2016 6 30

2016 2016 6 30

1 1.1 2016 8 26 2016 1 1 6 30 1

1.2 1...1 1.1...1 2...4 2.1...4 2.2...4 2.3...5 2.4...5 2.5...5 3...6 3.1...6 3.2...7 4...10 4.1...10 4.2... 11 4.3...12 4.4...12 4.5...13 4.6...13 4.7...13 4.8...13 5...14 5.1...14 5.2...14 5.3...14 6...15 6.1...15 6.2...17 6.3...19 6.4...20 7...36 7.1...36 7.2...37 7.3...38 7.4...42 7.5...44 7.6...44 7.7...44 7.8...44 7.9...44 7.10...44 7.11...45 7.12...45 8...46 8.1...46 8.2...46 2

8.3...46 9...47 10...48 10.1...48 10.2...48 10.3...48 10.4...48 10.5...48 10.6...48 10.7...49 10.8...50 11...51 12...52 12.1...52 12.2...52 12.3...52 13...53 3

2 2.1 377530 377530 2010 1 28 820,672,304.15 A H 377530 960006 819,789,161.93 883,142.22 2.2 30080% 20% 4

2.3 021-38794888 0755-83199084 services@cifm.com yan_zhang@cmbchina.com 400-889-4888 95555 021-20628400 0755-83195201 99 20 7088 99 20 200120 518040 7088 2.4 http://www.cifm.com 2.5 99 20 5

3 3.1 3.1.1 2016 1 12016 6 30 A H -316,662,588.68-36,781.09-464,473,657.38 71,815.69-0.4975 0.1859-28.19% 10.45% -16.77% 5.61% 3.1.2 2016 6 30 A H 554,970,660.65 596,974.30 0.6770 0.6760 1,529,914,812.17 1,647,140.35 1.866 1.865 3.1.3 2016 6 30 A H 86.60% 5.61% 1. 2. 6

3.2 3.2.1 A 6.02% 1.75% -0.33% 0.78% 6.35% 0.97% 2.81% 1.72% -1.46% 0.81% 4.27% 0.91% -16.77% 2.59% -11.97% 1.47% -4.80% 1.12% -21.56% 3.03% -22.52% 1.84% 0.96% 1.19% 79.77% 2.25% 37.49% 1.47% 42.28% 0.78% 86.60% 1.76% 4.62% 1.30% 81.98% 0.46% H 6.03% 1.74% -0.33% 0.78% 6.36% 0.96% 2.75% 1.71% -1.46% 0.81% 4.21% 0.90% 5.61% 2.22% 0.95% 1.21% 4.66% 1.01% 30080% 20% 7

3.2.2 A 2010 1 282016 6 30 A 2010 1 28 2010 7 27 2010 1 282010 1 282016 6 30 8

H H 2010 1 28 2010 7 27 2016 1 262016 1 262016 6 30 9

4 4.1 4.1.1 2004 5 12 2007 10 8 2.5 2016 6 30 180 10

4.1.2 2014-12-19 13 2003 7 2006 10 2006 12 2011 12 2012 11 2014 2 2015 7 2014 12 1. 2. 4.2 11

4.3 4.3.1 4.3.2 5% 4.4 4.4.1 2016 A 17.22% 17.92% 300 15.47% 17.88% 30.8% 25.9% 21.1% 34.5% 19.5% 20% 19.9% 139% OLED 35.9%28.1% OLED 4.4.2-16.77% -11.97% H 5.61% 0.95% 12

4.5 5 6 A TMT 4.6 4.7 4.8 13

5 5.1 5.2 5.3 14

6 6.1 2016 6 30 2016 6 30 2015 12 31 6.4.7.1 139,694,804.06 203,171,236.08 7,233,293.58 17,671,719.53 1,367,607.88 2,025,294.36 6.4.7.2 1,425,059,150.25 2,386,115,126.37 1,403,557,206.25 2,334,344,302.37 21,501,944.00 51,770,824.00 6.4.7.3 6.4.7.4 7,670,670.06 4,305,889.65 6.4.7.5 254,058.92 2,926,172.01 178,698.51 307,307.19 6.4.7.6 1,581,458,283.26 2,616,522,745.19 15

2016 6 30 2015 12 31 6.4.7.3 15,511,229.23 37,176,803.71 28,414,753.97 1,750,401.31 1,883,652.82 3,271,154.49 313,942.10 545,192.45 6.4.7.7 3,584,530.52 8,113,225.64 6.4.7.8 188,222.10 405,071.81 49,896,330.74 51,261,849.41 6.4.7.9 820,672,304.15 1,143,950,346.75 6.4.7.10 710,889,648.37 1,421,310,549.03 1,531,561,952.52 2,565,260,895.78 1,581,458,283.26 2,616,522,745.19 2016 6 30 820,672,304.15 A 819,789,161.93H 883,142.22A 1.866H 1.865 16

6.2 2016 1 12016 6 30 2016 1 1 2016 6 30 2015 1 1 2015 6 30-437,598,937.46 1,286,471,409.82 1. 996,652.32 2,742,433.16 6.4.7.11 756,503.19 600,427.95 240,149.13 2,097,877.50 44,127.71 2. - -291,641,948.50 843,326,535.65 6.4.7.12-293,467,884.54 835,025,593.85 6.4.7.13-1,401,420.59 23,615.87 6.4.7.14 6.4.7.15 3,227,356.63 8,277,325.93 3. - 6.4.7.16-147,702,471.92 438,954,618.87 4. - 5. - 6.4.7.17 748,830.64 1,447,822.14 17

26,802,904.23 40,959,261.81 1 12,340,299.57 21,868,695.65 2 2,056,716.54 3,644,782.51 3 4 6.4.7.18 12,199,238.93 15,171,382.44 5 35,071.96 35,071.96 6 6.4.7.19 206,649.19 239,329.25 - -464,401,841.69 1,245,512,148.01 - -464,401,841.69 1,245,512,148.01 18

6.3 2016 1 12016 6 30 2016 1 12016 6 30 1,143,950,346.75 1,421,310,549.03 2,565,260,895.78-464,401,841.69-464,401,841.69-323,278,042.60-246,019,058.97-569,297,101.57-1. 129,645,283.16 103,685,219.49 233,330,502.65 2. -452,923,325.76-349,704,278.46-802,627,604.22-820,672,304.15 710,889,648.37 1,531,561,952.52 2015 1 12015 6 30 1,408,934,586.86 565,458,093.11 1,974,392,679.97 1,245,512,148.01 1,245,512,148.01-64,364,576.60 43,134,678.09-21,229,898.51-1. 853,013,910.87 1,171,882,010.46 2,024,895,921.33 2. -917,378,487.47-1,128,747,332.37-2,046,125,819.84-1,344,570,010.26 1,854,104,919.21 3,198,674,929.47 6.1 6.4 19

6.4 6.4.1 ( ) ( ) [2009]1382 2010 1 6 2010 1 22 3,617,107,465.38 (2010) 013 2010 1 28 3,617,419,271.58 311,806.20 2014 104 2015 7 21 A 60%-95% 5%-40% 5% 80% 30080%+20% 2015 7 24 A H 2016 8 26 6.4.2 2006 2 15 () XBRL 3 < > ( ) 6.4.4 20

6.4.3 2016 2016 6 302016 6.4.4 6.4.5 6.4.5.1 6.4.5.2 6.4.5.3 6.4.6 [2002]128 [2004]78 [2008]1 [2012]85 [2015]101 [2015]125 [2016]36 [2016]46 [2016]70 (1) 2016 5 1 2016 5 1 (2) (3) 20% 1 ( 1 ) 1 1 ( 1 ) 50% 1 50% 20% 21

7% 10% (4) 0.1% 6.4.7 6.4.7.1 2016 6 30 139,694,804.06 139,694,804.06 6.4.7.2 2016 6 30 1,334,367,967.73 1,403,557,206.25 69,189,238.52 21,350,000.00 21,501,944.00 151,944.00 21,350,000.00 21,501,944.00 151,944.00 1,355,717,967.73 1,425,059,150.25 69,341,182.52 6.4.7.3 / 6.4.7.4 22

6.4.7.5 2016 6 30 25,318.95 3,255.00 222,748.93 2,120.64 615.40 254,058.92 6.4.7.6 6.4.7.7 2016 6 30 3,584,530.52 3,584,530.52 6.4.7.8 2016 6 30 9,206.90 179,015.20 188,222.10 23

6.4.7.9 A 2016 1 12016 6 30 1,143,950,346.75 1,143,950,346.75 128,762,140.94 128,762,140.94 - -452,923,325.76-452,923,325.76 819,789,161.93 819,789,161.93 H 2016 1 12016 6 30 883,142.22 883,142.22-883,142.22 883,142.22 6.4.7.10 A 1,140,609,993.14 280,700,555.89 1,421,310,549.03-316,662,588.68-147,811,068.70-464,473,657.38-268,976,743.81 22,265,502.40-246,711,241.41 97,834,750.76 5,158,286.29 102,993,037.05-366,811,494.57 17,107,216.11-349,704,278.46 554,970,660.65 155,154,989.59 710,125,650.24 24

H -36,781.09 108,596.78 71,815.69 633,755.39 58,427.05 692,182.44 633,755.39 58,427.05 692,182.44 596,974.30 167,023.83 763,998.13 6.4.7.11 2016 1 12016 6 30 682,409.40 58,439.40 15,654.39 756,503.19 6.4.7.12 2016 1 12016 6 30 4,216,450,597.89 4,509,918,482.43-293,467,884.54 25

6.4.7.13 2016 1 12016 6 30 52,900,000.00 51,401,420.59 2,900,000.00 6.4.7.14 6.4.7.15 2016 1 12016 6 30-1,401,420.59 3,227,356.63 3,227,356.63 6.4.7.16 1. 2016 1 12016 6 30-147,702,471.92-148,845,012.51 1,142,540.59 2. 3. -147,702,471.92 26

6.4.7.17 2016 1 12016 6 30 723,681.89 25,148.75 748,830.64 1. 25% 2. 25% 6.4.7.18 2016 1 12016 6 30 12,199,238.93 0.00 12,199,238.93 6.4.7.19 2016 1 12016 6 30 49,726.04 129,289.16 14,567.69 4,500.00 8,566.30 206,649.19 6.4.8 6.4.8.1 6.4.8.2 27

6.4.9 6.4.9.1 2016 3 15 6.4.9.2 6.4.10 6.4.10.1 6.4.10.2 6.4.10.2.1 2016 1 1 2016 6 30 2015 1 1 2015 6 30 12,340,299.57 21,868,695.65 1,614,457.24 2,905,080.24 1.50% X 1.50% / 28

6.4.10.2.2 2016 1 1 2016 6 30 29 22015 1 1 2015 6 30 2,056,716.54 3,644,782.51 0.25% X 0.25% / 6.4.10.3 6.4.10.4 6.4.10.4.1 6.4.10.4.2 6.4.10.5 2016 1 1 2015 1 1 2016 6 30 2015 6 30 139,694,804.06 682,409.40 168,399,535.22 501,687.03 6.4.10.6 6.4.10.7 6.4.11 6.4.12 2016 6 30 6.4.12.1 /

6.4.12.1.1 002791 2016-03-22 2017-03-22 21.57 53.77 121,285.00 2,616,117.45 6,521,494.45 002792 2016-03-21 2017-03-21 22.94 59.80 116,431.00 1,780,625.74 6,962,573.80 002805 2016-06-29 2016-07-07 5.80 5.80 971.00 5,631.80 5,631.80 300520 2016-06-30 2016-07-08 10.05 10.05 926.00 9,306.30 9,306.30 601966 2016-06-24 2016-07-06 12.98 12.98 11,779.00 152,891.42 152,891.42 603016 2016-06-23 2016-07-01 8.49 8.49 1,602.00 13,600.98 13,600.98 12 6.4.12.2 600330 2016-05-23 15.90 877,500.00 11,428,782.85 13,952,250.00 600556 2016-01-19 16.19 2016-07-07 14.22 983,745.00 21,666,689.83 15,926,831.55 600576 2016-04-11 21.78 2,865,732.00 51,432,642.88 62,415,642.96 600581 *ST 2016-02-01 6.06 2016-07-05 5.76 2,789,160.00 23,326,428.90 16,902,309.60 600734 2016-04-20 13.88 8,100.00 124,315.00 112,428.00 601611 2016-06-30 20.92 2016-07-01 23.01 37,059.00 128,594.73 775,274.28 000638 2016-01-05 23.66 2016-07-25 24.75 702,289.00 17,928,342.93 16,616,157.74 000718 2016-01-04 9.91 2016-07-18 11.78 4,679,180.00 53,873,449.08 46,370,673.80 002663 2016-04-27 7.36 815,305.00 5,522,084.73 6,000,644.80 300038 2015-12-16 50.58 44,827.00 2,497,218.00 2,267,349.66 300080 2016-05-19 7.76 172,100.00 1,648,491.00 1,335,496.00 300242 2016-05-09 34.99 2016-08-12 36.69 143,614.00 4,383,798.06 5,025,053.86 300323 2016-04-18 8.99 3,900.00 30,092.06 35,061.00 300351 2016-06-29 33.93 2016-07-04 33.30 354,311.00 10,130,946.00 12,021,772.23 300427 2016-06-13 21.89 827,510.00 16,215,276.02 18,114,193.90 2016 6 30 30

6.4.12.3 6.4.12.3.1 6.4.12.3.2 6.4.13 6.4.13.1 6.4.13.2 31

6.4.13.3 10% 10% 6.4.12 6.4.13.4 6.4.13.4.1 32

6.4.13.4.1.1 2016-6-30 3 3 1 1 5 5 139,694,804.06 139,694,804.06 7,233,293.58 7,233,293.58 1,367,607.88 1,367,607.88 20,002,000.00 1,499,944.00 1,403,557,206.25 1,425,059,150.25 7,670,670.06 7,670,670.06 254,058.92 254,058.92 3,379.13 175,319.38 178,698.51 148,299,084.65 20,002,000.00 1,499,944.00 1,411,657,254.61 1,581,458,283.26 15,511,229.23 15,511,229.23 28,414,753.97 28,414,753.97 1,883,652.82 1,883,652.82 313,942.10 313,942.10 3,584,530.52 3,584,530.52 188,222.10 188,222.10 49,896,330.74 49,896,330.74 148,299,084.65 20,002,000.00 1,499,944.00 1,361,760,923.87 1,531,561,952.52 33

2015 12 31 3 3 1 1 5 5 203,171,236.08 203,171,236.08 17,671,719.53 17,671,719.53 2,025,294.36 2,025,294.36 50,005,000.00 1,765,824.00 2,334,344,302.37 2,386,115,126.37 4,305,889.65 4,305,889.65 2,926,172.01 2,926,172.01 5,863.78 301,443.41 307,307.19 272,879,113.75 1,765,824.00 2,341,877,807.44 2,616,522,745.19 37,176,803.71 37,176,803.71 1,750,401.31 1,750,401.31 3,271,154.49 3,271,154.49 545,192.45 545,192.45 8,113,225.64 8,113,225.64 405,071.81 405,071.81 51,261,849.41 51,261,849.41 272,879,113.75 1,765,824.00 2,290,615,958.03 2,565,260,895.78 6.4.13.4.1.2 2016 6 30 1.40% 6.4.13.4.2 6.4.13.4.3 34

60%-95% 5%-40% VaR(Value at Risk) 6.4.13.4.3.1 2016 6 30 (%) 2015 12 31 (%) 1,403,557,206.25 91.64 2,334,344,302.37 91.00 1,403,557,206.25 91.64 2,334,344,302.37 91.00 6.4.13.4.3.2 300 2016 6 30 2015 12 31 1. 3005% 12,467 15,135 2. 3005% 12,467 15,135 6.4.14 35

7 7.1 (%) 1 1,403,557,206.25 88.75 1,403,557,206.25 88.75 2 21,501,944.00 1.36 21,501,944.00 1.36 3 4 5 6 146,928,097.64 9.29 7 9,471,035.37 0.60 8 1,581,458,283.26 100.00 36

7.2 A 56,343,660.03 3.68 B 16,201,026.89 1.06 C 918,585,988.21 59.98 D 6,291,505.22 0.41 E 6,775,919.08 0.44 F 93,857,516.12 6.13 G 55,818,397.89 3.64 H I 86,796,862.15 5.67 J K 99,994,440.42 6.53 L 5,025,053.86 0.33 M 3,167,474.10 0.21 N 12,884,489.10 0.84 O P 17,433,360.15 1.14 Q R 24,381,513.03 1.59 S 1,403,557,206.25 91.64 37

7.3 (%) 1 600576 2,865,732 62,415,642.96 4.08 2 002477 9,437,799 56,343,660.03 3.68 3 002245 4,371,057 55,818,397.89 3.64 4 000718 4,679,180 46,370,673.80 3.03 5 002460 1,345,006 44,990,450.70 2.94 6 300340 566,530 44,886,171.90 2.93 7 600667 4,231,300 42,270,687.00 2.76 8 002329 2,693,876 40,381,201.24 2.64 9 300252 1,055,312 34,962,486.56 2.28 10 002450 1,956,339 33,453,396.90 2.18 11 002341 1,463,988 31,519,661.64 2.06 12 300014 729,619 31,512,244.61 2.06 13 300073 443,000 29,654,420.00 1.94 14 300316 2,103,644 27,557,736.40 1.80 15 002466 622,402 26,570,341.38 1.73 16 300161 854,192 26,180,984.80 1.71 17 300034 1,128,238 24,934,059.80 1.63 18 002108 954,881 24,731,417.90 1.61 19 000673 1,945,851 24,381,513.03 1.59 20 002048 1,038,060 23,740,432.20 1.55 21 002158 1,872,898 23,092,832.34 1.51 22 002345 2,356,416 23,045,748.48 1.50 23 600240 2,257,205 22,617,194.10 1.48 24 002502 903,399 22,223,615.40 1.45 25 002097 2,093,287 21,539,923.23 1.41 26 002741 838,007 21,344,038.29 1.39 27 300322 977,000 21,005,500.00 1.37 28 600775 1,355,699 20,267,700.05 1.32 29 002643 358,264 18,228,472.32 1.19 38

(%) 30 300427 827,510 18,114,193.90 1.18 31 603377 383,235 17,433,360.15 1.14 32 600581 *ST 2,789,160 16,902,309.60 1.10 33 000638 702,289 16,616,157.74 1.08 34 600556 983,745 15,926,831.55 1.04 35 300352 816,777 15,249,226.59 1.00 36 000558 901,638 14,913,092.52 0.97 37 600306 *ST 1,162,187 14,713,287.42 0.96 38 600330 877,500 13,952,250.00 0.91 39 600703 693,456 13,848,316.32 0.90 40 300098 858,400 13,631,392.00 0.89 41 603799 362,744 13,494,076.80 0.88 42 600749 681,719 12,884,489.10 0.84 43 300351 354,311 12,021,772.23 0.78 44 600232 864,642 11,404,627.98 0.74 45 300366 289,552 10,962,438.72 0.72 46 002340 1,189,298 10,430,143.46 0.68 47 300302 319,032 10,358,969.04 0.68 48 002077 423,415 9,399,813.00 0.61 49 300207 357,871 9,186,548.57 0.60 50 002156 637,650 8,990,865.00 0.59 51 300379 110,400 8,774,592.00 0.57 52 300115 410,724 8,460,914.40 0.55 53 300371 234,093 8,422,666.14 0.55 54 300183 314,188 8,325,982.00 0.54 55 300469 64,920 8,226,662.40 0.54 56 600988 440,200 8,209,730.00 0.54 57 600547 205,379 7,991,296.89 0.52 58 002436 347,556 7,920,801.24 0.52 59 002690 341,596 7,870,371.84 0.51 60 600073 687,042 7,866,630.90 0.51 39

(%) 61 002547 707,932 7,829,727.92 0.51 62 300212 254,100 7,564,557.00 0.49 63 300337 935,586 7,363,061.82 0.48 64 002358 455,222 7,024,075.46 0.46 65 002792 116,431 6,962,573.80 0.45 66 002240 516,828 6,904,822.08 0.45 67 600158 377,108 6,693,667.00 0.44 68 002791 121,285 6,521,494.45 0.43 69 000421 628,522 6,291,505.22 0.41 70 300424 91,800 6,216,696.00 0.41 71 002663 815,305 6,000,644.80 0.39 72 300327 96,621 5,162,460.03 0.34 73 300278 298,700 5,104,783.00 0.33 74 300242 143,614 5,025,053.86 0.33 75 300458 44,700 4,782,006.00 0.31 76 601908 596,700 4,576,689.00 0.30 77 300365 79,400 3,632,550.00 0.24 78 002116 211,800 3,147,348.00 0.21 79 300038 44,827 2,267,349.66 0.15 80 600686 145,900 2,149,107.00 0.14 81 300080 172,100 1,335,496.00 0.09 82 601611 37,059 775,274.28 0.05 83 002326 19,200 391,680.00 0.03 84 300516 1,473 258,025.41 0.02 85 601127 8,662 206,761.94 0.01 86 603737 1,327 154,038.16 0.01 87 601966 11,779 152,891.42 0.01 88 600734 8,100 112,428.00 0.01 89 603131 1,263 76,664.10 0.01 90 300515 1,355 63,508.85 0.00 91 300518 1,306 61,186.10 0.00 40

(%) 92 002799 1,080 47,131.20 0.00 93 300323 3,900 35,061.00 0.00 94 603958 2,372 34,394.00 0.00 95 002802 1,629 24,565.32 0.00 96 603909 1,095 20,126.10 0.00 97 603806 284 14,821.96 0.00 98 603016 1,602 13,600.98 0.00 99 300520 926 9,306.30 0.00 100 002805 971 5,631.80 0.00 101 300395 1 26.78 0.00 41

7.4 7.4.1 2%20 (%) 1 600576 64,355,264.67 2.51 2 603799 51,723,582.98 2.02 3 300098 48,988,844.69 1.91 4 002477 46,996,275.82 1.83 5 002245 46,094,592.63 1.80 6 002502 43,729,696.73 1.70 7 002460 42,737,634.70 1.67 8 300034 42,666,371.29 1.66 9 002668 41,978,886.11 1.64 10 002341 41,771,325.61 1.63 11 002097 41,303,568.35 1.61 12 002329 40,330,309.14 1.57 13 002001 39,968,676.31 1.56 14 000673 39,230,446.18 1.53 15 002440 38,693,004.80 1.51 16 600158 38,374,140.22 1.50 17 002385 36,915,497.03 1.44 18 300340 36,029,114.97 1.40 19 600188 35,027,122.22 1.37 20 600667 34,281,091.70 1.34 42

7.4.2 2%20 (%) 1 002466 89,125,322.04 3.47 2 002477 75,899,284.83 2.96 3 002345 57,005,107.25 2.22 4 300098 55,541,140.45 2.17 5 002273 49,169,432.14 1.92 6 002668 47,488,158.51 1.85 7 603799 44,554,800.31 1.74 8 002717 44,532,728.16 1.74 9 002001 43,191,124.20 1.68 10 000829 40,409,651.68 1.58 11 002385 39,804,860.88 1.55 12 002405 39,563,374.51 1.54 13 600122 38,513,718.55 1.50 14 600701 *ST 37,984,686.30 1.48 15 600547 35,458,432.61 1.38 16 300017 35,440,019.44 1.38 17 300242 34,859,786.92 1.36 18 300498 34,456,496.06 1.34 19 600340 33,913,620.71 1.32 20 600188 33,344,399.37 1.30 7.4.3 3,727,976,398.82 4,216,450,597.89 43

7.5 (%) 1 20,002,000.00 1.31 2 3 4 5 6 7 1,499,944.00 0.10 8 9 10 21,501,944.00 1.40 7.6 (%) 1 019529 1601 200,000 20,002,000.00 1.31 2 110031 13,600 1,499,944.00 0.10 7.7 7.8 7.9 7.10 44

7.11 7.12 7.12.1 7.12.2 7.12.3 1 1,367,607.88 2 7,670,670.06 3 4 254,058.92 5 178,698.51 6 7 8 9 9,471,035.37 7.12.4 (%) 1 110031 1,499,944.00 0.10 7.12.5 (%) 1 600576 62,415,642.96 4.08 2 000718 46,370,673.80 3.03 7.12.6 45

8 8.1 A H 27,550 29,756.41 363,053,284.30 44.29% 456,735,877.63 55.71% 1 883,142.22 883,142.22 100.00% 0.00% 27,551 29,787.39 363,936,426.52 44.35% 456,735,877.63 55.65% 8.2 A 2,001,124.36 0.2441% H 2,001,124.36 0.2438% 8.3 A >100 H 0 >100 A 0 H 0 0 46

9 A H 2010 1 28 3,617,419,271.58 1,143,950,346.75 128,762,140.94 883,142.22 452,923,325.76 819,789,161.93 883,142.22 47

10 10.1 10.2 2016 2 3 2016 2 2 10.3 10.4 10.5 10.6 48

10.7 10.7.1 2 3,353,906,467.39 42.28% 3,077,499.97 42.28% 1 1,725,859,221.72 21.76% 1,572,782.71 21.61% 1 915,061,393.26 11.53% 833,896.97 11.46% 1 789,668,584.67 9.95% 735,417.71 10.10% 1 514,000,597.77 6.48% 468,410.55 6.44% 1 342,220,507.72 4.31% 318,712.97 4.38% 1 292,306,669.88 3.68% 272,223.78 3.74% 1 1 1 1 1 1. 2. 1) 2) 3) 4) 5) 49

3. 1) 2) 4. 2016 10.7.2 10.8 1. 2016 1 9 2. 2016 2 3 50

11 51

12 12.1 1 2 3 4 5 6 12.2 12.3 www.cifm.com 52

13 1 (1) (100%) 2,865,732 62,415,642.96 9,437,799 56,343,660.03 4,371,057 55,818,397.89 4,679,180 46,370,673.80 1,345,006 44,990,450.70 566,530 44,886,171.90 4,231,300 42,270,687.00 2,693,876 40,381,201.24 1,055,312 34,962,486.56 1,956,339 33,453,396.90 1,463,988 31,519,661.64 729,619 31,512,244.61 443,000 29,654,420.00 2,103,644 27,557,736.40 622,402 26,570,341.38 854,192 26,180,984.80 1,128,238 24,934,059.80 954,881 24,731,417.90 1,945,851 24,381,513.03 1,038,060 23,740,432.20 1,872,898 23,092,832.34 2,356,416 23,045,748.48 2,257,205 22,617,194.10 903,399 22,223,615.40 2,093,287 21,539,923.23 838,007 21,344,038.29 977,000 21,005,500.00 53

1,355,699 20,267,700.05 358,264 18,228,472.32 827,510 18,114,193.90 383,235 17,433,360.15 *ST 2,789,160 16,902,309.60 702,289 16,616,157.74 983,745 15,926,831.55 816,777 15,249,226.59 901,638 14,913,092.52 *ST 1,162,187 14,713,287.42 877,500 13,952,250.00 693,456 13,848,316.32 858,400 13,631,392.00 362,744 13,494,076.80 681,719 12,884,489.10 354,311 12,021,772.23 864,642 11,404,627.98 289,552 10,962,438.72 1,189,298 10,430,143.46 319,032 10,358,969.04 423,415 9,399,813.00 357,871 9,186,548.57 637,650 8,990,865.00 110,400 8,774,592.00 410,724 8,460,914.40 234,093 8,422,666.14 314,188 8,325,982.00 64,920 8,226,662.40 440,200 8,209,730.00 205,379 7,991,296.89 347,556 7,920,801.24 341,596 7,870,371.84 687,042 7,866,630.90 707,932 7,829,727.92 54

254,100 7,564,557.00 935,586 7,363,061.82 455,222 7,024,075.46 116,431 6,962,573.80 516,828 6,904,822.08 377,108 6,693,667.00 121,285 6,521,494.45 628,522 6,291,505.22 91,800 6,216,696.00 815,305 6,000,644.80 96,621 5,162,460.03 298,700 5,104,783.00 143,614 5,025,053.86 44,700 4,782,006.00 596,700 4,576,689.00 79,400 3,632,550.00 211,800 3,147,348.00 44,827 2,267,349.66 145,900 2,149,107.00 172,100 1,335,496.00 37,059 775,274.28 19,200 391,680.00 1,473 258,025.41 8,662 206,761.94 1,327 154,038.16 11,779 152,891.42 8,100 112,428.00 1,263 76,664.10 1,355 63,508.85 1,306 61,186.10 1,080 47,131.20 3,900 35,061.00 2,372 34,394.00 1,629 24,565.32 55

1,095 20,126.10 284 14,821.96 1,602 13,600.98 926 9,306.30 971 5,631.80 1 26.78 1,403,557,206.25 (2) (100%) 1601 200,000 20,002,000.00 13,600 1,499,944.00 21,501,944.00 1,425,059,150.25 146,928,097.64 9,471,035.37 1,581,458,283.26 2 (%) 2016 6 30 1 91.64 91.00 2 1.40 2.02 (%) 2015 12 31 56

0616 www.jpmorganam.com.hk