2 4 5 23 34 43 44 47 92

1. CRRC Corporation Limited CRRC 2. 16 16 010-51862188 010-51862188 010-63984785 010-63984785 crrc@crrcgc.cc crrc@crrcgc.cc 3. 16 100036 16 100036 www.crrcgc.cc crrc@crrcgc.cc 4. A A www.sse.com.cn H www.hkex.com.hk 16 2016 2

5. A 601766 H 1766 6. 7. 222 30 5 88 35 8. 9. 10. 158 F408 11. 1 41 H 12. 166 36 13. 183 17M 3 2016

業績概要 2016 年 1-6 月 本公司實現收入人民幣 923.21 億元 同比增長 0.55% 實現稅後利潤人民幣 60.74 億元 同比增長 7.04% 本公司股東應佔利潤人民幣 47.95 億元 同比增長 2.04% 基本每股盈利人民幣 18 分 幣種 人民幣 項目 2016 年 2015 年 1-6 月 1-6 月 金額 金額 人民幣千元 人民幣千元 增長率 % 92,321,137 91,816,294 0.55 稅後利潤 6,074,383 5,674,836 7.04 本公司股東應佔利潤 4,794,773 4,698,880 2.04 0.18 0.17 5.88 收入 基本每股盈利 元 股 幣種 人民幣 項目 2016 年 2015 年 6 月 30 日 12 月 31 日 金額 金額 人民幣千元 人民幣千元 增長率 % 資產總額 330,737,648 311,693,729 6.11 負債總額 215,799,395 198,119,156 8.92 權益總額 114,938,253 113,574,573 1.20 97,603,183 96,900,316 0.73 3.58 3.55 0.82 其中 本公司股東應佔權益 每股股東權益 元 股 中國中車股份有限公司 中期報告 2016 4

董事會報告 一 董事會關於公司報告期內經營情況的討論與分析 2016 年上半年 中國中車主動適應經濟發展新常態 堅持深融合 促改革 謀發展 實現經營業績穩定增長 公司 實現收入 923.21 億元 比上年同期增長 0.55% 實現本公司股東應佔利潤 47.95 億元 比上年同期增長 2.04% 一 主營業務分析 1 財務報表相關科目變動分析表 項目 2016 年 1-6 月 2015 年 1-6 月 金額 金額 人民幣千元 人民幣千元 % 收入 92,321,137 91,816,294 0.55 營業成本 71,678,953 72,309,769-0.87 銷售及分銷開支 3,178,659 3,372,206-5.74 行政開支 9,987,283 9,532,972 4.77 財務費用 608,618 584,784 4.08 經營活動產生的現金流量淨額 -8,118,373-10,780,214 投資活動產生的現金流量淨額 -9,855,186 2,274,373 融資活動產生的現金流量淨額 13,604,525-1,441,329 4,012,378 3,771,514 6.39 研發支出 5 增長率 中國中車股份有限公司 中期報告 2016

0.55% 0.87% 5.74% 4.77% 4.08% 81.18 26.62 98.55 22.74 136.05 14.41 6.39% 2016 6

2 (1) (2) H 2016 8 22 2016 A A 2016 5 27 A 1,385,681,291 A 120 2016 6 7 A 2016 465 A 2016 6 16 A 2016 8 5 2015 A 2016 8 17 161634 2016 5 27 2016 6 13 2016 6 16 2016 8 5 2016 8 17 7 2016

2016 6 23 2016 6 24 60 2016 2016 3 29 2016 6 16 2015 2016 90 90 2016 8 19 2016 8 22 (3) 2016 1. 2016 923.21 0.55% 47.95 2.04% 2. 3. 4. 846 2016 8

56 96 76 148.8 126% 5. 2016 200 2016 2020 15 3 80% 2025 17.5 3.8 2030 2016 2016 2016 1. 9 2016

2. 3. 4. 5. 1 (%) (%) (%) 92,321,137 71,678,953 22.36 0.55-0.87 1.11 2016 10

(%) (%) (%) 47,326,661 35,316,932 25.38-0.07-0.84 0.59 9,949,806 8,465,097 14.92 6.90 7.56 0.53 24,640,972 18,088,125 26.59 17.67 14.90 1.76 10,403,698 9,808,799 5.72-26.77-25.01 2.21 92,321,137 71,678,953 22.36 0.55-0.87 1.11 0.84% 6.90% 7.56% 17.67% 14.90% 26.77% 25.01% 11 2016

0.55% 51.26% 10.78% 26.69% 11.27% 33.85 30.56 380.10 28.76 2 (%) 83,212,719 3.09 9,108,418-17.92 3.09% 17.92% 1 2016 6 30 63.56% 65.25% 2 (1) 2016 1-6 2016 1-6 2015 1-6 3,710,449 2,998,861 27,444 849,347 640,833 4,378,726 3,848,208 2016 12

(2) 2016 6 30 45.18 3 4 46.82 38.24 7.78 0.45 0.35 5 2016 6 30 441.87 2015 12 31 295.76 49.40% 2016 6 30 354.91 53.16 32.66 2016 6 30 151.88 289.99 2015 12 31 2016 6 30 2016 6 30 2015 12 31 28,998,571 15,259,583 3,654,190 5,153,230 8,753,538 6,369,602 2,780,262 2,793,421 44,186,561 29,575,836 2016 6 30 165.50 2015 12 31 112.48 13 2016

2016 6 30 60.00 46.87 6 2016 6 30 257.58 189.21 56.41 3.39 2016 500 22 500 179 500 266 350 100% 40 350 100% 350 350 160-200 160-200 6,000 2MW 2016 14

SRS 56 846 15 2016

1 2016 6 30 84.51 48.38 133.91% 20 44.55 (1) (%) (%) 00816.HK 168,070 1.21 1.21 147,914-40,633 01816.HK 120,526 1% 1% 75,313 151-24,301 01530.HK 2,826 1% 1% 2,250-757 01786.HK 196,355 2.91 2.91 127,162 1,771-49,071 02200.HK 33,450 1% 1% 22,275 354-763 01829.HK 27,349 1% 21,495 895-5,854 01599.HK 62,757 1.98 1.98 90,537 1,900-15,538 01478.HK 23,797 1.04 1.04 14,595 288 06869.HK 68,611 1.60 1.60 81,666 1,704-4,039 01776.HK 328,131 1% 1% 309,430 14,811-25,940 00656.HK 255,892 1% 1% 128,201-125,787 103,835 06886.HK 11,815 1% 1% 7,930 253-598 03396.HK 166,614 1% 1% 71,727-93,980 60,881 01456.HK 98,697 1% 1% 52,458 5,249-6,414 02666.HK 196,795 1.66 1.66 134,369 4,628-8,301 03969.HK 196,823 1% 1% 162,501 831 3,211 01508.HK 196,493 1% 1% 130,098 3,561-40,658 03908.HK 196,744 1% 1% 227,702-11,416 01565.HK 78,355 1.05 127,350 48,995 00580.HK 27,854 3.70 3.69 49,010 434-5,467 2,457,954 / / 1,983,983-183,225-22,540 / / 2016 16

(%) (%) 000065 120,000 1.15 1.15 101,646 5,615 601328 2,096 1% 1% 2,898-417 400010 55 1% 1% 222-51 122,151 / / 104,766 / 5,147 / (2) (%) (%) 74 1% 1% 74 19,543 1.20 1.20 19,543 2,000 1,006 1% 1% 786 30,000 10.00 10.00 31,414 685 4,515,857 13.0633 4,717,544 167,784 4,566,480 / / 4,769,361 170,469 / / 17 2016

2 100,000 2015 12 16 2016 2 14 100,000 518 100,000 2015 12 16 2016 2 17 100,000 527 100,000 2015 12 15 2016 2 16 100,000 631 200,000 2015 12 17 2016 3 15 200,000 1,634 200,000 2015 12 21 2016 3 22 200,000 2,042 200,000 2015 12 17 2016 6 17 200,000 3,911 100,000 2015 12 17 2016 6 17 100,000 1,705 200,000 2015 12 24 2016 1 13 200,000 403 200,000 2015 12 28 2016 6 27 200,000 3,540 400,000 2015 12 30 2016 7 2 6,995 200,000 2015 12 29 2016 6 30 200,000 3,911 200,000 2015 12 30 2016 6 27 200,000 3,255 300,000 2015 12 31 2016 5 28 300,000 3,877 200,000 2015 12 31 2016 5 30 200,000 2,896 200,000 2015 12 31 2016 6 29 200,000 3,322 2016 18

60,000 2015 12 29 2016 3 29 60,000 525 70,000 2015 12 28 2016 3 3 70,000 387 20,000 2015 12 29 2016 2 3 20,000 55 50,000 2015 12 28 2016 1 29 50,000 82 50,000 2015 12 31 2016 2 4 50,000 39 10,000 2015 12 26 2016 1 26 10,000 49,000 2015 12 22 2016 1 15 49,000 146 45,000 2015 12 18 2016 1 17 45,000 5,000 2015 9 25 2016 1 11 5,000 200,000 2016 2 3 2016 5 4 200,000 1,845 100,000 2016 2 4 2016 3 7 100,000 263 100,000 2016 2 4 2016 4 6 100,000 578 350,000 2016 2 4 2016 6 24 350,000 4,361 100,000 2016 4 18 2016 6 22 100,000 588 100,000 2016 5 5 2016 6 6 100,000 281 50,000 2016 4 12 2017 4 11 2,319 19 2016

100,000 2016 4 19 2016 10 18 2,244 50,000 2016 4 26 2016 10 25 1,097 50,000 2016 5 3 2016 11 1 1,097 200,000 2016 6 23 2016 9 23 1,512 100,000 2016 6 24 2016 7 25 255 90,000 2016 6 30 2016 8 2 236 200,000 2016 6 30 2016 7 29 524 100,000 2016 7 1 2016 8 30 477 700,000 2016 4 11 2017 4 10 32,200 300,000 2016 4 11 2017 4 10 13,800 220,000 2016 5 9 2017 5 9 12,386 40,000 2016 6 13 2016 9 15 627 400,000 2016 5 19 2018 4 29 47,333 / 6,809,000 / / / 123,102 3,809,000 41,322 / / / / / 30.00 7.95% 2016 20

3 (1) A A 2016 8 22 2016 A (2) H [2014]404 2014 5 H 1,939,724,000 100.28 2016 6 30 H 90.50 1.15 2016 6 30 H 10.93 4 2016 1-6 2016 2016 1-6 1-6 4,003,794 44,466,080 10,312,265 1,674,967 20,241,260 1,898,573 5,807,947 45,627,949 13,728,858 1,502,563 14,545,310 1,706,274 21 2016

2016 1-6 2016 2016 1-6 1-6 5,264,500 48,378,175 10,493,322 682,463 14,096,759 1,325,270 3,990,000 25,237,131 9,397,276 967,559 8,469,802 1,126,674 2016 6 16 2015 2015 2015 12 31 27,288,758,333 0.15 4,093,313,750 2016 8 5 2016 22

26 23 2016

(A) 6,420,528 (B) 34,924,060 (A+B) 34,924,060 (%) 35.78 (C) 70% (D) 18,483,794 50% (E) (C+D+E) 18,483,794 2016 24

/ 64.21 2016 6 30 349.24 35.78% 195.02 154.22 33.06 53.02 263.16 70% 184.84 70% 2016 6 21 25 2016

5% 1 2015 8 5 2 2015 8 5 (1) (2) (3) (4) (5) 2016 26

1 (1) 326 282,019.03 7.85% (2) 27 2016

2 2015 8 5 3 2015 8 5 2016 28

4 2015 8 5 29 2016

2016 6 16 2015 2016 2016 2016 2016 2 5 6 H 2021 2 5 250,000 100% H 9.65 H 9.50 2016 1 25 2016 2 5 2016 3 7 2016 6 27 2016 6 30 6 H 9.50 H 492,012,631 H 2016 6 30 15,259,580,738 A 54.93 492,012,631 H 1.77 4,371,066,040 H 15.73 7,658,111,555 A 27.57 27,780,770,964 100 93,085,715 A 380,172,012 A 2016 6 30 10 2016 30

1. 2016 3 17 2021 1 26 (1) (2) 10 H 9.65 2016 6 16 2015 0.15 2016 6 28 H 9.65 H 9.50 7.7902 1.00 2. (1) 100% (2) 30 60 100% a. 2019 2 5 7 30 20 H 130% b. 10% (3) 2019 2 5 30 60 100% 31 2016

(1) 3,488,045 2.53% (2) 28,745 3,550 2016 2 5 3,488,045 430,795 3,918,840-28,745-28,745 2016 2 5 2016 6 30 35,302 35,302 2016 2 5 2016 6 30 53,126 6,556 59,682 2016 2 5 2016 6 30-3,485-3,485 2016 6 30 3,547,728 433,866 3,981,594 2016 6 30 2016 32

2016 6 30 6 2016 1 7 8 20 44.55 2016 1 8 2016 1 12 2016 2 5 A 70 2016 3 22 2016 4 11 33 2016

股份變動及股東情況 中國中車股份有限公司 中期報告 2016 34

1 2 3 8.08 4 1,120,213 A 1,117,647 H 2,566 35 2016

(%) 1 0 14,786,323,011 54.18 0 0 HKSCC NOMINEES LIMITED 2-601,550 4,360,979,009 15.98 0 148,204,125 768,295,394 2.82 0 0 380,172,012 1.39 0 0 0 304,502,100 1.12 0 0 125,366,000 0.46 0 0 125,366,000 0.46 0 0 125,366,000 0.46 0 0 125,366,000 0.46 0 2016 36

(%) 0 125,366,000 0.46 0 0 125,366,000 0.46 0 0 125,366,000 0.46 0 0 125,366,000 0.46 0 0 125,366,000 0.46 0 0 125,366,000 0.46 0 37 2016

1 14,786,323,011 14,786,323,011 HKSCC NOMINEES LIMITED 2 4,360,979,009 4,360,979,009 768,295,394 768,295,394 380,172,012 380,172,012 304,502,100 304,502,100 125,366,000 125,366,000 125,366,000 125,366,000 125,366,000 125,366,000 125,366,000 125,366,000 2016 38

125,366,000 125,366,000 125,366,000 125,366,000 125,366,000 125,366,000 125,366,000 125,366,000 125,366,000 125,366,000 39 2016

125,366,000 125,366,000 1 14,786,323,011 A 7,796,321,142 6,990,001,869 2 HKSCC NOMINEES LIMITED H 2016 40

2016 6 30 336 H A H A H A H A (%) A 14,786,323,011 64.51 A 473,257,727 2.06 JP Morgan Chase & Co. H 304,681,557 6.97 H 8,586,651 0.19 H 139,374,786 3.18 Himalaya Capital Investors, L.P. H 267,904,000 6.13 Li Lu H 267,904,000 6.13 LL Group, LLC H 267,904,000 6.13 BlackRock, Inc. H 238,860,104 5.46 H 3,336,000 0.08 (1) 93,085,715 A 380,172,012 A 2016 5 27 A 692,840,646 A 15,952,421,384 A (2) 15,259,580,738 (www.hkex.com.hk) 41 2016

2016 6 30 XV 336 10 10 2016 42

2016 6 30 A A 137,500 A 60,000 A 50,000 A 231,800 A 50,000 A 30,000 2016 7 22 2016 6 30 XV 352 2016 7 22 2016 7 22 43 2016

2013 5 2013 10 2013 5 2013 4 22 2018 4 22 1,500 4.70% 2013 10 2013 4 22 2023 4 22 1,500 5.00% 2015 8 5 2015 9 7 100% 2015 9 24 2013 5 2013 10 2013 2015 2016 44

(%) 1.18 1.21-2.48 0.69 0.75-8.00 65.25% 63.56% 1.69 1.00 1.00 1-6 (%) EBITDA 20.35 15.25 33.44 EBITDA 1.39 1.93-27.98 2016 6 30 3,823,874 778,374 44,587 34,819 4,681,654 45 2016

2016 6 30 24,000,000 2,392,000 21,608,000 7,000,000 7,000,000 6,500,000 6,500,000 13,450,205 4,140,105 9,310,100 3,500,000 3,500,000 6,500,000 6,500,000 8,500,000 5,679,235 2,820,765 10,000,000 10,000,000 10,000,000 10,000,000 12,000,000 12,000,000 3,100,000 3,100,000 5,000,000 5,000,000 4,000,000 4,000,000 17,500,000 17,500,000 2,000,000 2,000,000 11,500,000 11,500,000 144,550,205 12,211,340 132,338,865 2013 5 2013 10 2016 46

2016 6 30 2016 6 30 2016 2015 4 92,321,137 91,816,294 (71,678,953) (72,309,769) 20,642,184 19,506,525 4 1,193,497 1,156,893 (3,178,659) (3,372,206) (9,987,283) (9,532,972) 5 (837,089) (378,517) 6 (608,618) (584,784) 98,361 137,741 234,938 71,408 7 7,557,331 7,004,088 8 (1,482,948) (1,329,252) 6,074,383 5,674,836 (1,196) 155,837 (1,020) (16,293) 33,903 (68,340) (164,429) (36,653) (24,885) 6,037,730 5,649,951 4,794,773 4,698,880 1,279,610 975,956 6,074,383 5,674,836 4,787,576 4,784,863 1,250,154 865,088 6,037,730 5,649,951 10 0.18 0.17 0.18 0.17 47 2016

2016 6 30 2016 2015 6 30 12 31 11 63,282,005 62,179,704 934,671 938,763 12 14,296,581 14,428,338 1,293,524 1,315,234 3,013,039 3,259,885 1,785,390 1,637,636 13 6,665,299 1,975,241 207,890 170,874 3,475,918 3,156,509 387,102 197,928 3,041,187 2,743,530 14 14,397,285 14,163,863 112,779,891 106,167,505 12 353,147 348,194 15 70,071,074 59,746,569 1,349,395 3,259,000 16 79,609,574 72,514,398 8,297,361 10,166,491 17 21,576,414 18,787,454 1,278,469 3,424 18 8,211 39,632 110,582 92,375 19 3,823,874 4,613,695 19 31,479,656 34,754,992 1,200,000 217,957,757 205,526,224 2016 48

2016 6 30 2016 2015 6 30 12 31 20 92,872,673 83,179,106 21 15,419,723 22,790,082 22 42,624,343 41,244,977 4,213 359 23 28,998,571 15,259,583 290,034 351,648 1,187,472 1,534,414 775,595 1,861,947 73,326 76,896 2,374,233 2,279,999 473,163 511,895 185,093,346 169,090,906 32,864,411 36,435,318 145,644,302 142,602,823 24 27,288,758 27,288,758 70,314,425 69,611,558 97,603,183 96,900,316 17,335,070 16,674,257 114,938,253 113,574,573 23 11,640,262 14,316,253 281,822 275,924 4,118,466 4,054,445 4,008,610 3,741,417 5,534,346 5,556,354 216,297 241,975 25 3,547,728 25 433,866 924,652 841,882 30,706,049 29,028,250 145,644,302 142,602,823 49 2016

2016 6 30 1 2 3 4 2016 1 1 27,288,758 29,960,109 (209,791) (524,230) 1,801,679 49,957 339,689 (117,066) 38,311,211 96,900,316 16,674,257 113,574,573 4,794,773 4,794,773 1,279,610 6,074,383 (2,318) (2,318) 102 (2,216) 33,903-33,903 33,903 (38,782) (38,782) (29,558) (68,340) 31,585 (38,782) 4,794,773 4,787,576 1,250,154 6,037,730 2,399 2,399 5,751 5,751 5 6,235 (556) 5,679 (82,740) (77,061) 687 687 89,747 90,434 (604,919) (604,919) (4,093,314) (4,093,314) (4,093,314) 151,924 151,924 5,913 157,837 (151,924) (151,924) (5,913) (157,837) 2,239 2,239 421 2,660 2016 6 30 27,288,758 29,969,270 (178,206) (524,230) 1,801,679 49,957 339,689 (155,848) 39,012,114 97,603,183 17,335,070 114,938,253 2016 50

2016 6 30 1 2 3 4 2014 12 31 13,803,000 9,914,064 163,751 47,584 28,490 1,123,312 136,668 (64,015) 15,357,677 40,510,531 11,011,198 51,521,729 33,888,861 (6,326) (525,148) 49,957 38,039 (24,627) 15,342,525 48,763,281 1,817,307 50,580,588 2015 1 1 13,803,000 43,802,925 157,425 47,584 (496,658) 1,123,312 49,957 174,707 (88,642) 30,700,202 89,273,812 12,828,505 102,102,317 4,698,880 4,698,880 975,956 5,674,836 139,236 139,236 308 139,544 (53,253) (53,253) (111,176) (164,429) 139,236 (53,253) 4,698,880 4,784,863 865,088 5,649,951 13,485,758 (13,485,758) 1,425,518 1,425,518 (12,803) (12,803) (94,103) (106,906) 165,787 165,787 (275,093) (275,093) (47,584) (47,584) (47,584) 54,996 (54,996) 125,401-125,401 2,847 128,248 (125,401) - (125,401) (2,847) (128,248) 4,209 4,209 791 5,000 2015 6 30 27,288,758 30,308,573 296,661 (496,658) 1,123,312 49,957 229,703 (141,895) 35,344,086 94,002,497 14,916,493 108,918,990 51 2016

2016 6 30 1: 10% 50 2: 3: 1.5% 2015 6 30 54,996,000 4: 2016 6 30 7,322,071,000 2015 6 30 5,163,870,000 5: 20% 77,061,000 6,235,000 83,296,000 2016 1.3% 556,000 556,000 2016 52

2016 6 30 6 30 2016 2015 (8,118,373) (10,780,214) (9,855,186) 2,274,373 13,604,525 (1,441,329) (4,369,034) (9,947,170) 29,944,221 37,034,186 182,559 (46,194) 25,757,746 27,040,822 53 2016

2016 6 30 1. 2007 12 28 A 2008 8 18 H 2008 8 21 2012 13,803,000,000 2015 A H A H 2015 A H 24 16 34 16 2. 2016 6 30 2015 12 31 14 11 1 16 38 16 41 27 10 28 2012-2014 2016 54

2016 6 30 2. 600,000,000 25 3. 55 2016

2016 6 30 4. 6 30 2016 2015 92,210,752 91,479,704 109,446 323,542 939 13,048 92,321,137 91,816,294 449,237 243,148 154,169 271,399 206,446 49,985 120,868 20,535 11,583 123,785 39,349 5,814 49,110 80,781 41,265 1,111,543 755,931 (790) 680 (5,298) (5,164) 4,406 11 2,391 188,277 21,524 145,913 27 11,212 (7,702) 55,108 52,904 19,444 81,954 400,962 1,193,497 1,156,893 2016 56

2016 6 30 5. 6 30 2016 2015 511,205 408,610 222,579 89,152 (64,676) 7,167 2,246 5,201 3,199 32,337 (1,414) 837,089 378,517 6. 6 30 2016 2015 587,995 668,437 25 35,302 31,211 18,876 55,272 3,550 3,990 7,576 (108,702) (110,105) 608,618 584,784 57 2016

2016 6 30 7. 6 30 2016 2015 71,644,437 72,309,769 2,464,711 2,385,531 13,949 1,539 28,990 21,194 171,035 169,724 400,318 237,614 1,488,030 1,414,213 252,251 215,709 87,446 104,909 4,012,378 3,771,514 (1,207) (73,530) 4,011,171 3,697,984 2016 6 30 248,776,000 2015 6 30 153,223,000 2016 58

2016 6 30 8. 6 30 2016 2015 1,763,148 1,407,109 6,709 64,427 17,105 9,990 1,786,962 1,481,526 20,368 (324,382) (152,274) 1,482,948 1,329,252 25% 15% 2015 6 30 15% 16.5% 2015 6 30 16.5% 9. 6 30 2015 2014 0.15 4,093,314 2016 6 2015 12 31 4,093,314,000 2016 6 30 2015 6 30 59 2016

2016 6 30 10. 6 30 2016 2015 4,794,773 4,698,880 25 26,477 25 (2,614) 25 44,762 4,863,398 4,698,880 6 30 2016 2015 27,288,758 27,288,758 391,344 27,680,102 27,288,758 2015 6 30 2015 13,485,758,333 2016 60

2016 6 30 11. 380,134,000 230,000 2015 6 30 1,583,476,000 1,011,197,000 3,330,545,000 2015 6 30 2,426,585,000 113,433,000 2015 6 30 135,791,000 5,298,000 2015 6 30 5,164,000 2016 6 30 108,702,000 2015 6 30 107,630,000 1.08%-6.88% 2015 6 30 4.27% 7.00% 44,587,000 2015 12 31 50,958,000 2016 6 30 6,958,963,000 2015 12 31 7,054,874,000 12. 8,855,000 2015 12 31 8,260,000 2015 6 30 362,985,000 2015 12 31 361,071,000 61 2016

2016 6 30 13. 2016 2015 6 30 12 31 6,223,603 1,645,799 441,696 329,442 6,665,299 1,975,241 2016 6 30 2016 6 30 2015 12 31 China United Insurance. 2006 13.0633% Holding Corporation 6 5 15,310,000,000 China United Insurance 9 1 2016 62

2016 6 30 13. 2016 6 30 62,289,893 48,245,285 13,263,961 1,284,392 259,529 1,543,921 2016 6 30 1,735,179 2,982,365 4,717,544 63 2016

2016 6 30 13. 6 30 2016 2015 67,154 71,890 2016 2015 6 30 12 31 1,947,755 1,975,241 14. 2016 2015 6 30 12 31 1,629,790 1,559,853 143,232 128,748 169,311 170,908 1,013,803 1,113,099 344,692 405,978 10,749,461 10,623,522 197,459 149,537 161,755 14,397,285 14,163,863 2016 64

2016 6 30 15. 2016 2015 6 30 12 31 22,088,710 20,362,718 32,859,335 26,077,124 15,123,029 13,306,727 70,071,074 59,746,569 16. 2016 2015 6 30 12 31 84,455,053 76,858,677 (4,845,479) (4,344,279) 79,609,574 72,514,398 2016 2015 6 30 12 31 6 51,178,104 55,938,509 6 1 17,947,490 7,131,606 1 10,483,980 9,444,283 79,609,574 72,514,398 29 65 2016

2016 6 30 17. 2016 2015 6 30 12 31 11,053,386 9,533,803 11,331,906 9,971,914 (808,878) (718,263) 21,576,414 18,787,454 2016 2015 6 30 12 31 10,643,786 9,194,629 3,819,047 2,870,805 93,259 7,363 22,125 7,791 4,199,996 4,410,793 2,224,311 2,164,366 573,890 131,707 21,576,414 18,787,454 29 18. 2016 2015 6 30 12 31 695,029 912,732 (686,818) (873,100) 8,211 39,632 2016 66

2016 6 30 19. 2016 2015 6 30 12 31 35,303,530 39,368,687 (3,823,874) (4,613,695) 31,479,656 34,754,992 (5,721,910) (4,810,771) 25,757,746 29,944,221 20. 2016 2015 6 30 12 31 6 79,666,919 61,039,748 6 1 8,710,434 18,056,462 1 4,495,320 4,082,896 92,872,673 83,179,106 29 67 2016

2016 6 30 21. 2016 6 30 2015 12 31 13,656,886 22,230,845 1,762,837 559,237 15,419,723 22,790,082 29 22. 2016 6 30 2015 12 31 8,089,450 6,996,246 26,575,625 29,693,134 7,959,268 4,555,597 42,624,343 41,244,977 29 2016 68

2016 6 30 23. 2016 6 30 2015 12 31 (%) (%) 1.19-8.51 2016-2017 4,351,285 1.19-5.91 2016 3,593,162 0.70-6.03 2016-2017 11,335,465 0.85-6.56 2016 3,718,631 2.78-2.80 2016 6,000,000 3.03-3.34 2016 6,000,000 10.00 2017 8,000 10.00 2016 8,000 1.83-6.00 2016-2017 2,579,000 6.00 2016 45,720 6.22 2016-2017 15,435 6.22 2016 24,420 2.65-6.17 2016-2017 2,007,000 2.90-6.17 2016 1,864,350 5.50-6.20 2017 2,697,386 3.20 2016 5,000 3.20-4.92 2016 5,300 28,998,571 15,259,583 0.20-5.20 2017-2039 2,801,421 0.02-5.20 2019-2039 2,653,404 1.08-5.09 2017-2035 3,849,685 1.08-6.17 2017-2035 3,980,285 4.70 5.75 2018-2023 4,989,156 4.70-6.20 2017-2023 7,682,564 11,640,262 14,316,253 40,638,833 29,575,836 69 2016

2016 6 30 24. 2015 12 31 2016 6 30 A 1 22,917,692 22,917,692 H 1 4,371,066 4,371,066 27,288,758 27,288,758 2015 1 1 A 1 11,779,000 11,779,000 H 1 2,024,000 2,024,000 13,803,000 13,803,000 2015 5 26 H 2,347,066 2,347,066 2015 5 28 A 11,138,692 11,138,692 2015 12 31 2016 6 30 A 1 22,917,692 22,917,692 H 1 4,371,066 4,371,066 27,288,758 27,288,758 2016 70

2016 6 30 25. 2016 2 5 600,000,000 2021 (a) 2016 3 17 2021 1 26 9.65 7.7902 1.00 1 9 2016 6 2015 0.15 2016 6 28 9.65 9.50 (b) 2021 2 5 100% 30 60 100% (i) 2019 2 5 30 20 H 130% 10 30 H H (ii) 10% 71 2016

2016 6 30 25. (b) 2019 2 5 100% (i) 3,488,045,000 2.53% (ii) 3,550,000 28,745,000 2016 72

2016 6 30 25. (b) 2016 2 5 2016 6 30 2016 2 5 2016 6 30 6.91 6.91 9.65 9.50 1.624% 1.022% 43.16% 43.96% 5 2016 2 5 3,488,045 430,795 3,918,840 (28,745) (28,745) 2016 2 5 2016 6 30 6 35,302 35,302 2016 2 5 2016 6 30 53,126 6,556 59,682 2016 2 5 2016 6 30 (3,485) (3,485) 2016 6 30 3,547,728 433,866 3,981,594 2016 6 30 73 2016

2016 6 30 26. 26.1 2016 6 30 (1) CLM 2016 4 30 CRRC KUALA LUMPUR MAINTENANCE SDN BHDCKM CKM LANDAS MRO SDN BHD CLM CLM CLM 230 16 11,433 710 2,411 (8,674) (125) (1,270) (27) 4,704 (51%) 2,399 2,305 (4,704) 12,061,000 12,061,000 2016 74

2016 6 30 26. 26.1 2016 6 30 (1) CLM (2,411) 2,411 2016 6 30 CLM 53,000 10,530,000 CLM 2016 1 1 2016 6 30 92,329,365,000 6,077,369,000 2016 1 1 75 2016

2016 6 30 26. 26.2 2015 6 30 (1) 2015 1 1 981,939 221,068 939,122 247,739 5,107,110 1,049,414 220,944 1,600,693 587,330 1,407,959 (1,055,508) (290,168) (6,851,303) (5,669) (677,686) (46,649) (585,299) 2,851,036 (50%) 1,425,518 1,425,518 (2,851,036) 2016 76

2016 6 30 26. 26.2 2015 6 30 (1) (587,330) 587,330 2015 12 31 11,412,603,000 691,781,000 (2) SMD 2015 2 5 SPECIALIST MACHINE DEVELOPMENTS (SMD) Limited SMD Limited SMD Limited Specialist Machine Developments (Investment) Limited SMD Investment SMD Limited 100% SMD Investment Bywell Holdings Limited 100% SMD Group 118,736,000 1,085,220,000 2015 4 9 SMD Group 2015 4 9 SMD Group SMD Group (2015) (2016) 10,100,000 92,312,000 SMD Group (2015) (2016) 7,000,000 63,979,000 1,456,000 13,308,000 SMD Group 77 2016

2016 6 30 26. 26.2 2015 6 30 (2) SMD SMD 58,577 439,624 583 2,497 212,281 115,694 21,819 10,413 (170,639) (26,786) (4,448) (7,243) (89,716) 562,656 1,098,528 (562,656) 535,872 1,085,220 13,308 1,098,528 2016 78

2016 6 30 26. 26.2 2015 6 30 (2) SMD 8,230,000 115,694,000 115,694,000 1,085,220 (10,413) 1,074,807 2015 12 31 SMD Group 471,000 210,677,000 SMD 2015 1 1 237,920,864,000 14,032,021,000 2015 1 1 79 2016

2016 6 30 27. 27.1 2016 6 30 2016 4 25 60% 23,414,818 26,000,000 26,000 6,630 179 155 779 1,520 (23,641) (14,378) 26,000 (23,415) 14,378 (40%) (5,751) 11,212 26,000 (1,520) 24,480 2016 80

2016 6 30 27. 27.2 2015 6 30 2015 2 28 81% 43,627,000 43,627 127,240 6,504 3,371 4,482 32,166 2,727 (4,918) (108,202) 63,370 43,627 (63,370) (19%) 12,041 (7,702) 43,627 (2,727) 81 2016 40,900

2016 6 30 28. (a) 2016 6 30 2016 6 30 2015 12 31 4,483,776 4,737,321 33,861 19,209 4,517,637 4,756,530 2016 6 30 2015 12 31 182 (b) 2016 6 30 1,230,000,000 2015 12 31 819,291,000 800,000,000 (c) 2016 6 30 2015 12 31 2016 82

2016 6 30 29. 2016 6 30 6 2015 6 30 6 2016 2015 (a) 86,243 135,150 1,412,669 1,767,909 270,839 436,106 1,769,751 2,339,165 (b) 127,627 118,799 630,382 676,637 599,210 258,164 1,357,219 1,053,600 (c) 2,098 5,650 121 722 1,627 329 3,846 6,701 (d) 37 4,223 7,966 288 1,649 8,003 6,160 83 2016

2016 6 30 29. 6 30 6 2016 2015 (e) (f) 27,890 32,452 857 265 63 3,237 4,157 265 (g) (h) (i) 1,519 2,815 3,846 48,267 64,147 4 48,271 64,147 (j) 1,170,105 27/06/2016 24/12/2035 211,980 29/04/2016 29/04/2017 6 30 6 2016 2015 (k) (l) 4,633 3,260,743 1,452,130 2016 84

2016 6 30 29. (m) 2016 6 30 2015 12 31 (i) 1,918 2,046 2,131 10 198,985 203,034 2,056 (ii) (iii) 50,000 50,000 287,339 195,915 524,098 686,118 1,391,201 772,869 2,202,638 1,654,902 (iv) 200 3,200 2,910 10,109 9,459 54,792 12,569 68,101 (v) 9,538 1,288 136,531 135,395 59,500 26,859 205,569 163,542 (vi) 128,516 118,370 2,029,569 2,470,132 240,820 443,823 2,398,905 3,032,325 85 2016

2016 6 30 29. (m) 2016 6 30 2015 12 31 (vii) 1,095 16,078 123,033 769,792 42,211 188,133 166,339 974,003 (viii) 2,374,920 87,153 43,935 1,364 60,415 22,174 2,479,270 110,691 (ix) (x) 3,086,595 1,704,510 775,303 1,861,635 22 18 775,325 1,861,653 (n) 6 30 6 2016 2015 4,000 3,951 320 313 4,320 4,264 2016 6 30 6 1,079,000 2016 86

2016 6 30 29. (o) 2016 6 30 2015 12 31 607,507 790,155 430 607,937 790,155 2,457 3,384 495,320 829,785 574,663 5,647 1,072,440 838,816 (p) 2016 6 30 6 48,264,799,000 2015 43,255,069,000 87 2016

2016 6 30 30. 2016 6 30 2015 12 31 387,647 395,755 197,928 194,450 344,692 329,062 405,978 369,994 10,749,461 9,946,592 10,623,522 9,803,993 2,478,485 2,108,714 2,471,353 2,108,883 7,686,542 7,764,629 7,682,564 7,829,488 3,547,728 3,644,265 2016 88

2016 6 30 30. 2016 6 30 2016 6 30 2015 12 31 2,502,672 2,223,018 1 3,004 3,424 2 1,275,465 2 1,349,395 3,259,000 2 89 2016

2016 6 30 30. 2016 6 30 2015 12 31 4,213 359 2 433,866 3 1% 182,000 1% 696,000 1% 7,288,000 1% 7,303,000 2016 6 30 2015 12 31 2016 90

2016 6 30 31. (1) A 2016 6 13 A [2016] 465 1,410,105,755 A 8.66 2016 6 16 (2) 90 90 91 2016

571 2016 92