayman 0% 2.667%0.03413 Grace Cayman Grace Cayman 0.09 178,316,648 Grace Cayman0.3413 29,401,190 Grace Cayman Grace Cayman 33. (a) i. 31(i)NEC568,996,000 NEC 5,705,000 563,291,000 31(ii) Grace Cayman693,000,000 Grace Cayman2,917,000 690,083,000

31(iii) 32,000,000 Newport Fab LLC 57,050,000 31,430,000 31(iv) ii. 31(i) (ii)) 325,084,000 31(i) NECGrace Cayman 950,781,000 60,718,000 Grace Cayman 40,718,00020,000,000 31(ii)Grace Cayman 693,000,000 iii. 5,016,000 1,912,00039,296,000 iv. (1) (2) (3) 10% 50%

(b) (a).. 563,291 (3,017) 560,274... 1,675 1,675... 690,083 690,083 Grace Cayman... (68,260) (68,260)... (31,430) (31,430)... 1,221,944 (68,260) (1,342) 1,152,342... (739) (739)... 1,221,944 (68,260) (2,081) 1,151,603... (28) (28)... 1,221,944 (68,260) (2,109) 1,151,575... (1,221,944) (1,221,944)... (940) (940)... (68,260) (3,049) (71,309)... 1,221,944 (68,260) (2,081) 1,151,603... (31) (31)... 1,221,944 (68,260) (2,112) 1,151,572 34. (a) 15 20

... 12,383 12,413 12,797 12,681.. 49,532 49,653 51,189 50,724... 163,043 151,029 142,904 135,265 224,958 213,095 206,890 198,670 39,476,000 27,738,000 16,094,000 9,649,000 (b)... 397 1,004 350 1,189... 86 106 6,563... 24,611 483 1,110 350 32,363 4,102,000

35. 34(b)... 5,842 3,473 16,405 31,142... 166,642 55,684 57,406 36. (a) NEC CorporationNEC NEC Management Partner, Ltd.* NEC Management NEC

Sino-Alliance International Ltd. SAIL International * NEC Management NEC Purchasing Service, Ltd.

(b) (1)... 58,625 59,264 41,718 19,781 25,609... 21,327 14,851 8,679 5,319 6,648... 8,434 6,216 5,704 1,561 2,241... 2,418 322 810 401 486 #... 2,150 4,111 6,917 2,603 6,272... 205 442 1,254 12 2,627... 45... 650 #... 168... 1 (2)... 3,990 2,577 2,563 1,179 1,773... 2,197 1,442 1,652 954 1,446 #... 741 743 559 274 174... 3 8 NEC Management #... 475 380... 156 146 (3)... 686 1,487 656 #... 23 830... 33 1,041 133 131 (5) #... 7,413 9 9 7 7... 100 228 #... 18 11 11 11 21... 2,260 #... 55 32 #... 102

(3) #... 11,482 11,930 12,952 6,373 6,595 (5) Hua Hong Real Estate #... 1,041 (4)... 10,040 15,147 19,105 8,754 11,752 (1)... 34,161 19,763... 16,067... 31,819 24,500 24,069... 223 2,965 1,428 323 (1) (2) (3) (4) (5) # A

(c) NEC NEC 9 NEC (d) 1,050 (e)... 32,459 24,643... 26,603 48,193 30,068 32,787... 16,901 9,884 4,671 6,972... 2,291 3,692 4,152 4,998... 830 1,706 2,500 5,276... 664 792 1,056 1,268... 543 601 127 141... 55 50 329... 5,176 4,097... 99 47,887 97,377 72,722 55,638

... 42,405 32,070 20,541 15,536 SAIL International... 975 975 975 975... 183 410 1 932... 109 202 252 691... 733 NEC... 54... 189... 143 181 477 NEC Management... 131 3 167... 3 8... 49... 7... 989... 839... 62... 85 44,138 34,444 22,009 20,761 NEC... 1,035 1,036... 998 998 1,035 1,036 998 998 NEC... 4,281 2,729 Grace Cayman... 69,000 69,000 69,000... 10,291 18,869 GST... 854 4,281 71,729 79,291 88,723

(f)... 1,610 1,785 1,956 830 1,108... 24 27 33 15 20... 1,634 1,812 1,989 845 1,128 9 37.... 91,107 105,158 105,525 126,437 23... 1,312 2,339 2,284 2,475... 47,887 97,377 72,722 55,638... 35,339 687 2,072 15,368... 329,738 218,170 317,045 298,136 505,383 423,731 499,648 498,054

... 55,548 167,051 172,219 229,245... 53,674 57,299 60,227 62,287 26... 44,184 44,058 53,908 64,833... 530,142 417,731 366,525 345,757... 44,138 34,444 22,009 20,761 672,138 553,532 502,669 493,638... 972 6,295... 1,035 1,036 998 998... 1,904 352 6,989 11,770 2,939 1,388 8,959 19,063

... 37 1,649... 68,260... 4,281 71,729 79,291 88,723 72,541 71,729 79,328 90,372 38. 39.

%... +1 (178)... -1 178... +1 (162)... -1 162... +1 (165)... -1 165... +1 (64)... -1 64 60% 60% 55% 52% 62% 64% 65% 65%

%... +5 7,067... -5 (7,067)... +5 9,571... -5 (9,571)... +5 5,735... -5 (5,735)... +5 4,973... -5 (4,973)

... 13,205 140,735 282,494 127,232 563,666... 8,432 45,242 53,674... 44,184 44,184... 44,138 44,138 96,754 58,447 140,735 282,494 127,232 705,662... 3,838 110,124 286,392 60,020 460,374... 6,948 50,351 57,299... 44,058 44,058... 34,444 34,444 85,450 54,189 110,124 286,392 60,020 596,175... 3,303 110,262 282,668 396,233... 8,565 51,662 60,227... 53,908 53,908... 22,009 22,009 84,482 54,965 110,262 282,668 532,377

... 3,009 107,792 258,135 368,936... 12,712 49,575 62,287... 64,833 64,833... 20,761 20,761 98,306 52,584 107,792 258,135 516,817... 68,260 68,260... 4,281 4,281 4,281 68,260 72,541... 71,729 71,729... 37 37... 79,291 79,291 79,328 79,328

... 1,649 1,649... 88,723 88,723 90,372 90,372... 53,674 57,299 60,227 62,287... 44,184 44,058 53,908 64,833... 530,142 417,731 366,525 345,757... 44,138 34,444 22,009 20,761... (329,738) (218,170) (317,045) (298,136)... 342,400 335,362 185,624 195,502... 902,273 963,757 1,056,219 1,091,348... 1,244,673 1,299,119 1,241,843 1,286,850... 27.51% 25.81% 14.95% 15.19% 40.

III.

A. 4.29 (1) (2) (4) (3)(4) 11.15... 1,068.7 308.9 1,377.6 1.33 10.31 12.20... 1,068.7 338.6 1,407.3 1.36 10.54 (1) 1,091,348,000 14,272,0008,391,000

(2) 11.15 12.20 7.751 (3) 1,033,871,656 (4)

B. 1 22 1 2 (A)1 4 4.29 7 4.29(7)

3420 4.29 7

(a) (b) (c) 4.29(1)

1 37 3701-10 MRICS MHKIS RPS (GP) 20

818 11 9 2 94,864.43 5 23 1,168,450,000 100% 1,168,450,000 1. 2 2. (2005) 091059 192,922.79912 240,88850 3. (2011) FA310115201194074,536.132 4. 11ZJPD0059D013101152011071916014,536.132 5. 2013PD0190 2

6. 9 91,512.11 20 75,501,616.52 * 100% 1% 7. 2 2 2 20 115,128.93 2 3,352.32 85,290.721,183.81 8. 2 13,041,000 9. 2.02.5 0.761.0 7.5% 7.0% 8.0% 10. 2201014012989 201014012990 240,888 192,922.7912 9 335,160,000 747,000,000 11. a. b. 8 2 c. d. e.

1 (i) (ii) 2 170 (a) (b) (c) 1 52 2 8

(d) (e) (f) (g) (i) (ii) (h) 3 4 5 6 3 47 4 9 5 51 6 14

7 (a) (b) (c) (d) (e) 9 10 7 36 9 38 10 42

11 (a) (b) 12 11 53 12 56

13 14 15 16 17 18 13 57 14 72 15 78 16 78 17 87 18 71

19 20 21 22 23 19 89 20 101 21 107108 22 111 23 112

24 25 24 91 25 119

(i) (ii) (iii) (iv) (v) (vi) 26 26 120

27 28 29 27 118(c) 28 141 29 144

30 (a) (b) 31 32 33 30 145 31 150 32 146 33 149

34 35 34 176(a) 35 177

A. 1. 137 3701-10 2. 15,000,0001,500,000,000 0.01 622 135 0.01 Harefield Limited 570,499,999 0.01 NEC Newport Fab LLC 350,401,099 99,038,80057,050,00064,010,100 570,500,000 Newport Fab LLC 3,200513,450,000 291,725,656 11,010,635 (1) 0.01 Grace Cayman 805,175,656 (1) Sino-Alliance International, Ltd. 3,645

1,033,871,656 3. (1) 58.7 (2) Grace Cayman 10,00010,0001.00 (3) HHGrace USA Grace Cayman HHGrace USA HHGrace USA 10,000 (4) HHGrace Japan Grace Cayman HHGrace Japan HHGrace Japan 10,000,000200

(5) (6) NEC NECNEC (7) Grace Semiconductor Germany GmbH Grace Semiconductor Germany GmbH 4. (a) (i) (ii) (iii) (b)

20% (c) 10% (d) (b) (c) 10% (e) (i) (ii) (b) (c) (d) (1)

(2) (3) 5. (1) (i) 10% (ii) (iii)

(2) (3) (4) 26

B. 1. (a) (b) (c) (d) (e) (f) (g) NEC NEC 124,374,952.70 1,500 Cypress Semiconductor Technology Ltd. Cypress Semiconductor Technology Ltd.1,000 2. (1) 9 ( 5927652

(2) 9 14241227 DNA (3) 9 303013532 DVD 40 303013604

42 303013596 (4) 9 303085894 DNA 40 42

(5) 9 303085911 DNA 40 42

(6) 9 303085920 DNA 40 42

gracesemi.com... hhgrace.com... hhnec.com... huajie-tech.com... huahonggrace.com... US8,693,243 US8,659,971 US8,546,217 LDMOS US8,698,237 US8169834B2 US8184490B2 US8222114B2

US8289118B2 US8378457B2 BiCMOS US8421185B2 PNP US8440529B2 BiCMOS US8476728B2 PIN BiCMOS US8502349B2 PN US8653586B2 HBT US8759880B2 CMOS 13/917,156 13/963,361 14/032,925

14/041,887 14/108,860 SOI 14/134,432 14/156,865 SOI 14/160,075 LDMOS 13/947,604 LDMOS 13/970,050 14/019,159 14/082,758 LDMOS 14/147,484

C. 1. 2. 246,000 266,000 80,000 9 10 210

D. 1. (a) XV XV78 352 (b) XV23 (a) XV23 10%

(1)... 350,401,100 43.52% (1)... 350,401,100 43.52% (1)... 350,401,100 43.52% (2)... 558,757,039 69.40% (3) Sino-Alliance International, 173,436,585 21.55% Ltd. (2)... NEC... 99,038,800 12.30%... 64,010,100 7.95%... 64,010,100 7.95% (1) 47.08% 47.08%XV (2) XV 25.88% 173,436,585Sino-Alliance International, Ltd. 3,645 (3) (1) (2) 43.52% 25.88%

2. (a) XV23 10% (b) XV XV78 352 (c) (d) (e) (i) (ii) (f) 5%

E. 1. 2. 0.1% 0.2% 3. 4. 5. B.1.(b) 6.

7. 50,750 8. 500,000 9. 10. 44A 44B 11. (1) (a) (b) (c) (d)

(e) (f) (g) (2) 12.... 14 56 79...... IBS...... 13. IBS

14. 32L 4 15.

1. (a) (b) E. (c) B. 2. 14 15 23 (a) (b) (c) (d) (e) B. (f) C.

(g) E. (h)