- PDF Free Download

Shanghai Pharmaceuticals Holding Co., Ltd. * 02607) 2018 571 XIVA 13.09 2018 * - 1 -

1.1 1.2 2018 10 26 2018 9 30 1.3 1.4 1.5 601607 02607 2018 7 12018 9 303-2 -

1.00A H A 1.00 H 1.00 CDE - 3 -

1-91,176.02 18.75% 142.54 27.80% 1,033.4817.60% 33.7225.41% 12.77 15.63% 13.189.73% 4.64 27.24%25.67 4.49% 7.5650.31% 13.81%1.62 5.220.58 3.93% 17.336.09% 1-9142.5427.80%57.64% 10.30%60 1-9 75.69 28.91% 1-9 7.5650.31% - 4 -

12BE48 BIOCADBIOCAD 14 4 2 26.34% 1-914.4% 34% 1-91,030.5816.94% 6.67%2.80%50.96 24.05%15.12%0.80% 70% 2-91.317% 0.8% - 5 -

1-9 CDE16 12 PD-1Keytruda PD-1 Opdivo 1.9 1.5 Genvoya - 6 -

2.1 (%) 124,691,859,904.98 94,344,475,177.12 32.17 38,542,762,602.07 34,030,840,901.51 13.26 (1-9 (1-9 (%) 1,733,265,883.30 1,845,601,132.10-6.09 (1-9 (1-9 (%) 117,601,583,293.46 99,031,457,919.93 18.75 3,371,888,328.62 2,688,601,608.37 25.41 2,566,660,891.43 2,456,375,682.48 4.49 (%) 9.00 8.25 0.75 1.1936 0.9999 19.37 1.1936 0.9999 19.37 25.67 4.49%32.2111.74% - 7 -

(7-9 1-9 631,497,843.76 721,323,866.90 45,484,769.86 160,038,414.34-1,034,482.16 6,361,328.50 14,090,000.00 66,805,639.13-15,759,342.08-44,990,428.16-8,017,575.38-52,314,541.94-966,636.91-51,996,841.58 665,294,577.09 805,227,437.19-8 -

2.2 70,158 (%) HKSCC NOMINEES LIMITED 882,950,484 31.07 0 716,516,039 25.21 0 238,586,198 8.39 0 84,979,355 2.99 0 43,100,900 1.52 0 25,288,550 0.89 0 24,891,300 0.88 0 23,199,520 0.82 0 22,130,231 0.78 0 14,999,771 0.53 0-9 -

HKSCC NOMINEES LIMITED 882,950,484 882,950,484 716,516,039 716,516,039 238,586,198 222,301,798 16,284,400 84,979,355 84,979,355 43,100,900 24,585,800 18,515,100 25,288,550 25,288,550 24,891,300 24,891,300 23,199,520 23,199,520 22,130,231 22,130,231 14,999,771 14,999,771 / - 10 -

1 70,158A 68,110H 2,048 2 HKSCC NOMINEES LIMITED 16,284,400 H18,515,100 H 3 2.3-11 -

3.1 2018 9 30 2017 12 31 3,165,187.31 642,578.95 392.58% 44,504,907,851.57 32,485,357,133.37 37.00% 1,910,465,976.47 1,391,087,485.59 37.34% 2,026,993,149.26 1,539,006,618.57 31.71% 23,224,706,499.04 17,269,955,876.07 34.48% 2,456,905,277.21 1,114,124,794.59 120.52% 109,081,061.95 / 182,647,318.81 / 232,642,537.45 / 2,060,235,369.01 1,537,445,008.35 34.00% 3,793,582,466.93 2,640,503,113.62 43.67% - 12 -

2018 9 30 2017 12 31 109,629,038.93 61,932,199.83 77.01% 12,286,024,932.05 6,606,706,225.89 85.96% 381,941,658.93 285,821,200.78 33.63% 743,521,317.34 566,264,413.08 31.30% 328,420,935.65 733,922,584.47-55.25% 25,645,691,833.07 13,745,925,305.56 86.57% 1,110,624.85 2,433,604.67-54.36% 36,050,496,424.69 27,295,193,950.08 32.08% 1,032,469,501.56 / 1,272,881,903.10 / 645,391,673.33 1,141,395,775.36-43.46% 7,362,767,589.08 5,655,972,918.17 30.18% 2,081,950,662.41 57,573,051.38 3,516.19% 2,736,191,474.14 959,542,046.17 185.16% 1,999,256,567.89 / - 13 -

2018 9 30 2017 12 31 845,358,324.21 620,149,536.71 36.32% -466,049,990.88-65,276,495.76-613.96% 2018 1-9 7,914,142,132.65 5,284,564,304.82 49.76% 755,930,498.95 502,929,357.96 50.31% 1,071,623,752.38 605,348,146.05 77.03% 55,782,405.69 80,362,697.37-30.59% 74,472,821.26 / 169,189,013.98 81,521,932.24 107.54% 1,158,117,750.31 504,877,811.59 129.39% 2,996,155.80-6,368,279.80 / 3,225,144.64 48,035,460.20-93.29% 78,850,321.83 216,768,311.83-63.62% 75,592,028.48 157,715,472.24-52.07% 2018 1-9 1,733,265,883.30 1,845,601,132.10-6.09% - 14 -

2018 1-9 -6,906,845,772.53-1,927,482,915.47-258.33% 7,329,450,342.41 858,192,340.51 754.06% H 3.2 (1) 2014 3 134 4 (2014) 35-3 2014 4 13 6 23 (2014) 660 (2014) 35-3 2014 8 18 (2014) 937 2014 10 222014 11 7 2014 12 5 2014 12 19 2015 1 9 (2014) - 15 -

1431-1 2015 1 19 2015 3 4(2015) 446 2015 5 8 2015 8 3 2015 8 312015 12 22 2016 1 5 2017 3 20 (2014) 1431 2017 4 1 2017 7 31 2017 10 302017 12 192018 1 82018 2 5 (2) 2014 6 182012 11 1 5 1168399011683929 2015 10 30 11683990[(2015) 0000052574 ] 11683929 [(2015) 0000052569 ] 2016 3 21 2016 4 18 2017 3 3 11683990 [(2017) - 16 -

0000018006 ] 11683929 [(2017)0000018011 ] 2017 4 18 2017 10 25 2018 2 28 2018 4 11 2018 7 30 (3) 2015 8 17 299.7 6 3,000 (2015) 1518 2015 9 22(2015) 1518 2015 12 7(2015) 2095-17 -

1 2016 6 14 2016 10 14(2015) 1518 2017 3 1(2017)37 (2015) 1518 2017 11 15 2018 1 17 2 2016 9 1810 13 2017 5 23 2017 6 20 2017 9 20 2017 10 30 3.3 3.4 2018 10 26-18 -

4.1 2018 9 30 17,113,155,672.10 14,842,079,906.16 3,165,187.31 642,578.95 44,504,907,851.57 32,485,357,133.37 116,133,986.41 1,107,996,606.64 44,388,773,865.16 31,377,360,526.73 1,910,465,976.47 1,391,087,485.59 2,026,993,149.26 1,539,006,618.57 1,547,304.91 3,089,220.47 5,620,550.43 97,560,709.29 23,224,706,499.04 17,269,955,876.07 2,456,905,277.21 1,114,124,794.59 91,240,299,612.96 68,642,254,393.30-19 -

0.00 109,081,061.95 687,260,438.19 581,478,958.13 4,191,055,354.55 4,694,168,133.68 182,647,318.81 232,642,537.45 383,698,644.31 321,904,164.82 7,651,744,217.02 7,154,186,829.71 2,060,235,369.01 1,537,445,008.35 419,156,062.85 408,806,889.51 3,793,582,466.93 2,640,503,113.62 109,629,038.93 61,932,199.83 12,286,024,932.05 6,606,706,225.89 381,941,658.93 285,821,200.78 743,521,317.34 566,264,413.08 328,420,935.65 733,922,584.47 33,451,560,292.02 25,702,220,783.82 124,691,859,904.98 94,344,475,177.12-20 -

25,645,691,833.07 13,745,925,305.56 1,110,624.85 2,433,604.67 36,050,496,424.69 27,295,193,950.08 0.00 1,032,469,501.56 1,272,881,903.10 714,656,457.78 700,845,646.11 645,391,673.33 1,141,395,775.36 7,362,767,589.08 5,655,972,918.17 127,520,882.51 128,215,818.36 111,696,268.47 51,715,354.18 2,081,950,662.41 57,573,051.38 73,774,947,168.31 49,631,809,752.89-21 -

2,736,191,474.14 959,542,046.17 0.00 1,999,256,567.89 678,185,325.67 697,135,270.21 53,307,722.26 51,866,362.50 83,082,805.23 83,082,805.23 486,938,352.95 495,822,289.28 845,358,324.21 620,149,536.71 118,081,082.35 129,960,590.09 5,001,145,086.81 5,036,815,468.08 78,776,092,255.12 54,668,625,220.97 2,842,089,322.00 2,688,910,538.00 15,867,340,867.81 13,507,295,574.15-466,049,990.88-65,276,495.76 1,321,624,550.17 1,321,624,550.17 18,977,757,852.97 16,578,286,734.95 38,542,762,602.07 34,030,840,901.51 7,373,005,047.79 5,645,009,054.64 45,915,767,649.86 39,675,849,956.15 124,691,859,904.98 94,344,475,177.12-22 -

2018 9 30 1,445,583,181.78 1,667,211,372.17 1,916,234.00 1,764,483.22 10,326,654,638.28 7,326,027,285.20 17,607,030.81 8,072,136.82 725,180,911.63 443,399,458.34 0.00 12,011,289.09 11,774,154,054.06 9,007,014,429.68-23 -

0.00 212,500.00 20,872,657,976.80 20,059,693,697.29 212,500.00 49,338,898.93 51,340,448.55 36,313,729.70 34,956,006.22 76,749,139.31 82,679,142.15 1,140,573.27 1,856,579.69 21,036,412,818.01 20,230,738,373.90 32,810,566,872.07 29,237,752,803.58-24 -

2,300,000,000.00 2,100,000,000.00 9,534,410.37 10,445,022.76 0.00 5,288,389.17 4,207,189.17 180,340.07 25,084,580.00 536,256.68 651,574.90 3,383,559,214.15 3,020,951,860.55 43,893,736.11 58,975,134.72 1,999,768,569.48 7,697,785,979.92 5,162,421,427.38 0.00 1,999,256,567.89 61,691,729.00 43,550,893.94 5,859,736.77 5,859,736.77 67,551,465.77 2,048,667,198.60 7,765,337,445.69 7,211,088,625.98-25 -

2,842,089,322.00 2,688,910,538.00 18,842,419,240.01 16,466,294,537.33 603,821.62 565,391.64 950,515,325.07 950,515,325.07 2,409,601,717.68 1,920,378,385.56 25,045,229,426.38 22,026,664,177.60 32,810,566,872.07 29,237,752,803.58-26 -

2018 1-9 1-9 1-9 (7-9 (7-9 41,722,890,300.01 33,252,584,941.33 117,601,583,293.46 99,031,457,919.93 41,722,890,300.01 33,252,584,941.33 117,601,583,293.46 99,031,457,919.93 40,801,057,469.59 32,218,892,984.18 114,182,295,881.15 95,784,739,786.44 36,055,989,653.62 29,131,177,674.78 100,986,910,288.15 86,651,837,244.53 130,198,956.72 106,538,654.50 379,744,745.81 303,129,031.51 2,696,339,041.82 1,710,287,142.24 7,914,142,132.65 5,284,564,304.82 1,114,457,814.45 881,329,655.14 2,943,689,236.26 2,356,569,004.20 277,181,770.33 129,752,603.21 755,930,498.95 502,929,357.96 433,608,719.61 220,598,111.23 1,071,623,752.38 605,348,146.05 398,945,746.23 231,585,317.77 1,037,959,936.88 655,004,868.91 77,029,239.49 43,165,511.13 173,138,579.59 130,492,312.14 18,304,874.14 39,209,143.08 55,782,405.69 80,362,697.37 74,976,638.90 74,472,821.26 44,445,159.31 17,728,542.92 169,189,013.98 81,521,932.24 700,891,180.36 91,211,564.96 1,158,117,750.31 504,877,811.59-27 -

(7-9 (7-9 1-9 1-9 189,530,632.13 35,053,964.29 542,457,374.81 426,075,268.20 7,181.33-2,820,799.75 2,996,155.80-6,368,279.80-279,900.03 36,330,339.70 3,225,144.64 48,035,460.20 1,666,896,451.39 1,176,141,604.98 4,752,815,477.04 3,874,785,057.72 20,363,233.43 93,186,366.93 78,850,321.83 216,768,311.83 36,122,575.51 90,231,842.96 75,592,028.48 157,715,472.24 1,651,137,109.31 1,179,096,128.95 4,756,073,770.39 3,933,837,897.31 149,047,197.77 260,613,263.65 798,831,466.51 808,207,294.42 1,502,089,911.54 918,482,865.30 3,957,242,303.88 3,125,630,602.89 1. 1,502,089,911.54 918,482,865.30 3,957,242,303.88 3,125,630,602.89 2. 1. 1,338,581,982.09 763,479,244.39 3,371,888,328.62 2,688,601,608.37 2. 163,507,929.45 155,003,620.91 585,353,975.26 437,028,994.52-184,178,089.71-4,499,099.11-430,419,616.15 52,948,542.90-189,389,683.56 9,118,034.30-400,577,868.05 33,161,387.49-33,134,890.89-40,807,471.42 1. 2. -33,134,890.89-40,807,471.42-28 -

1-9 1-9 (7-9 (7-9 -156,254,792.67 9,118,034.30-359,770,396.63 33,161,387.49 1. -394,401.65-56,487.70-351,587.95 655,980.94 2. 4,746,164.69 20,233,177.09 3. 4. 5. -155,860,391.02 4,428,357.31-360,659,398.45 12,272,229.46 6. 1,240,589.77 5,211,593.85-13,617,133.41-29,841,748.10 19,787,155.41 1,317,911,821.83 913,983,766.19 3,526,822,687.73 3,178,579,145.79 1,149,192,298.53 772,597,278.69 2,971,310,460.57 2,721,762,995.86 168,719,523.30 141,386,487.50 555,512,227.16 456,816,149.93 0.4738 0.2839 1.1936 0.9999 0.4738 0.2839 1.1936 0.9999 0 0-29 -

2018 1-9 (7-9 (7-9 (1-9 (1-9 1,936,870.71 1,940,623.20 6,277,163.26 4,164,233.11 57,134.50 19,433.31 537,658.52 511,986.33 47,536,647.93 11,740,404.99 75,989,695.26 72,846,259.91 67,999,896.85 27,496,659.83 127,676,968.15 77,018,851.96-103,374,103.69-26,100,042.84-237,306,278.31-71,305,409.61 53,967,449.69 43,519,501.58 136,535,020.02 119,010,580.04 81,515,329.42 68,457,325.53 228,671,872.76 192,607,616.60-1,837.58 7,742,229.99 436,355,313.58 725,210,644.81 1,557,887,840.52 1,186,531,690.54 12,237,115.41 86,536.43 92,989,597.27 128,405,552.76-5,962.92 426,072,608.70 713,994,812.72 1,589,524,730.17 1,111,620,109.72 700.00 5,462.00 600,000.00 650,000.00 1,960,000.00 2,600,000.00 425,472,608.70 713,344,812.72 1,587,565,430.17 1,109,025,571.72-30 -

(7-9 (7-9 (1-9 (1-9 425,472,608.70 713,344,812.72 1,587,565,430.17 1,109,025,571.72 425,472,608.70 713,344,812.72 1,587,565,430.17 1,109,025,571.72-11,996,517.57 38,429.98-13,761,433.10 1. 2. -11,996,517.57 38,429.98-13,761,433.10 1. -54,383.26 38,429.98 643,785.50 2. -11,942,134.31-14,405,218.60 3. 4. 5. 425,472,608.70 701,348,295.15 1,587,603,860.15 1,095,264,138.62-31 -

2018 1-9 (1-9 1-9 131,934,642,876.66 109,515,829,212.02 70,466,323.70 47,206,292.78 1,418,293,112.77 935,732,313.69 133,423,402,313.13 110,498,767,818.49 115,608,611,400.34 97,342,040,153.74 4,408,306,602.56 3,450,074,631.66 4,161,170,540.94 2,897,716,613.15 7,512,047,885.99 4,963,335,287.84 131,690,136,429.83 108,653,166,686.39 1,733,265,883.30 1,845,601,132.10-32 -

(1-9 1-9 932,462,552.03 5,031,802,508.80 296,041,389.45 352,578,837.98 17,226,392.58 151,832,254.42 72,025,850.15 46,356,903.74 169,571,784.74 1,364,113,087.95 5,705,785,385.94 1,319,435,502.77 1,445,351,830.78 1,045,805,618.97 4,950,092,666.00 5,338,175,461.22 957,676,405.33 567,542,277.52 280,147,399.30 8,270,958,860.48 7,633,268,301.41-6,906,845,772.53-1,927,482,915.47 2,598,620,507.19 38,286,000.00 69,317,020.51 38,286,000.00 45,899,456,973.42 19,127,355,074.21 227,329,471.40 128,942,000.00 48,725,406,952.01 19,294,583,074.21 35,894,652,682.00 16,438,604,559.32 2,274,834,845.67 1,783,516,099.87 230,825,264.33 179,904,364.41 3,226,469,081.93 214,270,074.51 41,395,956,609.60 18,436,390,733.70 7,329,450,342.41 858,192,340.51-33 -

(1-9 1-9 -155,170,659.83-23,717,531.61 2,000,699,793.35 752,593,025.53 13,569,414,119.55 10,979,743,874.12 15,570,113,912.90 11,732,336,899.65-34 -

2018 1-9 (1-9 1-9 5,195,963.26 4,125,016.87 15,655,267.75 319,897,485.84 330,797,765.78 340,748,716.85 334,922,782.65 107,790,580.39 91,449,596.12 2,436,273.87 2,171,173.95 239,660,224.53 143,163,819.23 349,887,078.79 236,784,589.30-9,138,361.94 98,138,193.35 903,665,169.70 4,983,999,531.87 1,241,422,194.91 902,785,735.60 32,027.93 1,200.00 3,057,807,470.07 1,562,577,830.38 5,202,926,862.61 7,449,364,297.85 17,239,755.32 28,148,763.26 900,300,000.00 4,950,000,000.00 332,628,600.00 282,831,300.00 5,624,725,000.00 2,426,297,635.00 6,874,893,355.32 7,687,277,698.26-1,671,966,492.71-237,913,400.41-35 -

(1-9 2,529,303,486.68 1-9 2,600,000,000.00 2,100,000,000.00 5,129,303,486.68 2,100,000,000.00 2,400,000,000.00 1,600,000,000.00 1,170,516,651.98 1,100,429,269.13 59,600,000.00 3,630,116,651.98 2,700,429,269.13 1,499,186,834.70-600,429,269.13-39,708,650.01 4,439,835.05-221,626,669.96-735,764,641.14 1,667,209,851.74 2,559,202,235.71 1,445,583,181.78 1,823,437,594.57 4.2-36 -