2016
2-3 4-9 10-11 12-20 21-29 30-31 32 33-34 35 36-37 38-98 99 1
2
Cricket Square Hutchins Drive P.O. Box 2681 Grand Cayman KY1-1111 Cayman Islands 11 3 7 M2B2 183 17 1712-1716 08103 www.equitynet.com.hk/8103/ Royal Bank of Canada Trust Company (Cayman) Limited 4 Floor, Royal Bank House 24 Shedden Road, George Town Grand Cayman KY1-1110 Cayman Islands 3
63,300,000 73,200,000 14% 11,600,000 23,400,000 102% 19,700,000 500,000 63,300,000 14% i) ii)iii)iv) i) ii) iii) iv) 300 4
i) ii)iii)iv) i) IT ii) iii) iv) i) ii) iii) iv) v) 12 24 (i)(ii)(iii)(iv) (v) 6 24 5
AMSCI 14,000,000 47,000,000 116,400,000 130,300,000 27,000,000 6,900,000 100,300,000 190,600,000 18,900,000 (i) (ii) (iii) (iv) 0.19 57,380,000 10,900,000 216,644,771 0.085 17,600,000 135,724,862 0.1 12,900,000 0.1 122,023,623 12,200,000 20,331,7754.85% 6.25% 6
28,520,00040,920,000 0.05570,301,928 818,499,792 0.05 0.07 339,312,1570.07 0.14 0.05 0.1 200,000,000 2,000,000,000 0.1 67,862,431.4 678,624,3140.1 10,000 20,000 20,000,000 0.35 57,142,857 0.1 1 200,000,000 200,000,000 1 99,351,565 99,351,5651 790% 7
1,669,128 1,611,395 Galaxy Automotive MS Inc.Galaxy Galaxy 19% 17,328,000, Galaxy ZUVER, 5,472,000AGalaxy 19 6 11,856,000BGalaxy 19 13 BGalaxy13Galaxy 13% BB Galaxy6%5,600,000 128,000 17,000,000 24.9% 4,200,000 664,000 8
IT IT 90% 2423 5,000,000 3,200,000 0.1 122,023,623 41 44 9
48 Heriot-Watt University 37 28 35 10
48 8173 745 10 51 82228163 487 8019 1163 16 44362 943 8356 8212 37 37 1468 11
A.6.7 -(i) (ii) (iii) (iv) 5.48 5.67 (i) (ii) (iii) (iv) (v) 12
(i) (ii) (iii) 5.09 5.09 13
47 47/47 5/5 47/47 5/5 1/47 0/5 0/47 0/5 39/46 4/5 11/28 0/3 24/34 2/3 10/10 1/1 3/3 1/2 1/26 0/3 0/32 0/3 1/34 0/3 6/10 0/1 21/36 2/4 0/30 0/3 43/47 5/5 22/39 0/5 39/47 3/5 1/3 2/2 14
15 A.6.5
(i) (ii) (iii) (iv) (v) (vi) (vii) 17.90 16
1/2 3/3 1/1 3/3 (i) (ii) (iii) (iv) 1/2 3/3 1/1 3/3 17
5.28 (i) (ii) (iii) (iv) (v) (vi) (a) (b) (c) (d) (e) (f) (g) (h) (i) 18
(vii) (viii) (ix) (x) (xi) (xii) (xiii) (xiv) (xv) (xvi) (xvii) 1/1 12/12 0/12 13/13 12/12 11/13 19
630 580 630 580 58 (2)(21) (852) 3108 0188 (852) 3108 0187 (http://www.hkgem.com) (http://www.equitynet.com.hk/8103/) 20
46 11 37 452,400,000 32 35 20 21
97% 66% 53% 18% 5% 18 47 22
11 5.09 19 571 XVXV7 8 352 23
XV23 5% 1 5,714,285 5.75% 1. 99,351,565 336 24
(a) (b) (c) 30% (i) (ii) 10% (c)(i) 10% 25
(iii) (a) (b) (d) 12 1% (i) (ii) (e) (i) (ii) (iii) (f) (g) 26
(h) 1 1 40,622,385 (20,311,193) (20,311,192) 0.1 67,700,000 (33,850,000) (33,850,000) 0.1 67,862,431 (67,862,431) 0.1 176,184,816 (54,161,193) (122,023,623) 1. 10 27
Metal Winner LimitedMWL 83 MWL (a)mwl5,700,000 (b) MWL MWL MWL 16,600,000 MWL 3,000,0003,000,0003,000,0004,000,0004,000,0004,000,0004,000,000 15,000,000 17,700,0001,000,000500,000500,000 1,000,0004,700,000 5,000,000 5,000,000 28
29
3298 30
P05333 8 10 31
10 63,289 73,210 (61,184) (67,756) 2,105 5,454 (139) 1,502 10 34,684 13,354 (171) (293) (23,406) (11,613) 12 (24,793) (2,408) 13 (8,025) (6,935) 20 (99) (19,725) (1,038) 14 (11) 578 15a (19,736) (460) 15b & 39 (66) (19,802) (460) 2,206 (54) (17,596) (514) 17 26 0.80 26 0.80 32
20 3,949 4,826 21 18,057 22 6,600 4,864 23 11,318 10,549 39,065 24 38,527 33,089 25 11,400 15,058 23 15,796 10,723 26 12,865 12,879 27 7,311 9,196 28 3,465 34,002 29 1,457 29 26,986 6,880 116,350 123,284 30 7,000 116,350 130,284 27 8,619 5,145 31 86,058 96,471 1,269 5,647 32 18,938 33 42,521 34 15,000 4,397 6,907 100,343 190,629 16,007 (60,345) 26,556 (21,280) 33
37 99,351 54,161 (85,091) (101,179) 14,260 (47,018) 35 12,296 36 25,729 36 9 12,296 25,738 26,556 (21,280) 3298 34
54,161 417,565 3,056 1,200 1,810 5,953 1,147 (531,396) (46,504) (460) (460) (54) (54) (54) (460) (514) (1,810) 1,810 54,161 417,565 3,056 1,200 5,899 1,147 (530,046) (47,018) (19,802) (19,802) 2,206 2,206 2,206 (19,802) (17,596) 7,321 7,321 2,869 9,180 (1,147) 10,902 24,405 7,583 31,988 5,714 13,343 19,057 12,202 7,321 (7,321) 12,202 (1,562) (1,562) (1,034) (1,034) (429) 429 99,351 452,396 3,056 1,200 7,676 (549,419) 14,260 35
(19,725) (1,038) (66) 899 714 22,498 (483) 116 139 (1,502) 7 8,216 6,935 (644) (698) 664 1,475 2,401 40 (32) (29) (3,897) (4,583) (445) (2,859) (1,604) (25,069) (4,109) 7,321 (20) 99 (246) 17 (11,244) (4,264) 9,470 18,832 625 (97) (1,013) 7,900 976 1,468 1,089 3,825 (15,812) (5,572) 7,455 (4,206) 415 10,906 (1,059) 36
(31) 232 5,300 2,200 18,138 7,000 4,200 (465) (6,600) 8,500 500 32 29 1,457 (1,168) 37,562 1,762 55,092 (2,596) 20,331 18,926 (17,798) (17,665) (54) (10,000) (8,770) (17,651) (46,000) (695) (1,408) (28,087) (201) 20,381 502 6,880 6,386 (275) (8) 26,986 6,880 26,986 6,880 37
1. Cricket Square, Hutchins Drive P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands11 3 7 M2B2 46 2. 622 622 622 2 17 2 36 38
2. 123 1 21 3 4 3. 19 9 1 15 1 16 3 11 2 1 2 16 2 38 16 2 41 27 2 10 4 28 10 2 12 28 2 1 2 3 4 39
3. 9 9 9 9 a) b)fvtoci 9 39 9 9 39 939 40
3. 9 9 15 15 15 18 11 15 15 1 2 3 4 5 15 15 15 15 15 41
4. (a) (i) (ii) 39 42
4. (b) 12 19 2 5 43
4. (b) (c) (d) 44
4. (d) 39 36 36 39 45
4. (e) (f) (i) (ii) (iii) (iv) 46
4. (g) (h) 47
4. (i) (j) (k) (l) 48
4. (l) (m) 49
4. (n) (o) (p) 50
4. (p) 39 9 51
4. (p) 52
4. (p) 53
4. (p) 39 54
4. (q) 5. 4 445,000 55
5. 23 25,000,000 25,000,000 12%4,874,000 23,978,000 29,963,000 25,246,000 52,066,000 11,400,000 27,947,000 15,058,000 27,947,00014,549,000 43,800,000 7,844,000 71,816,000 37 56
6. 36 7. 6,600 4,864 3,456 34,002 15,796 22,041 11,400 15,058 38,527 33,089 1,457 26,986 6,880 102,774 117,391 86,058 96,471 18,938 42,521 25,729 15,000 12,296 98,354 198,659 9 98,354 198,668 57
8. 50 95,000 50 58
8. 10%10 347,000 3,400,000 69%65% 24 25 59
8. 6,600 6,600 6,600 11,400 11,400 11,400 18,415 18,415 15,976 38,527 38,527 38,527 3,465 3,465 3,465 26,986 26,986 26,986 105,393 105,393 102,954 86,058 86,058 86,058 9,800 10,531 20,331 12,296 86,058 9,800 10,531 106,389 98,354 4,864 4,864 4,864 16,700 16,700 15,058 24,500 24,500 22,041 33,089 33,089 33,089 34,002 34,002 34,002 1,457 1,457 1,457 6,880 6,880 6,880 121,492 121,492 117,391 96,471 96,471 96,471 18,938 18,938 18,938 45,550 45,550 42,521 30,000 30,000 25,729 15,000 15,000 15,000 175,959 30,000 205,959 198,659 60
8. 9. (i) 3,465 34,002 9 0.050 36 0.175 % 0.006% 1.007 % 52.653% % 0% 61
9. (ii) (iii) 9 (9) 2 7 9 7 62
10. 46,263 41,398 17,000 22,342 9,470 26 63,289 73,210 4,770 68,059 73,210 32 29 3,897 4,583 181 1,949 1,265 483 246 655 632 445 2,859 1,604 25,069 4,109 34,684 13,354 452 35,136 13,354 63
11. 88 (a) 46,263 41,398 17,000 22,342 26 63,289 63,740 9,470 63,289 73,210 (5,308) 388 7,297 3,081 (23,036) 1,502 26 (21,021) 4,971 (21,021) 4,971 3,929 4,612 27,897 5,249 (22,525) (8,836) (8,025) (6,935) 20 (99) (19,725) (1,038) 64
11. (b) 32,020 35,911 3,168 3,455 3,465 34,002 3,157 41,810 73,368 11 48 18,057 6,600 4,864 11,400 15,058 15,796 22,041 27,492 20,576 1,457 26,986 6,880 7,000 126,899 169,349 50,585 46,655 7,686 8,358 58,271 55,013 37,675 52,250 18,938 12,296 42,521 25,729 9 15,000 4,397 6,907 112,639 216,367 65
11. (b) (c) 90% 34 49 3,915 4,777 3,949 4,826 66
11. (d) (695) (440) (237) (6) (701) (677) (8) (37) (709) (714) (664) (664) (1,515) (2,401) (1,515) (2,401) (1,515) (2,401) 644 644 1,502 1,502 (139) (139) 1,502 (7) (7) 445 445 2,859 1,104 500 2,859 1,604 2,859 1,604 25,069 1,334 25,069 1,334 2,775 25,069 4,109 1 1 (22.499) 483 (22,498) 483 395 395 (31) (31) (e) 10% A 11,942 * B ^ 14,284 C ^ 9,040 * A10% ^ BC10% 67
12. 1,515 2,401 22,498 664 7 116 13. 24,793 2,408 203 1,406 2,179 1,122 3,203 3,653 1,404 752 735 2 301 8,025 6,935 64 127 14. 191 8,216 6,935 (2) (11) 580 (11) 578 68
14. (i) (ii) 25% (19,725) (1,038) 25%25% (4,931) (260) (30,148) (17,928) 33,978 16,112 1,101 2,078 11 (580) 11 (578) 42 15a. 4,711 3,216 124 44 4,835 3,260 630 580 7,321 871 714 1,128 545 11 69
15b. 320 17 337 28 244 16. 17. (19,802) (460) 75,750,743 54,161,193 70
17. 0.05 0.1 0.1 1 (19,736) (460) (66) (0.09) 71
18. 2,780 1,377 124 44 2,904 1,421 320 17 337 3,241 1,421 19. (a) 1,931 1,839 1,931 1,839 72
19. (a) 420 420 240 240 120 120 120 120 174 174 127 127 100 100 25 25 16 16 150 150 30 30 50 50 120 120 100 100 120 120 10 10 9 9 1,931 1,931 73
19. (a) 179 179 295 295 155 155 113 113 112 112 42 42 120 120 120 120 60 60 1 1 60 60 120 120 120 120 36 36 100 100 103 103 103 103 1,839 1,839 74
19. (b) a 2,159 575 171 35 2,330 610 1,000,000 4 2 (c) 121,012,000 1,181,000 75
20. 1,784 71 4,594 7,964 14,413 2 6 7 15 31 31 (7) (26) (2,222) (2,255) 1,810 45 4,600 5,749 12,204 (88) (217) (284) (589) 179 21 5,773 89 6,062 (179) (21) (5,773) (89) (6,062) 1,722 45 4,383 5,465 11,615 1,779 64 4,020 3,036 8,899 2 6 1 9 2 1 63 648 714 (2) (20) (2,222) (2,244) 1,781 45 4,089 1,463 7,378 (88) (193) (94) (375) 33 6 190 32 638 899 (27) (6) (190) (13) (236) 1,699 45 3,915 2,007 7,666 23 468 3,458 3,949 29 511 4,286 4,826 5 5 5 25 5 3 1 /3 8 76
21. 18,009 48 18,057 18,057 18,156 20 (99) (18,077) 18,057 17,000,000 24.9% 77
22. 6,600 27,317 (22,453) 6,600 4,864 4,864 4,864 b 6,600 (664) a (4,200) 6,600 4,864 (a) b 4,200,000 664,000 6,600,000 78
23. Gold Depot LimitedGold Depot 20% 15,796 22,041 (15,796) (10,723) 11,318 Gold Depot 25,000,000 4,874,000 24. 43,393 69,230 (29,060) (51,116) 14,333 18,114 10,548 8,082 (903) (950) 9,645 7,132 58,349 79,659 (43,800) (71,816) 14,549 7,843 38,527 33,089 79
24. (a) 0 30 4,829 2,282 31 90 8,202 3,497 90 1,302 12,335 14,333 18,114 51,116 50,281 (1,546) 38 1,475 2,401 (2,859) (1,604) (19,126) 29,060 51,116 29,060,000 51,116,000 90 90 14,333 13,031 1,302 18,114 5,779 12,335 80
24. (b) 9,645,000 7,132,000 12 950 949 (47) 1 903 950 903,000 950,000 (c) 55,887 73,666 2,462 5,993 58,349 79,659 (43,800) (71,816) 14,549 7,843 71,816 75,836 (2,987) 89 12 40 10 (25,069) (4,109) 43,800 71,816 43,800,000 71,816,000 81
25. a 11,400 15,058 b 11,400 15,058 (11,400) (15,058) 27,947 27,947 (a) 51% 15,000,000 3,000,000 16,735,000 15,000,000 12%4,266,000 15,000,000 17,700,000 1,347,000 15,846,00012% 5,300,000 10,400,000 (b) 20% 30,000,000 12%26,600,000 3,000,00027,000,000 23,600,000 82
26. 10,000,000 10,000,000 27. 161,730 174,717 (163,038) (170,666) (1,308) 4,051 7,311 9,196 (8,619) (5,145) (1,308) 4,051 9,645,000 7,132,000 28. 3,465 34,002 1 83
29. 1,457,000 0.24%0.35% 8,685,000 8,116,000 30. 7,000,000 31. a 43,800 30,700 b 17,655 17,775 24,603 47,996 86,058 96,471 (a) 0 30 9,103 16,452 31 90 21,954 438 90 12,743 13,810 43,800 30,700 30 9030 90 (b) 84
32. 18,938 7.5% 33. 42,521 10,000 2 32,500 5,196 1,122 (1,717) (1,101) a b (46,000) 42,521 (a) (b) 1 9,340,000 9,250,000 13,250,000 32,500,0002 12% 32,750,000 34. 15,000 15,000,000 17,651,000 85
35. 1 2 5 6,552 5 5,744 12,296 (a) (b) (c) 10,005,000 4.85%710.32% 527,0004.85% 710.32% 9,800,0006% 412.41% 36. 25,729 9 (a) 85,000,000 0.175 100% 55,000,000 0.175314,285,712 86
36. (a) 53,688,000 16.55% 22,076 2 22,078 3,653 3,653 7 7 25,729 9 25,738 3,203 3,203 (19,051) (6) (19,057) (9,881) (3) (9,884) 37. 0.05 4,000,000,000 200,000 e (2,000,000,000) f (1,800,000,000) 1 200,000,000 200,000 0.05 1,083,223,857 54,161 a 57,380,000 2,869 b 352,369,633 24,405 c 57,142,857 5,714 d 122,023,623 12,202 e f (1,572,788,405) 1 99,351,565 99,351 87
37. (a) (b) 0.19 57,380,000 352,369,633 216,644,771 0.085 135,724,862 0.1 (c) (d) (e) (f) 30,000,000 0.3557,142,857 122,023,623 0.05 1 0.1 1 38. 1,669 (1,677) (8) 200,000 88
38. 6,062 198 1,204 884 (1,717) (1,043) (3,911) 1,677 884,000 884,000 1,669 (1,204) 465 39. (518) 452 (66) 89
39. 4,770 (4,114) 656 (983) 13 (191) (518) (518) 1,611 (1,159) 452 5,826 198 287 1,304 (1,676) (1,715) (3,065) 1,159 1,611 (287) 1,324 90
40., 17,000 (16,754) 246 18,370 186 (1,802) 16,754 17,000 (186) 16,814 41. 0.1 122,023,623 91
41. 1 (i)(ii) (iii) 0.1 0.1 0.1 40,622,385 (20,311,193) (20,311,192) 67,700,000 (33,850,000) (33,850,000) 67,862,431 (67,862,431) 0.1 0.1 3,249,0004,072,000 54,161,192 67,862,431 0.092 0.1 0.1 0.1 100% 86% 1.5% 1.63% 7,321,000 92
41. 2.78 1,145,000 (1,145,000) 2.78 2.78 42. 43. 3,988 429 6,525 10,513 429 93
44. Metal Winner LimitedMWL 83 MWL(a)MWL5,700,000 (b) MWLMWL MWL 16,600,000 MWL 94
45. 1 1 11,318 1 11,319 (a) 23,597 31,590 11,400 15,058 15,796 10,723 10,000 10,000 980 61,773 67,371 5,016 12,731 42,521 15,000 (a) 534 5,550 70,252 56,223 (2,881) 56,224 8,438 99,351 54,161 (b) (55,423) (71,461) 43,928 (17,300) 12,296 25,729 9 12,296 25,738 56,224 8,438 95
45. (a) (b) i ii iii 417,565 1,200 1,810 1,968 1,147 (490,307) (66,617) (4,862) (4,862) 18 18 18 (4,862) (4,844) (1,810) 1,810 417,565 1,200 1,986 1,147 (493,359) (71,461) (17,646) (17,646) (17,646) (17,646) 7,321 7,321 9,180 (1,147) 8,033 7,583 7,583 13,343 13,343 7,321 (7,321) (1,562) (1,562) (1,034) (1,034) 452,396 1,200 1,986 (511,005) (55,423) (i) (ii) (iii) 41 0.02 57,380,000 0.19 0.19 57,380,000 96
46. % % % % % % Tongfang Electronic Company Limited 65 100% 100% 100% 100% 100,000 100% 100% 100% 100% 4,300,000 100% 100% 100% 100% Trend Brilliant Limited 10,000 100% 100% 100% 100% Fullmark Management Limited 1 100% 100% Fullmark Management Limited 1 100% 100% 4,943,659 100% 100% High Pacific Limited 2 100% 100% 100 100% 100% 100% 100% 97
47. 19 48. 98
63,289 73,210 49,302 51,857 80,902 (19,725) (1,038) (204,666) (259,207) (19,044) (19,802) (460) (207,019) (260,531) (22,852) (19,802) (460) (207,019) (260,531) (22,790) (62) (19,802) (460) (207,019) (260,531) (22,852) 126,899 169,349 139,444 258,742 450,591 (112,639) (216,367) (185,948) (145,255) (128,272) 14,260 (47,018) (46,504) 113,487 322,319 14,260 (47,018) (46,504) 110,794 319,636 2,693 2,683 14,260 (47,018) (46,504) 113,487 322,319 99