2017 重要提示

CHINA MERCHANTS BANK CO., LTD. 03968 2017 2017 6 3062017 2017H (www.hkex.com.hk) (www.cmbchina.com) (www.cmbchina.com) (www.hkex.com.hk) (www.cmbchina.com)(www.sse.com.cn) 2017 8 18

2017 重要提示 1 2 2017 8 18 1616 8 3 2017 4 2017 5 6 7 1

2017 目錄 1 3 3 4 6 8 3.1 8 3.2 8 3.3 16 3.4 22 3.5 29 3.6 32 3.7 34 3.8 34 3.9 36 3.10 43 3.11 58 3.12 66 3.13 66 67 71 77 84 86 2

2017 釋義 571 重大風險提示 3

2017 第一章公司簡介 1.1 1.1.1 China Merchants Bank Co., Ltd. 1.1.2 FCIS FCS(PE) FHKIoD FTIHK 1.1.3 7088 1.1.4 7088 518040 86755-83198888 86755-83195109 cmb@cmbchina.com www.cmbchina.com 95555 1.1.5 12 21 1.1.6 A 600036 H 03968 1.1.7 222 30 88 35 1.1.8 4

2017 第一章公司簡介 1.1.9 A 1.1.10 H 183 17 1712-1716 1.1.11 (www.sse.com.cn)(www.cmbchina.com) (www.hkex.com.hk)(www.cmbchina.com) 1.1.12 1987 3 31 9144030010001686XA 1.2 IT 5

2017 第二章會計數據和財務指標摘要 2.1 2017 1-6 2016 1-6 (-)% 113,032 113,394 (0.32) 49,942 45,495 9.77 39,259 35,231 11.43 2017 1-6 2016 1-6 (-)% 1.56 1.40 11.43 1.56 1.40 11.43 2017 6 30 2016 12 31 (-)% 6,199,690 5,942,311 4.33 3,539,938 3,261,681 8.53 5,777,866 5,538,949 4.31 4,142,254 3,802,049 8.95 419,377 402,350 4.23 16.63 15.95 4.26 6

2017 第二章會計數據和財務指標摘要 2.2 2017 1-6 2016 1-12 2016 1-6 (%) (1) 1.29 1.09 1.28 0.01 19.11 16.27 19.07 0.04 2.31 2.37 2.45 0.14 2.43 2.50 2.58 0.15 62.72 64.01 59.51 3.21 37.28 35.99 40.49 3.21 25.88 27.84 23.34 2.54 2017 6 30 2016 12 31 (%) 2016 6 30 1.71 1.87 1.83 0.16 (2) 224.69 180.02 189.11 44.67 (3) 3.84 3.37 3.45 0.47 (4) 12.42 11.54 12.09 0.88 14.59 13.33 13.90 1.26 6.80 6.79 6.85 0.01 (1) (2) = (3) = (4) 2017 6 30 11.85% 9.98% 7

2017 第三章董事會報告 3.1 2017 2017392.59 11.43% 708.96 5.07% 421.36 8.23% (ROAA) (ROAE) 1.29% 19.11% 0.01 0.04 2017 6 30 61,996.90 4.33% 35,399.38 8.53% 57,778.66 4.31% 41,422.54 8.95% 2017 6 30 604.59 6.62 1.71% 0.16224.69% 44.67 3.2 3.2.1 2017 1-6 499.42 9.77%20.98% 1.36 2017 2017 1-6 2016 1-6 70,896 67,477 3,419 34,750 37,779 (3,029) 6,984 7,986 (1,002) (30,322) (31,596) 1,274 (120) (133) 13 402 152 250 (32,648) (36,170) 3,522 49,942 45,495 4,447 (10,476) (10,163) (313) 39,466 35,332 4,134 39,259 35,231 4,028 8

2017 第三章董事會報告 3.2.2 2017 1-61,130.32 0.32% 62.72% 3.21 37.28% 3.21 2017 1-6 (%) 2016 1-6 (%) 2015 1-6 (%) 62.72 59.51 63.76 30.74 33.32 29.45 6.18 7.04 6.66 0.36 0.13 0.13 100.00 100.00 100.00 3.2.3 2017 1-6 1,163.93 6.92% 2017 1-6 815.90 6.97% 2017 1-6 2016 1-6 % % 1,651,597 32,451 3.96 1,503,021 33,801 4.52 1,613,404 47,163 5.89 1,283,310 40,057 6.28 163,198 1,976 2.44 159,370 2,418 3.05 3,428,199 81,590 4.80 2,945,701 76,276 5.21 2017 1-614,339.76 390.335.49%17,389.23 380.95 4.42% 9

2017 第三章董事會報告 3.2.4 2017 1-6454.97 9.95% 2017 1-6242.16 2.78% 2017 1-6 2016 1-6 % % 1,470,672 5,124 0.70 1,233,410 4,034 0.66 1,171,623 14,006 2.41 1,100,738 13,835 2.53 2,642,295 19,130 1.46 2,334,148 17,869 1.54 969,894 1,749 0.36 843,158 1,535 0.37 333,911 3,337 2.02 347,848 4,157 2.40 1,303,805 5,086 0.79 1,191,006 5,692 0.96 3,946,100 24,216 1.24 3,525,154 23,561 1.34 10

2017 第三章董事會報告 3.2.5 2017 1-6 708.96 5.07% 2017 1-6 2016 1-12 2016 1-6 % % % 3,428,199 81,590 4.80 3,075,611 151,236 4.92 2,945,701 76,276 5.21 1,414,121 24,653 3.52 1,300,604 45,721 3.52 1,331,646 23,577 3.56 568,452 4,279 1.52 557,347 8,170 1.47 564,214 4,059 1.45 461,410 5,871 2.57 451,820 10,354 2.29 416,937 4,945 2.39 5,872,182 116,393 4.00 5,385,382 215,481 4.00 5,258,498 108,857 4.16 % % % 3,946,100 24,216 1.24 3,619,703 46,000 1.27 3,525,154 23,561 1.34 867,224 11,172 2.60 873,695 20,168 2.31 818,438 10,669 2.62 323,450 5,983 3.73 301,430 9,925 3.29 310,518 5,041 3.26 285,366 4,126 2.92 177,449 4,793 2.70 207,057 2,109 2.05 5,422,140 45,497 1.69 4,972,277 80,886 1.63 4,861,167 41,380 1.71 70,896 134,595 67,477 2.31 2.37 2.45 2.43 2.50 2.58 2016 2016 11

2017 第三章董事會報告 2017 1-6 2.31% 14 4.00% 161.69% 2 2017 1-62.43% 15 2017 1-6 2016 1-6 29,543 (24,229) 5,314 2,282 (1,206) 1,076 (591) 811 220 (594) 1,520 926 30,640 (23,104) 7,536 8,231 (7,576) 655 893 (390) 503 (1,973) 2,915 942 (1,605) 3,622 2,017 5,546 (1,429) 4,117 25,094 (21,675) 3,419 12

2017 第三章董事會報告 2017 1-3 2017 4-6 % % 3,374,096 40,016 4.81 3,481,710 41,574 4.79 1,372,798 11,709 3.46 1,454,990 12,944 3.57 570,732 2,123 1.51 566,197 2,156 1.53 517,495 3,212 2.52 405,941 2,659 2.63 5,835,121 57,060 3.96 5,908,838 59,333 4.03 2017 1-3 2017 4-6 % % 3,932,874 11,989 1.24 3,959,181 12,227 1.24 893,115 5,621 2.55 841,619 5,551 2.65 318,421 2,837 3.61 328,424 3,146 3.84 252,951 1,699 2.72 317,425 2,427 3.07 5,397,361 22,146 1.66 5,446,649 23,351 1.72 34,914 35,982 2.30 2.31 2.43 2.44 20172.31% 1 4.03% 71.72% 6 2017 2.44% 1 13

2017 第三章董事會報告 3.2.6 2017 1-6 421.36 8.23% 347.50 8.02%17.14 35.72%POS 20.63 61.29% 40.49 25.32%2017 1-6 62.39 37.03% 25.42 7.33% 73.86 9.24%40.07 50.72% 15.80 34.93% -2.08 20.47 186.78 17.86% 44.33% 202.76 1.58% 48.12% 31.82 1.12%7.55% 3.9.1 2017 1-6 2016 1-6 37,526 39,991 6,512 4,798 5,429 3,366 8,280 9,676 2,271 2,363 11,942 15,991 3,092 3,797 2,776 2,212 34,750 37,779 7,386 8,138 (208) (2,255) 4,007 8,131 1,605 939 1,580 1,171 402 152 42,136 45,917 14

2017 第三章董事會報告 3.2.7 2017 1-6303.22 4.03% 25.88% 2.54 2017 1-6 2016 1-6 17,734 16,359 1,073 5,133 2,440 2,083 2,066 2,002 7,009 6,019 30,322 31,596 3.2.8 2017 1-6326.48 9.74% 2017 1-6 2016 1-6 33,139 35,207 100 (9) (960) 752 369 220 32,648 36,170 2017331.39 5.87% 15

2017 第三章董事會報告 3.3 3.3.1 2017 6 3061,996.90 4.33% 2017 6 30 2016 12 31 % % 3,539,938 57.10 3,261,681 54.89 (135,844) (2.19) (110,032) (1.85) 3,404,094 54.91 3,151,649 53.04 1,571,099 25.34 1,463,322 24.63 610,420 9.85 600,510 10.11 61,312 0.99 103,013 1.73 384,031 6.19 478,950 8.06 9,954 0.16 9,954 0.17 158,780 2.56 134,913 2.26 6,199,690 100.00 5,942,311 100.00 3.3.1.1 2017 6 30 35,399.38 8.53% 57.10% 2.21 16

2017 第三章董事會報告 3.3.1.2 2017 6 30 2016 12 31 % % 52,956 3.37 55,972 3.82 404,182 25.73 389,138 26.59 516,094 32.85 477,064 32.60 582,370 37.07 528,748 36.13 4,016 0.25 3,712 0.27 11,481 0.73 8,688 0.59 1,571,099 100.00 1,463,322 100.00 2017 6 30529.56 5.39%2017 17(a) 2017 6 304,041.82 3.87% 2017 17(b) 17

2017 第三章董事會報告 2017 6 30 5,160.94 8.18% 2017 17(c) 2017 6 30 5,823.70 10.14% 17(d) 3.9.1 2017 6 30 2016 12 31 483,713 428,932 243,019 264,317 140,716 139,628 77,248 68,291 944,696 901,168 2017 6 3039.98 3.68 10.14%0.18 18 19 18

2017 第三章董事會報告 2017 6 30 37(f) 2017 6 30 2016 12 31 1,127,860 1,772 (1,734) 1,410,276 599 (450) 1,342,385 9,309 (13,942) 1,257,163 8,022 (10,634) 129,955 400 (401) 335 67 (68) 2,600,200 11,481 (16,077) 2,667,774 8,688 (11,152) 2017 3.3.1.3 2017 6 30 5.7999.54 19

2017 第三章董事會報告 3.3.2 2017 6 3057,778.66 4.31% 2017 6 30 2016 12 31 % % 4,142,254 71.69 3,802,049 68.64 399,902 6.92 555,607 10.03 351,542 6.08 330,108 5.96 212,457 3.68 248,876 4.49 23,995 0.42 23,576 0.43 16,077 0.28 11,152 0.20 158,357 2.74 162,942 2.94 346,902 6.00 275,082 4.97 126,380 2.19 129,557 2.34 5,777,866 100.00 5,538,949 100.00 20

2017 第三章董事會報告 2017 6 3041,422.54 8.95% 71.69% 2017 6 30 2016 12 31 % % 1,543,497 37.26 1,441,225 37.91 1,222,528 29.52 1,076,266 28.30 2,766,025 66.78 2,517,491 66.21 1,042,025 25.15 951,615 25.03 334,204 8.07 332,943 8.76 1,376,229 33.22 1,284,558 33.79 4,142,254 100.00 3,802,049 100.00 2017 6 3062.41% 0.53 55.80% 1.45 75.72% 1.64 3.3.3 2017 6 304,218.24 4.58% 4,193.77 4.23%2,194.63 10.22% -6.18 21

2017 第三章董事會報告 3.4 2017 6 30 35,399.38 8.53% 1.71% 0.16224.69% 44.67 3.84% 0.47 3.4.1 2017 6 30 2016 12 31 % % 3,418,740 96.57 3,132,460 96.04 60,739 1.72 68,100 2.09 21,544 0.62 24,309 0.74 23,531 0.66 22,296 0.68 15,384 0.43 14,516 0.45 3,539,938 100.00 3,261,681 100.00 60,459 1.71 61,121 1.87 604.59 1.08% 0.12 0.62%607.39 10.81% 1.72% 0.37 22

2017 第三章董事會報告 3.4.2 2017 6 30 2016 12 31 % % (1) % % (1) 1,684,099 47.57 45,672 2.71 1,566,570 48.03 45,719 2.92 875,902 24.74 30,788 3.52 794,577 24.36 29,064 3.66 387,054 10.93 5,431 1.40 363,802 11.15 5,304 1.46 196,146 5.54 2,628 1.34 192,801 5.91 3,433 1.78 (2) 224,997 6.36 6,825 3.03 215,390 6.61 7,918 3.68 (3) 153,951 4.35 154,517 4.74 1,701,888 48.08 14,787 0.87 1,540,594 47.23 15,402 1.00 297,683 8.41 4,269 1.43 283,502 8.69 4,629 1.63 807,665 22.82 2,713 0.34 728,328 22.32 3,023 0.42 456,219 12.89 5,764 1.26 409,198 12.55 5,717 1.40 (4) 140,321 3.96 2,041 1.45 119,566 3.67 2,033 1.70 3,539,938 100.00 60,459 1.71 3,261,681 100.00 61,121 1.87 (1) (2) (3) (4) 2017 0.85 48.08% 0.87% 0.13 2.71% 23

2017 第三章董事會報告 3.4.3 2017 6 30 2016 12 31 % % (1) % % (1) 1,684,099 47.57 45,672 2.71 1,566,570 48.03 45,719 2.92 291,921 8.25 18,561 6.36 297,442 9.12 18,970 6.38 267,114 7.55 11,479 4.30 228,751 7.01 10,589 4.63 243,331 6.87 2,605 1.07 227,564 6.98 2,292 1.01 207,506 5.86 1,615 0.78 193,829 5.94 1,587 0.82 88,720 2.51 1,914 2.16 84,673 2.60 1,671 1.97 124,614 3.52 1,279 1.03 108,669 3.33 1,088 1.00 47,414 1.34 6,694 14.12 49,479 1.52 8,163 16.50 128,670 3.63 221 0.17 102,469 3.14 129 0.13 40,426 1.14 242 0.60 35,243 1.08 216 0.61 68,180 1.93 285 0.42 77,492 2.38 225 0.29 (2) 176,203 4.97 777 0.44 160,959 4.93 789 0.49 153,951 4.35 154,517 4.74 1,701,888 48.08 14,787 0.87 1,540,594 47.23 15,402 1.00 3,539,938 100.00 60,459 1.71 3,261,681 100.00 61,121 1.87 (1) (2) 2017 6.62 0.162.38 0.33 24

2017 第三章董事會報告 3.4.4 2017 6 30 % % 2016 12 31 % % 563,892 15.93 5,956 1.06 499,102 15.30 5,993 1.20 740,393 20.92 10,591 1.43 674,209 20.67 11,134 1.65 431,073 12.18 7,862 1.82 398,961 12.23 6,427 1.61 601,129 16.98 8,497 1.41 561,539 17.21 7,082 1.26 145,497 4.11 3,675 2.53 137,171 4.21 2,987 2.18 337,506 9.53 7,328 2.17 311,713 9.56 10,128 3.25 350,584 9.90 14,701 4.19 332,342 10.19 15,999 4.81 100,268 2.83 169 0.17 99,149 3.04 269,596 7.62 1,680 0.62 247,495 7.59 1,371 0.55 3,539,938 100.00 60,459 1.71 3,261,681 100.00 61,121 1.87 2017 2017 6 30 0.62 0.22 0.15 0.05 0.23 25

2017 第三章董事會報告 3.4.5 2017 6 30 % % 2016 12 31 % % 985,062 27.83 9,273 0.94 850,482 26.07 9,223 1.08 442,604 12.50 24,122 5.45 430,410 13.20 23,009 5.35 1,539,921 43.50 24,895 1.62 1,428,313 43.79 22,024 1.54 418,400 11.82 2,169 0.52 397,959 12.20 6,865 1.73 153,951 4.35 154,517 4.74 3,539,938 100.00 60,459 1.71 3,261,681 100.00 61,121 1.87 7.23% 2.83% 15.82% 3.4.6 2017 6 30 % % A 12,050 2.53 0.34 B 9,800 2.06 0.28 C 8,096 1.70 0.23 D 7,445 1.56 0.21 E 6,032 1.26 0.17 F 5,592 1.17 0.16 G 4,927 1.03 0.14 H 4,767 1.00 0.13 I 4,704 0.99 0.13 J 4,525 0.95 0.13 67,938 14.25 1.92 26

2017 第三章董事會報告 120.50 2.53% 679.3814.25% 14.11%1.92% 3.4.7 2017 6 30 2016 12 31 % % 3 23,125 0.65 22,006 0.68 3 1 18,020 0.51 24,280 0.74 13 28,592 0.81 21,580 0.66 3 1,850 0.05 2,013 0.06 71,587 2.02 69,879 2.14 3,539,938 100.00 3,261,681 100.00 715.87 17.08 2.02% 0.1247.63% 31.34% 21.03%90 1.25 3.4.8 2017 6 30 2016 12 31 % % 18,297 0.52 16,671 0.51 90 10,316 0.29 8,605 0.26 0.52% 0.01 3.4.9 15.486.90 8.58 27

2017 第三章董事會報告 3.4.10 2017 2016 110,032 84,842 36,413 67,188 (3,274) (2,628) 23 (5,700) (446) (1,001) 3,083 2,893 (9,836) (35,942) (151) 380 135,844 110,032 1,358.44 258.12224.69% 44.67 3.84% 0.47 28

2017 第三章董事會報告 3.5 2017 6 3014.59%12.42% 2.74 2.44 2017 6 30 2016 12 31 (%) (1) 1. 405,543 388,762 4.32 2. 405,562 388,780 4.32 3. 476,723 449,116 6.15 4. 3,233,878 3,209,980 0.74 2,838,984 2,813,611 0.90 36,598 38,073 (3.87) 358,296 358,296 5. 3,266,377 3,368,990 (3.05) 6. 12.42% 11.54% 0.88 7. 12.42% 11.54% 0.88 8. 14.59% 13.33% 1.26 (2) 9. 6,958,729 6,758,093 2.97 10. 5.83% 5.75% 0.08 1 2012 6 7 2017 6 30 95% 90% 80% 2017 2 20152015 2 122017 2016 2016 6.01% 5.75% 5.99% 29

2017 第三章董事會報告 14.36%12.08% 2.99 2.63 2017 6 30 2016 12 31 (%) 1. 351,115 339,976 3.28 2. 351,115 339,976 3.28 3. 417,263 397,649 4.93 4. 2,885,116 2,887,494 (0.08) 2,516,334 2,516,838 (0.02) 30,384 32,258 (5.81) 338,398 338,398 5. 2,906,119 3,061,019 (5.06) 6. 12.08% 11.11% 0.97 7. 12.08% 11.11% 0.97 8. 14.36% 12.99% 1.37 2017 6 3011.85% 0.15 9.98% 0.11 2017 6 30 2016 12 31 (%) 1. 405,543 388,762 4.32 2. 405,562 388,780 4.32 3. 481,588 462,493 4.13 4. 4,063,482 3,852,894 5.47 5. 9.98% 10.09% 0.11 6. 9.98% 10.09% 0.11 7. 11.85% 12.00% 0.15 2012 6 7 30

2017 第三章董事會報告 11.37% 0.229.45% 0.18 2017 6 30 2016 12 31 (%) 1. 351,115 339,976 3.28 2. 351,115 339,976 3.28 3. 422,129 408,962 3.22 4. 3,713,556 3,529,142 5.23 5. 9.45% 9.63% 0.18 6. 9.45% 9.63% 0.18 7. 11.37% 11.59% 0.22 853,830 853,830 1,754,297 1,754,297 2,148,841 2,148,841 858,723 858,723 894,007 894,007 396,111 396,111 2,080,676 2,480,561 126,968 137,969 34,060 35,613 31

2017 第三章董事會報告 29.28365.98 17.4111.87 25099% 10 1 261 263 2 619 398 3 93 104 4 313 260 3.6 2017 1-6 2016 1-6 53,572 20,889 55,759 15,137 56,150 27,682 53,219 27,416 3,310 1,371 4,416 2,942 113,032 49,942 113,394 45,495 2017 2016 561.50 5.51% 49.68% 2.75276.82 56.99% 30.55% 1.23 32

2017 第三章董事會報告 2017 6 30 2017 6 30 2017 1-6 (%) (%) (%) 2,536,767 41 2,225,112 38 2,703 5 858,335 14 848,840 15 12,822 26 528,014 9 522,047 9 8,360 17 707,849 11 700,055 12 10,733 21 173,525 3 172,832 3 957 2 385,135 6 381,966 7 4,328 9 389,514 6 386,274 7 4,452 9 187,953 3 185,866 3 1,229 2 432,598 7 354,874 6 4,358 9 6,199,690 100 5,777,866 100 49,942 100 2016 12 31 2016 12 31 2016 1-6 (%) (%) (%) 2,634,760 44 2,313,672 42 14,933 33 768,653 13 760,973 14 8,402 18 465,320 8 461,735 8 5,770 13 634,092 11 626,656 11 7,207 16 157,710 3 156,670 3 1,628 3 353,771 6 354,073 6 1,756 4 368,485 6 373,028 7 1,261 3 177,271 3 173,987 3 929 2 382,249 6 318,155 6 3,609 8 5,942,311 100 5,538,949 100 45,495 100 33

2017 第三章董事會報告 3.7 3.7.1 2017 6 13,106.08 35 3.7.2 2017 6 3.8 3.8 2017 1 14.36% 12.08% 2.99 2.63 (RAROC) 29.58% 2 10.63% 51.43% 0.98 795.97470.72 47.55% 27.11% 2017 161.71 1.46% 0.14 33.82% 65.78% 5.81 3264.40 5.66% 25,138.79 7.83% 63.59% 6 4 35.29% 51.40% 3.02 34

2017 第三章董事會報告 5 APP APP 2,000 11.39% 88.05% 1,108 50% 25.27% 1 269.11 57.17% 547.50 51.40%30.29% 1.18%36.47% 58.522,803.16 (AUM)3,678 871.32 78.50%51.43% 2 16.9012.60 256 1,807 10.47% 166 22.96%67IPO IPO87.16 24.71%498.29% 77.94% (CIPS) 16.84% 2.13 75.72% 10.63 69.46% 69.33% 35

2017 第三章董事會報告 3 9,111 498353 20.06%6,255.26 17.81% 377.879.2 3.9 3.9.1 1 2017 2017 6.9% CPI 1.4% CPI2.1% PPI (MLF) (PSL) 2 2017 2.50% 13 5 2017 2.51% 2 36

2017 第三章董事會報告 3 2017375.91 11.11% 4 152.01 25.61% 62.39 37.03% 37.65 9.43% 30.63 26.09% 20.47 2.15%0.87 34.51%64.65 37.14% 25.42 7.33% Fintech 4 2017 5.23% 5.06% 49.85% 4.69 (RAROC) (EVA) (ICAAP) III 37

2017 第三章董事會報告 15 669.3 5 2017 6 30 1.80% 0.18 1.79% 0.36 4.05% 0.50 225.17% 46.142.08% 0.19 2017166.13 140.64 45.85%1.06% 1.18 2017 177.9188.48 49.11 12.36 0.66 27.30 2017 12.36 2.3 5% 2016 38

2017 第三章董事會報告 6 3,951.21 438.80 1,796.44 94.21 5.49% 0.16 2017 1.24% 0.11 PPP 2,391.14 108.98997.30 49.53 3.05% 0.42 20 1 2017 6 2,547.0976.992,217.26 78.65 6.78%0.84 10.78%2.64 1 20 39

2017 第三章董事會報告 7 5,647.00 11.18% 5,423.84 21.39%2,237.64 55.38% 600.77 2.94% 2,585.43 7.33% 0.59% 0.25 223.16 63.49% 1,357.83 1,323.5134.32 3.56% 0.31 219.17% 42.10 8 (Fintech) 1% 40

2017 第三章董事會報告 APP 2.0 APP eapp 4,8052,855 APP 3,753 3,195 e381300 P2P 253.4 119.450.23% 645 1/3 (CRM) 1,108 3,264.63 50% 674.59 443.94% 3,324.64 373.49% 3,131 1,189 1,262 3231.15% 3,989.812,970.95 21.33 127190 41

2017 第三章董事會報告 3.9.2 2017 2017 O2O 42

2017 第三章董事會報告 3.10 3.10.1 269.1157.17% 547.50 4.99% 51.40% 3.02 347.85 7.30%63.53% 199.65 1.18%36.47% 53.11% 2017 64.12 37.45% 111.15 18.80% 57.29% 2017 2017 6 9,733 6.89% 50 204.80 7.38%(AUM)58,983 6.65% 48,208 6.17%81.73% 12,705.55 6.62% 2.11 78.50% 11,041 5.22%1.03 1.98% 2017 Fintech AUM APP 43

2017 第三章董事會報告 2017 38,964 3,219 1,046 454 111.15 18.80%37.64 9.39% 30.63 26.03% 23.85 31.76% 18.19 2.77%0.84 34.38% 3.9.1 Fintech 1,000 63,9857.43%17,936 8.08% 546 5863 2017 8,812 5,192642 4,111 10.21% 2017 1-6 12,881 22.27%4,389 22.39% 4,560.86 11.51% 2017 1-6 189.20 21.63% 67.75 29.37% 0.141.26% 44

2017 第三章董事會報告 APP APP 3,753 3,195 15 e 381 300 e APP Apple Pay 30 2017 2017 6 30 16,823.74 10.63% 51.43% 0.98 2017 7,999.02 11.05% 47.55%2,960.66 5.12% 17.60% 0.921.44% 0.2 38.77% 840.77 31.19%1.27% 0.34 43.31% 253.40 0.23% 2017 6 30 191.57 6.91%0.21147.79 0.88% 0.13 2017 78.74%49.9% 45

2017 第三章董事會報告 80%Fintech 3.10.2 201.5742.83% 523.82 3.64% 49.18% 346.29 5.77%66.11% 177.53 17.89%33.89% 47.23% 2017 1.96 6.67% 142.74 10.22% 16.90 2.42% 2017 6 30 14,405.63 7.32% 44.04% 5,573.42 41.58% 1.13.05% 0.25 2017 1.82% 10,085.838.83% 75.25%0.71 2.63%0.44 1,722.542.36% 12.85%1.34 6.85%1.08 46

2017 第三章董事會報告 1,594.5813.86% 11.90%0.63 3.33%0.47 133.2810.47% 18.69% 2017 2017 6 30631.92 45.09 4.39% 1,219.268.46% 3.9.1 2017 2017 6 3020,909 740 647.88 282.830.28% 2017 6 30 1,024.86 25.80% 2017 4,288.62 2017 6 30 1,479.97 2.29% 4.53% 2017 2017 6 3026,828.70 9.46% 25,735.0510.15% 56.28% 20171.47%0.01 47

2017 第三章董事會報告 2017 6 30 123.62 11.35%C+1140.3 2017 6 30 352 C+ (GCM) (CBS)2.0 CBS-TT (SCBS) 1,2193.96 Fintech 4.0 2017 ++1,207.95 24.71% 0.17%367.13 194.65% 688.90 116.91% 2017 785.26 498.29% 65.13 2.16% 2017 54,2131.90% 930.27 2.86% 642.09 11.03%3.92% 2017 6 30 222.1837.90%141.35 25.01% 0.18% 0.09 1,559.3615.31% 48

2017 第三章董事會報告 100 838.84 8.08%83 34.06 4.57%46 1.22 16.19%173 (CIPS)99 101 2017 6 30 3,813.75 28.96% 1,110.18 6.19% 1.61 77.94% 1.97%0.28 41,267.37 425.29 31.75% 3,440.28 16.41%6,935 61.04% 1,108 3,264.63 16.84% 1,319.15 0.43 608.78 54.94%1,700 325.39 324.62% 200 49

2017 第三章董事會報告 52.04 58.37% 2,202 7.473.74% 2.13 10.50% 10,269.97 119.42% 16,113.09 2.22% 75.72% 9.37 50

2017 第三章董事會報告 201710.63 4.52% 25.42 7.33%1.7 12.39% 2017 8,298.30 4.01 3.76% 86.191.23 2.17% 8,409 8.10% 2,716 69.33% 15.80 9.40% 201724,365 69.46% 4,437 51

2017 第三章董事會報告 3.10.3 2017 6 30 130 1361,68311 3,266 11,708 1,7539,955 12,153 97.75% 61.64%90.48% 2017 APP 14.40 2017 6 30APP 4,8052,855APP 2017 34.44 83.88% 9.51 53.14%APP4.52 36.14% 8.13 53.69% 29.92 94.16% 1.38 50% APP APP 2017 1,167.48 52

2017 第三章董事會報告 2017 1,782 8.85 37.42% 13.0715.29% 2.46 10.31% 12.6915.96% 6.39 51.78% 3,800 15.15% C+ 122.05 11.39%17,607.13 88.05% 51.545.81% 2017 67.18% 7.4 97.53% 2094.67%99.66% 9.55 14 2017145.6 4.6 177.95 82.88% 3.10.4 IT Fintech 2,514 APP (Murex) 53

2017 第三章董事會報告 IT IT 3.10.5 2002 2017 14.6713.00 20081991 2017 4,564.252,797.07 54

2017 第三章董事會報告 2013 2017 4 765.67134.47 2015 2017 454.49 189.23 2016 611.6412.85 55

2017 第三章董事會報告 3.10.6 19332017 6 30 11.61 34 4 1 12017 6 30 1,849 2017 6 3019.19 4.25% 17.60 5.95% 1.39% 11 11.62 13.79% 2017 31.63% 0.97 0.32% 2017 6 303,152.37201617.78% 312.3420166.63% 1,598.23 201610.79%2,217.81201620.37% 65.07%20167.94 20171.7 2017 6 30 11.04% 13.18% 15.57% 41.54% (www.winglungbank.com) 2017 3.10.7 5 2008 4 23 2017 6 3060 241 1,498.19 9.36%147.79 7.31% 20179.51 2 6.02% 2 2016 2016 8.97 56

2017 第三章董事會報告 3.10.8 1993 2017 6 3041.29 301 111.18 30.55%67.91 6.66% 2017 2.49 3 54.66% 3.10.9 2002 12 27 2.155% 2017 6 30 43.66 12.41%25.03 31.46% 33510,463.44 2017 4.21 33.23% 3.10.10 2003 8WTO 50% 2017 6 3028 2,674 322.44 18.83%43.38 6.17% 2017 6 30 2.15 25.73% 3 20162016 1.61 57

2017 第三章董事會報告 3.11 2017 37 3.11.1 2017 58

2017 第三章董事會報告 3.11.2 2017 6 30 59

2017 第三章董事會報告 3.11.3 1 (1) VaR 100 99% 25010 300bp 1bp 60

2017 第三章董事會報告 2017 5 (2) 10 1(NII)(EVE) NIIEVE NII EVE 2017 2017 61

2017 第三章董事會報告 2 (1) (VaR 99% 25010 5% 10% 15% Delta Gamma 2017 (2) 10 62

2017 第三章董事會報告 3.11.4 2017 IT IT 3.11.5 (ALCO) ALCO 63

2017 第三章董事會報告 2017 2017 6 106.10% 4 26.10 5 30 2017 6 15% 201615%5% 2016 5% 4 5 64

2017 第三章董事會報告 3.11.6 3.11.7 2017 65

2017 第三章董事會報告 3.11.8 2017 3.12 2016 2017 5 2620162016 2016 569.90 10%56.99 1.5%31.02 AH 0.74 A H2016 2017 20172016 1-6 3.13 2017 2017 8 18 66

2017 第四章重要事項 4.1 4.2 4.3 4.4 4.4.1 4.4.2 14A 2016 12 13 201720182019 25 38 58 2015 4 28 201520162017 5 2015 6 16 201520162017 12 2016 8 24 20162017 12 152015 4 282015 6 162016 8 242016 12 13 67

2017 第四章重要事項 55%45% 2016 12 132017 1 12019 12 31 201725 14.07 5% 2017 6 307.36 29.97% 44.09% 2015 4 282015 1 12017 12 31 20175 14.07 5% 2017 6 301.11 68

2017 第四章重要事項 97.56%10% 2015 6 162015 1 12017 12 31 2016 8 24 2017 12 1514.07 5% 2017 6 306.51 4.5 2017 6 30 234 10.18 4.6 4.7 69

2017 第四章重要事項 4.8 2017 20162017 2017 2016 4.9 2017 6 30 4.10 70

2017 第五章股份變動及股東情況 5.1 2016 12 31 2017 6 30 (%) (%) 25,219,845,601 100.00 25,219,845,601 100.00 1A 20,628,944,429 81.80 20,628,944,429 81.80 2 3 H 4,590,901,172 18.20 4,590,901,172 18.20 4 25,219,845,601 100.00 25,219,845,601 100.00 207,524 A 170,781H36,743 AH 2017 6 30 71

2017 第五章股份變動及股東情況 5.2 (%) 1 4,540,286,436 18.00 H 1,160,050 0 0 2 3,289,470,337 13.04 A 0 0 0 3 2,704,596,216 10.72 A 0 0 0 4 1,574,729,111 6.24 A 0 0 0 5 1,258,542,349 4.99 A 0 0 0 6 1,147,377,415 4.55 A 0 0 0 7 944,013,171 3.74 A 0 0 0 8 883,835,023 3.50 A 64,523,845 0 0 9 696,450,214 2.76 A 0 0 0 10 450,164,945 1.78 A 0 0 0 1 2 3 4 H 10 2017 6 30 29.97% 2017 2 24 90%49%10.55% 2017 2 248 2 72

2017 第五章股份變動及股東情況 5.3 350 275 75 2016 2017A2017H [2017]249 2017 3 245 268 11 5.4 2017 5 22 180 34.20% 2017 6 1283 5.5 2017 6 30336 (%) (%) A 6,697,550,412 1 55,196,540 1 6,752,746,952 32.73 26.78 H 806,680,423 1 17.57 3.20 A 3,289,470,337 3,408,080,075 1 55,196,540 1 6,752,746,952 32.73 26.78 H 806,680,423 1 17.57 3.20 73

2017 第五章股份變動及股東情況 (%) (%) A 1,147,377,415 2,202,555,520 1 55,196,540 1 3,405,129,475 16.50 13.50 Best Winner Investment Limited A 58,147,140 1 0.28 0.23 H 328,776,923 1 7.16 1.30 A 1,258,542,349 1 944,013,171 1 2,202,555,520 10.67 8.73 A 2,704,596,216 13.11 10.72 A 1,574,729,111 7.63 6.24 JPMorgan Chase & Co. H 60,548,755 173,526,550 86,621,325 320,696,630 2 6.99 1.27 9,364,763 2 0.20 0.04 H 477,903,500 3 10.41 1.89 H 477,903,500 3 10.41 1.89 H 477,903,500 3 10.41 1.89 Verise Holdings Company Limited H 477,903,500 3 10.41 1.89 China Merchants Union (BVI) Limited H 477,903,500 3 10.41 1.89 BlackRock, Inc. H 235,477,056 4 5.13 0.93 696,000 4 0.015 0.003 74

2017 第五章股份變動及股東情況 (1) 6,752,746,952 A 806,680,423 H (1.1) 3,289,470,337 A (1.2) 1,147,377,415 A (1.1) (1.3) Best Winner Investment Limited 58,147,140 A328,776,923 HBest Winner Investment Limited (1.4) 1,258,542,349 A (1.2)(1.1) 51% 49% (1.5) 944,013,171 A (1.2)(1.4) 50% (1.6) China Merchants Union (BVI) Limited 477,903,500 H China Merchants Union (BVI) Limited 50% (1.1) (1.7) 2015 12 23 10 55,196,540 A 55,196,540 A (2) JPMorgan Chase & Co. 320,696,630 H 9,364,763 H JPMorgan Chase & Co. 86,621,325H11,154,951 H9,364,763 H 445,000 H497,000 H 441,000 H 58,451 H58,451 H 10,651,500 H8,368,312 H (3) China Merchants Union (BVI) Limited 477,903,500 H (3.1) China Merchants Union (BVI) Limited477,903,500 HVerise Holdings Company Limited China Merchants Union (BVI) Limited 50% China Merchants Union (BVI) Limited 477,903,500 H (3.2) Verise Holdings Company Limited Verise Holdings Company Limited 477,903,500 H (3.3) (3)98.9% 477,903,500 H (3.4) (3) (3.1) (3.3)477,903,500 H 75

2017 第五章股份變動及股東情況 (4) BlackRock, Inc. 235,477,056 H 696,000 H 645,000 H267,000 H BlackRock, Inc. (4.1) BR Jersey International Holdings L.P. BlackRock, Inc.86% BR Jersey International Holdings L.P. (4.1.1) BlackRock Japan Co., Ltd.BR Jersey International Holdings L.P.4,976,919 H (4.1.2) BlackRock Asset Management Canada Limited 600,000 HBlackRock Asset Management Canada Limited BR Jersey International Holdings L.P.99.9% (4.1.3) BlackRock Investment Management (Australia) LimitedBR Jersey International Holdings L.P. 950,000 H (4.1.4) BlackRock Asset Management North Asia LimitedBR Jersey International Holdings L.P. 2,931,626 H (4.1.5) BlackRock (Singapore) LimitedBR Jersey International Holdings L.P.123,500 H (4.2) BlackRock Group Limited BR Jersey International Holdings L.P.(4.1) 90% BlackRock Group Limited (4.2.1) BlackRock (Netherlands) B.V. 609,000 H (4.2.2) BlackRock Advisors (UK) Limited 2,019,699 H (4.2.3) BlackRock International Limited 1,553,498 H (4.2.4) BlackRock Asset Management Ireland Limited 26,498,284 H35,000 H (4.2.5) BLACKROCK (Luxembourg) S.A. 726,792 H166,000 H (4.2.6) BlackRock Investment Management (UK) Limited 15,326,059 H (4.2.7) BlackRock Asset Management Deutschland AG 228,231 H (4.2.8) BlackRock Fund Managers Limited 1,880,212 H (4.2.9) BlackRock Life Limited 21,442,899 H (4.2.10) BlackRock Asset Management (Schweiz) AG 12,000 H 2017 6 30336 76

2017 第六章董事 監事 高級管理人員 員工和機構情況 6.1 1956.5 2014.8 2019.6 2014.7 2019.6 1959.5 2015.11 2019.6 2014.11 2019.6 1965.12 2013.8 2019.6 2013.9 2019.6 1958.6 2001.4 2019.6 1959.3 2007.6 2019.6 1 1966.12 2010.8 2019.6 1963.3 2007.6 2019.6 1968.2 2014.9 2019.6 1964.10 2016.11 2019.6 1960.12 2016.11 2019.6 1952.1 2015.1 2019.6 1949.5 2011.7 2 1946.2 2012.7 2018.73 1955.6 2011.11 2017.113 1962.9 2015.1 2019.6 1953.6 2017.2 2019.6 1962.1 2014.8 2019.6 1961.5 2015.9 2019.6 1962.10 2016.6 2019.6 1976.8 2016.6 2019.6 77

2017 第六章董事 監事 高級管理人員 員工和機構情況 1957.8 2014.10 2019.6 65,800 65,800 1956.6 2016.6 2019.6 1963.7 2016.6 2019.6 1964.3 2016.6 2019.6 1966.6 2015.3 2019.6 1960.3 2006.5 2019.6 1960.7 2008.12 2019.6 1965.8 2013.12 2019.6 1963.2 2014.7 1965.12 2015.1 2019.6 2016.11 2019.6 1964.11 2015.2 2019.6 1962.10 2017.4 1962.12 2017.4 1958.5 2012.6 1966.9 2012.7 2017.2 1957.5 2008.5 2017.5 1 2 3 4 2007 3 2007 62013 5 2017 7 78

2017 第六章董事 監事 高級管理人員 員工和機構情況 6.2 2017 2 2017 5 2017 4 6.3 1 2 3 4 5 6 7 8 9 10 11 12 79

2017 第六章董事 監事 高級管理人員 員工和機構情況 6.4 2017 6 30 XV7 8 352 (%) (%) A 65,800 0.00032 0.00026 6.5 H H 2017 8 18 6.6 2017 6 30 70,325 2.2% 10.4% 0.9% 21.5% 20.3% 5.0% 39.7% 80

2017 第六章董事 監事 高級管理人員 員工和機構情況 17.2% 1.4% 11.8% 69.6% 6.7 2017 6 30 7088 518040 1 4,172 2,152,128 686 201201 1 6,062 444,923 1088 200120 108 4,715 257,285 200131 1 43 5,405 6 1 210005 77 2,706 166,203 23 310007 77 2,401 157,849 342 315042 30 1,155 63,006 36 215028 36 1,187 118,639 9 214001 16 717 31,862 325000 12 501 30,840 2 4 5 1 2 3 111 226007 13 480 27,693 81

2017 第六章董事 監事 高級管理人員 員工和機構情況 1326 100045 1 8 156 100031 115 4,731 296,106 65 266103 48 1,562 46,220 255 300201 42 1,629 83,949 9 7 250012 58 1,685 73,321 133 264003 18 493 13,846 172 050000 15 357 10,482 45 063000 5 203 4,090 5 510623 77 2,848 118,978 2016 518001 108 4,970 374,534 60 350003 39 1,127 57,562 309 361012 34 883 53,089 6 301 362000 18 466 21,459 200 523000 32 873 35,462 12 528200 33 980 48,009 12 110003 56 1,649 44,846 17 116001 38 1,259 50,870 3 150010 38 1,058 51,181 9999 130022 29 634 26,628 518 430022 83 2,368 125,383 468 330008 51 1,333 75,487 766 410005 54 1,381 42,116 169 230006 42 1,193 46,843 96 450018 40 1,239 52,379 8 030001 30 849 31,593 C 570125 10 267 11,333 82

2017 第六章董事 監事 高級管理人員 員工和機構情況 1 610000 52 1,502 51,115 9 730030 28 823 29,047 1 710075 63 1,788 64,554 88 401121 46 1,461 70,492 2 830006 18 695 25,540 1 650051 45 1,244 57,699 9 010098 20 605 24,880 92-1 530022 21 484 20,355 284 550001 19 444 18,669 138 750001 14 359 14,658 4 810000 10 256 12,505 12 1 215 121,757 509 Madison Avenue,Suite 306, 10022 1 1 3 NewYork, U.S.A 535 Madison Avenue 18th Floor 10022 1 126 55,459 New York, U.S.A 1 Raffles Place, 048616 1 47 5,735 Tower 2,#32-61, Singapore 39 Cornhill EC3V 3ND, London,UK 1 1 2 333 1 2 5th floor, 4rue Jean Monnet, L-2180 1 26 2,910 Luxembourg 18/F, 20Fenchurch Street, London,UK 1 28 2,410 34 1,830 70,325 5,829,389 83

2017 第七章公司治理 7.1 1 7 16 491015 34 5 3 55 23 42852 1 4 7.2 1 2017 5 26 2016 2017A 2017H 2017 5 262016 2017A2017H 7.3 2017 6 30 84

2017 第七章公司治理 7.4 3 2016 7.5 85

2017 中期財務報表審閱報告 87 186 3434 2410 34 86

2017 合併損益表 6 306 2017 2016 3 116,393 108,857 4 (45,497) (41,380) 70,896 67,477 5 37,526 39,991 (2,776) (2,212) 34,750 37,779 6 6,984 7,986 112,630 113,242 7 (30,322) (31,596) (120) (133) 82,188 81,513 8 (32,648) (36,170) 1 401 152 49,942 45,495 9 (10,476) (10,163) 39,466 35,332 39,259 35,231 207 101 11 1.56 1.40 94 186 87

2017 合併損益和其他綜合收益表 6 306 2017 2016 39,466 35,332 (951) 561 (2,553) (853) (83) (101) 21 (65) (3,566) (458) 10 (3,566) (458) (3,569) (458) 3 35,900 34,874 35,690 34,773 210 101 94 186 88

2017 合併財務狀況表 2017 6 30 2016 12 31 14,255 16,373 3,797 2,981 12 592,368 581,156 13 61,312 103,013 14 166,841 200,251 15 217,190 278,699 16 3,404,094 3,151,649 28,173 26,251 17(a) 52,956 55,972 37(f) 11,481 8,688 17(b) 404,182 389,138 17(c) 516,094 477,064 17(d) 582,370 528,748 18 3,998 3,630 19 18 82 20 46,627 43,857 21 1,583 1,701 22 4,079 3,914 23 9,954 9,954 24 40,556 31,010 37,762 28,180 6,199,690 5,942,311 351,542 330,108 25 399,902 555,607 26 212,457 248,876 27 158,357 162,942 28 4,142,254 3,802,049 34,274 36,246 29 23,995 23,576 37(f) 16,077 11,152 30 346,902 275,082 6,821 7,048 17,825 19,523 24 906 897 66,554 65,843 5,777,866 5,538,949 94 186 89

2017 合併財務狀況表 2017 6 30 2016 12 31 31 25,220 25,220 67,523 67,523 (1,081) 1,454 (102) (19) 39,708 39,708 68,081 67,838 219,463 180,447 32(b) 18,663 565 1,516 419,377 402,350 39 2,447 1,012 1,277 1,012 1,170 421,824 403,362 6,199,690 5,942,311 94 186 90

2017 合併股東權益變動表 2017 6 306 2017 1 1 25,220 67,523 1,454 (19) 39,708 67,838 180,447 18,663 1,516 402,350 1,012 403,362 (2,535) (83) 243 39,016 (18,663) (951) 17,027 1,170 265 18,462 39,259 39,259 207 39,466 10 (2,535) (83) (951) (3,569) 3 (3,566) (2,535) (83) 39,259 (951) 35,690 210 35,900 1. 2. (22) (22) 3. 1,170 1,170 1. 243 (243) 2. 2016 (i) (18,663) (18,663) 77 (18,586) 2017 6 30 25,220 67,523 (1,081) (102) 39,708 68,081 219,463 565 419,377 1,170 1,277 421,824 (i) 2016 2016 6 306 2016 1 1 25,220 67,523 6,188 241 34,009 64,679 145,887 17,402 (343) 360,806 952 361,758 (918) (101) (73) 35,304 (17,402) 561 17,371 59 17,430 35,231 35,231 101 35,332 10 (918) (101) 561 (458) (458) (918) (101) 35,231 561 34,773 101 34,874 1. 2. (42) (42) 1. (73) 73 2.2015 (17,402) (17,402) (17,402) 2016 6 30 25,220 67,523 5,270 140 34,009 64,606 181,191 218 378,177 1,011 379,188 94 186 91

2017 合併現金流量表 6 306 2017 2016 49,942 45,495 33,139 35,207 (491) 963 (446) (583) 2,440 2,083 293 304 (4,007) (5,132) (24,653) (23,577) 5,983 5,041 (1) (401) (152) (7) (13) (18,610) (22,728) (285,010) (217,369) (4,612) (31,127) 340,205 120,950 (196,709) (212,122) 48,975 (67,114) 21,434 65,422 (1,843) 20,367 (34,379) (284,085) (21,497) (16,241) (55,876) (300,326) 94 186 92

2017 合併現金流量表 6 306 2017 2016 (331,828) (445,242) (6,024) (2,512) (6) 221,500 475,545 33,842 26,904 29 18 418 5 (82,469) 55,118 32,318 7,910 153,580 273,480 21,395 5,409 1,170 (103,295) (241,950) (7,719) (11,450) (3,475) (23,764) (1,000) (22) (42) (15,265) (7,204) (4,299) 47,719 28,058 (90,626) (217,150) 1 1 532,112 635,843 (1,340) (761) 6 30 33(a) 440,146 417,932 89,639 85,791 41,257 38,762 94 186 93

2017 財務報告附註 1. A H 50 4,129 100% 6,000 100% 1,161 100% 210 55% 94

2017 財務報告附註 2. (a) 34 2016 2410 2016 i. 2017 1 1 12 7 2014-2016 12 2017 95

2017 財務報告附註 2. (a) ii. 40 2018 1 1 9 2018 1 1 2 2018 1 1 4 2018 1 1 16 2019 1 1 17 2021 1 1 10 28 2014-2018 1 1 2016 12 15 2018 1 1 22 2018 1 1 23 2019 1 1 (b) 2016 96

2017 財務報告附註 3. 6 306 2017 2016 32,451 33,801 47,163 40,057 1,976 2,418 4,279 4,059 3,313 2,282 2,558 2,663 24,653 23,577 116,393 108,857 446 583 4. 6 306 2017 2016 24,216 23,561 4,126 2,109 8,094 9,230 3,078 1,439 5,983 5,041 45,497 41,380 97

2017 財務報告附註 5. 6 306 2017 2016 6,512 4,798 5,429 3,366 8,280 9,676 2,271 2,363 11,942 15,991 3,092 3,797 37,526 39,991 6. 6 306 2017 2016 (130) (147) 19 (147) 122 (158) (219) (1,803) 620 1,113 423 790 2,619 4,342 345 1,886 1,605 939 1,347 423 168 407 65 341 6,984 7,986 98

2017 財務報告附註 7. 6 306 2017 2016 12,288 11,592 2,771 2,567 2,675 2,200 17,734 16,359 1,073 5,133 2,440 2,083 293 304 2,066 2,002 6,716 5,715 30,322 31,596 8. 6 306 2017 2016 16(c) 33,139 35,207 13 14(c) 15(d) 100 (9) 17(b) (87) 35 17(c) 7 (10) 17(d) (880) 727 369 220 32,648 36,170 99

2017 財務報告附註 9. (a) 6 306 2017 2016 18,393 17,905 560 443 99 49 19,052 18,397 (8,576) (8,234) 10,476 10,163 (b) 6 30 6 2017 6 30 6 2016 49,942 45,495 25% 25% 12,486 11,374 269 288 (2,193) (1,480) (86) (19) 10,476 10,163 (i) (ii) (iii) 25%25% 16.5%16.5% 100

2017 財務報告附註 10. (a) 6 306 2017 2016 (3,464) 911 (2,553) (1,098) 245 (853) (111) 28 (83) (135) 34 (101) (951) (951) 561 561 21 21 (65) (65) (4,505) 939 (3,566) (737) 279 (458) (b) 6 306 2017 2016 (2,446) (297) (107) (556) (2,553) (853) (64) 3 (19) (104) (83) (101) 101

2017 財務報告附註 11. 6 306 2017 2016 39,259 35,231 25,220 25,220 1.56 1.40 31 12. 2017 6 30 2016 12 31 (i) 524,113 504,959 (ii) 66,967 74,365 1,288 1,832 592,368 581,156 (i) (ii) 15.0% 5.0% 15.0% 5.0% 102

2017 財務報告附註 13. 2017 6 30 2016 12 31 33,666 55,135 2,674 1,830 36,340 56,965 23,131 46,221 1,975 23 25,106 46,244 61,446 103,209 (122) (193) (12) (3) (134) (196) 61,312 103,013 2017 6 30 2016 12 31 1 1 196 126 (62) 70 6 3012 31 134 196 103

2017 財務報告附註 14. (a) 2017 6 30 2016 12 31 64,038 26,269 73,624 134,268 137,662 160,537 29,331 39,730 29,331 39,730 166,993 200,267 (102) (9) (50) (7) (152) (16) 166,841 200,251 (b) 2017 6 30 2016 12 31 1 1 39,721 86,934 111 121,269 107,540 1 5,851 5,777 166,841 200,251 104

2017 財務報告附註 14. (c) 2017 6 30 2016 12 31 1 1 16 51 136 (35) 6 3012 31 152 16 15. (a) 2017 6 30 2016 12 31 33,150 4,666 184,211 274,705 529 217,890 279,371 (657) (672) (43) 217,190 278,699 (b) 2017 6 30 2016 12 31 1 1 192,999 276,965 111 24,191 1,734 217,190 278,699 105

2017 財務報告附註 15. (c) 2017 6 30 2016 12 31 216,144 277,335 262 52 1,046 1,050 217,190 278,699 (d) 2017 6 30 2016 12 31 1 1 672 200 26 472 2 6 3012 31 700 672 16. (a) 2017 6 30 2016 12 31 1,684,099 1,566,570 153,951 154,517 1,701,888 1,540,594 3,539,938 3,261,681 (38,192) (29,230) (97,652) (80,802) (135,844) (110,032) 3,404,094 3,151,649 106

2017 財務報告附註 16. (b) 2017 6 30 2016 12 31 277,114 275,710 251,930 214,859 187,861 175,548 183,417 174,642 120,539 104,393 114,892 97,464 88,014 83,871 57,233 55,806 41,681 46,397 41,414 35,891 40,067 35,096 16,466 12,597 49,970 50,266 1,470,598 1,362,540 153,951 154,517 799,919 720,323 456,023 408,951 296,066 281,653 130,435 109,924 1,682,443 1,520,851 3,306,992 3,037,908 107

2017 財務報告附註 16. (b) 2017 6 30 2016 12 31 59,914 52,922 47,271 44,489 19,645 18,281 15,184 13,892 14,807 21,732 13,778 5,005 10,947 21,686 5,733 3,082 4,075 4,276 3,353 2,363 706 802 359 147 17,729 15,353 213,501 204,030 7,746 8,005 196 247 1,617 1,849 9,886 9,642 19,445 19,743 232,946 223,773 90% 108

2017 財務報告附註 16. (c) 2017 6 30 1 1 70,694 10,108 29,230 110,032 8 14,294 5,400 16,719 36,413 8 (473) (1) (2,800) (3,274) (3,590) (6,246) (9,836) 23 23 (446) (446) 1,326 1,757 3,083 (106) (45) (151) 6 30 84,409 13,243 38,192 135,844 2016 12 31 1 1 62,412 7,806 14,624 84,842 9,202 12,019 45,967 67,188 (1,168) (1) (1,459) (2,628) (11,176) (24,766) (35,942) (5,700) (5,700) (1,001) (1,001) 1,460 1,433 2,893 248 132 380 12 31 70,694 10,108 29,230 110,032 109

2017 財務報告附註 16. (d) 2017 6 30 (i) (ii) (ii) (iii) 176,557 1 176,558 3,302,927 14,782 45,671 3,363,380 1.80 7,137 3,479,484 14,782 45,672 3,539,938 1.71 7,137 (1,388) (1) (1,389) (83,021) (13,243) (38,191) (134,455) (84,409) (13,243) (38,192) (135,844) 175,169 175,169 3,219,906 1,539 7,480 3,228,925 3,395,075 1,539 7,480 3,404,094 110

2017 財務報告附註 16. (d) 2016 12 31 (i) (ii) (ii) (iii) 161,976 1 161,977 3,038,595 15,392 45,717 3,099,704 1.97 8,379 3,200,571 15,392 45,718 3,261,681 1.87 8,379 (276) (1) (277) (70,418) (10,108) (29,229) (109,755) (70,694) (10,108) (29,230) (110,032) 161,700 161,700 2,968,177 5,284 16,488 2,989,949 3,129,877 5,284 16,488 3,151,649 (i) (ii) (iii) 111

2017 財務報告附註 16. (e) 2017 6 30 2016 12 31 1 1 39,632 (4,991) 34,641 36,268 (4,649) 31,619 15 5 73,340 (10,225) 63,115 69,845 (8,545) 61,300 5 28,733 (3,322) 25,411 22,373 (1,470) 20,903 141,705 (18,538) 123,167 128,486 (14,664) 113,822 (391) (449) (2,528) (2,220) (2,919) (2,669) 120,248 111,153 112

2017 財務報告附註 17. 2017 6 30 2016 12 31 17(a) 52,956 55,972 37(f) 11,481 8,688 17(b) 404,182 389,138 17(c) 516,094 477,064 17(d) 582,370 528,748 1,567,083 1,459,610 (a) 2017 6 30 2016 12 31 (i) 42,732 43,333 (ii) 10,224 12,639 52,956 55,972 113

2017 財務報告附註 17. (a) 2017 6 30 2016 12 31 (i) 23,240 28,901 1,942 3,074 8,709 2,164 2,731 2,679 2 2 2,516 2,479 1,742 1,917 530 643 41,412 41,859 542 69 218 109 760 178 560 1,296 1,320 1,474 42,732 43,333 114

2017 財務報告附註 17. (a) 2017 6 30 2016 12 31 (ii) 300 301 107 2,948 34 35 138 71 570 575 4,419 4,076 5,568 8,006 2,852 1,402 4,501 402 132 4,656 4,633 10,224 12,639 2017 6 30 2016 12 31 (iii) 23,540 29,202 19,442 17,895 9,974 8,875 52,956 55,972 115

2017 財務報告附註 17. (b) 2017 6 30 2016 12 31 145,903 132,583 39,251 53,391 65,364 67,171 25,215 18,771 327 230 1,028 725 49 1,943 15 16,066 14,119 15,291 12,900 1,320 1,198 49 55 311,454 301,510 (462) (569) 310,992 300,941 116

2017 財務報告附註 17. (b) 2017 6 30 2016 12 31 389 22 683 20 1,787 1,690 42,294 41,378 6,865 5,768 15,724 23,000 19,886 11,900 8,540 146 260 412 775 93,266 88,273 (76) (76) 93,190 88,197 404,182 389,138 2017 6 30 2016 12 31 153,493 132,632 197,729 216,920 52,960 39,586 404,182 389,138 117

2017 財務報告附註 17. (b) 2017 6 30 2016 12 31 1 1 645 667 (87) (56) (9) (3) (11) 37 6 3012 31 538 645 (c) 2017 6 30 2016 12 31 305,180 265,325 190,637 189,165 17,421 17,749 181 1,202 704 989 130 1,046 2,238 405 224 515,704 476,892 (95) (90) 515,609 476,802 118

2017 財務報告附註 17. (c) 2017 6 30 2016 12 31 201 193 284 69 485 262 516,094 477,064 2017 6 30 2016 12 31 305,884 266,314 209,345 209,255 865 1,495 516,094 477,064 510,842 484,029 2017 6 30 2016 12 31 1 1 90 95 7 (10) (2) 5 6 3012 31 95 90 119

2017 財務報告附註 17. (d) 2017 6 30 2016 12 31 796 784 4,365 8,477 13,315 17,690 3,500 258,543 240,897 283,841 205,907 1,300 5,896 21,016 55,216 16 41 586,676 534,924 (4,306) (6,176) 582,370 528,748 120

2017 財務報告附註 17. (d) 2017 6 30 2016 12 31 796 784 568,259 510,274 13,315 17,690 582,370 528,748 2017 6 30 2016 12 31 1 1 6,176 1,017 (880) (541) 5,700 (990) 6 3012 31 4,306 6,176 121

2017 財務報告附註 18. 2017 6 30 2016 12 31 3,998 3,630 401 292 24 (141) (i) 2,800,000 50.00% 50.00% (ii) 2,000,000 50.00% 50.00% (iii) 150,000 13.33% 14.29% (iii) 10,025 2.73% 20.00% (iii) 420,000 16.67% 16.67% (iii) 200,000 21.00% 21.00% (iv) 10,000 51.00% 51.00% (iv) 484,160 5.16% 5.16% 122

2017 財務報告附註 18. (iv) 100,000 49.00% 49.00% (iv) 5,000 90.00% 40.00% (v) 10,000 50.00% 50.00% (iv) 50,000 49.00% 49.00% (iv) 100,000 49.00% 49.00% (i) (ii) (iii) (iv) (v) 50.00% 50% 123

2017 財務報告附註 19. 2017 6 30 2016 12 31 16 80 2 2 18 82 1 29 3,000 27.00% 30,000 25.00% 10,000 20.00% 124

2017 財務報告附註 20. 2017 1 1 22,654 3,797 9,167 6,269 19,054 6,410 67,351 11 679 284 49 4,575 77 5,675 23 (101) 1 (77) (13) (87) (3) (130) (233) (101) (24) (24) (394) (2) (545) 2017 6 30 22,574 4,375 9,340 6,292 23,235 6,355 72,171 2017 1 1 7,104 6,810 3,684 909 4,987 23,494 554 641 338 479 359 2,371 9 9 (7) (87) (1) (128) (223) (48) (10) (24) (23) (2) (107) 2017 6 30 7,612 7,354 3,997 1,365 5,216 25,544 2017 6 30 14,962 4,375 1,986 2,295 21,870 1,139 46,627 2017 1 1 15,550 3,797 2,357 2,585 18,145 1,423 43,857 125

2017 財務報告附註 20. 2016 1 1 21,624 4,134 8,254 5,608 5,752 6,279 51,651 13 798 1,186 490 12,151 450 15,088 843 (1,135) (2) 166 7 (121) (43) (321) (8) (332) (704) 217 50 13 1,151 6 1,437 2016 12 31 22,654 3,797 9,167 6,269 19,054 6,410 67,351 2016 1 1 5,978 5,894 2,956 497 4,491 19,816 1,077 1,211 719 365 778 4,150 (14) (2) 5 2 (9) (23) (312) (3) (287) (625) 86 19 7 47 3 162 2016 12 31 7,104 6,810 3,684 909 4,987 23,494 2016 12 31 15,550 3,797 2,357 2,585 18,145 1,423 43,857 2016 1 1 15,646 4,134 2,360 2,652 5,255 1,788 31,835 (a) (b) 126

2017 財務報告附註 21. 2017 6 30 2016 12 31 1 1 2,884 2,694 (23) 83 (3) (60) 110 6 3012 31 2,801 2,884 1 1 1,183 986 69 137 (9) 14 (2) (25) 48 6 3012 31 1,218 1,183 6 3012 31 1,583 1,701 1 1 1,701 1,708 127

2017 財務報告附註 22. 2017 1 1 1,593 3,886 1,178 6,657 393 393 91 (30) 61 (6) (3) (37) (46) 2017 6 30 1,678 4,246 1,141 7,065 2017 1 1 291 2,108 344 2,743 21 245 21 287 (29) (29) (1) (3) (11) (15) 2017 6 30 311 2,321 354 2,986 2017 6 30 1,367 1,925 787 4,079 2017 1 1 1,302 1,778 834 3,914 128

2017 財務報告附註 22. 2016 1 1 1,517 3,135 1,102 5,754 74 747 821 (10) (10) 12 4 76 92 2016 12 31 1,593 3,886 1,178 6,657 2016 1 1 243 1,633 283 2,159 47 473 40 560 (1) (1) 2 2 21 25 2016 12 31 291 2,108 344 2,743 2016 12 31 1,302 1,778 834 3,914 2016 1 1 1,274 1,502 819 3,595 129

2017 財務報告附註 23. (i) 10,177 10,177 (579) 9,598 (ii) 355 355 355 (iii) 1 1 1 10,533 10,533 (579) 9,954 (i) (ii) (iii) 53.12% 12,898 6,851 10,177 55.00% 752 414 355 100% 2.60 1 130

2017 財務報告附註 24. 2017 6 30 2016 12 31 40,556 31,010 (906) (897) 39,650 30,113 (a) 2017 6 30 2016 12 31 140,258 35,072 112,316 28,096 2,099 525 (1,718) (430) 9,811 2,453 10,501 2,625 10,073 2,506 2,891 719 162,241 40,556 123,990 31,010 214 35 229 38 (380) (96) (238) (55) (5,124) (845) (5,332) (880) (5,290) (906) (5,341) (897) 131

2017 財務報告附註 24. (b) 2017 1 1 28,134 (485) 2,625 (161) 30,113 6,976 (172) 1,772 8,576 911 28 939 (3) 3 22 22 2017 6 30 35,107 429 2,453 1,661 39,650 2016 1 1 15,825 (1,966) 2,418 (1,124) 15,153 12,305 207 929 13,441 1,483 87 1,570 4 (2) (53) (51) 2016 12 31 28,134 (485) 2,625 (161) 30,113 132

2017 財務報告附註 25. 2017 6 30 2016 12 31 49,450 80,612 329,251 470,062 378,701 550,674 21,201 4,933 399,902 555,607 26. 2017 6 30 2016 12 31 131,588 173,218 35,353 40,809 166,941 214,027 45,516 34,849 212,457 248,876 133

2017 財務報告附註 27. (a) 2017 6 30 2016 12 31 154,926 151,323 2,969 10,817 157,895 162,140 462 802 158,357 162,942 (b) 2017 6 30 2016 12 31 34,623 10,581 16,625 53,123 461 12,930 401 295 52,110 76,929 106,247 86,013 158,357 162,942 134

2017 財務報告附註 28. 2017 6 30 2016 12 31 1,543,497 1,441,225 1,222,528 1,076,266 2,766,025 2,517,491 1,042,025 951,615 334,204 332,943 1,376,229 1,284,558 4,142,254 3,802,049 29. 2017 6 30 2016 12 31 (a) 9,655 7,530 (b) 14,340 16,046 23,995 23,576 135

2017 財務報告附註 29. (a) 2017 6 30 2016 12 31 9,214 7,530 441 9,655 7,530 (b) 2017 6 30 2016 12 31 5,688 3,498 18 15 5,706 3,513 3,261 3,595 5,373 8,938 8,634 12,533 14,340 16,046 30. 2017 6 30 2016 12 31 (a) 31,324 31,356 (b) 48,552 40,959 238,534 188,248 28,492 14,519 346,902 275,082 136

2017 財務報告附註 30. (a) (%) (i) (ii) (iii) 180 2008 9 4 5.9010 8.9011 6,997 6,997 7,000 180 2012 12 28 5.20 11,689 11,689 11,700 120 2014 4 18 6.40 11,288 1 11,289 11,300 29,974 1 29,975 (i) [2008] 304 [2008] 2530,000 26,0004,000 19,000 4,00023,000 (ii) [2012] 703 [2012] 9111,700 11,700 (iii) [2013] 557 [2014] 22 11,300 11,300 137

2017 財務報告附註 30. (a) (%) 120 2012 11 6 3.505 200 1,382 (34) 1 1,349 T*+2.806 1,382 (34) 1 1,349 * T 5 138

2017 財務報告附註 30. (b) (%) (i) 36 2017 5 22 4.20 17,978 1 17,979 18,000 (ii) 36 2017 6 12 3M Libor+0.825 800 5,424 (8) 5,416 23,402 (8) 1 23,395 (i) [2017]114 [2017] 7430,000 18,000 (ii) [2017]5602017 201720172,0002018 3 31 800 139

2017 財務報告附註 30. (b) (%) 60 2013 6 26 5.08 1,000 1,000 1,000 (iii) 60 2013 7 24 4.98 1,000 1,000 1,000 (iii) 60 2014 8 11 3.25 500 3,471 (85) 8 3,394 (iv) 36 2015 12 7 3.75 200 200 200 (v) 36 2016 3 11 3.27 3,800 3,800 3,800 (vi) 74.5 2016 5 5 2.98/3.09/R-1.35** 4,110 2,227 (891) 1,336 (vii) 36 2016 11 29 2.63 300 2,078 (51) 6 2,033 (viii) 60 2016 11 29 3.25 900 6,244 (153) 14 6,105 (viii) 36 2017 3 15 4.5 4,000 4,000 4,000 (ix) 31 2017 2 21 4.3/4.5/4.73 4,930 4,930 (1,875) 3,055 (x) 20,020 8,930 (289) 28 (2,766) 25,923 140

2017 財務報告附註 30. (b) ** 900 2.98%600 3.09% 2,610(R)-1.35% 4.75% (iii) (iv) (v) (vi) (vii) [2012] 758 [2013] 33 2,000 2,000 3821,000 1,000 500 3.25% [2015] 551 [2015] 276 200 [2015]551 [2015] 276 2016 3,800 3 200 [2016] 65 2016 4,8552016 2016 12 31745 891 (viii) (ix) (x) 300 2.63% 900 3.25% 27 [2016]501[2017] 9 2017 4,000 [2016] 215 2017 4,930 2017 1,875 141

2017 財務報告附註 31. 2017 6 30 2016 12 31 A 20,629 20,629 H 4,591 4,591 25,220 25,220 AH 2017 1 12017 6 30 25,220 25,220 32. (a) 2017 6 30 6 2016 12 31 2016 0.74 18,663 2015 0.69 17,402 142

2017 財務報告附註 32. (b) 2017 6 30 6 2016 12 31 5,699 3,159 2016 0.74 18,663 27,521 33. (a) 3 2017 6 30 2016 6 30 81,222 80,758 50,740 118,600 85,081 76,679 214,462 134,222 8,641 7,673 440,146 417,932 (b) 2016 143

2017 財務報告附註 34. 2 2017201610% 144

2017 財務報告附註 34. (a) 2017 2016 2017 2016 2017 2016 2017 2016 6 30 6 30 6 30 6 30 6 30 6 30 6 30 6 30 6 6 6 6 6 6 6 6 19,679 21,505 44,679 36,248 6,538 9,724 70,896 67,477 15,215 11,516 (8,805) (2,990) (6,410) (8,526) 34,894 33,021 35,874 33,258 128 1,198 70,896 67,477 13,599 16,580 19,613 19,614 1,538 1,585 34,750 37,779 5,079 6,158 663 347 1,242 1,481 6,984 7,986 53,572 55,759 56,150 53,219 2,908 4,264 112,630 113,242 (11,125) (12,070) (17,660) (18,552) (1,537) (974) (30,322) (31,596) (748) (684) (1,201) (1,095) (491) (304) (2,440) (2,083) (10,377) (11,386) (16,459) (17,457) (1,046) (670) (27,882) (29,513) (120) (133) (120) (133) (11,125) (12,070) (17,660) (18,552) (1,657) (1,107) (30,442) (31,729) 42,447 43,689 38,490 34,667 1,251 3,157 82,188 81,513 (21,558) (28,552) (10,808) (7,251) (282) (367) (32,648) (36,170) 402 152 402 152 20,889 15,137 27,682 27,416 1,371 2,942 49,942 45,495 564 366 906 585 4,598 1,326 6,068 2,277 145

2017 財務報告附註 34. (a) 2017 2016 2017 2016 2017 2016 2017 2016 6 30 12 31 6 30 12 31 6 30 12 31 6 30 12 31 2,873,746 2,812,631 1,739,900 1,571,688 1,525,038 1,506,820 6,138,684 5,891,139 3,524,653 3,204,988 1,391,758 1,301,502 788,180 968,103 5,704,591 5,474,593 4,016 3,712 4,016 3,712 (b) 6 306 2017 2016 112,630 113,242 112,630 113,242 49,942 45,495 49,942 45,495 146

2017 財務報告附註 34. (b) 2017 6 30 2016 12 31 6,138,684 5,891,139 9,954 9,954 787 834 40,556 31,010 9,709 9,374 6,199,690 5,942,311 5,704,591 5,474,593 17,825 19,523 55,450 44,833 5,777,866 5,538,949 (c) 147

2017 財務報告附註 34. (c) 148

2017 財務報告附註 34. (c) 2017 2016 2017 2016 2017 2016 2017 2016 2017 2016 6 30 6 30 6 30 6 30 6 30 12 31 6 30 12 31 6 30 12 31 6 6 6 6 2,536,767 2,634,760 2,225,112 2,313,672 24,934 25,029 39,619 41,132 2,703 14,933 858,335 768,653 848,840 760,973 2,724 2,911 16,817 17,212 12,822 8,402 528,014 465,320 522,047 461,735 2,178 2,331 12,880 12,671 8,360 5,770 707,849 634,092 700,055 626,656 2,033 1,726 15,287 14,594 10,733 7,207 173,525 157,710 172,832 156,670 1,189 1,278 3,241 3,676 957 1,628 385,135 353,771 381,966 354,073 2,480 2,566 7,898 7,916 4,328 1,756 389,514 368,485 386,274 373,028 2,530 2,665 8,182 8,866 4,452 1,261 187,953 177,271 185,866 173,987 113 107 1,718 1,185 1,229 929 432,598 382,249 354,874 318,155 28,078 24,525 6,988 5,990 4,358 3,609 6,199,690 5,942,311 5,777,866 5,538,949 66,259 63,138 112,630 113,242 49,942 45,495 149

2017 財務報告附註 35. (a) 2017 6 30 2016 12 31 252,285 240,600 165,978 158,423 86,307 82,177 99,287 103,982 14,128 18,978 7,378 11,261 77,781 73,743 237,682 256,655 1 7,189 9,935 1 62,717 55,911 602,630 481,401 48,818 18,740 1,310,608 1,167,224 1,727,370 1,685,058 150

2017 財務報告附註 35. (a) 2017 6 30 2016 12 31 311,289 361,045 (b) 2017 6 30 2016 12 31 4,947 6,898 681 128 5,628 7,026 151

2017 財務報告附註 35. (c) 2017 6 30 2016 12 31 1 1 2,918 3,334 15 5 10,359 8,829 5 1,896 2,396 15,173 14,559 15 (d) 1,018 1,444 (e) 2017 6 30 2016 12 31 25,764 25,465 152

2017 財務報告附註 36. (a) 2017 6 30 2016 12 31 441,660 388,340 (441,660) (388,340) (b) 2017 6 30 2016 12 31 2,128,102 2,375,766 153

2017 財務報告附註 37. (a) 16 (i) 35(a) 9,111,901 8,680,175 154

2017 財務報告附註 37. (a) (ii) 2017 6 30 2016 12 31 45,672 45,718 (38,192) (29,230) 7,480 16,488 14,782 15,392 (13,243) (10,108) 1,539 5,284 3 18,125 16,873 3 6 133 6 6 1 93 11 1 25 170 18,376 17,060 (3,408) (2,912) 14,968 14,148 3,461,108 3,183,511 (81,001) (67,782) 3,380,107 3,115,729 3,404,094 3,151,649 18,297 16,671 155

2017 財務報告附註 37. (b) (i) (1) (VaR 2017 156

2017 財務報告附註 37. (b) (i) (2) 2017 (ii) (1) (VaR 2017 157

2017 財務報告附註 37. (b) (ii) (2) (c) 158

2017 財務報告附註 37. (c) 2017 6 30 1 1 3 1 3 1 5 5 (i) 81,222 525,401 606,623 43,439 234,276 63,485 96,229 5,851 2,063 445,343 (ii) 10,883 148,706 562,287 986,293 787,487 897,979 10,459 3,404,094 (iii) 2,836 9,193 15,038 33,203 1,874 2,293 64,437 11,877 78,284 73,033 157,857 79,794 3,337 404,182 1,702 4,217 23,968 252,015 234,192 516,094 189,163 53,569 194,325 101,833 38,547 4,933 582,370 27,727 15,541 8,931 8,165 2,629 90 113,464 176,547 163,271 604,101 779,966 1,397,051 1,340,875 1,252,476 661,950 6,199,690 298,294 295,311 154,647 352,331 16,632 5,043 1,122,258 (iv) 2,531,563 336,745 458,893 597,096 217,495 462 4,142,254 6,553 6,568 6,401 15,321 4,798 413 18 40,072 40,953 124,035 98,438 53,501 29,975 346,902 58,764 34,313 5,927 15,880 6,135 1,097 4,264 126,380 2,895,174 713,890 749,903 1,079,066 298,561 36,990 4,282 5,777,866 (2,731,903) (109,789) 30,063 317,985 1,042,314 1,215,486 657,668 421,824 159

2017 財務報告附註 37. (c) 2016 12 31 1 1 3 1 3 1 5 5 (i) 90,738 506,791 597,529 61,283 377,831 77,081 57,015 6,768 1,985 581,963 (ii) 11,949 116,211 488,183 999,446 723,022 789,992 22,846 3,151,649 (iii) 1 1,292 7,743 13,458 38,235 1,883 2,048 64,660 9,268 19,435 91,468 155,020 109,207 4,740 389,138 631 9,331 16,850 199,251 251,000 1 477,064 187,479 38,631 215,722 63,030 22,131 1,755 528,748 24,074 11,646 2,456 2,316 2,324 795 107,949 151,560 188,045 704,358 642,860 1,396,275 1,187,650 1,175,008 648,115 5,942,311 417,688 363,649 201,536 295,647 12,721 6,292 1,297,533 (iv) 2,341,878 260,082 393,166 581,402 225,406 115 3,802,049 6,914 2,890 4,373 11,911 8,200 426 14 34,728 34,609 79,331 107,979 21,807 31,356 275,082 69,107 25,743 6,825 14,599 8,913 1,030 3,340 129,557 2,835,587 686,973 685,231 1,011,538 277,047 39,219 3,354 5,538,949 (2,647,542) 17,385 (42,371) 384,737 910,603 1,135,789 644,761 403,362 160

2017 財務報告附註 37. (c) (i) (ii) (iii) (iv) (d) (e) 161

2017 財務報告附註 37. (e) (f) 162

2017 財務報告附註 37. (f) 3 2017 6 30 3 1 1 5 5 433,512 535,392 136,082 1,105 1,106,091 1,757 (1,592) 63,556 33,174 7,781 1,553 106,064 1,753 (1,621) 462,106 429,273 12,153 903,532 6,085 (8,076) 113,576 141,066 7,318 261,960 1,427 (4,175) 639,238 603,513 27,252 1,553 1,271,556 9,265 (13,872) 1,694 7,599 55,479 64,772 397 1,833 7,679 55,479 64,991 (397) 192 192 3 (4) 3,719 15,278 110,958 129,955 400 (401) 6,500 8,900 2,500 17,900 11 (112) 1,110 487 2,150 122 3,869 4 (30) 40,348 19,530 10,371 580 70,829 44 (70) 41,458 20,017 12,521 702 74,698 48 (100) 11,481 (16,077) 163

2017 財務報告附註 37. (f) 3 2016 12 31 3 1 1 5 5 378,226 912,033 81,283 1,806 1,373,348 460 (370) 71,563 53,900 8,374 133,837 2,304 (2,264) 398,401 449,680 13,174 861,255 4,191 (5,460) 137,775 113,106 4,049 254,930 1,508 (2,816) 607,739 616,686 25,597 1,250,022 8,003 (10,540) 1 1 1 1 2 (1) 332 332 67 (67) 334 1 335 67 (68) 810 11,450 8,500 20,760 72 (3) 910 6,581 7,956 721 16,168 67 (77) 2,224 1,462 3,455 7,141 19 (94) 3,134 8,043 11,411 721 23,309 86 (171) 8,688 (11,152) 164

2017 財務報告附註 37. (f) 2017 6 30 2016 12 31 390 281 4,723 5,799 1,020 14,410 12,293 20,543 18,373 (g) (i) 165

2017 財務報告附註 37. (g) (i) (ii) 2017 6 30 1 2 3 9,287 32,135 41,422 560 560 532 532 218 218 9,819 32,913 42,732 5,439 4,785 10,224 11,481 11,481 90,286 267,561 357,847 1,451 352 1,777 3,580 1,390 41,203 162 42,755 93,127 309,116 1,939 404,182 108,385 358,295 1,939 468,619 166