目錄 2 4 6 19 27 38 52 54 55 57 58 60 61 117 2014
146.4% 3.44 1.61 2.17 59.5% 63.0% 1.02 2013 2 44,094 576,286 2.35 68.2% 6.33 2
31.9% 100 29 87 8,500 3.0 2.5 1.02 3 2014
PO Box 309 Ugland House Grand Cayman, KY1-1104 Cayman Islands 599 B 13 23 361016 3 5 504 A 183 54 199 22 Royal Bank of Canada Trust Company (Cayman) Limited 4th Floor, Royal Bank House 24 Shedden Road George Town Grand Cayman KY1-1110 Cayman Islands 4
183 17 1712-1716 31-33 3313 www.artgo.cn +86 592 2103888 +86 592 2132888 5 2014
44,094 100 29 87 6
72 2.0 250,000 55.8 30 18.6 27.9 25 930 JORC 51.3 46.6 8.8 106.7 23.1 21.0 44.1 7 2014
(i) 20 (ii) 24 JORC 4.7 10
344.3 204.5 (1) 2013 11 8 191.9 (2) 69 100 (a) % (%) % (%) 38,950 11.3 88.0 37,555 26.9 85.1 70,682 20.5 55.7 77,963 55.8 51.7 234,707 68.2 61.0 24,257 17.3 45.2 344,339 100.0 63.0 139,775 100.0 59.5 11 2014
(b) 7,365 6,570 315,883 356,383 576,286 78,579 5,288.5 5,716.1 223.8 218.8 407.3 308.7 7.5% 2.3% 31.9% 12
(c) 45,094 14.0% 50,199 37.2% 276,445 86.0% 84,752 62.8% 321,539 100.0% 134,951 100.0% 23.2% 127.5 51.3% 34.7% 9.5% 4.5% 61.0 64.0 25.0 34.0 25.3% 13 2014
(1) (2) 9.5% 10.4% 133.6 63.0% 59.5% 17.4 2.3 3.4 2.8 0.6 0.5 27.5 8.0% 24.5 17.5% 2.6 14
43.0 12.5% 45.6 32.6% 13.7 9.2 1) 4.7 2) 4.8 344 368 50.9 28.7 3.0 2.4 12.7 41.9 15 2014
102.3 0.4 133.6 2013 14.4 (i) 144.2 (ii) 107.5 46.1 25.3 8.9 746.3 175.4 1) 685.0 2) 36.0 3) 10.6 4) 9.6 5) 9.3 11.0 2013 718.7 194.9 183.9 61.0 14.6% 69.9 217 187 16
15.7 61.8 20 33 1-9 23.0 107.5 130.5 80.0 10.8% 759.8 842.0 3.5 4.6 125.9 114.9 (i) 9.6 (ii) 9.3 (iii) 10.6 17 2014
36.0 11.3 10.4 20.0 833.0 655.5 29.8 625.7 56.4 9.2 63.0 2.6 257.4 4.7 183.3 13.3 65.6 625.7 29.8 18
37 48 52 44 35 50 46 54 37 13 7 Xiamen Sharing Metals & Minerals Import and Export Co., Ltd. Lin Investment Development Holdings Group Limited Liu s Group XV Liu s Group 678,127,548 19 2014
48 29 EMBA 52 25 20
(PRC Natural Marble, Granite Resources and Research) (PRC Natural Marble, Decorative Granite Stone Resources Forecast and Analysis) 44 2,000,001 0.15% 21 2014
35 2483 50 18 601636 22
46 15 Grant Thornton Group Grant Thornton Accounting Firm 54 16 23 2014
47 21 Shanxi Sida Construction Materials Co., Ltd Shanxi Huajun Stone Enterprise Co., Ltd Hubei Era Mining Co., Ltd. 43 20 24
48 15 48 28 Henan Zhumadian Industrial Trading Center Henan Junding Group Co., Ltd. 2,666,668 2,666,668 25 2014
33 10 IPO 44 20 2475 ECB GDR 600870 34 11 26
14 A.2.1 10 Liu s Group 526,000,000 152,127,548 Liu s Group B.8 A3(a)(i) B.8 B.8 (i) (ii) Liu s Group 152,127,548 27 2014
19 23 A.2.1 A.2.1 28
3.13 A.4.1 A.4.2 29 2014
C C C A, C C C C C A B C 30
4 5 31 2014
32
6/6 2/2 2/2 1/1 0/0 0/0 6/6 0/1 2/2 0/0 2/4 0/1 2/2 0/1 6/6 1/1 6/6 2/2 2/2 0/1 6/6 2/2 2/2 *1/1 6/6 2/2 2/2 2/2 1/1 * D.3.1 33 2014
52 53 3.13 34
183 54 2 21 35 2014
3 5 504A 852 3529 2542 ir@artgo.cn 36
IR@artgo.cn (http://www. artgo.cn/investment.php) 37 2014
22 833.0 655.5 29.8 625.7 56.4 9.2 63.0 2.6 257.4 4.7 183.3 13.3 65.6 625.7 29.8 15 38
30 866.9 16.3% 52.6% 21.7% 62.3% 5% 25 460,000 135,000 2 28 29 117 39 2014
3.13 84 83(3) 13.51B(1) 40
8 41 2014
42 (a) (b) (d) (c) 12,000,006 0.9% (d) 2.39 2.65 10% 42
(e) (i) 10% (ii) 18 20% (iii) 30 60% (iv) 42 100% (f) 1.00 (g) (i) (ii) 14 (iii) (iv) (v) (vi) 43 2014
16,666,675 16,666,675 2,666,668 12,000,006 2.39 1 2 2,000,001 3 16,666,675 4,666,669 12,000,006 (1) 6 42 2.39 1,199,998 2.39 1,199,998 2.39 4,800,001 2.39 4,800,009 12,000,006 (2) 2,666,668 (3) 2,000,001 44
(a) (b) (i) (ii) (b) (e) (i) (ii) (iii) (c) 10% 133,333,400 10% (d) 1% 45 2014
(e) (i) (ii) (iii) (f) (g) 1.00 (h) (i) (ii) (iii) (i) 10 46
A. XV XV 7 8 352 (a) (1) (2) 678,127,548(L) 50.86% (3) 2,000,001(L) 0.15% (b) 1 Liu s Group 100(L) 100% (1) L (2) Liu s Group XV Liu s Group (3) 2,000,001 47 2014
B. XV 2 3 336 1 Liu s Group 678,127,548(L) 50.86% China Marble Investment Holdings Limited 321,872,452(L) 2 24.14% Carlyle Asia Growth Partners IV, L.P. 321,872,452(L) 2 24.14% CAGP IV General Partner L.P. 321,872,452(L) 2 CAGP IV, Ltd. 321,872,452(L) 2 24.14% 24.14% TC Group Cayman Investment Holdings Sub, L.P. 321,872,452(L) 2 24.14% TC Group Cayman Investment Holdings, L.P. 321,872,452(L) 2 24.14% Carlyle Holdings II L.P. 321,872,452(L) 2 Carlyle Holdings II GP L.L.C. 321,872,452(L) 2 The Carlyle Group L.P. 321,872,452(L) 2 24.14% 24.14% 24.14% 48
(1) L (2) China Marble Investment Holdings Limited 91.83% Carlyle Asia Growth Partners IV, L.P. The Carlyle Group L.P. Carlyle Holdings II GP L.L.C. Carlyle Holdings II L.P. TC Group Cayman Investment Holdings, L.P. TC Group Cayman Investment Holdings Sub, L.P. CAGP IV, Ltd. CAGP IV General Partner L.P Carlyle Asia Growth Partners IV, L.P. XV The Carlyle Group L.P. Carlyle Holdings II GP L.L.C. Carlyle Holdings II L.P. TC Group Cayman Investment Holdings, L.P. TC Group Cayman Investment Holdings Sub, L.P. CAGP IV, Ltd. CAGP IV General Partner L.P. Carlyle Asia Growth Partners IV, L.P. China Marble Investment Holdings Limited China Marble Investment Holdings Limited 34 34 14A.76(1) 14A.90 14A.95 14A 49 2014
25% Liu s Group 183 17 1712-1716 50
ArtGo Mining Holdings LimitedArtGo Holdings Limited ARTGO MININGARTGO HOLDINGS 51 2014
54 116 52
53 2014
4 344,339 139,775 (127,511) (56,597) 216,828 83,178 5 19,905 4,298 (27,541) (24,500) (43,018) (45,564) (8,259) (593) 6 (13,698) (4,501) 7 144,217 12,318 9 (41,885) (12,720) 10 102,332 (402) 11 8.00 (0.04) 54
12 48,331 41,051 13 12,768 14 77,413 77,206 16 16,225 11,144 17 2,400 11,168 18 5,801 19 1,702 1,702 164,640 142,271 20 69,898 60,973 21 61,836 15,706 16 40,739 10,545 22 197 19 36,000 19 966,501 883,235 1,174,974 970,656 23 130,470 22,967 24 62,049 66,194 14,513 6,733 25 125,900 114,900 22 71 71 333,003 210,865 841,971 759,791 1,006,611 902,062 55 2014
18 3,174 3,196 24 18,600 27,900 26 5,900 27 11,712 9,906 39,386 41,002 967,225 861,060 28 10,492 10,492 30 956,733 850,568 967,225 861,060 56
28 30(a) 30(b) 30(c) 29 30(d) 94 (19,048) 26,636 (23,637) (15,955) (402) (402) 231,745 231,745 7,869 (7,869) 2,623 692,500 695,123 (49,468) (49,468) 1,308 (1,308) 488 (488) 17 17 10,492 866,908* 1,308* 582* 17* (19,048)* 26,636* (25,835)* 861,060 10,492 866,908 1,308 582 17 (19,048) 26,636 (25,835) 861,060 102,332 102,332 30(b) 11,377 (11,377) (30(c) 476 (476) (298) 298 29 3,833 3,833 10,492 866,908* 12,685* 760* 3,850* (19,048)* 26,636* 64,942* 967,225 * 956,733,000 850,568,000 57 2014
144,217 12,318 12 4,887 3,284 13 266 14 936 757 7 1 1 26 (105) 7 2,750 29 3,833 17 6 13,698 4,501 (5) (1,873) 5 (17,418) (2,138) 153,060 16,867 (46,130) (15,665) (8,925) (32,838) (25,299) (11,936) 107,503 19,079 197 203 (2,794) 45,111 177,612 20,821 (39,928) (5,776) (11,836) (1,789) 7,708 1,166 133,556 14,422 (9,580) (24,917) (9,300) (18,640) (513) (3,496) (1,279) (170) 1 26 6,005 (685,000) (125,500) (10,629) (2,671) (36,000) (746,295) (175,394) 58
194,900 114,900 (183,900) (28,000) 695,123 (49,468) 1,993 (15,873) 11,000 718,675 (601,739) 557,703 709,735 153,092 5 (1,060) 108,001 709,735 108,001 709,735 19 858,500 173,500 19 966,501 883,235 19 (858,500) (173,500) 108,001 709,735 59 2014
15 851,109 223,383 16 156 22 197 19 428 655,029 584 655,226 24 1,592 29,552 15 18,393 9,221 22 16 16 20,001 38,789 (19,417) 616,437 831,692 839,820 28 10,492 10,492 30 821,200 829,328 831,692 839,820 60
1. P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 183 54 Liu Investment Development Holdings Group Limited Liu s Group 2.1 622 9 11 76 87 32 61 2014
2.1 (i) (ii) (iii) (i) (ii) iii) 2.2 10 12 27 32 36 39 21 2 3 1 1 1 62
2.3 9 4 10 2 28 11 2 14 5 15 3 16 2 38 16 2 41 19 1 27 2 1 1 2 1 2 3 4 5 622 9 39 9 9 9 63 2014
2.3 15 15 15 15 15 16 38 16 38 2.2 2.4 (a) (b) (c) 64
2.4 39 39 65 2014
2.4 66
2.4 (a) (i) (ii) (iii) 67 2014
2.4 (b) (i) (ii) (iii) (iv) (v) (vi) (a) (vii) (a)(i) 3 5 19% 32% 5 10 10% 19% 5 19% 7 10 10% 14% 68
2.4 30 (a) (b) (c) 69 2014
2.4 70
2.4 (a) (b) (c) (d) 10 71 2014
2.4 72
2.4 (a) (b) 73 2014
2.4 74
2.4 75 2014
2.4 76
2.4 77 2014
2.4 (a) (a) (b) (c) (d) (b) (c) 29 78
2.4 79 2014
2.4 80
3. (a) (b) 14,513,000 6,619,000 (c) 48,331,000 41,051,000 81 2014
3. (d) 5,801,000 18 (e) (f) 6.15% 6.55% 11,712,000 9,906,000 82
3. (g) 69,898,000 60,973,000 4. % % 70,682 21 77,963 56 234,707 68 24,257 17 38,950 11 37,555 27 344,339 100 139,775 100 83 2014
4. * 321,539 134,951 22,800 4,824 344,339 139,775 * 10% A 56,082 * B 50,774 * * 10% 84
5. 17,418 2,138 1,873 2,315 26 105 67 287 19,905 4,298 6. 6,555 1,941 21 4,774 1,698 1,984 27 671 576 13,698 4,501 85 2014
7. 127,511 56,597 8 41,554 23,696 29 3,833 17 1,620 1,476 2,968 2,414 974 1,182 50,949 28,785 12 4,887 3,284 13 266 14 936 757 6,089 4,041 3,616 1,536 3,418 2,870 16(a) 819 283 3,231 1,509 29,494 3,380 (1,873) 2,750 1 1 5 (17,418) (2,138) 86
8. 622 11 78 32 161 481 3,038 1,010 640 45 24 3,723 1,034 4,204 1,034 (a) 147 187 147 481 87 2014
8. (b) 1,832 2 1,834 (1) 63 2 65 259 17 640 916 263 22 285 (2) 115 1 116 (3) 506 1 507 3,038 45 640 3,723 (4) 3,038 45 640 3,723 403 2 405 273 19 292 136 1 137 198 2 200 1,010 24 1,034 (4) 1,010 24 1,034 (1) (2) (3) (4) 1 88
8. (c) 8(b) 3,819 1,227 2,556 6 18 43 6,393 1,276 1,000,000 4 1,000,001 2,000,000 3 2,000,001 3,000,000 1 4 4 9. 25% 89 2014
9. 47,708 12,489 18 (5,823) 231 41,885 12,720 144,217 12,318 * 11,960 34,637 156,177 46,955 25% 38,841 10,448 16.5% 134 852 3,068 211 5,003 133 (25) (997) (3,029) 10% 99 (133) 41,885 12,720 * 90
10. 11,961,000 34,637,000 30 11. 1,333,334,000 992,310,587 12. 1,015 25,402 3,112 4,073 9,330 3,138 46,070 217 429 1,945 2,032 1,135 6,411 12,169 (3) (3) 390 3,113 (3,503) 1,622 25,831 5,054 6,105 13,578 6,046 58,236 548 3,177 651 581 62 5,019 130 3,301 794 599 63 4,887 (1) (1) 678 6,478 1,444 1,180 125 9,905 467 22,225 2,461 3,492 9,268 3,138 41,051 944 19,353 3,610 4,925 13,453 6,046 48,331 91 2014
12. 810 11,253 1,294 2,977 176 317 16,827 205 12,578 1,820 1,096 9,154 4,392 29,245 (2) (2) 1,571 (1,571) 1,015 25,402 3,112 4,073 9,330 3,138 46,070 255 1,024 155 302 1,736 293 2,153 497 279 62 3,284 (1) (1) 548 3,177 651 581 62 5,019 555 10,229 1,139 2,675 176 317 15,091 467 22,225 2,461 3,492 9,268 3,138 41,051 13. 13,300 (266) 13,034 16 (266) 12,768 * 92
14. (a) 77,089 117 77,206 1,143 1,143 (852) (84) (936) 76,237 1,176 77,413 81,137 1,283 82,420 (4,900) (107) (5,007) 76,237 1,176 77,413 9,056 12,758 24 21,838 55,840 170 115 56,125 12,928 (12,928) (735) (22) (757) 77,089 117 77,206 81,137 140 81,277 (4,048) (23) (4,071) 77,089 117 77,206 93 2014
14. (a) 15. ArtGo Investment Limited BVI *: 851,109 223,383 851,109 223,383 * BVI 1.00 94
15. % BVI (1) (2) (1) 1 100 100 100 90,000,000 100 60,000,000 100 18,000,000 100 (1) (2) 95 2014
16. 706 1,588 141 1,641 1,620 (a) 819 819 13 266 1,293 2,240 (b) 17,128 165 3,724 2,338 10,743 1,033 1,281 711 1,385 1,643 40,739 10,545 (a) 10,325 11,144 (c) 5,900 16,225 21,689 96
16. (a) 2,134,000 10,146,000 15 (b) (c) 17. 2,400 5,116 3,381 2,671 2,400 11,168 97 2014
18. 9 312 61 4,630 798 5,801 312 61 4,630 798 5,801 2,750 446 3,196 9 (321) 299 (22) 2,429 745 3,174 98
18. (a) 25% (b) 10% 106,043,000 5,004,000 19. 145,703 711,437 428 655,029 858,500 173,500 1,004,203 884,937 428 655,029 (1,702) (1,702) (36,000) 966,501 883,235 428 655,029 99 2014
19. 1,003,906 229,316 363 113 655,058 65 655,029 184 563 1,004,203 884,937 428 655,029 100
20. 62,407 51,997 6,699 8,286 792 690 69,898 60,973 11,341,000 49,000,000 25 21. 61,836 15,706 61,836 15,706 8,633 10,791 6,615 4,758 32,080 157 13,267 1,241 61,836 15,706 11,559,000 565,000 101 2014
21. 5% 1 59,870 15,549 812 157 292 862 61,836 15,706 4,774,000 6 102
22. Liu s Group 197 197 (a) 71 71 16 16 (a) 23. 50,470 22,967 80,000 130,470 22,967 2,601 9,146 506 2,610 123 1,791 127,240 9,420 130,470 22,967 103 2014
23. 40,000,000 20,000,000 16,000,000 20,000,000 20,000,000 80,000,000 24. 28,843 8,618 1,279 1,263 (a) 9,300 9,300 10,639 7,485 3,864 29,552 432 2,644 3,136 1,874 382 900 1,145 790 305 214 (a) 3,084 1,984 919 291 62,049 66,194 (a) 18,600 27,900 18,600 27,900 80,649 94,094 104
24. 1,507 29,552 85 1,592 29,552 (a) 27,900,000 6.00% 30 25. (a) 49,000 (b) 125,900 65,900 125,900 114,900 (%) 6.44-7.28 5.88-7.84 (a) 49,000,000 11,341,000 (b) 125,900,000 62,300,000 3,600,000 105 2014
26. 6,005 5 (105) 5,900 27. 9,906 176 1,135 9,154 6 671 576 11,712 9,906 28. 3,000,000,000 0.01 3,000,000,000 0.01 23,651 23,651 1,333,334,000 0.01 1,333,334,000 0.01 10,492 10,492 106
29. 42 (a) 2.39 16,666,675 (b) * (4,666,669) 12,000,006 (a) 2.39 (b) 1,199,998 2.39 1,199,998 2.39 4,800,001 2.39 4,800,009 2.39 12,000,006 107 2014
29. 1,666,667 2.39 1,666,668 2.39 6,666,670 2.39 6,666,670 2.39 16,666,675 12,056,000 9,487,000 1.00 0.79 4,871,000 3,833,000 17,000 (%) (%) 46.05~55.29 (%) 0.26~1.23 12,000,006 12,000,006 120,000 28,560,000 12,000,006 0.9% 108
30. 57 (a) (b) 10% 50% 10% (c) (d) (i) 33,636,000 (ii) 7,000,000 109 2014
30. (e) 2.4 (2,960) (2,960) (34,637) (34,637) 231,745 231,745 (7,869) (7,869) 692,500 692,500 (49,468) (49,468) 29 17 17 866,908 17 (37,597) 829,328 (11,961) (11,961) 29 3,833 3,833 866,908 3,850 (49,558) 821,200 110
31. 32. 6,929 3,110 12,301 7,114 81 19,311 10,224 33. 10,308 8,078 60 1,762 10,122 10,368 19,962 111 2014
34. (a) (i) 374 (i) 542 542 Liu s Group (15,873) (i) (b) 22 (c) 8,418 2,942 3,194 14 150 77 11,762 3,033 8 112
35. 36. 113 2014
36. 72% 73% 44,452,000 11,490,000 5.0% 242 52 (242) (52) 11 32,753 (11) (32,753) 114
36. 63,130 66,710 129,840 50,470 20,000 60,000 130,470 35,177 12,838 20,274 68,289 71 71 85,718 83,130 139,548 20,274 328,670 1,931 117,087 119,018 22,967 22,967 41,679 12,258 650 31,471 86,058 71 71 64,717 14,189 117,737 31,471 228,114 115 2014
36. 25 37 (a) ArtGo Holdings Limited (b) Liu s Group 526,000,000 152,127,548 38. 116
344,339 139,775 8,210 173 (127,511) (56,597) (4,505) (126) 216,828 83,178 3,705 47 19,905 4,298 210 52 (27,541) (24,500) (7,953) (114) (43,018) (45,564) (12,257) (4,212) (8,259) (593) (855) (16) (13,698) (4,501) (2,254) (142) 144,217 12,318 (19,404) (4,385) (41,885) (12,720) (17) 102,332 (402) (19,421) (4,385) 102,332 (402) (19,421) (4,122) (263) 102,332 (402) (19,421) (4,385) 8.00 (0.04) 117 2014
164,640 142,271 42,109 1,174,974 970,656 238,413 39,386 41,002 4,158 333,003 210,865 292,319 967,225 861,060 (15,955) 967,225 861,060 (15,955) 118