EXCELLENCE OF CONNECTED SINCERITY LOAN SERVICE BROKERAGE MPF FUND INSURANCE INVESTMENT PROPRIETARY INVESTMENT ILAS INTERIM REPORT 2013 Convoy Financial Services Holdings Limited (incorporated in the Cayman Islands with limited liability) Stock Code : 1019

4 8 9 21 22 23 25 26 48 50

2013 4 Andrew Lai Steve Lo Kason Fok Keith Leung Green Monday 2002 11 30 42.195 46

2013 410 7 50 30 2011

2013 4 9 74 42.1 2015 4

468,543,000 49.9% 43,910,000137.2% 10.9 0.6%8.2% 5

2010 6,932,000 163.7% (ILAS) 27.2% 6

(IFA) 20 20 Green Monday Green Monday 9 I'm FINished with Fins GOOD POINT 7

Cricket Square Hutchins Drive P.O. Box 2681 Grand Cayman KY1-1111 Cayman Islands 169 573940 www.convoy.com.hk Royal Bank of Canada Trust Company (Cayman) Limited 4th Floor, Royal Bank House 24 Shedden Road, George Town Grand Cayman KY1-1110 Cayman Islands 28 26 8

468,543 312,574 49.9% 43,910 18,512 137.2% 9.4% 5.9% 3.5% 43.9 137.2% 5.9% 9.4% (i) 95.9 (ii) 17.3 468.5 49.9% 23.3 % 445,263 312,517 132,746 42.5% 652 652 22,628 22,628 468,543 312,517 156,026 49.9% 3 9

415.0 291.4 93.2%88.6% % 408,657 286,088 122,569 42.8% 562 562 2,811 2,811 2,985 5,284 (2,299) (43.5)% 415,015 291,372 123,643 42.4% 405.5 309.6 47.5 35.5 405.5 31.0% % 371,231 291,957 79,274 27.2% 27,364 15,019 12,345 82.2% 6,932 2,629 4,303 163.7% 405,527 309,605 95,922 31.0% 10

ILAS ILAS27.2% ILAS 82.2% 4.9% 6.7% 163.7% 0.8% 1.7% 348.3 29.9% (%) (%) 256,211 63.2% 182,559 59.0% 24,781 6.1% 25,447 8.2% 24,169 6.0% 25,032 8.1% 5,480 1.4% 6,304 2.0% 6,084 1.5% 5,735 1.9% 14,913 3.7% 5,979 1.9% 16,628 4.1% 17,054 5.5% 348,266 85.9% 268,110 86.6% 256.2 40.3% 14.4 11

24.8 25.4 24.23.4% 16.6 2.5% 149.4%14.9 38.3 1.7 % % 15,906 41.5% 1,081 62.1% 6,907 18.0% 91 5.2% 6,489 17.0% 0.0% 8,990 23.5% 568 32.7% 38,292 100.0% 1,740 100.0% % 5,430 91 5,339 5,867.0% 24,906 568 24,338 4,284.9% 7,956 1,081 6,875 636.0% 38,292 1,740 36,552 2,100.7% 12

58.9 16.8 967.4% 153.8% (%) (%) 27,317 71.3% 1,482 85.2% 16,329 42.6% 7,461 428.8% 8,500 22.2% 3,556 204.4% 1,779 4.6% 1,188 68.3% 317 0.8% 130 7.5% 4,652 12.1% 3,015 173.3% 58,894 153.8% 16,832 967.4% 16.3 118.9% 58 177 8.5 139.0% 1.4 1.2 1.5 30.7% 163 652,000 13.7% 13

14 22.6 8215 76.1% 163 23.3 17.3 78.0

15 CAM CAM Kerberos (Nominee) LimitedKerberos Kerberos CAM Kerberos ILAS ILAS ILAS 0.6% 8.2%

16 103.0 184.2 159.6 257.8 349.8 218.3229.5 1.2 1.5 184.2 80,000,000 1.4180,000,000 0.01 0.6 112.8 112.7 3886 19,000,000 2.30 19,000,000 43.7 44,000,000

17 44,000,000 81.444,000,000 78 78.0 344 21010 72175219 17758 25 44.434.4

18 56,455,000 2,099,000 8215 200,000,000 37.2 19.2 CFG CAM CAM Convoy Inc. KerberosKerberos 16.1 3.1 2.3 8.7 132.8141.6 69.6 92.8 7.5 7.5

19 95.03% 4.83% 0.14% 100% 9.48% 60.70% 3.25% 6.48% 1.58% 7.02% 11.49% 10.99% 59.08% 1.96% 9.30% 2.44% 9.19% 7.04%

2,500 2,000 1,500 1,768 1,693 1,556 1,492 1,401 2,031 100% 80% 60% 99% 96% 89% 91% 90% 90% 87% 83% 74% 72% 69% 69% 67% 63% 60% 57% 59% 50% 1,000 40% 500 442 273 20% 0 11 9 4 9 0% 250 219 200 150 175 177 100 50 58 0 2 5 20

3(a) 5 468,543 312,574 5 286 926 (284,403) (184,657) (44,422) (34,356) (7,409) (7,626) 17 (6,084) (5,735) (72,697) (59,106) 6 53,814 22,020 7 (12,502) (7,263) 41,312 14,757 (15) (34) 41,297 14,723 43,910 18,512 (2,598) (3,755) 41,312 14,757 43,940 18,517 (2,643) (3,794) 41,297 14,723 9 10.9 4.6 9.6 4.6 8 21

3(b) 10 44,552 35,876 26,655 50,088 46,712 40,579 15(b) 39,840 39,840 5,381 16 1,797 2,069 11 3,034 3,031 3,522 4,976 4,976 1,550 1,550 10,594 10,450 3,779 156,431 144,504 79,916 12 61,977 54,110 53,349 11 25,456 904 904 20,597 37,344 15,174 14 56,455 2,099 183 643 643 643 2,570 453 510 394 184,213 159,584 220,478 349,794 257,764 291,125 13 162,045 130,421 98,429 49,123 72,286 33,714 915 8,791 9,780 10,005 28 217 17 7,449 6,739 6,588 229,537 218,265 148,728 120,257 39,499 142,397 276,688 184,003 222,313 41,900 40,000 40,000 233,632 136,046 182,567 275,532 176,046 222,567 1,156 7,957 (254) 276,688 184,003 222,313 22

(i) (ii) (iii) (iv) (v) (vi) 40,000 133,396 (64,379) (1,056) 965 (33) 46 580 119,791 229,310 (254) 229,056 vii 100 (6,843) (6,743) (6,743) 40,000 133,396 (64,379) (956) 965 (33) 46 580 112,948 222,567 (254) 222,313 18,512 18,512 (3,755) 14,757 5 5 (39) (34) 5 18,512 18,517 (3,794) 14,723 (28,000) (28,000) (28,000) (965) 965 (3,250) (3,250) (3,250) 28 (28) 40,000 133,396 (64,379) (956) (3,250) (28) 74 580 104,397 209,834 (4,048) 205,786 40,000 133,396 (64,379) (1,056) (3,250) (28) 141 (4,068) 82,290 183,046 6,069 189,115 3 100 (7,100) (7,000) 1,888 (5,112) 40,000 133,396 (64,379) (956) (3,250) (28) 141 (4,068) 75,190 176,046 7,957 184,003 43,910 43,910 (2,598) 41,312 30 30 (45) (15) 30 43,910 43,940 (2,643) 41,297 776 776 776 viii 1,900 41,800 43,700 43,700 7,876 7,876 7,876 4,158 4,158 (4,158) (964) (964) (964) 41,900 175,196 (64,379) (1,920) (3,250) 776 2 141 7,966 119,100 275,532 1,156 276,688 23

(i) (i)(ii) (ii) CFGProsper Ocean Investments Limited (iii) 19 (iv) 18 (v) (vi) (i) 65,000(ii)4,648,000(iii) CFG 515,0007,876,000 (iv)4,158,000 (vii) (viii) 19,000,000 43,700,000 24

(3,712) (8,989) (16,135) (4,850) 44,476 (3,250) 24,629 (17,089) 159,584 220,478 184,213 203,389 25

1.1 Cricket Square, Hutchins Drive, PO Box 2681, Grand Cayman, KY1-1111, Cayman Islands 1.2 34 2. 1 1 7 7 10 11 12 10 11 12 10 11 12 13 1 1 19 27 28 20 26

2. (a) 1 1(i) (ii) 1 (b) 13 1313 13 3. 5 5 CFG 5 163 CFG 2,173,000 39,840,0007,305,000 27

3. (a) i 312,517 57 312,574 926 926 (184,657) (184,657) (34,356) (34,356) (7,525) (101) (7,626) (5,735) (5,735) (59,099) (7) (59,106) 22,071 (51) 22,020 (7,263) (7,263) 14,808 (51) 14,757 (34) (34) 14,774 (51) 14,723 4.6 4.6 28

3. (b) ii iii 35,511 365 35,876 46,712 46,712 15 47,430 (7,590) 39,840 2,069 2,069 3,031 3,031 4,976 4,976 1,550 1,550 3,145 7,305 10,450 139,324 3,396 1,784 144,504 54,110 54,110 904 904 36,986 358 37,344 2,099 2,099 643 643 2,570 2,570 510 510 159,043 541 159,584 255,961 1,803 257,764 29

3. (b) ii iii 130,421 130,421 68,982 3,304 72,286 8,791 8,791 28 28 6,739 6,739 206,170 12,095 218,265 49,791 (10,292) 39,499 189,115 (6,896) 1,784 184,003 40,000 40,000 143,046 (6,896) (104) 136,046 183,046 (6,896) (104) 176,046 6,069 1,888 7,957 189,115 (6,896) 1,784 184,003 (i) (ii) (iii) (i)2,069,000104,000 (ii) 39,840,000(iii) 7,305,000 (iv) 30

4. (a) (b) (c) 445,263 312,517 652 57 22,628 468,543 312,574 36,607 26,429 89 (51) 19,817 56,513 26,378 286 926 (2,985) (5,284) 53,814 22,020 (12,502) (7,263) 41,312 14,757 31

4. 221,497 225,729 28,490 3,935 61,431 311,418 229,664 194,807 172,604 506,225 402,268 215,842 213,970 3,223 3,304 137 219,202 217,274 10,335 991 229,537 218,265 (1) (2) 32

4. * 16,041 3,117 30 16,071 3,117 7,302 7,525 3 101 7,305 7,626 104 7,409 7,626 272 272 * (a) 406,179 309,662 38,292 1,740 1,444 1,172 445,915 312,574 33

4. (b) 61,352 44,265 71,597 72,218 117 157 133,066 116,640 10% A 234,857 192,047 C * 40,775 * C10% 10% 34

5. 378,105 293,220 52,271 15,587 6,932 2,629 7,955 1,081 652 57 22,628 468,543 312,574 174 609 261 (8) 112 64 286 926 35

6. 40,130 32,614 4,292 1,742 44,422 34,356 28,812 23,827 47 28,812 23,874 272 694 1,562 351 266 485 7. 16.5%16.5% 12,576 8,030 70 158 (144) (925) 12,502 7,263 8. 3.0 36

9. 404,093,923 400,000,000 43,910 18,512 404,093,923 400,000,000 55,690,608 459,784,531 400,000,000 10. 16,071,000 3,117,000 49,000310,000 261,000 37

11. 29,146 4,591 (656) (656) 28,490 3,935 3,034 3,031 25,456 904 28,490 3,935 13,098,000 2,818,000 12. 61,977 54,110 45 38

13. 30 120 77,048 49,148 39,833 34,618 19,111 16,980 26,053 29,675 162,045 130,421 671,000 1,152,000 14. 56,455 2,099 39

15. (a) 100% 76% 9,478,0007,590,000 2,985 2,985 16 2,173 7,305 1,178 1,178 5,849 5,849 56,375 56,375 310 310 (1,105) (1,105) (24,250) (24,250) 41,342 50,820 (11,088) (12,976) 42,049 34,459 72,303 72,303 49,600 22,703 72,303 (b) 39,840 5,381 15(a) 34,459 39,840 39,840 40

16. 2,069 (272) 1,797 2,173 (376) 1,797 15(a) 2,173 (104) 2,069 2,173 (104) 2,069 15 4 41

17. 6 24 6,084,000 5,735,000 18. 80,000,000 1.4180,000,0000.01 776,000 24,000 19. 10% 40,000,000 42

19. 3,250,000 20. CFGCFG 964,000 3 21. 48,168 52,890 78,733 88,700 5,877 132,778 141,590 22. 21 69,558 92,843 10,712 7,469 7,469 43

23. (a) (i) 541 655 (i) 1,291 2,479 (i) 621 291 (ii) 285 (iii) 24 (i) (ii) CIS (iii) CIS 18 (b) 3,490 3,014 237 223 3,727 3,237 44

24. 56,455 2,099 45

25. 46

26. (i) CFG CAM CAM Convoy Inc. KerberosKerberos (ii) 44,000,000 44,000,000 81.4 44,000,00078 (iii) 33,000,000 12% 47

352 (i) Convoy Inc. Convoy Inc. Convoy Inc. 15,031 21.02% 14,989 20.97% 4,122 5.76% 336 Convoy Inc.1 300,000,000 71.6% Perfect Team Group Limited 300,000,000 71.6% Perfect Team1 CFG 300,000,000 71.6% 1. 300,000,000 CFGConvoy Inc.43.79%Perfect Team56.21%Convoy Inc. Perfect Team CFG 300,000,000 CFG 300,000,000 48

49 XV2 3 336 26 19 14 10 1. 2. 3. 3.0

CFG 1019 ILAS 1 2 41 0.10 % 50