- PDF 免费下载

目錄 2 公司簡介 4 釋義 8 重要提示 9 公司基本情況 11 財務概要 15 董事長致辭 19 總裁致辭 22 監事長致辭 25 管理層討論與分析 92 股本變動及主要股東持股情況 95 董事監事及高級管理人員情況 109 公司治理報告 134 內部控制 137 董事會報告 146 監事會報告 148 重要事項 150 組織架構圖 152 審計報告及財務報表 364 董事高級管理人員關於年度報告的確認意見 365 境內外機構名錄

2 1. 公司簡介中國華融資產管理股份有限公司中國華融或本公司股份代號 2799 前身為中國華融資產管理公司成立於1999年11月1日 2012 年9月28日經國務院批准本公司整體改制為股份有限公司 2015年 10月30日中國華融在香港聯交所主板上市目前中國華融設有31家分公司服務網絡遍及中國30個省自治區直轄市和香港澳門旗下擁有華融證券華融金融租賃華融湘江銀行華融信託華融期貨華融融德華融置業華融國際華融消費金融等多家營運子公司中國華融對外提供不良資產經營資產經營管理銀行證券信託金融租賃投資期貨消費金融等金融服務

3 展望未來中國華融將立足國家對金融資產管理公司的功能定位圍繞不良資產主責主業服務實體經濟防控金融風險深化改革轉型打造可持續發展的商業模式實現建設高質量發展新華融目標

2. A A 1.00 4 A 6,894,742,669 A (1) (2) (3)(4) (5) 1999 (6)

2. 1.00 5 H 1.00

2. 6 2019 3 22 OFAC 2017 6 23 2 200 (PRC GAAP) (generally accepted accounting principles in the PRC) 2015 10 16

2. 2018 12 31 (ROAA) (return on average assets) (ROAE) (return on average equity attributable to equity holders) 7 571 1.00H

3. 8 2019 3 28 242018 2018 109 2018 100.1212018 2018 2019 3 28 9. 9.4

4. China Huarong Asset Management Co., Ltd. China Huarong 9 8 100033 www.chamc.com.cn 248 40 H www.hkexnews.hk H 2799 H 183 17 1712 1716

4. J0001H111000001 911100007109255774 10 5 20 1 27 88 35 222 30

5. 12 31 2018 2017 2016 2015 2014 30,753.4 25,140.0 23,095.0 15,662.0 8,271.5 12,770.8 9,634.4 4,984.4 2,175.4 79,258.8 14,833.8 10,922.0 8,616.4 7,006.7 6,784.4 6,181.2 5,522.1 5,450.7 5,040.9 44,179.7 24,678.4 19,167.3 9,803.6 76.9 (79.2) 4,693.3 13,039.1 12,920.1 10,398.0 7,985.6 228.0 917.6 2,027.7 427.4 128.0 2,392.2 5,627.2 5,395.0 4,363.0 3,246.6 3,258.5 107,253.1 128,070.6 95,207.7 75,385.8 51,060.7 (64,098.1) (50,691.1) (31,416.8) (25,902.2) (17,903.7) (2,079.9) (1,296.2) (1,035.9) (945.3) (452.5) (14,550.0) (15,140.9) (12,286.8) (11,487.5) (8,469.4) (17,297.8) (16,550.5) (2,769.0) (913.1) (16,717.0) (12,603.8) (6,225.6) (100,794.8) (84,591.8) (61,456.5) (50,938.8) (33,051.2) (1,928.2) (7,823.7) (3,376.3) (2,456.6) (1,307.2) 1,481.8 946.6 134.4 255.5 72.1 6,011.9 36,601.7 30,509.3 22,245.9 16,774.4 (4,502.9) (10,014.0) (7,400.8) (5,295.1) (3,743.6) 1,509.0 26,587.7 23,108.5 16,950.8 13,030.8 1,575.5 21,992.6 19,613.5 14,482.1 10,656.2 976.8 1,140.5 455.8 174.0 0.7 (1,043.3) 3,454.6 3,039.2 2,294.7 2,373.9 11

5. 12 12 31 2018 2017 2016 2015 2014 29,909.1 33,207.1 27,259.8 24,982.1 26,945.3 107,500.2 162,881.1 154,329.9 76,896.3 51,633.2 843.6 9,822.7 4,902.3 9,298.7 13,628.3 67,257.7 87,731.3 13,004.0 8,055.1 391,181.0 230,045.3 95,167.3 85,458.2 33,115.2 20,126.9 41,238.1 36,347.7 32,538.9 21,841.9 190,654.0 158,221.9 118,406.0 81,625.2 63,239.4 99,002.9 95,703.9 84,991.3 71,672.5 63,494.3 147,387.3 3,244.3 19,243.0 16,640.8 16,418.9 10,590.9 5,271.2 195,520.7 140,292.6 64,994.2 43,966.7 64,451.2 44,884.2 34,358.0 18,817.9 701,192.4 549,478.0 328,685.8 227,033.2 612,133.1 36,975.5 42,097.1 9,564.0 6,692.6 2,863.4 5,326.1 2,135.4 1,828.4 1,070.2 977.2 10,684.5 8,645.2 7,145.8 5,026.8 3,990.7 15,018.7 13,400.2 9,301.2 4,826.6 2,671.8 114.7 20,478.4 27,457.4 23,713.7 14,825.4 12,976.3 263.4 342.1 206.9 0.0 0.0 1,710,086.7 1,870,260.3 1,411,969.3 866,546.4 600,521.1

5. 12 31 2018 2017 2016 2015 2014 2,402.2 4,647.0 1,987.0 20.0 80.0 7,307.6 10,158.4 6,962.5 15,468.2 13,660.0 300.2 2,101.6 4,278.5 964.9 2,111.0 24,410.0 60,317.0 56,390.6 30,361.9 26,203.1 760,995.5 773,057.3 511,308.6 295,031.8 239,885.2 4,728.3 2,547.4 0.0 0.0 0.0 209,116.5 202,349.9 172,405.9 139,998.9 117,246.1 3,731.9 6,025.8 4,680.6 3,223.3 2,276.7 605.8 1,380.3 700.4 552.8 123.3 353,305.3 331,962.9 243,075.2 143,053.8 48,002.1 954.4 173,624.0 293,077.8 260,099.0 119,070.2 67,401.5 1,541,481.7 1,687,625.4 1,261,888.3 747,745.8 516,989.0 39,070.2 39,070.2 39,070.2 39,070.2 32,695.9 19,107.4 19,015.0 18,320.7 18,404.8 9,078.3 6,971.8 5,299.7 3,615.2 2,441.1 1,631.9 15,872.8 12,882.9 10,304.4 8,571.7 4,678.0 987.8 (799.5) 3,071,8 5,475.5 3,807.4 38,630.2 52,706.3 40,860.7 24,154.1 17,516.7 120,640.2 128,174.6 115,243.0 98,117.4 69,408.2 20,258.5 23,185.4 15,030.3 6,454.1 1,450.7 27,706.3 31,274.9 19,807.7 14,229.1 12,673.2 168,605.0 182,634.9 150,081.0 118,800.6 83,532.1 1,710,086.7 1,870,260.3 1,411,969.3 866,546.4 600,521.1 13

5. 12 31 2018 2017 2016 2015 2014 14 (1) 1.3% 18.1% 18.4% 17.3% 19.1% (2) 0.1% 1.6% 2.0% 2.3% 2.6% (3) 32.2% 17.7% 17.7% 21.6% 24.7% (4) 90.1% 90.2% 89.4% 86.3% 86.1% (5) 0.04 0.56 0.50 0.43 0.38 (6) 0.50 0.43 (1) (2) (3) (4) (5) (6)

6. 15

6. 2018 16 2018 2018 17,100.87 8.6% 1,072.53 16.3% 13.62% 11 100 2018 8,662.50 647.71 53.8% 60.4%

6. 17 200.67 2,713.162018

6. 18 2019 2019 3 28

7. 19

7. 2018 20 2018 1,072.53 16.3% 13.62% 2018 11 100 2018 453.4131% 1,499.08 98.29 196.57 2018

7. 2019 21 2019 3 28

8. 監事長致辭 22 馬忠富監事長

8. 2018 23

8. 24 2019 70 2019 3 28

9. 9.1 2018 2018 6.6% 25 2018 2018

9. 9.2 9.2.1 26 2014 7 9 392017 22 23 24 37 2018 1 1 9.2.2 2018 1 1 2018107,253.1 16.3% 117,336.3 8.1%1,509.0 94.3% 1,575.5 92.8%1.3% 0.1%

9. 12 31 2018 2017 30,753.4 8,271.5 12,770.8 (4,499.3) (35.2%) 79,258.8 14,833.8 64,425.0 434.3% 6,784.4 6,181.2 603.2 9.8% 44,179.7 76.9 (79.2) 4,693.3 13,039.1 (8,345.8) (64.0%) 228.0 917.6 (689.6) (75.2%) 2,392.2 5,627.2 5,395.0 232.2 4.3% 107,253.1 128,070.6 (20,817.5) (16.3%) (64,098.1) (50,691.1) (13,407.0) 26.4% (2,079.9) (1,296.2) (783.7) 60.5% (14,550.0) (15,140.9) 590.9 (3.9%) (17,297.8) (16,550.5) (747.3) 4.5% (2,769.0) (913.1) (1,855.9) 203.3% (100,794.8) (84,591.8) (16,203.0) 19.2% (1,928.2) (7,823.7) 5,895.5 (75.4%) 1,481.8 946.6 535.2 56.5% 6,011.9 36,601.7 (30,589.8) (83.6%) (4,502.9) (10,014.0) 5,511.1 (55.0%) 1,509.0 26,587.7 (25,078.7) (94.3%) 27 1,575.5 21,992.6 (20,417.1) (92.8%) 976.8 1,140.5 (163.7) (14.4%) (1,043.3) 3,454.6 (4,497.9) (130.2%)

9. 9.2.2.1 28 12 31 2018 2017 30,753.4 8,271.5 12,770.8 (4,499.3) (35.2%) 79,258.8 14,833.8 64,425.0 434.3% 6,784.4 6,181.2 603.2 9.8% 44,179.7 76.9 (79.2) 4,693.3 13,039.1 (8,345.8) (64.0%) 228.0 917.6 (689.6) (75.2%) 2,392.2 5,627.2 5,395.0 232.2 4.3% 107,253.1 128,070.6 (20,817.5) (16.3%) 2018 2017 128,070.6 16.3% 2018 107,253.1

9. 9.2.2.1.1 12 31 2018 2017 8,657.9 4,661.3 3,996.6 85.7% 7,591.7 4,452.3 3,139.4 70.5% 1,066.2 209.0 857.2 410.1% (386.4) 8,109.5 (8,495.9) (104.8%) 10,763.0 7,894.5 2,868.5 36.3% (11,149.4) 215.0 (11,364.4) (5,285.8%) 8,271.5 12,770.8 (4,499.3) (35.2%) 8,142.4 8,271.5 20,913.2 (12,641.7) (60.4%) 29 2018 8,271.5 20,913.212,641.760.4% 2018 2018 8,657.97,591.7 1,066.2 2018 1 1 2018-386.410,763.0-11,149.4

9. 9.2.2.1.2 30 12 31 2018 2017 24,847.8 9,601.7 30,753.4 34,449.5 30,753.4 3,696.1 12.0% 23,789.3 3,751.0 26,245.2 6,275.1 2,352.6 27,540.3 34,872.9 (7,332.6) (21.0%) 7,383.7 5,991.6 1,392.1 23.2% 4,606.9 2,535.0 2,071.9 81.7% 580.5 558.6 21.9 3.9% 2,301.7 2,483.3 (181.6) (7.3%) 1,518.6 2,372.7 (854.1) (36.0%) 476.6 483.8 (7.2) (1.5%) 401.0 408.9 (7.9) (1.9%) 17,269.0 14,833.9 2,435.1 16.4% 79,258.8 80,460.2 (1,201.4) (1.5%) 2018 2017 201879,258.81.5%

9. 34,449.5 2017 30,753.4 12.0% 2017 9,085.2 38.4% 2018 12,571.1 31 27,540.3 2017 34,872.9 7,332.621.0% 9.2.2.1.3 12 31 2018 2017 2,303.1 8,674.4 (6,371.3) (73.4%) 975.9 1,683.7 (707.8) (42.0%) 844.1 2,027.8 (1,183.7) (58.4%) 480.9 530.5 (49.6) (9.3%) 89.3 122.7 (33.4) (27.2%) 4,693.3 13,039.1 (8,345.8) (64.0%) 2017 13,039.1 64.0% 2018 4,693.3 2017 8,674.4 73.4% 2018 2,303.1

9. 2017 2,027.8 58.4% 2018 844.1 2017 1,683.7 42.0% 2018 975.9 32 9.2.2.1.4 12 31 2018 2017 3,192.9 3,640.4 (447.5) (12.3%) 698.9 442.9 256.0 57.8% 497.1 265.5 231.6 87.2% (112.2) (151.6) 39.4 (26.0%) 1,350.5 1,197.8 152.7 12.7% 5,627.2 5,395.0 232.2 4.3% 2017 5,395.0 4.3% 2018 5,627.2

9. 9.2.2.2 2017 84,591.8 19.2% 2018 100,794.8 33 12 31 2018 2017 (64,098.1) (50,691.1) (13,407.0) 26.4% (2,079.9) (1,296.2) (783.7) 60.5% (14,550.0) (15,140.9) 590.9 (3.9%) (17,297.8) (16,550.5) (747.3) 4.5% (2,769.0) (913.1) (1,855.9) 203.3% (100,794.8) (84,591.8) (16,203.0) 19.2% 9.2.2.2.1 12 31 2018 2017 (44,125.5) (33,216.6) (10,908.9) 32.8% (14,713.9) (11,710.2) (3,003.7) 25.7% (3,011.4) (2,303.0) (708.4) 30.8% (1,194.5) (2,373.1) 1,178.6 (49.7%) (529.8) (623.4) 93.6 (15.0%) (87.4) (73.7) (13.7) 18.6% (87.1) (142.4) 55.3 (38.8%) (47.0) 47.0 (100.0%) (348.5) (201.7) (146.8) 72.8% (64,098.1) (50,691.1) (13,407.0) 26.4%

9. 34 2017 50,691.1 26.4% 2018 64,098.1 2017 33,216.6 32.8% 2018 44,125.5 2017 11,710.2 25.7% 2018 14,713.9 9.2.2.2.2 12 31 2018 2017 (5,311.9) (5,607.8) 295.9 (5.3%) (766.6) (1,384.3) 617.7 (44.6%) (1,938.0) (2,043.8) 105.8 (5.2%) (6,533.5) (6,105.0) (428.5) 7.0% (738.4) (717.9) (20.5) 2.9% (858.5) (515.5) (343.0) 66.5% (406.5) (291.7) (114.8) 39.4% (120.6) (74.7) (45.9) 61.4% (36.6) (26.1) (10.5) 40.2% (14,550.0) (15,140.9) 590.9 (3.9%) 2017 15,140.9 3.9% 2018 14,550.0 44.6% 5.3% 2017 2,043.8 5.2% 2018 1,938.0

9. 9.2.2.2.3 12 31 2018 (12,620.4) (3,901.3) (578.7) 105.8 (240.3) (62.9) (17,297.8) 35 12 31 2017 (8,110.5) (3,662.5) (1,929.5) (1,502.7) (425.0) (920.3) (16,550.5)

9. 2018 17,297.8 2017747.3 4.5% 36 2018 1 1 2018 9.2.2.2.4 12 31 2018 2017 (2,316.7) (859.0) (1,457.7) 169.7% (174.4) (54.1) (120.3) (222.4%) (94.5) (90.0) (93.4) (2,769.0) (913.1) (1,855.9) 203.3% 2017 913.1 203.3% 2018 2,769.0

9. 9.2.2.3 2017 36,601.7 83.6% 2018 6,011.9 9.2.2.4 37 12 31 2018 2017 (6,354.6) (10,994.9) 4,640.3 (42.2%) (219.7) (1,569.5) 1,349.8 (86.0%) (17.0) 17.0 (100.0%) 64.9 (40.0) 104.9 (262.3%) 2,006.5 2,607.4 (600.9) (23.0%) (4,502.9) (10,014.0) 5,511.1 (55.0%) 2017 10,014.0 55.0% 2018 4,502.9 2017201827.4% 74.9%

9. 9.2.2.5 38 (i) (ii)(iii) 12 31 2018 2017 64,770.7 68,912.9 (4,142.2) (6.0%) 30,274.7 30,931.4 (656.7) (2.1%) 17,808.5 32,479.9 (14,671.4) (45.2%) (5,600.8) (4,253.6) (1,347.2) 31.7% 107,253.1 128,070.6 (20,817.5) (16.3%) 12 31 2018 2017 12,904.3 20,276.1 (7,371.8) (36.4%) 4,499.1 7,561.7 (3,062.6) (40.5%) (9,735.7) 11,013.0 (20,748.7) (188.4%) (1,655.8) (2,249.1) 593.3 (26.4%) 6,011.9 36,601.7 (30,589.8) (83.6%)

9. 12 31 2018 2017 866,250.1 934,966.4 (68,716.3) (7.3%) 545,778.9 572,779.7 (27,000.8) (4.7%) 355,404.8 435,906.9 (80,502.1) (18.5%) (72,365.8) (86,792.9) 14,427.1 (16.6%) 1,695,068.0 1,856,860.1 (161,792.1) (8.7%) 39 12 31 2018 2017 12.1% 22.1% 9.4% 18.0% (42.4%) 33.5% 2018 201753.8%6.6 201860.4% 201755.4%159.2 2018214.6%201750.4%0.7 201851.1% 2017 68,912.9 6.0% 2018 64,770.7 2017 20,726.1 36.4% 2018 12,904.3 2017 934,966.4 7.3% 2018 866,250.1

9. 40 2018 2017 30,931.4 2.1% 2018 30,274.7 201724.2%4.0 201828.2%2017 7,561.7 40.5% 2018 4,499.1 201720.7%54.1 201874.8%2017 572,779.7 4.7% 2018 545,778.9 2017 30.8%1.4 201832.2% 2018 2017 32,479.9 45.2% 2018 17,808.5 2017 11,013.0 188.4% 2018-9,735.7 2017 435,906.9 18.5% 2018 355,404.8

9. 9.2.3 2017 2018 12 31 1,870,260.3 1,710,086.78.6% 1,687,625.4 1,541,481.7 8.7% 182,634.9168,605.07.7% 2018 12 31 2017 29,909.1 1.7% 33,207.1 1.8% 107,500.2 6.3% 162,881.1 8.7% 843.6 0.0% 9,822.7 0.5% 67,257.7 3.6% 391,181.0 22.9% 230,045.3 12.3% 20,126.9 1.2% 41,238.1 2.2% 190,654.0 11.2% 158,221.9 8.5% 99,002.9 5.8% 95,703.9 5.1% 147,387.3 8.6% 3,244.3 0.2% 16.2.3.0 1.1% 16,640.8 0.9% 195,520.7 10.5% 64,451.2 3.4% 701,192.4 37.5% 612,133.1 35.8% 36,975.5 2.2% 42,097.1 2.3% 5,326.1 0.3% 2,135.4 0.1% 10,684.5 0.6% 8,645.2 0.5% 15,018.7 0.9% 13,400.2 0.7% 114.7 0.0% 20,478.4 1.2% 27,457.4 1.4% 263.4 0.0% 342.1 0.0% 1,710,086.7 100.0% 1,870,260.3 100.0% 41

9. 42 2018 12 31 2017 2,402.2 0.2% 4,647.0 0.3% 7,307.6 0.5% 10,158.4 0.6% 300.2 0.0% 2,101.6 0.1% 24,410.0 1.6% 60,317.0 3.6% 760,995.5 49.4% 773,057.3 45.8% 4,728.3 0.3% 2,547.4 0.2% 209,116.5 13.5% 202,349.9 12.0% 3,731.9 0.2% 6,025.8 0.4% 605.8 0.0% 1,380.3 0.1% 353,305.3 22.9% 331,962.9 19.7% 954.4 0.1% 173,624.0 11.3% 293,077.8 17.2% 1,541,481.7 100.0% 1,687,625.4 100.0% 39,070.2 23.2% 39,070.2 21.4% 19,107.4 11.3% 19,015.0 10.4% 6,971.8 4.1% 5,299.7 2.9% 15,872.8 9.4% 12,882.9 7.1% 987.8 0.6% (799.5) (0.4%) 38,630.2 23.0% 52,706.3 28.8% 120,640.2 71.6% 128,174.6 70.2% 20,258.5 12.0% 23,185.4 12.7% 27,706.3 16.4% 31,274.9 17.1% 168,605.0 100.0% 182,634.9 100.0% 1,710,086.7 100.0% 1,870,260.3 100.0%

9. 9.2.3.1 2017 2018 12 31 1,870,260.3 1,710,086.7 2018 12 31 (i) (ii) (iii)(iv)(v) (vi) 9.2.3.1.1 43 20172018 12 31162,881.1 107,500.234.0% 9.2.3.1.2 2018 1 1

9. 44 2018 12 31 166,370.3 59,361.7 42,867.0 23,149.5 28,001.6 15,797.5 648.5 413.5 13,347.1 12,819.7 10,307.9 8,580.9 5,179.6 2,668.3 742.5 264.6 660.8 391,181.0 2018 12 31 391,181.0 166,370.3

9. 9.2.3.1.3 12 31 2018 2017 119,311.2 108,863.7 10,447.5 9.6% 5,689.5 119,311.2 114,553.2 4,758.0 4.2% 12,740.8 10,556.1 2,184.7 20.7% 18,511.7 11,390.8 7,120.9 62.5% 27,562.9 15,483.2 12,079.7 78.0% 2,802.7 2,504.5 298.2 11.9% 61,618.1 39,934.6 21,683.5 54.3% 6,282.4 7,523.4 (1,241.0) (16.5%) 187,211.7 162,011.2 25,200.5 15.6% 12 (1,967.7) (3,158.6) (1,082.7) (2,706.6) (5,126.3) (3,789.3) (1,337.0) 35.3% 182,085.4 158,221.9 23,863.5 15.1% 8,568.6 8,568.6 190,654.0 158,221.9 32,432.1 20.5% 45 2018 1 1

9. 20172018 12 31 158,221.9 190,654.020.5% 46 2018 12 31 5,126.335.3% 9.2.3.1.4 12 31 2018 2017 1 1 39,607.5 34,965.0 4,642.5 13.3% 1 5 5 66,137.9 70,832.4 (4,694.5) (6.6%) 5 8,942.5 3,782.8 5,159.7 136.4% 114,687.9 109,580.2 5,107.7 4.7% (13,232.8) (11,852.8) (1,380.0) 11.6% 101,455.1 97,727.4 3,727.7 3.8% (2,452.2) (2,023.5) (428.7) 21.2% 99,002.9 95,703.9 3,299.0 3.4% 1 1 34,044.0 29,913.5 4,130.5 13.8% 1 5 5 58,967.2 64,215.8 (5,248.6) (8.2%) 5 8,443.9 3,598.1 4,845.8 134.7% 101,455.1 97,727.4 3,727.7 3.8% 20172018 12 31 95,703.9 99,002.93.4% 2018 12 31 2,452.221.2%

9. 9.2.3.1.5 (1)(2) 47 2018 12 31 100,445.9 26,494.8 6,144.6 319.2 284.5 4,421.1 4,255.4 2,490.6 1,902.2 629.0 147,387.3 2018 1 1 2018 12 31 147,387.3 100,445.9 46,941.4 2018 12 31 3,259.4

9. 9.2.3.1.6 (1) (2) 48 2018 12 31 24,042.6 265,041.7 289,084.3 12 (2,748.3) (20,178.2) (22,926.5) 266,157.8 114,321.4 86,699.4 84,360.8 78,871.3 7,076.2 2,649.2 373,978.3 12 (3,970.3) (24,032.7) (28,003.0) 345,975.3 612,133.1

9. 2018 1 1 2018 12 31 612,133.1 266,157.8 345,975.3 2018 12 31 50,929.522,926.5 7.9% 28,003.0 7.5% 49 9.2.3.2 (i) (ii) (iii) (iv) 9.2.3.2.1 20172018 12 31773,057.3 760,995.5 1.6%2018

9. 9.2.3.2.2 50 12 31 2018 2017 82,228.4 96,481.6 (14,253.2) (14.8%) 19,092.9 19,344.7 (251.8) (1.3%) 55,072.1 36,435.8 18,636.3 51.1% 30,477.9 26,738.4 3,739.5 14.0% 7,364.1 9,340.5 (1,976.4) (21.2%) 14,881.1 14,008.9 872.2 6.2% 209,116.5 202,349.9 6,766.6 3.3% 20172018 12 31202,349.9 209,116.5 3.3%

9. 9.2.3.2.3 12 31 2018 2017 135,211.9 127,208.0 8,003.9 6.3% 82,943.7 95,051.6 (12,107.9) (12.7%) 80,127.2 54,662.9 25,464.3 46.6% 21,829.7 20,193.4 1,636.3 8.1% 11,473.7 15,469.2 (3,995.5) (25.8%) 7,220.1 7,111.0 109.1 1.5% 3,896.8 3,865.5 31.3 0.8% 5,578.5 7,801.3 (2,222.8) (28.5%) 5,023.7 300.0 4,723.7 1,574.6% 300.0 (300.0) (100.0%) 353,305.3 331,962.9 21,342.4 6.4% 51 20172018 12 31331,962.9 353,305.36.4% (i)13.5(ii) 100.0 (iii) 722.3 25.0 (iv) 25.039.6 25.0 (v) 30.0 (vi) 10.0(vii) 31.514.1

9. 9.2.4 52 2018 12 311,796 2017 12 31 1,212112 2017 12 31 110 9.2.5

9. 9.3 (i) (ii)(iii) 12 31 2018 2017 64,770.7 60.4% 68,912.9 53.8% 30,274.7 28.2% 30,931.4 24.2% 17,808.5 16.6% 32,479.9 25.3% (5,600.8) (5.2%) (4,253.6) (3.3%) 107,253.1 100.0% 128,070.6 100.0% 12,904.3 214.6% 20,276.1 55.4% 4,499.1 74.8% 7,561.7 20.7% (9,735.7) (161.9%) 11,013.0 30.1% (1,655.8) (27.5%) (2,249.1) (6.2%) 6,011.9 100.0% 36,601.7 100.0% 53 2018 60.4% 28.2% 16.6%214.6% 74.8% -161.9%

9. 9.3.1 (i) (ii) (iii) (vi) (v) 54 2017 2018 68,912.9 64,770.7 53.8% 60.4% 20,276.1 12,904.3 55.4% 214.6% 12 31 2018 2017 (1) 532,946.4 468,892.2 (2) (24,514.7) (22,846.7) 511,350.5 446,045.5 199,415.0 407,993.7 (3) 39,748.0 33,742.7 499.0 2,439.5 40,247.0 36,182.2 16,732.6 12,455.3 192.8 151.4 416.3 3,209.7 582.0 3,397.0 19,729.0 39,865.4 2,926.9 1,421.2 (4) 19,657.0 15,756.0 (5) 2,329.2 3,647.8 3,192.9 3,640.4

9. (1) 2018(i) (ii) 2017 2017 (2) 2018 2017 2017 (3) 2018(i) (ii) 2017 2017 (4) (5) 55 9.3.1.1

9. 9.3.1.1.1 (i)(ii) 56 12 31 2018 2017 55,820.2 28.0% 114,023.2 27.9% 143,594.8 72.0% 293,970.5 72.1% 199,415.0 100.0% 407,993.7 100.0% (1) 169,819.1 31.9% 127,719.4 27.2% 363,127.3 68.1% 341,172.8 72.8% 532,946.4 100.0% 468,892.2 100.0% (2) 8,916.5 22.4% 5,799.7 17.2% 30,831.5 77.6% 27,943.0 82.8% 39,748.0 100.0% 33,742.7 100.0% (1) 2018 (i) (ii) 2017 2017 (2) 2018(i) (ii) 2017 2017

9. 9.3.1.1.1.1 57 12 31 2018 2017 20,096.0 36.0% 59,219.7 51.9% 22,794.5 40.8% 40,001.1 35.1% 1,048.9 1.9% 4,861.8 4.3% 495.0 0.9% 796.5 0.7% 44,434.4 79.6% 104,879.1 92.0% 11,385.8 20.4% 9,144.1 8.0% 55,820.2 100.0% 114,023.2 100.0% 9.3.1.1.1.2 (i)(ii)(iii)

9. 9.3.1.1.2 58 12 31 2018 2017 49,507.5 24.8% 137,563.9 33.7% 149,907.5 75.2% 270,429.8 66.3% 199,415.0 100.0% 407,993.7 100.0% (1) 162,691.0 30.5% 140,902.5 30.1% (2) 370,255.4 69.5% 327,989.7 69.9% 532,946.4 100.0% 468,892.2 100.0% (3) 8,652.8 21.5% 4,583.1 12.7% (4) 31,594.2 78.5% 31,599.1 87.3% 40,247.0 100.0% 36,182.2 100.0% (1) 2018 2017 2017 (2) 2018 2017 2017 (3) 2018 2017 2017 (4) 2018 2017 2017

9. 9.3.1.1.2.1 59 12 31 2018 2017 (1) 140,667.2 59,595.0 49,507.5 137,563.9 28,582.6 56,465.6 162,691.0 140,902.5 (2) 7,553.9 4,373.9 1,098.9 209.2 8,652.8 4,583.1 (3) 14.5% 11.9% (1) 2018 2017 2017 (2) 20182017 2017 (3)

9. 60 12 31 2018 2017 (1) 53,319.4 32.8% 53,320.3 37.8% (2) 21,099.3 13.0% 15,310.4 10.9% (3) 20,220.5 12.4% 16,247.0 11.5% (4) 23,778.8 14.6% 20,751.5 14.7% (5) 38,425.4 23.6% 31,108.6 22.1% (6) 5,847.6 3.6% 4,164.7 3.0% 162,691.0 100.0% 140,902.5 100.0% (1) (2) (3) (4) (5) (6) 9.3.1.1.2.2

9. 12 31 2018 2017 525 902 1,565 1,387 (1) 370,255.4 327,989.7 (2) (24,514.7) (22,846.7) (3) 348,659.5 305,143.0 149,907.5 270,429.8 (4) 31,095.2 29,159.6 499.0 2,439.5 31,594.2 31,599.1 (5) 8.9% 9.0% (6) 6.6% 7.0% (7) 36,199.2 (8) 19,009.7 (9) 7,381.1 (10) 2.25% (11) 309.5% (12) 37.1% 37.4% 61 (1) 2018 2017 2017 (2) 2018 2017 2017 (3) (4) 2018 2017 2017 (5)

9. (6) (7) (8) 62 (9) (10) (11) (12) 12 31 2018 2017 (1) 68,533.3 18.5% 68,941.5 21.0% (2) 55,419.9 15.0% 49,412.7 15.1% (3) 55,323.1 14.9% 42,893.9 13.1% (4) 75,554.5 20.4% 65,043.8 19.8% (5) 99,105.5 26.8% 84,668.0 25.8% (6) 16,319.1 4.4% 17,029.8 5.2% 370,255.4 100.0% 327,989.7 100.0% (1) (2) (3) (4) (5) (6)

9. 12 31 2018 2017 194,340.6 52.5% 193,292.0 58.9% 41,460.0 11.2% 31,780.4 9.7% 29,057.9 7.8% 18,023.6 5.5% 27,164.0 7.3% 18,885.4 5.8% 17,654.0 4.8% 14,373.0 4.4% 5,545.7 1.5% 5,474.2 1.7% 4,708.7 1.3% 4,007.9 1.2% 50,324.5 13.6% 42,153.2 12.8% 370,255.4 100.0% 327,989.7 100.0% 63

9. 9.3.1.2 64 2018 12 31150 11,324.7 245,407.9 12 31 2018 2017 174 177 150 157 24 20 16,732.6 12,455.3 11,324.7 8,510.2 5,407.9 3,945.1 (i) (ii) (iii) (iv) (v)

9. 12 31 2018 2017 6 23 416.3 3,209.7 582.0 3,397.0 (1) 2.4 2.1 192.8 151.4 65 (1) 2018582.0 2.4 9.3.1.3 9.3.1.3.1 12 31 2018 2017 19,729.0 39,865.4 (994.2) (779.5) 18,736.0 39,085.9 2,926.9 1,421.2

9. 9.3.1.3.2 66 (1) (2) (3) 2,933.0 12 31 2018 2017 8,157.0 6,756.0 11,000.0 9,000.0 500.0 19,657.0 15,756.0 9.3.1.4

9. 12 31 2018 2017 41,146.1 52,613.2 2,329.2 3,647.8 450.1 1,168.9 67 9.3.1.5 20172018 3,640.4 3,192.9

9. 9.3.2 68 20172018 24.2% 28.2%20.7% 74.8% 12 31 2018 2017 3,578.3 8,811.7 (1,066.9) 2,096.7 79,618.4 120,860.9 11,884.9 13,781.0 7,812.3 7,354.9 2,167.7 2,180.7 124,458.4 132,014.8 14,860.1 14,239.7 17,684.2 13,999.6 3,382.7 3,156.2 335,451.9 314,525.6 21,961.0 19,950.1 1,201.0 765.7 16.8 128.0 8,152.2 6,827.5 680.7 668.2

9. 9.3.2.1 2017 8,811.7 59.4% 2018 3,578.32017 1,573.9 156.5% 2018-889.1 69 12 31 2018 2017 (1) (2) (24.8%) 17.9% (3) (6.9%) 12.9% (4) (0.9%) 1.2% 89.1% 22.8% (5) 182.3% 253.2% 100% 133.8% 131.4% 40% 48.5% 54.9% 8% 36.2% 41.8% 20% 4.9% 8.5% 100% 159.7% 145.5% 500% (1) (2) (3) (4) (5)

9. 70 12 31 2018 2017 978.1 27.3% 4,754.3 54.0% 1,518.4 42.4% 2,544.6 28.9% 319.3 8.9% 731.8 8.3% 347.5 9.7% 380.6 4.3% 415.0 11.7% 400.4 4.5% 3,578.3 100.0% 8,811.7 100.0% 9.3.2.2 2018 12 31 124,458.414,860.1 11.2% 8 6 5 20172018 12 31 94,096.8 97,730.82017 20181,628.6 1,631.70.2%

9. 12 31 2018 2017 (1) 1.3% 1.3% (2) 11.2% 12.8% (3) 1.5% 1.9% (4) 2.1% 2.4% (5) 22.7% 17.2% 71 (6) 1.49% 1.32% (7) 156.0% 157.5% (8) 12.3% 11.9% (8) 13.0% 12.5% (1) (2) (3) (4) (5) (6) (7) (8)

9. 72 12 31 2018 2017 5,875.2 75.2% 5,888.5 80.1% 540.0 6.9% 526.8 7.2% 1,397.1 17.9% 939.6 12.7% 7,812.3 100.0% 7,354.9 100% 12 31 2018 2017 19,381.3 19.4% 17,945.9 18.7% 40,297.9 40.3% 46,178.2 48.1% 10,318.1 10.3% 4,955.1 5.1% 5,830.2 5.8% 4,859.1 5.1% 3,251.3 3.2% 1,454.1 1.5% 1,995.7 2.0% 1,636.0 1.7% 59.0 0.1% 118.8 0.1% 18,928.4 18.9% 18,948.6 19.7% 100,061.9 100.0% 96,095.8 100.0%

9. 9.3.2.3 2018 21 20172018 12 31314,525.6 335,451.9 149,706.8 183,045.7 202,638.2 209,361.520172018 2,510.4 2,716.18.2% 73 2018 12 311.58% 153.9% 9.6% 12.7% AAA 12 31 2018 2017 (1) 0.8% 0.9% (2) 13.0% 14.6% (3) 2.5% 2.5% (4) 2.7% 2.6% (5) 26.0% 31.4% (6) 1.58% 1.48% (7) 153.9% 159.1% (8) 2.4% 2.4% (9) 9.6% 9.9% (9) 12.7% 13.2% (10) 63.8% 42.9% (1) (2)

9. (3) (4) (5) 74 (6) (7) (8) (9) (10) 20172018 12 31 115,938.4 129,263.711.5% 133,205.7 137,545.63.3% 20172018 12 31 33,768.4 53,782.059.3% 46,083.1 49,570.77.6% 20172018 12 31 46,042.5 49,246.27.0%

9. 12 31 2018 2017 12,740.8 23.7% 10,556.0 31.3% 18,511.7 34.4% 11,390.8 33.7% 22,529.5 41.9% 11,821.6 35.0% 53,782.0 100.0% 33,768.4 100.0% 75 2017 2018 12 31 7,594.9 4,531.2 16,093.4 11,803.8 9.3.2.4 2016 635.9 1,688.8 20172018 12 316,166.2 7,836.1 27.1% 6,827.5 8,152.219.4% 2017 2018105.0 12.488.2% 9.3.3 20172018 12 31 435,906.9 355,404.8 23.5% 21.0% 2017 201832,479.9 17,808.5 25.3% 16.6%

9. 76 12 31 2018 2017 189,293.8 322,053.3 1,419.2 2,556.1 853.2 1,598.5 201.9 1,129.6 698.4 1,345.5 (1) 42,563.4 62,390.7 (2) 3,612.1 6,234.8 237,912.8 274,763.5 7,749.5 18,244.9 (10,039.2) 6,175.5 4,329.3 4,098.6 (1) 2018 2017 2017 (2) 2018 2017 2017

9. 9.3.3.1 (1) (2) 20172018 12 31 322,053.3 189,293.841.2%396266 77 201720182,556.1 1,419.2 12 31 2018 2017 33,335.8 50,088.8 60,431.4 136,851.6 22,882.9 33,853.2 24,722.3 34,736.7 42,851.6 64,113.0 5,069.8 2,410.0 189,293.8 322,053.3

9. 9.3.3.2 78 20172018 1,345.5 698.4 9.3.3.3 2017 2018 12 31 62,390.7 42,563.42017 2018 6,234.8 3,612.1 12 31 2018 2017 40,676.4 95.6% 60,283.4 96.6% 1,887.0 4.4% 2,107.3 3.4% 42,563.4 100.0% 62,390.7 100.0%

9. 9.3.3.4 2017 2018 12 31 235,482.2 205,891.2 2017201815,108.9 6,899.1 5,098.7-7,360.8 79 9.3.3.5 201720184,098.6 4,329.3

9. 9.3.4 80 2018(1) (2)(3)(4) (5) 25,179.408,717.64 9.3.5 9.3.6 2018 (ISCCC) ISO20000/27001

9. 81 9.3.7 2018 2018 12 31 11,7992,7299,070 50 2018 12 31 % 35 6,431 54.5% 36 45 2,895 24.5% 46 55 2,154 18.3% 55 319 2.7% 11,799 100%

9. 2018 12 31 82 % 213 1.8% 3,821 32.4% 6,560 55.6% 1,205 10.2% 11,799 100% 2018

9. 9.4 2018 9.4.1 83 2018 9.4.2 2018

9. 9.4.3 84 2018 9 2018 9.4.4 2018

9. 85 (VaR) 99% 1 2018 VaR 4,082.17 3,702.82 4,123.73 3,233.19 4,082.17 3,702.82 4,123.73 3,233.19 99%

9. 9.4.5 86

9. 9.4.6 87 2018 ISO27001/20000

9. 9.4.7 88 2018 4 172018 10 15 9.4.8 2018 13.

9. 9.4.9 2018 89 9.4.10

9. 9.5 90 20172018 12 3113.06% 13.62% 20172018 12 31 10.8 1 10.2 1 9.6 2019 2019

9. 2019 91 2019

10. 10.1 2018 12 31 92 H 25,043,852,918 64.10% 14,026,355,544 35.90% 39,070,208,462 100.00% 10.2 10.2.1 2018 12 31 XV23 336 % (6) % (7) 12,376,355,544(L) 88.24(L) 31.68(L) H (1) 12,376,355,544(L) 49.42(L) 31.68(L) H (2) 1,716,504,000(L) 6.85(L) 4.39(L) 1,650,000,000(L) 11.76(L) 4.22(L) Central Huijin Investment Ltd. (2) H 1,716,504,000(L) 6.85(L) 4.39(L) Warburg Pincus & Co. (3) H 2,060,000,000(L) 8.23(L) 5.27(L) Warburg Pincus Financial International Ltd (3) H 2,060,000,000(L) 8.23(L) 5.27(L) Sino-Ocean Group Holding Limited H 1,771,410,000(L) 7.07(L) 4.53(L) Sino-Ocean Land Holdings Limited (4) (5) H 1,716,504,000(L) 6.85(L) 4.39(L) (5) H 1,716,504,000(L) 6.85(L) 4.39(L) Fabulous Treasure Investments Limited (2) (4) (5) H 1,716,504,000(L) 6.85(L) 4.39(L) (L)

10. (1) 2015 12 1 (2) Central Huijin Investment Ltd. 2015 12 17Fabulous Treasure Investments Limited 1,716,504,000 HAgricultural Bank of China Limited ABC International Holdings Limited ABCI Investment Management Limited Glorious Align Limited SOL Investment Fund LP Fabulous Treasure Investments LimitedCentral Huijin Investment Ltd. Central Huijin Investment Ltd. Agricultural Bank of China Limited ABC International Holdings Limited ABCI Investment Management Limited Glorious Align Limited SOL Investment Fund LP Fabulous Treasure Investments Limited 93 (3) Warburg Pincus & Co. Warburg Pincus Private Equity XI, L.P. Warburg Pincus XI, L.P. WP Global LLC WP XI International II Ltd 2018 11 30Warburg Pincus Financial International Ltd 2,060,000,000 HWP Global LLC Warburg Pincus XI, L.P. Warburg Pincus Private Equity XI, L.P. Warburg Pincus International Capital LLC WP XI International II Ltd WP Financial L.P. Warburg Pincus International L.P. Warburg Pincus Financial International LtdWarburg Pincus & Co. Warburg Pincus & Co. WP Global LLC Warburg Pincus XI, L.P. Warburg Pincus Private Equity XI, L.P. Warburg Pincus International Capital LLC WP XI International II Ltd WP Financial L.P. Warburg Pincus International L.P. Warburg Pincus Financial International Ltd (4) Sino-Ocean Group Holding Limited Sino-Ocean Land Holdings Limited 2016 9 13 Fabulous Treasure Investments Limited Shining Grand Limited 1,716,504,000 H54,906,000 HShine Wind Development Limited Faith Ocean International Limited Sino-Ocean Land (Hong Kong) Limited Team Sources Holdings Limited SOL GP Limited Profit Raise Partner 1 Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited Shining Grand LimitedSino-Ocean Group Holding Limited Sino-Ocean Group Holding Limited Shine Wind Development Limited Faith Ocean International Limited Sino-Ocean Land (Hong Kong) Limited Team Sources Holdings Limited SOL GP Limited Profit Raise Partner 1 Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited 1,716,504,000 HSino-Ocean Group Holding Limited Shine Wind Development Limited Faith Ocean International Limited Sino-Ocean Land (Hong Kong) Limited Shining Grand Limited 54,906,000 H (5) 2015 12 16Fabulous Treasure Investments Limited 1,716,504,000 HRECAS Global Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited RECAS Global Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited (6) 2018 12 31 14,026,355,544H 25,043,852,918 (7) 2018 12 3139,070,208,462

10. 10.2.2 5% 94 (Warburg Pincus LLC) 1966 (IBS) (TMT) 1994 Warburg Pincus Financial International Ltd Warburg Pincus International L.P. Warburg Pincus International L.P. 1993 O2O

11. 11.1 1 (1) 52 2018 9 95 2 (2) 58 2018 9 3 59 2017 12017 2 2017 2 4 56 2012 92017 2 2017 2 5 47 2012 92017 2 2017 2 6 38 2017 4 7 (3) 72 2012 92017 2 2017 2 8 71 2015 32017 2 2017 2

11. 9 69 2015 62017 2 2017 2 96 10 62 2016 112017 2 2017 2 1 56 2012 92017 2 2017 22018 4 2 54 2017 42018 11 (1) 2018 6 29 20182018 9 27 (2) 2018 6 29 20182018 9 27 (3) 2018 9 26

11. 11.1.1 522018 9 271991 82003 12003 7 2003 72003 9 2003 92005 12 2005 122011 10 2011 102014 42014 42018 42018 4 97 582018 9 27 1996 12 1980 21992 81996 10 1996 101998 3 1998 32001 10 2001 10 2004 11 2004 112005 6 2005 62005 11 2005 112006 4 2006 42006 5 2006 52006 11 2006 112007 4 2007 42016 52016 52018 42018 4

11. 11.1.2 98 592017 1 3 1978 4 1985 61989 2 1989 31996 11 1996 111997 9 1997 91998 2 1998 3 2000 21998 92000 7 2000 22000 6 2000 62006 82006 92014 8 2014 82017 1 562012 9 27 1997 10 1985 81998 8 1998 82004 2 2004 22012 12 2011 82012 8 1985 7 1996 7 472012 9 27 1993 7 1999 7 2006 10

11. 382017 4 12 2005 (Warburg Pincus LLC) Cango Inc. Wacai Holdings Limited 20032004 20042005 2002 99 11.1.3 722012 9 27 2004 52010 5 009396019392010 52013 3 20132016 12 2003 102016 10 1988 8 19921994 712015 3 23 1976 1984 2003 19972000 2004 11 00302 2005 52016 12 00915 2005 600883 2005 9 00728 2007 6 00297 2007 10 00880 2013 3 1970 11

11. 100 692015 6 23 1982 19921992 2015 72003 52009 6 000927 2016 11 2008 3 2014 6 300128 2013 22018 3 002013 00681 1982 7 1988 7 1994 7 622016 11 11 1988 1989 (European University Institute) 1990 (European University Institute) 199119941994 1996 2001 20022018 19952006 2003 20042016(ICSID) 20052005 20152018 2015(International Construction Law Association) 2016 1978 198219851988

11. 11.2 1 52 2016 102017 2 2017 2 2 66 2015 42017 2 2017 2 3 60 2017 2 4 55 2014 22017 2 2017 2 5 47 2017 9 101

11. 102 522016 10 1996 12 1988 7 1996 11 1997 61997 62003 9 2003 92016 4 2016 4 1988 7 2000 6 662015 41994 19841994 19941998 19982000 2000 20142010 62015 2 013592009 52016 6 01398601398 1978 7 1997 8 602017 21993 11 1982 11988 4 1988 42002 11 2002 122015 1 2015 3 008551982 1 1997 12

11. 552014 21997 1984 82000 1 2000 12010 12 2010 122011 4 2011 42011 7 2011 72014 1 2014 1984 7 2001 92003 8 (IMBA) 103 472017 9 2012 11 1993 81995 1 1995 11996 51996 52015 1 2015 12017 9 2017 9 1993 8

11. 11.3 104 1 58 2018 9 2 55 2018 4 3 54 2014 11 4 (1) 57 2014 11 5 (2) 55 6 54 2015 12 1 56 2012 92018 4 2 54 2012 102018 11 3 58 2012 102018 11 4 53 2015 122018 11 5 46 2017 102018 12 (1) 2018 12 27 (2) 2018 12 7

11. 582018 9 11.1.1 105 552018 4 1982 10 1982 101993 8 1993 81999 3 1999 32003 92003 92013 11 2013 112016 32016 32018 42000 12 542014 11 2000 12 1981 12 1985 22000 4 2000 42004 8 2004 82009 12 2009 122014 1 2012 92014 11 1997 2003 8

11. 106 572014 11 1994 12 1986 71987 3 1999 12 1999 12 2003 62006 8 2006 82009 122009 12 2010 6 2010 62011 42011 42013 4 2012 92014 11 2018 12 27 552018 12 1996 10 1983 8 1987 12000 1 2000 1 2016 2 1983 1998 2010 542015 122003 10 1983 121984 51999 1 1999 12000 2 2000 22012 10 2003 92004 5 2012 102015 122013 12015 12 2015 122015 12 2016 5 2017 82018 1 2018 12 2009 7

11. 11.4 11.4.1 2018 5 11 2018 6 29 2018 2018 9 27 2018 5 112018 5 152018 6 292018 10 2 107 2018 9 26 2018 11 13 2018 2018 9 262018 9 272018 11 13 2018 11 27 2018 11 27 2018 4 17 2018 4 19

11. 11.4.2 2018 5 11 2018 9 27 2018 5 112018 10 2 108 2018 4 28 2018 12 72018 12 7 2018 12 27 2018 12 27 2018 12 27 2018 11 27 2018 11 27 11.4.3 18. 16.18. 62. 2018 18. 17.

12. 12.1 109 12.1.1

12. 12.1.2 [2018]309 2018 12 10 110 12.2 12.2.1 (1) (2) (3) (4) (5) (6) (7) (8)(9) (10) (11)(12) (13)(14) (15) (16) (17) (18) (19) (20)

12. 12.2.2 6 15 131 2017 2017 2017 2018 111 12.2.3 10% 10 5 10 5

12. 9010% 112 3% 3% 10 2 10% 10 10% H

12. 12.2.4 113 2018 1/1 100% 1/1 100% 6/6 100% 6/6 100% 6/6 100% 5/6 83% 6/6 100% 5/6 83% 6/6 100% 6/6 100% 2/2 100% 6/6 100% 1 11. 11.4 2 3

12. 12.2.5 114 12.3 12.3.1 102 4 4 3.10(1)3.10(2) 3.10A (1) (2)(3)(4) (5) (6) (7)(8) (9) (10) (11)(12) (13) (14)

12. (15) (16) (17) (18)(19) (20) (21) (22) (23) (24) (25) (26) (27) (28)(29)(30) 115

12. 12.3.2 116 2018134951 8 255129 20172018 2017 2018 2017 13.

12. 12.3.3 2018 3/3 100% 2/3 67% 13/13 100% 13/13 100% 13/13 100% 13/13 100% 11/13 85% 10/13 77% 13/13 100% 13/13 100% 3/3 100% 11/11 100% 117 1 11. 11.4 2 3 12.4 5

12. 12.4.1 118 10 2018 5 2018 5

12. 2018 5/5 100% 5/5 100% 5/5 100% 5/5 100% 5/5 100% 5/5 100% 5/5 100% 5/5 100% 2/2 100% 5/5 100% 119 1 11. 11.4 2 3 4 12.4.2 4

12. 120 2018 72017 25 2018 7/7 100% 6/7 86% 3/7 43% 6/6 100% 1 11. 11.4 2 3 4

12. 12.4.3 4 121 2018 42017 20178 2018 4/4 100% 3/4 75% 3/4 75% 3/4 75% 1 11. 11.4 2 3

12. 12.4.4 122 7 2018 102017 2017 201740

12. 2018 10/10 100% 10/10 100% 10/10 100% 10/10 100% 8/10 80% 10/10 100% 10/10 100% 123 1 11. 11.4 2 3 12.4.5 5

12. 201810 2017 15 2018 124 9/10 90% 10/10 100% 10/10 100% 10/10 100% 10/10 100% 1 11. 11.4 2 3 14 7 7 7

12. 125 12.5 12.5.1 (1) (2) (3) (4) (5) (6) (7)(8) (9) (10)(11) (12) (13) (14)

12. 12.5.2 2018 12 3151 2 2 126 3 12.5.3 12.5.4 6 107 2/3 12.5.5 2018 523 2017 2017 2017 2018 2017 2017 2017

12. 12.5.6 5/5 100% 5/5 100% 5/5 100% 5/5 100% 5/5 100% 127 1 2 12.5.7 2018 12 31 4 42017 12

12. 4 128 32017 12 12.5.8 H A+H 2018

12. 12.6 A.2.1 129 12.7 12.7.1 11. 11.3 12.7.2 12.7.3 14. 14.26

12. 12.8 12.8.1 130 2018 12.8.2 8 86-10-59619119 ir@chamc.com.cn 12.9

12. 12.10 20172018 12 31 2018 2017 36.6 26.1 20.3 15.6 0.5 0.1 57.4 41.8 131 12.11 12.12

12. 12.13 132 12.14 3.13 12.15 2018 2019

12. 12.16 2018 12.17 133 3.28 153.29 2018 12 27 201915

13. 13.1 134 2018 13.2

13. 13.3 135 13.4 1 2 3 4 5

13. 13.5 136 1 OFAC OFAC OFAC 2 3 4 14. 14.19 13.6

14. 14.1 9. 9.3 9. 9.6 9. 9.4 11. 11.4 137 14.6 14.30 9. 9.3 9.3.7 14.10 14.11 14.2 2018 12 319. 9.2 2018 12 31H39,070,208,462 H100.121 2018 4.73 2018 30.0% 2018 2019 8 22 H H 2018H 2019 6 27 2019 7 2HH 2018 2019 6 26H 183 17 1712 1716

14. 138 H [2008]897 H2018 10% <> 201560 [1993]045 [2011]348 H 2018 H H (1) H 10% 2018 10% (2) H 201810% (3) 201820% [2014]81 H 2018 20% H

14. 14.3 2018 12 31 139 14.4 2018 12 31 14.5 2018 12 315. 14.6 2018(ESG) 2018 ESG 162018 ESG 2018 14.7 201835.2 14.8 14.04(9) 5% 2018 12 31 18. 37.

14. 14.9 140 14.10 30% 14.11 201830% 14.12 2018 12 31 39,070,208,46247910. 14.13 14.14 2018 12 31

14. 14.15 18. 49. A 141 2018 9 10 A 2018 9 10 2018 10 10A 2018 9 262018 2018 2018H 2018 8 72018 8 102018 9 26 14.16 10. 10.2 10.2.1 14.17 2015 10 30 19,696.7 2018 12 3116,223.9 137 9625 16 2018 12 312,865 14.18 2018 12 31 760,995.518. 46.

14. 14.19 142 20186 2 1 3 2018 111 2018 12 2019 3 2019 3 14.20 11. 12. 14.21 2018 12 31 XV 352

14. 14.22 2018 143 14.23 14.24 14.25 14.26 14.27

14. 14.28 144 14.29 14A 14.30 14.31 18. 68. 14.32 2018

14. 14.33 14.34 145 14.35 14.36 2019 3 28

15. 15.1 146 2018520172017 201823 7 2017 13 15.2

15. 147 2019 3 28

16. 16.1 148 2018 12 31 1,000 1,159.46 1,00051,981.74 16.2 16.3 16.4

16. 16.5 16.5.1 149 16.5.2 16.6 18.

17. 150 子公司管理部經營決策委員會風險管理和內部控制委員會資金財務審查委員會資產評估審查委員會信息科技管理委員會獎懲委員會大額採購委員會企業年金管理委員會資產負債管理委員會投資者戰略合作框架協議指導委員會全面預算管理委員會戰略發展委員會風險管理委員會關聯交易委員會審計委員會提名和薪酬委員會高級管理層董事會股東大會董事會辦公室金融市場部資產經營事業部股權事業部信息科技部工會委員會宣傳群工部(機關黨委)審計部紀委監察室黨委巡視辦公室業務評估部研究發展部人力資源部(黨委組織部)法律合規部資產保全部風險管理部(第一重組辦公室)辦公室(黨委辦公室)綜合管理部(雄安新區事業部)國際業務管理部上市辦公室計劃財務部業務審查部投資拓展部總部

17. 151 山西分公司內蒙古分公司遼寧分公司吉林分公司黑龍江分公司上海分公司江蘇分公司福建分公司山東分公司河南分公司湖北分公司湖南分公司廣東分公司廣西分公司雲南分公司貴州分公司陝西分公司風險內控與子公司管理監督委員會履職與財務監督委員會甘肅分公司新疆分公司大連分公司深圳分公司北京分公司天津分公司浙江分公司安徽分公司海南分公司四川分公司上海自貿區分公司監事會子公司監事會辦公室 ( 監事會工作部 ) 分公司河北分公司江西分公司重慶分公司華融湘江銀行股份有限公司華融證券股份有限公司華融國際信託有限責任公司華融期貨有限責任公司華融融德資產管理有限公司華融置業有限責任公司華融金融租賃股份有限公司華融消費金融股份有限公司中國華融國際控股有限公司

18. 2018 12 31 152 153 160 161 162 163 164 165 166 167 168 363

153 161 363 2018 12 31 2018 12 31 2018 12 31

94% 9 9 2018 1 1 1 3 2018 12 31 9 154

9 9 24 25 26 32 61% 155

156 22 26 27 27%

71 157 34

158

159

160 2019 3 28

2018 12 31 12 31 2018 2017 30,753,417 2 8,271,499 12,770,754 3 79,258,809 14,833,827 6,784,372 6,181,136 4 44,179,688 32 76,863 (79,249) 5 4,693,308 13,039,077 228,033 917,609 6 2,392,206 7 5,627,306 5,395,042 107,253,147 128,070,550 8 (64,098,128) (50,691,073) 9 (2,079,896) (1,296,167) 10 (14,549,995) (15,140,925) 11 (17,297,797) (16,550,501) 12 (2,769,014) (913,142) (100,794,830) (84,591,808) 34 (1,928,194) (7,823,672) 1,481,742 946,624 6,011,865 36,601,694 13 (4,502,860) (10,013,982) 1,509,005 26,587,712 1,575,501 21,992,590 976,844 1,140,525 (1,043,340) 3,454,597 1,509,005 26,587,712 14 0.04 0.56 161

2018 12 31 162 12 31 2018 2017 1,509,005 26,587,712 (2,317) (10,621) (589,480) 38 143,991 (447,806) (10,621) 564,057 (895,282) (4,396,944) 22, 56 (35,861) 280,665 218,868 79,249 (105,815) 38 (213,074) 808,414 (56,605) (8,111) 450,819 (4,211,258) 3,013 (4,221,879) 1,512,018 22,365,833 1,947,217 18,121,224 976,844 1,140,525 (1,412,043) 3,104,084 1,512,018 22,365,833

2018 12 31 12 31 2018 2017 18 29,909,098 33,207,112 19 107,500,242 162,881,077 20 843,638 9,822,736 21 67,257,709 22 391,180,975 22 230,045,342 23 20,126,943 41,238,105 24 190,654,038 158,221,948 25 99,002,940 95,703,929 26 147,387,307 27 3,244,308 28 19,243,035 16,640,824 29 195,520,697 30 64,451,200 31 701,192,438 32 612,133,108 33 36,975,454 42,097,082 36 5,326,055 2,135,383 37 10,684,499 8,645,191 38 15,018,661 13,400,222 39 114,715 40 20,478,316 27,457,236 41 263,357 342,051 1,710,086,689 1,870,260,282 42 2,402,169 4,647,000 43 7,307,583 10,158,354 44 300,153 2,101,560 45 24,410,016 60,316,970 46 760,995,510 773,057,262 22 4,728,291 2,547,383 47 209,116,484 202,349,949 48 3,731,887 6,025,835 38 605,835 1,380,333 49 353,305,299 331,962,869 50 954,376 51 173,624,117 293,077,905 1,541,481,720 1,687,625,420 163

2018 12 31 12 31 2018 2017 52 39,070,208 39,070,208 53 19,107,353 19,015,028 164 54 6,971,780 5,299,688 55 15,872,819 12,882,925 56 987,763 (799,550) 38,630,165 52,706,296 120,640,088 128,174,595 57 20,258,532 23,185,421 27,706,349 31,274,846 168,604,969 182,634,862 1,710,086,689 1,870,260,282 161 363 2019 3 28

2018 12 31 2017 12 31 39,070,208 19,015,028 5,299,688 12,882,925 (164,741) (848,366) 234,355 (20,798) 52,706,296 128,174,595 23,185,421 31,274,846 182,634,862 9 3 1,415,597 (4,390,692) (2,975,095) (327,608) (3,302,703) 2018 1 1 39,070,208 19,015,028 5,299,688 12,882,925 1,250,856 (848,366) 234,355 (20,798) 48,315,604 125,199,500 23,185,421 30,947,238 179,332,159 1,575,501 1,575,501 976,844 (1,043,340) 1,509,005 (82,757) 539,776 (26,381) (58,922) 371,716 (368,703) 3,013 (82,757) 539,776 (26,381) (58,922) 1,575,501 1,947,217 976,844 (1,412,043) 1,512,018 (6,598,954) (6,598,954) (1,337,444) (7,936,398) 54 1,672,092 (1,672,092) 55 2,989,894 (2,989,894) 57 200,000 200,000 57 (3,150,000) (3,150,000) 57 (953,733) (953,733) (14,956) (14,956) 82,692 82,692 96,009 96,009 (556,693) (460,684) (3,684) (3,684) (2,445) (6,129) 2018 12 31 39,070,208 19,107,353 6,971,780 15,872,819 1,168,099 (308,590) 207,974 (79,720) 38,630,165 120,640,088 20,258,532 27,706,349 168,604,969 165 2017 1 1 39,070,208 18,320,682 3,615,201 10,304,363 3,882,983 (114,844) (696,323) 40,860,728 115,242,998 15,030,256 19,807,746 150,081,000 21,992,590 21,992,590 1,140,525 3,454,597 26,587,712 (4,047,724) (733,522) 234,355 675,525 (3,871,366) (350,513) (4,221,879) (4,047,724) (733,522) 234,355 675,525 21,992,590 18,121,224 1,140,525 3,104,084 22,365,833 (5,883,973) (5,883,973) (946,477) (6,830,450) 54 1,684,487 (1,684,487) 55 2,578,562 (2,578,562) 57 19,246,542 19,246,542 57 (11,307,658) (11,307,658) 57 (924,244) (924,244) 69 567,789 567,789 8,950,334 9,518,123 (21,168) (21,168) 424,202 424,202 (12,172) (12,172) 126,557 126,557 (31,703) 94,854 2017 12 31 39,070,208 19,015,028 5,299,688 12,882,925 (164,741) (848,366) 234,355 (20,798) 52,706,296 128,174,595 23,185,421 31,274,846 182,634,862

2018 12 31 166 12 31 2018 2017 6,011,865 36,601,694 17,297,797 16,550,501 2,769,014 913,142 979,051 590,180 406,518 291,741 (1,481,742) (946,624) 5,951,957 (424,217) (414,311) (28,791,800) (867,582) (21,775) 79,249 (35,985,775) 65 29,349,216 28,917,756 1,928,194 7,823,672 (228,033) (917,609) (86,146) 12,999 109,360 235,863 89,082 (521) 33,494,225 53,248,491 (41,257,084) (42,117,899) (4,011,093) (10,986,738) 7,841,719 2,531,923 7,949,334 (88,546,708) 521,904 (522,736) 14,481,080 605,151 (79,888,221) (21,603,823) 3,209,335 (1,601,920) 6,766,535 29,944,081 (2,244,831) 2,660,000 (4,652,178) 1,018,873 (35,906,954) 691,375 61,147,564 164,807,294 4,347,578 (3,779,625) (45,644,020) 6,137,879

2018 12 31 12 31 2018 2017 (20,371,964) 39,012,475 (8,803,312) (11,276,247) (29,175,276) 27,736,228 218,063,569 402,980,372 36,049,815 36,472,794 2,490,474 1,869,760 8,499,279 4,812,559 245,492 130,887 (125,805,308) (571,825,244) (5,546,350) (34,662,944) (2,455,694) 3,331,341 (3,692,079) (3,260,664) (105,059) 1,119,946 778,341 899,965 128,522,480 (158,131,228) 9,518,123 65 (57,964,700) (11,987,311) (101,120) (12,172) 200,000 19,246,542 (3,150,000) (8,300,000) 65 152,900,022 252,708,202 65 (238,461,360) (159,755,281) 65 149,987,279 183,033,045 65 (103,096) (278,880) 65 (139,915,365) (92,794,634) 65 (25,759,812) (22,486,578) 65 (3,749,759) (6,761,781) (953,733) (924,244) (167,071,644) 161,205,031 (67,724,440) 30,810,031 169,120,081 138,854,990 (76,318) (544,940) 58 101,319,323 169,120,081 84,222,931 50,303,353 (32,405,843) (27,750,491) 51,817,088 22,552,862 167

2018 12 31 168 1999 11 1 2012 9 28 8100033 J0001H111000001 911100007109255774 2015 10 30

2018 12 31 9 169 15 22 2 4 9 4 28 2014 2016 40 2019 1 1 9

2018 12 31 1. 9 170 9 9 9 12 3 99 2018 1 1 2018 1 12017 12 31 2018 1 1 39 9

2018 12 31 1. 9 9 2018 1 1 9 9 2017 12 31 39 162,881,077 9,822,736 195,520,697 701,192,438 64,451,200 67,257,709 230,045,342 158,221,948 95,703,929 12,019,889 42,097,082 27,457,236 293,077,905 (799,550) 52,706,296 31,274,846 9 i (195,520,697) 132,834,196 1,755,458 42,579,943 18,351,100 37,731 (37,731) ii (64,451,200) 499,421 63,951,779 iii (67,257,709) 67,246,706 11,003 iii (230,045,342) 230,045,342 iv 5,689,485 (5,689,485) v (701,192,438) 30,337,262 108,138,541 562,716,635 i (117,006) (99,501) 54,127 (74,625) (87,755) ii, iv, v 656,682 1,345,474 (614,568) 92,316 127,158 713,184 844,178 (204,616) vi (293) (354) (5,067,372) (14,404) (471,831) 1,015,957 (54,657) (251,853) 843,890 (5,123,850) (61,141) (181,983) 30,015 (104,583) 14,466 (61,851) 2018 1 1 162,880,784 9,822,382 461,502,603 1,655,957 157,753,443 639,781,162 152,518,059 95,232,098 12,475,405 42,219,413 27,402,579 292,953,210 616,047 48,315,604 30,947,238 171

2018 12 31 1. 9 172 9 (i) 9 1,755 1002018 1 1 2018 1 1 42,580 2018 1 1 9 9 1172018 1 1 9 2018 1 1 9132,834

2018 12 31 1. 9 9 (i) 173 918,351 182 2018 1 1 (ii) 963,952 499 9 2018 1 1 (iii) 67,247230,045 9

2018 12 31 1. 9 174 9 (iv) 5,689 9 2018 1 1 (v) 562,7179 2018 1 1 108,139 9 2018 1 1 30,337 9 2018 1 1

2018 12 31 1. 9 9 (vi) 175 12 9 9 2018 1 1 5,124

2018 12 31 1. 9 9 176 (vi) 2017 12 31 2018 1 1 2017 12 31 39 3,789,251 2,023,481 1,296,439 33,263,502 (1,412) 2,459,346 293 354 5,067,372 14,404 471,831 54,657 843,890 2018 1 1 293 354 38,330,874 3,802,243 2,495,312 3,303,236 1,351,096 2. 15 15 18 11

2018 12 31 2. 15 15 2018 1 175 2,534 2018 12 3111 18 115954 177 7 155 3. 2017 12 31 2017 12 31 4,661,251 8,109,503 12,770,754 21,014,963 14,833,827 6,181,136 33,785,717 33,785,717 (17,463,643) (16,550,501) (913,142) (17,463,643) (17,463,643)

2018 12 31 3. 178 1 9 2017 12 31 9 15 2018 1 1 33,207,112 33,207,112 162,881,077 (293) 162,880,784 9,822,736 (354) 9,822,382 67,257,709 (67,257,709) 461,502,603 461,502,603 230,045,342 (230,045,342) 41,238,105 41,238,105 158,221,948 (5,703,889) 152,518,059 95,703,929 (471,831) 95,232,098 157,753,443 157,753,443 1,655,957 1,655,957 16,640,824 16,640,824 195,520,697 (195,520,697) 64,451,200 (64,451,200) 701,192,438 (701,192,438) 639,781,162 639,781,162 42,097,082 122,331 42,219,413 2,135,383 2,135,383 8,645,191 8,645,191 13,400,222 454,720 13,854,942 75,144 75,144 27,457,236 (54,657) (75,144) 27,327,435 342,051 342,051 1,870,260,282 (3,428,194) 1,866,832,088

2018 12 31 3. 2017 12 31 9 15 2018 1 1 4,647,000 4,647,000 10,158,354 10,158,354 2,101,560 2,101,560 60,316,970 60,316,970 773,057,262 773,057,262 2,547,383 2,547,383 202,349,949 202,349,949 6,025,835 6,025,835 1,380,333 (796) 1,379,537 331,962,869 331,962,869 2,533,675 2,533,675 293,077,905 (124,695) (2,533,675) 290,419,535 1,687,625,420 (125,491) 1,687,499,929 39,070,208 39,070,208 19,015,028 19,015,028 5,299,688 5,299,688 12,882,925 12,882,925 (799,550) 1,415,597 616,047 52,706,296 (4,390,692) 48,315,604 128,174,595 (2,975,095) 125,199,500 23,185,421 23,185,421 31,274,846 (327,608) 30,947,238 182,634,862 (3,302,703) 179,332,159 179 2018 12 31 2018 1 1

2018 12 31 3. 180 16 1 17 2 23 1 3 4 10 28 3 1 8 5 19 1 28 1 2015 2017 1 1 2019 1 1 2 2021 1 1 3 4 2020 1 1 5 2020 1 1

2018 12 31 3. 181 16 16 16 17 16 1615 16 16 17 16 1617 16

2018 12 31 3. 182 16 2018 12 31 60.(1) 2,142 16 16 17 16 1615 9 16 16 17 4 16 17 4 16

2018 12 31 1. 183 2. 2 17 2 36

2018 12 31 3. 184

2018 12 31 3. 185 (i) (ii) 9 39 4.

2018 12 31 4. 186 9 39 5. 4

2018 12 31 5. 187 6 6. 9 15

2018 12 31 6. 188 36 36 9 39

2018 12 31 7. 189 8.

2018 12 31 9. 190 2018 1 1 15 9.1 9 3

2018 12 31 9. 9.1 9 191 (i)

2018 12 31 9. 192 9.1 9 (ii) (iii) (iv)

2018 12 31 9. 9.2 9 9 193 12 12 12 (i)

2018 12 31 9. 194 9.2 9 (i) 30 (1) (2)(3)

2018 12 31 9. 9.2 9 (ii) 195 90 (iii) (a) (b) (c) (d) (e) (iv)

2018 12 31 9. 196 9.2 9 (v) 17

2018 12 31 9. 9.2 9 (v) 197 9 (vi)

2018 12 31 9. 198 9.2 9 (vi) 26

2018 12 31 9. 9.3 2018 1 19 199 (i) i)ii) 39

2018 12 31 9. 200 9.3 2018 1 19 (i) (ii) (iii)

2018 12 31 9. 9.3 2018 1 19 (iv) 201

2018 12 31 9. 202 9.4 2018 1 19 (1) (2) (3) (4) (5) (6) (7) (8)

2018 12 31 9. 9.4 2018 1 19 203

2018 12 31 9. 204 9.5 9 9

2018 12 31 9. 9.6 205 (i) (ii)

2018 12 31 9. 206 9.6 9 39 9 2018 1 19

2018 12 31 9. 9.6 207 9 2018 1 1 37 2018 1 19

2018 12 31 9. 208 9.7 2018 1 19 9 9 2018 1 19

2018 12 31 9. 9.8 (1) (2) 209 10. 2018 1 1 9

2018 12 31 10. 210 2018 1 19 80% 125% 2018 1 1 9

2018 12 31 10. 2018 1 19 211 11. 12.

2018 12 31 13. 212 5 35 3% 5% 2.71% 19.40% 5 20 3% 5% 4.75% 19.40% 3 10 3% 5% 9.50% 32.33% 5 10 3% 5% 9.50% 19.40%

2018 12 31 14. 213 15.

2018 12 31 16. 214

2018 12 31 17. 17.1 215 17.2 18.

2018 12 31 19. 15 216 15 9

2018 12 31 19. 15 19.1. 217 19.2. (a)(b) 19.3.

2018 12 31 19. 15 218 19.4. 19.5. a) b) c)

2018 12 31 20. 2018 1 1 219 20.1 20.2 20.3

2018 12 31 20. 2018 1 1 220 20.4 20.5 (1)(2) (3) (4) (5)

2018 12 31 20. 2018 1 1 20.5 221 21.

2018 12 31 21. 222

2018 12 31 22. 223 22.1 22.2 22.3

2018 12 31 23. 224 24.

2018 12 31 24. 225

2018 12 31 25. 226

2018 12 31 227 1. 2. 112 9 63.1

2018 12 31 228 2. 63.1 1212 63.1 3. (a) (b) (c) 3 34

2018 12 31 229 1. 63.1.(iii) 63.1.(iv) 2. 2018 12 31 506,4372017 12 31 416,01064.1

2018 12 31 1. 230 10%

2018 12 31 1. 2018 12 31 12,424,194 (207,379) (3,929,879) (15,437) 8,271,499 43,420,152 21,363,342 17,988,546 (3,513,231) 79,258,809 6,673,585 110,787 6,784,372 41,175 2,565 33,123 76,863 (25,032) (54,217) (79,249) 1,714,184 1,495,914 1,677,413 (194,203) 4,693,308 203,321 24,712 228,033 2,847,518 108,078 1,019,874 (1,583,264) 2,392,206 4,120,199 863,579 938,201 (294,673) 5,627,306 64,770,743 30,274,652 17,808,560 (5,600,808) 107,253,147 (37,110,205) (14,088,278) (16,335,879) 3,436,234 (64,098,128) (588,801) (1,365,745) (301,973) 176,623 (2,079,896) (7,058,493) (4,836,670) (2,954,884) 300,052 (14,549,995) (5,380,547) (6,246,342) (5,678,122) 32,070 (17,272,941) (370,320) (214,706) (2,208,844) (2,793,870) (50,508,366) (26,751,741) (27,479,702) 3,944,979 (100,794,830) 231 (1,821,022) 976,146 (1,083,318) (1,928,194) 462,924 79 1,018,739 1,481,742 12,904,279 4,499,136 (9,735,721) (1,655,829) 6,011,865 (4,502,860) 1,509,005 137,463 2,714,150 871,315 3,722,928 286,952 728,241 370,376 1,385,569 2018 12 31 866,250,051 545,778,885 355,404,796 (72,365,704) 1,695,068,028 7,768,968 6,449 29,200,037 36,975,454 15,018,661 1,710,086,689 752,223,753 497,956,323 348,971,694 (62,007,772) 1,537,143,998 605,835 3,731,887 1,541,481,720

2018 12 31 1. 232 2017 12 31 30,753,417 30,753,417 7,066,101 3,331,769 2,372,884 12,770,754 913,739 12,531,019 2,945,185 (1,556,116) 14,833,827 6,181,136 6,181,136 19,919,029 6,361,119 20,193,238 (2,293,698) 44,179,688 6,129,300 2,175,467 4,867,756 (133,446) 13,039,077 296,353 621,256 917,609 3,834,941 350,855 1,479,572 (270,326) 5,395,042 68,912,880 30,931,365 32,479,891 (4,253,586) 128,070,550 (28,088,376) (12,011,157) (12,201,861) 1,610,321 (50,691,073) (426,094) (784,786) (151,463) 66,176 (1,296,167) (7,968,697) (4,617,677) (2,838,684) 284,133 (15,140,925) (8,303,854) (2,778,156) (5,455,565) (16,537,575) (67,076) (858,992) (926,068) (44,787,021) (20,258,852) (21,506,565) 1,960,630 (84,591,808) (3,790,889) (3,110,894) (965,781) 43,892 (7,823,672) (58,857) 70 1,005,411 946,624 20,276,113 7,561,689 11,012,956 (2,249,064) 36,601,694 (10,013,982) 26,587,712 94,688 2,503,121 271,777 2,869,586 259,401 477,358 145,162 881,921 2017 12 31 934,966,367 572,779,725 435,906,899 (86,792,931) 1,856,860,060 12,336,700 6,370 29,754,012 42,097,082 13,400,222 1,870,260,282 835,238,155 525,159,713 396,366,198 (76,544,814) 1,680,219,252 1,380,333 6,025,835 1,687,625,420

2018 12 31 2. 12 31 2018 2017 8,657,926 4,661,251 (386,427) 8,109,503 8,271,499 12,770,754 233 3. 2018 12 31 2017 12 31 4 12 31 2018 2017 (1) 24,847,813 (1) 9,601,757 23,789,289 3,750,955 7,383,673 5,991,587 4,606,933 2,534,990 580,517 558,665 2,301,682 2,483,324 1,518,585 2,372,683 476,618 483,779 400,987 408,799 79,258,809 14,833,827 (1) 2017 12 31 31

2018 12 31 4. 234 2017 12 31 26,245,155 6,275,111 2,352,624 8,142,403 1,164,395 44,179,688 33,330 5. 12 31 2018 2017 2,303,066 8,674,390 975,892 1,683,680 844,160 2,027,787 480,882 530,502 89,308 122,718 4,693,308 13,039,077

2018 12 31 5. (1) 2018 12 31 235 4,109,689 539,861 43,758 4,693,308 2018 12 31 1,456,774 3,236,534 4,693,308

2018 12 31 5. 236 (2) (a) (b) (c)

2018 12 31 5. (3) 2018 12 31 237 120,513 200,027 26,257 39,844 24,389 127,426 171,159 367,297 (4) 1

2018 12 31 6. 238 2018 12 31 2,392,206 7. 12 31 2018 2017 (1) 3,192,915 3,640,356 698,960 442,863 (2) 497,129 265,464 (112,221) (151,612) 1,350,523 1,197,971 5,627,306 5,395,042 (1) 1 (2)

2018 12 31 8. 12 31 2018 2017 (44,125,461) (33,216,640) (14,713,925) (11,710,213) (3,011,373) (2,302,964) (1,194,515) (2,373,071) (529,839) (623,393) (87,446) (73,738) (87,128) (142,435) (47,048) (348,441) (201,571) (64,098,128) (50,691,073) 239 9. 12 31 2018 2017 (1,004,675) (321,701) (645,472) (443,334) (372,623) (489,552) (57,126) (41,580) (2,079,896) (1,296,167)

2018 12 31 10. 12 31 240 2018 2017 (1) (5,311,866) (5,607,814) (766,561) (1,384,318) (1,938,044) (2,043,806) (6,533,524) (6,104,987) (738,415) (717,874) (858,458) (515,466) (406,518) (291,741) (120,593) (74,714) (36,570) (26,118) (14,549,995) (15,140,925) (1) 12 31 2018 2017 (3,382,668) (3,962,624) (i) (635,474) (511,235) (330,399) (279,080) (287,861) (267,060) (315,919) (221,465) (136,710) (170,473) (109,880) (87,103) (112,955) (108,774) (5,311,866) (5,607,814) (i)

2018 12 31 11. 2018 12 31 63.1 (12,620,382) 63.1 (3,901,306) (578,695) 63.1 105,815 63.1 (240,251) (62,978) (17,297,797) 241 2017 12 31 (3,662,540) (8,110,476) (1,929,517) (1,502,742) (425,010) (920,216) (16,550,501) 12. 12 31 2018 2017 33 (2,316,737) (858,992) (174,367) (54,150) (94,482) 41 (89,974) (93,454) (2,769,014) (913,142)

2018 12 31 13. 242 12 31 2018 2017 (6,354,622) (10,994,904) (219,705) (1,569,509) (16,992) 64,963 (40,042) 38 2,006,504 2,607,465 (4,502,860) (10,013,982) 2018 25% 201725% 201815% 201715% 2018 3 212017 7 2018 3 28 200 8.25%200 16.5%16.5% 201816.5% 201716.5% 201812% 201712%