2 3 4 9 17 22 33 35 36 38 39 41

88 34 3402 Appleby Trust (Cayman) Ltd. Clifton House, 75 Fort Street, PO Box 1350, Grand Cayman KY1-1108, Cayman Islands Clifton House, 75 Fort Street, PO Box 1350, Grand Cayman KY1-1108, Cayman Islands 183 22 2277 www.cseng.com.hk 2

2.0% 791,664,000 808,083,000 35.0% 81,818,000 125,923,000 33.8% 43,536,000 65,771,000 Jumbo Riches Limited Goldyard Finance LimitedGoldyard Goldyard Goldyard 3 2016

791,664,000 2.0% 790,768 807,631 896 452 791,664 808,083 23 18 790,768,000 807,631,000 4

200,000,001 1 1 100,000,001 200,000,000 1 1 10,000,001 100,000,000 8 7 1,000,000 10,000,000 9 7 1,000,000 4 2 23 18 125,923,000 81,818,000 15.6% 10.3% 323,257,000 44,200,000 32,302,000 26.9% 43,536,000 33.8% 5 2016

21,475,000 20,124,000 5 25,249,000 349,000 29,766,000 476,000 142,208,000 117,941,000 0.1 0.1 (i) 0.90 206,000,000 6

(ii) (iii) Jumbo Riches Limited Jumbo Riches Limited Goldyard Finance Limited 1,700,000 Goldyard Finance Limited Goldyard Finance Limited 274 245 100,864,000 90,346,000 7 2016

Jumbo Riches Limited Goldyard Finance LimitedGoldyard Goldyard Goldyard 65,800,000 8

31 35 15 23 38 141,026,000 130,000 9 2016

10% 1% 12 0.1% 5 1 (i) (ii) (iii) 10

11 3.13 XV XV 7 8 352 11 2016

(i) 1 200,000,000 16.18% 30,000,000 2.43% 2 332,500,000 26.90% 1. 200,000,000 Finest Elite Holdings LimitedFinest Elite Finest Elite 100% Finest Elite Finest Elite 2. 332,500,000 Golden Roc Holdings LimitedGolden Roc Golden Roc 45% Golden Roc Golden Roc (ii) Finest Elite 1 1 100% Golden Roc 2 45 45% 1. Finest Elite 100% Finest Elite Finest Elite 2. Golden Roc 45% Golden Roc Golden Roc 12

XV 2 3 10% Golden Roc 332,500,000 26.90% 1 332,500,000 26.90% 2 332,500,000 26.90% Right Select 4 240,000,000 19.42% Finest Elite 200,000,000 16.18% 3 30,000,000 2.43% 1. 2. 3. 4. Right Select International Limited Right Select 13 2016

22.4% 23.2% 59.2% 88.2% 68.1% 50.5% 99.1% 99.2% 5% 29 45 540 39 468 1,008 50% 50% 14

A A 5% 3,000,000 A A 1,030,000,000 0.89 916,700,000 25% 4 8 (i) 0.90 206,000,000 (ii) 15 2016

(iii) Jumbo Riches Limited Jumbo Riches Limited Goldyard Finance Limited 1,700,000 Goldyard Finance Limited Goldyard Finance Limited 22 32 16

40 164 e-kong Group Limited 524 726 1089 1919 8192 17 2016

58 30 25 55 20 38 15 18

64 1557 25 (Institute of Internal Auditors) 503 (University of Surrey) 35 13 885 1808 19 2016

48 8178 646 1918 5820 8196 1318 (i) (ii) (iii) (iv) (v) (i) (ii) 20

68 20 48 20 University of Wolverhampton 38 10 28 5 21 2016

22

3.10(1) 3.10A 3.10(2) 108 3.13 23 2016

4/4 7/7 9/11 3/5 1/5 2/2 1/1 7/9 5/7 6/9 4/5 4/4 1/2 24

25 2016

A.2.1 A.6.5 (i) (ii) (iii) 3.21 C3 26

(i) (ii) 1/1 2/2 2/2 2/2 1/1 1/1 3.25 11 27 2016

1,000,000 1,000,001 1,500,000 2 11 2/2 2/2 3/4 3/3 1/1 28

A.5 3/3 2/2 2/2 3/3 3/3 1/2 29 2016

840,000 180,000 1,020,000 COSO 30

3.29 15 2807 8299 csengltd@netvigator.com 64 88 34 3402 2 21 31 2016

64 113 3R (Reduce) (Recycle) (Reuse)) 32

35 84 33 2016

P05044 34

5 791,664 808,083 (709,846) (682,160) 81,818 125,923 7 3,440 1,425 (32,302) (44,200) 8 (871) (1,218) 52,085 81,930 9 (8,549) (16,159) 10 43,536 65,771 14 4.2 7.0 35 2016

15 105,732 82,678 17 30,936 26,071 18 183,912 141,941 29(c) 132 293 1,973 19 142,208 117,941 359,161 286,246 17 36,655 29,038 20 174,132 123,475 29(c) 69 793 4,810 21 9,179 10,313 220,035 168,429 139,126 117,817 244,858 200,495 36

21 10,945 11,162 22 7,789 6,745 18,734 17,907 226,124 182,588 23 10,300 10,300 215,824 172,288 226,124 182,588 35 84 37 2016

a b c 70 112,667 112,737 65,771 65,771 (76,000) (76,000) (70) (70) 9,013 78,825 (87,838) 1,287 75,963 77,250 (4,264) (4,264) b 7,164 7,164 10,300 150,524 7,164 (87,838) 102,438 182,588 43,536 43,536 10,300 150,524 7,164 (87,838) 145,974 226,124 a. b. Golden Roc Holdings LimitedGolden Roc c. Golden Roc Golden Roc 38

52,085 81,930 31,433 23,688 (3,256) (986) (291) 1,071 388 871 1,218 (150) 82,054 105,947 (4,865) 25,059 (41,971) (16,187) 161 8,085 7,617 19,362 42,155 24,377 (724) (191) 84,427 166,452 (14,288) (17,468) 70,139 148,984 39 2016

150 (37,351) (39,518) (70) 7,323 2,110 14,109 16,700 (29,878) (6,669) (76,000) (20,000) (24,364) (15,123) (23,714) (13,916) (4,264) (717) (1,013) (154) (205) 7,164 20,000 12,000 19,520 77,250 (15,994) (27,542) 24,267 114,773 19 117,941 3,168 19 142,208 117,941 40

1. 31 55% 45% 55% 45% 5 41 2016

2. 19 9 3 15 3 15 3 16 5 1 1 1 16 1 38 16 1 41 27 1 10 28 4 10 1 12 28 11 1 7 2 12 2 1 2 3 4 5 42

2. 9 9 9 9 9 9 9 9 39 9 9 39 43 2016

2. 9 39 9 9 9 39 39 39 9 9 44

2. 15 15 15 1 2 3 4 5 15 15 18 11 15 15 15 16 16 12 45 2016

2. 16 16 16 17 16 17 16 16 15 46

2. 1 (i) (ii) (i) (ii) 1 7 7 47 2016

2. 7 7 3. 48

3. (i) (ii) (iii) (i) (ii) (iii) (iv) 49 2016

3. 50

3. 51 2016

3. 52

3. 53 2016

3. 54

3. 55 2016

3. 56

3. 57 2016

3. 4. 3 58

4. 3 105,732,000 82,678,000 59 2016

4. 183,912,000 141,941,000 5. 790,768 807,631 896 452 791,664 808,083 6. 10% A 510,380 408,033 B 113,952 207,305 C 89,863 98,360 60

7. 3,256 986 291 150 128 34 20 3,440 1,425 128 (19) 109 8. 154 205 717 1,013 871 1,218 61 2016

9. 7,510 14,006 (5) (33) 7,505 13,973 22 1,044 2,186 8,549 16,159 16.5% 52,085 81,930 16.5%16.5% 8,594 13,518 204 2,608 (24) 75% 20,000 (20) (20) (5) (33) (200) 86 8,549 16,159 62

10. 97,581 87,413 3,283 2,933 100,864 90,346 (10,549) (11,202) 90,315 79,144 84 7,752 7,865 23,681 15,739 31,433 23,688 820 1,008 813 3,293 3,072 4,301 4,705 840 1,020 210 14,328 1,071 388 63 2016

11. viii 1,320 1,320 1,320 18 1,338 vi 700 16 716 iv 20 1 21 ix 150 150 vii 150 150 ix 150 150 v 450 3,360 35 3,845 i 1,300 1,300 i 1,320 18 1,338 ii 450 10 460 iii 39 39 iii 39 39 iii 39 39 117 3,070 28 3,215 64

11. (i) (ii) (iii) (iv) (v) (vi) (vii) (viii) (ix) (x) 33 12. 11 1,751 2,099 514 1,278 36 53 2,301 3,430 1,000,001 1,500,000 2 3 65 2016

13. 76,000,000 14. 43,536 65,771 1,030,000 934,055 901,250,000 23(a) (c) 128,750,000 23(d) 66

15. 102,857 1,158 10,531 114,546 41,850 822 355 3,087 46,114 (721) (735) (1,456) (4,401) (2,361) (6,762) 139,585 822 778 11,257 152,442 41,574 4,404 441 10,230 3,096 59,745 (656) (822) (86) (1,140) (2,704) (17,739) (11) (2,161) (19,911) 162,764 4,404 1,122 18,186 3,096 189,572 44,314 774 6,578 51,666 20,991 411 114 2,088 23,604 (564) (504) (1,068) (2,384) (2,054) (4,438) 62,357 411 384 6,612 69,764 27,310 778 179 3,037 129 31,433 (386) (822) (43) (382) (1,633) (13,556) (7) (2,161) (15,724) 75,725 367 513 7,106 129 83,840 87,039 4,037 609 11,080 2,967 105,732 77,228 411 394 4,645 82,678 4 5 4 4 4 25,249,000 349,000 29,766,000 476,000 67 2016

16. 17,438 (17,438) 945 84 (1,029) 50 68

17. 1,863,565 1,232,836 (1,869,284) (1,235,803) (5,719) (2,967) 30,936 26,071 (36,655) (29,038) (5,719) (2,967) 18. 90,868 72,568 4,550 2,336 88,494 67,037 183,912 141,941 78,183,100 65,289,000 69 2016

18. 42 1 60,178 57,569 1 2 30,690 14,946 3 53 90,868 72,568 1 24,903 14,946 1 3 3 53 24,903 14,999 70

19. 139,201 87,941 3,007 30,000 142,208 117,941 0.001% 0.01%0.001% 0.01% 0.2% 0.4%0.55% 1% 20. 122,975 95,754 28,036 17,481 23,121 10,240 174,132 123,475 20,856,000 14,029,000 272,000 308,000 71 2016

20. 1 23,873 66,716 1 3 69,586 25,266 3 6 26,414 1,500 6 3,102 2,272 122,975 95,754 0 60 21. 9,179 10,313 10,945 11,162 20,124 21,475 3 53 5 2.5% 8.7%2.8% 8.7% 72

21. 9,749 10,879 9,179 10,313 7,556 7,993 7,275 7,827 3,726 3,510 3,670 3,335 21,031 22,382 20,124 21,475 (907) (907) 20,124 21,475 20,124 21,475 12 (9,179) (10,313) 12 10,945 11,162 17,789,000 21,475,000 2,335,000 22. (7,076) 2,314 203 (4,559) (2,534) 1,089 (741) (2,186) (9,610) 3,403 (538) (6,745) (2,503) 1,710 (251) (1,044) (12,113) 5,113 (789) (7,789) 73 2016

22. 1,212,000 30,928,000 20,623,000 5,103,000 3,403,000 23. 0.01 (a) 38,000,000 380 (b) 1,962,000,000 19,620 2,000,000,000 20,000 (a) 1 (c) 901,249,999 9,013 (d) 128,750,000 1,287 1,030,000,000 10,300 (a) (b) (c) (d) 380,000 38,000,000 0.01 Golden Roc 1,962,000,000 380,000 20,000,000 Golden Roc Bojin International Limited Eternity Sail Limited (i) Golden Roc (ii) 901,249,999 Golden Roc 128,750,000 0.01 0.60 77,250,000 4,264,000 74

24. 21 19 25. (a) 325,456 259,971 194,325 145,143 (b) (c) 21 75 2016

25. (c) 19 42 65%68% 99% 100% 76

25. (c) 1 1 2 2 5 145,496 145,496 145,496 7,180 18,144 2,712 28,036 28,036 9,749 7,556 3,726 21,031 20,124 69 69 69 162,494 25,700 6,438 194,632 193,725 105,394 105,394 105,394 3,452 11,882 2,147 17,481 17,481 10,879 7,993 3,510 22,382 21,475 793 793 793 120,518 19,875 5,657 146,050 145,143 77 2016

25. (d) 26. 1,475 2,895 414 1,475 3,309 78

27. 10% 1% 0.1% 5 1 (i) (ii) (iii) 28. 5%5% 1,500 1,250 79 2016

29. (a) 55% 45% 50% 50% 50% 50% 55% 45% 50% 50% (b) (i) 1,700 (i) 15,000 (ii) (68) (ii) (256) (ii) (540) (425) (ii) (468) (388) (ii) (30) (i) A (ii) A A 80

29. (c) 7,642 195 45 552 293 320 293 24 241 7,698 6,990 409 65 132 132 293 69 793 (d) 2,335,000 (e) 6,718 5,558 89 82 6,807 5,640 81 2016

30. 87,838 87,838 (a) 63,351 46,335 229 18,411 63,580 64,746 92 178 63,488 64,568 151,326 152,406 10,300 10,300 (b) 141,026 142,106 151,326 152,406 (a) (b) 78,825 78,825 75,963 75,963 (4,264) (4,264) 7,164 7,164 (15,582) (15,582) 150,524 7,164 (15,582) 142,106 (1,080) (1,080) 150,524 7,164 (16,662) 141,026 82

31. Eternity Sail Limited 1 100% 100% Bojin International Limited 1 100% 100% Jumbo Riches Limited 1 100% Golden Peach 1 100% Enterprises Limited Auto Brave Limited 1 100% 10,000 100% 100% 60,000 100% 100% Alliance Master 1 100% Limited 10,000 100% 100% 83 2016

32. (i) 13,772,000 8,417,000 (ii) 840,000 2,750,000 720,000 1,550,000 120,000 1,200,000 33. (i) 0.90 206,000,000 (ii) (iii) Jumbo Riches Limited Jumbo Riches Limited Goldyard Finance Limited 1,700,000 Goldyard Finance Limited Goldyard Finance Limited 84