1398 4603 4604 84602 2017 9 30 571 XIVA 13.09 1. 1.1 1.2 2017 10 30 2017 1.3 1.4 1
2. 2.1 A 601398 H 1398 ICBC USDPREF1 4603 ICBC EURPREF1 4604 ICBC CNHPREF1-R 84602 1 360011 55 100140 86-10-66108608 86-10-66107571 ir@icbc.com.cn 2.2 2.2.1 2017 9 30 2016 12 31 % 25,764,798 24,137,265 6.74 14,095,664 13,056,846 7.96 326,588 289,512 12.81 5,640,733 5,481,174 2.91 23,663,656 22,156,102 6.80 19,329,643 17,825,302 8.44 1,714,586 2,016,799 (14.98) 2,088,946 1,969,751 6.05 5.62 5.29 6.24 2
2017 7 9 7 9 % 2017 1 9 1 9 % 169,526 9.35 506,265 4.60 75,399 3.55 229,086 2.51 75,004 3.35 227,999 2.34 716,796 152.57 0.21 5.00 0.64 1.59 0.21 5.00 0.64 1.59 % 15.25 0.73 15.53 1.00 2.2.2 2017 9 30 3
2.3 499,269H 130,248A 369,021 10 % A 34.71 123,717,852,951 A 34.60 123,316,451,864 H 24.15 86,083,193,699 31,468,503 A 0.14 489,343,052 24,882,471 A 1.22 4,357,971,715-204,264,280 A 1.05 3,731,330,676-591,497,461 A 0.40 1,420,781,042 A 0.28 1,013,921,700 A 0.11 390,924,588 73,885,661 005L CT001 A 0.06 207,691,297 A 0.05 178,241,469-69,453,300 (1) 2017 9 30 (2) (3) (4) 86,083,193,699 H489,343,052 A 4
2.4 XV23 2017 9 30 336 A A % % 43.77 33.11 A 118,006,174,032 (1) 124,731,774,651 46.26 35.00 (2) (1) 2017 9 30 123,316,451,864 (2) 2017 9 30 123,717,852,951 1,013,921,700 H % H H % 8,663,703,234 9.98 2.43 7,317,475,731 8.43 2.05 Temasek Holdings (Private) Limited 4,471,968,800 5.15 1.25 (1) BlackRock, Inc. 4,357,784,110 5.02 1.22 534,000 0.00 0.00 (1) 2017 9 28 4,378,196,839 H 5
2.5 28 226 10 Cede & Co. The Bank of New York Depository (Nominees) Limited % 147,000,000 47.9 120,000,000 39.1 40,000,000 13.0 (1) 2017 9 30 (2) (3) 10 (4) 6
10 % 200,000,000 44.4 50,000,000 11.1 35,000,000 7.8 30,000,000 6.7 15,000,000 3.3 15,000,000 3.3 15,000,000 3.3 15,000,000 3.3 10,000,000 2.2 10,000,000 2.2 10,000,000 2.2 (1) 2017 9 30 (2) 005L CT001 10 (3) 7
3. 2,290.86 2.51%1.22% 15.53% 5,062.65 4.6%3,841.51 9.33% 2.17%20161 1,076.43 5.37%1,203.01 2.30%23.76% 257,647.98 16,275.33 6.74% 140,956.64 10,388.18 7.96% 8,684.58 7.59%89,851.40 47,798.51 3,306.73 56,407.33 1,595.59 2.91% 236,636.56 15,075.54 6.80% 193,296.43 15,043.41 8.44% 93,966.36 97,447.43 1,882.64 21,011.42 1,199.79 6.06% 2,200.43 82.42 1.56% 0.06 148.42% 11.73 12.88%13.40%14.67% 1 1 8
4. 4.1 2017 9 30 2016 12 31 % 68,027 189,331 (64.07) 390,538 285,144 36.96 484,626 366,752 32.14 2017 1 9 2016 1 9 % 1,631 3,653 (55.35) 88,116 63,245 39.32 1,087 676 60.80 9
4.2 4.2.1 2017 9 14 120 2017 9 26 4.2.2 2017 8 30 80 12 4.2.3 2016 6 242015 880 2017 12 31 880 4.3 2017 6 272016 2017 7 10 2016 1 12016 12 31 102.343835.06 2017 10 30 2017 11 23 4.5%4.5% 20.25 2017 12 116% 6% 24.16 9 10
4.4 4.5 5. 5.1 5.2 5.3 6. (www.hkexnews.hk) (www.icbc-ltd.com) (www.sse.com.cn) (www.icbc-ltd.com) 2017 10 30 C 11
2017 9 30 2017 2017 2016 2016 7 9 1 9 7 9 1 9 218,279 636,632 195,466 590,694 (85,050) (252,481) (78,388) (239,336) 133,229 384,151 117,078 351,358 35,571 120,973 36,981 127,797 (4,598) (13,330) (4,948) (14,049) 30,973 107,643 32,033 113,748 1,507 4,419 1,925 5,259 (391) (394) (92) (345) 997 1,631 1,088 3,653 3,211 8,815 3,002 10,342 169,526 506,265 155,034 484,015 (45,653) (125,923) (41,605) (132,199) (27,115) (88,116) (19,354) (63,245) (1,158) (1,500) (119) (661) 95,600 290,726 93,956 287,910 661 2,033 835 1,956 96,261 292,759 94,791 289,866 (20,862) (63,673) (21,979) (66,398) 75,399 229,086 72,812 223,468 12
2017 9 30 2017 2017 2016 2016 7 9 1 9 7 9 1 9 75,004 227,999 72,575 222,792 395 1,087 237 676 75,399 229,086 72,812 223,468 0.21 0.64 0.20 0.63 0.21 0.64 0.20 0.63 13
2017 9 30 2017 2017 2016 2016 7 9 1 9 7 9 1 9 75,399 229,086 72,812 223,468 (11) (5) (1) (2) (12) (871) (19,116) 5,085 (50) 205 309 30 (206) 153 (27) (317) (918) (4,420) (7,400) 1,935 7,708 385 356 (4,549) (25,889) 6,731 6,517 70,850 203,197 79,543 229,985 70,651 202,697 79,019 229,264 199 500 524 721 14
2017 9 30 2017 9 30 2016 12 31 3,541,914 3,350,788 980,043 797,473 68,027 189,331 390,538 285,144 92,587 94,452 834,862 755,627 13,769,076 12,767,334 5,182,168 5,006,699 31,006 30,077 243,377 246,209 36,603 28,398 594,597 585,733 25,764,798 24,137,265 15
2017 9 30 2017 9 30 2016 12 31 477 545 484,626 366,752 86,631 89,960 1,714,586 2,016,799 683,663 589,306 269,994 218,427 19,329,643 17,825,302 51,807 52,640 662 604 408,912 357,937 632,655 637,830 23,663,656 22,156,102 356,407 356,407 86,051 86,051 562,113 586,630 1,084,375 940,663 2,088,946 1,969,751 12,196 11,412 2,101,142 1,981,163 25,764,798 24,137,265 16
2017 9 30 2017 1 9 2016 1 9 292,758 289,866 (2,033) (1,956) 9,760 10,244 4,455 4,614 17,842 (2,922) 88,116 63,245 1,500 661 3,517 (18,373) 11,783 10,427 (2,451) (3,900) (1,416) (3,462) (399) (208) 394 345 (989) (101) (215) (191) 422,622 348,289 17
2017 9 30 2017 1 9 2016 1 9 (190,683) (212,231) 84,229 219,536 124,221 (101,359) (104,124) (44,523) 64,664 72,986 (1,149,029) (997,888) (13,552) (401,801) (1,184,274) (1,465,280) 117,315 36,147 (68) (32) (269,200) (406,107) 94,357 109,413 61,364 11,304 1,556,281 1,447,843 (15,147) 285,398 1,544,902 1,483,966 783,250 366,975 (66,454) (83,172) 716,796 283,803 18
2017 9 30 2017 1 9 2016 1 9 (8,586) (12,663) 1,538 973 (1,930,271) (1,917,733) 1,687,422 1,605,275 (1,579) (1,186) 17 1,403 553 (250,073) (324,764) 6,691 792 1,520 643,117 705,468 (10,716) (9,344) (584,569) (681,011) (83,506) (83,150) (309) (35,191) (59,826) 431,532 (100,787) 1,189,368 1,441,298 (21,281) 22,506 1,599,619 1,363,017 674,805 600,138 (239,654) (232,616) 19
2017 9 30 2016 12 31 1,994,134 1,821,604 1,874,976 1,723,839 2,074,109 1,900,979 1,954,770 1,803,214 2,271,980 2,083,919 2,127,462 1,960,840 12.88% 12.92% 12.87% 12.90% 13.40% 13.49% 13.42% 13.49% 14.67% 14.78% 14.61% 14.67% 11.06% 11.34% 11.71% 11.96% 13.36% 13.38% 14.29% 14.26% 2017 9 30 2017 6 30 2017 3 31 2016 12 31 2,074,109 2,003,429 2,017,717 1,954,770 27,689,701 27,467,633 26,753,069 25,904,533 7.49% 7.29% 7.54% 7.55% 20
2017 1 4,637,340 2 9,247,473 921,705 3 47,708 1,729 4 9,199,765 919,976 5 11,212,813 3,833,678 6 6,231,650 1,511,986 7 4,922,292 2,262,821 8 58,871 58,871 9 36,835 10 3,567,395 1,244,129 11 1,035,145 1,035,145 12 13 2,532,250 208,984 14 48,423 48,021 15 1,193,213 27,954 16 6,112,322 17 889,811 282,932 18 1,477,586 1,061,236 19 1,051,890 1,040,492 20 3,419,287 2,384,660 21 4,637,340 22 3,727,662 23 % 124.46% 92 21