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6 4 中國民生銀行股份有限公司 董事長致辭 董事長 洪崎先生

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10 8 中國民生銀行股份有限公司 行長致辭 行長 鄭萬春先生

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17 A H A H CMBC 16USDPREF F

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19 % 5,895,877 4,520, ,015,136 3,226,210 3,212,001 2,461,586 2,048, ,812,666 1,574,263 1,384,610 5,543,850 4,210, ,767,380 3,021,923 3,043,457 3,082,242 2,732, ,433,810 2,146,689 1,926,194 36,485 36,485 34,153 28,366 28, , , , , , , , , , , % % = = 4 = 5 = 6 = 7 = 8 = %

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28 % % % % 2,314, , ,942, , ,513,262 70, ,243,934 71, ,230 44, ,773 46, ,537,399 56, ,799 34, ,529 8, ,067 22, ,476 6, ,250 6, ,997 6, ,864 12, ,072 5, ,041 6, ,050 4, ,659 4, ,082, , ,177, ,

29 % % 2,878,977 51, ,569,985 58, ,336,638 42, ,023,906 46, ,866 6, ,316 5, ,442,772 35, ,345,590 41, ,339 9, ,079 11, , , ,451 8, ,317 11, ,155,791 33, ,255 32, ,715 10, ,323 8, ,633 9, ,858 6, ,030 2, ,343 1, ,230 2, ,253 1, ,813, , ,933, , ,684 94,

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31 , % 56.54%27.79% (1) 1, % % % (2) % (3) %

32 30 (4) % (5) % 2 1, % 46.97% 34.53% (1) % (2) % (3) % (4) %

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40 , , % 55.60%81.83% 17.54% 0.63%42.46% 56.91% 0.63% % % % 2,522, ,148, ,884, ,141, , , ,381, ,344, ,176, , , , , , , , , , , , , , , , ,082, ,732, ,433, , , % 3 3, , %

41 , % 3, % % 36,485 36,485 9,892 9, , , ,744 64,744 30,052 25, ,929 56, ,142 1, , , , , ,437 8, , ,

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44 % % 765, , , , , , , , ,461, ,048, % % 493, , , , , , , , ,461, ,048,

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90 88 [2011]328[2012] A [2013]1 200A ,173,833,000A ,826,167,000A

91 [2006] 27 [2006] AA % BP % BP [2016] ,650, AA+

92 [2009] 8 [2009] AA % BP %11 300BP ,650, AA [2010] 625 [2011] AAA % %

93 [2016] ,000, ,000, AAA 2012 [2011]480 [2011] AAA % % ,290,000, ,000, AAA

94 [2013] 570 [2014] AAA 6.60% ,320,000, AAA 2015 [2015] 136 [2015] AAA 5.40%

95 ,080,000, AAA 2016 [2016]119 [2016] AAA 3.50%

96 [2015]683 [2016] AAA 2.95% [2016]168 [2016] CMBC 16USDPREF ,950,

97 % The Bank of New York Mellon Depository (Nominees) Limited 71,950, ,950, ,950,000 71,950,000

98 , , % ,897,614, , ,369,416, ,682,652, ,925,243 1,679,652, ,665,225, ,639,344, ,523,606, ,480,183, ,226, ,149,732,989 1,149,732, ,086,917, ,000, ,066,764, ,466,240

99 ,897,614,115 H 2,369,416,768 1,682,652,182 1,665,225,632 1,639,344,938 1,523,606,135 1,480,183,010 1,149,732,989 1,086,917,406 1,066,764, HH H

100 % % A 1,673,502,001 4,453,401,906 6,126,903, H 381,608,500* A 2,095,080, A 2,095,080, A 1,682,652, A 1,682,652, A 1,682,652, A 1,608,929,324* A 1,523,606,135*

101 % % A 1,523,606,135* A 1,608,929,324* A 1,608,929,324* H 695,179, ,432, ,612, Fosun International Holdings Ltd. H 808,612, The Goldman Sachs Group, Inc. H 734,661, ,433, H 665,020, Union Sky Holding H 7,160,000 Group Limited 594,584, ,744, H 594,584,

102 100 % % Guotai Junan H 629,126, International Holdings Limited 629,126, Guotai Junan Securities Co. Ltd. H 629,126, ,126, Shanghai H 629,126, International Group Co., Ltd. 629,126, Macquarie Group Limited H 441,939, ,268, H 333,641,500 79,642, ,284,

103 % % H 403,584,125* H 381,608,500* BlackRock, Inc. H 370,225, ,674, UBS Group AG H 225,398, ,798, ,197, ,668, Haitong Securities Co., Ltd. H 351,114, ,376, * ,126,903,907 A ,608,500 H 95.26% 381,608,500 H 3. 1,066,764,269 A 1,028,316,198 A 2,095,080,467 A

104 ,682,652,182 A98% 77.14% 1,682,652,182 A 5. 1,682,652,182 A 6. 1,608,929,324 A 85,323,189 A 1,523,606,135 A 51% 23.98% 29.41%25% 75% 85,323,189 A 1,523,606,135 A1,523,606,135 A 7. 1,608,929,324 A % 1,608,929,324 A 9. 1,608,929,324 A ,612,400 H390,000,000 H 695,179,800 H Pramerica-Fosun China Opportunity Fund, L.P. 35,592,600 H Topper Link Limited 77,840,000 HPramerica-Fosun China Opportunity Fund, L.P. Topper Link Limited 71.55% Fosun International Holdings Ltd.Fosun International Holdings Ltd % Pramerica-Fosun China Opportunity Fund, L.P. 35,592,600 HTopper Link Limited 77,840,000 H Fosun International Holdings Ltd.808,612,400 H 11. Fosun International Holdings Ltd.808,612,400 H 12. The Goldman Sachs Group, Inc.734,661,873 H 684,433,667 H The Goldman Sachs Group, Inc Goldman Sachs Asset Management, L.P. 2,182,636 H Goldman Sachs Asset Management, L.P. 99% GSAM Holdings L.L.C.GSAM Holdings L.L.C. The Goldman Sachs Group, Inc. 523,000,721 H 621,283,955 H 9,992,500 H 112,632,500 H 101,671,600 H 507,859,955 H 411,336,621 H 791,500 H ,020,111 H 586,003,211 H Union Sky Holding Group Limited 7,160,000 H Vogel Holding Group Limited 63,275,400 H594,584,711 H Union Sky Holding Group LimitedUnion Sky Holding Group LimitedVogel Holding Group LimitedVogel Holding Group Limited Union Sky Holding Group Limited594,584,711 HUnion Sky Holding Group Limited 7,160,000 HVogel Holding Group Limited 63,275,400 H 594,584,711 H

105 ,126,740 H 629,126,711 H Guotai Junan Financial Products Limited Guotai Junan Financial Products Limited Guotai Junan International Holdings Limited Guotai Junan International Holdings Limited 65.13% Guotai Junan Securities Co. Ltd. Guotai Junan Securities Co. Ltd. Shanghai International Group Co., Ltd % Guotai Junan International Holdings Limited Guotai Junan Securities Co. Ltd. Shanghai International Group Co., Ltd. Guotai Junan Financial Products Limited 629,126,740 H 629,126,711 H 629,126,740 H 629,126,711 H 100,000,000 H 428,936,215 H 100,000,000 H 100,190,525 H 529,126,711 H 15. Guotai Junan International Holdings Limited Guotai Junan Securities Co. Ltd. Shanghai International Group Co., Ltd. 629,126,740 H 629,126,711 H 16. Macquarie Group Limited441,939,363 H 54,268,347 H 194,552,500 H 4,948,500 H 4,580,000 H 2,882,500 H 1,066,000 H 189,972,500 H 1,000,000 H ,284,200 H 333,641,500 H Chaos Investment Co., Ltd. 79,642,700 H ,584,125 H 98.67% 66.59%98% 77.14% ,608,500 H 20. BlackRock, Inc.370,225,087 H959,000 H 18,674,000 H46,000 HBlackRock, Inc BR Jersey International Holdings L.P. BlackRock, Inc.86% BR Jersey International Holdings L.P BlackRock Japan Co., Ltd. 6,770,100 H BlackRock Asset Management Canada Limited 1,037,100 H BlackRock Investment Management (Australia) Limited 803,600 H BlackRock Asset Management North Asia Limited 3,057,961 H BlackRock (Singapore) Limited 186,500 H 20.2 BlackRock Group Limited BR Jersey International Holdings L.P % BlackRock Group Limited BlackRock (Netherlands) B.V. 1,350,000 H BlackRock Advisors (UK) Limited 82,340,343 H BlackRock International Limited 2,422,351 H BlackRock Asset Management Ireland Limited 38,355,055 H BLACKROCK (Luxembourg) S.A. 1,277,000 H 46,000 H BlackRock Investment Management (UK) Limited 25,644,680 H

106 BlackRock Asset Management Deutschland AG 382,600 H BlackRock Fund Managers Limited 2,753,124 H BlackRock Life Limited 338,000 H BlackRock Asset Management (Schweiz) AG 30,000 H 21. UBS Group AG352,197,539 H 69,668,082 H 40,129,322 H 24,904,286 H 571,522 H 4,986 H 11,024,800 H 39,557,800 H 13,874,500 H ,114,436 H Haitong International Financial Solutions Limited 350,376,625 H Haitong International Finance Company Limited 737,811 H350,376,625 H Haitong International Financial Solutions Limited Haitong International Financial Solutions Limited Haitong International Finance Company Limited Haitong International Finance Company Limited 60.91%Haitong International Holdings Limited Haitong International Holdings Limited Haitong Securities Co., Ltd. Haitong Securities Co., Ltd. Haitong International Financial Solutions Limited 350,376,625 H 350,376,625 H Haitong International Finance Company Limited 737,811 H %5% 2,369,416, % 2,093,100, % 2,083,236, % ,095,080, % 895,466, %

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127 ,612,400 H390,000,000 H695,179,800 H Pramerica-Fosun China Opportunity Fund, L.P. 35,592,600 H Topper Link Limited 77,840,000 HPramerica- Fosun China Opportunity Fund, L.P. Topper Link Limited 71.55% Fosun International Holdings Ltd. Fosun International Holdings Ltd.64.45% Pramerica-Fosun China Opportunity Fund, L.P. 35,592,600 HTopper Link Limited 77,840,000 H Fosun International Holdings Ltd.808,612,400 H % 2,000, ,000, % XV

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131 公司治理 Corporate Governance

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188 186 中國民生銀行股份有限公司 重要事項 十 五 履 行 社 會 責 任 和 扶 貧 責 任 的 工 作 情 況 一 履 行 社 會 責 任 的 情 況 本公司秉承 為民而生 與民共生 的使命 在 誠信為民 合規穩健發展 創新為民 成 就 客 戶 價 值 聯 動 為 民 追 求 互 利 共 贏 以 人 為 本 與 幸 福 員 工 共 生 生 態 環 保 與 美 麗中國共生 及 奉獻社會 與和諧家園共生 等方面勇於創新 實現了企業發展 社會進步和民 生改善 社會責任工作再創佳績 報告期內 本公司梳理完善了社會責任及美術機構相關管理制度 並設立 公益事業決策委 員 會 為 今 後 公 益 捐 贈 工 作 的 有 序 開 展 及 美 術 機 構 的 規 範 化 經 營 建 立 了 良 好 的 制 度 基 礎 同 時 積極組織全行金融扶貧工作 認真落實河南兩縣定點扶貧項目 2016年度定點幫扶工作積 極推進落實 進展順利 此外 通過編製發佈社會責任報告 開展第二屆 我決定民生愛的力量 ME公益創新資助計劃 完善美術機構相關制度等重點工作 積極提升負責任的企業形象 1 1. 第一届ME資助儀式 2. 第二届ME啟動儀式 3. 信用卡中心支教老師易婷和孩子們在一起 3 2

189 2016年 年 度 報 告 187 重要事項 本公司2016年度社會責任工作獲得政府部門 公益組織及主流媒體等第三方機構的良好評 價 榮獲中國銀行業協會 年度社會責任最佳綠色金融獎 年度最佳社會責任管理者獎 年 度最佳社會責任特殊貢獻網點獎 南方周末 最佳責任企業獎 在中國社科院發佈的 企業社 會責任藍皮書(2016) 獲評 中國銀行業社會責任發展指數第一名 民營企業100強社會責任發 展指數第三名 本 公 司 2016 年 度 社 會 責 任 報 告 詳 見 本 公 司 網 站( 上 交 所 網 站 ( 二 履 行 扶 貧 責 任 的 情 況 報告期內 本公司深入貫徹落實中央扶貧開發工作會議精神 按照國務院扶貧辦 中國人民 銀行 中國銀監會 中國證監會關於做好扶貧工作的一系列部署要求 結合自身 鳳凰計劃 發 展 戰 略 和 人 才 資 源 等 優 勢 進 一 步 明 確 重 點 抓 住 關 鍵 進 一 步 聚 合 力 量 加 大 投 入 進 一 步 北京民生現代美術館 5. 上海民生現代美術館舉辦上海詩歌藝術節 6. 滑縣扶貧照片 6

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194

195

196 (3)

197 (3)

198 (3)

199

200

201

202 200

203

204 202 (Lee Lok Man) 10 8

205 , ,382 (109,234) (109,114) 6 94,684 94,268 56,266 55,107 (4,005) (3,902) 7 52,261 51, ,633 1, ,471 4, (41,378) (34,801) 11 (52,424) (58,176) 3,002 2,430 60,249 60, (11,471) (13,752) 48,778 47,022 47,843 46, ,778 47,

206 ,778 47,022 (3,054) 2,464 (1,171) (116) 1,056 (586) (961) (3,485) 1,992 45,293 49,014 44,250 47,962 1,043 1,052 45,293 49,

207 , , , ,428 22,880 18, ,740 26, ,843 5, , , , , ,397,192 1,997, , , , , ,148, , ,791 92, ,190 41, ,366 15, , ,162 5,895,877 4,520,

208 ,438 62, ,082,242 2,732, ,408, , ,277 3, ,255 49, , ,538 1,075 1, , ,233 8,313 6, ,513 74,733 5,543,850 4,210, ,485 36, , ,744 64, ,052 25, ,929 56,351 (2,142) 1, , , , , ,437 8, , ,783 5,895,877 4,520,

209 , , ,072 94,362 22,880 18, ,288 26, ,759 5, , , , , ,381,879 1,981, , , , , ,146, , ,110 23, ,402 14, ,385 5, ,238 74,379 5,716,579 4,357,

210 ,000 62, ,050,669 2,702, ,414, , ,250 3, ,484 47,406 1,075 1, , ,232 7,986 5, ,749 61,740 5,379,759 4,060, ,485 36, , ,447 64, ,052 25, ,982 55,467 (2,538) 1, , , , ,577 5,716,579 4,357,

211 ,485 64,744 25,361 56,351 1, , , ,218 8, ,783 47,843 47, ,778 (3,125) 253 (721) (3,593) (3,593) 108 (3,485) (3,125) 253 (721) (3,593) 47,843 44,250 1,043 45, ,892 9,892 9, ,691 4,691 (4,691) 36 16,578 16,578 (16,578) 38 (12,770) (12,770) (191) (12,961) ,485 9,892 64,744 30,052 72,929 (1,834) 413 (721) 165, , ,590 9, , ,153 49,949 17,077 49,344 (392) (8) 115,970 90, ,142 7, ,756 46,111 46, ,022 1, ,851 1, ,992 1, ,851 46,111 47,962 1,052 49, ,332 18,146 18,146 20,478 20, ,284 8,284 (8,284) 36 7,007 7,007 (7,007) 38 (4,013) (4,013) (129) (4,142) (3,351) (3,351) (3,351) (3,351) ,485 64,744 25,361 56,351 1, , , ,218 8, ,

212 ,249 60,774 41,378 34,801 4,700 4,702 (850) (6) (8) 27 2,699 (1,347) (1,361) (933) 10,547 8,417 (55,151) (33,247) 62,203 73,188 (142,771) 3,996 54,939 (49,743) 478, ,179 (439,952) (259,288) (74,657) (22,083) (123,931) (222,939) 349, , ,244 99,056 63,933 (34,160) (15,535) (15,293) 252,961 11,732 22,000 15,085 1,090, ,872 1,028, ,

213 ,467, ,742 3, (2,651,273) (941,003) (10,681) (7,490) (14) (13) (1,190,453) (286,469) 9, , ,127 (360,809) (161,276) (5,741) (3,687) (12,961) (6,704) 203,656 54,488 42,058 (6,860) , ,132 2,785 1, , ,

214 B0009H F AH

215 (1) (i) (ii) (iii) 4

216 (1) (

217 (1)

218 (1)

219 (2) (i) 2(12)

220 (2) (ii) (3)

221 (4) (i)

222 (4) (ii) (5) (i) a (i) (ii) (iii)

223 (5) (i) a (i) (ii) (iii) b (i) (ii) (iii) c (i) (ii) (iii)

224 (5) (i) c d (i) (ii) (iii)

225 (5) (ii)

226 (5) (iii) (i) (ii) (iii) (iv)

227 (5) (iv) 50%)

228 (5) (iv) a (i)(ii) (iii)

229 (5) (iv) a b (i) (ii) (iii)

230 (5) (v) a b (i) (ii)

231 (5) (vi) (vii)

232 (5) (viii) (i) (ii) (iii)

233 (5) (ix)

234 (5) (x) (6)

235 (7) (8)

236 (9) 40 5% 2.38%

237 (10) % 2.38% 6.33% % 10% 20% % 9.5% 19% % 3.96% 19% 2(12)

238 (11) (12)

239 (12) (i) (ii) (13)

240 (13) (14) (1) (2)

241 (15) (16) (i) (ii) 2(5)(iv)

242 (17) (18)

243 (19) (20)

244 (21) (22) (23) (i) a b c

245 (23) (ii) a b c d e (i) f (i)(a)(i)(a)

246 (24) (i) (ii) (iii) 3 (1)

247 (1) (2)

248 (2) (i) a

249 (2) (i) b (ii)

250 (2) (ii) a b

251 (2) (ii) c (iii) 2(5) (1) (2)

252 (2) (iv) , , , , , , ,072 94,362 75,596 26,941 75,174 26,166 7,843 5,175 7,759 5, , , , ,579 90, ,657 90, ,657 1,521,076 1,289,553 1,516,980 1,284, , , , ,716 2,094, ,053 2,089, ,289 94,791 92,579 86,769 77,264 67,882 57,302 5,733,955 4,405,488 5,587,193 4,264, ,270 1,127, ,559 1,121,402 6,732,225 5,533,362 6,577,752 5,386,077

253 (2) (v) ,374,632 1,966,934 2,359,557 1,951,459 45,519 48,293 44,939 47,665 41,435 32,821 41,058 32,513 2,461,586 2,048,048 2,445,554 2,031,637 (34,323) (30,060) (33,898) (29,669) (5,914) (6,748) (5,857) (6,694) (24,157) (13,615) (23,920) (13,419) (64,394) (50,423) (63,675) (49,782) 2,340,309 1,936,874 2,325,659 1,921,790 39,605 41,545 39,082 40,971 17,278 19,206 17,138 19,094 2,397,192 1,997,625 2,381,879 1,981,855

254 (2) (v) a ,506,023 1,270,677 1,501,866 1,265, , , , ,264 2,374,632 1,966,934 2,359,557 1,951, , , , , , , , , , , , , , , , ,730 2,374,632 1,966,934 2,359,557 1,951,459 b 90

255 (2) (v) b ,161 2,266 2,819 21,197 32,443 4,653 3,008 3,698 1,717 13,076 10,814 5,274 6,517 22,914 45, ,274 2,815 3,326 15,218 29,633 6,708 5,062 5,035 1,855 18,660 14,982 7,877 8,361 17,073 48,293

256 (2) (v) b ,161 2,264 2,814 21,146 32,385 4,577 2,959 3,663 1,355 12,554 10,738 5,223 6,477 22,501 44, ,271 2,809 3,317 15,159 29,556 6,524 4,951 4,980 1,654 18,109 14,795 7,760 8,297 16,813 47,

257 (2) (v) c ,198 19,710 22,134 19,651 19,237 13,111 18,924 12,862 41,435 32,821 41,058 32, % 1.60% 1.68% 1.60% (11,142) (6,725) (11,099) (6,674) (13,015) (6,890) (12,821) (6,745) (24,157) (13,615) (23,920) (13,419)

258 (2) (v) c ,213 7,247 6,212 7,247 20,729 15,370 20,511 15,193 11,624 7,631 11,467 7,502 2,869 2,573 2,868 2,571 41,435 32,821 41,058 32,513 9,396 7,656 9,334 7,620

259 (2) (v) d % 0.01%

260 (2) (vi) (156) (156) (156) (156) A AAA 352, , , ,522 B BBB 55, ,589 55, ,589 53, ,464 53, , , , , , , , , ,598

261 (2) (vii) ,478 87,421 4,796 6,346 1,958 1,585 98,232 95,352 (2,050) (1,816) (769) (566) (622) (391) (3,441) (2,773) 94,791 92,579

262 (2) (viii) , , ,313 1,131,425 2,071, , , ,500 1,131,733 2,072,545 (1,612) (1,612) (64) (75) (76) (215) 61, , ,425 1,130,045 2,070, , , , , , ,400 1,760 25, , , , ,174 (1,469) (1,469) (3) (3) (70) (105) (225) (400) 25, , , , ,302

263 (2) (viii) , , ,313 1,130,175 2,068, , , ,500 1,130,232 2,068,880 (1,612) (1,612) (59) (75) (2) (136) 61, , ,425 1,128,618 2,067, , , , , , , , , , ,913 (1,469) (1,469) (3) (3) (70) (105) (175) 25, , , , ,266

264 (2) (viii) 2016 AAA 1,260 1,260 AA- AA , ,658 A- A+ 1,248 34,878 4,733 40,859 A- 6,110 8,882 4,878 19,870 6,083 1, ,684 26,905 13,738 57,193 9,937 18,684 99, AAA AA- AA+ 1,463 1,463 A- A A ,437 10,610 1,191 2, ,437 13,692

265 (2) (viii) 2016 AAA 1,260 1,260 AA- AA , ,658 A- A+ 1,248 34,878 4,733 40,859 A- 5,873 8,770 4,878 19,521 5,898 1, ,722 25,601 13,316 56,924 9,937 17,722 97, AAA AA- AA+ 1,463 1,463 A- A A ,348 10, , ,348 13,

266 (2) (ix) a ,873 1,723 1,014 1, ,253 33,605 29,706 51,654 73, , ,157 1,411 41, ,877 50,408 13,257 10,895 15,986 90, , , , ,278 2,461,586 (25,718) (15,923) (7,212) (15,541) (64,394) 94,791 94,791 75,599 6,687 5,750 6,576 94,612 1,645, , , ,700 3,563,685

267 (2) (ix) a ,026 5,590 5,169 5, ,549 28,020 34,203 14,157 25, , , ,110 31, , , ,662 92, , , , , , ,872 2,048,048 (17,217) (13,531) (6,165) (13,510) (50,423) 84,590 7,989 92,579 62,763 4,364 8,520 6,792 82,439 1,500, , , ,223 3,497,494

268 (2) (ix) a , ,705 29,742 26,032 50,644 71, , ,099 1,411 41, ,819 49,908 13,257 10,895 15,986 90, , , , ,643 2,445,554 (25,705) (15,539) (7,158) (15,273) (63,675) 59,653 6,614 3,045 6,329 75,641 1,532, , , ,949 3,422,162

269 (2) (ix) a ,965 3,935 4,922 4, ,410 25,885 32,312 13,379 22,786 94, , ,110 31, , , ,662 92, , , , , , ,014 2,031,637 (17,214) (13,169) (6,129) (13,270) (49,782) 49,511 4,008 2,398 6,440 62,357 1,401, , , ,988 3,360,220

270 (2) (ix) a ,087 5, ,898 75, ,723 13, , , ,188 6, ,362 1,148,729 1,148,729 2,132,727 25,861 1,586 10,096 2,170, , , , , , , , , , , , ,994

271 (2) (ix) a ,087 5, ,898 75, ,533 13, , , ,188 6, ,362 1,146,340 1,146,340 2,128,148 25,361 1,543 9,979 2,165, , , , , , , , , , , , ,455

272 (2) (ix) b , , , , , ,877 90,546 90, , , , ,244 1,521,076 77, , , , , , , , , , ,710 68,638 56, ,218 2,094, ,891 2,431 69, ,791 6,338 45,042 12,448 5, , ,208 1,276,214 1,481, , ,453 1,399, ,139 5,733,955

273 (2) (ix) b , , , , , , , ,657 57, , , ,478 1,289,553 47,173 93, , , , , , , , , ,681 8,606 4,032 46, , ,204 4,201 60,964 92,579 4,545 19,300 6,765 5,361 73, , ,792 1,525, , , , ,072 4,405,488

274 (2) (ix) b , , , , , ,819 90,046 90, , , , ,474 1,516,980 77, , , , , , , , , , ,253 68,559 56, ,937 2,089,857 6,258 44,458 9,935 5,231 84, ,815 1,272,586 1,469, , ,295 1,309, ,899 5,587,193

275 (2) (ix) b , ,410 94,362 94, , , , ,657 57, , , ,906 1,284,139 47,114 92, , , , , , , , , ,096 8,606 4,032 44, ,289 4,530 19,076 6,750 5,250 52,917 88, ,638 1,517, , , , ,716 4,264,675

276 (3)

277 (3) (i)

278 (3) (ii) VaR

279 (3) (ii) ,352 41, ,239 38, , , ,414 74,451 14, , ,156 46,133 7, ,877 90,546 90,546 2,257, ,492 11,158 10,012 2,397,192 2,031,355 76,503 2,179 7,132 2,117,169 82,558 12,233 94, ,866 33,078 13,204 27, ,909 5,321, ,925 35,691 49,407 5,895, , ,438 2,919, ,231 16,054 26,374 3,082,242 1,301,923 78,335 5,377 22,384 1,408, , ,255 79,162 42, , ,230 4, ,376 94,575 6,921 1, ,046 5,218, ,500 23,457 49,727 5,543, , ,425 12,234 (320) 352,027 6, ,183 9, ,013 48,211 14,108 3, ,270

280 (3) (ii) ,432 35, ,831 66,959 21,555 9,426 3, ,428 25,749 1, , ,694 31,811 2,161 5, , , ,657 1,911,469 74,896 4,952 6,308 1,997, ,102 6, , ,603 80,631 11,948 92, ,968 3, , ,789 4,275, ,138 18,573 39,316 4,520,688 62,477 62,477 2,591,603 80,029 15,550 45,080 2,732, ,279 21,287 2,399 3, ,775 49,129 49,129 78,315 28,591 1, , ,361 3, ,233 81,463 3, ,491 4,003, ,226 18,671 51,381 4,210, ,034 49,912 (98) (12,065) 309,783 1, ,849 1,069,784 54,558 1,473 2,059 1,127,874

281 (3) (ii) ,584 41, ,471 29, , , ,072 72,973 13,315 86, ,156 48,075 7, ,819 90,046 90,046 2,241, ,492 11,570 10,012 2,381,879 2,026,647 75,784 1,667 7,132 2,111, ,869 4,083 13,061 27, ,774 5,186, ,699 34,971 49,406 5,716, , ,000 2,888, ,231 16,054 26,374 3,050,669 1,308,206 78,335 5,377 22,384 1,414, , , ,230 4, ,376 82,865 3,658 1, ,928 5,100, ,370 22,870 49,724 5,379,759 85, ,329 12,101 (318) 336,820 6, ,183 9, ,894 43,619 14,108 3, ,559

282 (3) (ii) ,094 35, ,493 60,635 20,821 9,421 3,485 94,362 25, , ,894 31,973 2,161 5, , , ,657 1,895,699 74,896 4,952 6,308 1,981, ,550 6, , , ,068 3,179 2,217 18, ,394 4,123, ,114 20,055 39,313 4,357,468 62,000 62,000 2,561,507 80,029 15,550 45,080 2,702, ,465 21,287 2,399 3, ,961 47,406 47, ,361 3, ,232 70,132 1, ,126 3,885, ,653 18,619 49,748 4,060, ,115 67,461 1,436 (10,435) 296,577 1, ,729 1,068,065 49,805 1,473 2,059 1,121,402

283 (3) (ii) a 100 b 100 c d e

284 (3) (ii) f (iii)

285 (3) (iii) ,253 8, ,239 64, ,374 2, ,414 35,600 28,424 21,919 3, ,740 62, ,116 8, ,877 86,000 4,546 90,546 (i) 1,811, , ,672 31,117 2,397, , , , ,997 7,209 2,117,169 94,791 94,791 12, , ,909 3,051,662 1,375, , , ,417 5,895,877 95, , ,438 1,859, , , ,082, , , ,408,019 82,144 31, ,255 51,395 41,893 19,485 9, ,474 97, ,482 29,529 67, , , ,046 3,043,319 1,948, ,237 77, ,178 5,543,850 8,343 (573,281) 445, , , ,027

286 (3) (iii) ,549 9, ,831 79,208 22, ,428 5,696 12,754 7, , , ,128 10, , , ,084 2, ,657 (i) 1,596, ,821 88,835 15,331 1,997, , , , ,507 5, ,603 92,579 92,579 10, , ,789 3,025, , , , ,873 4,520,688 17,650 44,827 62,477 1,886, , , ,732, , , ,775 45,745 2, ,129 36,815 48,114 14,147 9, ,538 28,709 41,621 54,353 56, , ,154 86,491 2,737,021 1,042, ,197 66,079 86,154 4,210, ,006 (289,486) 129,954 79, , ,783 (i)

287 (3) (iii) ,705 8, ,471 55, ,396 2, ,072 33,515 28,424 21,300 3,049 86,288 64, ,116 8, ,819 86,000 4,046 90,046 (i) 1,797, , ,593 30,807 2,381, , , , ,915 6,144 2,111, , ,774 2,915,530 1,371, , , ,684 5,716,579 95, , ,000 1,841, , , ,050, , , ,414,302 81,705 30, ,484 97, ,482 29,529 67, , ,060 88,928 2,979,087 1,896, ,587 67,531 88,060 5,379,759 (63,557) (525,032) 466, ,240 90, ,820

288 (3) (iii) ,410 9, ,493 73,871 20, ,362 5,270 12,754 7, , , ,291 10, , , ,084 2, ,657 (i) 1,585, ,212 88,735 15,328 1,981, , , , ,507 4, , , ,394 2,900, , , , ,156 4,357,468 17,500 44,500 62,000 1,868, , , ,702, , , ,961 45,020 2,386 47,406 28,709 41,621 54,352 56, , ,789 73,126 2,683, , ,285 56,605 72,789 4,060, ,277 (239,695) 147,566 89,062 82, ,577 (i)

289 (3) (iii) (1,558) 1,076 (1,894) ,558 (1,076) 1,894 (752) a b c d e f g h

290 (4) 75% % 5%

291 (4) (i)

292 (4) (ii) (i) ,918 93, ,239 29,051 19,603 16, ,374 2, ,414 14,135 2,172 19,773 28,424 22,187 3,049 89,740 42,084 20, ,116 8, , ,522 39,466 4,546 90,546 (ii) 47,104 9, , , , , ,915 2,397,192 24, ,710 38,659 57, ,059 30, , ,990 5,985 10, , , , , , , ,642 38,110 1,148,729 4, ,222 4,123 19,538 52,489 10,056 94,791 81,235 28,546 15,692 15,659 42,428 20,847 6, , , , , ,861 1,987,503 1,213, ,410 5,895,877 15,000 80, , ,438 1,447, , , , , ,082, , , , , ,408,019 42,911 39,233 31, ,255 19,874 31,521 41,893 19,485 9, ,474 23,512 71, ,482 29,529 68, ,376 1,164 27,665 17,489 28,626 21,616 5,345 2, ,046 1,164 1,706, , ,618 1,970, ,582 81,099 5,543, ,401 (1,545,640) (21,196) (275,757) 17, , , , , , ,194 70, ,699

293 (4) (ii) (i) ,422 40, ,831 30,896 33,367 14,766 22, , ,796 3,642 12,643 7, ,959 40,235 70, ,128 10, , , , ,084 2, ,657 (ii) 47,217 13, , , , , ,620 1,997,625 5,710 10,326 22,393 44,866 54,278 19, , ,352 3,062 20, , , ,364 1, , , , ,156 15, ,239 4, ,148 3,780 16,079 57,103 6,107 92,579 68,361 32,599 16,930 19,289 39,552 4,568 1, , , , , ,782 1,376, , ,391 4,520,688 17,650 44,827 62, , , , , , ,732, , , , , ,775 26,541 19,204 2, ,129 8,845 27,970 48,114 14,147 9, ,538 10,983 17,726 38,950 54,353 59, ,233 2,291 28,112 19,189 6,130 16,045 11,735 2,989 86,491 2,291 1,236, , ,685 1,088, ,894 71,739 4,210, ,022 (1,117,795) (46,850) (119,903) 287, , , , , , ,200 52, ,292

294 (4) (ii) (i) ,471 92, ,471 25,533 17,260 12, ,396 2, ,072 11,114 2,172 19,773 28,424 21,756 3,049 86,288 43,125 21, ,116 8, , ,522 39,466 4,046 90,046 (ii) 46,511 9, , , , , ,705 2,381,879 22,980 22,221 37,899 57, ,618 30, , ,990 5,985 10, , , , , , , ,568 38,110 1,146,340 51,490 28,305 6,855 13,383 37,169 20,360 6, , , , , ,318 1,950,702 1,157, ,854 5,716,579 15,000 80, , ,000 1,436, , , , , ,050, , , , , ,414,302 42,738 38,967 30, ,484 23,512 71, ,482 29,529 68, ,376 1,077 27,655 16,255 17,515 20,450 4,170 1,806 88,928 1,077 1,698, , ,028 1,916, ,757 71,009 5,379, ,501 (1,542,987) (14,145) (241,710) 33, , , , , , ,194 69, ,112

295 (4) (ii) (i) ,317 39, ,493 28,960 31,063 13,848 20, ,362 1,436 3,642 12,643 7, ,166 41,234 70, ,291 10, , , , ,084 2, ,657 (ii) 46,704 13, , , , , ,245 1,981,855 4,832 9,237 22,393 44,866 54,278 19, , ,352 3,062 20, , , , , , , ,929 15, ,565 44,808 32,555 12,418 16,600 30,271 3,653 1, , , , , ,550 1,338, , ,508 4,357,468 17,500 44,500 62, , , , , , ,702, , , , , ,961 26,227 18,793 2,386 47,406 10,983 17,726 38,950 54,352 59, ,232 1,967 27,304 19,269 5,468 13,210 4,363 1,545 73,126 1,967 1,222, , ,014 1,030, ,610 60,821 4,060, ,247 (1,108,014) (51,420) (96,464) 308, , , , , , ,200 52, ,027 (i) (ii)

296 (4) (iii) , , ,259 49,585 16, ,629 2, ,180 2,261 20,190 30,072 24,703 17,560 94,786 42,117 20, ,753 9, ,395 46,565 39,666 4, , , ,879 1,013, , ,214 2,908, , , , , ,790 2,325,078 4,111 4,629 21,944 62,449 22, ,245 32,766 11,458 23,515 1,974 8,892 78, , ,898 2,084,726 1,442,063 1,625,517 6,514,443 15,029 80, , ,442 1,766, , , , ,196, , , , ,425,104 42,960 39,524 31, ,430 19,900 31,696 42,625 21,254 12, ,022 23,553 72, ,848 31,831 98, ,990 14,621 1,542 2,519 2,426 1,550 22,658 2,305, ,076 1,988, , ,110 5,641,422

297 (4) (iii) , , ,849 64,340 14,837 22, ,002 1,827 3,730 13,384 8,518 1,412 28,871 40,379 71, ,611 10, , , , ,639 2, , , , , , ,978 2,288,623 75, , , , , ,280 5,520 4,223 17,987 67,154 14, ,682 33,844 12,461 22,254 1,794 6,842 77, , ,358 1,440,051 1,006, ,673 4,823,261 17,756 45,035 62,791 1,476, , , , ,808, , , , ,587 26,554 19,303 2, ,338 8,864 28,197 49,054 15,291 12, ,678 10,999 19,703 43,440 70,578 72, ,468 13, ,758 1, ,332 2,019, ,096 1,110, ,335 85,449 4,266,238

298 (4) (iii) , , ,491 42,806 12, ,532 2, ,392 2,261 20,190 30,072 24,272 14,539 91,334 43,158 21, ,753 9, ,343 46,565 39,666 4, , , ,672 1,004, , ,004 2,892, , , , , ,996 2,318,247 30,212 8,873 18,409 1,530 6,523 65, , ,717 2,045,319 1,375,887 1,592,564 6,346,011 15,029 80, , ,019 1,752, , , , ,164, , , , ,431,395 42,787 39,256 31, ,643 23,553 72, ,848 31,831 98, ,990 14, ,117 1,063 1,080 19,520 2,275, ,833 1,935, , ,033 5,483,469

299 (4) (iii) , , ,511 60,041 13,909 20, ,807 1,466 3,730 13,384 8,448 1,045 28,073 41,378 71, ,777 10, , , , ,639 2, , , , , , ,603 2,272,854 74, , , , , ,639 30,069 10,426 15,568 1,191 5,605 62, , ,330 1,403, , ,522 4,669,870 17,580 45,027 62,607 1,461, , , , ,777, , , ,922 1,000,733 26,240 18,889 2,403 47,532 10,999 19,703 43,440 70,578 72, ,468 13, , ,596 1,997, ,638 1,053, ,639 72,948 4,122,001

300 (4) (iv) a (4) 5 (2) (12) (13) (4) 5 (2) (12) (13)

301 (4) (iv) b 2016 (197,179) (75,479) (239,967) (2,535) (515,160) 199,718 77, ,207 2, ,627 (21,476) (31,925) (38,824) (92,225) 20,298 30,661 38,507 89,466 (13) (13) (218,655) (107,404) (278,804) (2,535) (607,398) 220, , ,823 2, ,202

302 (4) (iv) b 2015 (67,923) (67,675) (245,358) (1,082) (382,038) 68,199 67, ,920 1, ,007 (7,316) (8,230) (21,393) (36,939) 7,435 8,645 21,978 38, (75,239) (75,905) (266,751) (1,082) (418,977) 75,703 76, ,898 1, ,330

303 (4) (iv) b 2016 (197,179) (75,479) (239,967) (2,535) (515,160) 199,718 77, ,207 2, ,627 (21,476) (31,925) (38,824) (92,225) 20,298 30,661 38,507 89,466 (11) (11) (218,655) (107,404) (278,802) (2,535) (607,396) 220, , ,737 2, , (67,923) (67,675) (245,358) (1,082) (382,038) 68,199 67, ,920 1, ,007 (7,316) (8,230) (21,393) (36,939) 7,435 8,645 21,978 38,058 (75,239) (75,905) (266,751) (1,082) (418,977) 75,634 76, ,898 1, ,065

304 (4) (v) , , , , ,193 53,430 2, ,566 63,335 63,335 2,682 11, ,791 5,199 8,602 2,770 16, ,287 1,210 8,635 4,722 2,099 6, ,182 82,510 6,940 1,028, , , , , ,904 74,067 7, ,341 50,385 50,385 6,873 13,389 20,262 3,559 9,213 4,144 16, , ,762 4, ,142 1,053,232 99,784 12,036 1,165,052

305 (4) (v) , , , , ,193 53,418 2, ,554 63,335 63, ,140 8,486 2,722 16, ,287 1,210 8, ,976 69,430 6,892 1,007, , , , , ,894 74,067 7, ,331 50,385 50, ,050 3,503 9,085 4,093 16, , ,762 1,041,490 85,658 11,985 1,139,133

306 (5) (6)

307 (6) % 9.50%11.50% 7.50% 8.50% 10.50%

308 (6) % 9.17% 9.22% 9.19% 11.73% 11.49% 36,485 36,485 64,744 64,744 30,052 25,361 72,929 56, , ,826 7,011 6,821 (1) (2,142) 1, , , , ,039 (1,035) (1,166) 338, ,873 10, , ,360 68,916 57,570 24,442 18,592 1, ,767 77, , ,391 3,468,749 3,070,856 42,638 23, , ,379 3,786,073 3,346,232 (1)

309 (1) (2)

310 (3) 39 (4) (5) (6)

311

312

313 ,340 10,131 2,933 18,280 94,684 (27,026) 13,166 10,804 3,056 36,314 23,297 13,737 21,336 94,684 42,734 4,760 4,137 4,635 56,266 (2,046) (663) (720) (576) (4,005) 40,688 4,097 3,417 4,059 52,261 (22,219) (12,177) (7,250) (10,778) (52,424) (21,366) (10,481) (2,584) (6,947) (41,378) 4,832 1, ,106 38,249 5,860 7,938 8,202 60,249 2, ,700 7,842 1, ,605 4,795,197 1,521, ,041 1,077,414 (2,348,179) 5,872,511 23,366 5,895,877 (4,523,616) (1,504,305) (808,695) (1,055,413) 2,348,179 (5,543,850) 344, ,375 99, , ,270

314 ,853 14,994 3,439 23,982 94,268 (14,962) 8,644 8,533 (2,215) 36,891 23,638 11,972 21,767 94,268 42,660 4,631 3,856 3,960 55,107 (1,310) (873) (1,137) (582) (3,902) 41,350 3,758 2,719 3,378 51,205 (24,595) (13,983) (7,536) (12,062) (58,176) (16,239) (9,771) (2,262) (6,529) (34,801) 3,628 2, ,797 8,278 41,035 5,809 5,579 8,351 60,774 2, ,702 6, ,186 3,097,436 1,202, , ,318 (1,417,108) 4,504,825 15,863 4,520,688 (2,866,488) (1,181,963) (637,044) (942,518) 1,417,108 (4,210,905) 400, , , ,716 1,127,874

315

316

317 ,445 27,019 14,445 1,775 94,684 16,915 (8,492) (8,440) 17 19,641 22,597 7,803 2,220 52,261 (323) 323 (24,454) (17,111) (9,545) (1,314) (52,424) (20,401) (20,012) (106) (859) (41,378) 1, ,879 1,894 7,106 27,521 12,536 16,476 3,716 60,249 1,647 1, ,346 4,700 1, ,513 10,605 1,600, ,907 3,220, ,361 5,872,511 23,366 5,895,877 (2,578,464) (616,229) (2,204,088) (145,069) (5,543,850) 928,114 63,335 6, ,270

318 ,564 24,921 17,914 1,869 94,268 5,187 (10,323) 5, ,901 20,655 5,927 1,722 51,205 (50) 50 (28,773) (17,306) (10,640) (1,457) (58,176) (13,737) (19,101) (938) (1,025) (34,801) 3, ,932 2,656 8,278 33,592 9,222 14,195 3,765 60,774 1,706 1, ,414 4,702 1,797 1, ,722 7,186 1,841, ,090 1,778, ,555 4,504,825 15,863 4,520,688 (2,138,499) (632,213) (1,304,544) (135,649) (4,210,905) 1,072,347 50,385 5,142 1,127,874

319 ,919 68,418 44,600 46,554 4,775 2,622 56,669 34,463 1,488 1,216 8,776 22,335 6,961 6,818 6,587 12,015 5,543 6,157 4,088 4, , ,382 (51,305) (58,370) (35,324) (34,387) (10,547) (8,417) (5,689) (1,670) (2,392) (1,606) (3,977) (4,664) (109,234) (109,114) 94,684 94, ,032

320 ,807 15,266 15,651 15,926 15,072 11,800 4,501 5,502 2,403 2,529 1, , ,266 55,107 (4,005) (3,902) 52,261 51, , (338) 368 (1,520) (53) 1,633 1, , ,648 2,471 4,584

321 ,214 33, (34) 779 (23) 105 (6) 70 (513) ,378 34, ,774 21,939 2,308 2,135 4,466 4,787 4,338 9,968 3,535 3,781 2,214 2,656 12,789 12,910 52,424 58,

322 (1)(2) 3, ,574 (1)(2) 3, ,300 (1)(2) 3, ,176 (1)(2) 3, ,071 (1)(2) 3, ,857 (1)(2) 1, , ,070 1, ,175 1, ,000 1, (1) 47 (2) 2016

323 )(3) 3, ,687 6,862 1)(3) 3, ,473 6,244 1)(3) 3, ,680 5,203 1)(3) 2, ,540 4, ,060 1, ,020 1, (2) (2) (2) (1) 47 (2) (3) 2015

324 ,832 18,661 (151) (224) 17,681 18, (6,210) (4,685) 11,471 13, ,249 60,774 25% 15,062 15,194 (i) (4,176) (1,656) (174) 11,471 13,752 (i) % % 16.5% %

325 ,843 46,111 36,485 35, ,843 46, ,843 46,402 36,485 35,453 1,032 36,485 36,

326 ,986 9,282 8,766 9, , , , ,165 84,335 31,127 83,234 30,093 3,315 5,152 3,315 5, , , , , % %5.0% % ,645 75, ,592 69,092 6,141 2,476 5,941 2,276 10,310 23,503 9,221 22, , , ,072 94,362

327 ,039 1,997 3,039 1,997 2, , ,234 5,553 19,213 5,553 6, , ,360 15,530 39,360 15, , ,000 4,812 2,062 4,812 2,062 1, ,114 89,740 26,959 86,288 26,166 18

328 ,061 4,350 (7,045) 312, (141) 90,504 2,775 (1,978) 39, (968) 22, (145) 5, ,843 (10,277) ,851 3,235 (2,657) 287, (447) 36,906 1,154 (125) 22,275 21, (64) 9, (33) 8, ,175 (3,326)

329 ,061 4,350 (7,045) 309, (114) 90,504 2,775 (1,978) 39, (968) 22, (145) 5, ,759 (10,250) ,851 3,235 (2,657) 287, (447) 36,906 1,154 (125) 22,275 21, (64) 9, (33) 8,300 5,055 (3,326)

330 ,880 (1,821) (1,821) ,133 4,647 1,851 1, ,223 6, ,133 4,647 1,851 1, ,130 6,336

331 ,400 89,176 23,400 89, , , , ,456 37,768 26,244 37,768 26,244 3, , (29) (29) 182, , , , ,711 42,498 47,711 42,498 40, ,341 40, ,341 * 2,317 10,974 1,817 10,974 90, ,813 90, ,813 (156) (156) (156) (156) 90, ,657 90, ,657 *

332 ,394,864 1,240,936 1,391,932 1,237, ,800 79, ,453 77,165 1,560,664 1,320,020 1,556,385 1,314,402 * 335, , , , , , , , , , , ,910 62,601 64,613 59,460 61, , , , ,235 2,461,586 2,048,048 2,445,554 2,031,637 (11,142) (6,725) (11,099) (6,674) (53,252) (43,698) (52,576) (43,108) (64,394) (50,423) (63,675) (49,782) 2,397,192 1,997,625 2,381,879 1,981,855 *

333 (1) (i) 2016 (ii) 1,538,466 22,198 22,198 1,560, ,685 19,237 19, ,922 (40,237) (13,015) (11,142) (24,157) (64,394) 2,379,914 6,222 11,056 17,278 2,397,192 (i) 2015 (ii) 1,300,310 19,710 19,710 1,320, ,917 13,111 13, ,028 (36,808) (6,890) (6,725) (13,615) (50,423) 1,978,419 6,221 12,985 19,206 1,997,625

334 (1) (i) 2016 (ii) 1,534,251 22,134 22,134 1,556, ,245 18,924 18, ,169 (39,755) (12,821) (11,099) (23,920) (63,675) 2,364,741 6,103 11,035 17,138 2,381,879 (i) 2015 (ii) 1,294,751 19,651 19,651 1,314, ,373 12,862 12, ,235 (36,363) (6,745) (6,674) (13,419) (49,782) 1,962,761 6,117 12,977 19,094 1,981,855

335 (1) (i) (ii) (iii) (i) (ii)3(2)(i) (iv)

336 (2) % % % % 321, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,560, ,320, ,556, ,314, , , , , ,461, ,048, ,445, ,031,

337 (3) % % % % 493, , , , , , , , , , , , , , , , ,461, ,048, ,445, ,031, (4) ,123 5,990 1, ,461 12,372 18,082 11, ,650 5,915 8,513 11, ,856 2,023 2,529 2, ,187 23,433 35,114 26, , % 1.43% 1.08% 0.04% 3.50%

338 (4) ,214 4,601 3,277 12,092 16,254 14,340 5, ,299 8,310 11,182 4, ,699 3,245 1,889 2,491 7,625 32,023 32,012 16, , % 1.56% 0.80% 0.02% 3.94% ,122 5,989 1, ,458 12,291 17,865 10, ,113 5,829 8,383 10, ,473 2,014 2,520 2, ,168 23,256 34,757 26, , % 1.42% 1.07% 0.04% 3.48%

339 (4) ,213 4,601 3,277 12,091 16,012 14,137 5, ,777 8,179 11,033 4, ,302 3,236 1,888 2,491 7,615 31,640 31,659 16, , % 1.56% 0.79% 0.02% 3.93% 1 (5) ,725 23,742 19,956 50,423 15,154 7,359 20,649 43,162 (1,937) (11) (1,948) 2,732 (2,732) (6,029) (4,681) (10,710) (5,590) (11,910) (17,500) 682 1,167 1,849 (595) (375) (970) ,142 28,446 24,806 64,394

340 (5) ,864 18,415 16,228 38,507 9,983 6,533 19,012 35,528 (2,499) (2,499) 1,280 (1,280) (2,130) (6,935) (9,065) (3,538) (8,717) (12,255) ,165 (681) (351) (1,032) ,725 23,742 19,956 50, ,674 23,589 19,519 49,782 15,082 7,359 20,476 42,917 (1,937) (1,937) 2,730 (2,730) (6,020) (4,681) (10,701) (5,517) (11,829) (17,346) 682 1,160 1,842 (595) (375) (970) ,099 28,306 24,270 63,675

341 (5) ,834 18,281 15,836 37,951 9,712 6,509 18,934 35,155 (2,485) (2,485) 1,275 (1,275) (2,070) (6,935) (9,005) (3,344) (8,682) (12,026) ,150 (681) (351) (1,032) ,674 23,589 19,519 49, (1) 307, , , ,033 (2) 661, , , ,364 (3) 1,148, ,239 1,146, ,565 2,117, ,603 2,111, ,962 20, , , , , ,347 1,172, ,753 1,168, ,665 2,117, ,603 2,111, ,962

342 (1) ,440 28,749 65,440 28, ,292 36,738 26,292 36,738 15, , ,868 46,886 93,390 46,886 26, , , , ,449 36,417 48,344 36,417 1,748 1,652 (i) (394) (379) (389) (379) 284, , , , , ,626 4,426 3,997 4,101 (i) (564) (564) (564) (564) 5,063 5,550 3,996 4,673 17,432 1,090 17, , , , ,

343 (1) (i) (379) (564) (943) (36) (36) (21) (21) (394) (564) (958) (379) (564) (943) (31) (31) (21) (21) (389) (564) (953) (291) (564) (855) (70) (70) (18) (18) (379) (564) (943)

344 (2) , ,122 25,613 35,447 17,321 12,136 2, ,881 4,480 (i) (82) (105) 661, , , , (i) (105) (7) (105) 30 (82) (105)

345 (3) ,394 19,971 51,394 19, ,566 24,870 13,566 24,870 1,168 1, ,939 15,409 2,361 15,409 2,361 17,038 14,382 16,373 14,293 1,040, ,464 1,039, ,654 10,475 27,474 10,475 27,474 1,150, ,961 1,147, ,062 (i) (1,688) (1,722) (1,614) (1,497) 1,148, ,239 1,146, ,565 (i) (1,722) (943) (1,497) (943) (117) (779) (117) (554) 151 (1,688) (1,722) (1,614) (1,497)

346 , ,515 (16,789) (14,139) 96,203 93,376 2,029 1,976 (2,263) (2,184) (1,178) (589) 94,791 92, ,684 (2,776) 27,908 27,730 (2,373) 25, ,164 (2,700) 20,464 26,695 (2,788) 23, ,487 (2,232) 15,255 18,391 (2,402) 15, ,546 (3,442) 16,104 19,901 (3,274) 16, ,004 (4,843) 10,161 8,972 (2,777) 6,195 (1) 7,107 (796) 6,311 5,826 (525) 5, ,992 (16,789) 96, ,515 (14,139) 93,376 (1) 1 (2) ,773 2, (50) (27) (104) 7 3,441 2,773

347 ,487 7,357 7, ,328 4,654 47, ,278 1, ,597 1,058 8, (71) (579) (37) (127) (124) (867) ,961 8,635 8, ,798 5,517 54, ,852 1,979 12, (790) (95) (319) (29) (1,816) (2,080) (4,339) ,289 9,473 8, ,834 4,626 63, (1,905) (3,796) (3,508) (285) (592) (10,086) (457) (1,414) (1,282) (64) (832) (4,049) (2,362) (5,210) (4,247) (316) (1,374) (13,509) (446) (1,346) (1,296) (64) (971) (4,123) (2,782) (6,556) (5,244) (358) (2,161) (17,101) (80) (80) (88) (88) (167) (167) (3) (3) (170) (170) ,599 3,425 4, ,257 5,517 41, ,507 2,917 3, ,503 4,626 46,190

348 ,062 7,186 7, ,584 31, ,266 1, ,046 3, (71) (578) (37) (124) (739) ,508 8,452 8, ,435 35, ,979 4, (790) (95) (311) (29) (2,080) (2,515) ,834 9,279 8, ,544 36, (1,888) (3,718) (3,431) (268) (9,305) (424) (1,375) (1,224) (59) (3,082) (2,312) (5,093) (4,112) (294) (11,811) (430) (1,326) (1,272) (61) (3,089) (2,716) (6,419) (5,093) (334) (14,562) ,196 3,359 4, ,435 23, ,118 2,860 3, ,544 22,

349 ( ,471 10,596 11,082 10,193 (10 2,953 3,428 2,896 3,362 14,424 14,024 13,978 13,

350 (1) ,760 79,040 14,219 56,876 2,456 9,824 2,216 8,864 2,347 9, , , , ,380 25, ,617 18,080 72,322 (1,940) (7,759) (1,263) (5,055) (98) (392) (910) (3,640) (44) (176) (2,038) (8,151) (2,217) (8,871) 23,366 93,466 15,863 63,451

351 (1) ,905 75,620 13,491 53,964 2,421 9,686 2,178 8,712 2,347 9, , , , ,415 97,661 17,042 68,170 (1,940) (7,759) (1,263) (5,055) (73) (292) (857) (3,428) (44) (176) (2,013) (8,051) (2,164) (8,659) 22,402 89,610 14,878 59,511

352 (2) ,219 1,300 2,561 18,080 (2,217) (2,217) 5,541 1,308 (6) 6,843 (633) (633) ,760 3,089 2,555 25,404 (2,038) (2,038) ,710 1,040 2,090 12,840 (1,076) (1,076) 4, ,139 (454) (454) (687) (687) ,219 1,300 2,561 18,080 (2,217) (2,217)

353 (2) ,491 1,290 2,261 17,042 (2,164) (2,164) 5,414 1, ,892 (633) (633) ,905 3,089 2,421 24,415 (2,013) (2,013) ,094 1,040 2,002 12,136 (1,076) (1,076) 4, ,805 (454) (454) (634) (634) ,491 1,290 2,261 17,042 (2,164) (2,164) (3) (2,038) (2,217) (2,013) (2,164)

354 (4) ,366 93,466 15,863 63, ,402 89,610 14,878 59,511

355 ,600 2,600 1,614 1, ,385 5,364

356 % % , , , , , , , , , , , , , , , , , , , , , , ,

357 (i) (i) (1) 31,516 31,516 19,164 19,164 28,871 28,871 29,418 29,418 (2) 14,254 (178) 14,076 12,768 (145) 12,623 (3) 12,114 (81) 12,033 13,221 (81) 13,140 6,523 6,523 6,173 6,173 4,164 4,164 4,315 4,315 3,474 3,474 1,743 1,743 1,883 1,883 4,401 4,401 1,312 (603) 709 1,297 (345) 952 (4) ,247 (7) 6,240 8,970 (7) 8, ,474 (869) 110, ,740 (578) 102,162

358 (i) (i) (1) 31,047 31,047 18,889 18,889 27,945 27,945 29,374 29,374 (3) 11,484 (57) 11,427 12,964 (57) 12,907 3,282 3,282 1,743 1,743 2,891 2,891 3,006 3,006 1,853 1,853 4,375 4,375 1,304 (603) 701 1,294 (345) 949 (4) ,054 3,054 1,972 1,972 83,898 (660) 83,238 74,781 (402) 74,379 (i) (45) (3) (45) (3)

359 (1) ,444 8,627 15,419 8,564 13,518 8,776 13,482 8,730 2,554 1,761 2,146 1,595 31,516 19,164 31,047 18,889 (2) (3)

360 (4) ,116 1,329 2, ,570 1,329 2, (2) (2) ,886 1,329 3, (730) (757) (1,487) (276) (158) (434) (1,006) (915) (1,921) (308) (38) (346) (1,314) (953) (2,267)

361 (4) ,056 1,328 2, ,501 1,328 2, (2) (2) ,808 1,328 3, (703) (756) (1,459) (269) (158) (427) (972) (914) (1,886) (300) (38) (338) (1,272) (952) (2,224)

362 ,141, ,352 1,129, , , , , ,181 1,381,135 1,344,807 1,373,977 1,336, , , , ,193 12,792 6,185 12,792 6,185 6,670 5,865 6,640 5,840 3,082,242 2,732,262 3,050,669 2,702, , , , ,433 28,793 38,940 28,783 38,927 84,125 57,496 83,832 56, , , , ,315

363 , , , , , , , ,041 29,639 19,044 29,639 19,044 13,178 8,808 13,651 9,859 1,408, ,775 1,414, , ,201 8,099 71,695 7,276 40,789 40,130 40,789 40, ,255 49, ,484 47,

364 ,743 92,533 16,731 16, , , ,345 68, ,345 68,159 (1) 69,969 49,981 69,969 49,981 (2) 59,930 39,949 59,930 39,949 (3) 3,994 9,986 3,994 9,986 (4) 4,992 9,286 4,992 9,286 (5) 4,146 3,872 4,146 3, , , , ,232

365 (1) (i) 29,999 29, (ii) 19,998 19, (iii) 19,972 69,969 49,981 (i) % (ii) % (iii) % (2) (i) 19,979 19, (ii) 19,979 19, (iii) 19,972 59,930 39,949 (i) % 5 (ii) % 5 (iii) % 5

366 (3) (i) 5, (ii) 3,994 3,993 3,994 9,986 (i) % (ii) % 10

367 (4) (i) 3,320 3, (ii) 1,672 1, (iii) 3, (iv) 999 4,992 9,286 (i) % % (ii) % % (iii) % % (iv) % %

368 (4) 4% 12 (5) ,146 3,872 4,146 3, %

369 (1) 36,494 33,367 35,654 32,611 14,487 14,172 14,481 14,158 10,257 10, (2) 10,107 9,140 9,686 8,724 (3) 3,087 2,838 3,044 2, ,453 3,062 4,692 1,745 83,513 74,733 68,749 61,740 (1) ,800 24,452 25,409 24,045 4,190 4,122 4,190 4,122 2,751 3,800 2,754 3, , , ,494 33,367 35,654 32,611

370 (2) ,781 17,509 (16,506) 9,784 2,271 (2,271) 37 1,362 (1,352) ,039 (1,033) (580) 38 8,954 22,774 (21,742) 9, ,103 (1,084) (55) ,149 (1,234) ,308 (2,373) 121 9,140 25,082 (24,115) 10,107

371 (2) ,661 16,849 (15,729) 8,781 2,228 (2,228) 29 1,255 (1,247) ,010 (1,008) (592) 25 7,819 21,939 (20,804) 8, (910) (60) ,153 (1,156) ,135 (2,126) 186 7,996 24,074 (22,930) 9,140

372 (2) ,379 16,660 (15,656) 9,383 2,219 (2,219) 36 1,336 (1,325) ,006 (1,000) (563) 20 8,540 21,790 (20,763) 9, ,063 (1,044) (53) ,128 (1,213) ,245 (2,310) 119 8,724 24,035 (23,073) 9,686

373 (2) ,378 16,031 (15,030) 8,379 2,215 (2,215) 28 1,234 (1,226) (984) (586) 14 7,530 21,051 (20,041) 8, (883) (58) ,139 (1,143) ,091 (2,084) 184 7,707 23,142 (22,125) 8,724

374 (3) ,144 2,128 2,015 1, ,087 2,838 3,044 2, A 29,551 29,551 H 6,934 6,934 36,485 36,485 AH

375 (1) % ,439 9,933 9,933 (41) 9,892 (2) a. 5 b. c. d.

376 (2) e % H 5.125%H H H (1) (2) f. 5 g.

377 (1) 10% 50% 10% 25% (2) [2012]20 1.5%

378 (2) (3)

379 AH AH A H A H A H A H

380 (392) (392) 1,683 1, ,291 1,291 (3,125) (721) (3,846) (1,834) (721) (2,555) (392) (392) 1,599 1, ,207 1,207 (3,073) (721) (3,794) (1,866) (721) (2,587)

381 ,153 49,652 17,077 48,445 (392) (5) 114,777 87, ,330 45,485 45,485 1, ,648 1,648 1, ,648 45,485 47,133 2,332 18,146 18,146 20,478 8,284 8,284 (8,284) 7,022 7,022 (7,022) (4,013) (4,013) (3,351) (3,351) (3,351) ,485 64,447 25,361 55,467 1, , , ,577 46,910 46,910 (3,073) 5 (721) (3,789) (3,789) (3,073) 5 (721) (3,789) 46,910 43,121 9,892 9,892 4,691 4,691 (4,691) 16,515 16,515 (16,515) (12,770) (12,770) ,485 9,892 64,447 30,052 71,982 (1,866) 49 (721) 163, , ,820

382 ,986 9, ,335 31,127 42,953 60,242 35,029 25, , ,

383 (1) , , , , , , , , , , , ,331 63,335 50,385 63,335 50,385 6,821 5, ,497 2,681 8,497 2, ,270 1,127, ,559 1,121,402

384 (1) , , , ,335 0% 100% (2) ,784 20, , ,791 20, ,050 (3) ,199 3,559 5,140 3, ,602 9,213 8,486 9, ,770 4,144 2,722 4,093 16,571 16,916 16,348 16,681

385 (4) (5) ,201 8,068 71,695 7,245 40,365 40,684 40,365 40,684 12,991 12,238 8,838 8, ,407 69, ,060 47, ,

386 (6) , ,156 (7) (8)

387 (1) ,183 12,183 1,039,288 1,039,288 33,076 33,076 1,084,547 1,084, ,415 38, , ,775 25,606 25, , ,796

388 (1) ,366 1,817 1,039,288 30,062 3,014 1,079,716 3,014 1, ,441 10, ,775 25, , ,974

389 (2) , , , , (3) , , , , , ,094.25

390 (1) 26 (2) (i)

391 (2) (ii) ,344 3,449 1,500 1,500 1, CUDECO LIMITED ,248 7,955 %

392 (2) (ii) % (iii) 2016 % 2015 % , , , , , , ,

393 (2) (iii) 2016 % 2015 % , , , % 2015 % 5, , , , ,

394 (2) (iii) 2016 % 2015 % 13, , (iv)

395 (2) (v) %201550%

396 (2) (vi) ,942 1, ,584 6,

397 Nasdaq S&P

398 (1) ,024 62,760 70, ,304 12, ,466 4,812 1,114 1, ,875 4, , ,864 40, , , ,911 4,912 17,432 17,432 80, ,570 4, ,510 (141) (141) (8,158) (8,158) (1,978) (1,978) (868) (868) (868) (10,277) (11,145)

399 (1) ,032 24, ,062 2, ,445 3, , , , , ,715 5,403 1, ,898 4, ,987 (447) (447) (2,754) (2,754) (125) (125) (337) (337) (337) (3,326) (3,663)

400 (1) ,601 62,761 70,362 10,000 10, ,466 4,812 1,114 1, ,875 4, ,778 2,780 39, , , ,308 3,871 17,377 17,377 76, ,918 3, ,450 (114) (114) (8,158) (8,158) (1,978) (1,978) (868) (868) (868) (10,250) (11,118)

401 (1) ,032 24,103 2,062 2, ,445 3,445 1,154 1, , , ,412 4,548 1, ,933 3, ,128 (447) (447) (2,754) (2,754) (125) (125) (337) (337) (337) (3,326) (3,663)

402 (2) ,715 4,231 (4) (21) (25) (21) (499) (520) (115) (115) ,911 4,

403 (2) (18) (18) ,412 3, ,715 4,

404 (2) ,412 3,468 (21) (21) (21) (499) (520) ,308 3,

405 (2) (18) (18) ,412 3, ,412 3,

406 (3) (4) a b c d e

407 (4) ,148,729 1,148,072 1,148, , , ,459 2,397,192 2,713,617 2,713,617 1,997,625 2,132,415 2,132, , , , , , ,038 4,207,434 4,520,398 4,520, ,727,375 2,870,059 2,869, ,082,242 3,196,776 3,196,776 2,732,262 2,731,487 2,731, , , , , , ,839 3,480,618 3,593,213 3,593,213 2,913,495 2,919,326 2,919,326

408 (4) ,146,340 1,145,683 1,145, , , ,785 2,381,879 2,697,174 2,697,174 1,981,855 2,116,520 2,116, , , , , , ,038 4,189,706 4,501,540 4,501, ,709,909 2,852,468 2,852, ,050,669 3,164,903 3,164,903 2,702,166 2,701,413 2,701, , , , , , ,839 3,449,045 3,561,340 3,561,340 2,883,398 2,889,252 2,889,252

409 , , ,072 94,362 22,880 18,425 86,288 26,166 7,759 5, , ,579 90, ,657 2,381,879 1,981, , , , ,364 1,146, ,565 22,110 23,293 22,402 14,878 5,385 5,364 83,238 74,379 5,716,579 4,357, ,000 62,000 3,050,669 2,702,166 1,414, , ,250 3, ,484 47,406 1,075 1, , ,232 7,986 5,798 68,749 61,740 5,379,759 4,060,891

410 ,485 36,485 9,892 64,447 64,447 30,052 25,361 71,982 55,467 (2,538) 1, , , , ,577 5,716,579 4,357, (1) 38 51

411 % 88.42% 87.98% 88.21% 87.48% % % 70% 80% 90% ,474 35,630 49, ,642 (253,651) (23,220) (49,858) (326,729) 216,120 23, , ,815 (290,900) (16,136) (115,470) (422,506) 163,043 19,576 29, , ,365 19,053 39, ,887 (139,327) (18,944) (51,534) (209,805) 156,007 13, , ,873 (156,264) (13,894) (225,654) (395,812) * 49, (10,740) 39,143 *

412 (1) ,448 9,396 3,736 8,855 41,435 6,562 2, ,498 11,142 6,085 2,989 1,139 2,802 13, ,505 7,544 3,585 7,187 32,821 3,372 1, ,460 6,725 2,890 1, ,548 6, ,435 9,213 3,719 8,691 41,058 6,564 2, ,488 11,099 6,079 2,892 1,129 2,721 12, ,504 7,376 3,577 7,056 32,513 3,372 1, ,454 6,674 2,890 1, ,481 6,745

413 (2) ,958 13,063 5,860 14,840 62,721 6,366 2, ,304 10,544 8,069 3,832 1,632 4,077 17, ,383 11,143 5,665 11,501 48,692 3,348 1, ,334 6,488 4,549 2,931 1,337 2,790 11, ,938 12,768 5,784 14,466 61,956 6,366 2, ,295 10,501 8,064 3,730 1,610 3,966 17, ,366 10,886 5,633 11,260 48,145 3,348 1, ,328 6,440 4,549 2,845 1,329 2,717 11,440

414 ,704 18,775 10,745 7,011 87, , ,986 16,019 2,811 15, , ,618 35,045 13,556 22, , ,540 8,517 2,399 1,561 71, ,005 64,831 2, ,067 86, ,259 11,036 3,448 20, ,371

415

416 414 臨時機構監事會辦公室戰略發展與投資管理委員會辦公室戰略發展與投資管理委員會投資管理辦公室風險管理委員會辦公室鳳凰計劃辦公室民生銀行研究院辦公室人力資源部發展規劃部運營管理部信息科技部紀檢監察室黨群工作部安全保衛部民生商學院財產與基建管理部倫敦代表處監督委員會提名與評價委員會董事會秘書董事會辦公室區域審計中心審計部資產負債管理委員會風險管理委員會業務營銷與拓展管理委員會戰略發展與投資管理委員會風險管理委員會關聯交易控制委員會提名委員會薪酬與考核委員會審計委員會產品與業務創新管理委員會科技信息管理委員會公司業務板塊公司業務戰略規劃部企業客戶部機構金融部交易銀行部投資銀行部集團金融事業部地產金融事業部財務會計部資產負債管理部風險管理與質量監控部法律合規部公司業務風險管理部零售業務風險管理部資產經營處置部財務總監股東大會董事會監事會行長零售業務板塊個人金融部小微金融部私人銀行事業部網絡金融部渠道管理部信用卡中心金融市場業務板塊金融市場部金融同業部資產管理部資產託管部票據業務部國內分行香港分行

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422 非洲 歐洲地區 截止2016年底 我們在 全球112個國家和地區擁 有1,456家代理行 亞洲地區 中國民生銀行股份有限公司代理行分佈 大洋洲 美洲地區

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