1398 4603 4604 84602 9 30 571 XIVA13.09 1. 1.1 1.2 10 30 2018 1.3 1.4 1
2. 2.1 A 601398 H 1398 ICBC USDPREF1 4603 ICBC EURPREF1 4604 ICBC CNHPREF1-R 84602 1 360011 55 100140 86-10-66108608 86-10-66107571 ir@icbc.com.cn 2.2 2.2.1 9 30 2017 12 31 % 28,198,135 26,087,043 8.09 15,263,939 14,233,448 7.24 (1) 403,595 340,482 18.54 6,552,801 5,756,704 13.83 25,917,274 23,945,987 8.23 21,307,707 19,562,936 8.92 2,032,966 1,706,549 19.13 2,266,963 2,127,491 6.56 6.12 5.73 6.81 (1) 2
7 9 % 1 9 % 7 9 1 9 178,578 5.34 539,880 6.64 79,463 5.39 240,120 4.82 79,185 5.57 239,627 5.10 882,902 23.17 0.22 4.76 0.67 4.69 0.22 4.76 0.67 4.69 % 14.82 0.43 2.2.2 15.15 0.38 9 30 3
2.3 557,481H 123,468A 434,013 10 % A 34.71 123,717,852,951 A 34.60 123,316,451,864 H 24.17 86,142,987,591 43,137,163 (4) A 0.24 860,762,193 390,911,725 A 1.03 3,687,330,676-44,000,000 A 0.68 2,411,024,669-1,565,055,217 A 0.40 1,420,781,042 A 0.28 1,013,921,700 A 0.21 738,806,900 607,004,555 005L FH002 A 0.14 481,235,789 118,527,962 005L CT001 A 0.06 207,691,297 (1) 9 30 (2) (3) 005L CT001 005L FH002 (4) 86,142,987,591 H860,762,193 A 4
2.4 XV23 9 30 336 A A % % 43.77 33.11 A 118,006,174,032 (1) 124,731,774,651 46.26 35.00 (2) (1) 9 30 123,316,451,864 (2) 9 30 123,717,852,951 1,013,921,700 H % H H % 8,663,703,234 9.98 2.43 7,317,475,731 8.43 2.05 Temasek Holdings (Private) Limited 8,707,776,000 10.03 2.44 (1) BlackRock, Inc. 4,397,641,191 5.07 1.23 1,679,000 0.00 0.00 (1) 9 309 7 5
2.5 28 226 10 Cede & Co. The Bank of New York Depository (Nominees) Limited % 147,000,000 47.9 120,000,000 39.1 40,000,000 13.0 (1) 9 30 (2) (3) 10 (4) 6
10 % 200,000,000 44.4 50,000,000 11.1 35,000,000 7.8 30,000,000 6.7 15,000,000 3.3 15,000,000 3.3 15,000,000 3.3 15,000,000 3.3 10,000,000 2.2 10,000,000 2.2 10,000,000 2.2 (1) 9 30 (2) 005L CT001 005L FH002 10 (3) 7
3. 2,401.20 4.82%1.18% 15.15% 5,398.80 6.64%4,236.30 10.28% 0.13 2.30%1,162.50 4.80%1,137.39 5.66% 1,225.30 1.85%22.70% 281,981.35 21,110.92 8.09% 152,639.39 10,304.91 7.24% 9,199.04 7.40%94,501.12 54,963.99 3,174.28 65,528.01 7,960.97 13.83% 259,172.74 19,712.87 8.23% 213,077.07 17,447.71 8.92% 107,930.46 102,569.87 2,576.74 22,808.61 1,398.05 6.53% 2,340.42 130.54 1.53% 0.02 172.45% 18.38 12.48%12.94%14.81% 1 1 8
4. 4.1 9 30 2017 12 31 % 564,483 1,046,338 (46.05) 823,324 603,500 36.42 1 9 2017 1 9 % (976) 8,815 (111.07) 4.2 4.2.1 8 30 2020 1,100 4.2.2 8 30 1,000 1,000 440 9
4.3 6 262017 7 12 2017 1 12017 12 31 102.408858.23 10 30 11 23 4.5%4.5% 20.25 2018 12 106% 6% 24.69 9 4.4 4.5 5. 5.1 5.2 10
6. (www.hkexnews.hk) (www.icbc-ltd.com) (www.sse.com.cn) (www.icbc-ltd.com) 10 30 C 11
9 30 2017 2017 7 9 1 9 7 9 1 9 243,243 700,050 218,279 636,632 (97,229) (276,420) (85,050) (252,481) 146,014 423,630 133,229 384,151 38,227 125,930 35,571 120,973 (3,748) (12,191) (4,598) (13,330) 34,479 113,739 30,973 107,643 1,825 4,869 1,507 4,419 (3,311) (1,382) 606 1,237 (429) (976) 3,211 8,815 178,578 539,880 169,526 506,265 (46,508) (128,466) (45,653) (125,923) (30,429) (107,981) (27,115) (88,116) (3,046) (8,952) (1,158) (1,500) 98,595 294,481 95,600 290,726 712 2,042 661 2,033 99,307 296,523 96,261 292,759 (19,844) (56,403) (20,862) (63,673) 79,463 240,120 75,399 229,086 12
9 30 2017 2017 7 9 1 9 7 9 1 9 79,185 239,627 75,004 227,999 278 493 395 1,087 79,463 240,120 75,399 229,086 0.22 0.67 0.21 0.64 0.22 0.67 0.21 0.64 13
9 30 2017 2017 7 9 1 9 7 9 1 9 79,463 240,120 75,399 229,086 1,066 1,395 6 (11) (3) (6) (1) 2,639 13,149 (871) (19,116) (258) (298) 205 309 (69) 326 153 (27) 6,687 4,328 (4,420) (7,400) (723) (953) 385 356 9,339 17,947 (4,549) (25,889) 88,802 258,067 70,850 203,197 88,368 257,451 70,651 202,697 434 616 199 500 14
9 30 9 30 2017 12 31 3,720,360 3,613,872 1,097,688 847,611 101,653 89,013 851,849 986,631 14,860,753 13,892,966 6,552,801 5,756,704 829,315 440,938 1,428,352 4,295,134 1,496,453 3,542,184 277,129 32,055 32,441 276,861 247,744 57,534 48,392 646,581 571,669 28,198,135 26,087,043 15
9 30 9 30 2017 12 31 437 456 102,194 89,361 96,406 78,556 2,032,966 1,706,549 564,483 1,046,338 317,147 260,274 21,307,707 19,562,936 66,083 70,644 951 433 605,576 526,940 823,324 603,500 25,917,274 23,945,987 356,407 356,407 86,051 86,051 630,568 587,489 1,193,937 1,097,544 2,266,963 2,127,491 13,898 13,565 2,280,861 2,141,056 28,198,135 26,087,043 16
9 30 1 9 2017 1 9 296,524 292,758 (2,042) (2,033) 9,376 9,760 4,474 4,455 (115) 17,842 107,981 88,116 8,952 1,500 24,637 3,517 17,213 11,783 (2,019) (2,451) 1,577 (1,416) (455) (399) 5,727 394 (1,361) (989) (195) (215) 470,274 422,622 17
9 30 1 9 2017 1 9 127,341 (190,683) (171,499) 84,229 (285,657) 20,097 185,600 64,664 (879,358) (1,149,029) (98,279) (13,552) (1,121,852) (1,184,274) 3,309 9,620 (19) (68) 284,165 (269,200) (481,855) 94,357 41,845 61,364 1,675,361 1,663,976 77,048 (15,147) 1,599,854 1,544,902 948,276 783,250 (65,374) (66,454) 882,902 716,796 18
9 30 1 9 2017 1 9 (37,761) (8,586) 1,385 1,538 (1,644,217) (1,930,271) 1,162,575 1,687,422 (1,660) (1,579) 1,698 1,403 (517,980) (250,073) 76 792 802,249 643,117 (13,197) (10,716) (739,451) (584,569) (85,823) (83,506) (327) (309) (36,473) (35,191) 328,449 431,532 1,520,330 1,189,368 35,744 (21,281) 1,884,523 1,599,619 717,986 674,805 (265,605) (239,654) 19
9 30 2017 12 31 2,169,954 1,981,940 2,030,108 1,856,054 2,249,959 2,043,854 2,110,060 1,935,429 2,575,235 2,352,508 2,406,920 2,216,707 12.48% 12.71% 12.77% 12.88% 12.94% 13.11% 13.27% 13.44% 14.81% 15.09% 15.14% 15.39% 11.38% 11.60% 11.65% 11.96% 14.01% 14.04% 14.56% 14.67% 9 30 6 30 3 31 2017 12 31 2,249,959 2,161,384 2,154,625 2,110,060 30,363,117 29,421,922 28,551,949 28,084,967 7.41% 7.35% 7.55% 7.51% 20
1 4,973,338 2 9,787,465 975,698 3 47,640 1,716 4 9,739,825 973,982 5 11,841,891 3,975,228 6 6,714,289 1,630,262 7 5,064,097 2,281,461 8 63,505 63,505 9 30,640 10 4,122,818 1,541,367 11 1,312,324 1,312,324 12 13 2,810,494 229,043 14 49,356 49,002 15 2,916,258 120,122 16 6,692,057 17 826,569 334,358 18 1,291,643 919,100 19 1,310,972 1,307,290 20 3,429,184 2,560,748 21 4,973,338 22 4,131,309 23 % 120.36% 92 21