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2 TGm (System Requirements Document SRD) (System Description Document SDD) LB#30 (comment) TGm SON/LBS/e-MBS/Relay (DG) TGm TGm 1 (P802.16m/D1) TGm LB#30 2 (P802.16m/D2) 30a (Letter Ballot Recirculation #30a) TGm Liaison Group 4G IMT-Advanced (International Mobile Telecommunications - Advanced) (Radio Interface Technology RIT) TGm LB#30 P802.16m/D1 (System Evaluation Details SED) SDD Liaison Group Liaison Group IMT-Advanced RIT Liaison Group 10 3 ITU-R IMT-Advanced TGm 24 (contribution) e-mbs SON TGm MAC e-mbs 15 e-mbs 17 e-mbs e-mbs DG 60 e-mbs 37 LB#30 e-mbs e-mbs LB DG 75% e-mbs (Advanced features) Feedback channel Retransmission Dynamic multicast support 1

3 16m MBMS MAC 16m MBMS HARQ 16m 16m PHY 2

4 ( )...5 ( ) P802.16m/D1 MAC Femto SON (Self Organization Network) DG e-mbs DG EIG Evaluation Industry Coordination Group

5 . IEEE Session #63.5. IEEE m Session # m TGm letter ballot (LB#30) Jeju commnent resolution TGm MAC Femtocell 7 Multicarrier Paging Idle Mode Operation Sleep Mode Operation Bandwidth Request Power Saving Short Message Service (SMS) 2 Bandwidth Request SMS 75% Femtocell Femtocell handover Femtocell interference mitigation Samsung ETRI ZTE MediaTek Intel Femtocell Femtocell Atlanta SON DG coverage extension blind areas frame structure SON DG e-mbs DG e-mbs 4 e-mbs e-mbs e-mbs e-mbs Zone Identification e-mbs MAP Mobility Management e-mbs Retransmission Feedback Channel Scalable Reception e-mbs Link adaptation Multi-resolution MBSFN Specific Pilot 15 6 e-mbs MAP Mobility Management MBSFN Specific Pilot e-mbs DG 75% TGm 24 8 LB 75% Intel Samsung ZTE MTK LGE 4

6 . 2009/9/21 ~ 2009/9/24. Hilton Waikoloa Village. ( ) Day Slot TGm A (PHY Track) TGm B (MAC Track) TGm C (DG Track) Monday AM-1 AM-2 PM-1 PM-2 Evening SDD CRs WG Opening TGm Opening Relay DG e-mbs DG Tuesday AM-1 LBS DG D1 MAC Comment Resolution on SON DG AM-2 D1 PHY Comment Resolution on deferred deferred and outstanding PM-1 and outstanding comments (emphasis on comments e-mbs DG PM-2 Femto) Evening Relay DG LBS DG SON DG Wednesday AM-1 AM-2 PM-1 PM-2 Evening Thursday AM-1 AM-2 D1 PHY Comment Resolution on deferred and outstanding comments (emphasis on Femto) D1 MAC Comment Resolution on deferred and outstanding comments Social Event TGm common session e-mbs DG Relay DG ( ) IEEE Working Groups 2009/09/ /09/24 Hilton Waikoloa Village (1) SRD m-09/ 0044r1 SDD m-08/002r9 (2) SDD m-09/0045r2 SDD m-08/0034r2 (3) Jeju LB# ( /0047r5) 192 MAC 153 Femtocell 20 PHY 46 Relay 37 e-mbs 16 SON 10 LBS 5

7 (4) SON/LBS/e-MBS/Relay DG C802.16m-09/2205r2/2203/2166r1/2210r1 (5) LB#30 P802.16m/D1 System Evaluation Details (802.16m-09/0047) SDD Liaison Group Liaison Group IMT-Advanced RIT (L /010Xr5) 1. P802.16m/D1 MAC MAC Multicarrier Paging Idle Mode Operation Sleep Mode Operation Bandwidth Request Power Saving Short Message Service (SMS) Femtocell Bandwidth Request Fujitsu Intel III MediaTek ZTE NEC fragmentation/packing Bandwidth Request Compensation ( C80216m-09_1910r4) AMS ABS 1502 bytes UL bandwidth 1500 bytes 2 bytes GMH (Generic MAC Header) ABS AMS 1000 bytes UL bandwidth AMS 1500 bytes fragmentation 2 bytes FPEH (Fragmentation and Packing Extended Header) 1000 bytes UL bandwidth 996 bytes 504 bytes 2 bytes GMH 2 bytes FPEH 508 bytes UL bandwidth P802.16m/D1 ABS AMS 502 bytes UL bandwidth AMS fragmentation 6 bytes AMS 504 bytes fragmentation 502 bytes UL bandwidth 498 bytes AMS 10 bytes UL bandwidth 6 bytes AMS bandwidth request 6

8 ABS fragmentation/packing bandwidth AMS Fujitsu Intel III MediaTek ZTE NEC SMS P802.16m/D1 SMS Idle Sate AMS Idle Mode AMS SMS MediaTek Samsung CeWit LG Intel ( C80216m-09_2078r1) AAI_L2-xfer Message SMS Connected Mode AMS Multicarrier Sleep Mode Operation Multicarrier AMS Sleep Mode secondary carriers Sleep Mode Operation MediaTek Intel LG ZTE Fujitsu ( C80216m-09_1897r5) 3 Option 1: All the secondary carriers wake up as the primary carrier does Pros: simply Cons: power waste due to unnecessary wake-up AAI_TRF-IND with > positive indication > data bitmap= 0000 AAI_TRF-IND with > positive indication > data bitmap= 0001 AAI_TRF-IND with > positive indication > data bitmap= 0010 Primary Carrier Secondary Carrier logic index #1 Secondary Carrier logic index #2 Secondary Carrier logic index #3 7

9 Option 2: Each secondary carrier is configured with a set of dedicated sleep mode configuration parameters Pros: High flexibility Cons: Violate current consensus (i.e., control over primary carrier) Option 3: Secondary carrier is controlled by a wakeup indication in TRF-IND message Pros: power efficient, wakeup on demand Cons: additional bits are required in TRF-IND AAI_TRF-IND with > positive indication > multicarrier bitmap= 0000 AAI_TRF-IND with > positive indication > multicarrier bitmap= 0001 AAI_TRF-IND with > positive indication > multicarrier bitmap= 0010 Primary Carrier wake-up time Secondary Carrier logic index #1 Secondary Carrier logic index #2 Secondary Carrier logic index #3 AMS power Option 3 Samsung Samsung Option 3 primary carrier singling AMS secondary carriers singling overhead Multicarrier AMS % Option 3 ( C80216m-09_2167) Staggered Multicarrier Sleep Mode Operation 1. Longer sleep cycle AAI_TRF-IND with > positive indication > multicarrier bitmap= 0000 AAI_TRF-IND with > positive indication > multicarrier bitmap= 0010 Primary Carrier 4. More Transmission Opportunities 5. No Necessity of Primary Carrier Change 3. Identical Listening Window and Sleep Cycle Secondary Carrier logic index #1 2. No Wake Up Time 6. Regularly Channel State Information Feedback from Two Carriers 4 8

10 Paging Idle Mode Operation Power Saving TGm MAC Femtocell Femto Jeju Femtocell Femtocell handover interference mitigation Femtocell hanodver C802.16m-09/1794 Femtocell handover C802.16m-09/1795r1 C802.16m-09/1796r1 Femto ABS UL snooping AMS Femto ABS Jeju ETRI C802.16m-09/ CSG-Closed Femto ABS knows UL A-MAP of the overlaid macro ABS Femto ABS knows AMSs STIDs and their RU allocations from the UL A-MAP. Using this information the Femto ABS can decide where to monitor the member AMS served by the macro ABS. If CSG-closed Femto ABS detects such UL RUs with unknown interference above a threshold, it informs the Macro BS about them. - CSG-Closed Femto ABS does not know the UL A-MAP of the overlaid macro ABS Femto ABS shall inform the overlaid macro ABS about RUs which are detected with unknown interference above a threshold. The macro ABS looks up the corresponding UL A-MAP to identify the AMSs which causedinterference to the Femto ABS. Macro ABS makes a list of such AMSs which are also member of CSG-Closed Femto group. ETRI LGE C802.16m-09/2008 UL snooping x Handover from macro ABS to CSG-Closed Femto ABS When an AMS enters a macro cell which overlaps CSG-closed Femto ABS of which AMS is a member, the macro ABS should inform such CSG-Closed Femto ABS that it may start to monitor UL signals with predefined Tx power from the AMS with STID provided. When the Femto ABS obtains AMSs RU allocations about the UL signals at the macro ABS, the Femto ABS can decide where to monitor the member AMS served by the macro ABS. If CSG-closed Femto ABS detects the UL signal from the member AMS, it reports the information to the network. Macro ABS transmits unsolicited AAI_SCN_RSP to request the AMS to scan the CSG-Closed Femto ABS. 9

11 Samsung UL snooping AMS burst burst allocation UL snooping RU 14:13:0 75% C802.16m-09/1797 Femto ABS macro ABS ranging Femto AMS macro ABS macro ABS ranging Femto ABS macro ABS (interference mitigation; IM) DL control data DL control SFH AMS cell search DL control C802.16m-09/1799r1 Femto ABS Macro Femto Femtocell SFH Femto ABS macro ABS SFH SNR San Francisco SDD stagered SFH Femto ABS SFH SFH AMS Femto ABS SFH cell search SA-Preamble AMS Femto ABS SFH 10

12 AMS 2% P802.16m/D1 stagered SFH data C802.16m-09/1798 UL interference Femto zone Intel Samsung Femto zone 3. SON (Self Organization Network) DG SON DG ABSs (e.g. Macro, Relay, Femto) Korea Telecom (KT) SON ( C80216m-09_1659r1) SON C802.16m-09/2205r2 AAI_SON-ADV message format SON DG POSTECH ( C80216m-09_2010r1/2104r1/1854r1) 11

13 Action type 1 st value: ABS Reconfiguration 2 nd value: ABS Restart 3 rd value: ABS Scanning 4 th value: ABS Reliability If(Action type == 1 st, 2 nd, or 3 rd value) Unavailability start time (UST) Unavailable Time Interval (UTI) of the ABS If(Action type == 4 th value) Reason 0b0: Power down 0b1: Power reduction If(Reason == 0b1) db value of Tx power reduction Expected down time Expected uptime Recommended BSID list coverage extension blind areas ( C80216m-09_1742r1) blind area ABS ABSs sounding signal ABSs ABSs blind area Requested ABS Neighbor ABSs Network inter-abs coordination power reconfiguration request Coordinate a common time interval, resources and a dedicated signal Reconfigure frame structure Sounding signal Make measurements Report measurement result Power configuration results Decide a suitable transmission power Operate 12

14 n eid frame structure SON DG 4. e-mbs DG e-mbs e-mbs Zone Identification e-mbs MAP Mobility Management Scalable Reception Multi-resolution MBSFN Specific Pilot 9 e-mbs Retransmission Feedback Channel e-mbs Link adaptation 4 2 Samsung Intel LG ZTE e-mbs Zone Identification e-mbs Zone STID (Stattion Identification) FID (Flow Identification) e-mbs service Identification e-mbs service unicast service e-mbs service access e-mbs service unicast service STID FID unicast service e-mbs service ID space AMS 16 bits STID FID unicast service 16 bits e-mbs service unicast service e-mbs service access LG e-mbs service Identification e-mbs DG STID FID e-mbs service e-mbs service unicast service STID FID ID space Identification e-mbs MAP e-mbs Control Channel Structure e-mbs Configuration Information e-mbs Control Channel Structure access e-mbs service e-mbs Control Channels ( C80216m-09_2180/2181/2182) AAI_MBS-ADV Cell-specific 1. Mapping table 2. Feedback channel configuration & re-transmission SFH E-MBS_Zone ID #2 E-MBS_Zone ID #7 E-MBS MAP E-MBS MAP MFID #1 MFID #2 Private MAP Private MAP A new SP-x Cell-specific - E M BS Zone _ ID #20 E-MBS MAP M FID 9 # Private MAP S _Zo MBSFN MBSFN E -MB Physical carrier index # 25 AMS System Frame Header (SFH) e-mbs Zone ID e-mbs service e-mbs MAP e-mbs Zone service Identification ( Multicast Flow Identification MFID) e-mbs MAP service Multicast Schedule Interval (MSI) Private MAP MSI service AMS 13

15 SFH e-mbs MAP Private MAP 1 bit change indicator MSI e-mbs MAP MSI Private MAP change indicator 1 AMS MSI e-mbs MAP Samsung ( C80216m-09_2172) AMS SFH e-mbs MAP unicast service Persistent Allocation Samsung e-mbs MAP Allocation Lifetime ( MSI ) Allocation Lifetime e-mbs service AMS SFH e-mbs MAP MSI Superframe E-MBS E-MBS Individual Persistent IE { Allocation Lifetime = 0b0101 } Frame DL UL Unicast E-MBS E-MBS MAP having the IE, a certain AMS reads E-MBS MAP having the IE, the AMS does not read E-MBS Data for the IE e-mbs DG AMS MSI e-mbs MAP Private MAP Allocation Lifetime Samsung 75% e-mbs Configuration Information access e-mbs service information e-mbs Control Channel e-mbs DG Intel e-mbs DG information information e-mbs 14

16 MBS-related indicators for all users Indication of E-MBS resource like TDM/ FDM This indication will be coupled with decision on if multiplexing is TDM and FDM and the amount of flexibility we want in each multiplexing mode MBS-related indicator for MBS users Some of this information could be in a new MAC management message called the E- MBS_CONFIGURATION_MESSAGE to be read only E-MBS users. E-MBS-Zone IDs Of serving BS Neighboring BSs E-MBS MAP time offset (frequency offset) E-MBS MAP Resource Allocation E-MBS MAP MCS (I sizeoffset ) E-MBS MAP MIMO Mode (if there is one mode, there is no need to signal this) MSTID and FID mappings between serving E- MBS Zone and neighboring E-MBS Zone of the same content e-mbs region information information e-mbs e-mbs DG ( C80216m-09_2184/2204r1) MAC Management Message MBS_CONFIGURATION_MESSAGE ( AAI_MBS_ADV e-mbs DG ) e-mbs infomation e-mbs DG e-mbs MAP Table xxx: E-MBS MAP Structure Syntax E-MBS-MAP () { EMBS-Zone-ID MSI Length (m) E-MBS_DATA_IE() } Padding Size in bits - 7 [TBD] - variable Description/Notes - The EMBS Zone ID to which this EMBS MAP apply The length of an MSI is 2 m+3 superframes - Padding to reach byte boundary 15

17 Table XXX2: E-MBS DATA Information Elements Syntax E-MBS-DATA_IE () { No. of Multicast STIDs+FIDs For (i=0; i< No. of Multicast STID +FID s, i++){ MSTID+FID I size-offset E-MBS MIMO Mode E-MBS Frame/Subframe offset E-MBS Resource Indexing Allocation Period } Size in bits - [TBD] [TBD] [TBD] [TBD] [TBD] - Description/Notes - Total number of MBS streams in the IE Multicast STID + Flow ID of MBS Stream Depends on supported modes, 32modes assumed as baseline E-MBS MIMO Encoding Format Includes the location and Allocation size Includes the location and allocation size Frame offset for multiple transmission instances (in number of frames) - Mobility Management Connected Mode Idle Mode AMS e-mbs e-mbs Zone e-mbs Update e-mbs Zone e-mbs service Connected Mode AMS e-mbs Update e-mbs DG ( C80216m-09_1764) AMS unicast HO e-mbs Update AAI_HO-CMD message AMS Idle Mode AMS e-mbs Update e-mbs DG ( C80216m-09_2183) MBS_ CONFIGURATION_MESSAGE ABS ABS MSTID FID mappings Idle Mode AMS mappings e-mbs Update Asynchronous e-mbs Transmission E-MBS zone 1 E-MBS zone 2 ABS1 ABS2 AMS1 AMS2 AMS3 data #3 Multicast connection data #4 Multicast connection data #10 Multicast Inter EMBS zone connection transition from ABS1 to ABS2 data #5-10 data #5 unicast Multicast connection data #11 Multicast connection 16

18 e-mbs Zone e-mbs service ( Zone ABS Gateway) ABS e-mbs Zone e-mbs service Zone AMS e-mbs service Zone AMS 2 e-mbs Zone 1 e-mbs Zone 2 ABS 1 ABS 2 AMS C80216m-09_1764 Data Forwarding ABS 2 unicast 5 10 AMS 2 Samsung Samsung e-mbs e-mbs Scalable Reception e-mbs Retransmission Feedback Channel e-mbs Link adaptation Samsung e-mbs Multiple Input Multiple Output (MIMO) Samsung C80216m-09_2190r1.doc MIMO data channel MIMO Mode 0 Mode 1 space-frequency block coding (SFBC) single-user MIMO MIMO 75% MediaTek C80216m-09_2179.doc simgle-user MIMO beamforming/ precoding beamformer/precoder beamformer/precoder beamformer/precoder Samsung 75% hierarchical modulation spatial multiplexing multi-resolution C80216m-09_1762r2.doc space-frequency block coding (SFBC) spatial multiplexing multi-resolution MIMO mode (Mode 2) MediaTek III Samsung 75% e-mbs e-mbs Zone Identification e-mbs MAP Mobility Management e-mbs Retransmission Feedback Channel Scalable Reception e-mbs Link adaptation Multi-resolution MBSFN Specific Pilot 15 6 e-mbs MAP Mobility Management MBSFN Specific Pilot e-mbs DG 5. EIG Evaluation Industry Coordination Group Liaison Group International Telecommunication Union (ITU) m ITU Radiocommunication Sector (ITU-R) 4G International Mobile Telecommunications - Advanced (IMT-Advanced) self-evaluation Liaison Group Evaluation Industry Coordination Group (EIG) self-evaluation result link budget spectral efficiency EIG self-evaluation C _0012.doc C80216itu-09_0031r1.doc C _0012.doc C80216itu-09_0031r1.doc 17

19 link budget L _0103r2d4.doc FDD TDD DL UL data channel control channel cell spectral efficiency cell edge spectral efficieny VoIP capacity Mobility requirement L _0104r2d4.doc VoIP capacity sector MHz VoIP Mobility requirement 10 km/h 30 km/h 120 km/h 350 km/h spectral efficiency ITU-R 4G IEEE802.16m ITU-R requirement VoIP capacity (user/sector/mhz) for TDD Test environment DL UL Minimum {DL, UL} ITU-R required Indoor (InH) Microcellular (UMi) Base coverage urban (UMa) High speed (RMa) VoIP capacity (user/sector/mhz) for FDD Test environment DL UL Minimum {DL, UL} ITU-R required Indoor (InH) Microcellular (UMi) Base coverage urban (UMa) High speed (RMa) Test environment Median SINR (db) Mobility requirement for TDD Achieved spectral efficiency (bps/hz) LOS Achieved spectral efficiency (bps/hz) NLOS ITU-R Required spectral efficiency (bps/hz) InH (10 km/h) UMi (30 km/h) UMa (120 km/h) RMa (350 km/h) Test environment Median SINR (db) Mobility requirement for FDD Achieved spectral efficiency (bps/hz) LOS Achieved spectral efficiency (bps/hz) NLOS ITU-R Required spectral efficiency (bps/hz) InH (10 km/h) UMi (30 km/h) UMa (120 km/h) RMa (350 km/h) e-mbs Relay SON LBS P802.16m/D1 LB#30 Jeju 18

20 Femtocell Jeju. IEEE ( 1. C80216m-09_1682r2.doc: Network Coding based E-MBS Retransmission ( ) <Treated> 2. C80216m-09_1683r1.doc: Proposed Text for E-MBS Link adaptation ( ) <Treated> 3. C80216m-09_1742r1.doc: Proposed AWD Text for Coverage and Capacity Optimization ( ) <Posted> 4. C80216m-09_1762r2.doc: Proposed Text for e-mbs Supporting Multi-resolution Transmissions with MIMO Scheme ( ) <Treated> 5. C80216m-09_1776r1.doc: Proposed Text for HARQ Transmission without Feedback ( ) <Treated> 6. C80216m-09_1796r2.doc: Proposed Text on HO from Macro ABS to CSG-Closed Femto ABS ( ) <Treated> 7. C80216m-09_1862r1.doc: Proposed AWD Text for Paging Carrier Information in Idle Mode ( ) <Treated> 8. C80216m-09_1897r5.doc: Secondary Carrier Wake-up in Multicarrier Sleep Mode Operation ( ) <Treated> 9. C80216m-09_1910r4.doc: A Proposal on Bandwidth Request Compensation; Proposed text for Bandwidth Request ( ) <accepted> 10. C80216m-09_1950r1.doc: Signaling support for reporting AMS battery level for Power Management in Connected Mode ( ) <Treated> 11. C80216m-09_1980r5.doc: Proposed text on Next Sleep Cycle Flag ( ) <Treated> 12. C80216m-09_2078r1.doc: Proposed Text for SMS Support in m ( ) <accepted> 13. C80216m-09_2111r2.doc: Network Coding Based Retransmission Scheme in E-MBS for IEEE m AWD ( ) <Treated> 14. C80216m-09_2157.doc: Proposed E-MBS Zone Specific Pilot for MBSFN ( ) <accepted> 15. IEEE C802.16m-09/2165, E-MBS Drafting Group: Harmonized Text Proposal with Comments ( ) <accepted> 16. C80216m-09_2167.doc: Staggered Secondary Carrier Wake-up in Multicarrier Sleep Mode Operation ( ) <Treated> 17. C80216m-09_2166r1.doc: Amendment Text on m Amendment on the Enhanced Multicast Broadcast Services: Recommended AWD Text Proposal from E-MBS DG ( ) <accepted> 18. C80216m-09_2168.doc: Common Feedback Channel for E-MBS ( ) <Treated> 19

21 19. C80216m-09_2174r4.doc: Proposed Text for E-MBS Zone specific pilot patterns ( ) <accepted> 20. C80216m-09_2180.doc: Proposed Text about E-MBS Control Channels for E-MBS DG ( ) <Treated> 21. C80216m-09_2181.doc: Proposed Text about E-MBS MAP IE for E-MBS DG ( ) <Treated> 22. C80216m-09_2182.doc: Proposed Text about Private MAP IE for E-MBS DG ( ) <Treated> 23. C80216m-09_2183.doc: Proposed Text about E-MBS Zone ID Mappings for E-MBS DG ( ) <accepted> 24. C80216m-09_2184.doc: Proposed Text about AAI_MBS-ADV Message Format for E-MBS DG ( ) <accepted> 25. C802.16m-09_2195r2, E-MBS DG Report ( ) <accepted> 26. C80216m-09_2204r1.doc: Proposed Text for E-MBS Configuration Indicators ( ) <accepted> 20

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1 2 3 4 PHY (RAN1) LTE/LTE-A 6.3 Enhanced Downlink Multiple Antenna Transmission 6.3.1 CSI RS 6.4 Uplink Multiple Antenna Transmission 6.4.1 Transmission modes and Signalling requirements for SU-MIMO 6.5