US Dollor ond Selection - Hong Kong and China For Indications and Internal Use Only Issuer 发 行 人 ISIN Cpn Cp n Fre q Maturity (MM-DD- YY) Callable (MM-DD- YY) Risk Rating Rank Ratings Investm ent Grade Issue Size (mn) Min Piece ench mark Px id Px Ask Ask YTM (Ask) YTC (Ask) 利 息 派 息 频 率 到 期 日 可 提 早 赎 回 日 风 险 等 级 清 偿 次 序 S&P 标 普 评 级 Mdy's 穆 迪 评 级 投 资 级 别 发 行 量 ( 百 万 美 元 ) 最 小 认 购 额 基 准 买 入 卖 出 Spread (Mtry.) 到 期 利 率 ( 卖 出 ) 可 提 早 赎 回 利 率 ( 卖 出 ) AVIC INTL FINANCE INVEST 中 航 国 际 XS0968302629 4.750 S/A 9/12/2018 N/A Moderate Sr Unsecured - aa3 Y 300 200,000 AO-TRANS ENTERPRISE 宝 钢 XS1001851994 3.750 S/A 12/12/2018 N/A Moderate Sr Unsecured A- aa1 Y 500 200,000 AOSTEEL FINANCING 2015 宝 钢 资 源 XS1172051424 3.875 S/A 1/28/2020 N/A Moderate Sr Unsecured + aa1 Y 500 200,000 102.09 104.12 257.61 3.518 N/A 101.70 103.07 190.21 2.898 N/A 100.13 101.32 234.17 3.582 N/A CSSC CAPITAL 2013 LTD 中 国 船 舶 ( 建 设 银 行 香 港 分 XS1002908041 2.750 S/A 12/12/2016 N/A Low Sr Unsecured N/A A1 Y 800 200,000 100.09 101.35 155.39 1.998 N/A CHALIECO HONG KONG CORP 中 铝 国 际 工 程 HKEX:2068 XS1038640972 6.875 S/A Perpetual 2/28/2017 High Sr Unsecured N/A N 300 200,000 101.26 103.01 479.64 10.666 5.306 CHALCO HK INVESTMENT CO 中 国 铝 业 HKEX:2600 XS1022157611 6.250 S/A Perpetual 4/17/2017 High Sr Unsecured N/A N/A Unrated 400 200,000 101.13 102.88 429.35 9.981 4.846 CHALCO HK INVESTMENT CO CHINALCO FINANCE CHINA OVERSEAS FIN CAYMA 中 国 铝 业 HKEX:2600 中 国 铝 业 HKEX:2600 ( 中 国 银 行 澳 门 分 中 国 海 外 发 展 HKEX:0688 XS0984058957 6.625 S/A Perpetual 10/29/2018 High Sr Unsecured N/A N/A Y 350 200,000 XS1150454822 3.625 S/A 12/11/2019 N/A Low Sr Unsecured N/A A1 Y 500 200,000 XS0745169044 4.875 S/A 2/15/2017 N/A Moderate Sr Unsecured + aa1 Y 750 200,000 104.25 106.00 387.15 9.493 4.841 100.83 102.16 192.91 3.141 N/A 103.81 105.21 171.91 2.217 N/A CHINA OVERSEA FIN KY III 中 国 海 外 发 展 HKEX:0688 XS0984184316 3.375 S/A 10/29/2018 N/A Moderate Sr Unsecured + aa1 Y 500 200,000 99.80 101.51 197.26 2.942 N/A CHINA OVERSEA FIN KY III 中 国 海 外 发 展 HKEX:0688 XS0972980097 5.375 S/A 10/29/2023 N/A Moderate Sr Unsecured + aa1 Y 500 200,000 106.77 108.55 252.37 4.194 N/A CHINA OVERSEA FIN KY III 中 国 海 外 发 展 HKEX:0688 XS0985567881 6.375 S/A 10/29/2043 N/A Moderate Sr Unsecured + aa1 Y 500 200,000 T 3 1/8 08/15/44 108.33 113.99 310.05 5.409 N/A CHINA RAILWAY RESOURCES 中 国 中 铁 HKEX:0390 XS0880288997 3.850 S/A 2/5/2023 N/A Moderate Sr Unsecured + N/A Y 500 200,000 102.67 104.41 159.92 3.220 N/A CHINA STATE CONS FINANCE 中 国 建 筑 国 际 HKEX:3311 XS0881566680 3.125 S/A 4/2/2018 N/A Moderate Sr Unsecured aa2 Y 500 200,000 99.25 100.86 199.22 2.837 N/A CHINA URANIUM DEVELOPMEN 中 国 广 核 集 团 XS0972715261 3.500 S/A 10/8/2018 N/A Moderate Sr Unsecured N/A A3 Y 600 200,000 102.38 104.11 136.68 2.324 N/A
CHINA RESOURCES LAND LTD 华 润 置 地 HKEX:1109 USG2108YAA31 4.625 S/A 5/19/2016 N/A Moderate Sr Unsecured + aa1 Y 1,000 200,000 102.32 103.77 134.85 1.626 N/A CHINA RESOURCES LAND LTD 华 润 置 地 HKEX:1109 XS1039273740 4.375 S/A 2/27/2019 N/A Moderate Sr Unsecured + aa1 Y 800 200,000 103.18 105.15 197.18 3.013 N/A CHINA RESOURCES LAND LTD 华 润 置 地 HKEX:1109 XS1039273666 6.000 S/A 2/27/2024 N/A Moderate Sr Unsecured + aa1 Y 700 200,000 111.79 114.42 238.55 4.079 N/A CHINA RESOURCES POWER 华 润 电 力 HKEX:0836 XS0622491701 7.250 S/A Perpetual 5/9/2016 High Subordinated a2 N 750 200,000 103.65 105.15 274.60 6.227 3.015 CHINA RESOURCES POWER HL 华 润 电 力 HKEX:0836 XS0528404733 3.750 S/A 8/3/2015 N/A Moderate Sr Unsecured - aa3 Y 500 100,000 01/07/16 100.27 101.61 35.17 0.406 N/A CHINA RESOURCES GAS GROU 华 润 燃 气 HKEX:1193 USG2113AA64 4.500 S/A 4/5/2022 N/A Moderate Sr Unsecured N/A aa1 Y 750 200,000 105.82 107.49 175.00 3.314 N/A CHINA SHIP OVERSEAS FIN 中 国 海 运 ( 中 国 银 行 澳 门 分 XS1017786143 4.250 S/A 1/28/2019 N/A Low Sr Unsecured N/A A1 Y 500 200,000 103.29 105.06 186.74 2.891 N/A CHINA MERCHANTS FINANCE 招 商 局 国 际 HKEX:0044 XS0775625246 5.000 S/A 5/4/2022 N/A Moderate Sr Unsecured + aa2 Y 500 200,000 106.74 109.08 199.53 3.565 N/A COSL FINANCE VI LTD 中 海 油 田 服 务 HKEX:2883 USG2444PAA50 3.250 S/A 9/6/2022 N/A Moderate Sr Unsecured A- A3 Y 1,000 200,000 96.59 98.59 187.09 3.464 N/A COSCO FINANCE 2011 中 国 远 洋 HKEX:1919 ( 中 国 银 行 北 京 分 XS0858461758 4.000 S/A 12/3/2022 N/A Low Sr Unsecured N/A A1 Y 1,000 200,000 99.55 101.22 220.84 3.818 N/A DOULE ROSY LTD 中 粮 置 地 HKEX:0207 XS1132156230 3.625 S/A 11/18/2019 N/A Moderate Sr Unsecured N/A N/A Y 800 200,000 98.76 100.42 232.91 3.527 N/A PROSPEROUS RAY LTD 中 粮 XS0991743310 3.000 S/A 11/12/2018 N/A Moderate Sr Unsecured A- A3 Y 500 200,000 PROSPEROUS RAY LTD 中 粮 XS0991743401 4.625 S/A 11/12/2023 N/A Moderate Sr Unsecured A- A3 Y 500 200,000 100.68 102.41 134.80 2.326 N/A 107.73 110.74 153.47 3.208 N/A COSCO PACIFIC FINANCE 20 中 远 太 平 洋 HKEX:1199 XS0875624099 4.375 S/A 1/31/2023 N/A Moderate Sr Unsecured N/A N/A Unrated 300 200,000 94.52 97.45 314.25 4.763 N/A CNOOC FINANCE 2013 LTD 中 国 海 洋 石 油 HKEX:0883 US12625GA05 1.750 S/A 5/9/2018 N/A Low Sr Unsecured AA- Aa3 Y 750 200,000 98.20 99.52 103.66 1.904 N/A CNOOC FINANCE 2013 LTD 中 国 海 洋 石 油 HKEX:0883 US12625GAC87 3.000 S/A 5/9/2023 N/A Low Sr Unsecured AA- Aa3 Y 2,000 200,000 97.25 98.70 154.16 3.180 N/A CNOOC FINANCE 2013 LTD 中 国 海 洋 石 油 HKEX:0883 US12625GAD60 4.250 S/A 5/9/2043 N/A Low Sr Unsecured AA- Aa3 Y 500 200,000 T 3 1/8 08/15/44 100.76 104.35 169.72 3.992 N/A CNOOC CURTIS FUNDING NO. 中 国 海 洋 石 油 HKEX:0883 USQ25738AA54 4.500 S/A 10/3/2023 N/A Low Sr Unsecured AA- Aa3 Y 1,300 200,000 108.20 109.70 154.12 3.207 N/A CNPC GENERAL CAPITAL LTD 中 国 石 油 HKEX:0857 USG22004AG38 2.750 S/A 5/14/2019 N/A Low Sr Unsecured A+ A1 Y 750 200,000 99.68 100.89 144.11 2.528 N/A CNPC HK OVERSEAS CAPITAL 中 国 石 油 HKEX:0857 USG21895AC44 5.950 S/A 4/28/2041 N/A Low Sr Unsecured A+ A1 Y 500 200,000 T 3 1/8 08/15/44 129.75 133.75 165.17 3.885 N/A
CNPC GENERAL CAPITAL LTD 中 国 石 油 HKEX:0857 USG22004AD07 1.950 S/A 4/16/2018 N/A Low Sr Unsecured A+ A1 Y 500 200,000 98.13 99.45 127.64 2.130 N/A CNPC GENERAL CAPITAL LTD 中 国 石 油 HKEX:0857 USG22004AE89 3.400 S/A 4/16/2023 N/A Low Sr Unsecured A+ A1 Y 750 200,000 99.61 101.35 157.65 3.211 N/A CHINA MERCHANTS LAND LTD 招 商 局 置 地 HKEX:0978 ( 工 银 亚 洲 SLC) XS1001476610 4.021 S/A 12/11/2018 N/A Low Sr Unsecured N/A A2 Y 500 200,000 103.11 104.49 178.40 2.779 N/A KING POWER CAPITAL LTD 香 港 中 旅 XS1125289626 3.875 S/A 11/3/2019 N/A Moderate Sr Unsecured aa3 Y 300 200,000 101.80 103.25 194.01 3.129 N/A KING POWER CAPITAL LTD 香 港 中 旅 XS1125272143 5.625 S/A 11/3/2024 N/A Moderate Sr Unsecured aa3 Y 700 200,000 105.90 107.33 293.86 4.678 N/A FRANSHION DEVELOPMENT LT 方 兴 地 产 HKEX:0817 USG3709DAA03 6.750 S/A 4/15/2021 N/A Moderate Sr Unsecured - aa3 Y 500 200,000 108.75 110.25 338.27 4.811 N/A FRANSHION INVESTMENT LTD 方 兴 地 产 HKEX:0817 XS0847609434 4.700 S/A 10/26/2017 N/A Moderate Sr Unsecured - aa3 Y 500 200,000 101.50 103.00 280.28 3.529 N/A FRANSHION RILLIANT LTD 方 兴 地 产 HKEX:0817 XS0955717946 5.375 S/A 10/17/2018 N/A Moderate Sr Unsecured - aa3 Y 300 200,000 103.75 105.25 287.09 3.833 N/A FRANSHION RILLIANT LTD 方 兴 地 产 HKEX:0817 XS1038803190 5.750 S/A 3/19/2019 N/A Moderate Sr Unsecured - aa3 Y 500 200,000 104.00 105.50 322.22 4.276 N/A HERO ASIA INVESTMENT LTD 中 国 龙 源 电 力 HKEX:0916 XS1114425769 2.875 S/A 10/3/2017 N/A Moderate Sr Unsecured - N/A Y 500 200,000 98.21 99.84 223.06 2.936 N/A HERO ASIA INVESTMENT LTD 中 国 龙 源 电 力 HKEX:0916 XS0860154805 5.250 S/A Perpetual 12/7/2015 High Sr Unsecured N/A N/A Unrated 400 200,000 01/07/16 100.90 102.10 251.49 10.104 2.663 HAINAN AIRLINE HK 海 南 航 空 ( 中 国 银 行 海 南 分 XS0881550684 3.625 S/A 2/7/2020 N/A Low Sr Unsecured A A1 Y 500 200,000 100.78 102.72 178.97 3.035 N/A HUANENG HK CAPITAL LTD 华 能 香 港 XS0942140335 3.375 S/A 6/11/2018 N/A Moderate Sr Unsecured N/A N/A Unrated 400 200,000 99.78 101.23 209.70 2.984 N/A HEEI IRON & STEEL HONG 河 北 钢 铁 ( 农 业 银 行 河 北 分 XS1120848277 2.750 S/A 10/27/2017 N/A Low Sr Unsecured N/A A1 Y 500 200,000 99.40 100.67 176.58 2.493 N/A JINGNENG INV GROUP CO 北 京 能 源 投 资 ( 农 业 银 行 北 京 分 XS1033624401 2.750 S/A 2/26/2017 N/A Low Sr Unsecured N/A A1 Y 300 200,000 99.92 101.23 162.68 2.134 N/A MCC HOLDING HK CORP LTD 中 国 中 冶 XS0650848723 4.875 S/A 7/29/2016 N/A High Sr Unsecured + a1 N 500 200,000 100.55 102.45 282.36 3.158 N/A MCC HOLDING HK CORP LTD 中 国 中 冶 ( 中 国 银 行 伦 敦 分 XS1076469730 2.625 S/A 6/16/2017 N/A Low Sr Unsecured N/A A1 Y 500 200,000 99.49 100.82 165.83 2.265 N/A MCC HOLDING HK CORP LTD 中 国 中 冶 ( 中 国 农 业 银 行 SLC) XS1102905608 2.500 S/A 8/28/2017 N/A Low Sr Unsecured N/A A1 Y 500 200,000 99.16 100.42 165.83 2.331 N/A MINMETALS LAND CAPITAL 五 矿 建 设 HKEX:0230 XS0917943226 5.500 S/A 4/26/2018 N/A Moderate Sr Unsecured N/A N/A Unrated 225 200,000 101.25 103.00 362.53 4.485 N/A CGN MEIYA POWER HOLDINGS 美 亚 电 力 (A rated by Fitch) 中 广 核 集 团 成 员 XS0945673191 4.000 S/A 8/19/2018 N/A Low Secured N/A N/A Y 350 200,000 102.27 104.11 184.10 2.769 N/A
SINOCHEM OVERSEAS CAPITA 中 国 中 化 USG8185TAA72 4.500 S/A 11/12/2020 N/A Moderate Sr Unsecured A- A3 Y 1,500 100,000 SINOCHEM OVERSEAS CAPITA 中 国 中 化 USG8185TA55 6.300 S/A 11/12/2040 N/A Moderate Sr Unsecured A- A3 Y 500 100,000 SINOCHEM GLOAL CAPITAL 中 国 中 化 USG8188LAA10 5.000 S/A Perpetual 11/2/2018 High Subordinated N/A aa2 Y 600 200,000 T 3 1/8 08/15/44 104.96 106.35 191.58 3.279 N/A 126.36 132.96 197.43 4.194 N/A 101.38 103.13 311.38 5.266 4.086 SINOPEC GRP OVERSEA 2013 中 国 石 化 HKEX:0386 USG8200QAA43 2.500 S/A 10/17/2018 N/A Low Sr Unsecured AA- Aa3 Y 750 200,000 100.31 101.47 112.09 2.083 N/A SINOPEC GRP OVERSEA 2013 中 国 石 化 HKEX:0386 USG8200QA26 4.375 S/A 10/17/2023 N/A Low Sr Unsecured AA- Aa3 Y 1,500 200,000 108.24 109.66 142.90 3.097 N/A SINOPEC GRP OVERSEA 2013 中 国 石 化 HKEX:0386 USG8200QAC09 5.375 S/A 10/17/2043 N/A Low Sr Unsecured AA- Aa3 Y 500 200,000 T 3 1/8 08/15/44 119.49 125.41 158.80 3.896 N/A STATE GRID OVERSEAS INV 国 家 电 网 USG8449VAA47 1.750 S/A 5/22/2018 N/A Low Sr Unsecured AA- Aa3 Y 500 200,000 STATE GRID OVERSEAS INV 国 家 电 网 USG8449VA20 3.125 S/A 5/22/2023 N/A Low Sr Unsecured AA- Aa3 Y 1,000 200,000 STATE GRID OVERSEAS INV 国 家 电 网 USG8449VAC03 4.375 S/A 5/22/2043 N/A Low Sr Unsecured AA- Aa3 Y 500 200,000 ZIJIN INTL FINANCE CO LT CHINA ZHENGTONG AUTO SER SDSC INTL FINANCE LTD 紫 金 矿 业 HKEX:2899 ( 中 国 银 行 巴 黎 分 正 通 汽 车 HKEX:1728 ( 中 国 银 行 澳 门 分 山 东 海 运 ( 农 业 银 行 山 东 分 XS0643649956 4.250 S/A 6/30/2016 N/A Low Sr Unsecured N/A A1 Y 480 100,000 XS0969067908 4.500 S/A 6/16/2018 N/A Low Sr Unsecured N/A A1 Y 335 200,000 XS1130030817 3.625 S/A 11/12/2019 N/A Low Sr Unsecured A N/A Y 200 200,000 SKYLAND MINING VI LTD 中 国 黄 金 集 团 XS1086135727 3.500 S/A 7/17/2017 N/A Moderate Sr Unsecured - N/A Y 500 200,000 T 3 1/8 08/15/44 98.46 99.76 95.11 1.826 N/A 100.46 101.85 123.16 2.872 N/A 108.62 111.51 141.83 3.714 N/A 101.92 103.20 159.44 1.906 N/A 104.35 105.69 182.22 2.712 N/A 100.89 102.79 179.59 2.990 N/A 99.46 101.05 241.56 3.051 N/A CRCC YUXIANG LTD 中 国 铁 建 HKEX:1186 XS0928126340 3.500 S/A 5/16/2023 N/A Moderate Sr Unsecured A- A3 Y 800 200,000 99.61 101.07 171.10 3.351 N/A CRCC YUPENG LTD 中 国 铁 建 HKEX:1186 XS1089194341 3.950 S/A Perpetual 8/1/2019 High Sr Unsecured N/A A3 Y 800 200,000 100.70 102.10 230.64 7.028 3.440 DIANJIAN HAIXING 中 国 电 力 建 设 XS1120652455 4.050 S/A Perpetual 10/21/2019 High Sr Unsecured N/A A3 Y 500 200,000 101.15 102.65 225.23 7.188 3.434 FINANCIAL Issuer 发 行 人 ISIN Cpn Cp n Fre q Maturity (MM-DD- YY) Callable (MM-DD- YY) Risk Rating Rank Ratings Investm ent Grade Issue Size (mn) Min Piece ench mark Px id Px Ask Ask YTM (Ask) YTC (Ask)
利 息 派 息 频 率 到 期 日 可 提 早 赎 回 日 风 险 等 级 清 偿 次 序 S&P 标 普 评 级 Mdy's 穆 迪 评 级 投 资 级 别 发 行 量 ( 百 万 美 元 ) 最 小 认 购 额 基 准 买 入 卖 出 Spread (Mtry.) 到 期 利 率 ( 卖 出 ) 可 提 早 赎 回 利 率 ( 卖 出 ) AZURE ORIT INT FIN 交 通 银 行 香 港 分 行 担 保 XS0890073991 3.750 S/A 3/6/2023 N/A Moderate Sr Unsecured A- A2 Y 500 200,000 103.29 104.82 144.50 3.071 N/A ANK OF CHINA HONG KONG 中 银 香 港 HKEX:2388 USY1391CAJ00 5.550 S/A 2/11/2020 N/A Low Subordinated A A3 Y 2,500 100,000 109.34 111.08 189.29 3.139 N/A ANK OF CHINA HONG KONG 中 银 香 港 HKEX:2388 USY1391CDU28 3.750 S/A 11/8/2016 N/A Low Sr Unsecured A+ Aa3 Y 750 200,000 102.98 104.16 91.39 1.330 N/A ANK OF CHINA 中 国 银 行 * HKEX:3988 XS1122780106 6.750 Annu al Perpetual 10/23/2019 High Jr Subordinated - a2 N 39,940 2,000,000 CG 4.04 04/24/19 105.92 107.10 167.21 6.080 5.011 ANK OF CHINA 中 国 银 行 HKEX:3988 US06120TAA60 5.000 S/A 11/13/2024 N/A Moderate Subordinated + aa3 Y 3,000 200,000 105.65 106.93 238.83 4.130 N/A AMIPEACE LTD 中 国 银 行 HKEX:3988 XS1000207180 2.000 S/A 12/6/2016 N/A Low Sr Unsecured N/A A1 Y 600 200,000 99.65 100.83 109.69 1.536 N/A AMIPEACE LTD 中 国 银 行 HKEX:3988 XS1077882717 2.375 S/A 11/26/2017 N/A Low Sr Unsecured A N/A Y 300 200,000 99.52 100.80 132.53 2.080 N/A AMIPEACE LTD 中 国 银 行 HKEX:3988 XS1138358772 3.125 S/A 11/26/2019 N/A Low Sr Unsecured A N/A Y 300 200,000 100.30 102.21 142.85 2.631 N/A AGRICULTURAL K CHINA HK 中 国 农 业 银 行 XS1001656781 2.875 S/A 12/10/2018 N/A Low Sr Unsecured A A1 Y 500 200,000 101.09 102.66 115.49 2.150 N/A ANK OF COMMUNICATIONS 交 通 银 行 HKEX:3328 XS1113240268 4.500 S/A 10/3/2024 10/3/2019 Moderate Subordinated N/A N/A Y 1,200 200,000 101.62 103.06 260.48 3.946 3.775 ANK OF EAST ASIA LTD 东 亚 银 行 HKEX:0023 XS0700181521 6.375 S/A 5/4/2022 5/4/2017 Moderate Subordinated A- aa3 Y 500 200,000 106.25 107.93 212.45 5.139 2.693 ANK OF EAST ASIA LTD 东 亚 银 行 HKEX:0023 XS0521073428 6.125 S/A 7/16/2020 N/A Moderate Subordinated A- aa3 Y 600 100,000 112.15 113.96 198.51 3.298 N/A ANK OF EAST ASIA LTD 东 亚 银 行 HKEX:0023 XS0462883603 8.500 S/A Perpetual 11/5/2019 High Jr Subordinated a3 N 500 100,000 115.25 117.00 328.58 6.660 4.476 ANK OF EAST ASIA LTD 东 亚 银 行 HKEX:0023 XS1138687162 4.250 S/A 11/20/2024 11/20/2019 Moderate Subordinated - a1 Y 500 200,000 99.95 101.18 277.73 3.983 3.976 OC AVIATION PTE LTD 中 银 航 空 租 赁 XS0838771466 2.875 S/A 10/10/2017 N/A Moderate Sr Unsecured - /*+ N/A Y 500 200,000 OC AVIATION PTE LTD 中 银 航 空 租 赁 XS0925008533 4.375 S/A 5/2/2023 N/A Moderate Sr Unsecured - /*+ N/A Y 500 200,000 OC AVIATION PTE LTD 中 银 航 空 租 赁 XS1065044312 3.875 S/A 5/9/2019 N/A Moderate Sr Unsecured - /*+ N/A Y 300 200,000 99.52 100.91 180.81 2.520 N/A 100.40 103.53 223.28 3.870 N/A 102.78 104.20 173.53 2.819 N/A CHINA TAIPING CAPITAL 中 国 太 平 (HKEX:0966) XS0856597314 4.125 S/A 11/21/2022 N/A Moderate Sr Unsecured + N/A Y 300 200,000 100.37 103.42 201.01 3.617 N/A
CHINA TAIPING NEW HORIZO 中 国 太 平 (HKEX:0966) XS0979772596 6.000 S/A 10/18/2023 N/A Moderate Sr Unsecured + N/A Y 400 200,000 111.76 113.57 245.75 4.126 N/A CHINA TAIPING INSURANCE 中 国 太 平 (HKEX:0966) XS1103748791 5.450 S/A Perpetual 9/10/2019 High Subordinated - N/A Y 600 200,000 102.75 104.25 325.80 4.803 4.415 CHINA CONSTRUCT K ASIA 中 国 建 设 银 行 (HKEX:0939) XS1082890317 3.250 S/A 7/2/2019 N/A Low Sr Unsecured N/A A2 Y 600 200,000 101.45 102.88 143.70 2.553 N/A CHINA CONSTRUCT K ASIA 中 国 建 设 银 行 (HKEX:0939) XS1100009874 4.250 S/A 8/20/2024 8/20/2019 Moderate Subordinated N/A aa1 Y 750 200,000 100.92 102.77 243.83 3.800 3.583 CHINA CITIC ANK INTL LT 中 信 银 行 国 际 XS0834385840 3.875 S/A 9/28/2022 9/28/2017 High Subordinated N/A a1 N 300 200,000 98.97 100.47 298.26 4.212 3.684 CHINA CITIC ANK INTL LT 中 信 银 行 国 际 XS0520490672 6.875 S/A 6/24/2020 N/A High Subordinated N/A a1 N 500 100,000 111.25 113.29 279.11 4.095 N/A CITIC SECURITIES FIN MTN 中 信 证 券 XS1130968453 3.500 S/A 10/30/2019 N/A Moderate Sr Unsecured + aa1 Y 650 200,000 99.91 101.79 190.15 3.088 N/A CITIC SEC FINANCE 2013 中 信 证 券 ( 中 国 银 行 澳 门 分 XS0923302227 2.500 S/A 5/3/2018 N/A Low Sr Unsecured A N/A Y 800 200,000 98.67 99.99 163.84 2.502 N/A CHINA CITIC ANK INTL LT 中 信 银 行 国 际 XS0985263150 6.000 S/A 5/7/2024 5/7/2019 Moderate Subordinated N/A N/A Unrated 300 200,000 104.50 106.50 322.36 5.111 4.306 CHINA CITIC ANK INTL LT 中 信 银 行 国 际 XS1055321993 7.250 S/A Perpetual 4/22/2019 High Jr Subordinated N/A a3 N 300 200,000 104.50 106.50 442.03 6.621 5.494 CHONG HING ANK LTD 创 兴 银 行 (HKEX:1111) XS1107229582 6.500 S/A Perpetual 9/25/2019 High Jr Subordinated N/A a2 N 300 200,000 103.10 104.60 419.64 5.766 5.362 DAH SING ANK LTD 大 新 银 行 集 团 XS1021008328 5.250 S/A 1/29/2024 1/29/2019 Moderate Subordinated N/A aa2 Y 225 200,000 102.95 104.71 293.37 4.500 3.958 GUOTAI JUNAN FINANCIAL H 国 泰 君 安 ( 中 国 银 行 悉 尼 分 XS1067688033 3.625 S/A 5/22/2019 N/A Low Sr Unsecured N/A A1 Y 500 200,000 100.61 102.62 187.72 2.968 N/A HAITONG INTL FINANCE 海 通 证 券 ( 中 国 银 行 新 加 坡 分 XS0984244748 3.950 S/A 10/29/2018 N/A Low Sr Unsecured N/A A1 Y 900 200,000 102.51 105.31 147.71 2.447 N/A HAITONG INTL FIN 2014 海 通 证 券 XS1107172535 3.990 S/A 9/11/2019 N/A Moderate Sr Unsecured N/A Y 600 200,000 100.52 101.96 236.63 3.524 N/A HAITONG INTL FIN 2015 海 通 证 券 XS1170096454 4.200 S/A 7/29/2020 N/A Moderate Sr Unsecured N/A Y 700 200,000 99.90 101.15 264.67 3.965 N/A HUATAI INTERNATIONAL FIN 华 泰 证 券 ( 中 国 银 行 澳 门 分 XS1112236457 3.625 S/A 10/8/2019 N/A Low Sr Unsecured N/A A1 Y 400 200,000 100.70 102.58 185.38 3.027 N/A FAR EAST HORIZON LTD 远 东 宏 信 HKEX:3360 XS1037110373 4.625 S/A 3/6/2017 N/A Moderate Sr Unsecured - N/A Y 400 200,000 101.65 103.27 247.35 2.988 N/A FAR EAST HORIZON LTD 远 东 宏 信 HKEX:3360 XS1079564255 5.550 S/A Perpetual 6/23/2017 High Sr Unsecured N/A N/A Unrated 200 200,000 101.00 102.50 381.56 9.233 4.429 FUON ANK HONG KONG LTD 富 邦 银 行 ( 香 港 ) XS0561639211 6.125 S/A 11/30/2020 N/A Moderate Subordinated N/A Y 200 100,000 111.70 113.84 210.21 3.473 N/A
ICC ASIA LTD 工 商 银 行 ( 亚 洲 ) XS0563742138 5.125 S/A 11/30/2020 N/A Moderate Subordinated N/A aa1 Y 500 100,000 ICC ASIA LTD 工 商 银 行 ( 亚 洲 ) XS0976879279 4.500 S/A 10/10/2023 10/10/2018 Moderate Subordinated N/A NR Y 500 200,000 IND & COM K CHINA MACAU 工 银 澳 门 XS1105630518 3.875 S/A 9/10/2024 9/10/2019 Moderate Subordinated N/A NR Y 320 200,000 INDU & COML NK CHINA SG 工 商 银 行 XS0754769577 2.750 S/A 9/12/2017 N/A Low Sr Unsecured A A1 Y 300 200,000 INDU & COML NK CHINA SG 工 商 银 行 XS1041751980 2.500 S/A 11/21/2017 N/A Low Sr Unsecured N/A A1 Y 700 200,000 107.45 110.12 183.09 3.202 N/A 101.89 103.59 248.98 3.973 3.448 100.00 101.64 232.66 3.507 3.484 100.86 102.02 126.08 1.947 N/A 100.28 101.48 120.00 1.950 N/A IND & COMM K OF CHINA L 工 商 银 行 HKEX:1398 USY39656AA40 6.000 Annu al Perpetual 12/10/2019 High Jr Subordinated a2 N 2,940 200,000 103.60 104.85 357.74 5.445 4.846 HORSEPOWER FINANCE LTD 工 商 银 行 XS1040601707 2.100 S/A 3/3/2017 N/A Low Sr Unsecured A A1 Y 650 200,000 SKYSEA INTERNATIONAL CAP 工 商 银 行 香 港 分 行 XS0702140756 4.875 S/A 12/7/2021 N/A Low Sr Unsecured A A1 Y 750 200,000 CENTURY MASTER INVESTMEN 中 国 东 方 资 产 管 理 XS0963156350 4.750 S/A 9/19/2018 N/A Moderate Sr Unsecured N/A Y 600 200,000 CHARMING LIGHT INVESTMEN 中 国 东 方 资 产 管 理 XS1104029027 3.750 S/A 9/3/2019 N/A Moderate Sr Unsecured N/A aa1 Y 1,100 200,000 CHARMING LIGHT INVESTMEN 中 国 东 方 资 产 管 理 XS1104029290 5.000 S/A 9/3/2024 N/A Moderate Sr Unsecured N/A aa1 Y 400 200,000 CHINA CINDA FINANCE 中 国 信 达 资 产 管 理 USG2117CA84 4.000 S/A 5/14/2019 N/A Moderate Sr Unsecured + aa1 Y 1,000 200,000 CHINA CINDA FINANCE 中 国 信 达 资 产 管 理 USG2117CAC67 5.625 S/A 5/14/2024 N/A Moderate Sr Unsecured + aa1 Y 500 200,000 HUARONG FINANCE CO LTD 中 国 华 融 资 产 管 理 XS1086081707 3.000 S/A 7/17/2017 N/A Moderate Sr Unsecured + aa1 Y 300 200,000 HUARONG FINANCE CO LTD 中 国 华 融 资 产 管 理 XS1088292815 4.000 S/A 7/17/2019 N/A Moderate Sr Unsecured + aa1 Y 1,200 200,000 HUARONG FINANCE II 中 国 华 融 资 产 管 理 XS1165658896 3.500 S/A 1/16/2018 N/A Moderate Sr Unsecured + aa1 Y 600 200,000 HUARONG FINANCE II 中 国 华 融 资 产 管 理 XS1165659357 4.500 S/A 1/16/2020 N/A Moderate Sr Unsecured + aa1 Y 1,200 200,000 HUARONG FINANCE II 中 国 华 融 资 产 管 理 XS1165659514 5.500 S/A 1/16/2025 N/A Moderate Sr Unsecured + aa1 Y 1,400 200,000 99.56 100.65 126.49 1.777 N/A 109.41 111.72 143.66 2.965 N/A 103.40 104.93 234.39 3.290 N/A 99.19 100.53 246.92 3.622 N/A 101.07 103.64 279.81 4.526 N/A 100.69 102.10 237.93 3.466 N/A 106.42 108.62 276.93 4.477 N/A 99.34 100.58 211.61 2.751 N/A 100.33 101.75 244.55 3.570 N/A 100.04 101.18 227.74 3.077 N/A 101.84 103.06 258.01 3.813 N/A 103.27 104.61 316.06 4.907 N/A CHINA GREAT WALL INT HLD 中 国 长 城 资 产 管 理 ( 中 国 银 行 伦 敦 分 XS1107634682 2.500 S/A 9/17/2017 N/A Low Sr Unsecured N/A A1 Y 500 200,000 99.20 100.59 157.44 2.265 N/A EXPORT-IMPORT ANK CHINA 中 国 进 出 口 银 行 USY23862AE81 2.500 S/A 7/31/2019 N/A Low Sr Unsecured AA- Aa3 Y 1,500 200,000 100.58 102.02 89.27 2.025 N/A
EXPORT-IMPORT ANK CHINA 中 国 进 出 口 银 行 USY23862AF56 3.625 S/A 7/31/2024 N/A Low Sr Unsecured AA- Aa3 Y 1,500 200,000 CDL FUNDING 1 国 银 租 赁 XS1143040936 3.250 S/A 12/2/2019 N/A Low Sr Unsecured N/A N/A Y 250 200,000 CDL FUNDING 1 国 银 租 赁 XS1143041314 4.250 S/A 12/2/2024 N/A Low Sr Unsecured N/A N/A Y 400 200,000 104.84 106.30 113.95 2.861 N/A 98.90 100.53 192.29 3.129 N/A 99.95 101.76 228.77 4.031 N/A SUN HUNG KAI & CO VI LT 新 鸿 基 公 司 HKEX:0086 XS0798332820 6.375 S/A 9/26/2017 N/A High Sr Unsecured N/A N/A Unrated 350 200,000 104.25 106.00 324.95 3.949 N/A *Denominated in CNY, settled in equivalent amount in USD (USD/CNY fixing rate: USD1=CNY6.1448) INDUSTRIAL Issuer 发 行 人 ISIN Cpn Cp n Fre q Maturity (MM-DD- YY) Callable (MM-DD- YY) Risk Rating Rank Ratings Investm ent Grade Issue Size (mn) Min Piece ench mark Px id Px Ask Ask YTM (Ask) YTC (Ask) 利 息 派 息 频 率 到 期 日 可 提 早 赎 回 日 风 险 等 级 清 偿 次 序 S&P 标 普 评 级 Mdy's 穆 迪 评 级 投 资 级 别 发 行 量 ( 百 万 美 元 ) 最 小 认 购 额 基 准 买 入 卖 出 Spread (Mtry.) 到 期 利 率 ( 卖 出 ) 可 提 早 赎 回 利 率 ( 卖 出 ) HONG KONG CLP POWER HK FINANCING 中 电 控 股 HKEX:0002 XS0846197019 2.875 S/A 4/26/2023 N/A Low Sr Unsecured A A1 Y 300 200,000 98.28 100.39 118.55 2.821 N/A CLP POWER HK FINANCING 中 电 控 股 HKEX:0002 XS0848445358 3.375 S/A 10/26/2027 N/A Low Sr Unsecured A A1 Y 300 200,000 97.78 100.86 146.19 3.292 N/A CLP POWER HK FINANCE LTD 中 电 控 股 HKEX:0002 XS1064021246 4.250 S/A Perpetual 11/7/2019 High Subordinated + A3 Y 750 200,000 101.05 102.45 248.99 2.866 3.681 HUTCH WHAMPOA INT 14 LTD 和 记 黄 埔 HKEX:0013 USG46747AA27 1.625 S/A 10/31/2017 N/A Moderate Sr Unsecured A- A3 Y 2,000 200,000 98.73 100.00 89.42 1.625 N/A HUTCH WHAMPOA INT 14 LTD 和 记 黄 埔 HKEX:0013 USG46747A00 3.625 S/A 10/31/2024 N/A Moderate Sr Unsecured A- A3 Y 1,500 200,000 102.49 103.94 141.22 3.151 N/A HUTCH WHAM INT 09 LTD 和 记 黄 埔 HKEX:0013 USG4672UAA37 7.625 S/A 4/9/2019 N/A Moderate Sr Unsecured A- A3 Y 1,500 100,000 120.68 122.14 98.42 2.050 N/A HUTCH WHAMPOA INT 10 LTD 和 记 黄 埔 HKEX:0013 USG4672JAA81 6.000 S/A Perpetual 10/28/2015 High Subordinated aa2 Y 2,000 50,000 01/07/16 102.00 103.40 109.92 5.933 1.218 HUTCH WHAMPOA INT 12 LTD 和 记 黄 埔 HKEX:0013 USG4673LAA29 6.000 S/A Perpetual 5/7/2017 High Subordinated aa2 Y 1,000 50,000 106.15 107.65 189.80 5.878 2.469 LI & FUNG LTD 利 丰 HKEX:0494 XS0851808435 6.000 S/A Perpetual 5/25/2018 High Subordinated - aa3 Y 500 200,000 105.10 106.60 296.90 5.997 3.846 LS FINANCE 2022 LTD 利 福 国 际 HKEX:1212 XS0841191991 4.250 S/A 10/16/2022 N/A Moderate Sr Unsecured N/A aa3 Y 300 200,000 101.51 104.55 196.67 3.567 N/A PCCW-HKT CAPITAL NO4 LTD 电 讯 盈 科 HKEX:0008 XS0536564981 4.250 S/A 2/24/2016 N/A Moderate Sr Unsecured aa2 Y 500 100,000 102.37 103.56 60.26 0.812 N/A
PCCW-HKT CAPITAL NO5 LTD 电 讯 盈 科 HKEX:0008 XS0900763029 3.750 S/A 3/8/2023 N/A Moderate Sr Unsecured aa2 Y 500 200,000 100.59 103.02 169.33 3.320 N/A PHS LTD 长 江 基 建 HKEX:1038 XS0543477821 6.625 S/A Perpetual 9/29/2015 High Subordinated N/A N/A Unrated 1,000 100,000 01/07/16 101.01 102.75 217.06 6.426 2.267 JOYOUS GLORY GROUP LTD 信 德 集 团 HKEX:0242 XS0897923719 5.700 S/A 3/7/2020 N/A High Sr Unsecured N/A N/A Unrated 400 200,000 102.00 105.00 332.70 4.584 N/A WHARF FINANCE LTD 九 龙 仓 集 团 HKEX:0004 XS0742215568 4.625 S/A 2/8/2017 N/A Moderate Sr Unsecured N/A N/A Y 900 200,000 104.08 105.59 127.48 1.766 N/A SMARTONE FINANCE LTD 数 码 通 电 讯 HKEX:0315 XS0909306135 3.875 S/A 4/8/2023 N/A High Sr Unsecured N/A N/A Unrated 200 200,000 94.32 96.66 273.24 4.365 N/A FPC TREASURY LTD 第 一 太 平 HKEX:0142 XS0914313357 4.500 S/A 4/16/2023 N/A High Sr Unsecured N/A N/A Unrated 400 200,000 96.50 98.00 316.34 4.797 N/A CHINA ANTON OILFIELD SERV GRP/ 安 东 油 田 服 务 HKEX:3337 USG03999AA07 7.500 S/A 11/6/2018 11/6/2016 High Sr Unsecured N/A a3 N 250 200,000 65.50 69.50 1,833.42 19.309 33.801 HONGHUA GROUP LTD 宏 华 集 团 HKEX:0196 USG4584RAA70 7.450 S/A 9/25/2019 9/25/2017 High Sr Unsecured N/A 2 N 200 200,000 56.50 60.50 2,010.48 21.271 31.704 MIE HOLDINGS CORP MI 能 源 HKEX:1555 XS0883317702 6.875 S/A 2/6/2018 2/6/2016 Very High Sr Unsecured N/A N 200 200,000 70.51 74.50 1,751.17 18.324 44.535 MIE HOLDINGS CORP MI 能 源 HKEX:1555 USG61157AC01 7.500 S/A 4/25/2019 4/25/2017 Very High Sr Unsecured N/A N 500 200,000 67.51 70.50 1,665.30 17.728 27.509 ALIAA GROUP HOLDING 阿 里 巴 巴 NYSE:AA USG01719AC08 1.625 S/A 11/28/2017 N/A Low Sr Unsecured A+ A1 Y 1,000 200,000 99.16 100.45 70.51 1.461 N/A ALIAA GROUP HOLDING 阿 里 巴 巴 NYSE:AA USG01719AD80 0.756 Qtrl y 11/28/2017 N/A Low Sr Unsecured A+ A1 Y 300 200,000 N/A 99.28 100.56 N/A 0.578 N/A ALIAA GROUP HOLDING 阿 里 巴 巴 NYSE:AA USG01719A25 2.500 S/A 11/28/2019 10/28/2019 Low Sr Unsecured A+ A1 Y 2,250 200,000 99.52 100.76 114.39 2.332 2.329 ALIAA GROUP HOLDING 阿 里 巴 巴 NYSE:AA USG01719AA42 3.125 S/A 11/28/2021 9/28/2021 Low Sr Unsecured A+ A1 Y 1,500 200,000 100.04 101.36 139.98 2.904 2.899 ALIAA GROUP HOLDING 阿 里 巴 巴 NYSE:AA USG01719AE63 3.600 S/A 11/28/2024 8/28/2024 Low Sr Unsecured A+ A1 Y 2,250 200,000 100.60 101.87 164.18 3.374 3.369 ALIAA GROUP HOLDING 阿 里 巴 巴 NYSE:AA USG01719AF39 4.500 S/A 11/28/2034 5/28/2034 Low Sr Unsecured A+ A1 Y 700 200,000 T 3 1/8 08/15/44 102.46 104.83 210.68 4.139 4.134 AIDU INC 百 度 NASDAQ:IDU US056752AD07 2.750 S/A 6/9/2019 N/A Moderate Sr Unsecured N/A A3 Y 1,000 200,000 100.17 101.39 130.84 2.410 N/A RIGHT FOOD HONG KONG LT 光 明 食 品 XS0933097668 3.000 S/A 5/21/2018 N/A Moderate Sr Unsecured - aa3 Y 500 200,000 97.90 99.84 217.81 3.052 N/A EIJING ENTERPRISES WATE 北 控 水 务 HKEX:0371 XS0919055581 4.625 S/A 5/6/2018 N/A High Sr Unsecured N/A N/A Unrated 500 200,000 101.75 103.75 252.67 3.392 N/A
CHINA HONGQIAO GROUP 中 国 宏 桥 HKEX:1378 XS1081333921 7.625 S/A 6/26/2017 N/A High Sr Unsecured N/A N 400 200,000 99.00 100.75 665.44 7.270 N/A CHINA HONGQIAO GROUP 中 国 宏 桥 HKEX:1378 XS1132125946 6.875 S/A 5/3/2018 N/A High Sr Unsecured N/A N 300 200,000 96.75 98.50 653.61 7.400 N/A CHINA OIL AND GAS GROUP 中 油 燃 气 HKEX:0603 USG2115XAA66 5.250 S/A 4/25/2018 4/25/2016 High Sr Unsecured + a1 N 350 200,000 100.00 101.75 379.52 4.654 5.849 CHINA OIL AND GAS GROUP 中 油 燃 气 HKEX:0604 XS1132375897 5.000 S/A 5/7/2020 5/7/2018 High Sr Unsecured + a1 N 300 200,000 94.50 96.25 455.53 5.838 7.008 CHINA SHANSHUI CEMENT GR 中 国 山 水 水 泥 HKEX:0691 USG2116MAA92 8.500 S/A 5/25/2016 3/9/2015 Very High Sr Unsecured N/A N 400 200,000 100.00 101.75 676.20 7.044 38.190 CHINA SHANSHUI CEMENT GR 中 国 山 水 水 泥 HKEX:0691 USG2116MAC58 10.500 S/A 4/27/2017 4/27/2015 Very High Sr Unsecured N/A N 400 200,000 103.50 105.25 729.59 7.858 9.699 CHINA RESOURCES CEMENT H 华 润 水 泥 HKEX:1313 (DS ank Ltd., HK ranch SLC) XS0838849916 2.125 S/A 10/5/2017 N/A Low Sr Unsecured N/A Aa1 Y 400 200,000 99.47 100.86 108.38 1.791 N/A CITIC LTD 中 信 泰 富 HKEX:0267 XS0933855354 8.625 S/A Perpetual 11/22/2018 High Subordinated N/A N/A Unrated 1,000 200,000 114.55 115.95 305.28 7.654 4.037 CITIC LTD 中 信 泰 富 HKEX:0267 XS0612337500 7.875 S/A Perpetual 4/15/2016 High Subordinated N/A N/A Unrated 750 100,000 104.55 105.95 247.57 6.484 2.726 CITIC LTD 中 信 泰 富 HKEX:0267 XS0611586263 6.625 S/A 4/15/2021 N/A Moderate Sr Unsecured + /*+ A3 Y 750 100,000 114.96 116.58 218.02 3.609 N/A CITIC LTD 中 信 泰 富 HKEX:0267 XS0758793342 6.875 S/A 1/21/2018 N/A Moderate Sr Unsecured + /*+ A3 Y 1,100 200,000 110.25 111.56 196.44 2.767 N/A CITIC LTD 中 信 泰 富 HKEX:0267 XS0836465608 6.800 S/A 1/17/2023 N/A Moderate Sr Unsecured + /*+ A3 Y 1,400 200,000 118.43 120.21 220.66 3.824 N/A CITIC LTD 中 信 泰 富 HKEX:0267 XS0912154381 6.375 S/A 4/10/2020 N/A Moderate Sr Unsecured + /*+ A3 Y 500 200,000 112.50 113.77 217.15 3.443 N/A CITIC TELECOM INTL FINAN 中 信 国 际 电 讯 HKEX:1883 XS0893206747 6.100 S/A 3/5/2025 N/A High Sr Unsecured N/A N/A Unrated 450 200,000 101.50 103.25 392.05 5.671 N/A COMPET TEAM TECH LTD 鸿 海 XS0854402335 2.125 S/A 12/13/2017 N/A Moderate Sr Unsecured A- N/A Y 650 200,000 99.16 100.72 109.35 1.863 N/A EASTERN CREATION INVEST 北 京 市 基 础 设 施 XS1040147479 3.625 S/A 3/20/2019 N/A Moderate Sr Unsecured A A2 Y 300 200,000 101.72 103.52 166.10 2.715 N/A EASTERN CREATION II INVE 北 京 市 基 础 设 施 XS1134020673 2.625 S/A 11/20/2017 N/A Moderate Sr Unsecured A A2 Y 700 200,000 99.30 100.50 168.83 2.437 N/A EASTERN CREATION II INVE 北 京 市 基 础 设 施 XS1134020830 3.250 S/A 1/20/2020 N/A Moderate Sr Unsecured A A2 Y 300 200,000 98.84 100.54 189.66 3.132 N/A SHANGHAI ELC GRP GL INV 上 海 电 气 XS1092649620 3.000 S/A 8/14/2019 N/A Low Sr Unsecured A A2 Y 500 200,000 101.86 103.52 103.59 2.177 N/A SPARKLE ASSETS LTD 复 星 XS0878012334 6.875 S/A 1/30/2020 1/30/2017 High Sr Unsecured 1 N 400 200,000 99.25 101.00 555.94 6.635 7.958
HENGDELI HOLDINGS LTD 亨 得 利 HKEX:3389 XS0875312364 6.250 S/A 1/29/2018 1/29/2016 High Sr Unsecured N/A a2 N 350 200,000 97.50 99.25 572.29 6.531 10.214 HIDILI INDUSTRY INTL DEV 恒 鼎 实 业 HKEX:1393 USG44403A26 8.625 S/A 11/4/2015 3/9/2015 Very High Sr Unsecured CCC- Caa3 N 400 100,000 01/07/16 76.50 80.50 4,191.04 42.034 335.098 LENOVO GROUP LTD 联 想 集 团 HKEX:0992 XS1064674127 4.700 S/A 5/8/2019 N/A Moderate Sr Unsecured N/A N/A Unrated 1,500 200,000 104.82 106.24 203.63 3.119 N/A GEELY AUTOMOILE 吉 利 汽 车 HKEX:0175 USG3777A92 5.250 S/A 10/6/2019 10/6/2017 High Sr Unsecured + a2 N 300 200,000 100.00 101.75 365.17 4.824 5.462 CAR INC 神 州 租 车 HKEX:0699 XS1163232900 6.125 S/A 2/4/2020 2/4/2018 High Sr Unsecured + (P)a1 N 500 200,000 98.50 100.00 488.11 6.125 7.064 GOLDEN EAGLE RETAIL GROU 金 鹰 商 贸 集 团 HKEX:3308 USG3958RA53 4.625 S/A 5/21/2023 N/A Moderate Sr Unsecured - aa3 Y 400 200,000 86.00 88.00 488.15 6.522 N/A MAOYE INTERNATIONAL HOLD 茂 业 百 货 HKEX:0848 USG5804GAE47 7.750 S/A 5/19/2017 N/A High Sr Unsecured a3 N 300 200,000 93.25 95.00 967.60 10.258 N/A PARKSON RETAIL GROUP LTD 百 盛 商 业 集 团 HKEX:3368 XS0920864708 4.500 S/A 5/3/2018 N/A High Sr Unsecured N/A a2 N 500 200,000 91.75 93.50 590.52 6.769 N/A TALENT YIELD INVESTMENTS 北 京 控 股 HKEX:0392 USG8669QA61 4.500 S/A 4/25/2022 N/A Moderate Sr Unsecured + A3 Y 800 200,000 105.99 107.67 172.70 3.295 N/A TEXHONG TEXTILE GROUP LT 天 虹 纺 织 HKEX:2678 USG87655AA70 7.625 S/A 1/19/2016 N/A High Sr Unsecured - a3 N 200 200,000 101.25 103.00 415.38 4.335 N/A TEXHONG TEXTILE GROUP LT 天 虹 纺 织 HKEX:2678 XS0914422059 6.500 S/A 1/18/2019 1/18/2017 High Sr Unsecured - a3 N 200 200,000 95.00 96.75 644.74 7.465 9.936 TENCENT HOLDINGS LTD 腾 讯 HKEX:0700 USG87572AD85 3.375 S/A 3/5/2018 N/A Moderate Sr Unsecured A- A3 Y 600 200,000 102.40 103.72 128.96 2.118 N/A TENCENT HOLDINGS LTD 腾 讯 HKEX:0700 US88032XA01 3.375 S/A 5/2/2019 N/A Moderate Sr Unsecured A- A3 Y 2,000 200,000 102.36 103.45 142.93 2.509 N/A TINGYI (C.I.) HLDG CORP 康 师 傅 HKEX:0322 XS0794621010 3.875 S/A 6/20/2017 N/A Moderate Sr Unsecured + aa1 Y 500 200,000 102.83 104.30 139.11 2.002 N/A WEST CHINA CEMENT LTD 西 部 水 泥 HKEX:2233 XS1107316041 6.500 S/A 9/11/2019 9/11/2017 High Sr Unsecured + 1 N 400 200,000 94.80 96.70 620.05 7.358 9.096 WINSWAY ENTERPRISES HLDG 永 晖 焦 煤 HKEX:1733 USG97214AA16 8.500 S/A 4/8/2016 3/10/2015 Very High Sr Unsecured CCC- Ca N 500 200,000 37.00 40.00 11,273.23 112.977 1817.840 YANCOAL INTL RES DEV 兖 州 煤 业 HKEX:1171 USY97279AA45 4.461 S/A 5/16/2017 N/A High Sr Unsecured + a2 N 450 200,000 98.00 99.75 399.64 4.575 N/A YANCOAL INTL RES DEV 兖 州 煤 业 HKEX:1171 USY97279A28 5.730 S/A 5/16/2022 N/A High Sr Unsecured + a2 N 550 200,000 91.25 93.00 540.04 6.972 N/A YANCOAL INT'L TRADING 兖 州 煤 业 HKEX:1171 XS1070575953 7.200 S/A Perpetual 5/22/2016 High Sr Unsecured N/A a2 N 300 200,000 101.75 103.50 408.45 11.244 4.364 YINGDE GASES INVSTMT LTD 盈 得 气 体 HKEX:2168 USG9844KAA72 8.125 S/A 4/22/2018 4/22/2016 High Sr Unsecured - 1 N 425 200,000 84.25 86.25 1,269.26 13.550 25.149
YINGDE GASES INVSTMT LTD 盈 得 气 体 HKEX:2168 USG9844KA55 7.250 S/A 2/28/2020 2/28/2018 High Sr Unsecured - 1 N 250 200,000 74.50 76.50 1,261.88 13.873 18.623 PROPERTY Issuer 发 行 人 ISIN Cpn Cp n Fre q Maturity (MM-DD- YY) Callable (MM-DD- YY) Risk Rating Rank Ratings Investm ent Grade Issue Size (mn) Min Piece ench mark Px id Px Ask Ask YTM (Ask) YTC (Ask) 利 息 派 息 频 率 到 期 日 可 提 早 赎 回 日 风 险 等 级 清 偿 次 序 S&P 标 普 评 级 Mdy's 穆 迪 评 级 投 资 级 别 发 行 量 ( 百 万 美 元 ) 最 小 认 购 额 基 准 买 入 卖 出 Spread (Mtry.) 到 期 利 率 ( 卖 出 ) 可 提 早 赎 回 利 率 ( 卖 出 ) HONG KONG CK OND SEC 03 LTD 长 江 实 业 HKEX:0001 XS0876766766 5.375 S/A Perpetual 1/24/2018 High Sr Unsecured N/A N/A Unrated 500 200,000 T 3 1/8 08/15/44 98.00 100.00 456.91 5.375 5.374 FITA INTERNATIONAL LTD 新 世 界 发 展 HKEX:0017 XS0485770670 7.000 S/A 2/10/2020 N/A Moderate Sr Unsecured N/A N/A Unrated 750 100,000 112.52 114.51 254.34 3.790 N/A NWD MTN LTD 新 世 界 发 展 HKEX:0017 XS1037253645 5.250 S/A 2/26/2021 N/A Moderate Sr Unsecured N/A N/A Unrated 750 200,000 105.08 107.48 244.39 3.852 N/A NEW WORLD CHINA LAND 新 世 界 中 国 地 产 HKEX:0917 XS1133586963 5.375 S/A 11/6/2019 N/A High Sr Unsecured N/A N/A Unrated 900 200,000 102.50 104.00 323.79 4.429 N/A HENDERSON LAND MTN LTD 恒 基 地 产 HKEX:0012 XS0745985878 4.750 S/A 2/14/2017 N/A Moderate Sr Unsecured N/A N/A Unrated 700 200,000 103.56 105.06 166.96 2.166 N/A HLP FINANCE LTD 恒 隆 地 产 HKEX:0101 XS0794823152 4.750 S/A 6/25/2022 N/A Moderate Sr Unsecured N/A N/A Unrated 500 200,000 105.27 108.29 188.69 3.466 N/A HONGKONG LAND FINANCE 香 港 置 地 XS0782786171 4.500 S/A 6/1/2022 N/A Moderate Sr Unsecured A A2 Y 500 200,000 108.98 111.04 124.36 2.818 N/A HOWES CAPITAL LTD 香 格 里 拉 ( 亚 洲 ) HKEX:0069 XS0768440975 4.750 S/A 4/10/2017 N/A High Sr Unsecured N/A N/A Unrated 600 200,000 103.71 105.04 180.68 2.353 N/A RH INTL FINANCE LTD 富 豪 酒 店 HKEX:0078 XS0843334094 4.250 S/A 10/19/2017 N/A Moderate Sr Unsecured N/A N/A Unrated 300 200,000 99.50 100.70 325.15 3.972 N/A IFC DEVELOPMENT CORP TRS XS0877604990 2.375 S/A 5/21/2019 N/A Low Sr Unsecured A A2 Y 500 200,000 99.01 100.43 117.80 2.269 N/A HYSAN (MTN) LIMITED 希 慎 兴 业 HKEX:0014 XS0871996491 3.500 S/A 1/16/2023 N/A Moderate Sr Unsecured + A3 Y 300 200,000 101.84 103.58 137.27 2.990 N/A LAI SUN INTL FINANC 2012 丽 新 发 展 HKEX:0488 XS0853586856 5.700 S/A 1/18/2018 N/A High Sr Unsecured N/A N/A Unrated 350 200,000 100.50 102.25 406.72 4.868 N/A LINK FINANCE CAYMAN 2009 领 汇 HKEX:0823 XS1105268228 3.600 S/A 9/3/2024 N/A Low Sr Unsecured A A2 Y 500 200,000 102.83 105.54 120.32 2.931 N/A NAN FUNG TREASURY LTD 南 丰 集 团 XS0831371264 4.500 S/A 9/20/2022 N/A Moderate Sr Unsecured - aa3 Y 300 200,000 101.80 104.15 226.99 3.865 N/A
NAN FUNG TREASURY LTD 南 丰 集 团 XS1072402925 4.875 S/A 5/29/2024 N/A Moderate Sr Unsecured - aa3 Y 200 200,000 104.70 107.32 221.78 3.928 N/A ROSY UNICORN LTD 新 创 建 集 团 HKEX:0659 XS0735694357 6.500 S/A 2/9/2017 N/A Moderate Sr Unsecured N/A N/A Unrated 500 200,000 105.71 107.32 222.42 2.716 N/A SHUI ON DEVELOPMENT HOLD 瑞 安 房 地 产 HKEX:0272 XS0745305838 9.750 S/A 2/16/2015 N/A High Sr Unsecured N/A N/A Unrated 875 200,000 04/30/15 99.25 100.63-2,127.38-21.264 N/A SHUI ON DEVELOPMENT HOLD 瑞 安 房 地 产 HKEX:0272 XS1112153678 8.700 S/A 11/24/2017 N/A High Sr Unsecured N/A N/A Unrated 500 200,000 96.25 98.25 866.48 9.417 N/A SHUI ON DEVELOPMENT HOLD 瑞 安 房 地 产 HKEX:0272 XS1058142081 8.700 S/A 5/19/2018 N/A High Sr Unsecured N/A N/A Unrated 637 150,000 96.00 98.00 854.13 9.414 N/A SHUI ON DEVELOPMENT HOLD 瑞 安 房 地 产 HKEX:0272 XS1074221703 9.625 S/A 6/10/2019 6/10/2017 High Sr Unsecured N/A N/A Unrated 550 200,000 94.00 96.00 969.37 10.796 13.481 SHUI ON DEVELOPMENT HOLD 瑞 安 房 地 产 HKEX:0272 XS1058142248 9.750 S/A 5/19/2020 5/19/2017 High Sr Unsecured N/A N/A Unrated 202 150,000 95.00 97.00 920.89 10.497 13.202 SHUI ON DEVELOPMENT HOLD 瑞 安 房 地 产 HKEX:0272 XS0855853718 10.125 S/A Perpetual 12/10/2017 High Sr Unsecured N/A N/A Unrated 500 200,000 97.75 99.75 945.03 12.713 10.217 SUN HUNG KAI PROP (CAP) 新 鸿 基 地 产 HKEX:0016 XS0681928114 3.500 S/A 11/2/2016 N/A Low Sr Unsecured A+ A1 Y 775 200,000 102.61 103.79 86.55 1.277 N/A SUN HUNG KAI PROP (CAP) 新 鸿 基 地 产 HKEX:0016 XS0873639701 3.625 S/A 1/16/2023 N/A Low Sr Unsecured A+ A1 Y 500 200,000 101.59 103.31 153.23 3.150 N/A SUN HUNG KAI PROP (CAP) 新 鸿 基 地 产 HKEX:0016 XS1036235882 3.375 S/A 2/25/2024 2/25/2019 Low Sr Unsecured A+ A1 Y 400 200,000 101.13 102.45 169.16 2.502 2.732 SUN HUNG KAI PROP (CAP) 新 鸿 基 地 产 HKEX:0016 XS0744757526 4.500 S/A 2/14/2022 N/A Low Sr Unsecured A+ A1 Y 900 200,000 107.91 109.46 143.97 2.994 N/A SWIRE PACIFIC MTN FIN 太 古 股 份 HKEX:0019 XS0979067427 4.500 S/A 10/9/2023 N/A Moderate Sr Unsecured A- A3 Y 700 200,000 109.32 111.95 126.17 2.928 N/A WHEELOCK FINANCE LIMITED 会 德 丰 HKEX:0020 XS0905643408 3.000 S/A 3/19/2018 N/A High Sr Unsecured N/A N/A Unrated 500 200,000 99.30 100.75 190.87 2.746 N/A WHEELOCK FINANCE LIMITED 会 德 丰 HKEX:0020 XS1081204957 2.750 S/A 7/2/2017 N/A High Sr Unsecured N/A N/A Unrated 500 200,000 99.18 100.88 174.73 2.369 N/A WISEYEAR HOLDINGS LTD 嘉 里 建 设 HKEX:0683 XS0746571925 5.000 S/A 2/15/2017 N/A Moderate Sr Unsecured - N/A Y 600 200,000 104.31 105.72 159.03 2.088 N/A WISEYEAR HOLDINGS LTD 嘉 里 建 设 HKEX:0683 XS0611607879 5.875 S/A 4/6/2021 N/A Moderate Sr Unsecured - N/A Y 300 200,000 111.70 113.60 198.27 3.407 N/A **Synethtic CNY ond: purchase settlement in USD & converted to CNY at spot USD/CNY; coupon & redemption in CNY converted to USD at spot USD/CNY CHINA AGILE PROPERTY HLDGS LTD 雅 居 乐 地 产 HKEX:3383 USG01218A54 8.875 S/A 4/28/2017 3/9/2015 Very High Sr Unsecured + 1 N 650 100,000 97.50 99.25 868.16 9.244 72.001 AGILE PROPERTY HLDGS LTD 雅 居 乐 地 产 HKEX:3383 XS0756437132 9.875 S/A 3/20/2017 N/A Very High Sr Unsecured + 1 N 700 200,000 99.50 101.25 867.29 9.200 N/A
AGILE PROPERTY HLDGS LTD 雅 居 乐 地 产 HKEX:3383 XS0872777122 8.250 S/A Perpetual 7/18/2018 High Jr Subordinated N/A N/A Unrated 700 200,000 73.25 75.25 1,733.00 11.498 18.239 AGILE PROPERTY HLDGS LTD 雅 居 乐 地 产 HKEX:3383 XS1022604570 8.375 S/A 2/18/2019 2/18/2017 Very High Sr Unsecured + 1 N 500 200,000 94.50 96.50 840.28 9.439 12.260 IG WILL INVESTMENTS LTD 广 州 富 力 地 产 HKEX:2777 XS0620341064 10.875 S/A 4/29/2016 N/A High 1st lien N/A N/A Unrated 388 200,000 102.25 104.25 689.97 7.161 N/A TRILLION CHANCE LTD 广 州 富 力 地 产 HKEX:2777 XS1009853141 8.500 S/A 1/10/2019 1/10/2017 Very High Secured + 1 N 1,000 200,000 93.50 95.50 889.60 9.909 13.237 CAIFU HOLDINGS LTD 广 州 富 力 地 产 HKEX:2777 XS0878016673 8.750 S/A 1/24/2020 1/24/2017 Very High Secured + 1 N 600 200,000 92.50 94.50 895.05 10.188 14.071 CENTRAL CHINA REAL ESTAT 建 业 地 产 HKEX:0832 XS0879582301 8.000 S/A 1/28/2020 1/28/2017 High Sr Unsecured - a3 N 200 200,000 92.25 94.25 823.61 9.476 13.252 CENTRAL CHINA REAL ESTAT 建 业 地 产 HKEX:0832 XS0937236783 6.500 S/A 6/4/2018 6/4/2016 High Sr Unsecured - a3 N 400 200,000 91.75 93.75 782.01 8.703 14.163 CENTRAL PLAZA DEVT LTD 首 创 置 业 HKEX:2868 XS0910884955 8.375 S/A Perpetual 4/8/2018 High Sr Unsecured N/A N/A Unrated 400 200,000 103.75 105.50 557.25 11.532 6.421 CENTRAL PLAZA DEVT LTD 首 创 置 业 HKEX:2868 XS1144953442 7.125 S/A Perpetual 12/2/2019 High Sr Unsecured N/A N/A Unrated 450 200,000 98.75 100.50 579.10 9.952 6.997 CHINA AOYUAN PROPERTY GP 中 国 奥 园 HKEX:3883 XS0851670652 13.875 S/A 11/23/2017 11/23/2015 Very High Sr Unsecured N/A 3 N 225 200,000 101.75 103.75 1,147.45 12.226 17.081 CHINA AOYUAN PROPERTY GP 中 国 奥 园 HKEX:3883 XS1014666124 11.250 S/A 1/17/2019 1/17/2017 Very High Sr Unsecured - 3 N 300 200,000 91.50 93.50 1,240.46 13.422 17.902 CHINA OS GRAND OCEAN FIN 中 国 海 外 宏 洋 HKEX:0081 XS0996662853 5.125 S/A 1/23/2019 N/A Moderate Sr Unsecured - aa2 Y 400 200,000 100.85 103.32 318.50 4.206 N/A CHINA OVERSEAS FIN. VI 中 国 海 外 宏 洋 HKEX:0082 XS1063561143 4.250 S/A 5/8/2019 N/A Moderate Sr Unsecured + aa1 Y 800 200,000 102.77 104.18 210.48 3.188 N/A CHINA OVERSEAS FIN. VI 中 国 海 外 宏 洋 HKEX:0083 XS1063561499 5.950 S/A 5/8/2024 N/A Moderate Sr Unsecured + aa1 Y 700 200,000 111.62 113.46 247.28 4.179 N/A CHINA PROPERTIES GROUP 中 国 地 产 HKEX:1838 XS0941934944 13.500 S/A 10/16/2018 10/16/2016 Very High Sr Unsecured - N/A N 250 200,000 94.50 96.50 1,378.22 14.744 19.553 CHINA SCE PROPERTY HOLDI 中 骏 置 业 ** HKEX:1966 USG21189AA66 10.500 S/A 1/14/2016 3/9/2015 Very High Sr Unsecured - 2 N 2,000 1,000,000 CG 3.14 01/15/16 97.25 99.25 861.60 11.354 52.392 CHINA SCE PROPERTY HOLDI 中 骏 置 业 HKEX:1966 XS0852359313 11.500 S/A 11/14/2017 11/14/2015 Very High Sr Unsecured - 2 N 350 200,000 99.75 101.75 999.20 10.736 16.262 CHINA SOUTH CITY HOLDING 华 南 城 HKEX:1668 XS0835662726 13.500 S/A 10/17/2017 10/17/2015 Very High Sr Unsecured + 2 N 125 200,000 103.50 105.50 1,034.26 11.061 14.411 CHINA SOUTH CITY HOLDING 华 南 城 HKEX:1668 XS1008223858 8.250 S/A 1/29/2019 1/29/2017 Very High Sr Unsecured + N/A N 400 200,000 94.00 96.00 845.61 9.480 12.506 CIFI HOLDINGS GRP 旭 辉 控 股 HKEX:0884 XS0888948717 12.250 S/A 4/15/2018 4/15/2016 Very High Sr Unsecured 1 N 500 200,000 106.25 108.25 833.74 9.190 9.682
CIFI HOLDINGS GROUP CO 旭 辉 控 股 HKEX:0884 XS1021801193 8.875 S/A 1/27/2019 1/27/2017 Very High Sr Unsecured 1 N 400 200,000 98.75 100.75 762.28 8.646 10.529 COUNTRY GARDEN HLDG CO 碧 桂 园 控 股 HKEX:2007 XS0531782273 10.500 S/A 8/11/2015 N/A High Sr Unsecured + a2 N 400 100,000 01/07/16 102.38 103.88 266.97 2.729 N/A COUNTRY GARDEN HLDG CO 碧 桂 园 控 股 HKEX:2007 USG24524AF02 11.125 S/A 2/23/2018 3/9/2015 High Sr Unsecured + a2 N 900 200,000 104.50 106.25 239.29 8.734 2.403 COUNTRY GARDEN HLDG CO 碧 桂 园 控 股 HKEX:2007 USG24524AG84 7.500 S/A 1/10/2023 1/10/2018 High Sr Unsecured + a2 N 750 200,000 93.25 95.25 671.34 8.330 10.560 COUNTRY GARDEN HLDG CO 碧 桂 园 控 股 HKEX:2007 USG24524AJ24 7.875 S/A 5/27/2019 5/27/2017 High Sr Unsecured + a2 N 550 200,000 100.25 102.25 615.74 7.252 8.359 COUNTRY GARDEN HLDG CO 碧 桂 园 控 股 HKEX:2007 USG24524AH67 7.250 S/A 4/4/2021 10/4/2017 High Sr Unsecured + a2 N 750 200,000 95.25 97.25 639.48 7.819 9.676 EVERGRANDE REAL ESTATE G 恒 大 地 产 ** HKEX:3333 XS0576382492 9.250 S/A 1/19/2016 N/A High Sr Unsecured + 2 N 3,700 1,000,000 CG 3.14 01/15/16 98.00 99.75 668.67 9.521 N/A EVERGRANDE REAL ESTATE G 恒 大 地 产 HKEX:3333 USG3225AAD57 8.750 S/A 10/30/2018 10/30/2016 High Sr Unsecured + 2 N 1,500 200,000 93.25 95.25 933.96 10.310 14.262 FANTASIA HOLDINGS GROUP 花 样 年 HKEX:1777 XS0833000861 13.750 S/A 9/27/2017 N/A Very High Sr Unsecured 3 N 250 200,000 90.50 93.50 1,618.20 16.882 N/A FANTASIA HOLDINGS GROUP 花 样 年 HKEX:1777 XS1017606853 10.625 S/A 1/23/2019 1/23/2017 Very High Sr Unsecured 3 N 300 200,000 78.50 81.50 1,624.41 17.265 25.459 FANTASIA HOLDINGS GROUP 花 样 年 HKEX:1777 XS0876181537 10.750 S/A 1/22/2020 1/22/2017 Very High Sr Unsecured 3 N 250 200,000 75.50 78.50 1,615.94 17.396 28.013 FUTURE LAND DEVELOPMENT 新 城 发 展 HKEX:1030 USG3701AAA46 10.250 S/A 1/31/2018 1/31/2016 Very High Sr Unsecured + 1 N 200 200,000 94.25 96.25 1,096.97 11.779 19.698 FUTURE LAND DEVELOPMENT 新 城 发 展 HKEX:1030 XS1086808570 10.250 S/A 7/21/2019 7/21/2017 High Sr Unsecured + 1 N 350 200,000 91.75 93.75 1,097.68 12.104 15.196 GEMDALE INT INVESTMENT 金 地 集 团 XS0854399952 7.125 S/A 11/16/2017 11/16/2015 Very High Sr Unsecured + a3 N 350 200,000 99.00 100.75 607.20 6.817 10.618 GLORIOUS PROPERTY HOLDIN 恒 盛 地 产 HKEX:0845 XS0552084849 13.000 S/A 10/25/2015 N/A Very High Sr Unsecured CCC- Caa2 N 300 100,000 01/07/16 85.50 89.50 3,020.39 30.320 N/A GLORIOUS PROPERTY HOLDIN 恒 盛 地 产 HKEX:0845 XS0885588631 13.250 S/A 3/4/2018 3/4/2016 Very High Sr Unsecured CCC- Caa2 N 400 200,000 62.50 66.50 3,005.01 30.878 66.945 GREENLAND GL INVST 绿 地 集 团 XS1122384685 3.500 S/A 10/17/2017 N/A Moderate Sr Unsecured aa3 Y 500 200,000 GREENLAND GL INVST 绿 地 集 团 XS1081319698 4.375 S/A 7/3/2019 N/A Moderate Sr Unsecured aa3 Y 400 200,000 GREENLAND GL INVST 绿 地 集 团 XS1081321595 5.875 S/A 7/3/2024 N/A Moderate Sr Unsecured aa3 Y 600 200,000 97.56 99.57 294.82 3.666 N/A 98.63 100.83 305.05 4.167 N/A 99.72 102.92 375.57 5.472 N/A GREENTOWN CHINA HOLDS 绿 城 中 国 HKEX:3900 XS0883317884 8.500 S/A 2/4/2018 2/4/2016 Very High Sr Unsecured + 2 N 700 200,000 99.25 101.25 720.87 8.020 11.316
GREENTOWN CHINA HOLDS 绿 城 中 国 HKEX:3900 XS0973119273 8.000 S/A 3/24/2019 3/24/2017 Very High Sr Unsecured + 2 N 300 200,000 96.75 98.75 730.37 8.360 10.391 MOON WISE GLOAL 绿 城 中 国 HKEX:3900 XS1020406606 9.000 S/A Perpetual 1/28/2019 High Subordinated N/A N/A Unrated 500 200,000 92.55 94.70 964.69 12.524 10.671 GREENLAND HONG KONG HOLD 绿 地 香 港 HKEX:0337 XS0978986932 4.750 S/A 10/18/2016 N/A High Sr Unsecured + a1 N 700 200,000 99.75 101.25 357.56 3.975 N/A GREENLAND HONG KONG HOLD 绿 地 香 港 HKEX:0337 XS1094594964 4.375 S/A 8/7/2017 N/A High Sr Unsecured + a1 N 500 200,000 99.00 100.50 350.78 4.162 N/A HOPSON DEVELOPMENT HLDGS 合 生 创 展 HKEX:0754 XS0577732190 11.750 S/A 1/21/2016 3/9/2015 Very High Sr Unsecured CCC+ Caa1 N 300 100,000 99.25 101.25 1,013.77 10.320 31.423 HOPSON DEVELOPMENT HLDGS 合 生 创 展 HKEX:0754 XS0873245590 9.875 S/A 1/16/2018 1/16/2016 Very High Sr Unsecured CCC+ Caa1 N 300 200,000 86.50 88.50 1,403.97 14.840 29.743 JINGRUI HOLDINGS LTD 景 瑞 控 股 HKEX:1862 XS1054921975 13.625 S/A 8/8/2019 8/8/2017 High Sr Unsecured N/A 3 N 150 200,000 96.00 98.00 1,310.45 14.242 16.943 KAISA GROUP HOLDINGS LTD 佳 兆 业 集 团 HKEX:1638 XS0828366756 12.875 S/A 9/18/2017 9/18/2015 Very High Sr Unsecured CC Ca N 250 200,000 80.00 83.00 2,102.98 21.722 60.176 KAISA GROUP HOLDINGS LTD 佳 兆 业 集 团 HKEX:1638 XS0871580477 10.250 S/A 1/8/2020 1/8/2017 Very High Sr Unsecured CC Ca N 500 200,000 69.00 72.00 1,844.45 19.673 34.076 KAISA GROUP HOLDINGS LTD 佳 兆 业 集 团 HKEX:1638 USG52132AF72 8.875 S/A 3/19/2018 3/19/2016 Very High Sr Unsecured CC Ca N 800 200,000 69.00 72.00 2,086.98 21.707 47.615 KAISA GROUP HOLDINGS LTD 佳 兆 业 集 团 HKEX:1638 XS1071368861 9.000 S/A 6/6/2019 6/6/2017 Very High Sr Unsecured CC Ca N 400 200,000 69.00 72.00 1,761.02 18.710 27.566 KWG PROPERTY HOLDINGS LT 合 景 泰 富 地 产 HKEX:1813 XS0751939553 13.250 S/A 3/22/2017 N/A Very High Sr Unsecured + 1 N 400 200,000 104.00 106.00 949.25 10.022 N/A KWG PROPERTY HOLDINGS LT 合 景 泰 富 地 产 HKEX:1813 XS1014156274 8.975 S/A 1/14/2019 1/14/2017 Very High Sr Unsecured + 1 N 600 200,000 94.50 96.50 905.58 10.071 13.194 KWG PROPERTY HOLDINGS LT 合 景 泰 富 地 产 HKEX:1813 XS0873646151 8.625 S/A 2/5/2020 2/5/2017 Very High Sr Unsecured + 1 N 300 200,000 92.50 94.50 880.93 10.053 13.838 KWG PROPERTY HOLDINGS LT 合 景 泰 富 地 产 HKEX:1813 XS1076700175 8.250 S/A 8/5/2019 8/5/2017 High Sr Unsecured + 1 N 400 200,000 92.50 94.50 865.72 9.793 12.348 LOGAN PROPERTY HOLDINGS 龙 光 地 产 HKEX:3380 XS1063367509 11.250 S/A 6/4/2019 6/4/2017 High Sr Unsecured N/A 1 N 300 200,000 91.75 93.75 1,208.19 13.181 16.666 LOGAN PROPERTY HOLDINGS 龙 光 地 产 HKEX:3380 XS1143878517 9.750 S/A 12/8/2017 N/A High Sr Unsecured N/A 1 N 250 200,000 92.25 94.25 1,143.40 12.199 N/A LONGFOR PROPERTIES 龙 湖 地 产 HKEX:0960 XS0844323930 6.875 S/A 10/18/2019 10/18/2016 High Sr Unsecured a2 N 400 200,000 100.25 102.00 529.28 6.372 7.527 LONGFOR PROPERTIES 龙 湖 地 产 HKEX:0960 XS0877742105 6.750 S/A 1/29/2023 1/29/2018 High Sr Unsecured a2 N 500 200,000 93.25 95.00 597.74 7.597 9.732 MINGFA GROUP INTL CO LTD 明 发 集 团 国 际 HKEX:0846 XS0880243463 13.250 S/A 2/1/2018 2/1/2016 Very High Sr Unsecured - N/A N 100 200,000 92.50 95.50 1,437.01 15.180 25.095
MODERN LAND CHINA CO 当 代 置 业 中 国 有 限 公 司 HKEX:1107 XS0976019686 13.875 S/A 11/4/2018 11/4/2016 Very High Sr Unsecured N/A 2 N 150 200,000 93.00 95.00 1,469.64 15.670 20.912 MODERN LAND CHINA CO 当 代 置 业 中 国 有 限 公 司 HKEX:1107 XS1090957025 12.750 S/A 7/31/2019 7/31/2017 High Sr Unsecured N/A 2 N 125 200,000 83.00 85.00 1,660.93 17.742 23.083 OCEANWIDE REAL ESTATE IN 泛 海 建 设 XS1106299586 11.750 S/A 9/8/2019 9/8/2017 High Sr Unsecured N/A N 320 200,000 98.88 100.88 1,033.67 11.493 13.308 POWERLONG REAL ESTATE HL 宝 龙 地 产 HKEX:1238 XS0875844960 11.250 S/A 1/25/2018 1/25/2016 Very High Sr Unsecured - 3 N 250 200,000 93.75 95.75 1,221.46 13.020 21.939 POLY PROPERTY GROUP 保 利 置 业 HKEX:0119 XS0928955219 4.750 S/A 5/16/2018 N/A High Sr Unsecured N/A N/A Unrated 500 200,000 98.50 100.00 387.64 4.748 N/A POLY REAL ESTATE FINANCE 保 利 房 地 产 XS0946643490 4.500 S/A 8/6/2018 N/A Moderate Sr Unsecured - aa3 Y 500 200,000 100.83 102.33 286.17 3.782 N/A POLY REAL ESTATE FINANCE 保 利 房 地 产 XS1048622689 5.250 S/A 4/25/2019 N/A Moderate Sr Unsecured - aa3 Y 500 200,000 103.53 105.13 284.01 3.915 N/A REDCO PROPERTIES GROUP 力 高 地 产 HKEX:1622 XS1089989385 13.750 S/A 8/1/2019 8/1/2017 High Sr Unsecured N/A N 125 200,000 96.50 98.50 1,307.78 14.211 16.859 RENHE COMMERCIAL HLDS CO 人 和 商 业 HKEX:1387 USG75004AA24 11.750 S/A 5/18/2015 3/9/2015 Very High Sr Unsecured CCC- Caa1 N 300 100,000 07/30/15 92.50 95.50 2,973.13 28.806 106.011 RENHE COMMERCIAL HLDS CO 人 和 商 业 HKEX:1387 USG75004A07 13.000 S/A 3/10/2016 N/A Very High Sr Unsecured CCC- Caa1 N 600 100,000 84.50 87.50 2,677.92 27.000 N/A ROAD KING 2012 LTD 路 劲 基 建 HKEX:1098 XS0828764133 9.875 S/A 9/18/2017 9/18/2015 High Sr Unsecured - 1 N 350 200,000 103.75 105.75 671.19 7.404 8.054 SHIMAO PPTY HLDNG LTD 世 茂 房 地 产 HKEX:0813 XS0592717689 11.000 S/A 3/8/2018 3/9/2015 High Sr Unsecured - a3 N 350 200,000 04/30/15 105.50 106.70-305.02 8.477-3.040 SHIMAO PPTY HLDNG LTD 世 茂 房 地 产 HKEX:0813 XS0872804207 6.625 S/A 1/14/2020 1/14/2017 High Sr Unsecured - a3 N 800 200,000 94.75 96.50 625.34 7.485 10.259 SHIMAO PPTY HLDNG LTD 世 茂 房 地 产 HKEX:0813 XS1013209017 8.125 S/A 1/22/2021 1/22/2018 High Sr Unsecured - a3 N 600 200,000 99.25 101.00 663.91 7.910 8.961 SHIMAO PPTY HLDNG LTD 世 茂 房 地 产 HKEX:0813 XS1157365070 8.375 S/A 2/10/2022 2/10/2019 High Sr Unsecured - a3 N 800 200,000 T 1 1/2 01/31/22 98.88 100.13 694.66 8.351 9.226 SINO OCEAN LND TRS FIN I 远 洋 地 产 HKEX:3377 XS1089807025 4.625 S/A 7/30/2019 N/A Moderate Sr Unsecured - aa3 Y 500 200,000 100.22 102.25 293.75 4.070 N/A SINO OCEAN LND TRS FIN I 远 洋 地 产 HKEX:3377 XS1090864528 6.000 S/A 7/30/2024 N/A Moderate Sr Unsecured - aa3 Y 700 200,000 102.09 104.60 365.21 5.374 N/A SINO OCEAN LD TRS FIN II 远 洋 地 产 HKEX:3377 XS1163228627 4.450 S/A 2/4/2020 N/A Moderate Sr Unsecured - aa3e Y 700 200,000 98.42 99.65 328.46 4.528 N/A SINO OCEAN LD TRS FIN II 远 洋 地 产 HKEX:3377 XS1163722587 5.950 S/A 2/4/2027 N/A Moderate Sr Unsecured N/A aa3 Y 500 200,000 101.10 102.65 383.47 5.643 N/A SINO-OCEAN LAND PER FIN 远 洋 地 产 HKEX:3377 XS0622690575 10.250 S/A Perpetual 5/13/2016 High Subordinated N/A N/A Unrated 400 200,000 104.75 106.50 458.86 11.516 4.861
SOHO CHINA LTD SOHO 中 国 HKEX:0410 XS0850023093 5.750 S/A 11/7/2017 11/7/2015 High Sr Unsecured + a1 N 600 200,000 99.75 101.50 441.61 5.153 7.450 SOHO CHINA LTD SOHO 中 国 HKEX:0410 XS0851996925 7.125 S/A 11/7/2022 11/7/2017 High Sr Unsecured + a1 N 400 200,000 97.50 99.50 560.35 7.208 8.505 SUNAC CHINA HOLDINGS LTD 融 创 中 国 HKEX:1918 XS0836493642 12.500 S/A 10/16/2017 10/16/2015 Very High Sr Unsecured + N/A N 400 200,000 104.50 106.50 896.20 9.679 11.340 SUNAC CHINA HOLDINGS LTD 融 创 中 国 HKEX:1918 XS0909370651 9.375 S/A 4/5/2018 4/5/2016 Very High Sr Unsecured + 1 N 500 200,000 98.00 100.00 851.94 9.366 13.231 SUNAC CHINA HOLDINGS LTD 融 创 中 国 HKEX:1918 XS1144941439 8.750 S/A 12/5/2019 12/5/2017 High Sr Unsecured + 1 N 400 200,000 94.50 96.50 846.09 9.669 11.582 SUNSHINE 100 CHINA HLDGS 阳 光 100 HKEX:2608 XS1089195157 12.750 S/A 10/8/2017 N/A High Sr Unsecured - N/A N 215 200,000 97.25 99.25 1,236.20 13.072 N/A TIMES PROPERTY HLDG LTD 时 代 地 产 HKEX:1233 XS1045993208 12.625 S/A 3/21/2019 3/21/2017 High Sr Unsecured 2 N 305 200,000 99.75 101.75 1,100.82 12.063 14.275 ESTGAIN REAL ESTATE 万 科 XS0898415004 2.625 S/A 3/13/2018 N/A Moderate Sr Unsecured aa3 Y 800 200,000 WANDA PROPERTIES OVERSEA 万 达 地 产 XS0989286850 4.875 S/A 11/21/2018 N/A Moderate Sr Unsecured - aa3 Y 600 200,000 97.48 98.78 220.86 3.042 N/A 100.65 102.19 325.78 4.241 N/A WUZHOU INTL HOLDINGS LTD 五 洲 国 际 HKEX:1369 USG98100AA11 13.750 S/A 9/26/2018 9/26/2016 Very High Sr Unsecured N/A 3 N 200 200,000 97.50 99.50 1,296.41 13.914 17.899 XINYUAN REAL ESTATE CO L 鑫 苑 置 业 XS0998964935 13.000 S/A 6/6/2019 6/6/2017 Very High Sr Unsecured - N/A N 200 200,000 82.50 85.50 1,683.92 17.939 23.670 YANLORD LAND GROUP LTD 仁 恒 SGEX:YLLG USY9729AAD38 10.625 S/A 3/29/2018 3/29/2015 High Sr Unsecured - a3 N 400 200,000 102.00 104.00 799.01 9.121 18.790 YUEXIU PROPERTY CO LTD 越 秀 地 产 HKEX:0123 XS0878082899 3.250 S/A 1/24/2018 N/A Moderate Sr Unsecured N/A aa3 Y 350 200,000 97.51 99.21 272.83 3.533 N/A YUEXIU PROPERTY CO LTD 越 秀 地 产 HKEX:0123 XS0878083517 4.500 S/A 1/24/2023 N/A Moderate Sr Unsecured N/A aa3 Y 500 200,000 93.29 95.11 364.10 5.260 N/A YUEXIU REIT MTN CO 越 秀 房 地 产 投 资 信 托 基 金 HKEX:0405 XS0910894756 3.100 S/A 5/14/2018 N/A Moderate Sr Unsecured aa2 Y 350 200,000 98.07 99.53 238.05 3.251 N/A YUZHOU PROPERTIES CO 禹 州 地 产 HKEX:1628 XS0848049598 11.750 S/A 10/25/2017 10/25/2015 Very High Sr Unsecured 1 N 250 200,000 104.00 106.00 846.06 9.186 10.867 YUZHOU PROPERTIES CO 禹 州 地 产 HKEX:1628 XS1021617698 8.625 S/A 1/24/2019 1/24/2017 Very High Sr Unsecured 1 N 300 200,000 95.50 97.50 837.22 9.393 12.108 YUZHOU PROPERTIES CO 禹 州 地 产 HKEX:1628 XS0975623009 8.750 S/A 10/4/2018 10/4/2016 Very High Sr Unsecured 1 N 300 200,000 96.00 98.00 844.76 9.403 12.572 YUZHOU PROPERTIES CO 禹 州 地 产 HKEX:1628 XS1149696996 9.000 S/A 12/8/2019 12/8/2017 High Sr Unsecured 1 N 250 200,000 95.50 97.50 844.36 9.653 11.438 **Synethtic CNY ond: purchase settlement in USD & converted to CNY at spot USD/CNY; coupon & redemption in CNY converted to USD at spot USD/CNY Extract from the above SFC Circular:
Some bonds may contain special features and risks that warrant special attention. These include bonds: 1.That are perpetual in nature and interest pay-out depends on the viability of the issuer in the very long term; 2.That have subordinated ranking and in case of liquidation of the issuer, investors can only get back the principal after other senior creditors are paid; 3.That are callable and investors face reinvestment risk when the issuer exercises its right to redeem the bond before it matures; 4.That have variable and/or deferral of interest payment terms and investors would face uncertainty over the amount and time of the interest payments to be received; 5.That have extendable maturity dates and investors would not have a definite schedule of principal repayment; 6.That are convertible or exchangeable in nature and investors are subject to both equity and bond investment risk; and/or 7.That have contingent write down or loss absorption feature and the bond may be written-off fully or partially or converted to common stock on the occurrence of a trigger event. Disclaimer This presentation material is issued, delivered, provided or distributed by QMIS Securities (Asia) Limited or any of its subsidiaries or affiliates (collectively, the QMIS ) to the selected recipients or addresses. This presentation material and the products or services referred to in this presentation material (collectively, the Products ), are not directed to, or intended for distribution to or use by, any person or entity who is a citizen or resident of or located in any locality, state, country or other jurisdiction where such distribution, publication, availability or use would be contrary to any law or regulations or would subject any member of QMIS to any registration or licensing requirement within any such jurisdiction. Recipients of this presentation material possess or accept or use this presentation material and the Products only to the extent permitted by the applicable law and regulations, and should be aware of and observe all such applicable law and regulations. This presentation material is intended for general reference only and should not constitute or be regarded as an offer or solicitation of an offer or a recommendation or the basis for any contract, to sell or to purchase or to subscribe for or to invest in or to enter into the Products. The services mentioned in this presentation material may be subject to legal restrictions in certain countries and may therefore not be on offer in their entirety everywhere. The content of this presentation material may be amended from time to time without prior notice. Nothing in this presentation material constitutes investment, legal, accounting, tax or other advice nor a representation that any product, service, investment or investment strategy is suitable for any person. It is not possible for this presentation material to disclose all the risks and other significant aspects associated with the Products. Each prospective investor should consult independent professional advisers before making investment decision, in particular, in determining the suitability and assessing the investment risks of any product or service. To the extent permitted by applicable law and regulations, QMIS disclaims liability for any error, omission or inaccuracy of the contents of this presentation material and any loss arising from the use of or reliance on this presentation material. This presentation material is confidential and protected by copyright. No part of this presentation material or its contents may be modified, reproduced, transmitted or distributed by any means for any use without QMIS s prior written consent. Copyright 2015 QMIS. All rights reserved.