SS (15th Edition) for General Use Terms of Use: Copyright and all intellectual property rights in the content of this document are vested in Son

Transcription

1 MANAGEMENT REGULATIONS FOR THE ENVIRONMENT-RELATED SUBSTANCES TO BE CONTROLLED WHICH ARE INCLUDED IN PARTS AND MATERIALS SS for General Use, Fifteenth Edition

2 SS (15th Edition) for General Use Terms of Use: Copyright and all intellectual property rights in the content of this document are vested in Sony Corporation and reserved, unless otherwise indicated. This document is the Sony Technical Standard, SS for General Use, Fifteenth Edition. Copyright 2017 Sony Corp. ALL RIGHTS RESERVED No part of this document may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording or by any information storage and retrieval system, without the prior written permission of Sony Corporation. Copyright 2017 Sony Corporation

3 SS (15th Edition) for General Use CONTENTS 1. PURPOSE SCOPE Scope applicable to parts and materials Scope applicable to products TERMS AND DEFINITIONS MANAGEMENT STANDARDS FOR "ENVIRONMENT-RELATED SUBSTANCES TO BE CONTROLLED" "Environment-related Substances to be Controlled ('Controlled Substances')" Additional rules for packaging components and materials Rules for batteries Rules for chemical analysis REPLACEMENT OF CHEMICAL SUBSTANCES ACCORDING TO "SONY GROUP ENVIRONMENTAL MID-TERM TARGET" Polyvinyl chloride (PVC) Brominated flame retardants (BFR) APPENDIX Copyright 2017 Sony Corporation

4 SS (15th Edition) for General Use 1. PURPOSE With regard to the "Environment-related Substances to be Controlled ('Controlled Substances')" contained in the parts and devices employed in Sony electronics products, this Standard clarifies (1) banned substances, (2) substances to be phased out, and (3) exempted substances and their uses, in order to realize the following aims and objectives: 1) To prevent the above-mentioned substances from being used for Sony electronics products; 2) To comply with related laws and regulations; 3) To reduce the influence of the above substances upon the ecosystem; and 4) To contribute to the preservation of the global environment. 2. SCOPE 2.1 Scope applicable to parts and materials Targets are the parts, materials, and other goods that are procured by the Sony group, or by third parties to which the Sony group outsources the design and manufacture of its electronics products. The targets need to satisfy the threshold levels specified in this Standard. Target parts and materials: - Semi-finished products (e.g. modules, functional units, board assemblies, and other assembly parts) - Parts (electrical parts, mechanical parts, semiconductor devices, PWBs, recording media, and packaging components and materials) - Screws - Accessories (mice, remote commanders, AC adaptors, and other accessories with which you can use products) - Materials constituting subsidiary parts and materials (e.g. adhesives, adhesive tapes, soldering materials, etc.) used for products - Printed materials (e.g. instruction manuals, warranty cards, additional product/parts information) - Repair parts (The application of some repair parts for products on the market shall be followed the instructions on the separately issued notice.) - Packaging components and materials that parts suppliers use for delivery and protection (See Section "Definition of packaging components and materials" for details.) - Batteries 2.2 Scope applicable to products 1) Sony electronics products that are designed and manufactured by the Sony group for sale, loan, or distribution 2) Sony electronics products being sold and loaned or distributed with the Sony group's logos on them, whose design and/or manufacture are outsourced to companies other than Sony group 3) Electronics products of companies other than Sony group whose design and/or manufacture are outsourced to the Sony group (except when the parts and materials are specified by the companies other than Sony group) Regarding the use of substances prohibited or restricted by regional or country laws and ordinances, the laws and ordinances must be observed and followed even though the substances and their uses are not clearly regulated in this Standard. Copyright 2017 Sony Corporation - 1 -

5 SS (15th Edition) for General Use 3. TERMS AND DEFINITIONS In this Standard, terms are defined in the following manners: 1) "Environment-related Substances to be Controlled ('Controlled Substances')" Among the substances contained in parts and devices, "Environment-related Substances to be Controlled ('Controlled Substances')" are those which, according to Sony's judgment, have significant environmental impact on both humans and the global environment. 2) Management Levels (abbr: Mgmt level) To manage the above-mentioned substances, the following Levels and Exemption are used: a) Level 1 The substances and their applications classified into this Level are those that are banned for the use in parts and materials. b) Level 2 On the date set in each table, the substances and their applications in the respective tables shall be reclassified into Level 1. c) Level 3 Considering possibility of phase-out in the future (i.e. reclassification into Level 2), technical investigations on substances and their applications are conducted. d) Exemption Not subject to Level 1, Level 2 and Level 3 because of reasons also being reflected by exemptions from laws. Technical investigations and monitoring of substances and their applications are conducted as necessary. 3) Contained "Contained" means that a substance remains in parts, devices, or their materials because of addition, filling, blending, or adhesion, whether intended or not. When a substance is unintentionally contained in, or added to a product in a processing process, this situation is also regarded as "Contained." 4) Intentionally added "Intentionally added" means a situation where a substance is contained in the part, device, or its materials because of deliberate addition, filling, blending, or adhesion, in order to provide a specific characteristic, appearance, property, attribute or quality. 5) Homogenous material "Homogenous material" means one material of uniform composition throughout or a material, consisting of a combination of materials, that cannot be disjointed or separated into different materials by mechanical actions, such as unscrewing, cutting, crushing, grinding and abrasive processes. 6) Material "Material" means substance or mixture within a product or product part. 7) Part "Part" means an article to be manufactured until it turns into an end product (the final article which is the outcome of assembling, processing or manufacturing chemical products and/or parts). 8) Article "Article" means an item of specific shape, appearance or design created during manufacture which substantially determines functions in final use rather than functions provided by its chemical composition. 9) Product "Product" means a part or an end product which is delivered to a customer as the outcome of business activities of the organization. 10) Target "Target" is an object or element (e.g. parts, materials, applications or processing) that might trigger further obligations depending on the defined "management level." 11) Threshold level "Threshold level" is a condition or concentration limit that might trigger further obligations depending on the defined "management level." Notes: * When criteria such as 'Intentionally added' and a numerical value are shown in 'threshold level,' both of them shall be satisfied. 12) Effective date of the ban on the delivery This indicates the date on or after which Sony won't accept the parts and/or materials specified in the corresponding columns of Table 4.2. Copyright 2017 Sony Corporation - 2 -

6 SS (15th Edition) for General Use 4. MANAGEMENT STANDARDS FOR "ENVIRONMENT-RELATED SUBSTANCES TO BE CONTROLLED" 4.1 "Environment-related Substances to be Controlled ('Controlled Substances')" Table 4.1 List of "Environment-related Substances to be Controlled ('Controlled Substances')" Substances Page Bis (2-ethylhexyl)phthalate (DEHP) 5 Dibutyl phthalate (DBP) 5 Benzyl butyl phthalate (BBP) 6 Diisobutyl phthalate (DIBP) 6 Cadmium and cadmium compounds 6 Lead and lead compounds 7 Mercury and mercury compounds 7 Chromium (VI) compounds 7 Polybrominated biphenyls (PBBs) 8 Polybrominated diphenylethers (PBDEs) 8 Hexabromocyclododecane (HBCDD) and all major diastereoisomers identified 8 Polychlorinated biphenyls (PCBs) and specific substitutes 8 Polychlorinated naphthalenes (PCNs) 8 Polychlorinated terphenyls (PCTs) 8 Alkanes, C10-13, chloro (Short Chain Chlorinated Paraffins) (SCCP) 8 Tris(2-chloroethyl)phosphate (TCEP) 8 Tris(1-chloro-2-propyl)phosphate (TCPP) 8 Tris(1,3-dichloro-2-propyl)phosphate (TDCPP) 9 Fluorinated greenhouse gases (PFC, SF 6, HFC) 9 Ozone depleting substances (ODS) (CFC, Halon, Carbon tetrachloride and 1,1,1-Trichloroethane) 9 Ozone depleting substances (ODS) (HCFC) 9 Perfluorooctane sulfonates (PFOS) 10 Perfluorooctanoic acid (PFOA) and individual salts and esters of PFOA 10 Tri-substituted organostannic compounds 10 Dibutyltin (DBT) compounds 10 Dioctyltin (DOT) compounds 10 Beryllium oxide 10 Cobalt dichloride 11 Diarsenic trioxide 11 Diarsenic pentoxide 11 Nickel 11 Diisononyl phthalate (DINP) 11 Di-isodecyl phthalate (DIDP) 11 Di-n-octyl phthalate (DNOP) 12 Asbestos 12 Formaldehyde 12 Azocolourants and azodyes which form certain aromatic amines 12 Benzenamine, N-phenyl-, reaction products with styrene and 2,4,4-trimethylpentene (BNST) 13 2-benzotriazol-2-yl-4,6-di-tert-butylphenol (UV-320) 13 Dimethyl fumarate (DMF) 13 Polycyclic aromatic hydrocarbons (PAH) 13 Copyright 2017 Sony Corporation - 3 -

7 SS (15th Edition) for General Use Substances Page Brominated flame retardants (BFR) 13 Chlorinated flame retardants (CFR) 13 Di-n-hexyl phthalate (DnHP) 13 Perchlorates 14 Radioactive substances 14 Substances in candidate list for authorization of EU REACH regulation 14 Copyright 2017 Sony Corporation - 4 -

8 SS (15th Edition) for General Use Bis (2-ethylhexyl)phthalate (DEHP) Table 4.2 Detail of 'Controlled Substances' CAS No. [ ], Synonym: Di(2-ethylhexyl)phthalate (DEHP) Level 1 - Parts and materials for carrying bags, carrying cases, carrying pouches - Parts and materials for electrical and electronic equipment (EEE) that are in prolonged contact with the human skin (e.g. grip, handle) Level 2 Effective date of the ban on the delivery: April 1, Parts and materials for EEE (note that parts and materials for batteries are level 3) Level 3 - Packaging parts and materials (including those for devices, semiconductors, and any other components (e.g. trays, magazine sticks, stoppers, reels, embossed carrier tapes)) - Parts and materials for batteries - All application other than the above (e.g. printed materials such as instruction manuals) 0.1 wt% (1000 ppm) in homogenous material 0.1 wt% (1000 ppm) in homogenous material 0.1 wt% (1000 ppm) in homogenous material Dibutyl phthalate (DBP) CAS No. [ ], Synonym: Dibutylphthalate (DBP) Level 1 - Parts and materials for carrying bags, carrying cases, carrying pouches - Parts and materials for EEE that are in prolonged contact with the human skin (e.g. grip, handle) 0.1 wt% (1000 ppm) in homogenous material Level 2 Effective date of the ban on the delivery: April 1, Parts and materials for EEE (note that parts and materials for batteries are level 3) Level 3 - Packaging parts and materials (including those for devices, semiconductors, and any other components (e.g. trays, magazine sticks, stoppers, reels, embossed carrier tapes)) - Parts and materials for batteries - All application other than the above (e.g. printed materials such as instruction manuals) 0.1 wt% (1000 ppm) in homogenous material 0.1 wt% (1000 ppm) in homogenous material Copyright 2017 Sony Corporation - 5 -

9 SS (15th Edition) for General Use Benzyl butyl phthalate (BBP) CAS No. [ ], Synonym: Benzylbutylphthalate (BBP) Level 1 - Parts and materials for carrying bags, carrying cases, carrying pouches - Parts and materials for EEE that are in prolonged contact with the human skin (e.g. grip, handle) 0.1 wt% (1000 ppm) in homogenous material Level 2 Effective date of the ban on the delivery: April 1, Parts and materials for EEE (note that parts and materials for batteries are level 3) Level 3 - Packaging parts and materials (including those for devices, semiconductors, and any other components (e.g. trays, magazine sticks, stoppers, reels, embossed carrier tapes)) - Parts and materials for batteries - All application other than the above (e.g. printed materials such as instruction manuals) 0.1 wt% (1000 ppm) in homogenous material 0.1 wt% (1000 ppm) in homogenous material Diisobutyl phthalate (DIBP) CAS No. [ ] Level 1 - Parts and materials for carrying bags, carrying cases, carrying pouches - Parts and materials for EEE that are in prolonged contact with the human skin (e.g. grip, handle) 0.1 wt% (1000 ppm) in homogenous material Level 2 Effective date of the ban on the delivery: April 1, Parts and materials for EEE (note that parts and materials for batteries are level 3) Level 3 - Packaging parts and materials (including those for devices, semiconductors, and any other components (e.g. trays, magazine sticks, stoppers, reels, embossed carrier tapes)) - Parts and materials for batteries - All application other than the above (e.g. printed materials such as instruction manuals) 0.1 wt% (1000 ppm) in homogenous material 0.1 wt% (1000 ppm) in homogenous material Cadmium and cadmium compounds Level 1 - All (See "4.2 Additional rules for packaging components and materials." See "4.3 Additional rules for batteries.") (Plastics, synthetic fiber, films, adhesive tapes, rubber, adhesive, paints, inks are required to be tested in accordance with "4.4 Rules for chemical analysis.") 0.01 wt% (100 ppm) of total Cd in homogenous material Exemption - Cadmium and its compounds in electrical contacts - Cadmium in filter glasses and glasses used for reflectance standards Copyright 2017 Sony Corporation - 6 -

10 SS (15th Edition) for General Use Lead and lead compounds Level 1 - All (See "4.2 Additional rules for packaging components and materials." See "4.3 Additional rules for batteries.") (Plastics, synthetic fiber, films, adhesive tapes, rubber, adhesive, paints, inks are required to be tested in accordance with "4.4 Rules for chemical analysis.") 0.1 wt% (1000 ppm) of total Pb in homogenous material - Parts and materials for consumer products designed or intended primarily for children 12 years of age or younger 0.01 wt% (100 ppm) of total Pb in product - Paint and similar surface coatings of toys and other wt% (90 ppm) of total Pb in articles intended for use by children surface coating material - Cables/cords (including plug and connector) with 0.03 wt% (300 ppm) of total Pb in thermoset or thermoplastic coatings surface coating material Exemption - Lead in glass of cathode ray tubes - Lead in glass of fluorescent tubes not exceeding 0.2% by weight - Lead as an alloying element in steel for machining purposes and in galvanized steel containing up to 0.35% lead by weight - Lead as an alloying element in aluminium containing up to 0.4% lead by weight - Copper alloy containing up to 4% lead by weight - Lead in high melting temperature type solders (i.e. lead- based alloys containing 85% by weight or more lead) - Electrical and electronic components containing lead in a glass or ceramic other than dielectric ceramic in capacitors, e.g. piezoelectronic devices, or in a glass or ceramic matrix compound - Lead in dielectric ceramic in capacitors for a rated voltage of 125 V AC or 250 V DC or higher - Lead in PZT based dielectric ceramic materials for capacitors being part of integrated circuits or discrete semiconductors - Lead in white glasses used for optical applications - Lead in filter glasses and glasses used for reflectance standards - Lead in solders to complete a viable electrical connection between semiconductor die and carrier within integrated circuit flip chip packages - Lead in cermet-based trimmer potentiometer elements Mercury and mercury compounds Level 1 - All (See "4.2 Additional rules for packaging components and materials." See "4.3 Additional rules for batteries.") Intentionally added or 0.1 wt% (1000 ppm) of total Hg in homogenous material Exemption - Mercury in cold cathode fluorescent lamps and external electrode fluorescent lamps (CCFL and EEFL) for special purposes Short length ( 500 mm) not exceeding (per lamp): 3.5 mg - Mercury in cold cathode fluorescent lamps and external electrode fluorescent lamps (CCFL and EEFL) for special purposes Medium length (> 500 mm and mm) not exceeding (per lamp): 5 mg - Mercury in cold cathode fluorescent lamps and external electrode fluorescent lamps (CCFL and EEFL) for special purposes Long length (> mm) not exceeding (per lamp):10 mg - Mercury in projector lamps Chromium (VI) compounds Synonym: Hexavalent chromium compounds Level 1 - Natural leather parts and materials (See "4.4 Rules for chemical analysis" for reference.) wt% (3 ppm) of total Cr +6 in dry weight of the leather. - All application other than the above (See "4.2 Additional rules for packaging components and materials.") 0.1 wt% (1000 ppm) of total Cr +6 in homogenous material Copyright 2017 Sony Corporation - 7 -

11 SS (15th Edition) for General Use Polybrominated biphenyls (PBBs) Level 1 - All 0.1 wt% (1000 ppm) in homogenous material Polybrominated diphenylethers (PBDEs) Level 1 - All 0.1 wt% (1000 ppm) in homogenous material Hexabromocyclododecane (HBCDD) and all major diastereoisomers CAS No.[ ], [ ], [ ], [ ] and [ ] Level 1 - All Intentionally added or 0.1 mass% of article Polychlorinated biphenyls (PCBs) and specific substitutes CAS No. of Specific substitutes are [ ], [ ] and [ ] Level 1 - All Intentionally added Polychlorinated naphthalenes (PCNs) Level 1 - All Intentionally added Polychlorinated terphenyls (PCTs) Level 1 - All wt% (50 ppm) in material Alkanes, C10-13, chloro (Short Chain Chlorinated Paraffins) (SCCP) Level 1 - All Intentionally added or 0.1 wt% (1000 ppm) of article Tris(2-chloroethyl)phosphate (TCEP) CAS No. [ ] Level 1 - All 0.1 wt% (1000 ppm) of article Tris(1-chloro-2-propyl)phosphate (TCPP) CAS No. [ ], Synonym: Tris(2-chloro-1-methylethyl) phosphate Level 1 - All 0.1 wt% (1000 ppm) of article Copyright 2017 Sony Corporation - 8 -

12 SS (15th Edition) for General Use Tris(1,3-dichloro-2-propyl)phosphate (TDCPP) CAS No. [ ] Level 1 - All 0.1 wt% (1000 ppm) of article Fluorinated greenhouse gases (PFC, SF 6, HFC) Level 1 - All Intentionally added Exemption - SF 6 incorporated into surge absorber in power unit for projector Ozone depleting substances (ODS) See Table 4.2a, (CFC, Halon, Carbon tetrachloride and 1,1,1-Trichloroethane) Level 1 - All Intentionally added - Components and materials processed with ODS Processes with ODS cleaning, foaming or other processes Table 4.2a List of ODS (CFC, Halon, Carbon tetrachloride and 1,1,1-Trichloroethane) CAS No CFC-11; trichlorofluoromethane CFC-12; dichlorofluoromethane CFC-113; trichlorofluoroethane CFC-114; dichlorotetrafluoroethane CFC-115; chloropentafluoroethane Halon-1211; bromochlorodifluoromethane Halon-1301; bromotrifluoromethane Halon-2402; dibromotetrafluoroethane CFC-13; chlorotrifluoromethane CFC-111; pentachlorofluoroethane CFC-112; tetrachlorodifluoroethane CFC-211; heptachlorofluoropropane CFC-212; hexachlorodifluoropropane CFC-213; pentachlorotrifluoropropane CFC-214; tetrachlorotetrafluoropropane CFC-215; trichloropentafluoropropane CFC-216; dichlorohexafluoropropane CFC-217; chloroheptafluoropropane Carbon tetrachloride; tetrachloromethane ,1,1-Trichloroethane; methyl chloroform Substance name Ozone depleting substances (ODS) Hydrochlorofluorocarbons (HCFC) Level 1 - All Intentionally added Copyright 2017 Sony Corporation - 9 -

13 SS (15th Edition) for General Use Perfluorooctane sulfonates (PFOS) Level 1 - Textiles or other coated materials Intentionally added or 1 µg/m 2 of coated material - All except textiles or other coated materials Intentionally added or 0.1 wt% (1000 ppm) of material in the part (as the sum of PFOS) Exemption - Any photoresists or anti-reflective coatings for photolithography processes - Any photographic coatings applied to films, papers, or printing plates Perfluorooctanoic acid (PFOA) and individual salts and esters of PFOA CAS No.[ ], [ ], [ ], [ ], [ ], [ ], [ ] and [ ] Level 1 - Textiles, photographic coatings applied to films, paper or printing plates and other coated consumer products 1 µg/m 2 (as the sum of PFOA) of material - All except textiles, photographic coatings applied to films, paper or printing plates and other coated consumer products 0.1 wt% of material in the part (as the sum of PFOA) Tri-substituted organostannic compounds including tributyltin (TBT) compounds and triphenyltin (TPT) compounds Level 1 - All Intentionally added or 0.1 wt% (1000 ppm) of tin in the part Dibutyltin (DBT) compounds Level 1 - All 0.1 wt% (1000 ppm) of tin in the part Exemption - Packaging components and materials for parts and devices, which are reused and not provided to the consumer - Packaging components or materials for devices, semiconductors, and any other components (e.g. trays, magazine sticks, stoppers, reels, embossed carrier tapes) Dioctyltin (DOT) compounds Level 1 - Textile and leather articles intended to come into contact with the skin - Childcare articles - Two-component room temperature vulcanisation moulding kits (RTV-2 moulding kits) 0.1 wt% (1000 ppm) of tin in the part Beryllium oxide Level 1 - All 0.1 wt% (1000 ppm) of product Copyright 2017 Sony Corporation

14 SS (15th Edition) for General Use Cobalt dichloride CAS No. [ ] Level 1 - Moisture indicator used for a desiccant agent (e.g. silica Intentionally added gel) - Humidity indicator card which is impregnated with 0.1 wt% (1000 ppm) of article cobalt dichloride Level 3 - All application other than the above 0.1 wt% (1000 ppm) of article Diarsenic trioxide CAS No. [ ] Level 1 - Glass for LCD panels (including cover glasses, 0.1 wt% (1000 ppm) of article touchscreens, and backlights) Level 3 - All application other than the above 0.1 wt% (1000 ppm) of article Diarsenic pentoxide CAS No. [ ] Level 1 - Glass for LCD panels (including cover glasses, 0.1 wt% (1000 ppm) of article touchscreens, and backlights) Level 3 - All application other than the above 0.1 wt% (1000 ppm) of article Nickel Note: If there are other instructions issued by Sony for nickel, it shall be followed. Level 1 - Parts and materials for mobile phone, where prolonged 0.28 µg/cm 2 /week (release skin contact is expected concentration) Level 3 - All, where prolonged skin contact is expected Intentionally added Diisononyl phthalate (DINP) CAS No. [ ] and [ ] Level 1 - Parts and materials for children's toy or child care article that can be placed in a child's mouth 0.1 wt% (1000 ppm) as the sum of the phthalate (DINP, DIDP, DNOP) concentrations in plasticized material Level 3 - All application other than the above Intentionally added Di-isodecyl phthalate (DIDP) CAS No. [ ] and [ ] Level 1 - Parts and materials for children's toy or child care article that can be placed in a child's mouth 0.1 wt% (1000 ppm) as the sum of the phthalate (DINP, DIDP, DNOP) concentrations in plasticized material Level 3 - All application other than the above Intentionally added Copyright 2017 Sony Corporation

15 SS (15th Edition) for General Use Di-n-octyl phthalate (DNOP) CAS No. [ ] Level 1 - Parts and materials for children's toy or child care article that can be placed in a child's mouth 0.1 wt% as the sum of the phthalate (DINP, DIDP, DNOP) concentrations in plasticized material Asbestos Level 1 - All Intentionally added Formaldehyde Level 1 - The wooden products made from fiberboard, See "4.4 Rules for chemical analysis." particleboard, or plywood, which are employed in products (e.g. speakers and racks) - Textiles wt% (75 ppm) of textile material Azocolourants and azodyes which form certain aromatic amines Regarding certain aromatic amines, see Table 4.2b. Level 1 - Textiles and Leather (See "4.4 Rules for chemical analysis" for reference.) wt% (30 ppm) of the finished textile/leather product Table 4.2b List of certain aromatic amines CAS No. Substance name aminodiphenyl benzidine chloro-o-toluidine; 4-chloro-2-methylaniline naphthylamine o-aminoazotoluene amino-4-nitrotoluene; 5-nitro-o-toluidine p-chloroaniline ,4-diaminoanisole ,4'-diaminodiphenylmethane; 4,4'-methylenedianiline ,3'-dichlorobenzidine ,3'-dimethoxybenzidine ,3'-dimethylbenzidine ,3'-dimethyl-4,4'-diaminodiphenylmethane; 4,4'-diamino-3,3'-diphenylmethane p-cresidine; 6-methoxy-m-toluidine ,4'-methylene-bis-(2-chloroanilene) ,4'-oxideaniline ,4'-thiodianiline; 4,4'-diaminodiphenylsulfide o-toluidine ,4-toluylenediamine; 4-methyl-m-phenylenediamine ,4,5-trimethylaniline o-anisidine aminoazobenzene Copyright 2017 Sony Corporation

16 SS (15th Edition) for General Use Benzenamine, N-phenyl-, reaction products with styrene and 2,4,4-trimethylpentene (BNST) CAS No. [ ] Level 1 - All Intentionally added Exemption - Additives of rubber (note that such used for tires are Level 1) 2-benzotriazol-2-yl-4,6-di-tert-butylphenol (UV-320) CAS No. [ ], Synonym: "Phenol, 2-(2H-benzotriazol-2-yl)-4,6-bis(1,1-dimethlethyl)-", "2-(3',5'-Di-tert-butyl-2'-hydroxyphenyl)benzotriazole" Level 1 - All Intentionally added or 0.1 wt% (1000 ppm) of article Dimethyl fumarate (DMF) CAS No. [ ] Level 1 - All wt% (0.1 ppm) of the part Polycyclic aromatic hydrocarbons (PAH) CAS No.[ ], [ ], [ ], [ ], [ ], [ ], [ ] and [ ] Level 1 - Rubber or plastic parts of toys and childcare articles that come into direct, prolonged or repetitive skin or oral cavity contact - Rubber or plastic parts that come into direct, prolonged or repetitive skin or oral cavity contact except those for toys or childcare articles Brominated flame retardants (BFR) (other than PBBs, PBDEs, or HBCDD) wt% (0.5 ppm) of the plastic or rubber part wt% (1 ppm) of the plastic or rubber part Level 3 - Printed Wiring Board (PWB) Laminates 0.09 wt% (900 ppm) total bromine content in laminate - Plastic materials except printed wiring board laminates 0.1 wt% (1000 ppm) of bromine in plastic materials Chlorinated flame retardants (CFR) (other than TCEP, TCPP, or TDCPP) Level 3 - Printed Wiring Board (PWB) Laminates 0.09 wt% (900 ppm) total chlorine content in laminate - Plastic materials except printed wiring board laminates 0.1 wt% (1000 ppm) chlorine in plastic materials Di-n-hexyl phthalate (DnHP) CAS No. [ ], Synonym: Dihexyl phthalate Level 3 - All Intentionally added or 0.1wt% (1000 ppm) of article Copyright 2017 Sony Corporation

17 SS (15th Edition) for General Use Perchlorates Level 3 - All 6 x 10-7 wt% (6 ppb) of battery or product part Radioactive substances Level 3 - All Intentionally added Substances in candidate list for authorization of EU REACH regulation See Table 4.2c Level 3 - All 0.1 wt% (1000 ppm) of article Table 4.2c List of Substances in candidate list for authorization of EU REACH regulation CAS No. Substance name , Boric acid , , Disodium tetraborates , ,2-Benzenedicarboxylic acid, di-c6-8-branched alkyl esters, C7-rich (DIHP) ,2-Benzenedicarboxylic acid, di-c7-11-branched and linear alkyl esters (DHNUP) Aluminosilicate Refractory Ceramic Fibres Zirconia Aluminosilicate Refractory Ceramic Fibres 4-(1,1,3,3-tetramethylbutyl)phenol Synonym: 4-tert-Octylphenol Bis(2-methoxyethyl) ether Bis(2-methoxyethyl) phthalate (DMEP) 1,2-bis(2-methoxyethoxy)ethane (TEGDME) Synonym: Triglyme, Triethylene glycol dimethyl ether, Ansul Ether 161, DMTG, Ethane 1,2-bis(2-methoxyethoxy)-, Glyme 4, Hisolve MTM, Methyltriglyme, NSC ,2-dimethoxyethane (EGDME) Synonym: 1,2-Ethanediol, dimethyl ether; 2,5-Dioxahexane; DME; DME (glycol ether); Dimethyl Cellosolve; Ethylene dimethyl ether; Glycol dimethyl ether; Glyme; Hisolve MMM; Monoethylene glycol dimethyl ether; Monoglyme; NSC 60542;, -Dimethoxyethane 4-Aminoazobenzene Synonym: 4-Phenylazoaniline, Aniline Yellow 1,2-Diethoxyethane Synonym: Diethyl glycol; Ethylene Glycol Diethyl Ether Diboron trioxide Synonym: Boron oxide; Boron sequioxide N,N-dimethylformamide Synonym: Formyldimethylamine 1,2-Benzenedicarboxylic acid, dipentylester, branched and linear Synonym: bis-c5-alkyl-(linear and branched)phthalate Diisopentylphthalate (DIPP) Synonym: 1,2-Benzenedicarboxylic acid; bis(3-methylbutyl)ester; Diisoamyl phthalate; Isoamyl phthalate N-pentyl-isopentylphthalate n-pentyl-isopentyl phthalate; 1,2-Benzenedicarboxylic acid; 3-methylbutylpentyl ester Copyright 2017 Sony Corporation

18 SS (15th Edition) for General Use CAS No , , , Hexahydromethylphthalic anhydride Substance name Dipentyl phthalate (DPP) Synonym: amoil; amylphthalate; amyl phthalate; di-n-phthalate; ai (usda); diamyl phthalate; dipentyl phthalate; dii-n-amyl phthalate; di-1-pentylphthalate 4-Nonylphenol, branched and linear, ethoxylated (substances with a linear and/or branched alkyl chain with a carbon number of 9 covalently bound in position 4 to phenol, ethoxylated covering UVCB- and well-defined substances, polymers and homologues, which include any of the individual isomers and/or combinations thereof) Trixylyl phosphate (TXP) Disodium 3,3'-[[1,1'-biphenyl]-4,4'-diylbis(azo)]bis(4-aminonaphthalene-1-sulphonate) (C.I. Direct Red 28) Imidazolidine-2-thione; (2-imidazoline-2-thiol) Synonym: ethylene thiourea ,2-Benzenedicarboxylic acid, dihexyl ester, branched and linear Synonym: Diisohexyl phthalate (DiHP) Disodium 4-amino-3-[[4'-[(2,4-diaminophenyl)azo][1,1'-biphenyl]-4-yl]azo] hydroxy-6-(phenylazo)naphthalene-2,7-disulphonate (C.I. Direct Black 38) ethylhexyl 10-ethyl-4,4-dioctyl-7-oxo-8-oxa-3,5-dithia-4-stannatetradecanoate (DOTE) reaction mass of 2-ethylhexyl 10-ethyl-4,4-dioctyl-7-oxo-8-oxa-3,5-dithia-4-stannatetradecanoate and 2-ethylhexyl 10-ethyl-4-[[2-[(2-ethylhexyl)oxy]-2-oxoethyl]thio]-4-octyl-7-oxo-8-oxa-3,5-dithia-4-stannatetrade canoate (reaction mass of DOTE and MOTE) (2H-benzotriazol-2-yl)-4,6-ditertpentylphenol (UV-328) , ,3-propanesultone ,4-di-tert-butyl-6-(5-chlorobenzotriazol-2-yl)phenol (UV-327) (2H-benzotriazol-2-yl)-4-(tert-butyl)-6-(sec-butyl)phenol (UV-350) , , , , ,2-benzenedicarboxylic acid, di-c6-10-alkyl esters; 1,2-benzenedicarboxylic acid, mixed decyl and hexyl and octyl diesters with 0.3% of dihexyl phthalate (EC No ) Perfluorononan-1-oic-acid and its sodium and ammonium salts Benzo[def]chrysene Synonym: Benzo[a]pyrene 4,4'-isopropylidenediphenol Synonym: Bisphenol A; BPA Nonadecafluorodecanoic acid (PFDA) and its sodium and ammonium salts Copyright 2017 Sony Corporation

19 SS (15th Edition) for General Use 4.2 Additional rules for packaging components and materials Definition of "packaging components and materials" Packaging components and materials are defined as products made from any materials and components of any nature to be used for the containment, protection, handling, delivery and presentation of goods, from raw materials to processed goods from the producer to the user or consumer. Note: The definition excludes the components and materials for the returnable boxes, which are reused or recycled under the control of carriers or parts suppliers, and are not disposed of by end-users or Sony. Table 4.3 Additional rules for packaging components and materials Heavy metals (cadmium, lead, mercury, and hexavalent chromium) Articles that satisfy not only the rules specified in Table 4.2, but also the following conditions determined by the regulations of relevant laws Level 1 - All packaging components and materials Some examples are given in PACKAGING of Table 4.3a. 100 ppm (or 0.01 wt%) or more of the total-concentration of four heavy metals (cadmium, lead, mercury, and hexavalent chromium) in each part, ink, or paint that constitutes a package Exemption - Cartons for returnable boxes owned by carriers or parts suppliers Packaging components and materials are required to be tested in accordance with the "4.4 Rules for chemical analysis." Copyright 2017 Sony Corporation

20 SS (15th Edition) for General Use Table 4.3a Illustrative examples of PACKAGING components/materials and NOT PACKAGING components/materials Note: The following lists provide some examples of the products, which we categorize as "packaging" as well as "not packaging," to serve as a reference. They are not intended to include all products in both categories. For consumer- and professional-electronics products (used for transporting Sony electronics products) PACKAGING 1. Carton Including master carton and sub-master carton made from any materials. 2. Cushion 3. Protection bag, protection sheet Such as made from foamed plastic or nonwoven fabric 4. Plastic bag 5. Envelope Such as used for warranty card 6. Blister pack 7. Film Including protection films such as used for the LCD displays 8. Clamshell 9. Separator, spacer, partition 10. Printing ink Used for packaging components Such as used for closing carton or poly bag, or, fixing or protection for 11. Adhesive tape removable component 12. Staple Attached to the packaging components under control of Sony, such as 13. Label bar-code label 14. Joint Carton joint 15. Band Such as PP band 16. Hanging tab 17. Carrying handle Including its related components 18. Crate Such as wooden frame 19. Shrink film 20. Bottle 21. Sleeve 22. Jewel box Such as packaging for fountain pen 23. Skid 24. Spindle case NOT PACKAGING 1. Case/Bag Cases or bags intended to be used as storage for CD, DVD, Blu-ray Discs, MD, tapes or MO devices 2. Inlay card, inlay label Such as index-card or label for CD and other recording media which are defined as part of product 3. Carrying case, carrying pouch Such as used for headphones, camera, and walkman, which are defined as part of product 4. Label Labels attached to products and others except those attached to packaging components and materials 5. Label Labels attached by third parties such as cargo label and/or invoice Copyright 2017 Sony Corporation

21 SS (15th Edition) for General Use For devices, semiconductors, and any other components PACKAGING 1. Magazine stick Such as used for IC 2. Stopper 3. Tray 4. Reel For physical distribution PACKAGING 1. Pallet Made from wood, plastic, paper, etc. which is used in one-way transportation, including slip sheet. 2. Crate Such as wooden container 3. Stretch film Wrap around palletized unit 4. Wooden container 5. Items used for over packaging Such as carton, cushion, adhesive tape, etc. which is used for component delivery 6. Band, string Such as PP band NOT PACKAGING 1. Shipping container, air container Such as 40 ft container for boat, and air cargo container Copyright 2017 Sony Corporation

22 SS (15th Edition) for General Use 4.3 Rules for batteries Definitions of "Battery," "Battery pack," and "Button cell" in this Standard "Battery" means any source of electrical energy generated by direct conversion of chemical energy and consisting of one or more primary battery cells (non-rechargeable) or consisting of one or more secondary battery cells (rechargeable). "Battery Pack" means any set of batteries that are connected together and/or encapsulated within an outer casing so as to form a complete unit that the end-user is not intended to split up or open. "Button Cell" means any small round portable battery whose diameter is greater than its height and which is used for special purposes such as hearing aids, watches, small portable equipment and back-up power "Targets" and "Effective date of the ban on the delivery" regarding cadmium, lead and mercury for batteries For cadmium (Cd), lead (Pb), and mercury (Hg), the threshold level specified in Table 4.4 shall be applied to batteries. Apart from the following, if there are other instructions for cadmium, lead and mercury in batteries, it shall be followed. Table 4.4 Detail for cadmium, lead and mercury for batteries Cadmium and cadmium compound Level 1 - Carbon zinc batteries (except button cells) 0.001% (10 ppm) by weight of battery - Alkaline manganese batteries (except button cells) - Nickel hydrogen rechargeable batteries (except button cells) - All other batteries 0.002% (20 ppm) by weight of battery Lead and lead compounds Level 1 - Alkaline manganese batteries (except button cells) wt% (40 ppm) of battery - Carbon zinc batteries 0.1 wt% (1000 ppm) of battery - Alkaline manganese button cells - All other batteries 0.4 wt% (4000 ppm) of battery Mercury and mercury compounds Level 1 - Zinc air button cells (except the batteries packaged 2 wt% (20000 ppm) of battery concurrently with EEE) - All other batteries Intentionally added or wt% (1 ppm) of battery, wt% (5 ppm) of total Hg in homogenous material "Targets" and "Effective date of the ban on the delivery" regarding substances other than cadmium, lead and mercury for batteries and regarding substances for parts of "Battery packs" other than their batteries For "controlled substances" other than cadmium (Cd), lead (Pb) and mercury (Hg), the criteria/threshold levels specified in Table 4.2 shall be applied to batteries. Parts of "Battery packs" other than their batteries shall follow the criteria/threshold levels specified in Table 4.2. Copyright 2017 Sony Corporation

23 SS (15th Edition) for General Use 4.4 Rules for chemical analysis Substances and targets which are chemical analysis is required Cadmium/cadmium compounds and Lead/lead compounds Plastics, synthetic fiber, films, adhesive tapes, rubber, adhesive, paints, inks are required to be tested in accordance with the following standards. Standards for measurement 1) Sample preparation Typical sample preparation methods: e.g. IEC :2013, EPA 3052: Closed system for acid decomposition method (e.g. microwave decomposition method) - Acid digestion method - Dry ashing method Note: Precipitates must be completely dissolved by some technical means (e.g. alkali fusion). Any extraction methods (including EN71-3:2014, ASTM F963-16, ASTM D , and ISO :2010) shall not be applied. 2) Measurement methods Typical measurement methods: e.g. IEC : Inductively Coupled Plasma-Optical (Atomic) Emission Spectrometry (ICP-OES [ICP-AES]) - Atomic Absorption Spectrometry (AAS) - Atomic Fluorescence Spectrometry (AFS) - Inductively Coupled Plasma-Mass Spectrometry (ICP-MS) Note: If a combination of a sample preparation method and a measurement method can ensure that the limit of quantification for cadmium is less than 5 ppm and lead is less than 30 ppm, the combination is applicable. Formaldehyde The wooden products made from fiberboard, particleboard, or plywood, which are employed in products (e.g. speakers and racks) are required to satisfy in accordance with the following standards. Threshold level (emission content): Obtain the value by any one of the following methods. 1) [With a chamber method] Concentration in the air: Equal to or less than 0.1 ppm (or mg/m 3 ) in an air-tight test chamber whose volume is 12 m 3, 1 m 3, or m 3 2) [With a perforator method] - Equal to or less than 6.5 mg in 100 g of a particleboard without a surface treatment (the average value during six months) - Equal to or less than 7.0 mg in 100 g of a fiberboard without a surface treatment (the average value during six months) - Equal to or less than 8.0 mg in 100 g of a particleboard/fiberboard without a surface treatment (the value derived from the one-time measurement based on ISO12460) 3) [With a desiccator method] - Average content: 0.5 mg/l or less - Maximum content: 0.7 mg/l or less (Use N=2 to check the average and maximum values.) Testing methods: - A chamber method specified in EN 717-1: A perforator method specified in ISO12460: A desiccator method specified in JIS A 5905 (Fiberboards) and JIS A 5908 (Particleboards) Copyright 2017 Sony Corporation

24 SS (15th Edition) for General Use Heavy metals (cadmium, lead, mercury, and hexavalent chromium) Packaging components and materials are required to be tested in accordance with the following standards. For hexavalent chromium: 1) First analyze total chromium content and verify that the total concentration of cadmium, lead, mercury and total chromium is less than 100 ppm. When analyzing, the same sample preparation methods as those used for cadmium and lead are applicable. 2) If this total concentration is more than 100 ppm, verify that the sum of the cadmium, lead and mercury concentration is less than the 100 ppm limit. When the sum of the cadmium, lead and mercury concentration is less than the 100 ppm limit, analyze and confirm that no hexavalent chromium is present, using the standard methods for detecting hexavalent chromium. Standards for four heavy metals measurement 1) Sample preparation For cadmium, lead and total chromium, follow the methods respectively specified in "Cadmium/cadmium compounds and Lead/lead compounds" (page 20). For mercury, typical methods are as follows. (1) Closed system for acid decomposition method (e.g. a microwave decomposition method) (e.g. IEC :2013, EPA 3052:1996) (2) A heating evaporation-cold-vapor mercury-atomic-absorption method (3) A wet decomposition method (e.g. Kjeldahl method) in which a decomposition flask with a reflux condenser is used to decompose mercury by sulfuric acid or nitric acid Note: In the process of sample preparation, particular attention is required to avoid mercury sublimation, and precipitates must be completely dissolved by some technical means. 2) Measurement methods Regarding the measurement of cadmium, lead, and total-chromium concentrations, follow the methods respectively specified in "Cadmium/cadmium compounds and Lead/lead compounds" (page 20). Regarding the measurement of mercury, follow the methods respectively specified in "Cadmium/cadmium compounds and Lead/lead compounds". However, when the mercury concentration is predicted to be low, you are advised to use one of the following methods: (1) A reduction-evaporation atom-absorption method (2) ICP-OES (ICP-AES) method with a hydride-generation apparatus (3) ICP-MS method with a hydride-generation apparatus Standard methods for detecting hexavalent chromium: Note: Standard methods specified hereafter are applicable when total concentration of the four elements of cadmium, lead, mercury, and total chromium in packaging components and materials is 100 ppm or more. Detection methods: 1) Sample preparation - Extraction methods such as boiling water extraction and alkaline extraction (e.g. IEC :2017, EPA 3060A) 2) Measurement method - Ultraviolet-Visible (UV/VIS) Spectroscopy (e.g. IEC :2017, EPA 7196A) - If a combination of a sample preparation method and a measurement method can ensure the following limits of quantification, the combination is also available. (1) Less than 5 ppm for mercury, cadmium, and the total chromium (2) Less than 30 ppm for lead Copyright 2017 Sony Corporation

25 SS (15th Edition) for General Use Chemical analysis for reference Hexavalent chromium compounds For reference, the methods for natural leather materials are as follows. Testing methods (for reference) 1) EN ISO 17075:2007 2) IULTCS/IUC18 (conform with ISO 17075:2007) Azocolourants and azodyes which form certain aromatic amines For reference, the methods for decomposing azo compounds and then extracting amines are as follows. Testing methods (for reference) 1) For textiles: EN :2012; EN :2012 for 4-aminoazobenzene 2) For leather: EN ISO :2015; EN ISO :2011 for 4-aminoazobenzene Copyright 2017 Sony Corporation

26 SS (15th Edition) for General Use 5. REPLACEMENT OF CHEMICAL SUBSTANCES ACCORDING TO "SONY GROUP ENVIRONMENTAL MID-TERM TARGET" Sony declares in "Sony Group Environmental Mid-Term Target" that: Sony analyzes the use of chemical substances and the contents in parts and products. Based on the risk evaluation, Sony identifies and discontinues high-risk uses of these substances. 5.1 Polyvinyl chloride (PVC) PVC may pose a risk to the environment if disposed of improperly. Another concern is that PVC might contain various other chemical substances, including plasticizers and stabilizers, which could pose risks to the environment and human health. Sony is concerned with the possibility that in particular its small electronics products in developing countries could be collected for obtaining valuable materials, and then the unwanted parts could be improperly incinerated and disposed of in landfills. Considering the impact of these activities on the environment, Sony will replace PVC with alternative substances for the parts and materials as listed below. Polyvinyl chloride (PVC)and PVC blends Detailed instructions should be given to business partners separately with the specifications of the parts used for target products Mgmt level Target Threshold level Level 1 - Substrates for FeliCa contactless IC cards - Carrying bags, carrying cases, and carrying pouches for digital cameras, video camcorders, and portable audio products (excluding those for professional use) - Cable ties used for accessories and connecting cords - Packaging components and materials to protect, contain, or transport products or supplied accessories (e.g. bags, adhesive tapes, cartons, and blister packs) (Note that packaging components or materials for devices, semiconductors, and any other components (e.g. trays, magazine sticks, stoppers, reels, embossed carrier tapes) are excluded.) - Heat shrink tubes (excluding those for batteries) - Flexible flat cables (FFC) - Insulating plates, decorative panels, labels (excluding those for batteries) - Sheets, and laminates (including sheets and laminates used for exterior of wooden speakers) - Suction cups for mounting in-vehicle products Intentionally use - Resin for main housing and insulation of cable for internal wiring of a product Intentionally use specified at below web site link (*) and newly released at least after April 1st, (excluding accessories and products designed for professional use) (This except in cases where doing so would negatively affect product quality or cause technical problems.) Level 3 - All application other than the above Intentionally use Exemption - Binder for resins used for paints, inks, coating agents, adhesives etc. * Copyright 2017 Sony Corporation

27 SS (15th Edition) for General Use 5.2 Brominated flame retardants (BFR) Some BFRs are harmful to human health and tend to remain in the environment and accumulate in living organisms. As in the case of PVC, improper incineration of BFRs carries a risk of releasing harmful substances into the environment. Considering the impact of these activities on the environment, Sony will replace BFR with alternative substances for the product categories or models as listed at below web site link. Brominated flame retardants (BFR) Detailed instructions should be given to business partners separately with the specifications of the parts used for target products. Mgmt level Target Threshold level Level 1 - Main printed wiring boards (PWB) of a product specified at below web site link (**) and newly released at least after April 1st, (excluding accessories and products designed for professional use) 0.09 wt% (900 ppm) total bromine content (This except in cases where doing so would negatively affect product quality in laminate or cause technical problems.) - Main housing of a product specified at below web site link (**) and newly released at least after April 1st, (excluding accessories and products designed for professional use) (This except in cases where doing so would negatively affect product quality or cause technical problems.) ** wt% (1000 ppm) of bromine in plastic materials Copyright 2017 Sony Corporation

28 SS (15th Edition) for General Use APPENDIX 1. MAJOR CONTROLLED SUBSTANCES, AND EXAMPLES OF APPLICABLE LAWS AND REGULATIONS Disclaimer: Applicable laws and regulations, and controlled substances in Appendix 1 are illustrative only, not all the substances and its alias name are listed. 2. HISTORY OF UPDATES ON EFFECTIVE DATE OF THE BAN ON THE DELIVERY FOR EVERY SUBSTANCE Copyright 2017 Sony Corporation